§ 58-13D-3. Third-party and agency disclosure

A. If a broker-dealer, investment adviser or qualified individual reasonably believes that financial exploitation of an eligible adult may have occurred, may have been attempted or is being attempted, a broker-dealer, investment adviser or qualified individual: (1) shall promptly notify the agencies; (2) shall attempt to notify a third-party previously designated by the eligible adult; and (3) may attempt to notify a third-party that is not designated but is reasonably associated with the eligible adult. B. Disclosure shall not be made to a designated third-party that is at the time of disclosure suspected of financial exploitation or other abuse of the eligible adult.