R20-4-1405. Background Information

A. In connection with an examination or investigation, the Director may investigate the following persons’ background: 1. An applicant or a licensee, or a person whom the Director reasonably believes may be violating any statute or rule administered by the Director; and 2. An officer, director, agent, employee, partner, joint venturer, affiliate, or other person associated with a person described in subsection (A)(1), if the other person has or had any involvement in or control over the activities of the person described in subsection (A)(1). B. In connection with an examination or investigation, the Director may require a person described in A.R.S. § 6-123.01(A) or (E) to submit a statement of personal history to the Department.