Conn. Code Jud. Conduct R. 3.14
Rule 3.14. Reimbursement of Expenses and
Length: 602 wordsOfficial source
Waivers of Fees or Charges
(a) Unless otherwise prohibited by Rules 3.1
and 3.13 (a) or other law, a judge may accept
reimbursement of necessary and reasonable
expenses for travel, food, lodging, or other inci
dental expenses, or a waiver or partial waiver
of fees or charges for registration, tuition, and
similar items, from sources other than the judge’s
employing entity, if the expenses or charges are
associated with the judge’s participation in extra
judicial activities permitted by this Code.
(b) Reimbursement of expenses for necessary
travel, food, lodging, or other incidental expenses
shall be limited to the actual costs reasonably
incurred by the judge or a reasonable allowance
therefor and, when appropriate to the occasion,
by the judge’s spouse, domestic partner, or guest.
(c) A judge who accepts reimbursement of
expenses or waivers or partial waivers of fees
or charges on behalf of the judge or the judge’s
spouse, domestic partner, or guest shall publicly
report such acceptance as required by Rule 3.15.
(Effective Jan. 1, 2011.)
COMMENT: (1) Educational, civic, religious, fraternal, and
charitable organizations often sponsor meetings, seminars,
symposia, dinners, awards ceremonies, and similar events.
Judges are encouraged to attend educational programs, as
both teachers and participants, in law related and academic
disciplines, in furtherance of their duty to remain competent
in the law. Participation in a variety of other extrajudicial activity
is also permitted and encouraged by this Code.
(2) Not infrequently, sponsoring organizations invite certain
judges to attend seminars or other events on a fee-waived or
partial-fee-waived basis and sometimes include reimburse
ment for necessary travel, food, lodging, or other incidental
expenses. A judge’s decision whether to accept reimburse-
ment of expenses or a waiver or partial waiver of fees or
charges in connection with these or other extrajudicial activities
must be based on an assessment of all the circumstances.
Per diem allowances shall be reasonably related to the actual
costs incurred. The judge must undertake a reasonable inquiry
to obtain the information necessary to make an informed judg
ment about whether acceptance would be consistent with the
requirements of this Code.
(3) A judge must assure himself or herself that acceptance
of reimbursement or fee waivers would not appear to a reason
able person to undermine the judge’s independence, integrity,
or impartiality. The factors that a judge should consider when
deciding whether to accept reimbursement or a fee waiver for
attendance at a particular activity include:
(a) whether the sponsor is an accredited educational institution or bar association rather than a trade association or a
for-profit entity;
(b) whether the funding comes largely from numerous con
tributors rather than from a single entity and is earmarked for
programs with specific content;
(c) whether the content is related or unrelated to the subject
matter of litigation pending or impending before the judge or
to matters that are likely to come before the judge;
(d) whether the activity is primarily educational rather than
recreational and whether the costs of the event are reasonable
and comparable to those associated with similar events spon
sored by the judiciary, bar associations, or similar groups;
(e) whether information concerning the activity and its fund
ing sources is available upon inquiry;
(f) whether the sponsor or source of funding is generally
associated with particular parties or interests currently
appearing or likely to appear in the judge’s court, thus possibly
requiring disqualification of the judge under Rule 2.11;
(g) whether differing viewpoints are presented; and
(h) whether a broad range of judicial and nonjudicial participants are invited, whether a large number of participants are
invited, and whether the program is designed specifically for
judges.