R.C.S.A. § 36a-1-33
Ex parte communications
Cite as Conn. Agencies Regs. § 36a-1-33
(a) For purposes of this section, an "ex parte communication" means a communication prohibited
by section 4-181 of the Connecticut General Statutes. "Ex parte communication" does
not include inquiries about the status of a proceeding or administrative functions
or procedures.
(b) If an ex parte communication occurs between the time the commissioner issues a notice
of hearing and the time the final decision is issued by the commissioner, the presiding
officer shall cause such written communication, or if the communication is oral, a
memorandum stating the substance of the communication, to be placed on the record
of the proceeding and served on all parties and the department who shall have an opportunity
to promptly file a response to the written communication or memorandum with the presiding
officer, and to recommend any sanctions in accordance with subsection (c) of this
section that such parties or the department believe to be appropriate under the circumstances.
(c) Any party or any party's counsel or representative who makes an ex parte communication,
or who encourages or solicits another to make any such communication, may be subject
to any appropriate sanction imposed by the commissioner or the presiding officer,
including, but not limited to, exclusion from the proceedings and an adverse ruling
on the issue which is the subject of the prohibited communication.