2 Op. O.L.C. 104
Bureau of Prisons— Inmates— Administrative Segregation— Supplemental Views
May 16, 1978
78-25
MEMORANDUM OPINION FOR THE
ASSISTANT ATTORNEY GENERAL,
OFFICE OF LEGISLATIVE AFFAIRS
Bureau of Prisons—Inmates—Administrative
Segregation—Supplemental Views
On May 10, 1978, we responded to your request for our opinion on what
procedural protections are constitutionally required in transferring inmates from
the general prison population to “ administrative” segregation.1 You asked that
we supplement our opinion by answering the question whether the standards
that we think apply to Federal penal institutions also apply to State institutions.
We conclude that the same standards would apply.
The constitutional considerations involved in State prisoner transfers are the
same as those in Federal prisoner transfers. However, Policy Statement No.
7400.50 applies only to Federal prisoners. Further, although we have no
statistics, it is unlikely that every State has adopted provisions relating to
prisoners that create constitutionally protectable liberty interests in remaining
in the general prison population. Thus, the question is whether a liberty interest
derives from the Constitution in the absence of such provisions.
The holding of Enomoto answers this question in the affirmative. Distin-
guishing Meachum v. Fano and Montanye v. Haymes, the three-judge court
concluded that due process safeguards are triggered when prisoners are
transferred from the general prison population to maximum security. These
safeguards were held to apply whether the transfer is for disciplinary or
administrative reasons. In so holding, the court ruled that the due process
clause, standing alone, provided the fundamental basis for its decision. 462 F.
Supp., at 402. The court proceeded to note that the California regulation
provided additional authority for its holding.
The Supreme Court affirmed Enomoto without opinion. Thus, there is no
way of determining whether the affirmance was based upon either or both of the
reasons stated in the lower court’s opinion. However, we find Enomoto’s
reasoning persuasive on both points and, therefore, we conclude that, even
'See opinion 78-23.
104
absent provisions creating a liberty interest in remaining in the general prison
population, transfers therefrom to maximum security trigger constitutional
safeguards.2
L a r r y A . H a m m o n d
Deputy Assistant Attorney General
Office o f Legal Counsel
2Com plete unanim ity is absent even w ithin the Suprem e Court on the precedential value of
sum m ary affirm ances o f decisions falling within the Suprem e C ourt’s appellate, as opposed to
certiorari, jurisdiction. W here appeals are from three-judge court decisions, the C ourt has little
choice but to affirm or reverse. (In these cases the Court cannot dism iss for w ant o f a substantial
Federal question because to do so would suggest that the issue raised by the plaintiff was without
merit so as not to fall w ithin the statutory jurisdiction o f three-judge courts.) N evertheless, an
affirm ance m akes the low er court decision the “ law o f the land” until such tim e as the Suprem e
C ourt speaks again on the question.
105