R14-4-128

R14-4-128. Unsolicited Transactions

Last amended: 1983Length: 42 wordsOfficial source

Cite as Ariz. Admin. Code § R14-4-128

A non-issuer transaction effected by or through a dealer registered under the provisions of Article 9 of the Securities Act pursuant to an unsolicited order or offer to buy shall be added to the class of transactions exempted by A.R.S. § 44-1844.
R14-4-128: R14-4-128. Unsolicited Transactions | Justis AI