R.C.S.A. § 20-504-4
Provisional appraisers and supervisory appraisers
Cite as Conn. Agencies Regs. § 20-504-4
(a) No person shall be a state provisional appraiser for less than two (2) years or more
than a total of six (6) years except that under circumstances of bona fide personal
or physical hardship or other good cause, the commission may allow additional time
on a case by case basis. Such six (6) year total shall not include any period for
which the proposed appraiser has given the commission earliest reasonable written
notice of complete suspension of appraisal activity in Connecticut.
(b) While performing appraisal work, all state provisional appraisers shall be subject
to direct supervision by a supervising appraiser who shall be a certified appraiser.
The supervising appraiser shall be responsible for the direct supervision of the provisional
appraiser by:
(1) Accepting responsibility for the appraisal work performed. The supervising appraiser
shall indicate the acceptance of responsibility in any resulting written appraisal
reports, appraisal review reports or appraisal consulting reports by signing and certifying
the report is in compliance with the current Uniform Standards of Professional Appraisal
Practice (USPAP);
(2) Reviewing the provisional appraiser's appraisal reports, appraisal review reports,
appraisal consulting reports or work product; and
(3) Personally inspecting each appraised property with the provisional appraiser until
a reasonable appraiser would judge the provisional appraiser to be competent in accordance
with the competency provision of the Uniform Standards of Professional Appraisal Practice
(USPAP) for the property type.
(c) A provisional appraiser may have more than one supervising appraiser.
(d) Each provisional appraiser and supervising appraiser shall file with the commission
a notification prior to beginning and at the termination of their employment by each
supervising appraiser.
(e) For verification of experience credit, an appraisal log shall be maintained by the
provisional appraiser and supervising appraiser and shall, at a minimum, include the
following for each appraisal:
(1) Type of property;
(2) Date of report;
(3) Type of report (self-contained, summary, restricted use, other);
(4) Address of appraised property;
(5) Description of work performed by the trainee/applicant and scope of the review and
supervision of the supervising appraiser;
(6) Number of actual work hours performed by the trainee or applicant on the assignment;
and
(7) The signature and state certification number of the supervising appraiser.
(f) The supervising appraiser and the provisional appraiser shall review and each sign
the appraisal log on a quarterly basis, in accordance with a log format provided by
the commission.
(g) Separate appraisal logs shall be maintained for each supervising appraiser.
(h) The provisional appraiser shall be entitled to obtain copies of appraisals such provisional
appraiser prepared, or to which such provisional appraiser made a significant professional
contribution, from supervising appraisers when such copies are necessary to document
appraisal experience for licensure, certification or regulatory compliance purposes.
The supervising appraiser shall not, however, be required to maintain copies beyond
the record keeping requirements of the current Uniform Standards of Professional Appraisal
Practice (USPAP).
(i) The supervising appraiser, by signing the notification to the commission of the sponsorship
of the provisional appraiser, agrees to assume the responsibilities and duties of
a supervising appraiser as provided in this section and in chapter 400g of the Connecticut
General Statutes and the Uniform Standards of Professional Appraisal Practice (USPAP),
and shall cooperate with the commission regarding matters related to the provisional
appraiser.
(j) A supervising appraiser shall have no more than three (3) provisional appraisers at
any one time unless the supervisor has first obtained a waiver of this subsection
from the commission. Any waiver of this subsection shall:
(1) Be for a specific maximum number of provisional appraisers;
(2) State the minimum number of supervising appraisers that will be maintained in order
to retain the waiver;
(3) Lapse at the end of the licensure or certification period during which the waiver
is granted or upon a failure to maintain the approved minimum number of supervising
appraisers, whichever occurs first; and
(4) Require a new waiver whenever provisional appraisers' licenses are renewed.