Filing Procedures and Fees under Insurance Holding Company System Regulatory Act

DOI 201 MONROE STREET, SUITE 502 POST OFFICE BOX 303351 MONTGOMERY, AL 36130-3351 PHONE: (334) 269-3550 WWW.ALDO I.GOV ALABAMA DEPARTMENT OF INSURANCE TO: FROM: DATE: EFFECTIVE: RE: Rescinds: July 17, 2026 October 1, 2026 BULLETIN NO. 2026-06 Filing Procedures and Fees under Insurance Holding Company System Regulatory Act Bulletin No. 2021-07, dated July 29, 2021 GOVERNOR KAYIVEY COMMISSIONER MARK FOWLER DEPUTY COMMISSIONERS LARRY CHAPMAN RICHARD FIORE DUSTY SMITH TODRICK BURKS CHIEF EXAMINER SHEILA TRAVIS STATE FIRE MARSHAL SCOTT F. PILGREEN GENERAL COUNSEL REYN NORMAN 1. Upon the effective date of this bulletin, Bulletin No. 2021-07 dated July 29, 2021, is rescinded and replaced by this Bulletin. 2. The Alabama Insurance Holding Company System Regulatory Act (Chapter 29, Title 27, Code of Alabama 1975) requires or authorizes certain filings with this department. The following fees are hereby required for the various holding company forms and filings, made through the Department of Insurance, Legal Division, as follows: (a) Form A - Statement Regarding the Acquisition of Control or Merger with a Domestic Insurer [§27-29-3] ..................................... $3,000 (b) Form A Amendment ........................................................................... $1,500 (c) Form A Exemption [§27-29-3(e)(2)] ...................................................... $1,500 (d) Disclaimer of Affiliation [§27-29-4(k)] .................................................. $1,500 (e) Joint Filing of Disclaimer of Affiliation and Form A Exemption .......................................................................................... $1,500 3. These Legal Division fees are to be submitted electronically and contemporaneous with each filing. For detailed information relative to the electronic filings, please visit the Department's Website: https: //al.accessgov.com/adoimain / Forms/ Page/adoimain/adoi-legalfee/ 1 4. Electronic submissions should be contained in a single PDF file. If any of the documents within a filing are to be given confidential treatment, it is recommended that 0 •0r;,,,,; : •• ,o/' Alabama Department of Insurance Established 1897