No. 08-509
California Attorney General Opinion No. 08-509
Cite as Cal. Op. Att'y Gen. No. 08-509
_________________________
________________________________________________________________________
TO BE PUBLISHED IN THE OFFICIAL REPORTS
OFFICE OF THE ATTORNEY GENERAL
State of California
KAMALA D. HARRIS
Attorney General
:
OPINION
:
No. 08-509
:
of
:
December 29, 2011
:
KAMALA D. HARRIS
:
Attorney General
:
:
MARC J. NOLAN
:
Deputy Attorney General
:
:
THE HONORABLE MARK WYLAND, MEMBER OF THE STATE SENATE,
has requested an opinion on the following questions:
1. Under Education Code section 49602(c), is a school counselor required to
disclose pregnancy-related or abortion-related personal information received from an
unemancipated student age 12 or older to the student’s parents or school principal when
the counselor has reasonable cause to believe that disclosure is necessary to avert a clear
and present danger to the student’s health, safety, or welfare? And, to the extent that the
statute allows disclosure of a student’s pregnancy-related or abortion-related information
to be made under any circumstances, is it invalid on its face as violating the student’s
constitutional right to privacy?
2. When a school counselor fails to disclose pregnancy- or abortion-related
personal information to the parents or school principal of an unemancipated student age
12 or older and the minor thereafter suffers harm that could have been averted by the
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disclosure of that information, may the counselor or his or her employing school or
school district be held civilly liable under the doctrine of negligence per se for a violation
of Education Code section 49602(c)?
CONCLUSIONS
1. Education Code section 49602(c) permits, but does not by its terms require, a
school counselor to disclose personal information (including pregnancy-related or
abortion-related information) received from an unemancipated student age 12 or older to
the student’s parents or school principal when the counselor has reasonable cause to
believe that disclosure is necessary to avert a clear and present danger to the student’s
health, safety, or welfare. The statute does not, on its face, violate a student’s
constitutional right of privacy.
2.
Because Education Code section 49602(c) does not by its terms compel
disclosure, it may not form the basis of civil liability against a school counselor or his or
her employing school or school district under the doctrine of negligence per se where the
school counselor fails to disclose pregnancy-related or abortion-related personal
information to the parents or school principal of an unemancipated student age 12 or
older and the minor thereafter suffers harm that could have been averted by the disclosure
of that information.
ANALYSIS
In 1997, the California Supreme Court recognized that minors, as well as adults,
have a privacy interest under the California Constitution in medical decisions relating to
their pregnancies and struck down a law that would have required all minors to obtain
their parents’ consent (or a court order) for an abortion.1 Further, California statutes
generally consider a minor’s pregnancy-related or abortion-related personal information
to be private and confidential to the minor herself, and protect that information from
unwarranted disclosure. For example, while a minor’s parents or guardians are generally
entrusted with the authority to make medical decisions on the minor’s behalf,2 the state’s
medical emancipation statutes authorize a pregnant minor of any age to give legal
1 Am. Acad. of Pediatrics v. Lungren, 16 Cal. 4th 307, 348-359 (1997); see Cal.
Const. art. 1, § 1; Fam. Code § 6925(b)(2); Health & Saf. Code § 123450.
2 Am. Acad. of Pediatrics, 16 Cal. 4th at 315, 335-336.
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consent, without parental notification or authorization, for the full range of medical care
related to her pregnancy that an adult may receive.3 In addition, under the Confidentiality
of Medical Information Act, a minor has the same right as an adult to have her
pregnancy-related medical information kept confidential. With some exceptions, health
care providers may not disclose such information without the minor’s consent, even
where the minor’s parents or guardians request or demand it.4
In view of these laws, we have previously concluded that school districts may not
require parental consent before a minor student is released from school to receive
“confidential medical services,” including pregnancy-related or abortion-related care, and
that a school district may not adopt a policy of notifying a minor’s parents when she
leaves school to receive such services.5 Such policies, we concluded, would undermine
the minor’s right to have her information kept confidential.6 In this opinion, we return to
the school setting to consider related questions.
School counselors provide “educational counseling” for pupils on a variety of
matters, including academics, career and vocational planning, and personal and social
issues.7 To do so, they must possess a “valid credential with a specialization in pupil
personnel services[.]”8 A pupil personnel services credential may be obtained in the
categories of “school counseling,” “school social work,” “school psychology,” and “child
welfare and attendance,” each of which includes a combination of skills involving
students’ academic and personal welfare.9
Some counselors are also licensed in
3 Id. at 318-320; see Fam. Code § 6925(a) (prevention or treatment of pregnancy);
former Civ. Code § 34.5.
4 Civ. Code § 56.11(c)(2); see also Health & Saf. Code § 123115(a) (providing
that only the minor, not the minor’s legal representative, may access medical records
documenting treatment to which the minor may lawfully consent); Planned Parenthood
Affiliates of Cal. v. Van de Kamp, 181 Cal. App. 3d 245, 270 (1981) (“only the minor
may consent to disclosure of records of treatment to which the minor consented”).
5 87 Ops.Cal.Atty.Gen. 168, 173-175 (2004).
6 Id. Because we concluded that such a policy would be improper under a statutory
analysis, we found it unnecessary to reach the issue whether such a policy might also
violate a minor student’s privacy rights under the state Constitution. Id. at 175 n. 6.
7 Educ. Code § 49600(b).
8 Id. at § 49600(a).
9 See Cal. Code Regs. tit. 5, § 80049.1(a). Although a school district may utilize
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professions that fall into the category of “psychotherapist” for purposes of the evidentiary
psychotherapist-patient privilege10 and/or “provider of health care” for purposes of the
Confidentiality of Medical Information Act.11
On occasion, a school counselor may learn from a minor student during
counseling that she is or might be pregnant, that she has had or is considering having an
abortion, or similar information. The questions presented for our review concern those
situations in which a school counselor who receives such information becomes concerned
about the well-being of the student, such as when the student reveals that she plans to
self-abort her pregnancy or to seek an abortion from an unlicensed provider, or that she is
refusing to get medical treatment for serious complications of her pregnancy.
Specifically, we are told that certain provisions of Education Code section 4960212
have left school counselors who confront these types of situations uncertain of what they
are required or permitted to do, or are prohibited from doing, regarding pregnancy-related
or abortion-related personal information that they have received from a student. While
the statute generally requires school counselors to keep a student’s personal information
confidential, subdivision (c) of the statute contains an exception for “[r]eporting
information to the principal or parents of the pupil when the counselor has reasonable
cause to believe that disclosure is necessary to avert a clear and present danger to the
health, safety or welfare of the pupil [or other specified individuals].”
We are told that some counselors feel that the statute places them in a dilemma
when it comes to the question whether to disclose a student’s pregnancy-related or
abortion-related personal information in the sorts of hypothetical situations described
above.
Does the statute require or merely permit them to disclose this type of
information? While the statute requires a counselor to balance a student’s health, safety,
and welfare against the student’s constitutionally protected right to privacy, it provides
scant guidance for doing so. Nor does the statute clearly indicate what the consequences
“community-based service providers, including volunteers, individuals completing
counseling-related internship programs, and state licensed individuals and agencies to
assist in providing pupil personnel services,” a pupil services credential holder must
supervise those individuals and agencies in their school-based activities. Id. at §
80049.1(c).
10 Evid. Code §§ 1010, 1010.5.
11 Civ. Code §§ 56.05(j), 56.10, 56.11.
12 Further references to the Education Code are by section number only.
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to a counselor may be for failing to strike that balance correctly. To address these
concerns, we examine the scope of the statutory confidentiality exception set forth in
section 49602(c).
1.
Permissible, or Mandated, Disclosure?
We are first asked to consider whether and under what circumstances a school
counselor is required or permitted to disclose confidential pregnancy-related or abortion-
related information received from an unemancipated student age 12 or older13 to the
minor’s parents or principal. Further, we are asked whether the possibility of such
disclosures renders the statute invalid on its face as violating the minor student’s
constitutional right to privacy. We start by examining whether section 49602(c) either
requires or permits a school counselor to disclose what would otherwise be deemed
confidential personal information imparted by a student in a counseling session. We
focus next on additional concerns raised when the information is pregnancy-related or
abortion-related.
Finally, we address the constitutional privacy implications of the
statute.
In relevant part, section 49602 provides:
Any information of a personal nature disclosed by a pupil 12 years
of age or older in the process of receiving counseling from a school
counselor as specified in section 49600 is confidential . . . .
The
information shall not be revealed, released, discussed, or referred to, except
as follows:
. . .
(c) Reporting information to the principal or parents of the pupil
when the school counselor has reasonable cause to believe that disclosure is
necessary to avert a clear and present danger to the health, safety or welfare
of the pupil or the following other persons living in the school community:
administrators, teachers, school staff, parents, pupils, and other school
community members.
. . .
13 As they have been put to us, the questions posit a hypothetical “unemancipated
student age 12 or older.” For the sake of brevity, we use the terms “student” or “pupil” as
shorthand for an unemancipated student age 12 or older. In any event, our conclusions
do not turn on a student’s age or emancipation status.
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Notwithstanding the provisions of this section, a school counselor
shall not disclose information deemed to be confidential pursuant to this
section to the parents of the pupil when the school counselor has reasonable
cause to believe that the disclosure would result in clear and present danger
to the health, safety or welfare of the pupil.
Notwithstanding the provisions of this section, a school counselor
shall disclose information deemed to be confidential pursuant to this section
to law enforcement agencies when ordered to do so by order of a court of
law, to aid in the investigation of a crime, or when ordered to testify in any
administrative or judicial proceeding.
. . .
No person required by this section to keep information discussed
during counseling confidential shall incur any civil or criminal liability as a
result of keeping that information confidential.
To sum up, section 49602 states that—subject to specified exceptions—a student’s
personal information “shall not be revealed, released, discussed, or referred to[.]”14 When
used in statutes and regulations, the word “shall” is commonly understood to be a
mandatory command,15 which in this case prohibits the act of disclosing a student’s
information. Subdivision (c) sets forth an exception for those situations in which the
school counselor reasonably believes that disclosure is “necessary to avert a clear and
present danger to the health, safety or welfare of the pupil or [other specified persons].”
In contrast to the statute’s general command of confidentiality, however, subdivision (c)
does not state that a counselor “shall” report personal information in order to avert a clear
and present danger, nor does it use any other explicitly mandatory language.
It might be argued that section subdivision (c) should be read to impliedly create a
mandate to disclose confidential information in the circumstances described. But to do so
“would violate the cardinal rule that a statute ‘is to be interpreted by the language in
14 Emphasis added.
15 See People v. Heisler, 192 Cal. App. 3d 504,
Ops.Cal.Atty.Gen. 30, 32 (2009).
506-507 (1987); 92
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which it is written,’” and we are “‘no more at liberty to add provisions to what is therein
declared in definite language than . . . to disregard any of its express provisions.’
[Citation.]”16
Moreover, there is no indication that the Legislature intended to treat subdivision
(c) differently from subdivisions (a), (b), (d), or (e) of this same statute, and it seems clear
that the statute cannot reasonably be read to mandate disclosure of confidential
information in the circumstances described in those subdivisions. Subdivision (a)
exempts
from
the
prohibition
against
disclosure
“[d]iscussion
with
psychotherapists . . . other health care providers, or the school nurse, for the sole purpose
of referring the pupil for treatment.”17 It would not be reasonable to read this as impliedly
creating a mandate to disclose in these circumstances. Subdivision (b) exempts
“[r]eporting of child abuse or neglect as required by Article 2.5 (commencing with
Section 11165) of Chapter 2 of Title 1 of Part 4 of the Penal Code.”18 The italicized
language would be redundant if section 49602 were to be read implicitly to create a
mandate whenever disclosure of confidential information is exempted from the ban
against disclosure. Finally, subdivision (d) exempts “[r]eporting information to the
principal, other persons inside the school, as necessary, the parents of the pupil, and other
persons outside the school when the pupil indicates that a crime, . . . , will be or has been
committed,” and subdivision (e) exempts “[r]eporting information to one or more persons
specified in a written waiver . . . read and signed by the pupil . . . .” Both provisions are
worded in a manner that indicates the counselor has discretion over when and to whom to
report the described information.
In clear contrast to these apparently discretionary provisions, it is evident that the
Legislature knows how to mandate disclosure of otherwise confidential information when
it wants to do so. Section 49602 does expressly mandate disclosure in specified
circumstances by stating that, notwithstanding the statute’s general rule of confidentiality,
a “school counselor shall disclose” personal information “to law enforcement agencies
when ordered to do so by order of a court of law, to aid in the investigation of a crime, or
when ordered to testify in any administrative or judicial proceeding.”19 And still another
16 Wells Fargo Bank v. Super. Ct., 53 Cal. 3d 1082, 1097 (1991); see also Cal.
Teachers Assn. v. Governing Bd. of Rialto Unified Sch. Dist., 14 Cal. 4th 627, 633 (1997)
(statute may not be read “so as to make it conform to a presumed intention which is not
expressed”).
17 Educ. Code § 49602(a).
18 Id. at § 49602(b) (emphasis added).
19 Emphasis added.
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provision of section 49602 (which we view as an exception to the listed exceptions
permitting disclosure) expressly prohibits disclosure to parents—that is, the school
counselor “shall not” disclose a student’s confidential information to the student’s
parents—when the counselor has “reasonable cause to believe that the disclosure [to the
parents] would result in clear and present danger to the health, safety or welfare of the
pupil.”20
“When one part of a statute contains a term or provision, the omission of that term
or provision from another part of the statute indicates the Legislature intended to convey
a different meaning.”21 Because the Legislature has used mandatory language in certain
of the statute’s provisions, but not in subdivision (c), we decline to read into subdivision
(c) a mandatory requirement to disclose personal information. Therefore, we conclude
that section 49602(c) permits, but does not require, a school counselor to disclose a
student’s personal information to the student’s parents or school principal when the
counselor has reasonable cause to believe that disclosure is necessary to prevent a clear
and present danger to the student’s health, safety, or welfare.
So, for example, a
counselor who reasonably believes that a student intends to harm herself is permitted to
inform the school principal of the danger. Likewise, the counselor is permitted to inform
the student’s parents of the danger—except, of course, in circumstances where the
counselor reasonably believes that disclosing the information to the student’s parents
would itself endanger the student.
Having determined that a school counselor is generally permitted to disclose a
student’s confidential information (at least to the school principal) in order to avert a
specific, evident danger to a student, we next examine the additional considerations that
are raised by a specific type of personal information: that is, pregnancy-related or
abortion-related information. This kind of information is considered particularly
20 Thus, under this latter provision, even if a given set of circumstances would
otherwise permit disclosure to a student’s parents under subdivision (c)—for example,
where the counselor believed it necessary to prevent the student from harming another
student (or teacher or other member of the school community)—the option of disclosure
to the student’s parents is not available where the counselor reasonably believes it will
result in harm to the student. Under the described circumstances, however, the counselor
would be permitted to disclose the information to the student’s school principal.
21 Cornette v. Dept. of Transp., 26 Cal. 4th 63, 73 (2001); see also People v.
Duran, 94 Cal. App. 4th 932, 941 (2001) (“We presume a different legislative intent, not
an oversight, from the fact that words used in [one provision] are missing [from
another].”).
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sensitive, and has been the subject of close legal scrutiny. As a result, both judicial
decisions and legislative actions have clearly established that a minor’s pregnancy- or
abortion-related information is protected under the privacy clause of the state
Constitution (as well as under state statutes). This constitutional right to privacy may be
infringed only when necessary to serve a compelling state interest.22
The question, therefore, is whether a school counselor’s disclosure of a student’s
pregnancy- or abortion-related information would serve a compelling state interest. This
question need not detain us long, because the state has a compelling state interest in
protecting the health and safety of minors,23 and the statute’s own terms only permit
disclosure when reasonably believed necessary to further that interest—i.e., “to avert a
clear and present danger to the health, safety or welfare of the pupil.” Put another way,
we believe that the constitutional standard will be met whenever a school counselor
reasonably believes that disclosure of pregnancy- or abortion-related information to a
student’s parents, guardians, or principal24 is necessary to avert a clear and present danger
to the student’s25 health or safety.26
22 See Am. Acad. of Pediatrics, 16 Cal. 4th at 341 (constitutional right of privacy in
minor’s pregnancy-related information and autonomy may be infringed only when
necessary to serve compelling state interest).
23 See id. at 341, 348 (state’s interest in preserving health of minors is compelling).
24 Again, however, disclosure to the student’s parents would not be permitted in
circumstances where the parents themselves are reasonably perceived as posing the
danger.
25 Questions involving other dangers, such as dangers to “other persons living in
the school community” (§ 49602(c)), are beyond the scope of this opinion.
26 Although we conclude that section 49602(c) permits the disclosure of otherwise
confidential information in the described circumstances, we caution that it is an exception
to a general statute that in most cases requires counselors to keep students’ personal
information confidential. Statutory exceptions to general rules are to be narrowly
construed. See City of National City v. Fritz, 33 Cal. 2d 635, 636 (1949) (exceptions to
statute’s general rule are narrowly construed); People v. Melton, 206 Cal. App. 3d 580,
592-593 (1988) (same). This means, among other things, that a perceived “danger” to a
student’s “health, safety or welfare” should not be interpreted too loosely. While it
would be unwise for us to speculate on the various forms that such dangers might take, an
individual’s or a community’s moral, ethical, or religious values should not be considered
in determining whether there is a clear and present danger to the health and safety of the
student. For example, we believe that section 49602(c) would not permit a counselor to
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Returning to our interpretation of the statute itself, a recognized principle is that
“every statute should be construed with reference to the whole system of law of which it
is a part, so that all may be harmonized and have effect.”27 In our view, the disclosures
permitted under section 49602(c) are consistent with those permitted under other statutes
involving related issues. One such statute is the psychotherapist-patient evidentiary
privilege, which is codified at Evidence Code section 1024, and states:
There is no privilege under this article if the psychotherapist has
reasonable cause to believe that the patient is in such mental or emotional
condition as to be dangerous to himself or to the person or property of
another and that disclosure of the communication is necessary to prevent
the threatened danger.28
Moreover, to the extent that the student’s pregnancy- or abortion-related personal
information is deemed “medical information” under the Confidentiality of Medical
Information Act,29 that act also permits such information to be disclosed “when
specifically authorized by law, . . . ”30 as well as
. . . consistent with applicable law and standards of ethical conduct,
by a psychotherapist, as defined in Section 1010 of the Evidence Code,[31] if
the psychotherapist, in good faith, believes the disclosure is necessary to
prevent or lessen a serious and imminent threat to the health or safety of a
reasonably foreseeable victim or victims, and the disclosure is made to a
reveal a student’s pregnancy-related or abortion-related personal information based solely
on the counselor’s personal views on the subjects of teen pregnancy or abortion, or on the
counselor’s or community’s subjective belief that this is the type of information that
every parent should know.
27 Moore v. Panish, 32 Cal. 3d 535, 541 (1982); see also Mejia v. Reed, 31 Cal. 4th
657, 663 (2003).
28 Id.
29 We need not and do not decide whether the fact of a student’s pregnancy and her
expressed refusal to seek appropriate medical care would necessarily qualify as “medical
information” under the Confidentiality of Medical Information Act.
30 Civ. Code § 56.10(c)(14).
31 This section defines “psychotherapist” to include licensed school psychologists
and educational psychologists.
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person or persons reasonably able to prevent or lessen the threat, including
the target of the threat.32
As mentioned previously, some school counselors hold professional credentials
that require them to adhere to specific confidentiality rules such as these. Of course, each
situation must be evaluated based on its particular facts. But we note that a theme
emerges from examining section 49602(c) in conjunction with these other statutes:
disclosure of protected information is generally permitted where the disclosure is
reasonably believed to be necessary to avert a sufficiently serious danger to the well
being of the patient or a third party. And this is so regardless of whether the person being
counseled is a child or an adult. For these reasons, we believe that our construction of
section 49602(c) is harmonious with other statutes that cover similar subjects.33 And,
following another relevant canon of statutory construction, we believe that our
construction arrives at a workable and “commonsense meaning” for section 49602(c).34
To read it as requiring school counselors to disclose confidential information in every
case of perceived danger to a student would seriously undermine counselors’ ability to
exercise their best judgment under the most difficult circumstances.
Finally, even though we construe section 49602(c) as permitting, rather than
requiring, school counselors to disclose confidential information when disclosure is
necessary to avert a danger to the student, we acknowledge the argument that a law
permitting any disclosure of pregnancy-related information is unconstitutional on its face
as violating a student’s constitutional right to privacy.35
After careful consideration,
32 Civ. Code § 56.10(c)(19).
33 See People v. Frawley, 82 Cal. App. 4th 784, 789-790 (2000); Franchise Tax
Bd. v. Super. Ct., 63 Cal. App. 4th 794, 799 (1998). The fact that the relevant statutes
can be harmonized in this way differentiates the section 49602(c) procedures from the
school policies that we found unacceptable in our earlier opinion as undermining the
confidentiality provisions of the medical emancipation statutes. Those policies generally
required that a student’s parents be notified of and consent to a student’s excusal from
school to access pregnancy-related or abortion-related medical services. See 87
Ops.Cal.Atty.Gen. at 173-175.
34 See Dyna-Med, Inc. v. Fair Empl. & Hous. Commn., 43 Cal. 3d 1379, 1392
(1987).
(“Statutes are to be given a reasonable and commonsense interpretation
consistent with the apparent legislative purpose and intent ‘and which, when applied, will
result in wise policy rather than mischief or absurdity.’ [Citation]”.)
35 See generally Am. Acad. of Pediatrics, 16 Cal. 4th at 348-359 (striking down
statute requiring minors to obtain parents’ consent for abortion).
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however, we disagree.
We believe that allowing disclosure of pregnancy-related
information under these narrowly limited circumstances does not vitiate the privacy of
such information in the broad run of cases.
As the Supreme Court has recognized, a determination of facial unconstitutionality
must be supported by more than the suggestion that “in some future hypothetical situation
constitutional problems may possibly arise as to the particular application of the
statute.”36 Rather, it must be shown that “the act’s provisions inevitably pose a present
total and fatal conflict with applicable constitutional prohibitions.”37 “Whenever possible,
statutes are construed to avoid unconstitutionality.”38 Comparing section 49602(c) to the
parental-consent-for-abortion law invalidated in American Academy of Pediatrics
illustrates this point.
There, the Supreme Court found that the challenged statute directly intruded upon
a privacy interest—the minor’s right to make decisions concerning her pregnancy—that
was fundamental to her personal autonomy.39 Therefore, the Court subjected the statute
to a “compelling interest” test, meaning that, to be upheld against a constitutional
challenge, the law must be shown to further a “compelling state interest which justifies
[the intrusion] and which cannot be served by alternative means less intrusive on
fundamental rights.”40
In applying this test, the Court found that the state has a
compelling interest in protecting the health of minors.41 The Court found, however, that
the parental-consent statute was not necessary to serve that interest (and in a significant
portion of cases may actually impede it).42 Also undercutting the statute’s purported
necessity were “the numerous, analogous California statutory provisions authorizing a
36 P. Legal Found. v. Brown, 29 Cal. 3d 168, 180 (1981); see Am. Acad. of
Pediatrics, 16 Cal. 4th at 347 (“[A] law may not be held unconstitutional on its face
simply because those challenging the law may be able to hypothesize some instances in
which application of the law might be unconstitutional.”).
37 Id. at 181; see Tobe v. City of Santa Ana, 9 Cal. 4th 1069, 1084 (1995); Arcadia
Unified Sch. Dist. v. State Dept. of Educ., 2 Cal. 4th 251, 267 (1992).
38 S. P. Pipe Lines, Inc. v. Bd. of Supervisors, 9 Cal. App. 4th 451, 460 (1992).
39 Am. Acad. of Pediatrics, 16 Cal. 4th at 340-346.
40 Id. at 341 (quoting White v. Davis, 13 Cal. 3d 757, 772 (1975)).
41 Id. at 341; see id. at 348 (state’s interest in protecting health of minors is
“extremely important and vital”).
42 Id. at 353-358.
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minor, without parental consent, to make medical and other significant decisions with
regard to her own and her child’s health and future.”43
As for section 49602(c), the privacy interests at stake are similar to those at stake
in the case of the parental-consent statute, and include the student’s interest in keeping
this sensitive information confidential, as well as her interest in making health-related
decisions concerning her pregnancy.44
But the disclosures permitted under section
49602(c) are substantially less intrusive than the parental-consent laws, which would
have required all pregnant minors to obtain their parents’ consent (or, failing that, a court
order) to obtain an abortion. Disclosures under section 49602(c) would not erect any
legal barrier to a student’s receiving pregnancy-related health care, including abortion.
And the opportunities for disclosure under section 49602(c) are also far more limited,
arising—as we have already observed, supra—only when disclosure is necessary to avert
a clear and present danger to the student’s health, safety, or welfare, an interest which the
Supreme Court in American Academy of Pediatrics found “compelling.” As we construe
it, then, section 49602(c) strikes a reasonable, and constitutional, balance between a
student’s privacy rights and a compelling state interest. 45
Therefore, we conclude that the terms of section 49602(c) permit, but do not
require, a school counselor to disclose personal information received from an
unemancipated student age 12 or older to the student’s parents or school principal when
the counselor reasonably forms the belief that disclosure is necessary to avert a clear and
present danger to the student’s health, safety, or welfare. Whether pregnancy-related or
abortion-related personal information may be properly disclosed under this statute would
depend on whether the school counselor reasonably believes that disclosing this specific
information, to the specific persons listed in the statute, is necessary to avert the
perceived clear and present danger. Construed in this narrow manner, the statute does
not, on its face, violate a minor’s constitutional right to privacy.
43 Id. at 356.
44 “Legally recognized privacy interests are generally of two classes: (1) interests
in precluding the dissemination or misuse of sensitive and confidential information
(‘informational privacy’); and (2) interests in making intimate personal decisions or
conducting personal activities without observation, intrusion, or interference (‘autonomy
privacy’).” Hill v. Natl. Collegiate Athletic Assn., 7 Cal. 4th 1, 35 (1994).
45 The reasonableness of any given application of section 49602(c) is beyond the
scope of this opinion, and would depend on all the circumstances presented by the
particular situation.
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2.
Failure to Disclose Is Not Negligence Per Se.
The second question presented to us is whether a school counselor (or his or her
employing school or school district) may be held civilly liable, under the doctrine of
negligence per se, for failing to disclose pregnancy- or abortion-related information to a
pupil’s parents, guardians, or principal if the minor later suffers harm that could have
been averted by disclosure. We conclude that counselors and their employers may not be
held so liable.46
As a preliminary matter, we must determine whether public school counselors’
decisions to disclose or withhold a student’s personal information under section 49602(c)
are immune from civil liability under the California Tort Claims Act,47 which governs the
tort liability of public officers and employees and the agencies that employ them. While
the Tort Claims Act provides immunity for a public employee’s “discretionary” acts,48 as
well as the employing agency in those situations where the employee is immune,49 it does
not immunize “all acts requiring a public employee to choose among alternatives,”50 or
what are sometimes referred to as “operational” judgments.51
Instead, immunity is
reserved for those basic “quasi-legislative” policy decisions that have been expressly
committed to coordinate branches of government.52
It has been specifically held that psychologists employed by the government are
not immune from liability under the Tort Claims Act for their failure to warn a third party
46 A corollary of our determination that disclosure of otherwise confidential
information is permitted (but not mandated) under section 49602(c) is that this same
provision does not require confidentiality under the described circumstances. For this
reason, the statute’s general provision—which states that “[n]o person required by this
section to keep information discussed during counseling confidential shall incur any civil
or criminal liability as a result of keeping that information confidential”—is not
determinative of the question posed here.
47 Govt. Code §§ 810-998.3.
48 Govt. Code § 820.2(a).
49 Govt. Code § 815.2(a).
50 Caldwell v. Montoya, 10 Cal. 4th 972, 981 (1995).
51 See Barner v. Leeds, 24 Cal. 4th 676, 684-685 (2000).
52 Caldwell, 10 Cal. 4th at 981.
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of a risk of harm posed by a patient.53 While the “decision whether to disclose such a risk
of danger may require the exercise of considerable judgment skills, [it] does not rise to
the level of a basic policy decision for which the statute provides immunity.”54 For
purposes of determining whether governmental immunity applies, we see little difference
between the psychologist’s decision to warn (or not warn) a patient’s potential third-party
victim and the school counselor’s decision to make (or not make) disclosures permitted
by section 49602(c). Therefore, we believe that a school counselor’s decision whether to
disclose under section 49602(c) is not covered by the immunity provisions of the Tort
Claims Act.
Putting issues of immunity aside, we may now reach the question presented,
namely, whether civil liability against a school counselor and his or her employer may be
premised upon section 49602(c) itself, under a theory of negligence per se. “To establish
liability in negligence, it is a fundamental principle of tort law that there must be a legal
duty owed to the person injured and a breach of that duty which is the proximate cause of
the resulting injury. [Citation.]”55
The doctrine of negligence per se is codified at
Evidence Code section 669, and creates a presumption of negligence where a defendant:
(1) . . . violated a statute, ordinance, or regulation of a public entity; (2) The
violation proximately caused death or injury to person or property; (3) The
death or injury resulted from an occurrence of the nature which the statute,
ordinance, or regulation was designed to prevent; and (4) The person
suffering the death or the injury to his person or property was one of the
class of persons for whose protection the statute, ordinance, or regulation
was adopted.56
In our view, a claim of negligence per se predicated on section 49602(c) would
fail. As discussed at length in our response to the first question, we believe that section
49602(c) permits a school counselor to reveal confidential information under certain
circumstances, but it does not require him or her to do so. Permissive action implies
permissive inaction, which defeats any notion of a mandatory duty to act. Since the
53 Tarasoff v. Regents of U. of Cal., 17 Cal. 3d 425, 446 (1976); see also Ewing v.
Goldstein, 120 Cal. App. 4th 807, 814-816 (2004); Civ. Code § 43.92.
54 Tarasoff, 17 Cal. 3d at 446; see Barner, 24 Cal. 4th at 686.
55 Jacoves v. United Merchandising Corp., 9 Cal. App. 4th 88, 114 (1992)
56 Johnson v. Honeywell Intern. Inc., 179 Cal. App. 4th 549, 555 (2009).
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statute imposes no duty upon a counselor to disclose, there is no duty to violate57 by not
disclosing.58 Thus we conclude that, because of its permissive nature, section 49602(c)
cannot itself form the basis of civil liability against a school counselor under the doctrine
of negligence per se.59
Turning now to the potential vicarious liability of the counselor’s employing
school or school district, we observe that “[a] public entity is liable for injury proximately
caused by an act or omission of an employee . . . within the scope of his employment if
the act or omission would, apart from this section, have given rise to a cause of action
against that employee[,]”60 and that, as a general matter under the theory of respondeat
superior, all public and private employers are vicariously liable for the tortious acts of
their employees during the course and scope of their employment.61 In other words, for
purposes of ascertaining liability, the employing school or school district “stands in the
[counselor’s] shoes,”62 “irrespective of proof of the employer’s fault.”63
Since our
conclusion is that civil liability may not be premised against the school counselor under a
theory of negligence per se, it follows that civil liability may not be imposed vicariously
against his or her employer under such a theory, either.
In response to the second question, then, we conclude that because section
49602(c) is a permissive statute, it may not form the basis of civil liability against a
school counselor or his or her employing school or school district under the doctrine of
negligence per se where the school counselor fails to disclose pregnancy-related or
57 See Evid. Code § 669(a)(1).
58 For the same reason, we believe that section 49602(c) imposes no affirmative
duty on the counselor’s employing school district. Thus, liability may not be premised on
the Tort Claims Act provision stating that a public entity may be liable for a person’s
injuries where an enactment has imposed, upon the entity, a mandatory duty to protect
against particular kinds of injuries, and the public entity’s failure to discharge the duty
proximately causes a person to suffer that kind of injury. See Govt. Code § 815.6.
59 Questions as to whether a counselor or the counselor’s employer might be civilly
liable under some other theory are beyond the scope of this opinion.
60 Govt. Code § 815.2(a); see Lisa M. v. Henry Mayo Newhall Mem. Hosp., 12 Cal.
4th 291, 296 (1995); Sullivan v. Co. of Los Angeles, 12 Cal. 3d 710, 717 (1974).
61 Lobo v. Tamco, 182 Cal. App. 4th 297, 301 (2010).
62 See, e.g., Miller v. Stouffer, 9 Cal. App. 4th 70, 84 (1992).
63 Perez v. Van Gronigen & Sons, Inc., 41 Cal. 3d 962, 967 (1986).
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abortion-related personal information to the parents or school principal of an
unemancipated student age 12 or older and the minor thereafter suffers harm that could
have been averted by the disclosure of that information.
*****
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