CT Insurance Bulletin HC-113-19
Annual Filing of Formularies (This Bulletin rescinded and replaced by HC-113-24)
STATE OF CONNECTICUT
INSURANCE DEPARTMENT
Bulletin No. HC-113-19
February 6, 2019
TO:
All Health Insurance Companies and Health Care Centers Authorized to Conduct
Business in Connecticut
RE:
Annual Filing of Formularies
This bulletin repeals and replaces Bulletin HC-113-17 in order to revise the due date for the
annual filing. Pursuant to the authority under Sections 38a-591(e) and Sections 38a-481 and 38a
513 ofthe Connecticut General Statutes, the Insurance Department will require carriers to file
their prescription drug formularies for all plans, whether or not such plans are subject to the
ACA, to ensure consistency and transparency in the marketplace. The purpose ofthis bulletin is
to set requirements and minimum standards for prescription drug formularies filed with the
Department, and to solicit information relating to the policies and procedures for Pharmacy and
Therapeutics Committees in developing these formularies.
Formulary Requirements
•
The formulary shall be easily electronically searchable.
•
The medications within the formulary shall be grouped in alphabetical order by
therapeutic class.
•
Definition and/or explanation of each formulary tier, including Specialty tier, shall be
clearly stated.
•
Definitions for utilization controls, including but not limited to quantity/dosage controls,
prior authorization, and step therapy shall be clearly stated.
•
Tier coverage and utilization controls for each medication (by dosage, if applicable), shall
be clearly stated.
•
The formulary shall include information on how to obtain drugs that are off formulary.
•
The formulary shall specify if and how drugs could be obtained through mail order
pharmacy.
•
The formulary shall clearly state when it was created, when it was last updated, and when
the next anticipated update will be.
•
The formulary shall provide customer service contact information.
Policies and Procedures for Pharmaceutical and Therapeutic Committees
The Department is seeking to determine whether P&T Committees generally comply with the
federal requirements articulated at 45 C.F.R. 122(a) (3). In furtherance ofthe Department's
www.ct.gov/cid
P.O. Box 816 • Hartford, CT 06142-0816
An Equal Opportunity Employer
regulatory role under C.G.S. Section 38a-59l(e), the Commissioner requests that each insurer
that files a drug formulary under the prior paragraph also provide a copy of the policies and
procedures that govern its P&T Committee in its management ofthe formulary, with particular
emphasis on the Committee's membership requirements, conflict of interest prohibitions and
drug distribution and anti-discrimination processes.
Annual Filing
The Connecticut Insurance Department will conduct an annual survey ofthe carriers to gather
information to complete the annual evaluation. The formulary survey form will be on the
Insurance Department's website (www.ct.gov/cid) under the tab "Forms and Applications." The
survey form may also be requested from the Life and Health Division at the address listed below.
The survey should be submitted on July 15, 2019 and annually thereafter on July 15.
Questions
Please contact the Insurance Department Life and Health Division at cid.lh@ct.gov with any
questions.
fJ_~
Paul Lombardo
Acting Insurance Commissioner