No. 79-602
California Attorney General Opinion No. 79-602
Cite as Cal. Op. Att'y Gen. No. 79-602
1
79-602
TO BE PUBLISHED IN THE OFFICIAL REPORTS
OFFICE OF THE ATTORNEY GENERAL
State of California
GEORGE DEUKMEJIAN
Attorney General
_________________________
OPINION
of
GEORGE DEUKMEJIAN
Attorney General
Warren J. Abbott
Assistant Attorney General
:
:
:
:
:
:
:
:
:
:
:
No. 79–602
August 24, 1979
SUBJECT: RADIOACTIVE MATERIALS—Under present California and federal
statutes and regulations, a city in California may not prohibit the transportation of
radioactive materials within the boundaries of the city.
The Honorable Carol Hallett, Assemblywoman from the Twenty-Ninth District, has
requested an opinion on the following question:
May a city in California by ordinance prohibit the transportation of radioactive
materials within the boundaries of the city?
CONCLUSION
Under present California and federal statutes and regulations, a city in California
may not prohibit the transportation of radioactive materials within the boundaries of the
city.
2
79-602
ANALYSIS
The question presented deals with the powers of California cities measured against
existing state and federal regulations on the same subject, the transportation of radioactive
materials. The question is whether a prohibition against such transportation enacted by a
city is preempted by state or federal law on that subject.
Current interest on the subject of radioactive materials is, of course, focused on fuel
for nuclear power plants and its by-products and wastes. The scope of radioactive materials,
however, is substantially wider, ranging from nuclear weapons to radioactive materials for
medical treatments to oil well logging instruments, for example (see Radioactive Materials
in California, Report of the Secretary of Resources State Task Force on Nuclear Energy
and Radioactive Materials, pp. 8–9 (1979)), and the question presented is not limited to
nuclear power plant materials. The regulation of radioactive materials is also broad, both
on the federal and state level.1
We shall first examine the constitutional and statutory powers of cities and
limitations thereon. We will then measure that power against the provisions of state law
relating to the transportation of radioactive materials and two relevant federal laws, the
Hazardous Materials Transportation Act (Pub.L. No. 93–633, 88 Stat. 2156 (Jan. 3, 1975),
49 U.S.C. § 1801 et seq.) and the Atomic Energy Act (68 Stat. 921,42 U.S.C. § 2011 et
seq.).
I. Introduction—Powers of Cities
A. State Preemption Doctrine
Article XI, section 7 of the California Constitution provides:
“A county or city may make and enforce within its limits all local,
police, sanitary, and other ordinances and regulations not in conflict with
1 See, e.g., Control of Radioactive Contamination of the Environment Act (Health & Saf. Code,
§ 25600 et seq.), Transportation of Radioactive Materials Act (Health & Saf. Code, § 25650 et
seq.); Radiologic Technology (Health & Saf. Code, § 25600 et seq.); Atomic Energy Development
Law (Health & Saf. Code, § 25700 et seq.); Radiation Control Law (Health & Saf. Code, § 25800
et seq.); Nuclear Medicine Technology (Health & Saf. Code, § 25625 et seq.); California
Hazardous Substances Act (Health & Saf. Code, § 28740 et seq); Federal Hazardous Material
Transportation Act (Pub.L. No. 93–633, 88 Stat. 2156 (Jan. 3, 1975), 49 U.S.C § 1801 et seq.) and
regulations (49 C.F.R. ch. 1, subchapter b (1977)); Atomic Energy Act as amended (68 Stat. 921;
42 U.S.C. § 2011) and regulations (10 C.F.R. ch.1 (1978)).
3
79-602
general laws.”
This provision is applicable to general law and charter cities and is supplemented by
Government Code section 37100:
“The legislative body [of cities] may pass ordinances not in conflict
with the Constitution and laws of the State or the United States.”
In addition, the California Constitution contains a home rule provision for chartered cities
in Article XI, section 5(a):
“It shall be competent in any city charter to provide that the city
governed thereunder may make and enforce all ordinances and regulations in
respect to municipal affairs, subject only to restrictions and limitations
provided in their several charters and in respect to other matters they shall be
subject to general laws. City charters with respect to municipal affairs shall
supersede all laws inconsistent therewith.”
These provisions set two rules. First, as to general law cities, any conflict with state
law invalidates the local ordinance. (Lancaster v. Municipal Court (1972) 6 Cal. 3d 805,
807; 59 Ops. Cal. Atty. Gen. 461, 463 (1976),) A local ordinance may be invalid if it
attempts to impose additional requirements in a field occupied by the general law of the
state. (In re Lane (1962) 58 Cal. 2d 99, 109; 59 Ops. Cal. Atty. Gen., supra, 463.) As we
concluded in 62 Ops. Cal. Atty. Gen. 90, 95 (1979):
“A direct conflict will arise if the local ordinance attempts to permit
what the state law prohibits. (See In re Iverson (1926) 199 Cal. 582, 587.)
Conversely, a direct conflict will arise if the local ordinance attempts to
prohibit what state law permits. (Monterey Oil Co. v. City Court (1953) 120
Cal. App. 2d 31, 36; Markus v. Justice’s Court (1953) 117 Cal. App. 2d 391,
396; 59 Ops. Cal. Atty. Gen. 461, 478 (1976).) . . . .”
The courts have frequently dealt with the meaning of “conflict” in Article XI, section 7:
“. . . The word ‘conflict’ is to be given a broad construction; there may
be a conflict even though there is no actual grammatical conflict between the
statute and the ordinance; and if it is determined, under the general principles
developed by the cases, that the state has occupied the field, any local
provisions are deemed to be in conflict with the state legislation. (Pipoly v.
Benson [(1942)] 120 Cal. 2d 366, 370–371.” (See In re Lane (1962) 58 Cal.
2d 99, 106 (conc. opn.).)
4
79-602
“‘“As defined by the cases the constitutional phrase ‘conflict with
general laws’ (art. XI, § 11 [now § 73] may arise in several different ways.
It may grow out of the exact language of the state and municipal laws
[citations] or from a local attempt ‘to impose additional requirements in a
field that is preempted by the general law’ [citations] or from the state’s
adoption of ‘a general scheme for the regulation of a particular subject’
[citations]. But if the state’s preemption of the field or subject is not
complete, local supplemental legislation is now deemed conflicting to the
extent that it covers phases of the subject which have not been covered by
state law. [Citations.]”’ (Robins v. County of Los Angeles (1966) 248 Cal.
App. 2d 1, 8–9 [56 Cal. Rptr. 8533, quoting from In re Martin (1963) 221
Cal. App. 2d 14. 16–17 [34 Cal. Rptr. 2991.)” (Baron v. City of Los Angeles
(1970) 2 Cal. 3d 535, 541; see 58 Ops. Cal. Atty. Gen. 519, 523–525 (1975).)
The determination of whether a conflict exists between a local ordinance and
general law must be made on a case by case basis. (In re Hubbard (1964) 62 Cal. 2d 119,
128; 58 Ops. Cal. Atty. Gen., supra, at 525.) There are some areas of regulation, however,
where the courts have held that the state law preempted local regulations. For example, see
Los Angeles Ry. Corp. v. Los Angeles (1940) 16 Cal. 2d 779 (the regulation and operation
of an intercity street car system); Pac. Tel. & Tel. Co. v. City & County of S. F. (1959) 51
Cal. 2d 766 (construction and maintenance of telephone lines in the streets and other public
places); California Water & Telephone Co. v. County of Los Angeles (1967) 253 Cal. App.
2d 16 (county water ordinance not applicable to public utility companies subject to
regulation by the Public Utilities Commission). City of LaFayette v. County of Contra
Costa (1979) 91 Cal. App. 3d 749, 754–755 legislature has preempted entire field of motor
vehicle traffic control.
In addition, this office has also concluded that some areas of state regulation have
preempted local control within the meaning of article XL, section 7. See, for example, 62
Ops. Cal. Atty. Gen. 96, supra (state regulation of herbicides precludes local regulation);
57 Ops. Cal. Atty. Gen. 159 (1974) (State Hazardous Waste Control Law preempts local
regulations relating to processing, handling and disposal of hazardous and extremely
hazardous waste materials); 58 Ops. Cal. Atty. Gen. 729 (1975) (state legislation preempts
local regulation of construction of nuclear power plants); 53 Ops. Cal. Atty. Gen. 313
(1970) (regulation and control of traffic on the streets and highways is a matter of state
concern); and see 38 Ops. Cal. Atty. Gen. 174 (1961) (statewide system of fees established
by Radiation Control Law (Health & Saf. Code, § 25800–25870) prohibits the charging of
a fee by city or county).
The second rule is that established by the home rule provision: As to “municipal affairs” a
charter provision prevails over general state law. (Birkenfeld v. City of Berkeley (1976) 17
5
79-602
Cal. 3d 129, 141; Sonoma County Organization of Public Employees v. County of Sonoma
(1979) 23 Cal. 3d 296, 315.) As to matters of statewide concern, however, charter cities
remain subject to state law. (Bishop v. City of San Jose (1969) 1 Cal. 3d 56, 61–62; Bellus
v. City of Eureka (1968) 69 Cal. 2d 336, 346.) The determination of what is a municipal
affair also requires a case by case analysis. (Bishop v. City of San Jose, supra, 1 Cal. 3d at
61–63; 58 Ops. Cal. Atty. Gen., supra at 521–523.) As the court stated in Sonoma County
Organization of Public Employees v. County of Sonoma, supra, (23 Cal. 3d at 316):
“What constitutes a strictly municipal affair is often a difficult
question; ultimately it is an issue for the courts to determine. In Bishop v.
City of San Jose, supra, 1 Cal. 3d 56, 63, we made it clear that while a court
will accord great weight to the purpose of the Legislature in enacting general
laws which disclose an attempt to preempt the field to the exclusion of local
regulation, the fact that the Legislature has chosen to deal with a problem on
a statewide basis is not determinative of whether the statute relates to a
statewide concern.”
Again, the courts have many times examined particular activities to determine whether they
are municipal affairs within the meaning of the home rule provision. (See Weekes v. City
of Oakland (1978) 21 Cal. 3d 386, 404–405 for a partial list and analysis.)
The task, then, will be to determine whether an ordinance of a city which prohibits the
transportation of radioactive materials is (1) in conflict with state general law, and (2) as
to chartered cities relates to a municipal affair.
B. Federal Preemption Doctrine
As Government Code section 37100, supra, recognizes, local ordinances may not conflict
with the Constitution and laws of the United States. This is based on the supremacy clause
of the Constitution, article VI, clause 2:
“This Constitution, and the laws of the United States . . . shall be the
supreme law of the land; . . . anything in the Constitution or laws of any State
to the contrary notwithstanding.”
This provision, which is the heart of the federal preemption doctrine, is obviously binding
on local subdivisions, whether chartered or general law cities which obtain their powers
from the state constitution and laws.
In one of the more recent reviews of this preemption doctrine, the United States
Supreme Court summarized the rules as follows:
6
79-602
“The Court’s prior cases indicate that when a State’s exercise of its
police power is challenged under the Supremacy Clause, ‘we start with the
assumption that the historic police powers of the States were not to be
superseded by the Federal Act unless that was the clear and manifest purpose
of Congress.’ Rice v. Santa Fe Elevator Corp., 331 US. 218, 230 (1947);
Jones v. Rath Packing Co., 430 U.S. 519, 525 (1977). Under the relevant
cases, one of the legitimate inquiries is whether Congress has either explicitly
or implicitly declared that the States are prohibited from regulating the
various aspects of oil-tanker operations and design with which the Tanker
Law is concerned. As the Court noted in Rice, supra, at 230:
“‘[The congressional] purpose may be evidenced in several ways. The
scheme of federal regulation may be so pervasive as to make reasonable the
inference that Congress left no room for the States to supplement it.
Pennsylvania R. Co. v. Public Service Comm’n, 250 U.S. 566, 569;
Cloverleaf Butter Co. v. Patterson, 315 U.S. 148. Or the Act of Congress
may touch a field in which the federal interest is so dominant that the federal
system will be assumed to preclude enforcement of state laws of the same
subject. Hines v. Davidowitz, 312 U.S. 52. Likewise, the object sought to be
obtained by the federal law and the character of obligations imposed by it
may reveal the same purpose. Southern R. Co. v. Railroad Commission, 236
U.S. 439; Charleston & W. C. R. Co. v. Varnville Co., 237 U.S. 597; New
York Central R. Co. v. Winfield, 244 U.S. 147; Napier v. Atlantic Coast Line
R. Co., supra.’
Accord, City of Burbank v. Lockheed Air Terminal, Inc., 411 U.S. 624,
633 (1973).
“Even if Congress has not completely foreclosed state legislation in a
particular area, a state statute is void to the extent that it actually conflicts
with a valid federal statute. A conflict will be found ‘where compliance with
both federal and state regulations is a physical impossibility Florida Lime &
Avocado Growers, Inc. v. Paul, 373 U.S. 132, 142–143 (1963), or where the
state ‘law stands as an obstacle to the accomplishment and execution of the
full purposes and objectives of Congress.’ Hines v. Davidowitz, 312 U.S. 52,
67 (1941); Jones v. Rath Packing Co., supra, at 526, 540–541. Accord, De
Canas v. Bica, 424 U.S. 351, 363 (1976).” (Ray v. Atlantic Richfield Co.
(1978) 435 U.S. 151, 157–158.) (See discussion in 61 Ops. Cal. Atty. Gen.
159, 167–169 (1978).)
We shall now examine the pertinent state and federal statutes and regulations in light
7
79-602
of the above authorities on preemption.
II. California Statutes
In 1961, the California Legislature adopted a statute (Stats. 1961, ch. 1705, hereafter
referred to as “Transportation Act”) regulating the transportation of radioactive materials.
Section 1 of that Act added chapter 7.3 (commencing with § 25650) to division 20 of the
Health and Safety Code.2 Section 25650 defined radioactive materials to include “any
material or combination of materials that spontaneously emits ionizing radiation.” Section
25651 provides:
“The department [of Health Services] shall adopt, in accordance with
the provisions . . . [of the Administrative Procedures Act] reasonable
regulations which, in the judgment of the department, shall promote the safe
transportation of radioactive materials. Such regulations shall prescribe the
use of signs designating radioactive material cargo; may designate routes in
this state which are to be used for the transportation of cargoes of hazardous
radioactive materials, as defined by regulations, and the manner in which the
shipper shall give notice of such shipment to appropriate authorities; and
shall prescribe the packing, marketing, loading and handling of radioactive
materials, and the precautions necessary to determine whether the material
when offered is in proper condition to transport, but shall not include the
equipment and operation of the carrier vehicle. Such regulations shall be
compatible with, but not more restrictive than, those established by the
federal agency or agencies required or permitted by federal law to establish
such regulations.” (Emphasis added.)
Section 5 of chapter 1705 also amended section 33000 of the Vehicle Code to read:
“Transportation of radioactive materials shall be in accordance with
Chapter 7.3 (commencing with Section 25650) of Division 20 of the Health
and Safety Code.”
The predecessors of the Department of Health Service, pursuant to the
Transportation Act and the Radiation Control Law also adopted in 1961 (Stats. 1961, ch.
1711)3 adopted regulations relating to the interstate transportation of radioactive materials.
2 All unidentified section references hereinafter are to the Health and Safety Code unless
otherwise noted.
3 See further discussion concerning the Radiation Control Law, infra, under discussion of
federal Atomic Energy Act.
8
79-602
(Cal. Admin. Code, tit. 17, § 30365 et seq.) Section 30373 of those regulations provides:
“No person shall transport any radioactive material outside the
confines of his facility or other authorized location of use, or deliver any
radioactive materials to a carrier for transportation, unless he complies with
the applicable requirements of the regulations, appropriate to the mode of
transport of the United States federal government (10 C.F.R. Part 71; 49
C.F.R. Parts 170–189; 14 C.F.R. Part 103; 46 C.F.R. Part 146; at 39 C.F.R.
Parts 14 and 15)[4] insofar as such regulations relate to the packaging of
radioactive materials, marking and labeling of the packages, loading and
storage of packages, placarding of the transportation vehicles, monitoring
requirements and accident reporting. . . .”
These regulations govern only intrastate transportation not otherwise governed by federal
regulations. (Cal. Admin. Code, tin. 17, § 30365.)
Thus, the regulation of transportation of radioactive materials, to the extent California has
jurisdiction, is accomplished by incorporation of the appropriate federal regulations. Those
of the Nuclear Regulatory Commission pursuant to the Atomic Energy Act relate to
packaging and transportation of fissile materials (uranium-233, uranium-235, plutonium-
238, plutonium-239 and plutonium-241) and require a license issued by the Commission.
(10 C.F.R. Part 71(1978).)5 The regulations of the Department of Transportation (49
C.F.R. Parts 170–189 (1977)) contain comprehensive provisions for the packaging,
labeling and transportation of hazardous materials in interstate commerce.6 By
incorporation, of course, these regulations apply to intrastate carriers in California, by
4 The references to 14 Code of Federal Regulations (Federal Aviation Administration), 46
Code of Federal Regulations (Coast Guard) and 39 Code of Federal Regulations (Postal Service)
are now superfluous, they having been repealed and replaced. Under the Transportation Safety Act
of 1974 (Pub.L. 93.633 (1977) 88 Stat. 2156 (Jan. 3, 1975), 49 U.S.C. § 1801 et seq.), the
Department of Transportation Regulations (49 CF.R. Parts 170.189) now include the modes of
transportation regulated by the other agencies.
5 The Nuclear Regulatory Commission has adopted interim regulations concerning the security
and transportation of spent nuclear reactor fuel. (See 44 Fed. Reg. 34466 (June 15, 1979).)
6 Although the pertinent federal statute (49 U.S.C.A. § 1804) which authorizes the Secretary
of Transportation to issue regulations concerning the transportation of hazardous materials defines
“commerce” (49 U.S.C.A. § 1802(1)) to include “. . . trade, commerce, or transportation, within
the jurisdiction of the United States, (A) between a place in a State in any place outside of such
State, or (B) which affects trade, traffic, commerce, or transportation described in clause (A),” the
Department has taken the position that its regulations presently only govern interstate shipments
and not intrastate commerce which may “affect” interstate commerce. (See Inconsistency Ruling
(IR-1) April 4, 1978, 43 Fed. Reg. 16954 (Apt. 20, 1978).)
9
79-602
whatever mode of transportation. (Cal. Admin. Code, tit. 17, § 30365 et seq.) The
Hazardous Materials Transportation Regulations include the transportation of virtually all
radioactive materials (see 49 C.F.R. § 173.389 (1977) for definition of radioactive
materials) and in simplified terms require strict labeling and protection of such materials
for transportation. No license is required by these regulations, nor is the transportation of
such materials prohibited, either generally or on specific routes. The Department of
Transportation is considering, however, the adoption of regulations establishing routing
requirements. (43 Fed. Reg. 36492 (Aug. 17, 1978).) The key point is, however, that
current state law permits the transportation of radioactive materials, subject to strict
labeling and packaging requirements, and does not prohibit it anywhere.
We turn then to the preemption provisions of the state statute. Section 25653, part
of the Transportation Law, provides:
“It is the legislative intention in enacting this chapter that the
regulations adopted by the department pursuant to this chapter shall apply
uniformly throughout the State, and no state agency, city, county, or other
political subdivision of this State, including a chartered city or county, shall
adopt or enforce any ordinance or regulation which is inconsistent with the
regulations adopted by the department pursuant to this chapter.”
Also, Vehicle Code section 21 provides:
“Except as otherwise expressly provided, the provisions of this code
are applicable and uniform throughout the State and in all counties and
municipalities therein, and no local authority shall enact or enforce any
ordinance on the matters covered by this code unless expressly authorized
herein.”
As noted above, of course, the Vehicle Code provisions (§ 33000) as to transportation of
radioactive materials are those of the Transportation Act, and thus under Vehicle Code
section 21 are uniform and applicable throughout the state as to highway transportation.
From these provisions we reach two conclusions. First, transportation of radioactive
materials is of statewide concern and not a municipal affair within the meaning of
California Constitution, article XI, section 5(a). Although the authorities listed in section
1(A) above indicate that the determination of whether a matter is a municipal affair requires
a case by case analysis and is a judicial issue, past cases and authorities leave little doubt
that the subject of transportation of radioactive materials is of statewide concern. Foremost
are the legislative declarations in section 25653 and Vehicle Code section 21 supra, which
are entitled to great weight. (Sonoma County Organization of Public Employees v. County
10
79-602
of Sonoma, supra.) The courts have held that the regulation of highway traffic (Pipoly v.
Benson (1942) 20 Cal. 2d 366, 370), and interurban transportations systems (Bay Cities
Transit Co. v. Los Angeles (1940)16 Cal. 2d 772) are of statewide concern and not
municipal affairs. (See also 57 Ops. Cal. Atty. Gen. 159 (1974) (the California Hazardous
Waste Control law is of statewide concern and preempts local law).) Certainly, the
transportation of radioactive materials affects the possible health and safety of more than
just the citizens of any given chartered city. It is our opinion, then, that the subject of
transportation of radioactive materials is of statewide concern and not a municipal affair.
Thus, chartered cities are governed by the provisions of the state Transportation Law.
Secondly, we conclude that the Transportation Act does not permit a city to prohibit
the transportation of radioactive materials. As noted, section 25653 prohibits the
enforcement of any ordinance or regulation which is inconsistent with the regulations of
the Department of Health Services. We would normally have no hesitancy in concluding
that a prohibition by a local agency of an activity which is permitted, even though
stringently regulated, by state law, is inconsistent with that state law. Monterey Oil Co. v.
City Court (1953)120 Cal. App. 2d 31, 36; Markus v. Justice’s Court (1953) 117 Cal. App.
2d 391; 62 Ops. Cal. Atty. Gen. 90, 95 (1979); 59 Ops. Cal. Atty. Gen. 461, 478–479
(1976).
Here, the analysis is made more complicated by the incorporation into state
regulations of the federal regulations, and federal interpretation thereof. On the question of
whether a prohibition against transportation of radioactive materials was inconsistent with
the federal regulations contained in 49 Code of Federal Regulations Parts 170–189, in the
opinion of the Acting Director, Materials Transportation Bureau, Department of
Transportation concluded there was no inconsistency. (Inconsistency Ruling (IR-1), April
4, 1978; 43 Fed. Reg. 16954 (Apt. 20, 1978).) The City of New York had adopted an
ordinance which had the practical effect of prohibiting the transportation by highway of
radioactive materials within the city. The Acting Director’s opinion concluded there was
no inconsistency with the federal regulations because the latter did not require such
transportation and dealt essentially with packaging and labeling.7
We need not, however, adopt the analysis or reasoning of the Acting Director’s
opinion. The authorizing California statute (§ 25651) prohibits state regulations more
restrictive or stringent than federal regulations. A prohibition against transportation of
radioactive materials is unquestionably more restrictive than a scheme which allows such
transportation, as under the present regulations of the federal government. Thus, we
conclude that under state law, a prohibition against such transportation by a city, whether
7 The opinion specifically did not analyze whether the city’s prohibition was preempted by the
Commerce Clause or by the Atomic Energy Act. (43 Fed. Reg. 16958 (Apt. 20, 1978).)
11
79-602
chartered or general law, would be inconsistent with the state regulations within the
meaning of section 25653, and therefore not permitted.
III. Federal Statutes
Although the conclusion that a particular given municipal ordinance is preempted by state
law, as reached above, is dispositive of the question presented, the issue of regulation of
radioactive materials is of sufficient concern that we deem it appropriate to discuss briefly
the federal preemption aspects of the question.
A. The Hazardous Materials Transportation Control Act (49 U.S.C.A.
§ 1801 et seq.)
The Congress, as part of the Transportation Safety Act of 1974 (Pub.L. No. 93–633,
88 Stats. 2156 (Jan. 3, 1975)) substantially amended, the Hazardous Materials
Transportation Control Act of 1970. It is pursuant to section 105 of this revision (49
U.S.CA. § 1804) that the current federal regulations were adopted. Section 112 (49
U.S.C.A. § 1811) contains the following preemption provision:
“(a) Except as provided in subsection (b) of this section, any
requirement, of a State or political subdivision thereof, which is inconsistent
with any requirement set forth in this chapter, or in a regulation issued under
this chapter, is preempted.
“(b) Any requirement, of a State or political subdivision thereof,
which is not consistent with any requirement set forth in this chapter, or in a
regulation issued under this chapter, is not preempted if, upon the application
of an appropriate State agency, the Secretary determines, in accordance with
procedures to be prescribed by regulation, that such requirement (1) affords
an equal or greater level of protection to the public than is afforded by the
requirements of this chapter or of regulations issued under this chapter and
(2) does not unreasonably burden commerce. Such requirement shall not be
preempted to the extent specified in such determination by the Secretary for
so long as such State or political subdivision thereof continues to administer
and enforce effectively such requirement.
“. . . . . .
In the regulations implementing this Act, the Secretary of Transportation has indicated that:
“. . . . . .
12
79-602
“(c) In determining whether a State or political subdivision
requirement is inconsistent with [section 112 (a) 2 the Act or the regulations
issued under the Act, the Director, OHMO, considers:
“(1) Whether compliance with both the State or political subdivision
requirement and the Act or the regulations issued under the Act is possible;
and
“(2) The extent to which the State or political subdivision requirement
is an obstacle to the accomplishment and execution of the Act and the
regulations issued under the Act.
“. . . . . . (49 C.F.R. § 107.209(c) (1977).)
These standards, of course, are those set forth by the courts to be applied when Congress
does not foreclose state legislation in a particular area to determine if state regulations
conflict with the federal regulations. (See Ray v. Atlantic Richfield Co., supra, 435 U.S. at
158.) As noted above, the Acting Director of the Materials Transportation Bureau of the
Department of Transportation has opined that a local prohibition against transportation of
radioactive materials is not inconsistent with the Department’s regulation. (43 Fed. Reg.
16954 (Apt. 20, 1978).) We also noted that the Department is considering establishing
routing requirements (as a result of its opinion in the New York City matter). (43 Fed.
Reg. 36492 (Aug. 17, 1978).) If such were adopted, the question of such inconsistency
would have to be reexamined. (See Ray v. Atlantic Richfield Co., supra, 435 U.S. at 173–
178 (state prohibition against oil tankers in excess of a specified size held to conflict with
exercises of Secretary of Transportation’s authority to establish “vessel size and speed
limitations”).)
Subdivision (b) of section 112 of the Hazardous Materials Transportation Control
Act, of course, permits the Secretary of Transportation to allow a preempted state or local
regulation to be enforced if the Secretary finds (1) that the regulation affords an equal or
greater level of protection to the public than the federal regulations and (2) does not
unreasonably burden commerce. Upon such determination, the state or local regulation is
not preempted so long as the state or local agency continues to administer and enforce
effectively such requirements. It is our conclusion that local political subdivisions in
California may not take advantage of the provision in light of the existing provisions of the
California Transportation Act. As noted in section II of this opinion, California law
prohibits state or local regulations more restrictive than the applicable federal regulations
on transportation of radioactive materials, and a local prohibition is more restrictive,
irrespective of whether such is inconsistent with the federal law. We therefore conclude
that since under current state law, a city has no power to enact a more restrictive provision,
13
79-602
it has no authority to seek a non-preemption ruling from the Secretary of Transportation.
The argument has been put forward that the state cannot require a local subdivision
to comply with a state statute in an area regulated by federal law, relying on the First Iowa
line of cases. (First Iowa Coop. v. Power Comm’n (1946) 328 U.S. 152 and particularly
City of Tacoma v. Taxpayers (1958) 357 U.S. 320.) In those cases, the Supreme Court, in
examining section 9(b) of the Federal Power Act, which required applicants for licenses to
build and operate dams to submit evidence of compliance with state law, held that the
Federal Power Act preempts or supersedes state law on the subject, and therefore section
9(b) requires only the submission of legal information as to compliance, but does not
require actual compliance with state law. (First Iowa Coop., supra, 328 U.S. at 177; City
of Tacoma v. Taxpayers, supra, 357 U.S. at 338–339. See also, Public Utility District No 1
v. Federal Power Com. (D.C. Cir. 1962) 308 F.2d 318, 322–323; State of Wash. Dept. of
Game v. Federal Power Com. (9th Cir. 1953) 207 F.2d 391, 396.)
The theory presented here, is that since the federal law gives a right to states and
political subdivisions to obtain a non-preemption ruling, and the regulations of local
subdivisions are preempted only if “inconsistent” with federal regulations as determined
by federal law, state government may not further restrict the regulations to be imposed by
local subdivisions. The First Iowa line of cases, however, stand for the proposition that
even though state law authorizes a state chartered entity or political subdivision to enter a
particular business and to apply for a Federal Power Commission license, that applicant is
subject to federal laws as to that licensing matter, and the state may not impose its own
regulations or requirements on the issuance of licenses by the FPC, that having been
preempted by Congress. Here, we are not dealing with an agency authorized by state law
to obtain a federal license. Rather, the state law has explicitly limited the power of the local
entity to act, and the federal law may not expand that power.
B. The Atomic Energy Act (42 U.S.C. § 2011 et seq.)
The Atomic Energy Act of 1954 (68 Stat. 919,42 U.S.C. § 2011 et seq.) is a
comprehensive statutory scheme of nuclear regulation. (Northern States Power Company
v. State of Minnesota (8th Cir. 1971) 447 F.2d 1143, 1147–1148; aff’d. mem. Minnesota
v. Northern States Power Co. (1972) 405 U.S. 1035; see discussion in 61 Ops. Cal. Atty.
Gen. 159, 160–164 (1978).) The 1959 amendment, which added 42 United States Code,
section 20218 set up a mechanism for assuring this regulation with the states, and authorize
agreements to accomplish this. The California Radiation Control Law, supra (§ 25800 et
seq.) authorizes the Governor to enter into such an agreement (§ 25830), and that
agreement exists today (§ 25876). As to those areas where, pursuant to the agreement,
8 Due to its length footnote 8 is Located at the end of this opinion.
14
79-602
federal jurisdiction is discontinued and state regulation authorized, the California
Transportation Law, supra, applies and the discussion of the effect of that law above is
pertinent.
Title 42, United States Code, section 2021 (c), however, requires the Nuclear
Regulatory Commission to retain authority and responsibility with respect to regulation of,
among other items, “(1) the construction and operation of any production or utilization
facility . . . In short, the federal government has not discontinued or passed on to an
Agreement state, regulation of construction and operation of nuclear power plants.
(Northern States Power Company v. State of Minnesota, supra: 61 Ops. Cal. Atty. Gen.,
supra, at 175.) Although section 202 1(k) of the Atomic Energy Act makes it clear that
states may regulate nuclear power plants and activities for purposes other than protection
against radiation hazards (see Northern Cal. Ass. v. Public Util. Com. (1964) 61 Cal. 2d
126), the Northern States Power Company case makes it amply clear that as regards
radiation hazards in connection with the construction and operation of a nuclear power
plant, the jurisdiction of the Nuclear Regulatory Commission is plenary, and state
regulation is completely preempted. (See also Train v. Colorado Pub. Mt. Research Group
(1976) 426 U.S. 1, 15–17; United States v. City of New York (S.D.N.Y. 1978) 463 F. Supp.
604, 609.) The questions then become (1) whether a prohibition by a city against the
transportation of radioactive materials would be for purposes of control of radiation
hazards and (2) whether transportation of nuclear fuel and waste to and from a nuclear
power plant is the ‘operation” of such a plant.
To ask the first question is to answer it. We have been presented with no theory, nor
can we conceive of one whereby the basis for a municipal prohibition against transportation
of radioactive materials would be for other than the protection of the health and safety of
the community from radiation hazards.
The second question, however, is more difficult. In the Northern State Power
Company case, the court was dealing with a Minnesota system regulating radioactive waste
release from nuclear power plants. As the court described it (447 F.2d at 1145):
“Northern applied to the Minnesota Pollution Control Agency
for a waste disposal permit for the Monticello [nuclear power] plant. It
was issued May 20, 1969, subject to specified conditions regulating the
level of radioactive liquid and gaseous discharges and requiring
monitoring programs for the detection of such releases. The conditions
imposed by Minnesota embrace the same area as, but are substantially
more stringent than, those imposed by the AEC under the federal law .
. . .”
15
79-602
The court concluded:
“Accordingly, for the reasons stated, we hold that the federal
government has exclusive authority under the doctrine of pre-emption to
regulate the construction and operation of nuclear power plants, which
necessarily includes regulation of the levels of radioactive effluents
discharged from the plant.” (447 F.2d at 1154.)
In analyzing the Atomic Energy Act, the court cited and relied on some legislative
history indicating that control of transportation of nuclear fuels to and from the reactor’s
site was intended to remain in the federal government.9
9 “There can be no doubt but that AEC control over ‘the construction and operation
of any production or utilization facility’ necessarily includes control over radioactive
effluents discharged from the plant incident to its operation. In analyzing § 2021 (c) (1)
in the Hearings before the Joint Committee on Atomic Energy, Mr. Lowenstein of the
AEC at p. 306 explained:
“‘The activities covered under this provision (i) include but are not limited to the
possession and storage at the site of the licensed activity of nuclear fuel, and of source
special nuclear material and byproduct materials used or produced in the operation of
the facility; and the transportation of nuclear fuels to and from the reactor rite and the
discharge of effluent from the facility.
“‘Coming to the question you asked before, Mr. Ramey, Executive Director, Joint
Committee], the purpose of this provision is to retain under Commission regulatory
control the operation of the reactor. We did not feel that we could begin to cur up that
into pieces, so to speak. The discharge of effluent from the reactor involve many
questions relating to the design and construction and operating procedures. We did not
think it could be considered by itself and broken away from overall responsibility for
the reactor operation.’
“Moreover, the agreed statement of facts submitted in the district court ‘included,
the stipulation that ‘[w]aste disposal requirements affect the design, manufacture, cost
and sale of nuclear reactor plants and associated equipment.’” Northern State Power
Company v. State of Minnesota, supra, 447 F.2d at 1149, footnote 6. (Emphasis added.)
Currently, the regulation of transportation of nuclear fuel and waste to and from nuclear
power plants is the subject of a Memorandum of Understanding between the Atomic
Energy Commission (now Nuclear Regulatory Commission) and the Department of
Transportation of March 22, 1973. (38 Fed. Reg. 8466 (Apt. 2, 1973).) The Commission’s
regulations (10 C.F.R. § 71.5 (1978)) set up a strict licensing system and require
compliance with the Department of Transportation’s regulations contained in 49 Code of
Federal Regulations Parts 170–189. As noted, however, the Nuclear Regulatory
Commission has issued interim regulations dealing with security during transportation of
shipments of spent fuel. (44 Fed. Reg. 34466 (June 15, 1978).)
16
79-602
From the provisions of the Atomic Energy Act, its legislative history, the regulations and
the Northern States Power Company case, we conclude that transportation of nuclear fuel
and waste radioactive products to and from a nuclear power plant is included within the
phrase ‘construction and operation of any utilization facility within the meaning of 42
United States Code section 2121 (c) (1). Consequently, regulation of that activity is vested
exclusively in the federal government, and states and local government are preempted from
regulating such transportation. (Cf. Northern States Power Company, supra.)
Accordingly, it is our opinion that the city may not prohibit the transportation of nuclear
fuel or byproducts and waste to and from a nuclear power plant.
*****
[8] Section 2021 reads as follows:
“(a) It is the purpose of this section—
“(1) to recognize the interests of the States in the peaceful uses of atomic energy,
and to clarify the respective responsibilities under this chapter of the States and the
Commission with respect to the regulation of byproduct, source, and special nuclear
materials;
“(2) to recognize the need, and establish programs for, cooperation between the
States and the Commission with respect to control of radiation hazards associated with
use of such materials;
“(3) to promote an orderly regulatory pattern between the Commission and State
governments with respect to nuclear development and use and regulation of byproduct,
source, and special nuclear materials;
“(4) to establish procedures and criteria for discontinuance of certain of the
Commission ‘s regulatory responsibilities with respect to byproduct, source, and
special nuclear materials, and the assumption thereof with the States;
“(5) to provide for coordination of the development of radiation standards for the
guidance of Federal agencies and cooperation of the States; and
“(6) to recognize that, as the States improve their capabilities to regulate effectively
such materials, additional legislation may be desirable.
“(b) Except as provided in subsection (c) of this section, the Commission is
authorized to enter into agreements with the Governor of any State providing for
discontinuance of the regulatory authority of the Commission under subchapters V, VI,
and VII of this chapter, and section 2201 of this title, with respect to any one or more
of the following materials within the State—
“(1) byproduct materials as defined in section 2014(e) (1) of this title;
“(2) byproduct materials as defined in section 2014(e) (2) of this title;
“(3) source materials;
“(4) special nuclear materials in quantities not sufficient to form a critical mass.
During the duration of such an agreement it is recognized that the State shall have
17
79-602
authority to regulate the materials covered by the agreement for the protection of the
public health and safety from radiation hazards.
“(c) No agreement entered into pursuant to subsection (b) of this section shall
provide for discontinuance of any authority and the Commission shall retain authority
and responsibility with respect to regulation of—
“(1) the construction and operation of any production or utilization facility;
“(2) the export from or import into the United States of byproduct, source, or special
nuclear material, or of any production or utilization facility;
“(3) the disposal into the ocean or sea of byproduct, source, or special nuclear waste
materials as defined in regulations or orders of the Commission;
“(4) the disposal of such other byproduct, source, or special nuclear material as the
Commission determines by regulation or order should, because of the hazards or
potential hazards thereof, not be so disposed of without a license from the Commission.
The Commission shall also retain authority under any such agreement to make a
determination that all applicable standards and requirements have been met prior to
termination of a license for byproduct material, as defined in section 2014(e) (2) of this
title. Notwithstanding any agreement between the Commission and any State pursuant
to subsection (b) of this section, the Commission is authorized by rule, regulation, or
order to require that the manufacturer, processor, or producer of any equipment, device,
commodity, or other product containing source, byproduct, or special nuclear material
shall not transfer possession or control of such product except pursuant to a license
issued by the Commission.
“(d) The Commission shall enter into an agreement under subsection (b) of this
section with any State if—
“(1) The Governor of that State certifies that the State has a program for the control
of radiation hazards adequate to protect the public health and safety with respect to the
materials within the State covered by the proposed agreement, and that the State desires
to assume regulatory responsibility for such materials; and
“(2) the Commission finds that the State program is in accordance with the
requirements of subsection (o) of this section and in all other respects compatible with
the Commission’s program for the regulation of such materials, and that the State
program is adequate to protect the public health and safety with respect to the materials
covered by the proposed agreement.
“(e) (1) Before any agreement under subsection (b) of this section is signed by the
Commission, the terms of the proposed agreement and of proposed exemptions
pursuant to subsection (f) of this section shall be published once each week for four
consecutive weeks in the Federal Register; and such opportunity for comment by
interested persons on the proposed agreement and exemptions shall be allowed as the
Commission determines by regulation or order to be appropriate.
“(2) Each proposed agreement shall include the proposed effective date of such
proposed agreement or exemptions. The agreement and exemptions shall be published
in the Federal Register within thirty days after signature by the Commission and the
18
79-602
Governor.
“(f) The Commission is authorized and directed, by regulation or order, to grant
such exemptions from the licensing requirements contained in subchapters V, VI, and
VII of this chapter, and from its regulations applicable so licensees as the Commission
finds necessary or appropriate to carry out any agreement entered into pursuant to
subsection (b) of this section.
“(g) The Commission is authorized and directed to cooperate with the States in the
formulation of standards for protection against hazards of radiation to assure that State
and Commission programs for protection against hazards of radiation will be
coordinated and compatible.
“(h) The Administrator of the Environmental Protection Agency shall consult
qualified scientists and experts in radiation matters, including the President of the
National Academy of Sciences, the Chairman of the National Committee on Radiation
Protection and Measurement, and qualified experts in the field of biology and medicine
and in the field of health physics. The Special Assistant to the President for Science
and Technology, or his designee, is authorized to attend meetings with, participate in
the deliberations of, and to advise the Administrator. The Administrator shall advise
the President with respect to radiation matters, directly or indirectly affecting health,
including guidance for all Federal agencies in the formulation of radiation standards
and in the establishment and execution of programs of cooperation with States. The
Administrator shall also perform such other functions as the President may assign to
him by Executive order.
“(i) The Commission in carrying out its licensing and regulatory responsibilities
under this chapter is authorized to enter into agreements with any State, or group of
States, to perform inspections or other functions on a cooperative basis as the
Commission deems appropriate. The Commission is also authorized to provide
training, with or without charge, to employees of, and such other assistance to, any
State or political subdivision thereof or group of States as the Commission deems
appropriate. Any such provision or assistance by the Commission shall take into
account the additional expenses that may be incurred by a State as a consequence of
the State’s entering into an agreement with the Commission pursuant to subsection (b)
of this section.
“(j) The Commission, upon its own initiative after reasonable notice and
opportunity for hearing to the State with which an agreement under subsection (b) of
this section has become effective, or upon request of the Governor of such State, may
terminate or suspend all or part of its agreement with the State and reassert the licensing
and regulatory authority vested in it under this chapter, if the Commission finds that
(1) such termination or suspension is required to protect the public health and safety,
or (2) the State has not complied with one or more of the requirements of this section.
The Commission shall periodically review such agreements and actions taken by the
States under the agreements to ensure compliance with the provisions of this section.
“(k) Nothing in this section shall be construed to affect the authority of any State
or local agency to regulate activities for purposes other than protection against radiation
19
79-602
hazards.
“(l) With respect to each application for Commission license authorizing an activity
as to which the Commission’s authority is continued pursuant to subsection (c) of this
section, the Commission shall give prompt notice to the State or States in which the
activity will be conducted of the filing of the license application; and shall afford
reasonable opportunity for State representatives so offer evidence, interrogate
witnesses and advise the Commission as to the application without requiring such
representatives to take a position for or against the granting of the application.
“(m) No agreement entered into under subsection (b) of this section, and no
exemption granted pursuant to subsection (f) of this section shall affect the authority of
the Commission under section 2201(b) or (i) of this title to issue rules, regulations, or
orders to protect the common defense and security, to protect restricted data or to guard
against the loss or diversion of special nuclear material. For purposes of section 2201
(i) of this title, activities covered by exemptions granted pursuant to subsection (f) of
this section shall be deemed to constitute activities authorized pursuant to this chapter;
and special nuclear material acquired by any person pursuant to such an exemption
shall be deemed to have been acquired pursuant to section 2073 of this title.
“(n) As used in this section, the term ‘State’ means any State, Territory, or
possession of the United States, the Canal Zone, Puerto Rico, and in the District of
Columbia. As used in this section, the term ‘agreement’ includes any amendment to
any agreement.
“(o) In the licensing and regulation of byproduct material, as defined in section
2014 (e) (2) of this title, or of any activity which results in the production of byproduct
material as so defined under an agreement entered into pursuant to subsection (b) of
this section, a State shall require—
“(1) compliance with the requirements of subsection (b) of section 2113 of this title
(respecting ownership of byproduct material and land), and
“(2) compliance with standards which shall he adopted by the State for the
protection of the public health, safety, and the environment from hazards associated
with such material which are equivalent, to the extent practicable, or more stringent
than, standards adopted and enforced by the Commission for the same purpose,
including requirements and standards promulgated by the Commission and the
Administrator of the Environmental Protection Agency pursuant to sections 2113,
2114, and 2022 of this title, and
“(3) procedures which—
“(A) in the case of licenses, provide procedures under State law which
include—
“(i) an opportunity, after public notice, for written Comments and a public
hearing, with a transcript.
“(ii) an opportunity for cross examination, and
“(iii) a written determination which is based upon findings included in such
determination and upon the evidence presented during the public comment period
20
79-602
and which is subject to judicial review;
“(B) in the case of rulemaking, provide an opportunity for public participation
through written comments or a public hearing and provide for judicial review of the
rule;
“(C) require for each license which has a significant impact on the human
environment a written analysis (which shall be available to the public before the
commencement of any such proceedings) of the impact of such license, including any
activities conducted pursuant thereto, on the environment, which analysis shall
include—
“(i) an assessment of the radiological and nonradiological impacts to the public
health of the activities to be conducted pursuant to such license;
“(ii) an assessment of any impact on any waterway and ground water resulting
from such activities;
“(iii) consideration of alternatives, including alternative sites and engineering
methods, to the activities to be conducted pursuant to such license; and
“(iv) consideration of the long-term impacts, including decom missioning,
decontamination, and reclamation impacts, associated with activities to be
conducted pursuant to such license, including the management of any byproduct
material, as defined by section 2014(e) (2) of this title; and
“(D) prohibit any major construction activity with respect to such material prior to
complying with the provisions of subparagraph (C).
“If any State under such agreement imposes upon any licensee any requirement for the
payment of funds to such State for the reclamation of long-term maintenance and
monitoring of such material, and if transfer to the United States of such material is required
in accordance with section 2113(b) of this title, such agreement shall be amended by the
Commission to provide that such State shall transfer to the United States upon termination
of the license issued to such licensee the total amount collected by such State from such
licensee for such purpose. If such payments are required, they must be sufficient to ensure
compliance with the standards established by the Commission pursuant to section 2201(x)
of this title. No State shall be required under paragraph (3) to conduct proceedings
concerning any license or regulation which would duplicate proceedings conducted by the
Commission.