23 CAR § 302-903. Administrative proceedings — Submissions and filings

(a) Motions, requests, petitions, requests for advisory opinions or interpretations, and other materials submitted to the State Securities Department shall be filed with: (1) The Securities Commissioner at the office of the department; or (2) Any person authorized or designated by the commissioner to receive a filing. (b)(1) A filing may be made by: (A) Personal delivery; (B) First-class, registered, or certified mail; or (C) Any express delivery service. (2) Where permitted by the commissioner, a filing may be made by facsimile or any other electronic means provided the department can print such filing. (3) The commissioner may require that a signed original of any document filed by electronic means be filed with the department. (c) All petitions, correspondence, motions, or other documents shall be deemed filed when received by: (1) The commissioner; or (2) Any person authorized or designated by the commissioner to receive a filing.