R.C.S.A. § 16-1-14
Formal requirements as to documents filed in proceedings
Cite as Conn. Agencies Regs. § 16-1-14
(a)
Definitions.
As used in this section:
(1) "Bulk document" means any paper document that is 50 pages or more in length; and
(2) "Extreme bulk document" means any paper document that is 100 pages or more in length.
(b)
General requirement. All documents shall be filed with the Authority in both electronic and paper form.
The requirement to file in electronic form is waived for (1) documents available to
the filer only in paper form, and (2) filers who are unable to file electronically.
The requirement to file in paper form is waived for documents for which no paper form
is technically feasible or practical. If the filer submits a corrected version of
a filed document, the filer shall also submit the required number of paper copies
and a corrected electronic version of such document. This subsection shall not apply
to the filing of protected materials.
(c)
Place of filing.
(1) Electronic copies may be submitted under the Authority web filing system via the Authority’s
website "http:/www.ct.gov/pura". If web filing is not possible, electronic copies
may be (A) delivered electronically to pura.executivesecretary@ct.gov; or (B) submitted
on a cd-rom or other electronic storage medium acceptable to the Authority and delivered
to the Authority’s executive secretary, at Ten Franklin Square, New Britain, Connecticut
06051.
(2) Paper copies shall be delivered to the Executive Secretary, Public Utilities Regulatory
Authority, at Ten Franklin Square, New Britain, Connecticut 06051.
(d)
Document format.
(1) Each paper copy of a document shall be legible, collated and secured, on three-holed
recyclable white paper, and shall not contain any colored paper, or plastic or metal
separators.
(2) Each cd-rom or other electronic storage medium acceptable to the Authority shall be
labeled with the following information: the docket number, if any; the name of the
filer; the name of the company if different from the filer; the type of filing; the
document format; and the filing date.
(3) Each electronic version of a document shall be formatted to be compatible with the
computer programs used by the Authority and free of defects and viruses. All documents
filed electronically shall be capable of being transferred to electronic storage media,
without loss of content or material alteration of appearance. Hyperlinks to external
websites are permissible; however, a hyperlink is not itself a part of the official
filed document and each hyperlink shall contain a text reference to the target of
the link. The Authority shall make available on its website information regarding
compatible computer programs.
(e)
Identification of document. The front page of each document filed with the Authority shall prominently display
the filer's name, address, telephone number, facsimile number and, if available, e-mail
address, as well as the company name if different from the filer. Any document filed
in any proceeding to which a docket number has been assigned shall also include the
number and title of the docket.
(f)
Bulk documents. Each bulk and extreme bulk document shall be separately collated and conspicuously
labeled as bulk or extreme bulk. The filer shall identify in a cover letter each bulk
or extreme bulk document that is being filed.
(g)
Number of copies. To file a document, the filer shall submit the original document along with one electronic
copy and eight paper copies of such document, except that (1) two paper copies shall
be required for telecommunications service tariffs filed pursuant to section 16-247f
of the Connecticut General Statutes; (2) three paper copies shall be required for
bulk documents or applications for certificates of public convenience and necessity
for water companies filed pursuant to section 16-262m of the Connecticut General Statutes;
(3) one paper copy shall be required for extreme bulk documents, water supply plans
required under section 25-32d of the Connecticut General Statutes, or gas supplier
registration forms filed pursuant to section 16-258a of the Connecticut General Statutes;
or (4) as otherwise required by the Authority. These copies are required in addition
to any copies submitted directly to commissioners, Authority staff or the office of
consumer counsel. This subsection shall not apply to the filing of protected materials.