343 NLRB 121
Mays Electric Co.
MAYS ELECTRIC CO.
343 NLRB No. 20
121
Mays Electric Co. Inc. and International Brotherhood
of Electrical Workers, Local 666, AFL–CIO.
Cases 5–CA–31247 and 5–CA–31371
September 30, 2004
DECISION AND ORDER
BY MEMBERS LIEBMAN, SCHAUMBER, AND MEISBURG
On February 20, 2004, Administrative Law Judge Paul
Buxbaum issued the attached decision. The Respondent
filed exceptions and a supporting brief, and the General
Counsel filed an answering brief.1
The National Labor Relations Board has delegated its
authority to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,2 and conclusions3
and to adopt the recommended Order.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Mays Electric Co., Inc.,
Lynchburg, Virginia, its officers, agents, successors, and
assigns, shall take the action set forth in the Order.
1 In his answering brief, the General Counsel moves to strike certain
portions of the Respondent’s brief. The General Counsel seeks to strike
certain documents that the Respondent attached to its brief but did not
introduce into the record at trial. He also seeks to strike factual asser-
tions concerning an alleged conversation between the Respondent’s
owner and employee Allen Morgan that are also not in the record. We
grant the General Counsel’s motion. The Respondent seeks to rely on
documents and factual assertions that do not constitute record evidence
as defined by Sec. 102.45(b) of the Board’s Rules and Regulations.
The Respondent has offered no basis for the Board to accept its late
proffered evidence. See AAA Fire Sprinkler, 322 NLRB 69 fn. 1
(1996).
2 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
We adopt the judge’s finding that the General Counsel met his initial
burden of showing that the Respondent harbored animus towards em-
ployee Allen Morgan and his union activity. We rely only on (1) the
judge’s finding that on the day Allen Morgan placed a union insignia
on his hardhat, Supervisor Parrish told employees not to talk to Mor-
gan; and (2) the shifting and pretextual reasons given by the Respon-
dent for Morgan’s termination.
In adopting the judge’s finding that the Respondent discharged em-
ployee Morgan in violation of Sec. 8(a)(3) and (1), it is unnecessary to
rely on the judge’s citation to NLRB v. Town & Country Electric, 516
U.S. 85 (1995), and we do not pass on the judge’s characterization of
its holding.
3 There are no exceptions to the judge’s recommended dismissal of
the allegation that the Respondent unlawfully created the impression
that their employees’ union activity was under surveillance.
Stan P. Simpson, Esq., for the General Counsel.
Vincent T. Mays, of Lynchburg, Virginia, for the Respondent.
Ronald B. Vest, of Sandston, Virginia, for the Charging Party.
DECISION
STATEMENT OF THE CASE
PAUL BUXBAUM, Administrative Law Judge. This case was
tried in Richmond, Virginia, on October 30 and 31, 2003.1 The
initial charge was filed on May 15, and the complaint was is-
sued July 31. A second charge was filed on July 29. On Sep-
tember 23, the Regional Director issued an order consolidating
cases, consolidated complaint, and notice of hearing.2
The consolidated complaint alleges that a supervisor of the
Company made statements creating an impression among its
employees that their union activities were under surveillance by
the Company. It is further alleged that the Company terminated
the employment of Allen Morgan because he supported the
Union and participated in concerted union activities. The Gen-
eral Counsel asserts that the Company’s conduct was in viola-
tion of Section 8(a)(1) and (3) of the Act. The Company filed
an answer, denying the material allegations contained in the
consolidated complaint.
As described in detail in the decision that follows, I conclude
that the General Counsel has failed to establish that the Com-
pany’s statements would reasonably lead its employees to as-
sume that their union activities had been placed under surveil-
lance. I further find that the General Counsel has shown that
Morgan participated in protected union activities and that the
Company was aware of his participation in those activities. I
also determine that the General Counsel has met its burden of
demonstrating that Morgan’s participation in such activities
was a substantial motivating factor in the decision to terminate
his employment. Finally, I conclude that the Company has
failed to meet its burden of showing that it would have termi-
nated Morgan’s employment regardless of his participation in
protected union activities.
On the entire record,3 including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and the Company, I make the following
1 All dates are in 2003 unless otherwise indicated.
2 In connection with the issuance of the complaint and consolidated
complaint, the Regional Director provided notices to the Company
informing it of the right to representation by counsel. (GC Exhs. 1(c)
and (i).) Additional notices of the right to counsel were sent to the
Company on May 16 and July 30. (GC Exhs. 1(b) and (h).) The Com-
pany’s owner and president, Vincent Mays, was also informed of the
right to counsel during pretrial telephone conferences. The Company
elected to proceed without representation by counsel. (Tr. 7.)
3 The transcript contains a few errors. At p. 128, l.14, the witness
was referring to “foremen” in the plural. At p. 245, l.18, the witness
actually said that Mays would “move some people or reduce our work-
force.” [Emphasis supplied.] At p. 287, l.6, I am correctly shown as
stating, “Okay.” The two sentences that follow this comment are also
attributed to me. Actually, the witness made these statements. The
remaining errors of transcription are not significant or material.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
122
FINDINGS OF FACT
I. JURISDICTION
The Company, a corporation, performs electrical installation
and maintenance work as an electrical contractor in the con-
struction industry at its facility in Lynchburg, Virginia, and at
worksites throughout the Commonwealth of Virginia, where it
annually provides services valued in excess of $50,000 to en-
terprises directly engaged in interstate commerce. In conduct-
ing its business, the Company annually purchases and receives
at its Lynchburg, Virginia facility goods valued in excess of
$50,000 from other enterprises, each of which has received
these goods directly from points outside the Commonwealth of
Virginia. The Company admits and I find that it is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act and that the Union is a labor organization
within the meaning of Section 2(5) of the Act.4
II. ALLEGED UNFAIR LABOR PRACTICES
A. The Facts
In 1986, Vincent Mays founded the Company. It is a Vir-
ginia corporation, and he is its owner and president. Operating
from headquarters in Lynchburg, Virginia, the Company per-
forms electrical installation and maintenance work, typically
involving new commercial and industrial construction projects.
Depending on the extent of its current workload, the Company
employs between 15 and 120 persons.
The events under consideration concern the Company’s in-
volvement in a construction project for a new Kroger super-
market being built in Chesterfield County, Virginia. The Com-
pany began its participation in June 2002. Although construc-
tion was scheduled for completion in December of that year,
poor weather and problems related to site preparation resulted
in considerable delays.
As is the Company’s practice, a foreman, James Parrish,
provided supervision of the Company’s work force at the
Kroger site. Toward the end of January, Allen Morgan went to
the site and spoke with Parrish about the possibility of em-
ployment. Morgan is a journeyman electrician and member of
the International Brotherhood of Electrical Workers, Local 666.
At this time, he resided in Chesterfield County, a 7- to 10-
minute trip by automobile from the Kroger worksite. Parrish
told Morgan to telephone the Lynchburg office and speak to
Mays directly concerning possible employment.
Morgan returned to his home and phoned Mays, informing
him of his professional qualifications. Mays queried Morgan
regarding his desired compensation rate. After this discussion,
Mays instructed Morgan to come to the Lynchburg office in
order to complete the application process. An appointment was
scheduled for February 3 at 10 a.m. At that time, Morgan com-
pleted an application form and took a skills examination and a
practical demonstration test. Afterwards, Mays and Morgan
discussed pay and agreed on a rate of $16.50 per hour. Morgan
was told to report to a laboratory for drug screening. He then
returned to the office and completed additional employment
4 The Company’s stipulations regarding jurisdiction are contained in
the transcript of these proceedings at pp. 12–13.
forms. He was given a copy of the Company’s handbook and
was directed to report for work at the Kroger jobsite on Febru-
ary 5. Throughout the application process, Morgan did not
discuss his union membership with Parrish or Mays.
As agreed, Morgan reported for work as a journeyman elec-
trician at the Kroger site on February 5. Parrish directed him to
assemble light fixtures. Thereafter, he was assigned a variety
of other electrical work tasks during his period of employment
with the Company.
Shortly after Morgan began working for the Company, an-
other employee, Jonathan Woods, told Parrish that Morgan
“was talking to him about union business.” (Tr. 252.) He
elaborated by reporting that he had been “approached about
joining the union.” (Tr. 253.) Yet another employee, James
Hamlin, also told Parrish that Morgan had talked about joining
the Union. In his testimony, Parrish agreed that early on in
Morgan’s employment for the Company he knew that Morgan
was discussing the Union and he “just assumed” that Morgan
was a union member. (Tr. 257.) He denied discussing this with
Mays.
According to Woods, at some point during February, he
overheard Parrish engaged in conversation with Hamlin and
another employee, Patrick Foxworthy. The discussion took
place in the worksite office trailer. Woods testified that Parrish
told Foxworthy, “there might be union guys out here on the
job.”5 (Tr. 193.) Woods indicated that he proceeded to get his
tools, leave the trailer, and go to work.
Most of the crucial events under consideration took place on
February 21. Morgan testified that on this date he began work
at 7 a.m. During the morning break, at approximately 9 to 9:30
a.m., Morgan placed a union sticker on his hardhat. The circu-
lar sticker, less than 2 inches in diameter, bore the logo and
name of the International Brotherhood of Electrical Workers.6
Morgan placed it on the front of his hardhat, above the insignia
of the Company. Foxworthy, Woods, and Hamlin observed
Morgan’s actions. Very shortly thereafter, Hamlin told Parrish
about Morgan’s union sticker. As Foxworthy described it,
Hamlin “told James Parrish that Allen [Morgan] had a sticker
on his hard hat and was trying to discuss some union activity.”
(Tr. 215.) According to Foxworthy, Parrish told him, “[n]ot to
talk to him.” (Tr. 216.) Foxworthy then asked Parrish if the
presence of the Union at the jobsite would place “our jobs in
danger?” (Tr. 216.) Parrish reassured Foxworthy, telling him
that “we have plenty of work” and it was likely that he would
be transferred to other jobs in Charlottesville. (Tr. 216.)
After lunch, at approximately 1 p.m., Morgan spoke to Par-
rish; expressing concern about the method he had been in-
structed to use in order to install certain outside perimeter lights
near the loading dock. He told Parrish that he felt that the cho-
sen method may fail to fasten the lights securely. Parrish sug-
gested a modification to the installation instructions. Morgan
5 Although counsel for the General Counsel called Foxworthy as a
witness regarding other matters, he did not question him regarding this
event.
6 An identical version of this sticker was placed in evidence. (GC
Exh. 43.)
MAYS ELECTRIC CO.
123
testified that, during this conversation, he wore the hardhat with
the union sticker.
At another unspecified point during the workday, Woods re-
ported that Foxworthy and Hamlin were working on a lift at the
rear of the store. Woods was nearby. Parrish approached the
lift and Hamlin asked him, “[W]hat is that sticker on Allen’s
hat?” Parrish responded that it “looks like a union sticker.”
(Tr. 197.) Woods testified that Parrish then told the men not to
speak to Morgan, “unless we wanted to hear bullshit that Allen
would have to say because he’d probably be trying to give us a
bunch of pamphlets and hand us some paperwork for us to
read.” (Tr. 197.)
Parrish testified that he did not see Morgan’s union sticker
and was not told about it by other employees. He went on to
note that he had certainly seen similar stickers before, adding
that it was “not unusual to see that on toolboxes, hardhats.”
(Tr. 244.) Parrish’s denial is in direct conflict with the testi-
mony of the three employees. It is uncontroverted that Morgan
placed the sticker on his hardhat. I find it difficult to believe
that Parrish would not have seen it. His comments about union
“bullshit” certainly indicate that union activity was a subject of
concern and interest to him. He concedes that he had taken
note of union insignia on other occasions. Beyond this, I find
that Morgan, Hamlin, Foxworthy, and Woods were acting in
concert. They were all union supporters.7 Although Morgan,
Foxworthy, and Woods each testified, they were not asked
about their plan for concerted activity. Nevertheless, it is ap-
parent from the evidence that they were engaged in an effort to
explore the Company’s reaction to union organizing activity.
Put another way, it is evident to me that the men were attempt-
ing to test the Company’s compliance with the requirements of
the Act. This explains their persistent efforts to direct Parrish’s
attention to Morgan’s union activities and to the sticker that
adorned his hardhat. Given this context, I credit the testimony
indicating that Parrish had ample opportunity to observe Mor-
gan’s sticker and, even more significantly, that he was the re-
cipient of direct reports about the sticker made by other em-
ployees.
That afternoon, at approximately 2:30, Mays visited the
Kroger worksite. The testimony of various witnesses indicated
that Mays typically visited the job about once a week. His
visits usually lasted from 30 minutes to an hour. The visits
were not regularly scheduled or previously announced. Parrish
testified that during this particular visit, Mays instructed him to
terminate Morgan’s employment. While the two men discussed
the approaching end of the Kroger job, Parrish testified that
Mays did not give him a specific reason for selecting Morgan
for termination.8
7 Woods testified that he has been a union member for almost 7
years. Foxworthy reported that he has belonged to the Union for over 1
year. While Hamlin did not testify, he was clearly a participant in this
concerted activity.
8 In his testimony, Mays asserted that, “I’m sure we probably dis-
cussed his [Morgan’s] absenteeism, et cetera, and that was entered into
the discussion to lay him off.” (Tr. 100.) Mays’ vague testimony as to
this significant point is unimpressive. I credit Parrish’s testimony that
Mays did not explain his reasoning in selecting Morgan for termination.
Both men were clear in describing their working relationship, including
The workday ended at 3:30 p.m. As Morgan was putting
away materials in the trailer, Parrish spoke to him. The two
men were alone during the conversation. Morgan testified that
Parrish told him that, “[W]e’re waiting on some parts to come
in for a freezer or refrigerator or something like that, so we
don’t need your help right now, and we’re going to have to let
you go.” (Tr. 182.) Morgan asked Parrish when he could re-
turn to work. Parrish directed him to speak to Mays about this.
Afterwards, Morgan left the trailer and encountered Woods.
Woods testified that Morgan told him “that James [Parrish] told
him they were waiting on parts for the freezer and they didn’t
have any more work.” (Tr. 198.)
On the following Monday, Morgan telephoned Mays in order
to request a “pink slip.” (Tr. 182–183.) He reported that he
received his final check on March 1, accompanied by his termi-
nation notice. The notice, dated February 21, simply states,
“We are having to lay you off today due to lack of work.” It is
unsigned. (GC Exh. 44.) Since his termination on February 21,
the Company has not offered Morgan any employment.
On May 15, the Union filed its initial charge, including the
allegation that Morgan’s termination was motivated by his
protected, concerted activity on behalf of the Union. (GC Exh.
1(a).) On July 29, the Union filed further charges, including
the allegation that Parrish’s comment to Foxworthy regarding
the possible presence of union members at the jobsite created
an unlawful impression of surveillance. (GC Exh. 1(g).)
B. Legal Analysis
1. The status of Foreman Parrish
In order to assess the validity of the General Counsel’s con-
tentions that the Company created an impression of surveil-
lance and unlawfully discharged an employee, it is necessary to
make a preliminary determination. The General Counsel al-
leges that Foreman Parrish was a supervisor and agent of the
Company within the meaning of Section 2(11) and (13) of the
Act. (GC Exh. 1(i).) In response, the Company acknowledges
Parrish’s job status as a foreman, but reports that it is without
knowledge necessary to admit or deny supervisory status under
the Act. (GC Exh. 1(k) and Tr. 12–13.) While Section 102.20
of the Board’s Rules and Regulations requires considerable
specificity in responding to allegations of the complaint, I note
that the Board has granted some degree of latitude when evalu-
ating the responses of an unrepresented litigant. See S&P Elec-
tric, 340 NLRB 326 (2003). At trial, I concluded that the Com-
pany’s formal position as to Parrish’s supervisory status under
the Act should be construed as a denial, putting the General
Counsel to his proof.
Section 2(11) of the Act defines the term “supervisor” as in-
cluding an individual who has “the authority to hire, transfer,
suspend, lay off, recall, promote, discharge, assign, reward, or
discipline other employees, or responsibly to direct them, or to
adjust their grievances, or effectively to recommend such ac-
tion.” The statutory language is phrased in the disjunctive and
the Board has held that possession of any one of the enumer-
ated powers is sufficient to qualify an individual as a supervi-
the fact that Mays was solely responsible for matters involving hiring
and firing and did not typically solicit Parrish’s input.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
124
sor. California Beverage Co., 283 NLRB 328 (1987). Beyond
mere possession of one of the enumerated indicia of authority,
the Act requires that the actual use of such power be more than
simply routine or clerical in nature. It must involve the exer-
cise of independent judgment. Browne of Houston, Inc., 280
NLRB 1222, 1223 (1986). In addition, the Supreme Court has
underscored the requirement that the burden of proving statu-
tory authority rests with the party asserting that the employee is
a supervisor. NLRB v. Kentucky River Community Care, 532
U.S. 706 (2001).
In sum, Section 2(11) of the Act sets forth a variety of indi-
cia of supervisory status, possession of any one of which is
sufficient to meet the Act’s standards so long as the possessor
of that particular indicia is required to use independent judg-
ment in the exercise of the enumerated power. In this case,
counsel for the General Counsel contends that Parrish pos-
sessed one of the statutory indicia, the authority to assign
work.9 (GC Br. at pp. 16–17.) There is detailed and persuasive
evidence to support this contention.
In assessing Parrish’s status as a foreman for the Company,
consideration begins with documentary evidence. Mays testi-
fied that the Company does not possess any written job descrip-
tion or other documents that detail Parrish’s job duties and
responsibilities. The Company does maintain an employee
handbook entitled, “Company Work and Safety Rules.” (GC
Exh. 40.) This handbook is issued to all employees at the time
they are hired. The handbook informs employees that, “Each
job will have one foreman designated as being in charge. Em-
ployees working on that particular job are to follow his instruc-
tions.” (GC Exh. 40, p. 1.)
At all relevant times, Parrish was the foreman assigned to the
Kroger jobsite. He reported directly to Mays. There were no
intermediate levels of supervision. Parrish was the sole fore-
man on the job and Mays only visited the site approximately
once a week for periods of no more than 1 hour at a time.
Both Mays and Parrish testified regarding Parrish’s status
and authority as foreman of the Kroger job. Their testimony
was generally consistent.10
Parrish noted that he has been a
company foreman for 4 to 5 years. Once he was assigned the
Kroger job, he obtained the drawings and specifications and
“start[ed] planning the day-to-day job activities.” (Tr. 234.)
Mays told Parrish which employees would be detailed to the
job. Parrish reported that as the work progressed, he would
make specific job assignments and monitor the work to deter-
mine that it was correctly performed. On examination by coun-
9 Counsel for the General Counsel also argues that Parrish had the
authority to effectively recommend discharge. (GC Br. at p. 17.) In
addition, there is evidence that Parrish possessed the power to adjust
employee grievances. For instance, Mays testified that, “[i]f there’s a
problem on the job, all the employees know you go to the foreman
first.” (Tr. 143.) In light of the quantum of uncontroverted evidence
regarding Parrish’s authority to assign work, it is unnecessary to further
assess these additional indicia of supervisory authority.
10 Parrish tended to slightly downplay his authority, perhaps in def-
erence to his employer’s feelings. Mays was more positive regarding
the nature and extent of Parrish’s power to assign work. To the degree
it matters, I place greater weight on the testimony of the principal,
Mays, rather than the testimony of the alleged agent, Parrish.
sel for the General Counsel, Parrish agreed that he was “the one
who made the assignments at work.” (Tr. 274.) He further
agreed that he “decided who did [the job assignments] and
when.” (Tr. 274.) Finally, he affirmed that counsel for the
General Counsel was correct when concluding, “Mr. Mays
didn’t control that. That was your decision[.]” (Tr. 274.)
In his own testimony, Mays was quite precise regarding the
scope of Parrish’s powers.11 He testified that:
It’s totally his responsibility to run the job, because every day,
job conditions change. . . . So he’s moving people constantly
on the project. Every day, the task changes.
(Tr. 136.) He went on to observe that, “[e]very day, you know,
he’s going to assign each person to the task.” (Tr. 138.) Re-
garding the quality of judgment exercised by Parrish in making
job assignments, Mays reported that:
He’s going to go on the person’s skills. In other words, the
foreman is observant, and he knows this guy is hired as a me-
chanic. He’s going to watch him and make sure that he can
do the work.
(Tr. 138.) Mays also confirmed that Parrish was responsible
for inspection of the completed job tasks.
Perhaps the clearest confirmation of the General Counsel’s
contention that Parrish possessed supervisory status due to his
authority to assign work came during Mays’ testimony given in
a somewhat different context. The topic involved the signifi-
cance of an employee’s possession of a government-issued
journeyman’s electrician card. When asked whether he told his
foremen to make job assignments based on an employee’s pos-
session of such a journeyman’s card, Mays responded in the
negative by noting that,” The foremen, they pretty much deter-
mine what tasks are assigned to the employees.” (Tr. 128.) It is
evident that Parrish was vested with the power to assign work
within the meaning of the Act.
I further conclude that Parrish’s authority to assign work in-
volved the exercise of independent judgment. He was required
to be familiar with the blueprints and specifications of the pro-
ject and to use his knowledge of the employees’ specific skills
in matching each electrician to the specific job assignments.
With only rare exceptions, he was the sole management official
present at the worksite, a relatively complex operation. In that
regard, his position was similar to that of the assistant foreman
who was found to be a supervisor in Richardson Bros. Co., 228
NLRB 314 (1977). In Richardson, the Board noted that the
assistant foreman, “in carrying out his duties in connection with
the monitoring and reassigning work in a department as large as
the finishing department, must of necessity make judgments
which are more than routine in nature.” 228 NLRB at 314.
The same reasoning applies to Parrish, the sole supervisor pre-
sent on a significantly large commercial electrical installation
project.
11 Mays’ clear testimony on this point is corroborated by his written
statement to the Board agent. On July 23, he reported to the agent that,
“My foremen does [sic] all work assignments on all projects.” (GC
Exh. 6.)
MAYS ELECTRIC CO.
125
I agree with counsel for the General Counsel that Parrish’s
position is quite comparable to one described by the Board in a
recent case, Arlington Masonry Supply, Inc., 339 NLRB 817
(2003). In Arlington, an employee, Dana Justice, was alleged
to be a supervisor since he was responsible for managing a
garage. The only employees at the garage were Justice and one
other mechanic, Wayne Pardon. In determining that Justice
was a supervisor within the meaning of the Act, the Board ob-
served that:
It is undisputed that Justice prioritizes all the maintenance
work that needs to be performed on vehicles in the Em-
ployer’s garage. On a daily basis, Justice assigns specific jobs
to Pardon, while reserving other duties for himself. In addi-
tion, the record shows that Justice’s discretion in making these
assignments is in no way limited or circumscribed by the Em-
ployer. Thus, Cox testified that although he is Justice’s su-
pervisor, Cox has absolutely no input as to the manner in
which Justice carries out his daily responsibilities. Justice “is
the only one” making work-assignment decisions because
Cox is “not there to do it. It’s Dana’s garage.” Accordingly,
we conclude that the record establishes that Justice uses inde-
pendent judgment in assigning work—a primary indicia of
supervisory authority. [Footnote omitted.]
Id. at 818. Similarly, Parrish’s sole exercise of the regular
power of assignment of sophisticated tasks among approxi-
mately a dozen skilled employees involved the identical degree
of supervisory authority and independent judgment. As a re-
sult, I find that Parrish was a supervisor within the meaning of
the Act.12
In the complaint, the General Counsel contends that, apart
from the issue of supervisory status, Parrish was an agent of the
employer within the meaning of Section 2(13) of the Act. The
Board applies common law principles of agency in making this
determination. An employer is responsible for the conduct of
an employee if that employee acted with apparent authority
with respect to the conduct under consideration. Apparent
authority results from a manifestation by the employer that
creates a reasonable basis for the employees to believe that the
employer has authorized the alleged agent to perform the acts at
issue. A key aspect of the analysis is whether the employer has
used the employee in question as a conduit for transmission of
information from management to other employees.13
In considering whether Mays clothed Parrish with apparent
authority to speak and act on behalf of the Company with re-
12 In concluding that Parrish is a statutory supervisor, I have also
considered so-called secondary indicia to the extent authorized by the
Board. Compare: J.C. Brock Corp., 314 NLRB 157, 159 (1994), with
McClatchy Newspapers, Inc., 307 NLRB 773 (1992). Parrish pos-
sessed a variety of these secondary characteristics of supervisors. He
conducted weekly safety meetings, received higher compensation than
the other electricians, was the only employee authorized to use a com-
pany vehicle to commute back and forth from his home to the Kroger
worksite, and was issued one of the Company’s gas credit cards. When
coupled with his power to assign work, these factors are probative.
13 This summary of the Board’s standard for assessment of the issue
of apparent authority is paraphrased from the recent decision in D&F
Industries, 339 NLRB 618, 619 (2003).
gard to issues involving organizational activity, I have consid-
ered a variety of factors. Parrish was the only supervisor regu-
larly present at the jobsite. Employees were instructed to report
to him and to “follow his instructions.” (GC Exh. 40.) He
conducted weekly meetings, assigned job tasks, inspected com-
pleted tasks, and evaluated the skills and competencies of the
electricians and helpers. Significantly, although he lacked the
authority to discipline or terminate employees, he was assigned
the duty of informing those selected when such adverse em-
ployment actions were being taken. For example, Mays in-
structed Parrish to notify Morgan that he was being laid off.
Beyond this, Parrish was required to convey disciplinary warn-
ings to employees and to document completion of this task in
written reports maintained by the Company.
The Board has regularly found apparent authority in circum-
stances similar to those established here. In Tim Foley Plumb-
ing Services, 332 NLRB 1432 (2000), the owner of the Com-
pany told employees “to report to Harper at a particular jobsite
and direct all questions and problems to him.” The Board con-
cluded that:
The employees could reasonably believe, therefore, that when
Harper made statements concerning actions that the Respon-
dent was likely to take if a union were brought in, he was
transmitting management’s views and that Harper was just an
additional spokesman for management’s view of the organiz-
ing campaign. Under . . . these circumstances, we find that
Harper’s statements . . . are properly attributable to the Re-
spondent. [Citations omitted..]
332 NLRB at 1433. Similarly, in Mid-South Drywall Co., 339
NLRB 480 (2003), an employee named Campbell was often the
highest-ranking person on the company’s jobsite. Although he
lacked authority to layoff or discharge employees, he commu-
nicated these decisions to the workers. He also directed their
daily job activities and served as a field supervisor who “essen-
tially ran the jobsite.” Id. In finding that Campbell possessed
apparent authority, the Board observed that,
Given the degree to which Campbell acts as a conduit of in-
formation to employees on their day-to-day duties, we agree
with the judge that the Respondent placed Campbell “in a po-
sition where employees could reasonably believe that [Camp-
bell] spoke on behalf of management” and had vested Camp-
bell with actual and apparent authority to act as the Respon-
dent’s agent. [Citations omitted..]
Id. at 480. See also: Speed Mail Service, 251 NLRB 476, 477
(1980), and Zimmerman Plumbing & Heating Co., 325 NLRB
106 (1997), enf. in pertinent part 188 F.3d 508 (6th Cir. 1999).
The Company placed Parrish in a position as its sole supervi-
sor regularly assigned to the Kroger jobsite and utilized him as
the primary conduit of information to those employees assigned
to that worksite. From this, the employees could reasonably
have concluded that Parrish possessed apparent authority to
speak on behalf of the Company with regard to organizational
activities and related issues. I find that Parrish possessed both
actual supervisory authority and apparent authority to make
authoritative statements on behalf of the Company to the em-
ployees regarding the issues under consideration in this case.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
126
2. The impression of surveillance charge
The General Counsel contends that the Company created an
impression among its employees that their union activities or
sympathies were under surveillance by management. In par-
ticular, this allegation refers to a statement made by Parrish in
February. Woods testified that he heard Parrish tell Foxworthy
that “there might be union guys here on the job.” (Tr. 193.)
This is the comment that is alleged to constitute a violation of
Section 8(a)(1) of the Act. (GC Br. at p. 19.)
The Board has recently described the standard involved in
evaluating an impression of surveillance charge, observing that:
In order to establish an impression of surveillance violation,
the General Counsel bears the burden of proving that the em-
ployees would reasonably assume from the statement in ques-
tion that their union activities had been placed under surveil-
lance.
Heartshare Human Services of New York, Inc., 339 NLRB 842,
843 (2003). The concept underlying the prohibition of this type
of employer conduct is that Section 8(a)(1) of the Act insulates
employees from fear that “members of management are peering
over their shoulders, taking note of who is involved in union
activities, and in what particular ways.” Fred’k Wallace & Son,
Inc., 331 NLRB 914 (2000).
Counsel for the General Counsel asserts that “Parrish’s
statement that he suspected union members were on the job
would reasonably cause an employee to believe his union ac-
tivities were under surveillance.” (GC Br. at p. 19.) Unfortu-
nately, he does not explain why this would be true. Certainly
there is nothing explicitly contained in Parrish’s remark that
informs employees that the Company’s belief that union mem-
bers were on the job arose from surveillance of the work force.
Recently, the Board has grappled with the correct manner for
assessment of statements alleged to have created an impression
of surveillance in cases where such statements are vaguely
phrased observations of the type under consideration here. For
example, in Grouse Mountain Lodge, 333 NLRB 1322 (2001),
enf. mem. 56 Fed. Appx. 811 (9th Cir. 2003), the company
issued a memorandum advising its employees that “organizing
activities had failed from lack of employee interest.” The Gen-
eral Counsel contended that this statement suggested to the
employees that management was engaging in surveillance of
their union activities. The Board rejected this contention, not-
ing,
[W]e focus on the text of the allegedly unlawful language.
The comment is couched in conclusory terms. On its face, the
language does not suggest how the Respondent reached its
general conclusion that the union campaign had been unsuc-
cessful. Thus, the language, by itself, does not reasonably
create the impression that the Respondent engaged in surveil-
lance of its employees’ organizing activities to reach its con-
clusion that the union movement had not succeeded.
333 NLRB at 1323. The Board went on to examine the context
of the statement and concluded that it was more reasonable for
employees to assume that the company acquired its understand-
ing of the outcome of the organizing campaign from lawful
means that did not involve surveillance of protected activity.
As a result, it declined to find a violation of the Act.14
In Heartshare Human Services of New York, Inc., supra, the
Board again analyzed asserted impression of surveillance viola-
tions consisting of statements by managers informing employ-
ees that they had heard that the employees had been approached
by a union organizer. Upon examination of the circumstances,
the Board concluded that these statements were not unlawful
since it would not have been reasonable for the employees to
conclude that management had obtained its knowledge of the
incidents through surveillance. In reaching this result as to one
of the allegations, the Board placed reliance on the fact that the
managers had been informed directly about the incident by one
of the affected employees.
Very recently, the Board assessed yet another vague state-
ment alleged to have created an impression of surveillance. In
SKD Jonesville Division, L.P., 340 NLRB 101 (2003), a super-
visor named Varney told an employee named Cole that “he
heard that I was going to organize . . . that the employees
wanted me to organize a union.” Id. In language directly rele-
vant to the case under consideration, the Board rejected a find-
ing of unlawful conduct because Varney’s statement to Cole,
could not have been reasonably understood to mean that
Varney was monitoring employee conversations or somehow
eavesdropping. A statement as to what someone has heard
could be based on (1) what he had heard from the grapevine
or (2) what he had picked up from spying. There is no reason
to infer the latter as the source over the former. [Emphasis in
the original.]
Id. at 102.
By the same token, Parrish’s statement to Foxworthy does
not contain any suggestion that Parrish acquired his belief that
there were union members on the job from any improper spying
on the employees. There is simply no reason for the employees
to assume that Parrish’s information was derived from im-
proper conduct as opposed to legal means of gaining such
knowledge. Furthermore, the context of Parrish’s comment
reinforces this conclusion.
Parrish testified that, shortly after Woods was hired on Feb-
ruary 5, the two men had a conversation. Woods told Parrish
that, “Morgan and somebody was talking to him about union
business.” (Tr. 252.) He added that he had “gotten approached
about joining the union.” (Tr. 253.) As a result, Parrish testi-
fied that he “just assumed” that Morgan was a union member.
(Tr. 257.) Parrish also testified without contradiction that it
was “not unusual to see [union stickers] on toolboxes, hard-
hats.” (Tr. 244.) In addition, Parrish reported that applicants
for employment sometimes told him that they were union
members. (Tr. 254–255.)
Given the vagueness of Parrish’s comment and the surround-
ing evidence that demonstrates entirely plausible alternate ex-
planations of how Parrish acquired his information regarding
14 Further indication of the nature and evolution of the Board’s delib-
erations regarding conclusory statements demonstrating employer knowl-
edge of union activity may be gleaned from discussion in Wake Electric
Membership Corp., 338 NLRB 298, 300 fn. 10 (2002).
MAYS ELECTRIC CO.
127
union membership, I conclude that the General Counsel has
failed to meet its burden of establishing that employees could
reasonably have concluded that Parrish obtained his informa-
tion through spying or surveillance. As a result, I will recom-
mend that this charge be dismissed.
3. The termination of Morgan’s employment
The General Counsel contends that the Company’s decision
to terminate Morgan’s employment violated Section 8(a)(1) and
(3) of the Act. The Board has a precise analytical framework
used to assess such allegations. In order to meet his initial bur-
den of proof, the General Counsel must show that Morgan en-
gaged in activity protected by the Act, and that the Company
was aware of his participation in such activity. In addition, the
General Counsel must demonstrate that Morgan suffered an
adverse employment action and that there exists a motivational
link between Morgan’s conduct and that adverse action. If the
General Counsel is successful in making these showings, “such
proof warrants at least an inference that the employee’s pro-
tected conduct was a motivating factor in the adverse employ-
ment action and creates a rebuttable presumption that a viola-
tion of the Act has occurred.” American Gardens Management
Co., 338 NLRB 644, 645 (2002). At that point, the burden
shifts to the Company to show that the same adverse employ-
ment action would have been imposed regardless of Morgan’s
involvement in protected activities. American Gardens, supra,
citing Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 889
(1st Cir. 1981), cert. denied 455 U.S. 989 (1982).15 I will ad-
dress each of these elements in turn.
The evidence clearly establishes that Morgan engaged in
protected union activities. Almost immediately after commenc-
ing his employment, he began to discuss the Union with co-
workers. Parrish testified that, in early February, Woods and
Hamlin told him that Morgan had approached them and dis-
cussed membership in the Union. I have already noted that the
evidence supports a conclusion that Morgan, along with other
union activists, was engaged in a plan to test the Company’s
compliance with the terms of the Act. The Supreme Court has
held that union organizers who accept employment for the pur-
pose of discussing union membership with coworkers are enti-
tled to the protection of the Act. NLRB v. Town & Country
Electric, 516 U.S. 85 (1995). I find that Morgan’s conduct in
discussing the Union with coworkers was protected activity.
Aztech Electric Co., 335 NLRB 260 (2001).
On the day that he was terminated from employment, Mor-
gan placed a sticker containing the Union’s logo on his hardhat.
The Board has recently observed that, “[i]t has long been rec-
ognized that employees have a statutory right to wear union
insignia while on their employer’s premises.” Wal-Mart
Stores, Inc., 340 NLRB 637, 638 (2003), citing Republic Avia-
tion Corp. v. NLRB, 324 U.S. 793, 803 fn. 7 (1945). While
there are exceptions to this rule under special circumstances,
they are inapplicable to this case. Indeed, Parrish testified that
the Company had no prohibition on the wearing of union stick-
ers on hardhats. He reported that such behavior was “not un-
15 The Supreme Court approved the Board’s methodology in NLRB
v. Transportation Management Corp., 462 U.S. 393, 399–403 (1983).
usual.” (Tr. 244.) Morgan’s decision to wear a union logo was
also protected activity.
It is uncontroverted that Morgan’s immediate supervisor,
Parrish, was aware of his participation in discussions concern-
ing the Union. Parrish testified that, after he was told about the
content of Morgan’s discussions, he “just assumed” that Mor-
gan was a union member. (Tr. 257.) While Parrish denied
seeing the union insignia that Morgan chose to wear on the day
he was terminated, I have already noted that I find this denial to
lack credibility.
While the evidence demonstrates that Parrish knew of the na-
ture and extent of Morgan’s protected activities, there is no
direct evidence regarding Mays’ knowledge. The absence of
such direct evidence is not dispositive. The Board considers a
variety of circumstantial evidence on the issue of employer
knowledge of protected activity. In Metro Networks, Inc., 336
NLRB 63 (2001), the Board premised a finding of employer
knowledge on a number of factors including the timing of the
discharge of employees on the same day that they engaged in
union activity and the pretextual nature of the reasons advanced
by the employer to explain those discharges. Similarly, in La
Gloria Oil & Gas Co., 337 NLRB 1120 (2002), affd. 71
Fed.Appx. 441 (5th Cir. 2003), the Board based a finding of
knowledge on circumstantial evidence, including timing. In
addition, the Board cited the size of the work force as another
factor supporting an inference of employer knowledge of union
activity, noting that:
Given the small size of the work force (consisting of ap-
proximately 14 drivers), it can reasonably be inferred that [the
employer] was aware of the identity of the employees in-
volved in union activity.
337 NLRB at 1125.
In addition to the direct evidence establishing that Morgan’s
immediate supervisor knew of his protected activities, I find
that persuasive circumstantial evidence exists to conclude that
Mays had similar knowledge. While Parrish denied telling
Mays about Morgan’s union activities, his assertion in this
regard is not credible. Parrish’s comment about union “bull-
shit” shows that he harbored animus. (Tr. 197.) He confirmed
that he did inform Mays of other employees’ union membership
in the past. These factors, coupled with the timing of the events
on the critical day, cause me to conclude that Parrish told Mays
about Morgan’s protected activities. Indeed, the sequence of
events is particularly striking. On the same day that Morgan
chose to wear a union insignia in Parrish’s presence, Mays
made a visit to the worksite. Such visits were infrequently and
irregularly scheduled. During this particular visit, Mays in-
structed Parrish to inform Morgan that his employment was
terminated.
Lastly, as will be discussed in detail later in this decision, I
conclude that various explanations proffered as justifications
for Morgan’s discharge are pretextual. This is significant since
the Board has inferred employer knowledge “where the reason
given for the discipline is so baseless, unreasonable, or con-
trived as to itself raise a presumption of wrongful motive.”
Montgomery Ward & Co., 316 NLRB 1248, 1253 (1995), enf.
97 F.3d 1448 (4th Cir. 1996). Based on the direct evidence of
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
128
Parrish’s knowledge and the circumstantial evidence, including
the size of the work force, the timing and sequence of events,
and the assertion of pretextual reasons for the employer’s con-
duct, I find that Mays was aware of the nature and extent of
Morgan’s protected activities.
Having concluded that Morgan engaged in protected activi-
ties and that the Company knew of his involvement, I must next
determine whether he was subjected to an adverse employment
action. There is no doubt that, since February 21, the Company
has not employed Morgan. Because the Company has asserted
a variety of reasons for its refusal to continue Morgan’s em-
ployment, it is not clear whether it contends that it subjected
Morgan to a layoff due to lack of available work, fired him for
excessive absenteeism, or fired him for poor productivity.
Even if it is assumed that Morgan was selected for layoff due to
lack of work rather than fired for cause, the Board considers
such a step to be an adverse employment action that, if taken
due to an unlawful motivation, constitutes a violation of the
Act. See Equitable Resources Exploration, 307 NLRB 730,
731 (1992), enf. 989 F.2d 492 (4th Cir. 1993) (employer’s ac-
tion found to be unlawful where union organizing activity was
a motivating factor in the selection of employees for layoff).
The final and crucial element that the General Counsel must
preliminarily establish is the existence of unlawful motivation
as a substantial factor in the decision to impose the adverse
employment action. The Board recently summarized the type
of evidence that is probative in evaluating this question of fact:
Wright Line . . . requires the General Counsel to make
an initial showing that protected conduct was a motivating
factor in an employer’s decision to take a disciplinary ac-
tion. Proof of discriminatory motivation can be based on
direct evidence or can be inferred from circumstantial evi-
dence based on the record as a whole. To support an in-
ference of unlawful motivation, the Board looks to such
factors as inconsistencies between the proffered reason for
the discipline and other actions of the employer, disparate
treatment of certain employees compared to other employ-
ees with similar work records or offenses, deviation from
past practice, and proximity in time of the discipline to the
union activity. [Citations omitted.]
Embassy Vacation Resorts, 340 NLRB 846, 848 (2003). Virtu-
ally all of these factors are present in the case under considera-
tion.
As to direct evidence of antiunion animus, it will be recalled
that on the day of Morgan’s termination, Woods, Foxworthy,
and Hamlin had a conversation with Parrish. They discussed
the union sticker on Morgan’s hardhat. Parrish advised the
employees not to talk to Morgan, “unless we wanted to hear
bullshit that Allen [Morgan] would have to say because he’d
probably be trying to give us a bunch of pamphlets and hand us
some paperwork for us to read.” (Tr. 197.) The characteriza-
tion of Morgan’s organizing activity as “bullshit” by his imme-
diate supervisor is direct evidence of animus. The probative
weight of this evidence is enhanced by the close proximity in
time between its utterance and Morgan’s discharge.
The most compelling circumstantial evidence of employer
animus in this case is the timing of Morgan’s termination on the
same day that he escalated his organizing activity by placing a
union insignia on his hardhat. I agree with counsel for the
General Counsel’s argument that NLRB v. Rubin, 424 F.2d 748
(2d Cir. 1970), places the timing issue in proper perspective. In
Rubin, employees began an organizing campaign during the
first week of June. On June 9, the union formally requested
recognition as representative of the employees. On that day
and the following day, the company laid off 43 of its workers.
In affirming the Board’s finding of unlawful conduct, the Sec-
ond Circuit cited the “stunningly obvious timing of the layoffs”
as a significant factor establishing antiunion motivation. 424
F.2d at 750. The timing of Morgan’s termination is equally
probative as it came on the heels of his exercise of his right to
wear a union insignia on his hardhat.
Another of the Board’s traditional tests for evaluation of em-
ployer motivation is the consistency or lack of consistency in
the employer’s explanations for the adverse employment ac-
tion. When an employer presents multiple and conflicting ex-
planations for its conduct, the Board has observed that,
It is well established that shifting of defenses weakens the
employer’s case, because it raises the inference that the em-
ployer is “grasping for reasons” to justify an unlawful dis-
charge. [Citation omitted.]
Meaden Screw Products, 336 NLRB 298, 302 (2001).
In this case, the Company has presented a bewildering array
of explanations for the decision to end Morgan’s employment.
On the day that Parrish advised Morgan of his termination, he
told him that the Company “was waiting on some parts to come
in for a freezer or refrigerator . . . so we don’t need your help
right now, and we’re going to have to let you go.” (Tr. 182.)
When Morgan requested a formal notice of termination, he
received a letter informing him that his layoff was “due to lack
of work.” (GC Exh. 44.) Similarly, when the General Counsel
began its investigation of Morgan’s termination, the Company
repeatedly asserted that the reason for its action was due to
“lack of work.” This phrase was used in letters written to the
General Counsel on April 17 and May 20. (GC Exhs. 4, 5.) In
an affidavit, Mays stated that Morgan “was laid off because of
lack of work, and that’s what generated the decision that was
made. It was lack of work.” (Tr. 164.) In its answers to the
original and consolidated complaints, the Company again re-
ported that the reason for Morgan’s termination was “due to
lack of work.” (GC Exhs. 1(e), 1(k).)
During the period prior to trial, the Company repeatedly
characterized its sole reason for Morgan’s layoff as unavailabil-
ity of work. However, at trial, the Company altered its stance.
Counsel for the General Counsel examined Mays regarding this
point. When he asked Mays why Morgan was laid off, Mays
responded by citing Morgan’s record of absenteeism, noting
that Morgan “didn’t work a full week the whole time he was
there.” (Tr. 65.) Strikingly, counsel then asked Mays if there
were any other reasons for the action against Morgan. Mays’
succinct and definitive response was, “No.” (Tr. 65.) To un-
derscore his point, counsel later asked Mays whether he agreed
that his “only criteria for selecting Allen Morgan was the fact
that he had been absent” and Mays responded by simply saying,
“Yes.” (Tr. 70.)
MAYS ELECTRIC CO.
129
Recognizing that there was a potential ambiguity in Mays’
testimony as to whether Morgan’s absenteeism was merely a
factor in the decision to select him for an otherwise required
layoff or was the sole reason Morgan was discharged for cause
regardless of the Company’s current workload and staffing
needs, counsel sought to have Mays provide further articulation
of his reasoning. The examination proceeded as follows:
COUNSEL: If you had plenty of work, I know you testi-
fied you didn’t, but if you had had plenty of work, is it
your testimony you would have gotten rid of him anyway
because he was a poor employee?
MAYS: Correct.
COUNSEL: So the fact that you didn’t have work for
him really wasn’t a factor in the decision. He was a poor
employee, and one way or the other—
MAYS: Well, it was a factor, but it wasn’t the only fac-
tor, but he would have been terminated.
COUNSEL: Notwithstanding any availability of work
anywhere?
MAYS: Correct.
COUNSEL: I don’t want to beat a dead horse here, but
the fact that you didn’t have work for him did not factor
into your decision because you would have gotten rid of
him whether there had been work or there hadn’t been
work, because he was a bad employee?
MAYS: He was a bad employee. We were getting
ready to lay off, and I had to decide who was going to be
laid off, and rather than keeping him on until I had to lay
him off a week or two weeks later, I let him go then.
(Tr. 98.) In making these assertions, Mays directly contra-
dicted two key aspects of the Company’s prior position. First,
he specifically contended that Morgan was discharged for
cause, a decision taken without reference to the Company’s
current staffing needs. Second, he clearly stated that the Com-
pany did not have an immediate need to layoff employees due
to lack of work on the Kroger project. Instead, his testimony
makes it evident that the need for a reduction in work force was
going to take place “a week or two weeks later” than the time
of Morgan’s termination.16 (Tr. 98.) Thus, in his testimony,
Mays directly and specifically disavowed the entire rationale
for Morgan’s termination previously articulated to Morgan
himself, to the staff of the General Counsel, and to the Board in
the Company’s formal pleadings.
Toward the end of his examination of Mays, counsel for the
General Counsel raised yet another rationale for the decision to
terminate Morgan’s employment. He asked Mays if it was
accurate that Morgan was “not as productive as other employ-
ees” and that this “was a factor in your decision to select him
for layoff.” (Tr. 151–152.) Mays responded that it was a fac-
16 Later during the trial, Mays reinforced his assertion that Morgan’s
termination was unrelated to the Company’s need for staff, stating that
Morgan “was terminated because of the absenteeism problem that we
saw up front within the first three weeks there. So it wouldn’t have
been a matter of him being considered to put on any job.” (Tr. 158.) In
other words, Mays indicated that if work had been available at another
appropriate Company project, Morgan would not have been considered
for reassignment due to his poor attendance record.
tor, noting that Morgan was a “slow” worker. (Tr. 152.) He
amplified this by reporting that Morgan was slower than other
journeymen electricians when it came to completing his as-
signed work tasks. Mays contrasted Morgan’s performance
with other workers, observing that “we’re looking for some-
body whose production is number one.” (Tr. 155.) Thus, Mays
articulated a third reason for Morgan’s discharge, poor produc-
tivity.
The Company’s inability to set forth a consistent account of
its decision making process was compounded by Parrish’s tes-
timony on this key point. Parrish was asked to describe the
Company’s layoff policies. He responded that, “Of course you
go by seniority or how you’re producing, who’s producing.”
(Tr. 247–248.) When Parrish was specifically asked why Mays
chose to lay off Morgan, he testified that Morgan “was I think
probably the last one hired I think, and usually that’s—it’s a
number of things, production or last one hired.” (Tr. 246.) On
cross-examination, Parrish reiterated that company policy is to
base layoffs on “seniority and productivity.” (Tr. 262.) Unfor-
tunately, Mays unequivocally disputed Parrish’s description of
the considerations leading to Morgan’s termination. As to this
issue, the testimony went as follows:
COUNSEL: You do not consider seniority?
MAYS: No.
COUNSEL: That’s not a criteria?
MAYS: Not an issue. No.
(Tr. 59.) Thus, Morgan’s two supervisors were unable to pro-
vide a consistent description of the process by which Morgan’s
employment came to an end.
During the course of this litigation, the Company has ad-
vanced conflicting reasons for the decision to discharge Mor-
gan. Most troubling is the irreconcilable conflict between the
characterization of Morgan’s termination as a simple layoff
deriving from lack of available work and a firing for cause
divorced from any immediate need to reduce the work force
and premised entirely on Morgan’s poor attendance and low
productivity. In Sound One Corp., 317 NLRB 854, 858 (1995),
it was noted that, “[t]he Board has long expressed the view that
when an employer vacillates in offering a rational and consis-
tent account of its actions, an inference may be drawn that the
real reason for its conduct is not among those asserted.” In
fact, the multiplicity of explanations in this case is reminiscent
of the circumstances in McClendon Electrical Services, 340
NLRB 613 (2003), where McClendon discharged an employee
named Elgin. Elgin’s formal disciplinary notice informed him
that he was being terminated for insubordination and failure to
complete a work shift. In finding the termination to be unlaw-
ful, the Board went on to note that:
At the hearing, McClendon added several additional reasons
for discharging Elgin: (1) he was in a 90-day probationary
period;[17] (2) his work was slow/lethargic and generally not
17 This mirrors another one of Mays’ assertions, that Morgan was se-
lected for layoff because he had been working for the Company for less
than 30 days. According to Mays, due to Morgan’s short work tenure,
the Company would not be charged for unemployment benefits if Mor-
gan were selected for layoff.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
130
good; and (3) he had some absences and was late a couple of
times. These deficiencies, however, were not contained in the
disciplinary notice, which set forth the other grounds dis-
cussed above. “The Company’s vacillation and the multiplic-
ity of its alleged reasons for firing [the employee] render its
claims of nondiscrimination the less convincing.” Indeed,
“[s]uch shifting assertions strengthen the inference that the
true reason was for [protected] activity.” [Citations omitted.]
Id. at 614. Likewise, I conclude that the virtually identical
reasons belatedly raised by the Company during this trial com-
pel an inference that the real motivation for Morgan’s firing
was antiunion animus.
The lack of credibility highlighted by the Company’s shift-
ing rationales for Morgan’s termination is further compounded
by examination of the merits of the proffered reasons for his
discharge. Parrish articulated the first such reason. He told
Morgan that he was being laid off due to the lack of work for
him to perform. Specifically, he told Morgan that they were
waiting for parts for a refrigeration unit and that the lack of
these parts was the precipitating cause of the layoff decision.
Woods, an electrician assigned to work on the refrigeration
portion of the Kroger project, confirmed that they were indeed
waiting for these parts. Evidently, the freezer’s light fixtures
had been delivered with the wrong ballasts. Nevertheless, both
Woods and Parrish testified that the manner in which this prob-
lem was solved did not lead to any reduction in workload for
the staff on the project. Parrish confirmed that he ordered
Woods to install the fixtures containing the incorrect ballasts
since it would be a simple matter to swap the parts when the
correct ballasts were delivered. He further confirmed that the
difficulty with the freezer parts did not cause any delay in the
project. In fact, as counsel for the General Counsel argues, it
would appear that the need to return to the fixtures in order to
swap the ballasts once the correct parts arrived actually added
to the Company’s workload at the project. Hence, the story that
Parrish related to Morgan is simply a pretext.
The second reason articulated for Morgan’s layoff on Febru-
ary 21, is the claim that the project was very near to completion
and the Company was required to reduce its work force accord-
ingly. In fact, Mays himself disavowed this reason during his
testimony. As previously recounted, Mays testified that he
anticipated a need to reduce the work force “a week or two
weeks” after he discharged Morgan. (Tr. 98.) He asserted that
he discharged Morgan in advance of any such workload-related
need for layoffs because of Morgan’s poor attendance and pro-
ductivity. The Company’s records corroborate Mays’ testi-
mony that he was not faced with an immediate need for reduc-
tions in staff. As indicated in the General Counsel’s summary
compilation of staffing records, at the time of Morgan’s hiring
the Company had 14 employees on the Kroger job. In the fol-
lowing week, the workforce was reduced to 13. In the succeed-
ing week, it returned to the 14-employee level. At the end of
that week, Morgan was discharged. The work force remained
at the 13-employee level for the week after his termination.
Only during the week of March 3 did the work force shrink to a
significant degree. In that week and the following week, only 8
employees were assigned to the Kroger jobsite. (GC Exh. 22.)
As a result, the evidence shows that Mays was correct in noting
that, as of February 21, the progress of work on the Kroger
project was not sufficiently advanced to require a reduction in
work force. It is true that Mays’ projections accurately pre-
dicted that a reduction would be required within a matter of
weeks. Nevertheless, the need to reduce the work force cannot
properly be cited as an explanation for Morgan’s abrupt termi-
nation on the day he elected to publicly proclaim his union
affiliation by wearing a union insignia.
The next proffered rationale for Morgan’s discharge was his
absenteeism. Morgan was employed from February 5 to 21.
As the Company’s employees worked 8-hour shifts, Morgan
would have been expected to work a total of 104 hours during
this period. Actually, he worked only 61 hours. Therefore, I
agree with Mays that Morgan’s attendance record was prob-
lematic. Because Morgan’s attendance record would cause
concern to any reasonable employer, I do not conclude that
Mays’ contention that Morgan was discharged for poor atten-
dance is purely pretextual. As a result, I will defer further
analysis of this issue to the final step of the evaluative process
required by Wright Line.
The next asserted basis for Morgan’s termination was his al-
legedly poor productivity. Mays testified that Morgan was a
“slow” worker and the Company needed electricians “whose
production is number one.” (Tr. 152, 155.) Despite this testi-
mony, Mays conceded that there was nothing in Morgan’s per-
sonnel file reflecting any concerns about productivity. In addi-
tion, Mays confirmed that he never discussed productivity
questions with Morgan and was unaware of whether Parrish
had done so either.18 It is also significant that, throughout the
General Counsel’s investigation of the charge involving Mor-
gan, the Company failed to cite productivity concerns as even
one factor among others leading to the adverse action against
Morgan.
Given that Parrish was Morgan’s immediate supervisor and
the only supervisor routinely present on the worksite, his testi-
mony as to Morgan’s productivity is probative. Parrish testi-
fied that Morgan “was not swift” and “wasn’t extremely pro-
ductive.” (Tr. 263.) Nevertheless, he conceded that, overall,
Morgan was “productive.” (Tr. 263.) Put another way, Parrish
described Morgan as “a knowledgeable mechanic. He knows
his job.” (Tr. 262.) Given the complete absence of any refer-
ence to questions of productivity in Morgan’s personnel file,
the similar absence of any other criticisms of Morgan’s produc-
tivity, the belated timing of the Company’s expressions of con-
cern about productivity, and Parrish’s overall testimony indicat-
ing that Morgan’s productivity was not unacceptable, I find that
the contention that Morgan’s termination was the result of his
poor productivity is pretextual.
The final reason for Morgan’s termination was raised in Par-
rish’s testimony. He asserted that, “[o]f course, you go by sen-
iority” when selecting persons to be laid off. (Tr. 247–248.)
The first difficulty with this alleged rationale for Morgan’s
discharge is that Mays, Parrish’s supervisor, directly contra-
dicted it. Mays flatly reported that seniority was not a criterion
18 Morgan testified that nobody ever raised productivity with him as
an issue of concern. This testimony is uncontroverted and I credit it.
MAYS ELECTRIC CO.
131
used in selecting persons for lay off. Beyond this, if seniority
had been the criterion for selection, Morgan would not have
been laid off. Morgan began work on February 5. Foxworthy
was hired for an identical position as electrician on the Kroger
job commencing February 10. As a result, if seniority had been
the criterion for the layoff, Foxworthy would have been dis-
charged.19 Once again, the Company’s officials have advanced
a rationale for Morgan’s discharge that is unsupported by the
evidence and pretextual in nature.
Having carefully evaluated each of the Company’s asserted
reasons for Morgan’s discharge, I find that, with one exception,
they are nothing more than pretexts. The evidence clearly es-
tablishes that Morgan was not fired due to lack of work arising
from missing freezer parts. Nor was he terminated because the
Kroger job was nearing completion and it was necessary to
make an immediate reduction in work force. By the same to-
ken, I find that Morgan was not terminated due to poor produc-
tivity and was not laid off due to his lack of seniority.20
In making the required Wright Line analysis, the Board has
articulated two types of situations involving asserted employer
rationales for termination of an employee. As the Board noted
in La Gloria Oil & Gas Co., 337 NLRB 1120 (2002), affd. 71
Fed Appx. 441 (5th Cir. 2003):
We must distinguish between a “pretextual” and a “dual mo-
tive” case. If the Respondent’s evidence shows that the prof-
fered lawful reason for the discharge did not exist, or was not,
in fact relied upon, then the Respondent’s reason is pretextual.
If no legitimate business justification for the discharge exists,
there is no dual motive, only pretext.
337 NLRB at 1126. See also Golden State Foods Corp., 340
NLRB 382, 383 (2003). In this case, the situation is slightly
different. I conclude that all of the reasons raised as forming
the basis for Morgan’s discharge are pure pretext, save one. As
to each of those purely pretextual reasons, the analysis con-
cludes at this stage. In other words, I find that these asserted
rationales did not play any role in the Company’s decision-
making process regarding Morgan’s termination. However, I
have found that Morgan’s attendance record was a legitimate
subject of concern and could reasonably have formed a compo-
19 This point also destroys another rationale raised by Mays. Mays
claimed that a factor in Morgan’s discharge was his status as an em-
ployee who would not have to be paid unemployment compensation by
the Company because he had been employed for less than 30 days.
Since Foxworthy was similarly situated, this consideration does not
explain the selection of Morgan for layoff instead of his less senior
coworker.
20 The General Counsel also asserts that the Company’s animus is
shown by its failure to offer Morgan a transfer to other worksites out-
side the Richmond area. I do not agree with this reasoning. In its em-
ployment application form, the Company asked Morgan if he were able
to travel. He responded that he was not able to do so. (GC Exh. 3.)
His notation on the application that the reason he was willing to leave
his current job was that he was “looking for closer work” reinforced
this. (GC Exh. 3.) In light of these statements made just a few weeks
before his discharge, Morgan had effectively indicated to the Company
that he was not available for work in other locations such as Lynchburg
or Charlottesville. I do not find the Company’s failure to offer him
such work to be evidence of animus against him.
nent in the Company’s decision to terminate him. Having
found that Morgan’s termination stemmed from antiunion ani-
mus arising from his protected activities and, to some degree,
due to his deficient attendance record, I conclude that as to this
one issue the case requires a dual motive analysis.
Turning to this analysis, I note that the burden shifts to the
Company to demonstrate that Morgan would have been dis-
charged for absenteeism regardless of his participation in pro-
tected activities. I conclude that the Company has failed to
carry this burden. As I have observed, Morgan did have a
spotty attendance record.21 The difficulty with the Company’s
argument in this regard stems from the fact that, as Mays put it
himself, “[w]e have problems with absenteeism quite often.”
(Tr. 107.) The Company’s proofs utterly failed to show that in
managing this frequent problem, the Company treated Morgan
in a manner that was consistent with its policies and past prac-
tices. One reason for this failure is the Company’s decision not
to fully comply with the General Counsel’s subpoena. That
subpoena sought the production of all documents concerning
“absenteeism and/or attendance” and all documents concerning
“discharges due to . . . absenteeism.” (GC Exh. 2(h).) The
Company failed to provide these records, evidence crucial to
reaching an understanding of how the Company dealt with the
issue of poor attendance.22
Counsel for the General Counsel requests that I draw an ad-
verse inference from the Company’s refusal to provide its re-
cords regarding absenteeism among its work force and its re-
sponse to this problem. (GC Br. at pp. 36–37). I agree that this
is a measured and appropriate response to the Company’s non-
compliance. As the D.C. Circuit noted in urging the Board to
impose this sanction where appropriate,
If a party insists on withholding evidence even in the face of a
subpoena requiring its production, it can hardly be doubted he
has some good reason for his insistence on suppression. Hu-
man experience indicates that the most likely reason for this
insistence is that the evidence will be unfavorable to the cause
of the suppressing party.
Auto Workers v. NLRB, 459 F.2d 1329, 1338 (D.C. Cir. 1972).
The Board has adopted this approach, citing language from a
treatise stating that,
“where relevant evidence which would properly be part of a
case is within the control of the party whose interest it would
21 The parties did not explore Morgan’s explanations for his ab-
sences. I do note that Foxworthy testified that the weather had been
“horrible,” causing him to miss some days due to snow and ice. (Tr.
221.) He was not subjected to any discipline for missing those days.
22 The Company failed to provide a wide variety of records sought
by subpoena. At trial, Mays asserted that he did not comply with the
subpoena due to the difficulty in turning over files without making
copies and due to his inability “to see the relevancy” of material being
sought. (Trs. 33, 37.) The Company did not raise these issues by filing
a pretrial petition to revoke the subpoena as required by Sec. 102.31(b)
of the Board’s Rules and Regulations. Beyond this, I reject these con-
tentions on the merits. The requested items were clearly relevant and
their production would not have been unduly burdensome. Perdue
Farms, 323 NLRB 345, 348 (1997), affd. in pertinent part 144 F. 3d
830, 833–834 (D.C. Cir. 1998).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
132
naturally be to produce it, and he fails to do so, without satis-
factory explanation, the [trier of fact] may draw an inference
that such evidence would have been unfavorable to him.”
Martin Luther King Sr. Nursing Center, 231 NLRB 15 at fn. 1
(1977). This reasoning applies here. I infer that the Com-
pany’s failure to produce its records regarding the manner in
which it handles problems with employee absenteeism
stemmed from its belief that the evidence would not have been
favorable to its position.23
I do not rest my conclusion that the Company has failed to
meet its burden of showing that Morgan would have been dis-
charged for absenteeism regardless of his union activities
merely upon an adverse inference. There is evidence in the
record that sheds some light on this question. In the Com-
pany’s favor, I note that Morgan was issued a written warning
about his attendance record. But, what is entirely lacking from
the record is evidence to show that Morgan’s purported dis-
charge for poor attendance was consistent with the treatment
afforded to his coworkers. As already noted, many of the
Company’s employees had problems with absenteeism. No
evidence was introduced to show that others had been dis-
charged for such problems. Beyond this, the available records
raise troubling questions. The Company’s staffing records
show that Morgan worked 61 hours out of the total of 104
hours available during his period of employment from February
5 through 21. Strikingly, those same records show that three
other employees worked even less. Hamlin worked only 60.5
hours during this period. James Haag worked 56 hours and
John McMahon worked only 48. There is no evidence indicat-
ing that these employees were subjected to any adverse conse-
quence.24
In sum, while I do not doubt that the Company was con-
cerned about Morgan’s attendance record and that this concern
played some ill-defined role in his termination, I cannot con-
clude that Morgan would have been discharged for poor atten-
23 I part company with counsel for the General Counsel with respect
to other proposed sanctions. Counsel recommends that I suppress the
detailed testimony of Mays and Parrish that they issued Morgan a
warning letter for absenteeism. (GC Br. at fn. 15.) It is true that the
Company did not introduce the letter itself into evidence. On the other
hand, Morgan was not asked to testify regarding this question and never
denied the existence of the warning letter. In these circumstances, I
decline the General Counsel’s request. In my view, Parrish and Mays’
uncontroverted testimony establishes the existence of this document.
Similarly, counsel requests that I conclude that Morgan had no record
of absenteeism since the Company failed to produce records showing
Morgan’s attendance history. (GC Br. at p. 34.) I decline to impose
this sanction. Records produced at trial do show that Morgan was
frequently absent. Once again, although Morgan testified at length, he
did not dispute his history of absenteeism.
24 I fully recognize that this evidence is incomplete. The Company
did not offer any insight into these employees’ past histories or any
indication that they experienced special circumstances that affected
their attendance during the period under scrutiny. Thus, I must empha-
size that I am not finding that these employees had worse attendance
records than Morgan. I am, however, finding that the Company has
utterly failed to demonstrate that it treated Morgan in a manner that was
consistent with its treatment of other employees regarding the precise
factor cited as the basis for Morgan’s discharge for cause.
dance regardless of his involvement in union activities. The
Company has failed to prove that it has any consistent policy of
discharging employees with attendance records similar to Mor-
gan’s. The only available evidence suggests otherwise—that it
continued to employ persons with attendance histories during
the same period that were worse than Morgan’s. As a result, it
did not meet its burden under Wright Line.
Based on the obvious timing of Morgan’s discharge, the
Company’s complete inability to articulate a straightforward
and consistent explanation for the discharge, the Company’s
resort to inaccurate and pretextual explanations, and the Com-
pany’s failure to demonstrate that Morgan’s termination was a
logical and consistent outgrowth of its policies and practices
regarding its employees, I find that the General Counsel has
met its burden of proving that Morgan’s discharge was unlaw-
fully motivated by his involvement in protected union activi-
ties.
CONCLUSION OF LAW
By discharging its employee, Allen Morgan, due to his par-
ticipation in protected concerted activities in order to discour-
age its employees from engaging in these or other such activi-
ties, the Respondent has been discriminating in regard to the
hire, tenure, or terms and conditions of employment of its em-
ployees, thereby discouraging membership in a labor organiza-
tion in violation of Section 8(a)(1) and (3) of the Act. The
Respondent did not violate the Act in any other manner alleged
in the consolidated complaint.
REMEDY
Having found that the Respondent has engaged in an unfair
labor practice, I find that it must be ordered to cease and desist
and to take certain affirmative action designed to effectuate the
policies of the Act.
The Respondent having discriminatorily discharged an em-
ployee, it must offer him reinstatement and make him whole for
any loss of earnings and other benefits, computed on a quarterly
basis from date of discharge to date of proper offer of rein-
statement, less any net interim earnings, as prescribed in F. W.
Woolworth Co., 90 NLRB 289 (1950), plus interest as com-
puted in New Horizons for the Retarded, 283 NLRB 1173
(1987). I also recommend that it be ordered to post a notice in
the usual manner.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended25
ORDER
The Respondent, Mays Electric Co., Inc., of Lynchburg,
Virginia, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Laying off or discharging Allen Morgan or any other of
its employees or otherwise discriminating against them due to
25 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
MAYS ELECTRIC CO.
133
their union sympathies or their participation in protected, con-
certed activities.
(b) In any like or related manner interfering with, retraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Allen
Morgan full reinstatement to his former job or, if that job no
longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights or privileges previ-
ously enjoyed.
(b) Make Allen Morgan whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
him in the manner set forth in the remedy section of the deci-
sion.
(c) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful discharge of Allen Mor-
gan, and within 3 days thereafter notify Allen Morgan in writ-
ing that this has been done and that the discharge will not be
used against him in any way.
(d) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(e) Within 14 days after service by the Region, post at its fa-
cility in Lynchburg, Virginia, copies of the attached notice
marked “Appendix.”26 Copies of the notice, on forms provided
by the Regional Director for Region 5, after being signed by the
Respondent’s authorized representative, shall be posted by the
Respondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
26 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since February 21, 2003.
(f) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your behalf
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activities.
WE WILL NOT lay off, discharge, or otherwise discriminate
against any of you for supporting the International Brotherhood
of Electrical Workers, Local 666, AFL–CIO, or any other un-
ion.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Federal labor law.
WE WILL, within 14 days from the date of the Board’s Order,
offer Allen Morgan full reinstatement to his former job or, if
that job no longer exists, to a substantially equivalent position,
without prejudice to his seniority or any other rights or privi-
leges previously enjoyed.
WE WILL make Allen Morgan whole for any loss of earnings
and other benefits resulting from his discharge, less any net
interim earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s Order,
remove from our files any reference to the unlawful discharge
of Allen Morgan, and WE WILL, within 3 days thereafter, notify
him in writing that this has been done and that the discharge
will not be used against him in any way.
MAYS ELECTRIC CO., INC.