No. 13-202
California Attorney General Opinion No. 13-202
Cite as Cal. Op. Att'y Gen. No. 13-202
_________________________
________________________________________________________________________
TO BE PUBLISHED IN THE OFFICIAL REPORTS
OFFICE OF THE ATTORNEY GENERAL
State of California
KAMALA D. HARRIS
Attorney General
:
OPINION
:
No. 13-202
:
of
:
April 8, 2015
:
KAMALA D. HARRIS
:
Attorney General
:
:
BRUCE M. SLAVIN
:
SUSAN DUNCAN LEE
:
Deputy Attorneys General
:
VIRGINIA HEROLD, EXECUTIVE OFFICER FOR THE CALIFORNIA
BOARD OF PHARMACY, has requested an opinion on the following questions:
1. Is the law that prescribes the development and issuance of uniform standards
for healing arts boards to use in dealing with their “substance-abusing licensees” invalid
either (a) for vagueness or (b) as an improper delegation of legislative authority to the
committee charged with formulating the standards?
2. To be effective, must the uniform standards be adopted as regulations under
the Administrative Procedure Act, and, if so, by what entities?
3. May individual healing arts boards adopt regulations defining the term
“substance-abusing licensees” for purposes of determining which of their licensees are
subject to the uniform standards?
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4. Must individual healing arts boards use the uniform standards as written in all
cases in which they are found to apply, and, if so, do the boards nonetheless retain
discretion in applying the uniform standards to particular circumstances and in deciding
individual cases?
CONCLUSIONS
1. The law that prescribes the development and issuance of uniform standards for
healing arts boards to use in dealing with their “substance-abusing licensees” is not
invalid either (a) for vagueness or (b) as an improper delegation of legislative authority to
the committee charged with formulating the standards.
2. The uniform standards need not be adopted as regulations under the
Administrative Procedure Act in order to be effective. Individual healing arts boards
may, but are not required to, adopt regulations incorporating the uniform standards for
the purpose of administering their own programs.
3. Individual healing arts boards may adopt regulations defining the term
“substance-abusing licensees” for purposes of determining which of their licensees are
subject to the uniform standards, so long as such regulations are consistent with the
legislation directing the formulation and issuance of the uniform standards and
reasonably necessary to effectuate the purposes of that legislation.
4. To the extent practicable, individual healing arts boards must use the uniform
standards as written in all cases in which they are found to apply, but the boards retain
discretion in applying the uniform standards to particular circumstances and in deciding
individual cases.
ANALYSIS
In 2008, the Legislature enacted Senate Bill 1441 to address the increasing
problem of substance abuse in the health-care professions,1 where “the impairment of a
health care practitioner for even one moment can mean irreparable harm to a patient.”2
Finding that various health care licensing boards have inconsistent or nonexistent
standards for dealing with substance-abusing professionals, the Legislature determined
1 Senate Bill 1441 added an article to the Business and Professions Code entitled
Uniform Standards Regarding Substance-Abusing Healing Arts Licensees. (Stats. 2008,
ch. 548 (Sen. Bill No. 1441), § 3.)
2 Id. at § 1(a).
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that patients would be better protected if regulatory boards would agree to follow
consistent standards and best practices in this area.3
To that end, new Business and Professions Code section 315 (section 315) created
an entity within the Department of Consumer Affairs called the Substance Abuse
Coordination Committee (Committee).4 The Committee is chaired by the Director of the
3 Stats. 2008, ch. 548 (Sen. Bill No. 1441), § 1(g), (h).
4 Section 315 states:
(a) For the purpose of determining uniform standards that will be used
by healing arts boards in dealing with substance-abusing licensees, there is
established in the Department of Consumer Affairs the Substance Abuse
Coordination Committee. The committee shall be comprised of the
executive officers of the department's healing arts boards established
pursuant to Division 2 (commencing with Section 500), the State Board of
Chiropractic Examiners, the Osteopathic Medical Board of California, and
a designee of the State Department of Health Care Services. The Director of
Consumer Affairs shall chair the committee and may invite individuals or
stakeholders who have particular expertise in the area of substance abuse to
advise the committee.
(b) The committee shall be subject to the Bagley-Keene Open Meeting
Act (Article 9 (commencing with Section 11120) of Division 3 of Title 2 of
the Government Code).
(c) By January 1, 2010, the committee shall formulate uniform and
specific standards in each of the following areas that each healing arts
board shall use in dealing with substance-abusing licensees, whether or not
a board chooses to have a formal diversion program:
(1) Specific requirements for a clinical diagnostic evaluation of the
licensee, including, but not limited to, required qualifications for the
providers evaluating the licensee.
(2) Specific requirements for the temporary removal of the licensee
from practice, in order to enable the licensee to undergo the clinical
diagnostic evaluation described in paragraph (1) and any treatment
recommended by the evaluator described in paragraph (1) and approved
by the board, and specific criteria that the licensee must meet before
being permitted to return to practice on a full-time or part-time basis.
(3) Specific requirements that govern the ability of the licensing
board to communicate with the licensee's employer about the licensee’s
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status and condition.
(4) Standards governing all aspects of required testing, including, but
not limited to, frequency of testing, randomness, method of notice to the
licensee, number of hours between the provision of notice and the test,
standards for specimen collectors, procedures used by specimen
collectors, the permissible locations of testing, whether the collection
process must be observed by the collector, backup testing requirements
when the licensee is on vacation or otherwise unavailable for local
testing, requirements for the laboratory that analyzes the specimens, and
the required maximum timeframe from the test to the receipt of the
result of the test.
(5) Standards governing all aspects of group meeting attendance
requirements, including, but not limited to, required qualifications for
group meeting facilitators, frequency of required meeting attendance,
and methods of documenting and reporting attendance or nonattendance
by licensees.
(6) Standards used in determining whether inpatient, outpatient, or
other type of treatment is necessary.
(7) Worksite monitoring requirements and standards, including, but
not limited to, required qualifications of worksite monitors, required
methods of monitoring by worksite monitors, and required reporting by
worksite monitors.
(8) Procedures to be followed when a licensee tests positive for a
banned substance.
(9) Procedures to be followed when a licensee is confirmed to have
ingested a banned substance.
(10) Specific consequences for major violations and minor
violations. In particular, the committee shall consider the use of a
"deferred prosecution" stipulation similar to the stipulation described in
Section 1000 of the Penal Code, in which the licensee admits to self-
abuse of drugs or alcohol and surrenders his or her license. That
agreement is deferred by the agency unless or until the licensee commits
a major violation, in which case it is revived and the license is
surrendered.
(11) Criteria that a licensee must meet in order to petition for return
to practice on a full-time basis.
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Department of Consumer Affairs and consists of the executive officers of the
department’s healing arts boards, the State Board of Chiropractic Examiners, and the
Osteopathic Medical Board of California, as well as a designee of the State Department
of Health Care Services.5
Section 315 required the Committee to formulate standards on sixteen specific
subjects for the healing arts boards to use in dealing with substance-abusing licensees,
“whether or not a board chooses to have a formal diversion program.”6 The subjects
include clinical evaluation of licensees for substance abuse, suspension of licensees from
practice, communications between the licensing board and the licensee’s employer, and
the use of private-sector diversion programs.7
In December 2009, the Committee
adopted uniform standards for each of the sixteen subjects. The standards were published
(12) Criteria that a licensee must meet in order to petition for
reinstatement of a full and unrestricted license.
(13) If a board uses a private-sector vendor that provides diversion
services, standards for immediate reporting by the vendor to the board
of any and all noncompliance with any term of the diversion contract or
probation; standards for the vendor's approval process for providers or
contractors that provide diversion services, including, but not limited to,
specimen collectors, group meeting facilitators, and worksite monitors;
standards requiring the vendor to disapprove and discontinue the use of
providers or contractors that fail to provide effective or timely diversion
services; and standards for a licensee's termination from the program
and referral to enforcement.
(14) If a board uses a private-sector vendor that provides diversion
services, the extent to which licensee participation in that program shall
be kept confidential from the public.
(15) If a board uses a private-sector vendor that provides diversion
services, a schedule for external independent audits of the vendor's
performance in adhering to the standards adopted by the committee.
(16) Measurable criteria and standards to determine whether each
board's method of dealing with substance-abusing licensees protects
patients from harm and is effective in assisting its licensees in
recovering from substance abuse in the long term.
5 Bus. & Prof. Code, § 315, subd. (a).
6 Bus. & Prof. Code, § 315, subd. (c).
7 See Bus. & Prof. Code, § 315, subds. (c)(1)-(16).
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in April 2010, and revised in April 2011.8 In this opinion, we address several questions
and concerns that have been raised regarding the uniform standards.
Question 1
We begin with the threshold question whether section 315 is valid. It has been
suggested that section 315 is too vague to be enforceable because it fails to define the
phrase “substance-abusing licensees.”9
It has also been argued that the Legislature
improperly delegated its authority by charging the Committee with developing standards
instead of crafting them itself. We reject both of these propositions.
a. Vagueness
While “void-for-vagueness” challenges arise most often in the context of criminal
statutes, the principle extends to other types of legislation as well.10 In addressing a
vagueness claim, we give the challenged statute “a reasonable and practical construction
in accordance with the probable intent of the Legislature.”11 “Reasonable certainty” is all
that is required; a statute will not be held void for vagueness if any reasonable, practical
construction can be given to it, either on its own footing or by reference to other
definable sources.12
Because section 315 itself does not define the term “substance-abusing licensees,”
(nor expressly require the Committee to do so), our task is to determine whether the term
may be made reasonably certain by reference to other sources.13 Where a statute or
statutory scheme does not specify a definition for a given term or phrase, the general rule
is to give the words “their usual, ordinary meaning, which in turn may be obtained by
referring to a dictionary.”14
8 The uniform standards may be accessed from the Department of Consumer Affairs’
public website, at http://www.dca.ca.gov/about_dca/sacc/uniform_standards.pdf.
9 Bus. & Prof. Code, § 315, subds. (a), (c).
10 Cranston v. City of Richmond (1985) 40 Cal.3d 755, 763-764.
11 County of Nevada v. MacMillen (1974) 11 Cal.3d 662, 672-673.
12 See id. at p. 673.
13 Id. at pp. 672-673.
14 Smith v. Selma Community Hospital (2010) 188 Cal.App.4th 1, 30; see 95
Ops.Cal.Atty.Gen. 16, 19 (2012).
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The term “substance-abusing” is hardly unique to section 315. Some form of the
term has been used by the Legislature in many different statutes without express
definition.15 This is not surprising. The common definition of “substance abuse” is
“excessive use of a drug (as alcohol, narcotics, or cocaine)” or “use of a drug without
medical justification.”16
The concept of substance abuse is exceedingly familiar in
society, and we see no reason why the commonly understood definition of this term may
not be applied with reasonable certainty in the context of protecting patients by ensuring
practitioner competency.17
Also, when the Legislature enacted section 315, there were already statutes
pertaining to substance abuse by licensees of most healing arts boards. For example,
existing law provides for diversionary programs as an alternative to traditional
disciplinary action to address “unprofessional conduct relating to controlled substances or
dangerous drugs” by licensed nurses,18 and for recovery programs for pharmacists
“whose competency may be impaired due to abuse of alcohol [or] drug use.”19
In
addition, for most healing arts licensees, existing law provides that unprofessional
conduct includes the use of a controlled or intoxicating substance in a manner impairing
the licensee’s ability to practice safely.
Indeed, in enacting section 315, the Legislature acknowledged the existing statutes
addressing substance-abusing licensees, and made express findings that further legislation
was necessary to address deficiencies in existing programs.20 Despite the existence of
15 See e.g. Bus. & Prof. Code, § 8025.1 (certified shorthand reporter subject to
suspension where “licensee is unable to perform the duties of a certified shorthand
reporter due to the abuse of chemical substances or alcohol”); Ed. Code, § 44049 (school
principal may report to parent or guardian any instance of “alcohol or controlled
substance abuse” by student); Fam. Code, § 3200 (Judicial Council to develop standards
for supervised visitation in cases of alleged “substance abuse”); Health & Saf. Code,
§ 11367.5 (immunity from prosecution for peace officer possessing controlled substance
“while providing substance abuse training to law enforcement”).
16 Webster’s 3d New Internat. Dict. (1993) p. 112.
17 Cf. In re Drake M. (2012) 211 Cal.App.4th 754, 764-765 (interpreting “substance
abuse” for purposes of removing child from custody of parent or guardian who puts child
at risk through substance abuse).
18 Bus. & Prof. Code, § 2762; see id. at § 2770.
19 Bus. & Prof. Code, § 4360; see id. at § 4364 (Board of Pharmacy to establish
criteria for program entry).
20 See Stats. 2008, ch. 548 (Sen. Bill No. 1441), § 1(a), (b).
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myriad healing-arts statutes that use this or similar terms,21 the Legislature refrained from
adopting any single definition. Given the prevalence of the problem, and the
Legislature’s intention to steer boards toward “best practices,” we perceive not vagueness
but flexibility in the use of the term “substance-abusing licensees.”
Reading section 315 in the “context of the statutory framework as a whole in order
to determine its scope and purpose,” we conclude that it is not void for vagueness.
Based on the ordinary meaning of the words “substance-abusing licensees” as those
words are understood in common parlance and in other statutory contexts, we conclude
that section 315 describes with reasonable certainty the class of individuals who are
subject to the uniform standards prescribed by section 315.22
b. Delegation of Authority
We next consider whether, by requiring the Committee to develop uniform
standards, instead of crafting them itself, the Legislature improperly delegated its
authority to the Committee. We find no improper delegation.
In Kugler v. Yocum,23 the California Supreme Court considered the validity of a
city ordinance which decreed that the salaries of certain employees would be no less than
the average of those of an adjoining city and county, and that future salaries would be set
according to that formula. The Court held that the ordinance was not an unlawful
21 E.g., Bus. & Prof. Code, § 1681, subd. (b) (dentists); Bus. & Prof. Code, § 2239,
subd. (a) (physicians); Bus. & Prof. Code, § 2533, subd. (c)(1) (speech language
pathologists and audiologists); Bus. & Prof. Code, § 2570.29, subd. (b) (occupational
therapists); Bus. & Prof. Code, § 2762, subd. (b) (nurses); Bus. & Prof. Code, § 2878.5,
subd. (b) (vocational nurses); Bus. & Prof. Code, § 2960, subd. (b) (psychologists); Bus.
& Prof. Code, § 3750.5, subd. (b) (respiratory therapists); Bus. & Prof. Code, § 4982,
subd. (c) (marriage and family therapists); Bus. & Prof. Code, § 4989.54, subd. (c)
(licensed educational psychologists); Bus. & Prof. Code, § 4992.3, subd. (c) (social
workers).
22 The agency requesting this opinion has raised a concern that a “given agency might,
for example, define ‘substance-abusing licensee’ to be a licensee with any history of
substance abuse, whereas another agency might require that a licensee exhibit signs of
addiction . . . within the last 5 years, and a third agency might go so far as to require that
the licensee have been in active use within the last 12 months.” We do not believe that
the possibility of such variations undercuts our conclusion that the term “substance
abusing licensee” is reasonably certain in this context.
23 Kugler v. Yocum (1968) 69 Cal.2d 371.
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delegation of the city’s legislative authority.24 The Court’s reasoning started from the
well established principle that “‘[t]he power . . . to change a law of the state is necessarily
legislative in character, and is vested exclusively in the legislature, and cannot be
delegated by it . . . .’”25 There are also, however, well established limits to that principle.
For example, “legislative power may properly be delegated if channeled by a sufficient
standard.”26
The Court explained that the “essentials” of the legislative function are the
determination and formulation of legislative policy.27 “‘Generally speaking, attainment
of the ends, including how and by what means they are to be achieved, may
constitutionally be left in the hands of others.’”28
Once it declares a policy and
establishes a primary standard, the legislature is free to delegate power to executive
officers to “fill up the details” by making rules and regulations designed to carry the
legislative purpose into effect.29
In enacting Senate Bill 1441, the Legislature made the fundamental policy
determination that “[p]atients would be better protected from substance-abusing licensees
if their regulatory boards agreed to and enforced consistent and uniform standards and
best practices in dealing with substance-abusing licensees.”30
It then directed the
Committee to address sixteen specific areas in formulating such standards. Generally,
“standards for administrative application of a statute need not be expressly set forth; they
may be implied by the statutory purpose.”31 Given the Legislature’s clear statement of
purpose and its articulation of specific areas in which the Committee was to formulate
standards, we conclude that the Legislature’s delegation of authority to the Committee
was not an invalid delegation of the legislative function.32
24 Id. at p. 373.
25 Id. at p. 375, quoting Dougherty v. Austin (1892) 94 Cal. 601, 606-607.
26 Id. at pp. 375-376.
27 Id. at p. 376.
28 Ibid., quoting First Industrial Loan Co. v. Daugherty (1945) 26 Cal.2d 545, 549.
29 Ibid. By contrast, an unconstitutional delegation of powers was held to occur when
the Legislature gave an administrative agency unfettered authority to make fundamental
policy determinations. (Clean Air Constituency v. Air Resources Bd. (1974) 11 Cal.3d
801, 816-817.)
30 Stats. 2008, ch. 548 (Sen. Bill No. 1441), § 1(h).
31 People v. Wright (1982) 30 Cal.3d 705, 713.
32 It is also important to note what powers the Legislature did not delegate to the
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Question 2
Section 315 directs the Committee to formulate uniform standards for healing arts
boards to use in dealing with substance-abusing licensees, and the Committee has done
so. Question 2 here asks whether these standards must also be adopted as regulations
under the Administrative Procedure Act (APA)33 in order for them to become effective.
We conclude that the standards need not be adopted as regulations under the APA, but
that individual boards are free to adopt regulations incorporating or pertaining to those
standards for the purpose of administering their own programs.
Under the APA, no state agency may issue, utilize or enforce a regulation unless
the agency complies with the procedures established in the APA.34 A “regulation” is
“every rule, regulation, order, or standard of general application or the amendment,
supplement, or revision of any rule, regulation, order, or standard adopted by any state
agency to implement, interpret, or make specific the law enforced or administered by it,
or to govern its procedure.”35 To be valid and effective, a regulation must be “consistent
and not in conflict with” the legislation to which it pertains and “reasonably necessary to
effectuate” its purpose.36 The APA sets forth a formal process by which regulations must
be adopted. The process has been neatly summarized as follows:
The agency must give the public notice of its proposed regulatory action
(Gov. Code, §§ 11346.4, 11346.5); issue a complete text of the proposed
regulation with a statement of the reasons for it (Gov. Code, § 11346.2
(subds. (a), (b)); give interested parties an opportunity to comment on the
Committee in this bill. The Committee was not charged with adopting regulations having
the force of law; it was not charged with adjudicating cases involving individual
licensees; and it was not charged with enforcing diversionary referrals or disciplinary
actions involving individual licensees. Nor was the Committee established as an
independent agency with any budget, staff, or ongoing programs to administer. Rather, it
is a committee within the Department of Consumer Affairs, composed primarily of
executive officers of healing arts boards, for the specific and limited purpose of
“determining uniform standards that will be used by healing arts boards in dealing with
substance-abusing licensees.” (Bus. & Prof. Code, § 315, subd. (a).)
33 Gov. Code, tit. 2, div. 3, pt. 1, chs. 3.5, 4, 4.5, 5 (§ 11340 et seq.).
34 Gov. Code, § 11340.5; see Morning Star Co. v. State Bd. of Equalization (2006) 38
Cal.4th 324, 333.
35 Gov. Code, § 11342.600.
36 Gov. Code, 11342.2; see Woods v. Super. Ct. (1981) 28 Cal.3d 668, 679.
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proposed regulation (Gov. Code, § 11346.8); respond in writing to public
comments (Gov. Code, §§ 11346.8, subd. (a), 11346.9); and forward a file
of all materials on which the agency relied in the regulatory process to the
Office of Administrative Law (Gov. Code, § 11347.3, subd. (b)), which
reviews the regulation for consistency with the law, clarity, and necessity
(Gov. Code, §§ 11349.1, 11349.3).37
In our view, the Committee is not an “agency” within the meaning of the APA.
For purposes of the APA, a regulation is a rule adopted “by any state agency” to
implement the law enforced or administered by the agency.38 Government Code section
11000, subdivision (a), defines “state agency” to include “every state office, officer,
department, division, bureau, board and commission.” But the Committee is not an
agency or authority that has responsibility for the enforcement or administration of any
state policies or programs.39 Rather, it is a committee—a group of selected officials
brought together to perform a specific task—whose responsibilities are consummated
when its assigned task is completed. Nor, in our view, do the uniform standards as
formulated by the Committee qualify as “regulations” under the APA. The Committee’s
sole function is to formulate standards, not to implement, interpret, enforce, or administer
them.40 Therefore, we conclude that the Committee was not required to follow the APA
process in order to formulate, publish, or amend the standards.
That leaves open the question whether an individual healing arts board may or
must adopt the standards as regulations in compliance with APA procedures in order to
implement the uniform standards in dealing with substance-abusing licensees. We
believe that the boards may, but are not required to, adopt regulations incorporating the
uniform standards. Neither the Committee, nor the Department of Consumer Affairs
within which it was created, regulates the healing arts boards or their licensees.41 That
task falls to the individual healing arts boards themselves,42 which are state agencies.
37 Tidewater Marine Western, Inc. v. Bradshaw (1996) 14 Cal.4th 557, 568.
38 Gov. Code, § 11342.600 (emphasis added); see also Gov. Code, § 11342.520
(defining “agency” as used in the APA to mean any “state agency”).
39 While the Department of Consumer Affairs—within which the Committee was
formed—is unquestionably a “state agency,” it is not the entity responsible for
formulating the uniform standards.
40 Cf. Gov. Code, § 11342.600; see also Gov. Code, § 11342.5.
41 See Cal. Code. Regs. tit. 16, Div. 38.
42 See Cal. Code Regs. tit. 16, Divs. 4, 11, 13, 13.1, 13.2, 13.3, 13.4, 13.5, 13.6, 13.7,
13.8, 13.9, 14, 15, 16, 17, 18, 20, 25.
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Thus, if an individual healing arts board wishes to enact regulations governing its own
programs—including drug diversion programs—it is up to that board to do so.43 In fact,
several healing arts boards have already promulgated regulations that expressly
incorporate by reference the uniform standards.44 Of course, if an individual board
sought to adopt the uniform standards as its own regulations, it would be required to
comply with the APA to do so.45
We conclude that the Committee need not comply with the Administrative
Procedure Act in order to make the uniform standards effective. Individual healing arts
boards may, but are not required to, adopt regulations incorporating the uniform
standards for the purpose of administering their own programs.
Question 3
In Question 3, we are asked whether a healing arts board may adopt a regulation
that defines the term “substance-abusing licensees” for purposes of determining which of
the board’s licensees are subject to the uniform standards. As discussed in our response
to Question 2, the healing arts boards are state agencies with the power and responsibility
to regulate their respective licensees. As state agencies, they may adopt regulations to
implement, interpret, or make specific the laws that they administer and enforce.46 Thus,
if a healing arts board finds it necessary or advisable to adopt a regulation defining the
term “substance-abusing licensees,” it may do so. Again, if it does, it must comply with
APA procedures.47 Further, it must ensure that any such implementing or interpretive
regulations are consistent with section 315 and reasonably necessary to effectuate its
48
purposes.
43 Each of the healing arts boards “exists as a separate unit” with the power to set
standards. (Bus. & Prof. Code, § 108.)
44 See e.g. Cal. Code Regs. tit. 16, §§ 1018-1018.01 (Dental Bd.); Cal. Code Regs. tit.
16, § 1138 (Dental Hygiene Com.); Cal. Code Regs. tit. 16, § 1575 (Bd. of Optometry);
Cal. Code Regs. tit. 16, §§ 2524 & 2579.10 (Bd. of Vocational Nursing and Psychiatric
Technicians); Cal. Code Regs. tit. 16, § 4147 (Bd. of Occupational Therapy).
45 Gov. Code, § 11340.5; Morning Star Co. v. State Bd. of Equalization, supra, 38
Cal.4th at p. 333.
46 See Gov. Code, § 11342.600.
47 Gov. Code, § 11340.5.
48 Gov. Code, 11342.2; see Woods v. Super. Ct., supra, 28 Cal.3d at p. 679.
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Question 4
Section 315 directs that the uniform standards must be “used” by every healing
arts board “in dealing with substance-abusing licensees.”49 We are asked whether the
healing arts boards must use the uniform standards as written, and “in all cases in which
they are found to apply.”
At the heart of this question is what the Legislature meant when it required the
healing arts boards to “use” the uniform standards. As always, the statute’s language is
the best starting point for determining the Legislature’s intent. “Use” is a broad term
with many meanings, the most apt of which here include “to put into action or service”
and “to carry out a purpose or action by means of.”50 To “use,” then, is something less
than to “adopt” or “enact.” On the other hand, the word “use” is set in the context of a
statute expressing the Legislature’s findings that some healing arts boards must improve
their performance with respect to substance-abusing licensees, and that “uniform
standards” and “best practices” are the Legislature’s chosen means to that end, thereby
making the standards much more than an academic exercise. Boards are not to ignore,
discard, or disregard them; they are to “use” them. The uniform standards are to be “put
into action;” boards are to carry out their drug-diversion programs “by means of” them.
Thus we believe that, while the uniform standards are neither de jure nor de facto
regulations in themselves, boards should not depart from them without some substantial
reason for doing so. The Legislature’s purpose was to raise the standard of practice
across all boards, and in some cases that may require a board to change its procedures in
order to conform to best practices.
Nevertheless, we believe that individual boards retain reasonable discretion over
how to apply the uniform standards to individual cases. Although the Legislature has
revised many statutes pertaining to the diversion programs administered by the healing
arts boards,51 every board still retains its independent authority over the discipline of its
licensees.52 An individual has a constitutionally protected fundamental right to practice a
profession, and “a statute can constitutionally prohibit an individual from practicing a
lawful profession only for reasons related to his or her fitness or competence to practice
that profession.”53 Nothing in section 315 or the uniform standards undermines the
49 Bus. & Prof. Code, § 315, subd. (c).
50 Webster’s 3d New Internat. Dict. (1993) pp. 2523-2524.
51 See Stats. 2008, ch. 548 (Sen. Bill No. 1441), §§ 4-26.
52 E.g. Bus. & Prof. Code, § 108.
53 Hughes v. Bd. of Architectural Examiners (1998) 17 Cal.4th 763, 788.
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ability and responsibility of a healing-arts board to assess whether a licensee’s substance
abuse compromises his or her fitness or competence to practice the profession. Inherent
in that authority, we believe, is the board’s right to exercise reasonable discretion in
applying the uniform standards to particular circumstances and in deciding individual
cases.
We conclude that individual healing arts boards must use the uniform standards as
written in all cases in which they are found to apply, to the extent that this is practicable,
but that the boards retain discretion in applying the uniform standards to particular
circumstances and in deciding individual cases.54
*****
54 We have also been asked to provide a “detailed analysis of each standard,” but
we decline to do so. It is up to each board to determine questions such as the need to
clarify or make more specific the uniform standards.
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