249 NLRB 396
Streamway Division of the Scott & Fetzer Co.
396
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Streamway Division of the Scott & Fetzer Co. and
Linda Elaine Keane and Donald R. Wilkes.
Cases 8-CA-12351, 8-CA-12498, and 8-CA-
12423
May 8, 1980
DECISION AND ORDER
BY MEMBERS JENKINS, PENELLO, AND
TRUESDALE
On December
17,
1979, Administrative Law
Judge David L. Evans issued the attached Decision
in this proceeding. Thereafter, Respondent and the
General Counsel filed exceptions and supporting
briefs, and Respondent filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and
briefs and has decided to affirm the rulings, find-
ings,' and conclusions 2 of the Administrative Law
Judge and to adopt his recommended Order, as
modified herein. 3
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modi-
fied below, and hereby orders that the Respondent,
Streamway Division of the Scott & Fetzer Co.,
Westlake, Ohio, its officers, agents, successors, and
I Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to
overrule an administrative law judge's resolutions with respect to credi-
bility unless the clear preponderance of all of the relevant evidence con-
vinces us that the resolutions are incorrect. Standard Dry Wall Products,
Inc., 91 NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have
carefully examined the record and find no basis for reversing his findings.
I Contrary to the Administrative Law Judge, we find Foreman
Adams' statement to employee Keane constituted an expression of
animus. Nevertheless, we are satisfied that the record establishes Keane's
discharge was motivated solely by her poor job performance.
In affirming the Administrative Law Judge's finding that Personnel
Manager Louise Akers did not unlawfully interrogate alleged discrimina-
tee Linda Keane, we rely on his refusal to credit Keane's testimony. We
do not rely on his further finding that there would be no element of in-
terference, restraint, or coercion under the circumstances present even if
Akers had asked "why" or "if' the employees wanted a union.
D In par. I(d) of his recommended Order the Administrative Law
Judge used the broad injunctive langauge "in any other manner." Re-
spondent herein has not demonstrated a proclivity to violate the Act, nor
has it engaged in conduct so widespread as to demonstrate a general dis-
regard for the employees' fundamental statutory rights. Thus, in our
opinion, the broad injunctive language is not appropriate, and we have
modified the recommended Order accordingly. Hickmorrt Foods, Inc., 242
NLRB No. 177 (1979).
We note that the Administrative Law Judge's notice contains the
narrow injunctive language in conformity with par.
(d) of the recom-
mended Order, as modified herein. We have, however, corrected the
notice to conform with par. I(a) of the recommended Order.
249 NLRB No. 54
assigns, shall take the action set forth in the said
recommended Order, as so modified:
1. Substitute the phrase "in any like or related
manner" for the phrase "in any other manner" in
paragraph (d).
2. Substitute the attached notice for that of the
Administrative Law Judge.
APPENDIX
NOTICE To EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT dominate or interfere in the
formation or administration of the In-Plant
Employee Representation Committee, or any
other labor organization of our employees, or
give assistance or support to such labor orga-
nizations.
WE WILL NOT interrogate our employees
about their union membership, activities, or
desires.
WE WILL NOT in any like or related manner
interfere with, restrain, or coerce our employ-
ees in the exercise of their right to self-organi-
zation, to form, join, or assist International
Molders and Allied Workers Union, AFL-
CIO, or any other labor organization, to bar-
gain collectively through representatives of
their own choosing, and to engage in other
concerted activities for the purposes of collec-
tive bargaining or other mutual aid and/or
protection.
WE WILL withdraw and withhold all recog-
nition from and completely disestablish the In-
Plant Employee Representation Committee as
a bargaining representative of any of our em-
ployees.
All of our employees are free to become or
remain, or refrain from becoming or remaining,
members of any labor organization.
STREAMWAY DIVISION OF THE SCOTT
& FETZER CO.
DECISION
STATEMENT OF THE CASE
DAVID L. EVANS, Administrative Law Judge: This
proceeding was heard by me on May 22 and 23, 1979, in
Cleveland, Ohio. A charge was filed by Linda E. Keane,
an individual, on October 19, 1978, in Case 8-CA-12351
alleging violations of Section 8(a)(1) and (3) of the Act; a
charge was filed by Donald R. Wilkes, an individual, on
November 28, 1978, in Case 8-CA-12423 alleging viola-
tions of Section 8(a)(1) and (3); and a charge was filed by
STREAMWAY DIV. OF THE SCOTT & FETZER CO.
397
Keane on January 4, 1979, in Case 8-CA-12498 alleging
violations of Section 8(a)(1) and (2) of the Act. A consol-
idated complaint was issued upon these charges by the
Regional Director for Region 8.
Upon the entire record, including my observation of
the witnesses and after consideration of the briefs filed
by General Counsel and Respondent, I make the follow-
ing:
FINDINGS AND CONCLUSIONS
I. JURISDICTION
Respondent is now and has been at all times material
herein an Ohio corporation with its principal office lo-
cated in Lakewood, Ohio, and a facility in Westlake,
Ohio, herein called its plant, where it is engaged in the
manufacture of faucets and valves. Respondent annually
ships goods valued in excess of $50,000 directly to points
located outside the State of Ohio. The complaint alleges,
Respondent admits, and I find that Respondent is an em-
ployer engaged in commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
II. THE LABOR ORGANIZATION INVOLVED
International Molders
and Allied Workers Union,
AFL-CIO, herein called the Union, is now and has been
at all times material herein, a labor organization within
the meaning of Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
On October 26, 1976, and November 28, 1977, Interna-
tional Union United Automobile, Aerospace and Agri-
cultural Implement Workers of America, UAW, filed pe-
titions seeking to represent Respondent's 60 to 70 pro-
duction and maintenance employees. Elections pursuant
to those petitions were conducted, the second being in
February 1978. The UAW lost both elections. Alleged
discriminatee Donald R. Wilkes was a UAW observer
for the second election.
A. Discharge of Linda Keane
Alleged discriminatee Linda Keane testified that in
February, shortly after the 1978' election, she comment-
ed to Foreman (and undisputed supervisor within the
meaning of Section 2(11) of the Act) Steve Adams that
there were a lot of new faces around, including some
from a temporary employment service. According to
Keane, Adams replied, "Yes, we are going to get rid of
all the regulars and won't have to worry about a union
election with all the temporary employees." General
Counsel advances this statement as evidence of union
animus, but not an independent violation of Section
8(a)(l). Adams denied making the statement. I found
Keane to have been the more credible witness on this
point, and I do not credit Adams' denial. While it is clear
that Respondent would rather not recognize and bargain
with any independent labor oragnization, 2 Adams' state-
ment falls short of an expression of corporate intent to
i All dates are in 1978, unless otherwise specified
2 This is made clear by a pamphlet of Do's" and "Don'ts" for super-
visors introduced by Respondent.
thwart employees' exercise of their Section 7 rights by
unlawful means. Therefore, it is not an expression of un-
lawful animus as General Counsel argues.
Leonard Prichard was called as a witness for the Gen-
eral Counsel. Prichard is vice president of Prichard En-
gineering, a metal fabricating job shop which, for a time,
regularly did business with Respondent. General Counsel
relies on Prichard's testimony of two conversations with
Adams as evidence of union animus, including, specifical-
ly, animus against Keane's union activities. The first con-
versation occurred in April or May, the second in Sep-
tember. Prichard testified that in the first conversation,
Adams told him that he was going to fire anybody who
had worked for the Union; that he was going to fire "ev-
erybody" because of the Union; that he was going to fire
Keane; and that Respondent would never have a union.
Prichard testified that in the September conversation he
told Adams that there was going to be a union meeting
that night, but no employee's name was mentioned. Ac-
cording to Prichard, Adams said that "they would close
the place down."
Prichard's testimony
is completely
unreliable. He
admits that he dislikes Respondent and that he dislikes
Adams in particular because of a business-related dis-
agreement in which Adams had shown himself to be
"two-faced." Further, he admitted a friendship with
Keane which rose at least to the level of causing him to
be unhappy over her discharge. Prichard punctuated his
testimony with various gratuitous observations,3
was at
times evasive, and became visibly angry when his bias
was demonstrated. Prichard admitted that he initiated
conversations with Adams about unions and that he was
taunting Adams when he did so. Finally, Prichard ad-
mitted that he was consistently joking with Adams on
the topic of unions and Adams was joking in kind. In
short, I do not credit any of the above testimony by Pri-
chard (which Adams credibly denied); specifically, I do
not credit the statement that Adams said he intended to
fire Keane.
General Counsel contends that specific knowledge of
Keane's activity on behalf of the Union is made out by
the testimony of employee Scott Smith whose testimony
is essentially undenied. In September, Smith asked Plant
Manager Varesco several times for a list of employees'
names and addresses for his then-impending wedding.
After ignoring him, and then refusing on the basis that
no such current list existed, Varesco told Smith to see
Keane because Respondent believed that she had one. In
fact, Keane (as she testified) had sought addresses from
employees for the Union, but did so on the pretense of
making up a Christmas card list. Varesco had heard
about the Christmas card list, but there is no evidence
that he knew, or had reason to believe, that it was a pre-
tense for securing a list of names and addresses for the
Union.
The list Keane sought was to assist the Union in con-
tacting employees at the plant. Activity on behalf of the
Union began in July when Keane, employee Linda
Pierce, and alleged discriminatee Wilkes met with Union
3 Prichard volunteered. "that company needs a union," although at an
other point he
olunteered, "I hate unions"
. _
398
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Representative Clayton Kisner at Pierce's apartment.
Kisner gave the employees union authorization cards to
be distributed at the plant and Keane and Wilkes did so.
There is no evidence of the extent of this distribution or
Respondent's knowledge thereof.
Keane testified that in August, Respondent's personnel
manager, Louise Akers, approached her work station to
discuss her career. Such discussions had been held before
as Keane had taken advantage of an Employer-paid real
estate course. Keane testified that she did not know if
anything she had previously said to Akers had prompted
this visit to her work station, but she did acknowledge a
similar conversation with Akers shortly before. When
asked if she had asked Akers to get information for her,
Keane evasively responded, "I don't know what I would
have asked her." Keane testified that after a discussion of
the real estate career which Keane was then abandoning
in favor of continued employment with Respondnt,
"from there it went on to if I liked what I was doing,
why did I feel that the people were upset and restless
and the morale was low, and we went into the---she
asked why I felt the people needed a union, or if I felt
the people needed a union, and I said yes, that we
weren't getting any satisfaction. We needed some kind of
help." Keane admitted that it could have been she who
initiated the reference to a union. Akers did not testify,
but even in absence of a credible denial I find Keane's
testimony to be too inexact to be worthy of credit or the
finding of a violation. Keane did not remember the
nature of the alleged interrogation ("if" or "why" the
employees wanted a union); she was evasive about
whether she knew if previous contact with Akers had
precipitated Akers' visit to her work station; and she
vacillated on who it was that initiated the reference to a
union. In summary, I find the testimony too unreliable to
credit. Moreover, even if Akers asked "why" or "if" the
employers wanted a union, there is no element of inter-
ference, restraint, or coercion in the single question
asked in the circumstances as described by Keane. Ac-
cordingly, I shall recommend that the allegation of the
complaint that the question by Akers constituted an un-
lawful interrogation be dismissed.
According to Keane, the Union scheduled its first
meeting on Septemer 18 (the day of her discharge).
During the lunch period on that date, she loudly pro-
claimed to 20 employees in the lunchroom that she was
going to the meeting and she hoped everyone else would
also. No supervisors were present at this lunch hour
gathering and there is no reason to find, as General
Counsel contends, that Respondent is charged with
knowledge of Keane's union sympathies or activities
from this remark.
Keane was a soldering machine operator. Employees
such as she worked on a piece rate, which is set by time-
and-motion studies conducted by Industrial Engineer
George Shakkour. If an employee does not produce
enough pieces per hour, he or she is paid a flat rate
rather than an incentive rate which is higher. Keane ad-
mitted that on September 15, she got into a dispute with
Shakkour over the rate4 of a job upon which she was
working. Keane testified that she "just got very aggra-
vated and said I wasn't going to bust my ass for no
money at all. I was going to take my time and do the job
right." In fact, Keane's production for that day, as well
as the day before, was much lower than what other em-
ployees, as well as she, had done on the same job. On
the following day, Keane was discharged with a notifica-
tion:
On September 14 and 15 you were assigned to as-
semble and solder 108-5-8 hose end spouts. On
Thursday, Septemer 14, you produced 37 percent of
standard. On Friday, September 15, you produced
49 percent
of standard.
In conversation
with
George Shakkour, Engineer, concerning the stand-
ard, which you helped establish, you told George:
"I will not bust my ass, because I know I won't
make any money, so I am going to take it easy on
myself." Your past record indicates general poor at-
titude concerning company rules, absenteeism and
levels of productivity. We find that we have no
other alternative at this time than to terminate your
employment,
effective 3:30 p.m., September
18,
1978.
Keane had previously been warned, in writing, about
poor job performance and attendance. General Counsel
does not contend that any of these prior warnings were
unlawfully motivated or knowingly false, although there
was various quibbling with the correctness of some parts
of the prior warnings. It would serve no purpose to
thrash out whether each of the prior written warnings
were for just cause. They were not alleged as unlawful;
even if they were, Keane's remarks on Septemer 15,
coupled with her poor production of September 14 and
15, would be cause for discipline. Since it was cause for
discipline, it was cause for discharge because the Board
does not pass on the severity of the discipline imposed
absent evidence of discriminatory punishment for like of-
fenses. There is no evidence that any other employee
had vowed not to make standard on the day he or she
failed to do so and received a lesser punishment than dis-
charge.
In summary, I find that General Counsel has not made
out a prima facie case of unlawful discrimination in the
discharge of Keane in that there is no evidence of em-
ployer knowledge of, or animus against, her activity on
behalf of the Union. Moreover, assuming the General
Counsel has established a prima facie case in regard to
Keane's discharge, there is no basis for concluding that
the reason given at discharge was not the sole motivating
cause for the discharge. Accordingly, I shall recommend
that the Section 8(a)(3) and (1) allegations relating to
Keane's discharge be dismissed.
B. Discharge of Donald R. Wilkes
Former employee Donald R. Wilkes, a polisher, testi-
fied that 4 or 5 days after the gathering at Pierce's house
I There was no contention that the setting of the rate had been a part
of a scheme to find a basis to discharge Keane.
STREAMWAY DIV. OF THE SCOTT & FETZER CO.
399
(at which he received the authorization cards from
Kisner):
I was returning from lunch and Chuck (Zerby)
stopped me on the way back from lunch and he
says, I heard you guys were at Linda Pierce's house
last night. He said it must have been some little
party, and he asked me who was there, and I just
told him that Linda Keane and myself were there. I
didn't mention anything about Mr. Kisner being
there.
General Counsel contends that this question (which was
factually undenied since Zerby did not testify) constitutes
an interrogation in violation of Section 8(a)(1) and re-
quests remedial relief thereupon as well as a conclusion
of specific knowledge of the union activity of and
animus against Wilkes. It was stipulated that Zerby was a
supervisor within Section 2(11) of the Act, but, even as
related by Wilkes, the "party" remark appears to have
been more of a salacious jibe by Zerby than an interroga-
tion about suspected union activity. At any rate, there is
no evidence to conclude that the remark and question
were oriented in union considerations, and I do not do
so. Accordingly, I shall recommend that this allegation
of the complaint be dismissed, and I further find that
there is no evidence (in this remark or anywhere else in
the record) of knowledge of activity by Wilkes on behalf
of the Union or animus toward such activity.
In regard to the allegation of his discriminatory dis-
charge, these are the relevant facts according to Wilkes:
On the evening of September 3, he stepped off his front
porch into his child's tricycle, became entangled, fell and
twisted his ankle. He helped himself up and went back
into his house where a card game was going on. He
went to the hospital the next morning where he got
verbal directions to stay off of it for "2 or 3 weeks."
After leaving the hospital, he and his wife purchased
crutches for him and then he went home where he spent
the day mostly on the couch. On September 5, he went
to the plant and informed Zerby of the accident and that
he would be off for a while. Zerby told him to return as
soon as possible as he was greatly needed. Wilkes called
his doctor's office on the next day and the receptionist
gave him an appointment for September 18. Wilkes saw
his doctor on September 18 and reported the existence of
continued pain. The doctor told him not to go back to
work until September 25. He went to work on Septem-
ber 25, worked the entire day, and upon his arrival at
work on September 26, was discharged for "excessive
absenteeism."
Since there is no evidence of employer knowledge of
Wilkes' activity on behalf of the Union and no animus
toward him or such activity, there is no prima facie case
regarding Wilke's discharge. However, it is to be noted
that Wilkes had a poor attendance record in his 2 years
of employment which was fully documented by Re-
spondent. 5 It would serve no purpose to review these
records. It suffices to state that he received three prior
written warnings (none of which are alleged to have
I Wilkes admitted being a "smart alec" regarding attendace in a pre-
hearing statement.
been issued discriminatorily), two of which were desig-
nated as "final" warnings. (The second "final" warning
was issued by Respondnt on May 3 because the absences
noted thereupon were caused by the ill health of Wilkes'
wife.) Many other employees were discharged for ab-
sences during Wilkes' 2-year tenure of employment (in-
cluding absences caused by the employees' poor health)
and some of the other dischargees had better attendance
records than Wilkes.
While Respondent did not know of Wilkes' alleged ac-
tivity on behalf of the Union, it did know (at least by the
time of the discharge) the real reason for his last absence.
Wilkes had taken his 1978 vacation at some time before
September. Then his father-in-law gave him and his wife
a gift of an air trip from Cleveland to New Orleans and
a 6-day river boat cruise on the Mississippi. Wilkes
planned the trip and, as he admitted, told fellow employ-
ees that he was going. He testified that he had intended
to ask Zerby for time off to take the trip but did not get
around to it. He left Cleveland with his wife on Septem-
ber 8, and returned on Sunday, September 17. While he
was gone, Respondent attempted to contact him by letter
and telephone, but, of course, was unsuccessful. When he
returned to work on September 25, he showed to his
fellow employees, and Zerby, photographs taken during
the cruise. As noted, he was fired for "excessive absen-
teeism" at the start of the following day.
Counsel for General Counsel would have the Board
ignore Wilkes' final absence or treat it as some sort of
period of convalescence.
However,
Respondent,
as
noted, introduced records of discharges for absenteeism
of employees who were actually disabled. Here it is quite
evident that Wilkes either fabricated the entire tricycle
scenario or, at least, was not injured to the extent that he
claimed.
The hospital record of September 4 indicates the only
prescription by the emergency room physican was: "ace
(bandage), ice and elevate . . . aspirin for 2 days as
needed." It says nothing about immobilization beyond 24
hours (certainly not for "2 or 3 weeks") and nothing
about crutches. Indeed, it says nothing about any injury
which
would incapacitate
an
otherwise
seemingly
healthy 36 year old man, such as Wilkes. Wilkes first tes-
tified that he asked that his "follow-up" appointment be
made for September 18 when he contacted his doctor's
office on September 5; then he stated that the reception-
ist just gave him that date. He testified that he did not
ask for an earlier appointment "simply because I didn't
feel there was a lot he could do about the pain" (for
which the hospital had prescribed a 2-day aspirin treat-
ment). I find that the real reason for Wilkes' not asking
for an appointment earlier than September 18 was that
he did not plan to return to Cleveland until Sunday, Sep-
tember 17, which is in fact what he did.
I do not believe Wilkes stepped off his own front
porch incapacitating himself for 21 days by contact with
his child's tricycle, whether he became "entangled"
or
not, I believe the entire account was fabricated for one
reason or another to "cover" his absence which he had
6 It is to be noted that Wilkes testified that he was able to extricate
himself without assistance of his fellow card players.
400
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
planned in advance. But even assuming he was injured to
any extent, there is no reason to believe that the reason
assigned at discharge, excessive absenteeism, was mixed
with any motivation oriented in unlawful considerations.
On September 26, Respondent was presented with evi-
dence that a chronically absent, repeatedly forewarned
employee had taken a river boat cruise while he was sup-
posed to be incapacitated. Not illogically, Respondent
concluded that Wilkes' last absence, whether caused by
injury or irresponsibility, had brought his absenteeism
record to the point of being excessive. I find that on the
basis of this consideration, and this consideration alone,
Respondent terminated Wilkes. Accordingly, I shall rec-
ommend the complaint in regard to Wilkes' discharge be
dismissed.
C. The In-Plant Committee
There is at Respondent's plant a committee of employ-
ees which has existed since March 1977. At that time Re-
spondent's president, Joseph DiGiacomo, drawing upon
his experience with another employee, decided that such
committee would be beneficial. According to DiGia-
como, the purpose of the committee at Respondent's
plant was:
The program was designed to satisfy a number of
specific issues. The first issue was to allow a
number of employees in the hourly unit to come in
contact with the management on a regular basis.
Number two was intended to provide this experi-
ence for a number of people so the program was
designed to have a unit of membership, yet a lot of
different participants. Number three, it was intended
to provide a sampling of the ideas and thoughts of
the employees of the group. It also was to allow
them to raise certain issues, suggestions, submit sug-
gestions, and allow us to communicate and convey
information forward and backward.
DiGiacomo specifically acknowledged that a purpose of
the committee was so that the employees would have a
vehicle to complain about conditions of employment.
After deciding to establish the committee, DiGiacomo
met with the employees to explain how it would work.
DiGiacomo posted a memorandum to all hourly employ-
ees after meeting with them. The memorandum, which
apparently remained posted to the date of the hearing,
states that the "Plant Representative Coordination," as
the memorandum was entitled, was designed to provide
"more readily accessible channels of communication."
The memorandum establishes the number of "representa-
tives" chosen from Respondent's four production depart-
ments, the scheduling of one general and one depart-
mental meeting each month at designated hours (during
working time) for each department, the maximum term
allowable for each representative to serve, the procedure
for nominating employee representatives,
method of
counting the votes "with the assistance of the senior em-
ployees," rules governing what happens in cases of ties,
and limitation upon the amount of time an employee can
serve as a representative. The memo concludes: "It is in-
tended that this policy be included in the handbook at
the next printing."
According to undisputed testimony, the elections for
representatives are conducted on working time, on bal-
lots prepared, distributed, and counted by supervision
(presumably with the assistance of the "senior employ-
ee").
One complaint voiced by the employees during a 1978
departmental meeting was over a 1977 change in Re-
spondent's vacation policy. Respondent had, prior to
1977, used the employees' dates of hire as their seniority
date for computing vacation eligibility. At some time in
1977, Respondent changed the policy so that seniority
credit did not begin to accrue until the beginning of the
fiscal year following hire. According to employee wit-
ness Jennifer Keysar, some representatives complained
about the policy at one regularly scheduled committee
meeting in October or November 1978. As a result of the
complaints, the policy was changed so that all seniority
dates were advanced to the first of the fiscal year pre-
ceding, rather than following, hire for the purpose of
computing vacation eligibility. Other complaints related
in these meetings were answered with Respondent's jus-
tifications, but there is no evidence that any other griev-
ances were adjusted because of the complaints made at
the meetings.
Respondent denies that the committee established by
DiGiacomo constitutes a labor organization within the
meaning of Section 2(5) of the Act. In its brief Respond-
ent states, "Thus, the committee does not exist for the
purposes of engaging in collective bargaining and in fact
does not engage in such bargaining. Nor, as a realistic
matter, can it be said that the committee is 'dealing' with
employees [sic] on subjects involving working condi-
tions."
Section 8(a)(2) of the Act provides that it is unlawful
for an employer:
. . .to dominate or interfere with the formation or
administration of any labor organization or contrib-
ute financial or other support to it.
Section 2(5) of the Act provides that:
The term "labor organization" means any organiza-
tion of any kind, or any agency or employee repre-
sentation committee or plan, in which employees
participate and which exists for the purpose, in
whole or in part, of dealing with employers con-
cerning grievances, labor disputes, wages, rates of
pay, hours of employment, or conditions of work.
[Emphasis supplied.]
I need not decide whether the meetings of the repre-
sentatives with Respondent constitute "collective bar-
gaining." It is clear that the representatives all function
as a "committee" pursuant to a "plan" in which employ-
ees participate for the purpose of dealing with Respond-
ent. The term "dealing with" in Section 2(5) of the Act
has a broader connotation than "negotiating with" or
"bargaining with" as Respondent argues. See N.L.R.B. v.
Cabot Carbon Co., 360 U.S. 203 (1959). DiGiacomo's tes-
timony clearly indicates that working conditions were
STREAMWAY DIV. OF THE SCOTT & FETZER CO.
401
something the representatives were supposed to talk
about in the meetings. Indeed, he testified that he elicited
comments from each representative individually because
some people were reluctant to speak out. It is further
clear that DiGiacomo intended the members of the com-
mittee to act in a "representative" capacity as his memo-
randum clearly states at the point where it names them
as such. It matters not that only one grievance, vaca-
tions, was actually adjusted at the meetings. The vehicle,
a labor organization within Section 2(5) of the Act, was
established by Respondent for the ostensible purpose of
securing adjustments in terms and conditions of employ-
ment, and the inhibiting effect upon employees, and
therefore the violation, is clear.
On the basis of the above, I find and conclude that, as
alleged in the complaint, Respondent has dominated and
interfered with the formation or administration of a labor
organization, its in-plant committee, and contributed fi-
nancial or other support to it. Miller Materials Co., 244
NLRB No. 73 (1979); Kux Manufacturing Corporation
and Continental Marketing Corporation; A Joint Employer,
233 NLRB 317 (1977); Ace Manufacturing Co., Inc. Divi-
sion of A-T-O, Inc., 235 NLRB 1023 (1978).
D. The PRADCO Inquiry
During the summer of 1978, Respondent employed
Personnel
Research
and
Development
Corporation
(PRADCO) to perform an attitude survey of managerial
personnel, office clericals, and production and mainte-
nance employees. Terry Owen, who described himself as
"one of the principals" of PRADCO, testified that the
purpose of the attitude survey conducted among Re-
spondent's employees was "to identify the problems, bar-
riers, issues that might have been taking place within the
Company that would make it in a less than effective
place to work . . . a better place for its employees to
work, so that what comes out of it at the end of the
action plant is a better well-run company."
According to the undisputed testimony of Keane,
before the attitude survey was conducted, DiGiacomo
called a meeting of all employees and told them that the
PRADCO representatives would be contacting them and
conducting meetings in small groups and that the em-
ployees were to tell them of their problems because Re-
spondent wanted to learn why the employees were not
communicating and getting satisfaction.
The attitude survey was conducted in the week of
September 11 by Owen and William Snell who did not
testify. The employees were interviewed in groups of
five to seven by Snell and Owen. According to Owen,
"We would tell them in effect that we are your spokes-
men. Whatever it is that you would like to have heard
by top management should be mentioned here." Owen
testified that he gave employees absolute assurance of
confidentiality.
Keane and former employee Karen Dennis testified
about meetings which they attended which were not the
same ones. Neither could identify Owen or Snell, but
both testified that as the meetings which they attended
were breaking up and the employees were leaving the
room, the PRADCO representatives mentioned a union.
Keane testified, "I believe he asked what the people-I
don't know how he phrased it, but something about the
people being unhappy, and is that why we were getting
a union in there." Also Keane testified he asked, "Is that
the reason that we felt we needed a union was because
of all the things that we have mentioned." Dennis testi-
fied that during the meeting she attended, the employees
listed several complaints about their terms and conditions
of employment and "the man had asked us as we were
going out the door was how we felt about a union."
Dennis replied that, "I asked him why, and he said be-
cause I told him I was in the Union, and I asked him
why he asked, and he said nothing."
Respondent denies that PRADCO is an agent of Re-
spondent, and further denies that any interrogations oc-
curred. Owen listed several questions which he asked the
employees, but denied ever asking whether the employ-
ees wanted a union or "any questions relating to union-
ization." He further denied there was ever any discussion
between himself and DiGiacomo about the subject of
union organization as a part of the survey.
I found Dennis and Keane credible in their testimony
on this point and I find that some agent of PRADCO,
whether Owen or Snell, asked the questions related by
the two employees.
It is not necessary that the employees be able to spe-
cifically identify the agent of Respondent. Where it is
clear that the individual to whom the critical remarks are
attributed is placed in his position of apparent authority
by Respondent, Respondent is responsible for his con-
duct. Booth Services, Inc., 206 NLRB 862, 864-865, enfd.
516 F.2d 949 (5th Cir. 1975). Even if PRADCO did not
rise to the level of an agent within Section 2(13), Re-
spondent is still responsible for its conduct under Section
2(2) of the Act in the circumstances of this case. See
Helena Laboratories Corporation, 225 NLRB 257 (1976);
Aircraft Plating Company, Inc., 213 NLRB 664 (1974);
and Broyhill Company, 210 NLRB 288 (1974). Accord-
ingly, I find that Respondent is charged with responsibil-
ity for the conduct of these individuals.
The formalization of the meetings by Respondent,
coupled with the instructions to attend and voice their
grievances and feelings, demonstrates that the question-
ing of the employees, at least in the two meetings de-
scribed, was not an isolated matter or one the impact of
which would be lost upon the employees. Under the to-
tality of the circumstances, I find that the questioning of
the employees at the culmination of the two meetings de-
scribed bore a coercive impact which must be remedied
by Board order.
Accordingly, I find that Respondent, by the above
questioning by its agent, has interrogated employees in
violation of Section 8(a)(l) of the Act, and I shall recom-
mend appropriate relief thereupon.
E. Change in Vacation Policy
As noted above, following complaints made at the
1978 committee meetings, Respondent, for purpose of
computing vacation eligibility, advanced all seniority
dates from the beginning of the fiscal year following hire
to the one preceding it. General Counsel contends that
the change in seniority computation constitutes
the
granting of a benefit and an independent violation of
402
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Section 8(a)(1) of the Act. In so doing, General Counsel
cites N.L.R.B.
v. Exchange Parts Co., 375 U.S. 405
(1964), for the proposition that "the Act prohibits con-
duct immediately favorable to the employees which is
undertaken with the express purpose of impinging upon
their freedom of choice for or against unionization and is
reasonably calculated to have that effect."(Br. p. 11.)
The "immediately favorable" nature is speculative7
there is no evidence of knowledge of a current organiza-
tional attempt,8 the change was not made with any pur-
pose9 "express" or otherwise, other than, presumably, to
remedy the grievance; and there is no reason for con-
cluding that the change would have the effect of inter-
fering with "unionization" by the employees of Respond-
ent. Accordingly, I shall recommend that this allegation
of the complaint be dismissed.
CONCLUSIONS OF LAW
1. Streamway Division of the Scott & Fetzer Corpora-
tion is an employer within the meaning of Section 2(2) of
the Act engaged in commerce and in operations affecting
commerce within the meaning of Section 2(6) and (7) of
the Act.
2. International Molders and Allied Workers Union,
AFL-CIO, and the In-Plant Employee Representation
Committee are labor organizations within the meaning of
Section 2(5) of the Act.
3. By dominating and interfering with the formation of
the In-Plant Employee Representation Committee, and
giving support to it, Respondent violated Section 8(a)(2)
and (1) of the Act.
4. By interrogating its employees about their union
membership
activities,
and
desires,
by
its
agent
PRADCO, Respondent has violated Section 8(a)(1) of
the Act.
5. The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
6. Respondent did not violate the Act by discharging
employees Linda Keane and Donald R. Wilkes.
Having found that Respondent violated the statute, it
is recommended that it be ordered to cease and desist
therefrom and take certain affirmative action designed to
effectuate the policies of the Act. Having found that Re-
spondent has dominated and interfered with the forma-
tion of the In-Plant Employee Representation Commit-
tee, it will be recommended that Respondent disestablish
it, withdraw and withhold all recognition from said labor
organization, or any successor thereto, as the collective-
bargaining representative of its production and mainte-
nance employees.
7 Since all employees hired during any given year still have the same
seniority date vis-a-vis each other, whether the change constitutes a bene-
fit at all is questionable.
s While one meeting had been called by the Union on September 18,
there is no evidence of activity thereafter.
I See the Board discussion of Exchange Parts Co. in Tonkawa Refining
Co., 175 NLRB 619 (1969).
Under the foregoing findings of fact, conclusions of
law, and the entire record, and pursuant to Section 10(c)
of the Act, I hereby issue the following recommended:
ORDER' o
The Respondent, Streamway Division of the Scott &
Fetzer Corporation, Westlake, Ohio, its officers, agents,
successors, and assigns, shall:
1. Cease and desist from:
(a) Dominating or interfering in the formation or ad-
ministration of the In-Plant Employee Representation
Committee or any successor thereto or giving support to
such labor organizations.
(b) Giving any other assistance or support to the In-
Plant Representation Committee, or any other such labor
organizations.
(c) Interrogating its employees about their union activ-
ities, membership, or desires.
(d) In any other manner interfering with, restraining,
or coercing its employees in the exercise of their rights
to self-organization, to form labor organizations, to bar-
gain collectively through representatives of their own
choosing, and to engage in other concerted activities for
the purpose of collective bargaining or other material aid
or protection, or to refrain from any or all such activi-
ties.
2. Take the following affirmative action to effectuate
the policies of the Act:
(a) Withdraw all recognition from and completely dis-
establish the In-Plant Employee Representation Commit-
tee as the representative of Respondent's employees for
the purpose of dealing with Respondent concerning
grievances, labor disputes, wages, rates of pay, hours of
employment, or other conditions of employment.
(b) Post at its Westlake, Ohio plant, copies of the at-
tached notice marked "Appendix."
Copies of said
notice, on forms provided by the Regional Director for
Region 8, after being duly signed by an authorized repre-
sentative, shall be posted by Respondent immediately
upon receipt thereof, and be maintained by it for 60 con-
secutive days thereafter, in conspicuous places, including
all places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respondent to
insure that said notices are not altered, defaced, or cov-
ered by any other material.
(c) Notify the Regional Director for Region 8, in writ-
ing, within 20 days from the date of this Order, what
steps the Respondent has taken to comply herewith.
10 In the event no exceptions are filed as provided by Sec. 102.46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, and recommended Order herein shall, as provided
in Sec. 102.48 of the Rules and Regulations, be adopted by the Board and
become its findings, conclusions, and Order, and all objections thereto
shall be deemed waived for all purposes.
" In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by
Order of the National Labor Relations Board" shall read "Posted Pursu-
ant to a Judgment of the United States Court of Appeals Enforcing an
Order of the National Labor Relations Board."