Arkansas · Statutes
Subchapter 3
9 sections
9 sections
- Ark. Code Ann. § 23-42-301Registration required - Unlawful acts - Supervision requirements
- Ark. Code Ann. § 23-42-302Registration procedure
- Ark. Code Ann. § 23-42-303Minimum net capital requirement
- Ark. Code Ann. § 23-42-304Filing fees - Rules
- Ark. Code Ann. § 23-42-305Corporate surety bonds - Alternatives
- Ark. Code Ann. § 23-42-306Records and reports - Examinations
- Ark. Code Ann. § 23-42-307Unlawful acts by investment advisers
- Ark. Code Ann. § 23-42-308Denial, suspension, revocation, or withdrawal of registration, and other penalties
- Ark. Code Ann. § 23-42-309Protection of vulnerable adults from financial exploitation - Definitions