342 NLRB 136
International Baking Co.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
342 NLRB No. 12
136
Sara Lee Bakery Group, d/b/a International Baking
Company and Earthgrains and Bakery, Confec-
tionery and Tobacco Workers and Grain Millers
International Union, Local 37, AFL–CIO, CLC.
Cases 21–CA–35073, 21–CA–35075, 21–CA–
35090, 21–CA–35146, 21–CA–35153, 21–CA–
35224, 21–CA–35371, 21–CA–35372, and 21–RC–
20465
June 25, 2004
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND WALSH
On December 2, 2003, Administrative Law Judge
Gregory Z. Meyerson issued the attached decision. The
Respondent filed exceptions and a supporting brief. The
General Counsel filed an answering brief. The Charging
Party filed cross-exceptions and a supporting brief. The
Respondent filed an answering brief to the cross-
exceptions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order as modified.
1 The Respondent and the Charging Party have excepted to some of
the judge’s credibility findings. The Board’s established policy is not
to overrule an administrative law judge’s credibility resolutions unless
the clear preponderance of all the relevant evidence convinces us that
they are incorrect. Standard Dry Wall Products, 91 NLRB 544 (1950),
enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully examined the
record and find no basis for reversing the findings.
In light of our adoption of the judge’s finding that the Respondent
carried its burden of proving that it would have discharged employee
Guadalupe Ortiz, even absent Ortiz’ protected activities, we find it
unnecessary to pass on the judge’s finding that the General Counsel
carried his initial burden of establishing that Ortiz’ discharge was dis-
criminatorily motivated. In addition, in finding that the Respondent
laid off employee Macario Robledo because of his union activities, we
find it unnecessary to rely on the Respondent’s vigorous opposition to
the Union’s organizing campaign as evidence of the Respondent’s
union animus. The Respondent’s other unfair labor practices found
herein, direct evidence of the Respondent’s negative attitude towards
Robledo’s union support, and the pretextual nature of the Respondent’s
asserted rationale for Robledo’s layoff are sufficient to support our
finding that Robledo’s layoff was discriminatory.
Further, we adopt the judge’s finding that the Respondent engaged
in objectionable conduct by announcing the new unpaid holiday and
gainsharing bonus program during the critical period and by failing to
post the election notices 3 days prior to the election. We find it unnec-
essary, therefore, to pass on whether the Respondent also engaged in
objectionable conduct by failing to post Spanish-language election
notices.
Finally, we decline the Charging Party’s invitation in its cross-
exceptions to revise our standard formulation for ordering the rein-
statement of employees discharged in violation of Sec. 8(a)(3).
We adopt the judge’s dismissal of the allegations that
the Respondent’s announcement of new or enhanced
medical, life insurance, and retirement benefits and new
company provided lockers and uniforms violated Section
8(a)(1). As found by the judge, the record clearly shows
that, prior to the onset of the Union’s organizing cam-
paign, the Respondent had decided to provide these new
or enhanced benefits as part of its benefits review follow-
ing its merger with Earthgrains. In its exceptions, the
Charging Party alleges that, even if the record shows that
the Respondent had decided to provide these benefits
prior to the organizing campaign, the Board should still
find the Respondent’s May 29 announcement of those
benefits to be coercive because the announcement was
originally scheduled for May 1 and the Respondent has
failed to justify the delay.
We reject the Charging Party’s contention. Indeed, the
Charging Party has failed to explain how a delay from
May 1 to 29 supports its allegation of coercion. The
election was not scheduled to be held until July 9 and 10.
Although delaying the announcement of the new benefits
until May 29 put the announcement closer to the election,
it did not put the announcement in close proximity to the
election. The announcement, even with the delay, oc-
curred more than 1 month prior to the election.2 More-
over, the Respondent attributed the delay to a decision
made at the corporate level, not simply the facility in-
volved here.
We do, however, adopt the judge’s further finding that
the Respondent’s announcement of the new paid holiday
and the gainsharing bonus program violated Section
8(a)(1). Unlike the other benefits announced on May 29,
the record is devoid of evidence that the new paid holi-
day was even considered prior to the union organizing
campaign or that the gainsharing bonus was a firmly de-
veloped program.3 Accordingly, the Respondent’s deci-
sion to announce these benefits during the critical period
was unlawful and objectionable.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
2 Cf. Sun Mart Foods, 341 NLRB 161 (2004) (unexplained delay of
announcement of new benefits until 2 days prior to the election found
to be coercive).
3 Chairman Battista disagrees with his colleagues’ finding that the
evidence fails to show that the gainsharing bonus was decided upon
prior to the critical period. He notes that the gainsharing bonus was
among the enhanced benefits that the Respondent listed in a corporate
e-mail sent in March, demonstrating that the gainsharing bonus pro-
gram was part of the postmerger benefits review, like the other en-
hanced or new benefits. Accordingly, he would dismiss the complaint
allegation and objection related to the announcement of the gainsharing
bonus program.
INTERNATIONAL BAKING CO.
137
modified below and orders that the Respondent, Sara Lee
Bakery Group, d/b/a International Baking Company and
Earthgrains, Vernon, California, its officers, agents, suc-
cessors, and assigns, shall take the action set forth in the
Order as modified.
1. Insert the following as paragraph 1(b) and reletter
the subsequent paragraphs.
“(b) Laying off or otherwise discriminating against any
employee for supporting Bakery, Confectionery and To-
bacco Workers and Grain Millers International Union,
Local 37, AFL–CIO, CLC, or any other labor organiza-
tion.”
2. Substitute the following for the last paragraph of the
recommended Order.
“IT IS FURTHER ORDERED that the election held in Case
21–RC–20465 is set aside and that the case is remanded
to the Regional Director for Region 21 to conduct a new
election when the Regional Director deems the circum-
stances permit the free choice of a bargaining representa-
tive.”
[Direction of Second Election omitted from publication.]
Stephanie Cahn, Esq., for the General Counsel.
Timothy A. Davis, Esq. and Kimberly F. Seten, Esq., of Kansas
City, Missouri, for the Respondent.
Bernhard Rohrbacher Esq., of Pasadena, California, for the
Charging Party.
DECISION
STATEMENT OF THE CASE
GREGORY Z. MEYERSON, Administrative Law Judge. Pursu-
ant to notice, I heard this case in Los Angeles, California, on
August 25–28, 2003. Bakery, Confectionery and Tobacco
Workers and Grain Millers International Union, Local 37,
AFL–CIO, CLC (the Union, the Charging Party, or the Peti-
tioner), filed a number of original and amended unfair labor
practice charges. Based on those charges as amended, the Re-
gional Director for Region 21 of the National Labor Relations
Board (the Board) issued a consolidated complaint on March
31, 2003. The complaint alleges that Sara Lee Bakery Group,
d/b/a International Baking Company and Earthgrains (the Re-
spondent or the Employer)1 violated Section 8(a)(1), (3), and
(4) of the National Labor Relations Act (the Act). The Respon-
dent filed a timely answer to the complaint denying the com-
mission of the alleged unfair labor practices.2
Pursuant to a petition for an election filed by the Union on
April 18, 2002, in Case 21–RC–20465, and following a Stipu-
lated Election Agreement between the parties, an election by
1 At the hearing, counsel for the General Counsel amended all the
formal papers to reflect the correct name of the Respondent. All parties
stipulated that the correct name of the Respondent is Sara Lee Bakery
Group, d/b/a International Baking Company and Earthgrains.
2 In its answer, the Respondent admits the various dates on which the
enumerated original and amended charges were filed by the Union and
served on the Respondent as alleged in the complaint.
secret ballot was conducted on July 9 and 10, 2002. The tally of
ballots reflected that 62 ballots had been cast for representation
by the Petitioner, 237 had been cast against such representation,
8 ballots were challenged, and 1 ballot was void. Challenges
were not sufficient in number to affect the results of the elec-
tion. The Petitioner filed timely objections to conduct affecting
the results of the election. Thereafter, on April 16, 2003, the
Regional Director for Region 21 issued a report on objections
and an order consolidating the objections with the complaint
allegations for purposes of trial and resolution before an admin-
istrative law judge.
All parties appeared at the hearing, and I provided them with
the full opportunity to participate, to introduce relevant evi-
dence, to examine and cross-examine witnesses, to argue orally,
and to file briefs. Based on the record, my consideration of the
briefs filed by counsel for the General Counsel, counsel for the
Respondent, and counsel for the Charging Party, and my obser-
vation of the demeanor of the witnesses.3 I now make the fol-
lowing
FINDINGS OF FACT
I. JURISDICTION
The complaint alleges, the answer admits, and I find that the
Respondent is a Delaware corporation, with a facility located in
Vernon, California, the Vernon facility, where it has been en-
gaged in the manufacture, sale, and distribution of bakery
goods to commercial customers. Further, I find that during the
12-month period ending June 13, 2002, which period is repre-
sentative of the Respondent’s operations, the Respondent, in
the course and conduct of its business operations, sold and
shipped from its Vernon, California facility goods valued in
excess of $50,000 directly to points located outside the State of
California.
Accordingly, I conclude that the Respondent is now, and at
all times material has been, an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
II. LABOR ORGANIZATION
The complaint alleges, the answer admits, and I find that at
all times material herein, the Union has been a labor organiza-
tion within the meaning of Section 2(5) of the Act.
III. ALLEGED UNFAIR LABOR PRACTICES
A. The Issues
In substance, the complaint alleges that the Respondent at-
tempted to defeat the Union’s campaign to organize the em-
ployees at the Vernon facility through the commission of vari-
3 The credibility resolutions made in this decision are based on a re-
view of the testimonial record and exhibits, with consideration given
for reasonable probability and the demeanor of the witnesses. See
Walton Mfg. Co., 369 U.S. 404, 408 (1962). Where witnesses have
testified in contradiction to the findings herein, I have discredited their
testimony, as either being in conflict with credited documentary or
testimonial evidence, or because it was inherently incredible and un-
worthy of belief.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
138
ous unfair labor practices.4 These included the suspension and
subsequent discharge of employee Guadalupe Ortiz because he
allegedly engaged in union and protected activity, and the dis-
charge of employee Macario Robledo allegedly for similar
reasons. It is also alleged that the Respondent violated the Act
by threatening employees with a loss of benefits, by creating
the impression that their union activities were under surveil-
lance, by threatening employees who may have had improper
work documents with a loss of employment, by threatening
employees with plant closure, by threatening employees with
job loss through the inevitability of a strike, and by promising
employees new and/or enhanced benefits as an inducement to
abandon their support for the Union.
According to the Respondent, Ortiz was suspended and sub-
sequently discharged for cause, principally because he alleg-
edly made threats of physical violence and other harm against
fellow employees. Further, the Respondent contends that
Robledo was laid off due to an economic reduction in force.
The Respondent denies that its actions toward Ortiz and
Robledo were in any way related to their union or protected
activities. Also, the Respondent denies that in opposing the
Union’s organizing campaign it violated the Act in any way. It
is the Respondent’s position that its supervisors and agents
were properly expressing their views without threat of reprisal
or force or promise of benefit, as they were entitled to do under
Section 8(c) of the Act. The Respondent contends that this was
nothing more than the lawful exercise of its freedom of expres-
sion.
B. Facts and Analysis
1. Background
The Respondent produces a number of different bakery
items, including bagels, pita bread, pound cake, and French
bread, at its Vernon facility, from which these items are sold
and distributed throughout the United States. There were ap-
proximately 331 production and maintenance employees em-
ployed at the Vernon facility in the petitioned for unit at the
time of the representation election on July 9 and 10, 2002.5 (Jt.
Exhs. 1a and b.) The Union began a campaign to organize these
employees during March and April. On April 18, the Union
filed a representation petition with the Board seeking an elec-
tion among this unit of the Respondent’s production and main-
tenance employees at the Vernon facility.
The Respondent vigorously opposed the Union’s organizing
campaign. Over the course of the campaign, the Respondent’s
managers and supervisors held approximately 80 meetings with
groups of employees. Small group meetings were held in a
meeting room above the shipping department. Employees from
one or more departments attended these meetings, between
approximately 25 and 50 employees. Larger group meetings
were held in the shipping area and usually involved an entire
shit, approximately 150 employees. It was the unrebutted testi-
mony of the Respondent’s witnesses that during each week of
the campaign a particular subject or subjects were covered in
4 The issues regarding the objections to the election will be discussed
in a later section of this decision.
5 All dates are in 2002 unless otherwise indicated.
all the meetings held that week. The message and materials
utilized in each set of weekly meetings were essentially the
same, exposing all the employees in the petitioned for unit to
the same message during the same week. For the most part, the
meetings followed a standard format. The management repre-
sentatives conducting the meetings would utilize a written
script and notes. However, the presentations were given with-
out a verbatim reading of the script. A question and answer
session usually followed the initial presentation.
The principal presenters at these meetings were Irma Elioff,
human resources manager; Sarita Dominguez, human resources
supervisor, and Daniel Mani, consultant.6 It appears that a
significant majority of the Respondent’s employees are of His-
panic heritage, many of whom speak primarily Spanish, while
others may be bilingual. Elioff and Dominguez are also of His-
panic heritage and both are bilingual. This matter is significant
because the group meetings were conducted in either English,
Spanish, or both languages, depending upon the primary lan-
guage spoken by the employees who attended specific meet-
ings. Certain statements made by Elioff, Dominguez, and Mani
at these group meetings are alleged in the complaint to consti-
tute violations of Section 8(a)(1) of the Act.7
Elioff and Dominguez testified at length. Preliminarily, I
would note that I was impressed with both women as witnesses.
Elioff and Dominguez are clearly intelligent individuals, who
have good memories for detail. Their testimony appeared accu-
rate and sincere, without exaggeration or embellishment. Elioff
testified in a calm, self-assured way, which left me with confi-
dence that her remembrances were accurate. Dominguez was
more emotional, but I was left with the impression that her
feelings were genuinely displayed, and were not merely theat-
rics. Her emotional display, if anything, supported her testi-
mony that she considered the issues she confronted during the
campaign to be very serious. Both women appeared to be ma-
ture individuals who were dedicated to representing the Em-
ployer to the best of their ability, without intentionally violating
the law. Their testimony had “the ring of authenticity” to it, and
I find them both to be generally credible. Daniel Mani did not
testify at the hearing.
2. The alleged 8(a)(1) statements
It is alleged in paragraph 7(a) of the complaint that at a
group meeting in about April 2002, Dominguez and Elioff
threatened employees with loss of benefits, including bonuses,
vacations, paid leave, and wages, if the Union were selected as
their bargaining representative. In support of this allegation,
counsel for the General Counsel called a number of employees
6 During some period in the past, Daniel Mani had occupied a posi-
tion as the chief executive at the Vernon facility. However, at the time
of the organizing campaign, he was no longer an employee of the Re-
spondent, but was being utilized as a private consultant. In any event,
the Respondent admits that Mani was functioning as its agent. Also, the
Respondent acknowledges the agency and supervisory status of both
Irma Elioff and Sarita Dominguez.
7 While it is not possible to determine on what specific dates indi-
vidual employees attended particular meetings and whether they were
conducted in English, Spanish, or a combination, I assume that for any
given week all meetings held were intended to discuss similar subjects.
INTERNATIONAL BAKING CO.
139
and former employees to testify. Former employee Guadalupe
Ortiz8 testified that he attended a meeting in April during which
Elioff told employees that if the Union were selected as bar-
gaining representative, the Respondent would eliminate a num-
ber of their benefits, including receipt of “T-shirts,” vacations,
and “permission” to travel out of the country for a funeral.9
Griselda Hernandez, an employee temporarily on disability,
testified that at a meeting in April, Elioff said that “if the Union
came in,” the employees would lose all their benefits, and spe-
cifically employer provided “gloves, Christmas party, and back
support.” Current employee Maria Zarco testified that at a
meeting in April, Elioff said, “if the Union came in,” they were
going to lose their current benefits, such as “three weeks vaca-
tion” based on “seniority,” and the Employer’s alleged practice
of allowing employees to return to work without “an excuse”
after being sick, and to return to work after “going to jail.”
Also, current employee Miguel Bugarin testified that at a meet-
ing in June, Elioff indicated that “if the Union came in, every-
thing” would be “canceled,” including “vacations.” Finally,
former employee Bella Amar Aguirre testified that at a meeting
in April, Elioff said that “when the Union came in, they were
going to remove many benefits,” including “vacation and holi-
days,” seniority based pay, and if a relative “should pass on
abroad,” an employee would not receive permission to be ab-
sent from work in order to attend the funeral.
Elioff and Dominguez both denied these allegations. They
testified that their remarks at these meetings, whether scripted
or extemporaneous, were always that wages and benefits would
be negotiable if the Union were elected. Both managers testi-
fied that they were repeatedly asked about different types of
benefits, including vacations, trips to Mexico, overtime, and
holidays, and in each instance they explained that if the Union
became the employees’ bargaining agent, the Respondent
would negotiate all the terms and conditions of employment.
Specifically, they informed employees repeatedly that wages
and benefits could stay the same, go up, or go down, depending
on negotiations. The managers testified that, to some extent,
employees became impatient with them, because they could not
give definitive answers as to what would happen to wages and
benefits. Instead, they were forced to repeat that it would all
depend on negotiations. According to Elioff, she told the em-
ployees that all the Employer was legally required to pay was
minimum wage and overtime, and that everything else would
be determined through negotiations with the Union.
A number of current employee witnesses called to testify by
counsel for the Respondent supported the testimony of Elioff
and Dominguez, and indicated that there were no threats to
remove benefits. Rather, the managers merely made it clear that
if the Union were successful in the election, wages and benefits
would all be subject to the negotiation process. These employee
witnesses included Estella Moreno, Carmen Fernandez Gon-
8 Guadalupe Ortiz is a named discriminatee in the complaint, about
whom I will have more to say later in this decision.
9 The ability to take time off from work to attend a funeral in a for-
eign country was apparently an important matter to a significant num-
ber of employees who were originally from Mexico, and continued to
have members of their extended family living in Mexico.
zalez, Francisco Fernandez Tarelo, Candido Vasquez, and Luis
Salgado. As I have noted in detail above, I find Elioff and
Dominguez to be credible witnesses. Their versions of what
was discussed at the meetings in question are inherently more
plausible than those told by the General Counsel’s witnesses. I
simply do not believe that either manager was so bold as to
make “blanket statements” indicating that with a union victory
at the election, all employee benefits would be lost, and then
allegedly specifying what benefits. I am of the opinion that
those witnesses called by the Respondent who supported the
testimony of the managers tended to more fully understand the
comments of Elioff and Dominguez that all wages and benefits
would be negotiable. That is not to suggest that all of the Gen-
eral Counsel’s witnesses were incredible. To the contrary, these
are rather sophisticated legal points, often escaping laymen. It
would not be hard to imagine that at least a number of the Re-
spondent’s employees would become confused by the distinc-
tion between a threat to eliminate benefits and a statement of
the law that wages, hours, and working conditions are subject
to negotiations.
In any event, I conclude that Elioff and Dominguez did not
threaten employees at group meetings with a loss of existing
benefits if they selected the Union as their collective-bargaining
representative. Nor would the managers’ statements, when
taken in context, have reasonably conveyed to employees the
impression that they would only get those existing benefits
which the Union could restore. Rather, they simply explained to
assembled employees the reality of the collective-bargaining
process and what can happen during the give and take of negotia-
tions. Such an accurate representation does not constitute an un-
fair labor practice. BI-LO, 303 NLRB 749 (1991); and Somerset
Welding & Steel, 314 NLRB 829 (1994) (on remand from the
Court of Appeals, District of Columbia Circuit). Accordingly, I
shall recommend that complaint paragraph 7(a) and, to the extent
related, paragraph 10 be dismissed.
Paragraph 7(b) of the complaint alleges that in about April or
May 2002, at a group meeting, Elioff and Dominguez created
the impression of surveillance of employees’ union activity by
telling them that the Respondent had a list of those employees
who had signed union cards. Counsel for the General Counsel
called a number of witnesses who testified about this “list.”
Bella Amara Aguirre testified that at the meetings she attended,
Elioff told the employees that the Employer “had copies of all
the people who had signed union cards.”10 Griselda Hernandez
testified that Elioff told the employees that the Employer would
be receiving “the list” of all the employees who had signed
union cards. Maria Zarco testified that Elioff said the Employer
“had received a letter or a sheet with the signatures of all the
people who had signed for the Union.” Allegedly, Zarco was
concerned enough about this matter that the following day she
went to see Elioff in her office. Zarco told Elioff that she had
not signed a union card and wanted to know if her name was on
the list that Elioff had mentioned the previous day. According
to Zarco, Elioff told her not to worry and if her name appeared
on the list, Elioff would compare the “signature” with the one
10 Presumably, the witness meant to say, a “list” of all the people
who had signed union cards.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
140
on Zarco’s employment application. Elioff allegedly indicated
that it was possible that someone had placed Zarco’s signature
on the list, even though she had never signed it.
Both Elioff and Dominguez deny that they even told em-
ployees that the Respondent was in possession of, or would
obtain, a list with the names of those employees who had
signed union cards, or words to that effect. They testified that it
was the employees who brought up the subject of union cards at
certain group meetings. According to Elioff, during some ques-
tion and answer sessions, employees mentioned that the Union
was asking them to sign either a “list” or a union card, and they
wanted to know if they signed one, did they have to sign the
other. Elioff answered the questions by saying that, “[the card
and the list are one and the same. They are both legal docu-
ments.” Specifically, Elioff recalled an instance where Maria
Zarco came to Elioff’s office with a concern that she had heard
that her name was on a list of union supporters, but that she had
never signed any such list. Zarco wanted to know if the Em-
ployer had given the Union any “personal information” about
her. Elioff told Zarco that the Employer had certainly not given
the Union any personal information about her, but that the Un-
ion had a “list” of the names of all the employees, and that
some employees had complained that they were being con-
tacted by the Union.11 Further, Elioff said that she would not
be surprised if Zarco’s name had been “forged” on some list.
Elioff denies telling Zarco that she would compare her signa-
ture on her application form with the signature on some list to
determine if it were forged. She testified that she would not
have said such a thing, because she did not expect to receive a
list with the names of the union supporters.
Counsel for the Respondent called a number of employee
witnesses to testify who essentially supported the testimony of
Elioff and Dominguez. Estela Moreno, Carmen Fernandez
Gonzalez, and Francisco Fernandez Tarelo all testified that
Elioff never mentioned anything about the Employer having a
list containing the names of union supporters. Further, Moreno
and Gonzalez testified that employees, “gossiping” among
themselves, discussed there being a list, which the Union and
the Employer had, that contained the names of union support-
ers.
I continue to credit the testimony of Elioff and Dominguez.
Their testimony in regard to the “list” is inherently more plau-
sible than that of those employees who claim the managers
mentioned the Respondent possessing a list of union supporters.
It is much more reasonable and logical to assume that the mat-
ter of a “list” was being discussed by the employees them-
selves, and when the question of a list was raised by employees
at group meetings, Elioff and Dominguez responded simply by
telling the employees that whether the Union asked them to
sign a union card or a paper list, these were “legal documents.”
As I have indicated earlier, Elioff and Domingez impressed me
with their sincerity and their ability to recall the details of
events. Also, employee witnesses corroborated their testimony
11 I assume that this is a reference to the Excelsior list, which must
include the full name and address of those employees who are consid-
ered eligible to vote. The Employer is required to provide this to the
Board, which in turn provides the list to the Union.
that there was no suggestion at any group meetings that the
Respondent had a list of union supporters. Therefore, I con-
clude that neither Elioff nor Dominguez ever stated or implied
at any group meetings that the Respondent was in possession of
a list of union supporters, or words to that effect. There was no
implied surveillance of employees’ union activity. Accordingly,
I shall recommend that complaint paragraph 7(b) and, to the
extent related, paragraph 10 be dismissed.
At the hearing, counsel for the General Counsel amended
paragraph 7(c) of the complaint. As amended, it is alleged that
in April 2002, Sarita Dominguez threatened employees that if
the Union were selected as the bargaining representative, em-
ployees without proper work documents would lose their jobs.
During the time of the events in question, employees received
their paychecks by picking them up every Thursday in the
lunchroom from someone from the human resources depart-
ment. Employee Maria Zarco testified that around the time of
the election, she was in line waiting to receive her paycheck
when she overheard Dominguez, who was passing out the
checks, tell fellow employee “Cesar,” who was ahead of her in
line, that he would be “the first one out” if the Union were
elected because “the Union [did] not accept people whose
documents [were] not in order.” Counsel for the General Coun-
sel never called “Cesar” as a witness. In a second alleged inci-
dent, employee Jose Jesus Flores testified that he had a similar
conversation with Dominguez when he was receiving his pay-
check in April. According to Flores, Dominguez, who seemed
upset, told him that he should “be on the lookout because all the
names had already been sent out to Sacramento, and they were
going to be asking us for our documents.”
Dominguez credibly denied that she ever told any employees
that if the Union were successful at the election that employees
without proper work documentation would lose their jobs, or
similar words. It appears that the Respondent employs a sig-
nificant number of recent immigrants. In such a community, it
would not be unusual for employees to be concerned about
having proper work documents. Never the less, the two state-
ments attributed to Dominguez make no sense. Zarco testified
that she overheard Dominguez telling “Cesar” that the “Union”
did not accept people whose documents were not in order. Even
a very recent immigrant to this country knows that the “Union”
has nothing to do with checking on immigration status, rather,
that is a concern of the Employer12 and, of course, of the United
States Immigration and Naturalization Service (INS).13 “Ce-
sar” would have no reason to fear the Union, even assuming his
documents were not in order. As “Cesar” never testified, and as
Dominguez credibly denied that she made such a statement, I
am left to conclude that the alleged conversation never oc-
curred. It is certainly highly implausible. Similarly, Flores’
contention that Dominguez said that names had been sent to
“Sacramento” and they were going to be asking for “docu-
12 I take administrative notice that under the Immigration Reform
and Control Act of 1986, an employer, by reviewing documentation,
must verify the identity, and employment eligibility status, of any per-
son hired by that employer.
13 On March 1, 2003, the INS officially became the Bureau of Citi-
zenship and Immigration Services.
INTERNATIONAL BAKING CO.
141
ments,” makes no sense. What names? Who would be asking
for documents? Why Sacramento? What did the Union have to
do with any of this? None of these questions are ever answered.
Once again, I am of the belief that even a very recent immigrant
would understand that neither the Union, nor Sacramento, the
capital of California, would have any thing to do with determin-
ing whether an employee had proper documents to be employed
in the United States. This conversation is equally implausible.
I credit Dominguez’ denial that she ever threatened employ-
ees who supported the Union with job loss because of inade-
quate or improper documentation authorizing them to work in
the United States. Accordingly, I shall recommend that com-
plaint paragraph 7(c) and, to the extent related, paragraph 10 be
dismissed.
As is reflected in complaint paragraph 7(d), the General
Counsel alleges that in about April or May 2002, at a group
meeting, Dominguez and Elioff threatened employees with
plant closure if they selected the Union to represent them. In
support of this allegation, counsel for the General Counsel of-
fered the testimony of employees Maria Zarco, Bella Amara
Aguirre, Miguel Bugarin, and Jose Jesus Flores. According to
Zarco, at a group meeting in early April, Dominguez said, “if
the Union came in, it was possible that they would close one
line, the Company, even if the Union didn’t want that.” Former
employee Aguirre testified that at one of the five or six meet-
ings she attended from April through July, Elioff stated that,
“when the Union came in, if they did not agree with a contract
or with something, they could close the factory” Burgarin testi-
fied that at a meeting in June, Elioff told a group of employees
that, “[i]f the Union came in the Company could close the plant
. . . that if they wanted to they could close it.” Finally, accord-
ing to former employee Flores, he attended a number of group
meetings during April and May, at one of which Elioff said
regarding the election, “To think about it well, because the
Company could close some of the lines.”
As with other allegations, the Respondent offered evidence
to show that the General Counsel’s witnesses were confused
and did not accurate testify about what the managers said. Ac-
cording to Elioff, the issue of the plant closing had been raised
by employees who informed management that union organizers
were saying that unless the Union was selected as bargaining
agent, the facility would close. Elioff testified she told the em-
ployees “we had absolutely no plans to close the Vernon Bak-
ery and that [the rumor] was a lie.” She emphatically denied
that either she or Dominguez ever threatened to close the plant
if the Union were successful. Domingez also denied that any
such statements were made. Their denials are supported by the
copies of the written scripts prepared prior to the group meet-
ings (R. Exhs. 8 & 11.)), as well as the testimony of employee
witnesses Estela Moreno and Carmen Fernandez Gonzalez.
Moreno testified that “people outside of the Company” were
“gossiping” that the plant was going to close, and that the em-
ployees asked management about it. However, according to
Moreno, Elioff told the employees “there is no plan of closing
the Company.” Similarly, Gonzalez testified that she heard
discussions about the plant closing “from the people who were
for the Union.” According to Gonzalez, Elioff responded to
questions about the plant being closed with the statement that,
“it would not be closed.”
Further, the witnesses called by counsel for the General
Counsel did not hold up well on cross-examination. Jose Jesus
Flores was forced to admit that while there were rumors going
around the plant that the Company was going to close lines,
management denied that there were any plans to close lines.14
Miguel Bugarin contradicted himself a number of times on
cross-examination, but ultimately indicated that Elioff said that
after the Union “came in” the plant could close if it was “not
making money.” Maria Zarco testified that Dominguez said that
after the Union “came in,” it was “possible” that the Employer
would close one line.15
In any event, I am convinced that the weight of the credible
evidence strongly supports the denials offered by Elioff and
Dominguez. I continue to credit them for the reasons expressed
earlier, and believe that any references made by them to the
closing of the plant or of individual lines were given in the
context of denying rumors that had been disseminated among
the employees themselves. Their testimony was more inher-
ently plausible than not, and was supported by the testimony of
other witnesses. I do not believe that they threatened to close
the plant or individual lines if the employees selected the Union
to represent them. Accordingly, I shall recommend that com-
plaint paragraph 7(d) and, to the extent related, paragraph 10 be
dismissed.
As amended at the hearing, the General Counsel alleges in
complaint paragraph 7(e) that from May through June 2002, at
group meetings, Elioff and Daniel Mani promised employees
new and/or enhanced benefits to induce them to abandon their
support for the Union. Specifically, those benefits are listed as a
gainsharing bonus, new company-provided uniforms, an addi-
tional paid holiday, improved medical benefits, and increased
life insurance benefits. Prior to considering the parties evidence
regarding this allegation, it is necessary to set forth certain
background information. It is undisputed that in August 2001,
Sara Lee acquired the Earthgrains Company, and combined
their respective bakeries into the Sara Lee Bakery Group. Ac-
cording to the unrebutted testimony of Elioff, discussions
started in November 2001 about changing the benefits provided
to employees at the Vernon facility, as well as other facilities,
so as to establish a uniform benefit package following the ac-
quisition. The Respondent then began a review of its employee
provided benefit package. Elioff testified that management
distributed to all its employees at the Vernon facility a memo-
randum dated February 5, 2002. This memo was addressed to
all employees at three of the Respondent’s facilities, including
Vernon, and informed them that as a result of the acquisition of
Earthgrains, the Respondent was conducting a review of “the
compensation and benefit plans provided to employees.” Fur-
14 Employees commonly refer to the Respondent’s various products
as “lines,” such as the pound cake line or the French bread line. Em-
ployees are apparently assigned to work on one or more specific
“lines.”
15 Even assuming these statements were made as alleged by Bulgarin
and Zarco, in the context given, they do not constitute threats of repri-
sals for union support. Sangamo Western, Inc., 273 NLRB 256 (1984);
and J. J.Cassone Bakery, Inc., 247 NLRB 220, 221–222 (1980).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
142
ther, the memo stated that, “[as soon as we complete our re-
view, we will provide you with the details of any changes that
may occur.” (R. Exh. 5.) Employee witness Estela Moreno
testified that she recalled receiving this memo about February
5, 2002, the date it bears, which was approximately two and a
half months prior to the filing of the representation petition, and
before the start of the organizing campaign.
The Respondent continued with its efforts to review its em-
ployees’ benefits, as can be seen in what is apparently an inter-
nal document entitled “Sara Lee Fresh Benefits Review” and
dated February 19, 2002. Among the proposals set forth in this
document were significant improvements in employee medical,
life insurance, and retirement plans. (R. Exh. 15.) Elioff testi-
fied that approximately one month later, she was party to e-mail
communications which further set forth the benefit changes that
the Respondent had now decided to award to its employees,
which communications suggested the employees could be noti-
fied of the changes the week of March 18. The communications
specifically indicated that certain of the improvements in the
life insurance and medical insurance plans would begin effec-
tive May 1, 2002. (R. Exh. 14.)16 While the record evidence is
unclear as to why the changes were ultimately delayed, it is
undisputed that at employee meetings on or about May 29,
Mani, Elioff, and other managers informed employees of the
changes.
A number of employee witnesses testified on behalf of the
General Counsel and alleged that the benefit changes were
explained in terms that linked them to the employees’ rejecting
the Union as their collective bargaining representative. These
employees included Bugarin, Aguirre, Zarco, and Flores. Elioff
denied that there was any mention by management at these
meetings of the increased benefits being conditioned on a union
defeat. Once again, I must decide which version to believe. As I
have continually done, I believe that Elioff’s testimony is
credible, and more inherently plausible than that of the em-
ployee witnesses. Also, the documentary evidence supports her
testimony. Clearly, the Respondent had been considering for
some time, well before the organizing campaign, an increase in
the medical and life insurance plans, and an enhanced retire-
ment program. The Respondent’s managers had discussed these
changes internally, plus the employees had been alerted in writ-
ing on February 5 that changes and improvements were com-
ing. I am of the view that the employees who testified that the
changes were linked to a defeat of the Union in the election
were simply confused, or were making unwarranted assump-
tions. I credit Elioff’s testimony.
The Board has traditionally held that an employer does not
violate the Act by promising or granting a benefit during an
election campaign, as long as the employer can demonstrate
that the benefit or increase was planned and decided upon prior
to the commencement of any union activity. Capitol EMI Mu-
sic, Inc., 311 NLRB 997, 1012 (1993); and Noah’s Bay Area
Bagels, 331 NLRB 188, 189 (2000). In this case, I conclude
16 R. Exh. 14 consists of two e-mail messages, dated March 15 and
18, 2002, respectively. Elioff’s name appears on the upper left-hand
corner of the two documents, indicating that she was e-mailed copies of
the two communications.
that increased life insurance benefits, improved medical bene-
fits, and an enhanced retirement program were considered and
essentially decided on prior to the commencement of any union
activity. (R. Exhs. 5 & 15.) Further, employees had been aware
for some time, since February 5, that management was review-
ing their benefits with the aim of making improvements. There-
fore, I conclude that the Respondent’s announcement on about
May 29, of improvements in medical benefits, increased life
insurance benefits, and an enhanced retirement program did not
violate the Act.
However, it does appear that certain other improved benefits
announced to groups of employees on or about May 29 did
constitute changes intended to induce them to abandon their
support for the Union. The Respondent used an “overhead
presentation” to present employees with the changes they were
to receive. (R. Exh. 16.) Several of the items displayed by the
overhead had, as far as I can determine, never before been pre-
sented to the employees, nor were these matters considered in
any detail prior to the Union’s organizing campaign. These
matters included a “gainsharing” or bonus plan, which could
significantly increase an employee’s pay.17 Also, according to
the overhead, employees would “now get eight paid holidays
during the year,” a listing of those holidays then followed.
While I am unclear as to how many additional paid holidays
this constituted for the employees, a number of the employee
witnesses, including Aguirre and Flores, testified that there was
at least one more paid holiday being provided. The Respon-
dent’s witnesses did not specifically deny the additional paid
holiday allegation.
It is well established that the granting or promising of bene-
fits during the pendency of an election petition is prima facie
evidence of intentional interference with employee’s Section 7
rights and is presumed to be for the illegal object of influencing
employees. Lampi, L.L.C., 322 NLRB 502, 502 (1996); see also
United Airlines Service Corp., 290 NLRB 954, 954 (1988)
(“The critical inquiry is whether the benefits were granted for
the purpose of influencing the employees’ vote in the election
and were of a type reasonably calculated to have that effect.”)
In NLRB v. Exchange Parts Co., 375 US 405 (1964), the Su-
preme Court stated: “The danger inherent in well-timed in-
creases in benefits is the suggestion of a fist inside the velvet
glove. Employees are not likely to miss the inference that the
source of benefits now conferred is also the source from which
future benefits must flow and which may dry up if it is not
obliged.”
In my view, the Respondent has failed to offer sufficient evi-
dence that either the gainsharing bonus or the additional paid
holidays were decided on prior to the organizing campaign, or
that they were part of some past practice. In fact, virtually no
evidence was offered by the Respondent to rebut these allega-
17 My review of the exhibits reveals only two written references to
“gainsharing” prior to the overhead presentation of May 29. In the e-
mail communications dated March 15 and 18, respectively, there are
mere cryptic references to “gainsharing.” (R Exh. 14.) There is no
explanation of what this entails, and no specifics regarding any amount
of employee compensation. What subsequently appeared at the over-
head presentation was a. specific program apparently offering employ-
ees the ability to earn an 8-percent addition income per quarter.
INTERNATIONAL BAKING CO.
143
tions. They were certainly the type of benefits reasonably cal-
culated to influence the employees’ vote in the pending elec-
tion. Accordingly, I am left with no alternative but to conclude
that in announcing to employees the gainsharing bonus and the
additional paid holidays, the Respondent was attempting to
induce employees to abandon their support for the Union in
violation of Section 8(a)(1) of the Act.
One additional item alleged in complaint paragraph 7(e)
concerns company-provided uniforms. From the evidence pre-
sented, it appears that at the group meetings held on or about
May 29 managers made references to employees being pro-
vided with lockers and uniforms. This is not in dispute. How-
ever, a number of the employee witnesses called by the General
Counsel, including Bugarin, Aguirre, Zarco, and Flores, testi-
fied that prior to these meetings they were unaware that lockers
or uniforms were going to be provided. They indicated that the
managers linked this benefit with a rejection of the Union at the
election. Elioff testified that the decision to provide employees
with uniforms was made in 2001, following an outbreak of
“listeria” in the meat division.18 As employee uniforms would
require lockers to house them, the Respondent also began con-
struction of the lockers in 2001. According to Elioff, she was of
the belief that employees at the Vernon facility had been aware
of the locker construction, and its intended purpose to house the
uniforms, for some period of time prior to the organizing cam-
paign. Further, she denies that anything was said at the meet-
ings to link this benefit with the pending election.
On cross-examination, former employee Flores was forced to
admit that he had known for some time that lockers were being
constructed specifically to keep employee uniforms. While he
was reluctant to admit it, he appeared to acknowledge that he
knew of the locker construction before the Respondent’s man-
agers made the announcement at the group meeting. Employee
witness Estela Moreno, who was called by counsel for the Re-
spondent, testified that she had heard about the uniforms and
lockers approximately 6 months prior to the meeting with
Daniel Mani. Further, she testified that the lockers had been
under construction for some time prior to the meeting. Also, on
cross-examination, employee witness Carmen Fernandez Gon-
zalez, who was called to testify by the Respondent, stated that a
few months prior to the meeting with Mani, she had heard from
coworkers that lockers had been constructed for the employees
and that the Employer was going to provide them with uni-
forms.
I am of the view that the weight of the credible evidence
supports the Respondent’s position that prior to the organizing
campaign, the Respondent had made the decision to provide
employees at the Vernon facility with uniforms and lockers to
store them. Further, the evidence establishes that the lockers
had been under construction for some time prior to the meeting
on May 29, and that employees were aware of the construction
and its purpose. I base my conclusion on the credible testimony
of Elioff, which is supported by the testimony of employees
Flores, Moreno, and Gonzalez. Therefore, I conclude that the
18 According to Elioff, listeria is caused by an “organism” growing
in meat, or other food products, which has the potential to be fatal when
spread to people through ingesting the contaminated food.
Respondent’s announcement on May 29 that it would be pro-
viding employees with uniforms and lockers did not violate the
Act, as employees had been aware for some time prior to the
union campaign that management would be doing so. Capitol
EMI Music, Inc., supra; Noah’s Bay Area Bagels, supra.
In summary, regarding complaint paragraph 7(e), I have con-
cluded that the Respondent violated Section 8(a)(1) of the Act
when its supervisors and agents informed employees that it
would be providing them with a gainsharing bonus and addi-
tional paid holidays as an inducement to them to abandon their
support for the Union. I shall recommend that the remainder of
this paragraph regarding company provided uniforms, im-
proved medical benefits, and increased life insurance benefits
and, to the extent related, paragraph 10 be dismissed.
It is alleged in complaint paragraph 7(f) that in June 2002, at
a group meeting, Elioff told employees that if they selected the
Union to represent them, a strike would be inevitable. In sup-
port of this allegation, counsel for the General Counsel called a
number of employee witnesses to testify. Jose Jesus Flores
testified that Elioff told the employees that “the Company could
at any time go out on strike” and, that if employees didn’t par-
ticipate, “the Union would fine [them].” Bella Amara Aguirre
testified that Elioff made similar comments including, “when
the Union came in, there were going to be strikes, and that we
all had to attend the strikes.” Further, Aguirre alleges that Elioff
informed the employees that they would not be able to “return
to work” during a strike and, if they did so, the Union would
“fine” them. According to Griselda Hernandez, Elioff said,
“Every time the Union came into a company, they went out on
strike.” Miguel Bugarin contends that Elioff told the employees
that, “if people would go out on strike that the Company could
replace them with other workers.”
Elioff and Dominguez denied telling employees that it they
voted for the Union a strike would be inevitable. Rather, Elioff
testified that she informed employees that a strike was always a
possibility with a union, and the only way to guarantee that a
strike did not happen was to remain nonunion. She acknowl-
edged discussing with the employees at some length the nation-
wide strike that the Union called against Earthgrains in 2000.
Counsel for the Respondent called a number of employee wit-
ness to testify who supported the testimony of Elioff and
Dominguez, and specifically that Elioff never said that a strike
would be inevitable. These witnesses included Estela Moreno,
Carmen Fernandez Gonzalez, and Luis Salgado.
Once again, I must decide which of the conflicting versions
of the discussions at the group meetings is the most accurate.
As I have throughout this decision, I continue to believe that
the testimony of Elioff and Dominguez was essentially correct.
I believe that it is more likely than not that what the managers
did at these meetings was to explain that if the parties did not
agree on the terms of a contract during negotiations, that the
Union could possibly call a strike. In that event, employees
would have to consider whether to cross the picket line or not.
The consequences of that decision were then explained to the
employees. Also, examples were provided of strikes that the
Union had been involved with in the past, with specific empha-
sis on the strike at Earthgains 2 years earlier. This testimony by
Elioff and Dominguez was inherently plausible. Also, it was
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
144
supported by the testimony of those witnesses called by the
Respondent, as well as by certain campaign literature distrib-
uted to employees by the Respondent. (R. Exh. 17.)
This is not to suggest that the witnesses called by the General
Counsel were deliberately fabricating their testimony. Whether
a strike may possibly occur and its potential consequences are
hypothetical concepts, which are difficult to grasp. It is not
surprising that some of the employees got confused regarding
the managers’ statements and have apparently recalled many of
the statements out of their context. In any event, I credit the
testimony of Elioff and Dominguez that they never threatened
employees that if they voted for the union a strike would be
inevitable.
The Board has held that statements identifying the possibility
and ramifications of a strike are not illegal threats. Nouveau
Elevator Industries, 329 NLRB 120 (1999); and Liquitane
Corp., 298 NLRB 292 (1990). Also, explaining in a handbill
that contract negotiations can become protracted and bitter,
which could lead to strikes, has been found not to violate the
Act. General Electric Co., 332 NLRB 919 (2000); see also
Coble Dairy Products Cooperative, 205 NLRB 160, 165 (1973)
(where in an objections case it was held not to be a violation of
the Act for the employer to tell employees that if the union
were successful in the election, “usually it would cause
strikes”). Accordingly, I shall recommend that complaint para-
graph 7(f) and, to the extent related, paragraph 10 be dismissed.
Complaint paragraph 7(g) alleges that in early June 2002,
Elioff told an employee that a strike was the inevitable conse-
quence of unionization. However, counsel for the General
Counsel offered no evidence to support this allegation. Neither
did she move to withdraw this allegation. Instead, in her post-
hearing brief, counsel raises for the first time the contention
that in July 2002, not Elioff, but Dominguez allegedly threat-
ened employee Maria Zarco and her husband with losing their
jobs if the Union were successful in the organizing campaign.
Zarco testified that Dominguez told her “not to be an idiot, not
to be a fool, to remember that there were two checks coming to
[her] house and that if the Union came in, [she] was going to
lose them, because the Union was too strict.” According to
Zarco, Dominguez was making reference to the Union’s pro-
pensity to strike, which could result in her and her husband,
who was also employed by the Respondent, losing their jobs.
Counsel for the General Counsel acknowledges that there is no
complaint allegation regarding this purported conversation
between Dominguez and Zarco. However, she argues that a
violation of the Act should still be found as allegedly the inci-
dent is closely related to the subject matter of the complaint and
was fully litigated. Hi-Tech Cable Corp., 318 NLRB 280
(1995).
I do not agree with counsel for the General Counsel’s con-
tention that this alleged incident was fully litigated. While
Dominguez testified, she was never asked about the alleged
conversation. This is not surprising in view of fact that the ref-
erence was rather brief, cryptic, and “hidden” in hours of testi-
mony by many employee witnesses as to what Elioff and
Dominguez did or did not say at numerous meetings. Under
these circumstances, I believe it inappropriate to draw an ad-
verse inference from Dominguez’ failure to specifically deny
the allegation. Had counsel for the General Counsel wished to
allege this purported conversation as a violation of the Act, she
should have amended paragraph 7(g) of the complaint to reflect
the incident to which Zarco made reference. She failed to do so.
Nor did she notify counsel for the Respondent and the under-
signed that she was raising this issue as a possible violation of
the Act. Due process required that, under the particular circum-
stances of this case, counsel for the Respondent be placed on
notice of the General Counsel’s contention, so that he could
have had the opportunity to offer rebutting evidence. In my
view, the existing complaint paragraph, which names Elioff as
the offending supervisor who is alleged to have told an em-
ployee that “a strike was the inevitable consequence of unioni-
zation,” is too distinct for a connection to be naturally made
with the purported conversation between Dominguez and
Zarco.
As I conclude that the alleged conversation between Zarco
and Dominguez has not been fully litigated, I will not find this
purported conversation, which is not alleged in the complaint,
to constitute a violation of the Act. Further, as no evidence was
offered at the hearing to support the allegation in complaint
paragraph 7(g), I shall recommend the dismissal of that para-
graph and, to the extent related, paragraph 10.
3. The suspension and discharge of Guadalupe Ortiz
It is alleged in complaint paragraphs 6(a) and (b) that the Re-
spondent suspended and then discharged its employee Guada-
lupe Ortiz because of his union activity and because he gave
testimony under the Act. Ortiz began working for the Respon-
dent on May 16, 1991. He was suspended on April 26, 2002,
and discharged in mid-May. At the time of his suspension and
termination, he held the position of lead person in packing on
the pound cake line.19 The Respondent took the position at the
hearing that Ortiz was a supervisor as defined in Section 2(11)
of the Act and, thus, not covered under the protection of the
Act. However, in his posthearing brief, counsel for the Respon-
dent indicated that “because the evidence is so compelling on
the cause for discharge, we will not address this argument [the
supervisory issue] at length in this brief.” Having taken this
course, the Respondent’s supervisory argument must rise or fall
solely on the basis of the witness testimony.
It is the Respondent’s burden to establish that Ortiz was a
supervisor within the meaning of the Act. The Board has long
held that the burden of establishing that an individual is a statu-
tory supervisor is to be borne by the party asserting such status.
The Supreme Court approved the Board’s evidentiary alloca-
tion in its paramount decision on the subject of supervisory
status in NLRB v. Kentucky River Community Care, 532 U.S.
706, 710–712 (2001). I am of the view that the Respondent has
failed to meet its burden.
It is well established that the supervisory functions enumer-
ated in Section 2(11) of the Act are to be read in the disjunc-
tive, and the existence of any of them, regardless of the fre-
quency of their performance is sufficient to confer supervisory
19 While the Respondent takes the position that Ortiz’ title was that
of senior lead person, in view of my ultimate disposition of this matter,
his precise job title is of no significance.
INTERNATIONAL BAKING CO.
145
status. NLRB v. Yeshiva University, 444 U.S. 672 (1980);
Queen Mary, 317 NLRB 1303 (1995); and Allen Services Co.,
314 NLRB 1060 (1994). However, in my opinion, Ortiz did not
independently exercise any of the indicia of supervisory author-
ity listed in Section 2(11). He certainly had no authority to hire,
fire, discipline, promote or reward employees. In reality, he was
simply a working leadman or foreman whose unrebutted testi-
mony established that his principal duties included “checking
the metal machine every 15 minutes, to check on the bread
every 5 minutes for the correct date, to check on the oxygen
machine . . . and to pull the production to the shipping depart-
ment.” His immediate supervisor was Rafael Arteaga. The
weight of the credible evidence establishes that any assignment
of duties, or decisions to have employees take their breaks or
lunch were merely routine in nature, usually dictated by a pause
in the production line or some other disruption. For anything
other than a routine matter, Ortiz had to confer with and get
permission from Arteaga. While certain employees testified
that they viewed Ortiz as being in charge of the line when
Arteaga was absent, the credible evidence establishes that Ortiz
was required to clear any decision or action not routine in na-
ture with Arteaga either before Arteaga left or after he returned.
Ortiz did not attend the biweekly supervisor meetings, and
there appears no reasonable basis why any of the other employ-
ees should have viewed him as their supervisor. Accordingly, I
conclude that as a working leadman Ortiz was an employee as
defined in the Act and entitled to the protection of the Act.
Ortiz’ union activity was extensive. In March 2002 he con-
tacted the Union about attempting to organize the Respondent’s
employees. Thereafter, he was open and vocal about his support
for the Union. He apparently made no effort to hide his union
activity from the Respondent’s managers. He testified that in
April he spoke with about 20 to 30 employees about the Union
and asked some of them to sign union cards and attend union
meetings. The Respondent does not deny knowledge of Ortiz’
union activity. However, it is the position of the Respondent
that the decision to suspend and ultimately to discharge Ortiz
was based solely on his misconduct toward fellow employees,
as reported by those employees, and not on any union activity
he may have engaged in, or his cooperation with the Board.
Sara Dominguez testified that on April 26, 2002, three em-
ployees reported to her that Ortiz had threatened them with
harm if they did not support the union organizing effort. The
first employee to complain was Juana Lopez. According to the
testimony of Dominguez, Lopez told her that Ortiz had been
“throwing indirect messages toward [her]” that he was going to
“kill that old woman” who reported his union activity to the
office. Dominguez testified that Lopez believed Ortiz was talk-
ing about her, even though Lopez indicated that she was not the
person who had complained about Ortiz. Later that day, em-
ployee Maria Gomez’ daughter called Dominguez to inform her
that Ortiz was giving Gomez a hard time at work because she
did not support the Union. Gomez then called Dominguez and
told her that Ortiz threatened that he would “put her in a hard
job,” or that she would lose her job if she did not support the
Union. The third employee to contact Dominguez that day was
Victoria Martinez. According to Dominguez, Martinez came
into her office screaming and yelling in Spanish. Martinez
asked, “Do you know what is going on out there?” Further, she
said, “They are going to chop me up in pieces and you are al-
lowing this. They are going to shoot me and they said they are
going to ruin my car. You are allowing Lupio20 to go out there
and say that, and do that to us?”
According to Dominguez, after the third employee com-
plained to her, she decided to consult with Irma Elioff. Appar-
ently, Dominguez explained to Elioff what had transpired and
what the employees had to say. Dominguez told Elioff that,
“[t]his is getting out of hand. This is getting crazy. Let me just
go talk to Lupio, and maybe we can stop it.” She testified that
she found Ortiz on the production floor and told him that sev-
eral employees had complained that he had threatened to harm
them. She said, “Lupio, what are you doing? The women are
scared. What are you telling them? The women are saying you
are going to kill them. What is going on?” Dominguez testified
that Ortiz responded by saying several times, “You can not
prove nothing.” She told him, “Lupio, I am not here to argue
with you. Just do whatever you are doing, but do not be scaring
the ladies.” He started screaming at her, “Prove it. Prove it.”
She said, “Do you know what? You and I have been friends for
years. I am not going to deal with this. I am going back to my
office.” From that point on, she essentially let Elioff handle the
matter without her involvement.
As noted earlier, I find Dominguez to be a credible witness.
When testifying about this incident, she became somewhat
emotional, and her eyes clouded with tears. I believe that her
emotions were genuine, without any hint of theatrics or histri-
onics. The incident obviously upset her, apparently both be-
cause she and Ortiz had been friends, and because she felt that
he had been threatening to harm the three female employees.
After observing her demeanor, I am convinced that Dominguez
testified in an accurate and credible manner concerning her
conversations with the three female employees and with Ortiz.
Further, I am of the view that she has not exaggerated or embel-
lished these events. The complaining employees were appar-
ently highly agitated and very frightened and upset with what
they perceived as Ortiz’ threats to harm them unless they sup-
port the Union’s organizing efforts. Dominguez communicated
their concerns to Ortiz, and was met with hostility and denials.
Irma Elioff testified that while in her office on April 26, she
observed several employees talking with Dominguez. Thereaf-
ter, Dominguez explained to her that the employees had re-
ported that Ortiz had threatened them. Elioff contacted the cor-
porate human resources department in St. Louis, and was in-
structed to suspend Ortiz pending an investigation. She then
called Ortiz into her office, and informed him that he was being
suspended because of allegations from several employees that
he had threatened them.
Juana Lopez testified that after she reported the threat by
Ortiz, she provided the Respondent with a written statement of
the incident. (R. Exh. 3.)21 Maria Gomez also signed a written
20 A number of witnesses testified that Guadalupe Ortiz was known
in the facility as “Lupio.”
21 While this statement is written in the Spanish language, it was
translated into English at the hearing by the Spanish language inter-
preter.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
146
statement following her report of the incident to Dominguez.
(R. Exh. 21.)22 The third employee involved in the incident,
Victoria Martinez signed a written statement prepared for her
by a human relations assistant. (R. Exh. 20.)23 Martinez’ state-
ment does not specifically name Ortiz as the individual who
threatened her. However, both Elioff and Dominguez credibly
testified that Martinez orally named Ortiz specifically as the
person who threatened her. According to Elioff, Martinez
would not formally name Ortiz because she was “scared to
death” and “feared for her life” that Ortiz would cause her
harm. Following Ortez’ suspension, Elioff became aware of a
fourth employee, Maria del Carmen Estrada, who contented
that Ortez had also threatened her. Estrada told Elioff that Ortiz
in a threatening tone had told her that he knew where she lived,
and if she did not support the Union that something would hap-
pen to her or her family. She subsequently had prepared,
signed, and presented to Elioff a written statement in which she
set forth the details of this incident, indicating that it had oc-
curred on April 26. (R. Exh. 4.)
Following her review of the four written statements and her
interviews with the involved employees, Elioff decided to ter-
minate Ortiz. She admitted that she never contacted Ortiz to
obtain his side of the story, nor did she review his personnel
file. According to Elioff, she had occasion in the past to caution
Ortiz about complaints she had received from fellow employees
that he was abusing them and being a “bully.” She viewed him
as “not an ideal employee.” However, she admitted on cross-
examination that she had not made any note of these alleged
employee complaints in Ortiz’ personnel file. Never the less,
she decided that as four female employees had made very emo-
tional appeals to the Employer to protect them from Ortiz, that
the best course of action was to terminate him. Elioff had per-
sonally observed the fear in the female employees when she
interviewed them, and she was convinced that it was genuine.
It is important to note that in the period between his suspen-
sion and termination, Ortiz continued with his union activity.
His unrebutted testimony was that he continued to visit em-
ployees at their homes and invite them to union meetings. Of
particular importance, Ortiz testified on behalf of the Union at
the representation hearing held on May 6, 2002.
Ortiz was discharged effective May 14. Elioff contacted
Ortiz at his home by telephone and informed him of the deci-
sion. While she did not specifically give Ortiz a reason for the
termination in their phone conversation, the written termination
notice issued to Ortiz specifically lists “Discharged for Cause”
as the reason for the termination. (GC Exh. 7.) Elioff testified
that the decision to discharge Ortiz, which decision she made,
was totally unrelated to any activity on behalf of the Union that
he was engaged in, or because he had testified at the Board
representation hearing.
22 At the time of the hearing, Maria Gomez was reported to be in
Mexico and unavailable to testify. In any event, her written report of
the incident was admitted into evidence. Although written in the Span-
ish language, it was translated into English at the hearing by the Span-
ish language interpreter.
23 Again, this is a Spanish language document, which was translated
into English at the hearing by the Spanish language interpreter.
Ortiz testified at length. He specifically denied that he had in
any way threatened any employees, including Juana Lopez,
Maria Gomez, Victoria Martinez, and Maria del Carmen
Estrada for any reason, including an attempt to have them sign
union cards, sign a union list, or generally support the Union.
For each instance, he testified specifically why the incident did
not occur as alleged. Employees Maria Del Carmen Estrada and
Juana Lopez were called and testified as witnesses on behalf to
the Respondent. They testified about threats that Ortiz had
made to them, similar to those that Dominguez had testified
about. However, their testimony was somewhat confusing,
especially that of Estrada. In fact, Estrada’s testimony was so
confusing, that at times it was incomprehensible. Never the
less, I got the sense that both women were attempting to testify
honestly. Any confusion was, in my opinion, a product of lim-
ited education, and perhaps the loss of some continuity because
of the translation from Spanish into English and vice versa,
rather than any intentional effort to mislead.
Regarding Ortiz, I did not find him generally to be a credible
witness. He seemed to have “an attitude.” On cross-
examination he was less than helpful and frequently answered
counsel for the Respondent’s questions with, “I don’t recall.”
However, his memory was much better on direct examination
where he was able to present his case in the best possible light.
I had the sense that he was exaggerating and embellishing his
testimony to portray himself inaccurately as an “innocent vic-
tim.” His denials of any threats, explicit or implied, to “con-
vince” employees to support the Union seemed contrived and
less than credible. I found these denials inherently implausible,
especially when compared to the testimony of the witnesses on
behalf of the Respondent. His testimony did not “ring true.”
As I indicated earlier, I find Elioff and Dominguez to be
credible witnesses. I believe that they accurately testified about
their conversations with the four female employees who com-
plained that Ortiz was threatening them in an effort to coerce
them into supporting the Union. In fact, for purposes of resolv-
ing this issue, the weight of the credible evidence certainly
supports the complaining employees and not Ortiz. The collec-
tive evidence, including the testimony of Juana Lopez and
Maria del Carmen Estrada, and the four employees’ written
statements, constitutes strong evidence that they were telling
the truth about the alleged threats. Certainly, Dominguez and
Elioff believed that the complaints were genuine, and that the
four employees were fearful that Ortiz was going to do them
some harm. There was no reason for them to doubt these com-
plaints. No one has suggested that Maria Del Carmen Estrada,
Juana Lopez, Maria Gomez, and Victoria Martinez were en-
gaged in some kind to a “conspiracy” to get Ortiz fired. There
was certainly no evidence of this, and no logical reason to be-
lieve it. Based on the allegations that the four employees were
making against Ortiz, Elioff, and Dominguez had every reason
to believe that he had made the threats. I conclude that was
precisely what they believed.
In Wright Line, 251 NLRB 1083 (1980), enfd. 662 F2d. 899
(1st Cir. 1981), cert denied 455 U.S. 989 (1982), the Board
announced the following causation test in all cases alleging
violations of Section 8(a)(3) or violations of Section 8(a)(1)
turning on employer motivation. First, the General Counsel
INTERNATIONAL BAKING CO.
147
must make a prima facie showing sufficient to support the in-
ference that protected conduct was a “motivating factor” in the
employer’s decision. This showing must be by a preponderance
of the evidence. Then, upon such a showing, the burden shifts
to the employer to demonstrate that the same action would have
taken place even in the absence of the protected conduct. The
Board’s Wright Line test was approved by the United States
Supreme Court in NLRB v. Transportation Management Corp.,
462 U.S. 393 (1983).
In the matter before me, I conclude that the General Counsel
has made a prima facie showing that Guadalupe Ortiz’ pro-
tected conduct was a motivating factor in the Respondent’s
decision to suspend and ultimately terminate him. In Tracker
Marine, 337 NLRB 644 (2002), the Board affirmed the admin-
istrative law judge who evaluated the question of the em-
ployer’s motivation under the framework established in Wright
Line. Under that framework, the General Counsel must estab-
lish four elements by a preponderance of the evidence. First,
the General Counsel must show the existence of activity pro-
tected by the Act. Second, the General Counsel must prove that
the respondent was aware that the employee had engaged in
such activity. Third, the General Counsel must show that the
alleged discriminatee suffered an adverse employment action.
Fourth, the General Counsel must establish a link, or nexus,
between the employee’s protected activity and the adverse em-
ployment action. In effect, proving these four elements creates
a presumption that the adverse employment action violated the
Act. To rebut such a presumption, the respondent bears the
burden of showing that the same action would have taken place,
even in the absence of the protected conduct. See also Manno
Electric, 321 NLRB 278, 280 fn. 12 (1996); Farmer Bros. Co.,
303 NLRB 638, 649 (1991).
There is no doubt that Ortiz engaged in substantial protected
conduct. His union activity included initially contacting the
Union to determine whether it was interested in organizing the
Respondent’s facility. Once the union campaign began, Ortiz
continued with his union activity by talking with numerous
employees about the Union at work and at their homes, and by
distributing and collecting union cards. Following his suspen-
sion, Ortiz continued to be active in the campaign, and his pro-
tected conduct included testifying at the Board representation
hearing.
It is equally clear that the Respondent was aware of Ortiz’
protected conduct. Ortiz was open and vocal about his support
for the Union. He made no effort to keep his union activity a
secret from the Respondent’s managers. Obviously, Elioff and
Dominguez knew on April 26 that Ortiz was soliciting employ-
ees to sign union cards, or a petition, because three of the com-
plaining female employees told them so. The Union started to
organize the facility in March, and the Respondent began to
hold employee meetings even before the representation petition
was filed on April 18. Ortiz’ union activity was so extensive, it
could not have escaped management’s attention. Under these
circumstances, it is logical to assume that the Respondent’s
managers had been aware of Ortiz’ union activity for some time
prior to his suspension. It is equally logical to assume that they
knew of his continuing union activity between his suspension
and his termination on May 15. They obviously knew that he
testified on behalf of the Union at the Board representation
hearing, which occurred on May 6. Further, as noted above, the
Respondent does not deny knowledge of Ortiz’ protected con-
duct.
Certainly, Ortiz suffered adverse employment actions. He
was suspended and subsequently fired by the Respondent. It
should be noted that the Respondent had employed Ortiz at the
facility for a significant period of time, since May 1991.
Regarding the question of whether there exists a link or
nexus between Ortiz’ protected conduct and his suspension and
termination, while the evidence is limited, I conclude that the
General Counsel has established such a connection. The Re-
spondent mounted a vigorous campaign to oppose the Union’s
organizing efforts. There were approximately 80 captive audi-
ence meetings held by the Respondent’s managers. Of course,
there is nothing unlawful about an employer vigorously oppos-
ing a union’s organizing effort. The Act protects an employer’s
free speech rights under Section 8(c), so long as the employer’s
conduct does not interfere with, restrain, or coerce its employ-
ees in the exercise of their Section 7 rights. However, I have
found that during the campaign, the Respondent did violate
Section 8(a)(1) of the Act by promising employees at group
meetings new and/or enhanced benefits in order to induce the
employees to abandon their support for the Union. Specifically,
these benefits entailed the creation of a gainsharing bonus, and
the granting of at least one additional paid holiday. By promis-
ing these new and/or enhanced benefits, I concluded that the
Respondent was interfering with, restraining, and coercing its
employees in the exercise of their Section 7 rights. Such con-
duct constitutes prima facie evidence of antiunion animus on
the part of the Respondent.
Based on all the above, I believe that the General Counsel
has met his burden of establishing that the Respondent’s actions
in suspending and ultimately terminating Ortiz were motivated,
at least in part, by anti-union considerations. Further, it is logi-
cal to assume that the Respondent would have viewed Ortiz’
participation in the Board representation hearing as a continu-
ing effort on his part to assist in the Union’s organizing cam-
paign. Having already demonstrated union animus, it must be
assumed that the Respondent’s decision to terminate Ortiz was
also motivated, at least in part, on the fact that he had given
testimony under the Act at the representation hearing.
The burden now shifts to the Respondent to show that it
would have taken the same action, absent the protected con-
duct. Senior Citizens Coordinating Council, 330 NLRB 1100
(2000); and Regal Recycling, Inc., 329 NLRB 355 (1999). The
Respondent must persuade by a preponderance of the evidence.
Peter Vitalie Co., 310 NLRB 865, 871 (1993). I am of the view
that the Respondent has met this burden.
Irma Elioff had made an initial telephone report to the Re-
spondent’s human resources department on April 26, in which
she indicated that Ortiz was being accused by at least three
female employees of threatening them with physical harm or
job loss. She was advised to immediately suspend Ortiz, and to
conduct an investigation as to the specifics of the complaints.
That is what she did. As I indicated above, both Dominguez
and Elioff met with the complaining female employees, ulti-
mately four, and reviewed their written statements. Dominguez
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
148
had already confronted Ortiz on April 26 with the allegations,
and been told by him, “You cannot prove nothing. Prove it.
Prove it.” Presumably, Dominguez informed Elioff of what had
transpired. Elioff ultimately made the decision to fire Ortiz.
As I have stated earlier, Dominguez and Elioff credible testi-
fied that they believed the four female employees’ complaints
that Ortiz was threatening to harm them were genuine. While
Elioff acknowledges that she never asked Ortiz for his side of
the store, she already knew that he had challenged Dominguez
to “prove” the allegations. In fact, she could be fairly confident
that Ortiz would deny that he had threatened the complaining
employees. Elioff was faced with the situation where four fe-
male employees, who were highly agitated and frightened, were
making what appeared to be genuine complaints that a male
employee was threatening them with either physical harm or
job loss. If the complaints were true, and Elioff had no reason
to doubt them, then Ortiz’ conduct toward the four employees
was certainly egregious.
Of course, Elioff’s “good-faith” belief that Ortiz was threat-
ening the four employees in order to obtain their support for the
Union does not constitute a defense, if in fact Ortiz did not
engage in the alleged misconduct. See NLRB v. Burnup & Sims,
379 U.S. 21, 23 (1964). However, as I have indicated, the
weight of the credible evidence strongly suggests that Ortiz did
in fact engage in the threatening conduct of which he was ac-
cused. Further, the burden of going forward and showing that
the misconduct did not occur rests with the General Counsel.
This burden has not been met. Also, threats of violence or of
job loss, such as those allegedly made by Ortiz, remove an
employee from the protection of the Act. Chicago Metallic
Corp., 273 NLRB 1677 (1985); Classe Ribbon Co., 227 NLRB
406 (1976); and Continental Woven Label Co., 160 NLRB
1430 (1966).
In any event, from Elioff’s perspective, removing Ortiz from
the facility was a legitimate business decision. I am convinced
that the Respondent would have suspended and subsequently
terminated Ortiz, because it believed Ortiz had threatened four
employees with harm, even in the absence of Ortiz’ protected
activity. Yokohama Tire Corp., 303 NLRB 337, 338 (1991).
The Respondent has persuasively established by a preponder-
ance of the evidence that it would have made the same decision
to suspend and terminate Ortiz, even without any protected
activity. T & J Trucking Co., 316 NLRB 771 (1995).
In summary, I find and conclude that counsel for the General
Counsel has established a prima facie case that protected con-
duct was a “motivating factor” in the Respondent’s decision to
suspend and subsequently terminate Ortiz. However, I further
find that the Respondent has established by a preponderance of
the evidence that it would have made the same decision to dis-
cipline Ortiz, even in the absence of his union and other pro-
tected activity. Accordingly, I shall recommend that complaint
paragraphs 6(a), (b), and (e) and, to the extent that they relate to
them, paragraphs 8 and 9 be dismissed.
4. The discharge of Macario Robledo
Paragraph 6(c) of the complaint alleges that in early October
2002, the Respondent laid off or discharged its employee
Macario Robledo because of his union activity. It is the position
of the Respondent that Robledo was laid off because of a le-
gitimate economic reduction in force. Robledo began working
for the Respondent on May 18, 1988. His last day of employ-
ment for the Respondent was October 3, 2002. Robledo testi-
fied that at the time of his termination, he was “in charge of the
shipping department.” However, according to the Respondent’s
“Shipping and Receiving” department chain of command (GC
Exh. 6) and record of “Terminated Employees” (Jt. Exh. 3.), he
was actually classified as a “senior lead person” in shipping and
receiving. At the time Robledo was last employed, the Respon-
dent’s internal chain of command document (GC Exh. 6) also
lists Leopoldo Meza as a “senior lead person” in shipping and
receiving, Rigoberto Arteaga as shipping and receiving man-
ager, and Juan Manuel Arteaga as evening manager in shipping
and receiving. 24
Robledo testified that he learned about the Union’s organiz-
ing campaign at the Respondent’s facility in about May of
2002, and decided to support the effort. He began to talk in
support of the Union with fellow employees, and passed out
union flyers to employees for about 30 days. He testified that
he distributed these flyers to employees in the “parking lot”
during his lunchtime and while on breaks, and estimated that he
passed out approximately 200 flyers. Further, Robledo testified
that he was the designated union observer during the represen-
tation election, which was conducted by the Board at the Re-
spondent’s facility.25 According to Robledo, on October 3, he
was called into Irma Elioff’s office and informed that, “the
Company was going to turn the lead persons into supervisors.”
Further, Elioff explained to him that “in the shipping depart-
ment there could not be three supervisors, there could only be
two.” He was told that the Arteaga brothers would remain as
supervisors and he was to be “laid off.”26
Testifying on behalf of the Respondent was Erika Croy, the
facility plant manager. She testified that she has been at the
facility since September 2002, and has overall responsibility for
the operation of the facility. She ultimately made the decision
to lay off Robledo.27 She was not at the facility during the
organizing campaign, arriving after the representation election.
Croy testified that she had no knowledge of which employees
had supported the Union’s organizing effort. According to
Croy, when she arrived at the facility, the plant was in an ex-
tremely difficult financial situation. She was directed to reduce
costs, and a reduction in force was one method decided upon.
As part of that plan, Croy reduced the number of temporary
employees employed at the facility from 72 to 2. Additionally,
a number of regular full-time employees were eliminated from
the facility, including from the sanitation, maintenance, ship-
ping, and administration departments. Some employees from
24 Rigoberto Arteaga and Juan Manuel Arteaga are brothers.
25 The election was conducted over the course of 2 days on Tuesday,
July 9, and Wednesday, July 10.
26 The Respondent did not allege that Robledo was as a supervisor
and, thus, unprotected by the Act. In any event, there is no evidence to
indicate that he exercised any indicia of supervisory authority.
27 While the complaint does not allege Croy as a supervisor or agent,
the record evidence clearly establishes that she is a supervisor and
agent of the Respondent within the meaning of Sec. 2(11) and (13) of
the Act, and I so find.
INTERNATIONAL BAKING CO.
149
these departments were laid off, while others were transferred
to different departments.
According to Croy, she determined that in the shipping de-
partment there were more supervisory personnel than neces-
sary. She indicated that there were three supervisors in the de-
partment, and named Robledo and the two Arteaga brothers.
Further, Croy mentioned Leopoldo Meza, who she classified as
a senior lead, but contended that Meza “was really more of a
working lead,” having only recently been promoted. On the
other hand, she testified that Robledo’s role “was more along
the lines of what the other two supervisors in that department
were doing.” Croy said that she selected Robledo for layoff
because “he had the least seniority out of the three that we
looked at,” and she named Robledo and the Arteaga brothers.
Croy also seemed to suggest that another reason that Robledo
was selected for layoff was because he “had recently had a
disciplinary action,” and when she heard about it, she felt “it
was a terminable offense.” Further, she testified that in deciding
to lay off Robledo, she did not talk with anyone about his in-
volvement with the Union.
On cross-examination, Croy acknowledged that both Meza
and Robledo were hourly paid employees, while the Arteaga
brothers were salaried employees. Further, she admitted that
Robledo was the only employee in the shipping department
who actually lost his job through a layoff. Two other shipping
department employees were given transfers into the production
department. Meza was allowed to remain in the shipping de-
partment, but not as a senior lead. Robledo had seniority over
Meza. Croy justified not giving a transfer to Robledo or allow-
ing him to remain in the department, in other than a senior lead
position, on the basis that he had previously received a “verbal
warning,” and a “demotion” might “upset” him, and lead to
“further incidents.”
I did not find Erika Croy to be a credible witness. Her testi-
mony was inherently implausible. The story she tells about why
Robledo was selected for layoff, rather than Meza, or appar-
ently anyone else in the department, is convoluted. He had
seniority over Meza, and as a senior lead, he must have had
more value to the Respondent than a rank-and-file employee.
Never the less, he is the one department employee chosen for
layoff. Croy testified in a disjointed and confused fashion, de-
spite obviously being an intelligent and articulate individual. In
my opinion, her confusion was a product of trying to contrive a
plausible explanation for a course of action that made sense
only if the Respondent’s true aim in laying off Robledo was to
rid itself of a union supporter. Further, Croy’s denial that she
had any knowledge of which employees had supported the
Union, or that she discussed Robledo’s union activity with
anyone prior to his termination, defies credulity. While Croy
arrived on the scene 2 months after the representation election,
it is inconceivable that an election campaign, which had caused
the Respondent to hold 80 captive audience meetings with its
employees, would not have been discussed at some length with
the new plant manager. Certainly she knew that Robledo had
been an active union supporter. To suggest other wise is simply
not credible.
Irma Elioff testified that she and Croy discussed the need to
reduce the number of employees in the shipping department
before Croy made the decision to lay off Robledo. Elioff was of
the view that the department was “top heavy” with supervisors.
She described Robledo as a “disgruntled employee,” and can-
didly admitted on cross-examination that he had been unhappy
since the Union lost the election. She felt that to “demote”
Robledo and “give him a cut in pay would only make him that
much more disgruntled.” However, the Respondent was obvi-
ously willing to offer the opportunity to Meza, who had less
seniority. As Elioff indicated, the Respondent did not even give
Robledo the option of a demotion.
Elioff attempts to distinguish Robledo by indicating that he
had called his coworkers derogatory names for not having
voted for the Union. However, he apparently never received
any discipline for this alleged misconduct. In August 2002, he
had received a verbal warning for allegedly “giving the finger”
to a supervisor. (R. Exh. 22.) That was apparently the discipli-
nary action that Croy had made reference to. In any event, Croy
acknowledged that Robledo had received no further discipli-
nary action from August through the time of his layoff. Further,
Elioff testified that in discussing the reduction in force in the
shipping department, she had never mentioned anything to
Croy about Robledo’s union activity. Although I have found
that Elioff generally testified credibly, in this one instance I do
not believe her. It is simply inconceivable that only three
months after the election campaign, in which the Respondent
had so vigorously participated, that Elioff would not have at
least mentioned to the new plant manager the prominent sup-
port that Robledo had given to the Union.
I believe that Macario Robledo testified credibly. He testified
in a calm, quiet way, and I was left with the impression that his
testimony was without exaggeration or embellishment. He ad-
mitted giving a coworker the finger and receiving a verbal
warning for the incident, but denied that he had called any em-
ployees derogatory names. Also, he testified in a straightfor-
ward way about his union activity, as noted earlier.
Applying the standards and factors as set forth by the Board
in Wright Line, supra; and Tracker Marine, supra, I conclude
that the General Counsel has established a prima facie case that
Robledo’s union activity was a motivating factor in the Re-
spondent’s decision to terminate him. There is no doubt that
Robledo engaged in significant union activity. As is enumer-
ated above, he distributed union flyers in the Respondent’s
parking lot during lunch and break periods for approximately
30 days. Further, he was the observer for the Union at the elec-
tion. This union activity was “open and notorious,” and obvi-
ously the Respondent would have been fully aware of its occur-
rence. I have found Erika Croy to be incredible and, thus, dis-
count her denial that she was aware of Robledo’s union activ-
ity. Of course, Elioff and Dominguez were heavily involved in
the Respondent’s campaign to defeat the Union and, so, would
have been very aware of Robledo’s involvement.
There can be no doubt that Robledo suffered an adverse em-
ployment action. He was terminated from his job with the Re-
spondent. He had been employed at the facility since 1988. The
Respondent refers to this job action as a “layoff,” but regardless
of the semantics, the result was the same. Robledo lost his job.
Regarding the question of whether there exists a link or
nexus between Robledo’s union activity and his termination by
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
150
the Respondent, I believe that the evidence establishes such a
connection. While the layoff came approximately 3 months
after the representation election, certainly memories of the
campaign were still fresh in the minds of the Respondent’s
managers. The Respondent had put forth a maximum effort to
defeat the Union in the campaign. This campaign was not sim-
ply some academic exercise on the part of the Respondent.
Rather, the managers had conducted approximately 80 captive
audience meetings over a 3-month period in an effort to remain
nonunion.
In my view, the degree to which the Respondent conducted
its election campaign is some evidence demonstrating animus
toward the Union and its supporters. Animus or hostility toward
an employee’s union activity may be inferred from all the cir-
cumstances, even without direct evidence. Shattuck Denn Min-
ing Corp. v. NLRB, 362 F.2d 466, (9th Cir. 1966); and U.S. Soil
Conditioning Co., 325 NLRB 762 (1978). I believe that such an
inference is warranted here. The Respondent engaged in a very
aggressive campaign to defeat the Union’s organizing efforts.
While an employer certainly has the legal right to oppose a
union’s organizing efforts, by the extent and method of their
efforts, this Respondent’s managers made sure the employees
understood that this was not simply business as usual.
In any event, there is also ample direct evidence of animus
directed toward the Union and its supporters. As is noted
above, I have found that during the campaign, the Respondent
did violate Section 8(a)(1) of the Act by promising employees
at group meetings new and/or enhanced benefits in order to
induce the employees to abandon their support of the Union.
Specifically, the benefits entailed the creation of a gainsharing
bonus, and the grant of at least one additional paid holiday. By
promising these new and/or enhanced benefits, I conclude that
the Respondent was interfering with, restraining and coercing
employees in the exercise of their Section 7 rights. Such con-
duct constitutes prima facie evidence of antiunion animus on
the part of the Respondent.
The General Counsel, having met his burden of establishing
that the Respondent’s actions in terminating Robledo were
motivated, at least in part, by anti-union considerations, the
burden now shits to the Respondent to show that it would have
taken the same action, absent the protected conduct. Senior
Citizens Coordinating Council, supra; Regal Recycling, Inc.,
supra. The Respondent must persuade by a preponderance of
the evidence. Peter Vitalie Co., supra. The Respondent has
failed to meet this burden.
It is the Respondent’s position that Robledo was “laid off”
because of an economic reduction in force. The Respondent’s
new plant manager, Erika Croy so testified. However, for the
reasons stated earlier, I found Croy to be incredible, and her
explanation for the layoff to be a fabrication. It may very well
be that the facility was having significant economic problems
and that the Respondent needed to reduce its labor costs. The
elimination of 70 temporary employees would indicate that was
the case. However, while the Respondent contends that some
permanent employees were also eliminated through layoff,
there was no testimony establishing how many such employees
were allegedly part of the reduction in force. In its posthearing
brief, counsel for the Respondent cites to what appears to be a
computer generated document entitled “Terminated Employees
from August 2001 thru July 2003.” (Jt. Exh. 3.) This document
apparently lists those employees of the Respondent who were
separated from their employment for any reason during the
specified time period. It lists a number of employees as having
been separated because of “layoff.” However, there is no spe-
cific information as to why these particular employees were
selected, nor do most of the dates of the other layoffs correlate
with the date of Robledo’s layoff. I do not believe that this
document supports the Respondent’s position. Nevertheless, it
does establish one very significant point, that being that for the
period covered, the only shipping and receiving department
employee listed as a layoff is Robledo.
Croy’s contention that an additional reason for Robledo’s se-
lection for layoff was because he had previously been disci-
plined, appears to be an effort to “grasp at straws.” His disci-
pline for having given his supervisor the finger in August was a
verbal warning. It is simply incredible that 2 months later, Croy
would have been concerned enough about a disciplinary inci-
dent, which merited only a “verbal warning,” to consider it as
support for her alleged economic decision to select Robledo for
layoff. More accurate was likely Elioff’s testimony that she
viewed Robledo as a “disgruntled employee,” who had been
unhappy since the Union lost the election.
I am convinced that Robledo was selected for layoff because
he was viewed as a union supporter. The Respondent’s conten-
tion that he was selected as the only shipping department em-
ployee for layoff, essentially because as a senior lead he was
the most expendable, makes no sense. Robledo had more sen-
iority than senior lead Meza. However, Meza was allowed to
remain in the department, although not as senior lead. The only
logical reason why Robledo was not offered that opportunity,
or the option of transferring to another department, was because
of his union activity.
I find the Respondent’s stated explanation for terminating
Robledo to constitute a transparent pretext. Accordingly, the
Respondent has failed to rebut the General Counsel’s prima
facie case by any standard of evidence. It is, therefore, appro-
priate to infer that the Respondent’s true motive was unlawful,
that being because of Robledo’s union activity.
Williams Contracting, Inc., 309 NLRB 433 (1992); Lime-
stone Apparel Corp., 255 NLRB 722 (1981), enfd. 705 F.2d
799 (6th Cir. 1982); and Shattuck Denn Mining Corp. v. NLRB,
326 F.2d at 470.
Accordingly, I find and conclude that the Respondent has
violated Section 8(a)(1) and (3) of the Act by terminating
Macario Robledo in October 2002, as alleged in paragraphs
6(c) and 9 of the complaint.
5. Summary
As is reflected above, I recommend dismissal of the follow-
ing paragraphs of the complaint: paragraphs 6(a), (b), and (e),
7(a), (b), (c), (d), and (e), but only as to listed items (2), (4), and
(5), 7(f) and (g).
Further, I find that the Respondent has violated Section
8(a)(1) of the Act as alleged in paragraph 7(e)(1) and (3), and
paragraph 10 of the complaint. Also, I find that the Respondent
INTERNATIONAL BAKING CO.
151
has violated Section 8(a)(1) and (3) of the Act as alleged in
paragraphs 6(c) and 9 of the complaint.
IV. THE OBJECTIONS TO THE ELECTION
The Petitioner filed objections to the election, many of which
are coextensive with the allegations of the complaint. In the
Regional Director’s report on objections and order consolidat-
ing cases (GC Exh. 1(ff)), she ordered that those objections that
are coextensive be consolidated with the complaint allegations
and heard by me who should, thereafter, make a recommenda-
tion to the Board as to the disposition of those objections.
Those objections, which are coextensive, are Objections 1, 2, 7,
8, 12, 13, 14, 15, 19, and that portion of Objection 6 as con-
cerns the suspension of Guadalupe Ortiz.28
Additionally, the Petitioner’s Objection 20 is not coextensive
with any of the allegations of the complaint. In this objection,
the Petitioner asserts that the Employer failed to properly post
the notices of election for 3 full working days in advance of the
election on July 9 and 10, 2002. In the Regional Director’s
report, she ordered that Objection 20 be heard at the same time
as the other objections, and that I make a recommendation to
the Board as to its disposition. The Employer has denied com-
mitting any objectionable conduct.
After a careful review of those objections that the Regional
Director found to be coextensive with certain complaint allega-
tions, it is apparent to me that Objections 1, 2, 6, as it concerns
the suspension of Guadalupe Ortiz, Objections 7, 8, 13, 15, and
19 are without merit. These objections are coextensive specifi-
cally with the complaint allegations that I have found to be
without merit, for the reasons stated earlier in this decision, and
for which I have recommended dismissal. Accordingly, I rec-
ommend that Objections 1, 2, 6, as it concerns the suspension
of Guadalupe Ortiz, Objections 7, 8, 13, 15, and 19 be over-
ruled.
However, regarding Objections 12 and 14, I find that they
have merit. Objection 12 essentially mirrors the unfair labor
practice allegation found in complaint paragraph 7(e)(1), that
being that the Respondent promised new and /or enhanced
benefits to employees in the form of a gainsharing bonus in
order to induce them to abandon their support for the Union.
Objection 14 essentially mirrors the unfair labor practice alle-
gation found in complaint paragraph 7(e)(3), that being that the
Respondent promised new and/or enhanced benefits to employ-
ees in the form of additional paid holidays in order to induce
them to abandon their support for the Union. As I have indi-
cated above, I conclude that the Respondent violated Section
8(a)(1) of the Act by its conduct as alleged in these two com-
plaint paragraphs.
As I find, the Respondent has committed the above unfair la-
bor practices during the critical period between the filing of the
28 In her report on objections and order consolidating cases, the Re-
gional Director approved the Petitioner’s request to withdraw Objec-
tions 3, 4, 5, 9, 10, 11, 16, 17, 18, 21, and an unnumbered objection,
and that portion of Objection 6 as does not concern the suspension of
Guadalupe Ortiz.
petition and the election.29 It is well settled that conduct during
the critical period that creates an atmosphere rendering improb-
able a free choice warrants invalidating an election. See Gen-
eral Shoe Corp., 77 NLRB 124 (1948). Such conduct is suffi-
cient if it creates an atmosphere calculated to prevent a free and
untrammeled choice by the employees. As the Board stated, in
election proceedings, it is the Board’s function to provide a
laboratory in which an experiment may be conducted, under
conditions as nearly as ideal as possible, to determine the unin-
hibited desires of the employees. General Shoe Corp., supra.
The Respondent has committed significant unfair labor prac-
tices, by promising employees new and/or enhanced benefits in
order to induce them to abandon their support for the Union,
during the critical period, which unfair labor practices also
constituted objectionable conduct. The Board has traditionally
held that conduct violative of Section 8(a)(1) of the Act is also
conduct, which interferes with the exercise of a free and un-
trammeled choice in an election. Dal-Tex Optical, 137 NLRB
1782, 1786 (1962); and IRIS U.S.A., Inc., 336 NLRB 1013
(2001). None of the unfair labor practices committed by the
Respondent during the critical period would constitute a de
minimis exception to that general proposition as recognized by
the Board. Bon Appetit Management Co., 334 NLRB 1042
(2001); and Caron International, 246 NLRB 1120 (1979). The
8(a)(1) violations fall within the de minimis exception only
when these violations “are such that it is virtually impossible to
conclude that they could not have affected the results of the
election. Super Thrift Markets, 233 NLRB 409, 409 (1977),
cited in Sea Breeze Health Care Center, 331 NLRB 1131
(2000).
In the matter at hand, the Employer’s supervisors and agents,
including Irma Elioff and Daniel Mani,30 who was at the time a
consultant and agent, made presentations to groups of employees
where they were informed about the addition of a gainsharing
bonus and at least one additional paid holiday. These were sig-
nificant benefits, the news of which would have been widely
disseminated and designed to influence the voters to reject the
Union. I am of the opinion that such promised future benefits
would likely have influenced the outcome of the election. Despite
the significant majority of employees who voted against the Peti-
tioner, I do not believe “that it is virtually impossible to conclude
that the election outcome has been affected” by the Employer’s
objectionable conduct. Super Thrift Markets, supra..
I conclude that the unfair labor practices committed by the
Respondent during the critical period constituted objectionable
conduct that interfered with the free choice of employees in the
election. Such conduct constitutes grounds for setting aside the
election. These were significant unfair labor practices, which
would clearly have had a tendency to seriously inhibit the em-
ployees’ willingness to engage in union activity, and would
likely have created an atmosphere unconducive to a free and
29 Complaint par. 7(e), as amended at the hearing, alleges that the
specified conduct occurred between May and June 2002, and I so find,
as it involves the gainsharing bonus and additional holidays.
30 Daniel Mani was known to at least some of the employees as the
person who formally was the Employer’s chief executive at the facility.
This would likely have given addition significance to any of his state-
ments.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
152
untrammeled choice by the employees. The Employer’s con-
duct destroyed the laboratory conditions required by the Board.
Therefore, I recommend that the election be set aside and a new
Further, there is another reason why the election must be set
aside. In objection number 20, it is alleged that the Employer
failed to post the notice of election 72 hours “prior to the open-
ing of the voting polls.” Section 103.20 of the Board’s Rules
and Regulations provides in pertinent part:
Posting of election notices.—(a) Employers shall post
copies of the Board’s official Notice of Election in con-
spicuous places at least 3 full working days prior to 12:01
a.m. of the day of the election. . . . In all cases, the notices
shall remain posted until the end of the election.
(b) The term “working day” shall mean an entire 24-
hour period excluding Saturdays, Sundays, and holidays.
. . . .
(d) Failure to post the election notices as required
herein shall be grounds for setting aside the election when-
ever proper and timely objections are filed under the pro-
visions of section 102.69(a).
As counsel for the Petitioner stated in his posthearing brief,
the above rule has been “strictly enforced” by the Board. The
Board has set aside an election result and ordered a new elec-
tion even in cases where the employer acted in good faith and
complied “substantially,” but not “fully,” with Section 103.20.
Smith’s Food & Drug, 295 NLRB 983, 983–984 (1989). Also,
in Terrace Gardens Plaza, 313 NLRB 571, 572 (1993), the
Board made it clear that “the Rule’s provisions do not allow for
any analysis as to the actual impact of noncompliance on a
particular election.”
In the matter at hand, the election took place on Tuesday and
Wednesday, July 9 and 10, 2002. Under Section 103.20, the
election notices had to be posted no later than 12:01 a.m. on
Wednesday, July 3, the third full working day before the day of
the election, “excluding Saturdays, Sundays, and holidays”
such as the 4th of July. Further, under the Rule, the notices had
to remain posted from that time and date until the end of the
election. It is the Petitioner’s position that the notices were not
posted as of 12:01 a.m. on July 3, and, therefore, the election
must be set aside and a new election must be ordered. I agree.
A number of employee witnesses testified on behalf to the
Petitioner that they did not see the posted notices at the facility
until some time substantially after July 3. These witnesses in-
cluded Griselda Hernandez, Bella Amar Aguirre, and Macario
Robledo. However, it is not necessary for the undersigned to
decide on the accuracy of their testimony. The Respondent’s
human resources manager, Irma Elioff, testified that she or-
dered the election notices posted. Giving the Respondent the
“benefit of the doubt,” and fully crediting Elioff’s testimony, I
must conclude that the notices were not posted by the requisite
time on July 3.
According to the testimony of Elioff, she received a call
from Jimmy Phillips, who works for the Employer at the corpo-
rate headquarters in St. Louis. While she did not specifically
say that she received the call on July 3, that was clearly the
date, as she testified that, “[t]he 4th of July was going to be the
following day and we were going to be getting paychecks
early.” Phillips told her that it was very important that the
Board notices get posted, “that they were required to be posted
three days prior to the election.” After she hung up the phone,
Elioff thought to herself, “Does that include Saturday and Sun-
day? Is it workdays or does it include the weekend? So, I did
not want to risk it.”
Elioff testified that she then asked her assistant, Arlet
Moranda, “to please post them, as soon as possible.” She went
on to describe the bulletin boards where the notices were to be
posted, and how Plexiglas covers held on by 15 screws had to
be removed before the notices could be placed on the bulletin
boards. According to Elioff, because of the mechanics involved
in removing the covers, she wanted her assistant “to post it
immediately.” In response to counsel for the Employer’s ques-
tion, “So, the poster was up, before the 4th of July holiday?”
Elioff responded,” Absolutely.” She went on to say that the
notices were posted on the employee lunchroom bulletin board
and on the bulletin board by the reception entrance. Both bulle-
tin boards had Plexiglas covers.
Accepting Elioff’s testimony as accurate, she had conversa-
tions with Jimmy Phillips and Arlet Moranda and the Plexiglas
covers had to be removed from both bulletin boards, all before
the notices were actually posted. Certainly the two conversa-
tions and the removal of the Plexiglas covers all took some
time. Elioff does not say specifically what time the conversa-
tion with Jimmy Phillips occurred. It is certainly reasonable to
assume that the conversation took place no earlier than when
Elioff arrived at work on the morning of July 3, presumably at
around 7 or 8 a.m. However, even if I were to conclude that
Elioff was at the facility at midnight,31 it would clearly be im-
possible for Elioff to have had two conversations and for the
Plexiglas covers to have been removed from the bulletin boards
and the notices posted, all before 12:01 a.m. on July 3.
Elioff’s testimony establishes that the Employer did not post
the election notices 3 full working days prior to the day of the
election. In order to comply with Section 103.20 of the Boards
Rules, notices must have been posted by no later than 12:01
a.m. on July 3. That did not happen. Most likely, the notices
were not posted until sometime after 7 or 8 a.m. on the morning
of July 3. Even in a “best case scenario” for the Employer,
although highly unlikely, the notices were posted sometime
after 12:01 a.m. Such a scenario would have to allow time for
two telephone conversations and the removal of the Plexiglas
covers, meaning the notices would have not been posted until
substantially after the required time.
Under existing Board law, strict enforcement of the posting
requirement of Section 103.20 is required. See Smith’s Food &
Drug, supra; and Terrance Gardens Plaza, supra. Thus, any
late posting of the election notices by the Employer, even by
minutes, necessitates that the election results be set aside and
that a new election be ordered. That is all the more true where
in all likelihood, the notices were not posted by the Employer
31 It is, of course, highly unlikely that Elioff would have been at the
facility at midnight on July 3. It is equally unlikely that either Jimmy
Phillips or Arlet Moranda would have been at their respective offices at
that hour. For all three individuals to have been at work at midnight is
so unlikely as to be fanciful.
INTERNATIONAL BAKING CO.
153
until at least the start of Elioff’s workday on the morning of
July 3, some 8 or more hours after the requisite hour for post-
ing. Accordingly, for this additional reason, I recommend that
the election be set aside and a new election conducted.
Concomitantly, it appears that the Employer’s posting of the
notices was deficient for another reason. In his posthearing
brief, counsel for the Petitioner contends that the Employer also
did not adhere to the requirements of Section 103.20 of the
Rules, because the Employer did not post the notices for 3 full
working days prior to the day of the election in both English
and Spanish. This issue was full litigated at the hearing with
extensive witness testimony being offered as to specifically
what employees saw when they observed the posted notices.
Further, I find that objection number 20 is worded broadly
enough to encompass the question of whether the requirement
of notice posting for 3 full working days was violated because
the posted notices were allegedly in English only.
As I have indicated, numerous employee witnesses called by
the Petitioner testified about what they saw and when they saw
it regarding the posting of the notices. However, I do not be-
lieve it necessary to determine the correctness of any of their
testimony. Instead, I will again give the Employer the “benefit
of the doubt,” and credit the testimony of its witness, Maria del
Carmen Estrada. Earlier in this decision, I found Estrada’s tes-
timony to be confusing and largely incomprehensible. Never
the less, I found her to be credible in the sense that she was
attempting to testify truthfully, and that any confusion was
likely the product of limited education and loss of continuity in
the translation from Spanish to English. I still find this to be so.
Estrada testified that she took several pictures of her fellow
workers before July 4.32 These pictures also show the notice
posted at one location, the employee lunchroom bulletin board.
(R. Exhs. 6 & 7.) It is apparent after viewing one of those pho-
tographs that the notice posted on that bulletin board, which
notice is fully displayed, was primarily an English language
version of the notice. There is no Spanish language version of
the notice anywhere in the picture. (R. Exh. 7.) None of the
Employer’s witnesses, including Elioff, dispute this. It is clear
from the record that the Regional Director provided election
notices to the Employer for posting in both English and Span-
ish. (Jt. Exhs. 2a & b.) It is equally clear that many, if not most,
of the employees who were eligible to vote were native or pri-
mary speakers of Spanish. In fact, with only a few exceptions,
almost all of the employee witnesses at the hearing required the
aid of an English to Spanish interpreter. Therefore, the need for
both Spanish and English notices was obvious. The only issue
remaining is whether the absence of a Spanish language notice
on at least July 3 at the lunchroom location is a sufficient basis
to set aside the results of the election. I believe that it is.
Under existing Board law, the Employer’s failure to also
post the notice in Spanish is another independent reason why
the election result must be set aside and a new election ordered.
In Flo-Tronic Metal Mfg., 251 NLRB 1546 (1980), where only
32 I conclude that these pictures were taken sometime on July 3, fol-
lowing the posting of the notices. This would comport with the testi-
mony of Elioff, who indicated that the notices were posted sometime on
that date.
a portion of the notice was in both English and Spanish, the
Board held that the election should be set aside. According to
the Board, the notice contains, among other matters, “important
information with respect to the rights of employees, the purpose
of which is to alert them as to their rights under the Act and to
warn unions and management alike against conduct impeding a
free and fair election.” Further, the Board found that the “fail-
ure to include in the notice a full statement of rights of employ-
ees in both English and Spanish . . . constitutes interference
with the election.”
Also, in Rattan Art Gallery, 260 NLRB 255 (1982), the
Board held that the Regional Director’s failure to have the no-
tice fully and accurately translated into the Filipino language,
which language was the primary language of certain employees
who could neither read nor speak English, “destroyed the labo-
ratory conditions for holding a fair election.” The Board con-
cluded that the employees were “deprived of an opportunity to
discuss election issues with fellow employees,” and ordered a
new election.
In the matter at hand, the Respondent failed to follow the re-
quirements of Section 103.20 of the Rules by failing on at least
part of 1 day, July 3, to post the election notice in the employee
lunchroom in both English and Spanish. This deprived the
Spanish-speaking employees, of which there were a significant
number, of an opportunity to obtain an explanation of their
rights under the Act, an explanation of the purpose and conduct
of the election, and to discuss election issues with fellow em-
ployees. As such, “the laboratory conditions for holding a fair
election” were destroyed. Rattan Art Gallery, above. Accord-
ingly, for this additional reason, I recommend that the election
be set aside and a new election be conducted.
In summary, I have concluded that the Petitioner’s Objec-
tions 12 and 14, which are coextensive with certain unfair labor
practices committed by the Employer, have merit. Further, I
have found that the Petitioner’s objection number 20 has merit,
both as to the Employer’s failure to post the election notices for
3 full working days prior to the day of the election, and to post
said notices in Spanish as well as English. Further, I have found
that the Employer’s objectionable conduct destroyed the labora-
tory conditions for an election required by the Board. There-
fore, I have recommended that the election be set aside and a
new election conducted.
CONCLUSIONS OF LAW
1. The Respondent, Sara Lee Bakery Group, d/b/a Interna-
tional Baking Company and Earthgrains, is an employer en-
gaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
2. The Union, Bakery, Confectionery, Tobacco Workers and
Grain Millers International Union, Local 37, AFL–CIO, CLC,
is a labor organization within the meaning of Section 2(5) of
the Act.
3. By the following acts and conduct the Respondent has vio-
lated Section 8(a)(1) of the Act:
(a) Promising new and/or enhanced benefits to employees in
the form of a gainsharing bonus and additional paid holidays, in
order to induce them to abandon their support for the Union.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
154
4. By the following acts and conduct the Respondent has vio-
lated Section 8(a)(1) and (3) of the Act:
(a) Discharging its employee Macario Robledo.
5. The above unfair labor practices affect commerce within
the meaning of Section 2(6) and (7) of the Act.
6. The Respondent has not committed the other violations of
law that are alleged in paragraphs 6(a), (b), and (e); 7(a), (b),
(c), (d), and (e); but only as to listed items (2), (4), and (5), and
paragraphs 7(f) and (g) of the complaint.
7. By the conduct set forth in Conclusions of Law 3(a),
above, and by its failure to post the notice of election in Span-
ish and English for 3 full working days prior to the day of the
election, the Respondent has improperly interfered with the
representation election conducted by the Board in Case 21–RC
–20465. Accordingly, I recommend that the election be set
aside and a new election be conducted at a date and time to be
determined by the Regional Director for Region 21.
THE REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and take certain affirmative action designed to effectuate
the policies of the Act.
The Respondent having discriminatorily discharged its em-
ployee Macario Robledo, my recommended order requires the
Respondent to offer him immediate reinstatement to his former
position, displacing if necessary any replacement, or if his posi-
tion no longer exists, to a substantially equivalent position,
without loss of seniority and other privileges. My recom-
mended order further requires the Respondent to make Robledo
whole for any loss of earnings and other benefits, computed on
a quarterly basis from the date of his discharge to the date the
Respondent makes a proper offer of reinstatement to him, less
any net interim earnings as prescribed in F. W. Woolworth Co.,
90 NLRB 289 (1950), plus interest as computed in New Hori-
zons for the Retarded, 283 NLRB 1173 (1987).
The recommended order further requires the Respondent to
expunge from its records any reference to the discharge of
Robledo, and to provide him with written notice of such ex-
punction, and inform him that the unlawful conduct will not be
used as a basis for further personnel actions against him. Ster-
ling Sugars, Inc., 261 NLRB 472 (1982). Further, the Respon-
dent must not make reference to the expunged material in re-
sponse to any inquiry from any employer, employment agency,
unemployment insurance office, or reference seeker, or use the
expunged material against Robledo in any other way. Finally,
the Respondent shall be required to post a notice that assures
the employees that it will respect their rights under the Act.
Additionally, as indicated above, I have found that the Re-
spondent engaged in objectionable conduct affecting the results
of the election in Case 21–RC–20465. I recommend, therefore,
that the election in this case held on July 9 and 10, 2002, be set
aside, that a new election be held at a date and time to be de-
termined in the discretion of the Regional Director for Region
21, and that the Regional Director include in the notice of the
election the following:
NOTICE TO ALL VOTERS
The election held on July 9 and 10, 2002, was set aside be-
cause the National Labor Relations Board found that certain
conduct of the Employer interfered with the employees’free
exercise of a free and reasoned choice. Therefore, a new elec-
tion will be held in accordance with the terms of this Notice of
Election. All eligible voters should understand that the Na-
tional Labor Relations Act gives them the right to cast ballots
as they see fit and protects them in the exercise of this right
free from interference by any of the parties.33
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended34
ORDER
The Respondent, Sara Lee Bakery Group, d/b/a International
Baking Company and Earthgrains, Vernon, California, its offi-
cers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Promising new and/or enhanced benefits to employees in
the form of a gainsharing bonus and additional paid holidays, in
order to induce them to abandon their support for the Union.
(b) In any like or related manner interfering with, restraining,
or coercing its employees in the exercise of the rights guaran-
teed to them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this Order, offer Macario
Robledo full reinstatement to his former job or, if that job no
longer exists, to a substantially equivalent position, without
prejudice to his seniority or any other rights or privileges previ-
ously enjoyed.
(b) Make Macario Robledo while for any loss of earnings
and other benefits suffered as a result of the discrimination
against him, in the manner set forth in the remedy section of
this decision.
(c) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful discharge of Macario
Robledo, and within 3 days thereafter notify him in writing that
this has been done and that the discharge will not be used
against him in any way.
(d) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(e) Within 14 days after service by the Region, post at its fa-
cility in Vernon, California, copies of the attached notice (in
33 Lufkin Rule Co., 147 NLRB 341 (1964).
34 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
INTERNATIONAL BAKING CO.
155
both English and Spanish) marked “Appendix.”35 Copies of the
notice (in both English and Spanish), on forms provided by the
Regional Director for Region 21, after being signed by the Re-
spondent's authorized representative, shall be posted by the
Respondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, copies of the notice (in both English
and Spanish) to all current employees and former employees
employed by the Respondent at any time since April 1, 2002.
(f) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint be dismissed inso-
far as it alleges violations of the Act not specifically found.
IT IS FURTHER ORDERED that the Regional Director for Region
21 shall set aside the representation election in Case 21–RC–
20465, and that a new election be held at a date and time to be
determined in the discretion of the Regional Director.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this notice.
35 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT do anything that interferes with these rights.
Specifically:
WE WILL NOT layoff, discharge, or otherwise discriminate
against any of you for supporting the Bakery, Confectionery,
Tobacco Workers and Grain Millers International Union, Local
37, AFL–CIO, CLC (the Union), or any other union.
WE WILL NOT promise you new and/or improved benefits or
working conditions in order to discourage you from supporting
the Union, or any other union.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Federal labor law.
WE WILL NOT, within 14 days from the date of the Board’s
Order, offer Macario Robledo full reinstatement to his former
job or, if that job no longer exists, to a substantially equivalent
position, without prejudice to his seniority or any other rights or
privileges previously enjoyed.
WE WILL NOT make Macario Robledo whole for any loss of
earnings and other benefits resulting from his discharge, less
any net interim earnings, plus interest.
WE WILL, within 14 days from the date of the Board’s Order,
remove from our files any reference to the unlawful discharge
of Macario Robledo, and WE WILL, within 3 days thereafter,
notify him in writing that this has been done and that the dis-
charge will not be used against him in any way.
SARA LEE BAKERY GROUP, D/B/A INTERNATIONAL
BAKING COMPANY AND EARTHGRAINS