2115. INTERNAL CONTROLS

INTERNAL CONTROLS Operators and Management Services Providers shall file with the Office internal controls for all aspects of sports wagering operations prior to commencing operations. As determined by the Office, prior to commencing sports wagering, a Sports Wagering Operator or Management Services Provider shall submit to the Office for approval internal controls for all aspects of sports wagering (i.e., retail sportsbook operations, in venue mobile sportsbook operations and remote sportsbook wagering operations) prior to implementation and any time a change is made thereafter. The internal controls shall address the following items regarding the sports wagering system, at a minimum: User access controls for all sports wagering personnel; Segregation of duties; Automated and manual risk management procedures; Procedures for identifying and reporting fraud and suspicious conduct; Procedures for identifying and preventing persons who are under eighteen (18) years of age from engaging in sports wagering; Procedures to prevent wagering by players prohibited from wagering; Procedures for identifying and preventing intoxicated and impaired persons from engaging in sports wagering; Description of anti-money laundering (AML) compliance standards; Description of all types of wagers available to be offered by the system; and Description of all integrated third-party systems. The internal controls shall detail the reconciliation of assets and documents contained in a Sports Wagering Facility ticket writer’s drawer, Self-Service Betting Terminal, and mobile sports wagering. SOURCE Final Rulemaking published at 66 DCR 11598 (August 30, 2019). District of Columbia Municipal Regulations Lottery and Charitable Games 30 DCMR § 2115