1990-006
Board action in light of McDowell
Cite as Alaska Op. Att'y Gen. No. 1990-006
Hon. Don W. Collinsworth
Commissioner
July 20, 1990
Department of Fish and Game
221-83-0624
465-3600
Board action in light of
McDowell
Tom Koester
Bonnie Harris
Assistant Attorneys General
Natural Resources-Juneau
You have asked for guidance on what action will be
necessary by the Boards of Fisheries and Game under the decision
by the supreme court in McDowell v. State, 785 P.2d 1 (Alaska
1989), and the further interpretations of the consequences of
that decision by superior court Judge Cutler in McDowell v.
Collinsworth, 3 AN-83-1592 Civil. This memorandum will describe
what the courts have held in these cases with regard to the
state's subsistence law, and then will summarize what that means
for fisheries and for game.
The status of the law in light of the court decisions.
In McDowell, the supreme court held that the rural
limitation in Alaska's subsistence law is inconsistent with art.
VIII, secs. 3, 15, and 17, of the Alaska Constitution.
The
superior court decided on June 20, 1990, that the rural
limitation is severable from the remaining portions of the 1986
law, and that thus the approach set out in AS 16.05.258,
including the priority for subsistence uses over other uses, is
still in place.
In a July 12, 1990, clarification of the June
decision, the superior court stated that initial eligibility for
subsistence uses cannot be based on whether or not an individual
has engaged in customary and traditional subsistence uses in the
past.
Thus, the structure in AS 16.05.258 remains basically
in place, absent the rural limitation. Under that statute, for a
given fish stock or game population, if there is a harvestable
surplus and if the relevant board has found a customary and
traditional use of that stock, then subsistence uses must be
authorized.
Neither the supreme court nor the superior court
found the eight criteria contained in 5 AAC 99 010(b) and used by
the boards to identify whether a use is customary and traditional
to be invalid. In fact in the July 12, 1990 superior court order
of clarification, the court indicated that the boards sould use
criteria like those to determine which fish stocks and game
populations were subject to subsistence uses.
Don W. Collinsworth
July 20, 1990
Commissioner, Dept. of Fish & Game
Page 2
122-62-483
Under the statute, then, if the harvestable surplus and
customary and traditional use findings can be made, the boards
must then provide a reasonable opportunity to engage in
subsistence uses for any Alaskan resident who would be using the
harvest for the purposes specified in the definition of
subsistence uses:
the direct personal or family consumption as
food,
shelter,
fuel,
clothing,
tools,
or
transportation, for the making and selling of
handicraft articles out of nonedible by-products
of fish and wildlife resources taken for personal
or family consumption, and for the customary
trade, barter, or sharing for personal or family
consumption.
AS 16.05.940(30).
If a reasonable opportunity can be provided
for those Alaskans likely to engage in subsistence uses, then
nonsubsistence uses can be authorized on the same fish stock or
game population.
The situation in which all Alaskans eligible
for and desirous of engaging in subsistence uses of a particular
fish stock or game population can be allowed a reasonable
opportunity to do so has been termed "tier one".
If a conservation problem, or increasing competition,
requires a reduction in harvest, the relevant board cannot modify
the subsistence regulations in a way which would provide less
than a reasonable opportunity unless other uses have first been
eliminated. Under AS 16.05.258, if nonsubsistence uses have been
eliminated, and the relevant board is still not able to provide a
reasonable opportunity at tier one for all Alaskans, we must move
to tier two to determine which Alaskans will be afforded that
reasonable opportunity.
In a tier two situation, the statute
specifies that opportunity to engage in subsistence uses must be
distributed among those eligible at tier one based on three
criteria:
(1) customary and direct dependence on the fish stock
or game population as the mainstay of livelihood;
(2) local residency;
(3) availability of alternative resources.
AS 16.05.258(c).
Of course, under both the Alaska Constitution and the
Don W. Collinsworth
July 20, 1990
Commissioner, Dept. of Fish & Game
Page 3
122-62-483
Alaska Statutes, if any harvest would jeopardize sustained yield,
all hunting or fishing -- including subsistence -- must be
closed.
What this means for fisheries.
For those fish stocks for which the Board of Fisheries
has made an affirmative finding that no customary and traditional
uses exist, no subsistence uses need be authorized on those fish
stocks, whether in rural or nonrural areas.
For those fish stocks for which the board has not made
a finding one way or another about the presence of customary and
traditional uses, it is our assessment that under the superior
court decision the board can await proposals which individuals or
groups may submit, and act on those at the next board meeting.
The superior court noted at page eight of the June 20, 1990
order, that the subsistence law now no longer limits the fish
stocks to be considered to those in rural areas.
However, for
those in nonrural areas, the superior court stated that the
boards must still make an affirmative finding that the stock or
population "is customarily and traditionally used for subsistence
before making it available for subsistence use." We believe this
indicates that the court decision does not require instant action
on those as yet unexamined stocks and populations, but rather
allows the board to address them over time, as proposals come in.
With respect to those stocks for which the board has
found a customary and traditional use and which are already
subject to subsistence fishing, the board needs to eventually
repeal the eligibility limitations on participation in those
fisheries.
Those
regulatory
provisions
are
currently
ineffective, since the stay in the supreme court McDowell case
expired on July 1, but it is going to be confusing to the public
to leave them on the books over the long term.
We understand that your department, pursuant to our
earlier advice, has already directed that any Alaskan who
requests a subsistence permit for any open subsistence fisheries
be given such a permit, since the eligibility limitations are
ineffective. We further understand that your department does not
anticipate any conservation problems or extreme competition to
arise this year.
Thus, it appears that this method will indeed
comply with the requirements of AS 16.05.258, as interpreted by
the supreme and superior courts.
What this means for hunting.
Don W. Collinsworth
July 20, 1990
Commissioner, Dept. of Fish & Game
Page 4
122-62-483
With respect to those game populations for which the
Board of Game either has made a finding that no customary and
traditional use exists or has not yet made a finding with respect
to customary and traditional uses, the discussion in the above
section on fisheries applies.
Similarly, with respect to those
game populations for which the board has made a customary and
traditional finding, the board will need to repeal regulations
limiting eligibility for participation, as discussed in the above
section on fisheries.
The existing subsistence hunts will break down into two
categories.
For those in which the current subsistence
regulations are identical to the nonsubsistence resident hunting
regulations, there would appear to be no need for board action,
since those regulations apparently accommodate use by all
interested Alaskans in any event, without difficulty.
For those situations in which the regulations are not
identical, however, further action probably will be required.
The analysis for those hunts would be as follows:
1.
The
board
should
ask
whether
the
existing
subsistence hunt can be open to all Alaskans
likely to desire to participate in that season for
the purposes specified in the statute without
jeopardizing
either
sustained
yield
or
a
reasonable opportunity for those participants. A
discussion
of
the
"reasonable
opportunity"
standard found in AS 16.05.258 follows this
description of the four steps the board should
take.
a.
If yes, then no modifications would be
required.
b.
If no, proceed to step 2.
2.
The board would close nonsubsistence hunting, and
reevaluate the question posed in paragraph 1.
a.
If the answer is now yes, no further action
is necessary.
b.
If the answer is still no, proceed to
paragraph 3.
3.
The board should consider whether the subsistence
regulations can be restructured in such a way that
Don W. Collinsworth
July 20, 1990
Commissioner, Dept. of Fish & Game
Page 5
122-62-483
reasonable
opportunity
for
all
tier
one
participants can be provided.
a.
If yes, no further action beyond such
restructuring is necessary.
b.
If the answer is still no, proceed to
paragraph 4.
4.
The board should use the three "tier two" criteria
to determine how to distribute the available
opportunity among those Alaskans eligible at tier
one to participate.
Whether a regulation provides reasonable opportunity
for subsistence uses of that game population is in most cases a
question for the board. However, we can provide some guidance.
Attached are the only two pieces of state legislative history to
address the term directly.
Those, in combination with the
McDowell decisions, and our experience with courts, leads to the
following conclusions:
A.
It is not a guaranteed take, but a real chance to
harvest.
Thus, any hunts in which not all those desiring to
participate are able to participate do not provide reasonable
opportunity, as a legal matter.
B.
For those hunts where a customary and traditional
use has been found, a court would accord a presumption that the
existing regulations provide a reasonable opportunity. Thus, any
reductions in season or bag limits, for example, must be
accompanied by some evidence that will rebut the presumption for
a court to accept a conclusion that the reduced opportunity is
still reasonable.
C. Under AS 16.05.258, the board may not provide less
than reasonable opportunity for subsistence uses unless non-
subsistence uses are closed. However, assuming that guideline is
met, the board may go to tier two (which is necessary if less
than reasonable opportunity can be provided) in two cases: (1) to
assure sustained yield, or (2) to continue subsistence uses. The
latter situation may be presented when a population is being
managed for overall growth, in order that eventually more
opportunity can be provided.
D.
Prohibitions on transportation methods could be
consistent with reasonable opportunity for all Alaskans desiring
to participate only if the board can conclude that they do not in
Don W. Collinsworth
July 20, 1990
Commissioner, Dept. of Fish & Game
Page 6
122-62-483
reality affect a nonlocal person's ability to go hunt more than a
local person's. For example, the board could find a prohibition
on airplanes, other than regularly scheduled commercial flights,
would still provide all Alaskans reasonable opportunity if any
Alaska could take a commercial flight to a location where boats
or
other
appropriate
transportation
methods
are
actually
available through rental or other means in sufficient numbers for
the anticipated use level.
E.
If the board has provided a fall and winter
subsistence hunt on a population, reasonable opportunity for each
of those can be evaluated separately. Thus, it would be possible
to have one hunt at tier one, and one at tier two.
Other questions will certainly arise during the board
meeting on this issue, and we will be available to assist you and
the board as those develop.
We are aware that the board may not be able to do
everything necessary to fully comply with the McDowell decision
in time for this fall's hunts.
We would offer the following
continuum to guide the board's priority of action.
At one end, there are those hunts in which the existing
subsistence seasons are identical to the nonsubsistence resident
seasons.
Since the limitations on eligibility are currently
ineffective these can be easily addressed, and should require no
time from the board.
At the far end of the continuum are those hunts which
cannot be restructured in any form to allow all Alaska residents
desiring to participate to do so.
Any hunt which must have
eligibility limited to less than all those who wish to
participate will be invalid and indefensible if the board does
not use the three "tier two" criteria to decide which Alaskans
are able to participate.
Thus, these situations should be a
priority for board action.
In the middle of the continuum are those situations in
which the subsistence hunt must be restructured before everyone
desiring to participate can, and it can be so restructured.
The
question then becomes whether the authorized season, bag limit,
methods and means, etc., provide a "reasonable opportunity" or
not.
Each hunt in this category must be viewed as a matter of
degree.
Some situations will clearly constitute unreasonable
opportunity -- for example, a two day season restructured from a
40 day season would probably fall into that category.
We would
recommend that the board put as high a priority as possible on
Don W. Collinsworth
July 20, 1990
Commissioner, Dept. of Fish & Game
Page 7
122-62-483
addressing those situations which most clearly would not provide
reasonable opportunity and convert those to tier two.
Other
situations will be arguably on the reasonable side of the
dividing line between reasonable and unreasonable opportunity.
If time does not allow all the hunts in this general category to
be addressed thoroughly, we recommend that the board announce
that those can be addressed again at the next meeting in response
to public proposals, as can any of the boards' actions.
Conclusion
I am sure that many questions will arise as the
department and the boards move along in the process of bringing
the regulations into consistency with the McDowell decisions. If
you have any questions, please do not hesitate to contact us.
GTK:BH:ml
Enclosures
cc w/enclosures:
Larri Spengler
Assistant Attorney General
Steve White
Assistant Attorney General
Beth Kerttula
Assistant Attorney General
Juneau AGO
Lance Nelson
Assistant Attorney General
Anchorage AGO
Norman Cohen
Deputy Commissioner
Molly McCammon
Special Assistant
Steve Behnke
Director, Division of Subsistence
Lewis Pamplin
Director, Division of Wildlife Conservation
Don W. Collinsworth
July 20, 1990
Commissioner, Dept. of Fish & Game
Page 8
122-62-483
Ken Parker
Director, Division of Commercial Fisheries
Norval Netsch
Director, Division of Sport Fish
Don W. Collinsworth
July 20, 1990
Commissioner, Dept. of Fish & Game
Page 9
122-62-483
Laird Jones
Director, Division of Boards
Department of Fish & Game
Denby Lloyd
Special Staff Assistant
Mike Irwin
Special Staff Assistant
John Katz
Special Council State/Federal Relations
Office of the Governor