R.C.S.A. § 16-345-3
Responsibilities of public utilities
Cite as Conn. Agencies Regs. § 16-345-3
(a) Each public utility shall:
(1) Maintain a current file, including new facilities, with the central clearinghouse
containing the information listed in subsection (e) of section 16-345-2 of the regulations
of Connecticut state agencies and containing the locations, related to the standard
grid system, of all its underground facilities within the State of Connecticut;
(2) Reimburse the central clearinghouse, in accordance with billing rates set by the Department
as part of the central clearinghouse's budget;
(3) Notify the central clearinghouse monthly of any excavation, discharge of explosives
or demolition of which it is aware which has occurred at or near any of its facilities
in violation of sections 16-345-1 to 16-345-9, inclusive, of the regulations of Connecticut
state agencies or chapter 293 of the Connecticut General Statutes. Additionally, each
public utility shall file a report in January of each year indicating the number of
damage incidents, by month, or that no such damage incidents occurred to its facilities,
for the prior calendar year;
(4) Notify the central clearinghouse monthly of any damage to its facilities which resulted
from, or which the public utility suspects resulted from, any excavation, discharge
of explosive or demolition conducted by any other person or public agency;
(5) File with the central clearinghouse such other information which the central clearinghouse
or the Department shall deem necessary to carry out the objectives of chapter 293
of the Connecticut General Statutes and the public safety;
(6) Notify the central clearinghouse as soon as possible of any person or public agency
whose actions or frequency of damage incidents indicates a situation that may require
particular attention; provided, however, that in deciding whether or not to make such
a report, the public utility need not make or report any conclusion as to whether
the reported condition or conditions represent a violation of any law or duty;
(7) Upon the exposure of previously unrecorded or inaccurately recorded facilities in
the course of excavation or demolition activities and of which it has knowledge of
such exposure, verify and modify existing records as necessary, and promptly make
all necessary modifications, if needed, within the standard grid system maintained
by the clearinghouse. The record shall be sufficiently detailed in order to allow
the central clearinghouse to identify such previously unrecorded or inaccurately recorded
facilities within its standard grid system; and
(8) Maintain records of all existing underground utility facility locations, including
without limitation, facilities abandoned in place and interconnections to all utility
users.
(b) Each public utility shall:
(1) By the end of the second full day, (excluding Saturday, Sundays and holidays) after
the day of notification to the central clearinghouse of a proposed excavation, discharge
of explosives or demolition at or near any of its facilities was received by the central
clearinghouse, or by the date on which excavation is scheduled to commence as reported
in the notification to the central clearinghouse, whichever is later:
(A) In the event that the public utility determines that it has underground facilities
in the immediate vicinity of the specific site, mark the approximate location of such
facilities using commercially available advanced proven techniques, methods and equipment
appropriate to the circumstances, in accordance with section 16-345-5 of the regulations
of Connecticut state agencies, in such a manner that will enable the party giving
such notice to establish the precise location of the underground facilities so marked,
or if it is not practical to so mark the location of such facilities, identify the
approximate location of such facilities in a manner mutually agreeable to the public
utility and the party giving such notice. Any interconnections between facilities
of the public utility and others, such as tees connecting mains to customer owned
facilities, shall be clearly marked and labeled by the utility providing service to
the interconnection in accordance with section 16-345-5, provided, however, that such
utility shall not be required to mark the location of customer owned facilities, except
at the immediate location of the interconnection or tee. Whenever feasible, the public
utility shall also provide information to the excavator as to any special requirements
for excavation at or near its facilities including, without limitation, any special
considerations regarding structural or lateral support or the use of heavy equipment
over public utility facilities;
(B) Notwithstanding subparagraph (a) of this subdivision, the public utility that has
a standard and repeating layout and which is connected by facilities visible on the
surface (such as certain storm sewers) need not mark out those standard and repeating
facilities provided that maps indicating the approximate location are supplied to
the person or public agency within the specified time limit. Facilities that are attached
to a standard and repeating layout but do not conform to the standard and repeating
layout shall be marked unless an alternate mutually agreeable location method is used;
(C) In the event that the public utility determines that it has no underground facilities
in the immediate vicinity of the specific site, make reasonable effort to so notify
the excavator giving such notice and document such efforts, or mark this information
in accordance with section 16-345-5 of the regulations of Connecticut state agencies;
(2) Upon receipt of notice that the excavator, after reasonable attempt to locate the
underground facilities, is unable precisely to locate the underground facilities after
the approximate location of the underground facilities has been marked by the public
utility, provide such further on-site assistance as may be needed to determine the
precise location of the underground facilities. The assistance may be in the form
of location detection equipment, or technical advice. Such technical advice may include,
without limitation, the need for and advice concerning placement location or locations
of test holes by the excavator at the excavator's expense. An excavator, who has failed
to make a reasonable attempt to locate the facilities within the approximate area
as marked out by the owner prior to calling the owner for on-site assistance, shall
reimburse the facility owner for all costs incurred in the further location of such
facilities. The location of the facility within the approximate area as marked out
by the facility owner shall constitute failure by the excavator to have used reasonable
efforts to locate;
(3) Immediately upon receipt of notice that a proposed excavation or demolition without
explosives is necessary to: (A) Correct an emergency involving danger to life, health
or property or involving the interruption of the operation of a major industrial plant;
or (B) assure the continuity of public utility service, dispatch personnel as soon
as is reasonably possible to determine the effect of the excavation or demolition
on any facility it may have in the area; and if the excavation or demolition has not
already occurred, to assist in establishing the location of such facilities;
(4) Upon receipt of notice that a proposed discharge of explosives is necessary immediately
to correct an emergency involving an immediate and substantial danger of death or
serious personal injury, dispatch personnel as soon as is reasonably possible to determine
the effect of the discharge on any facility it may have in the area; and if the discharge
has not already occurred, to assist in establishing the location of such facilities;
and
(5) Upon receipt of notice that contact involving its underground facilities has occurred,
dispatch qualified personnel as soon thereafter as is reasonably possible to effect
temporary or permanent repairs and to protect the public from any potential danger
resulting from the contact to its facilities.
(c) A public utility may identify, in accordance with subsection (k) of section 16-345-5
of the regulations of Connecticut state agencies, the location of a facility connected
to its facilities beyond the point of the interconnection or tee, but not owned or
operated by the public utility, as a helpful guide to an excavator. Said identification
shall not be deemed to impose any liability upon the public utility for any inaccuracy
in said identification.
(d) Each public utility individually and through appropriate utility organizations, shall
maintain a program designed to educate excavators in order to minimize the possibility
of damage incidents to facilities and to minimize the potential detriment to public
safety attendant with damage to underground facilities. Upon request by any excavator
or any person, public agency or public utility planning an excavation, discharge of
explosive or demolition, each public utility shall provide basic instruction concerning
the hazards associated with its underground facilities and specific precautions necessary
when working at or near those facilities.
(e) Each public utility shall attend all preconstruction meetings of which it has knowledge
related to excavation, discharge of explosives or demolitions which might affect its
facilities for the purpose of addressing special or particular issues related to public
safety as well as other issues related to the proposed excavation, discharge or demolition.
(f) For all new underground facilities installed after January 1, 1989 which is practicable
and for all repairs, replacements or modifications involving an exposure of existing
underground facilities at least 100 feet longitudinally after January 1, 1989, of
which the utility has knowledge of such exposure, the utility shall, where practicable,
install a warning tape located above the facility, and keep appropriate records thereof.
The minimum separation between the facility and the warning tape shall be 12 inches
unless the depth, other underground facilities or other engineering considerations
make the minimum separation unfeasible. The warning tape shall be durable, designed
to withstand extended underground exposure, be of the color assigned to the type of
facility for surface markings in subsection (h) of section 16-345-5 of the regulations
of Connecticut state agencies and durably imprinted with an appropriate warning or
message.