087 NLRB 937
Lumber and Sawmill Workers Union
In the Matter of LUMBER AND SAWMILL WORKERS UNION, LOCAL UNION
No. 1407, AFFILIATED WITH UNITED BROTHERHOOD OF CARPENTERS
AND JOINERS OF AMERICA, A. F. L.; BUILDING AND CONSTRUCTION
TRADES COUNCIL OF ORANGE COUNTY, A. F. L.; GENERAL TRUCK
DRIVERS, CHAUFFEURS AND HELPERS UNION, LOCAL No. 692, INTERNA-
TIONAL BROTHERHOOD OF TEAMSTERS, CHAUFFEURS, WAREHOUSEMEN
AND HELPERS OF AMERICA, A. F. L.; AND ORANGE COUNTY DISTRICT
COUNCIL OF CARPENTERS, A. F.
L. and R.
A. EMISON, ESSE S.
EMISON, ELLA E. SUMMERS AND MONA S. SMITH, CO-PARTNERS,
DOING BUSINESS UNDER THE FIRM NAME AND STYLE OF SANTA ANA
LUMBER COMPANY
Case No. 21-CC-60.-Decided December 16, 1949
DECISION
AND
ORDER
On August 23, 1949, Trial Examiner Hamilton Gardner issued his
Intermediate Report in the above-entitled proceeding, finding that
the Respondents had engaged in and Were engaging in certain unfair
labor practices and recommending that they cease and desist therefrom
and take certain affirmative action, as set forth in the copy of the
Intermediate Report attached hereto.
The Trial Examiner also
found that the Respondents had not engaged in certain other alleged
unfair labor practices and recommended that the complaint be dis-
missed as to these allegations.
Thereafter, the Respondents and the
General Counsel filed exceptions to the Intermediate Report and
supporting briefs.
On October 20, 1949, the Board heard oral argument at Washington,
D. C., in which the General Counsel and the Respondents participated.
The Board 1 has reviewed the rulings of the Trial Examiner made
at the hearing and finds that no prejudicial error was committed.
The
rulings are hereby affirmed.
The Board has considered the Interme-
' Pursuant to the provisions of Section 3 (b) of the National Labor Relations Act, the
Board has delegated its powers in connection with this case to a three -member panel
[ Chairman Herzog and Members Houston and Reynolds].
87 NLRB No. 135.
937
938
DECISIONS OF NATIONAL
LABOR RELATIONS BOARD
diate Report, the exceptions and briefs, the oral argument, and the
entire record in the case, and hereby adopts the findings, conclusions,
and recommendations of the Trial Examiner insofar as they are con-
sistent with the findings, conclusions, and order herein.
1. The Company, a dealer in building supplies, principally lumber,
made purchases valued at approximately $900,000 during 1948, of
which approximately one third represented shipments to the Com-
pany's yard from sources outside the State of California.
All its
sales , amounting to about $1,200,000, were made to customers located
within the State?
On this set of facts, we find, as did the Trial Ex-
aminer, that the Company is engaged in commerce within the meaning
of the Act.3
2. We agree with the Trial Examiner's findings that the Respond-
ents did not restrain or coerce employees in violation of Section 8
(b) (1) (A) of the Act either by their alleged demand for an unlaw-
ful union shop clause,4 or by trailing the Company's trucks to their
delivery points.
As pointed out by the Trial Examiner, the indi-
viduals who followed the Company's trucks never uttered a threat to,
nor sought to intimidate, the Company's drivers.
The background
against which the trailing practice occurred was also free of intimi-
dation.
At no time did the trailers group themselves into "an inimi-
cal superior force," which might be said to have "conveyed the un-
unspoken threat" that the Company's drivers "might well be subjected
to bodily harm." s
Under the circumstances. of this case, we find that
the Respondents' practice of following the Company's trucks did not
restrain or coerce employees in the exercise of the rights guaranteed
in Section 7.
3. We agree with the Trial Examiner's finding that the Respondents
did not violate Section 8 (b) (2) of the Act by causing or attempting
to cause the Company to discriminate against employees in violation
of Section 8 (a) (3).6
'The Trial Examiner found incorrectly tha the Company made sales valued at $66,622.41
to customers located outside the State.
This figure actually represents sales within the
State to customers alleged by the Company to be engaged in interstate commerce. In
adopting the Trial Examiner's commerce finding, we rely on the substantial inflow of
purchases from without the State.
N. L. R. B. v. Cowell Portland Cement Company, 148
F. 2d 237 (C. A. 9) ; N. L. R. B. v. Suburban Lumber Company, 121 F. 2d 829 (C. A. 3).
' Howard County Lumber Co., Inc., 86 NLRB 512 ;
Spickelmicr Company, 83 NLRB
452; Henderson Lumber Company, Inc., 80 NLRB 1392; J. H. Patterson Co., 79 NLRB
355; J. F. Johnson Lumber Company, 73 NLRB 320.
4 National Maritime Union of America,
78 NLRB 971; American Radio Association,
82 NLRB 1344; Amalgamated Meat Cutters and Butcher Workmen (The Great Atlantic &
Pacific Tea Company), 81 NLRB 1052.
6 International Longshoremen's and Warehousemen's Union (Sunset Line and Twine Com-
pany ), 79 NLRB 1487, 1505.
:The Trial Examiner appears to rest part of his rationale for finding no violation of
Section 8 (b) (2) upon the distinction between "hiring hall" and "closed shop" clauses,
which are absolutely outlawed by the present Act, and the "union shop" clause which is
LUMBER AND SAWMILL WORKERS UNION
939
In the Maritime Union case,? the Board held that the Respondents
violated Section 8 (b)
(2) by insisting during negotiations for a
collective bargaining agreement upon the incorporation in the agree-
ment of an unlawful hiring arrangement, and by calling a strike which
had as its clear objective compelling the employer to accede to their
unlawful demand for a hiring hall arrangement.
Neither of these elements is present in this case.
The negotiations
between the Respondents and the Company never reached the stage of
insistence by either party on contract terms, whether for a union shop
or any other.
Actually, as the Trial Examiner found, the extent of
the discussion of a union shop at the April 7, 1949, meeting, at which
the demand for such a shop is alleged to have been made, was the
Respondents' explanation of the difference between a union shop and
a closed shop, after the Company brought up, the question of the
"Los Angeles" contract.
The Respondents did not demand a union
shop, much less insist on the inclusion of such a clause in any contract.
The Respondents were concerned with recognition at the April 7
meeting, and not with terms of a collective bargaining agreement.
Nor does the evidence warrant a finding that the clear objective of the
strike was to compel the Company to agree to a demand for an un-
lawful union shop arrangement.
On the contrary, all the evidence
points to the conclusion that the objective of all the Respondents'
strike activities was to secure recognition from the Company.
4. We do not agree with the Trial Examiner's finding that the
Respondents violated Section 8 (b) (4) (A) of the Act.,,
The Trial Examiner found that the incidents involving the Shugart,
San Pedro, and Penn Furniture Store companies were not unlawful
because the inducements in these cases were not made to employees of
these companies.9
As no exceptions have been filed to this finding, we
hereby adopt it.
The Trial Examiner found that both the Pei-in Van and Storage
Company and Harold Finley Trucking Company incidents violated
lawful it preceded by a successful authorization election.
We do not rest our decision
on this ground. In the Mine Workers case (International Union, United Mine TVorkers of
America, 83 NLRB 916), we held that the insistence upon a "union shop" without a pre-
ceding authorization election, accompanied by a strike to enforce such demand, equally
violated Section 8 (b) (2).
'National Maritime Union of America, 78 NLRB 971.
8 Section 8 (b) (4) (A) provides that it shall be an unfair labor practice for a labor
organization or its agents
(4) to engage in, or to induce or encourage the employees of any employer to engage
in, a strike or a concerted refusal in the course of their employment to use, manufacture,
process, transport, or otherwise handle or work on any goods, articles, materials, or
commodities or to perform any services, where an object thereof is : (A) forcing or
requiring . . . any employer or other person to cease using, selling, handling, trans-
porting, or otherwise dealing in the products of any other producer, processor, or manu-
facturer, or to cease doing business with any other person.
Sealright Pacific, Ltd., 82 NLRB 271.
940
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Section 8 (b) (4) (A), although in both cases, the acts of "induce-
ment or encouragement" occurred at the Company's own yard. In
the former case, the Trial Examiner found that the Respondents' rep-
resentatives had solicited Penn Van employees outside the Company's
yard not to pick up a load of lumber intended for their employer; in
the latter case, he found that such representatives had caused a truck
driver for the Harold Finley Company to delay unloading supplies
intended for the Company.
As stated, both incidents occurred immediately outside the Com-
pany's yard, the situs of the labor dispute. In the Ryan Construc-
tion case,70 the Board said that Section 8 (b) (4) (A) was
intended only to outlaw certain secondary boycotts, whereby
unions sought to enlarge the economic battleground beyond the
premises of the primary Employer.
When the picketing is wholly
at the premises of the employer with whom the union is engaged
in a labor dispute, it cannot be called "secondary" even though,
as is virtually always the case, an object of the picketing is to
dissuade all persons from entering such premises for business
reasons.
Hence, the solicitation in this case of employees of other employers
outside the Company's yard not to load or unload therein, was tradi-
tional primary action which is^ not outlawed by Section 8 (b) (4)
(A) ."
The Globe Lumber Company and C. C. Kent Construction Com-
pany incidents involve questions of agency.
The burden rested on the
General Counsel to prove by evidence in each of these cases that the
individuals involved acted as agents of the Respondents.,, In the
case of the Globe Lumber Company, the evidence shows that Knight,
business agent for Lumber and Sawmill Workers Union, Local 2288,
a Los Angeles labor organization which is not a respondent in this
proceeding, told two employees of Globe Lumber Company, a Los
Angeles company with which his union had a collective bargaining
agreement, not to load a Company truck with lumber because it was
"hot."
The employees obeyed Knight.
There is absolutely no evi-
dence to connect the Respondents with Knight's action.
A suspicion
is not evidence, nor is it a substitute for proof. In view of the
10 United Electrical, Radio and Machine Workers of America (Ryan Construction Corpo-
ration ), 85 NLRB 41.7.
n United Electrical, Radio and Machine Workers of America (Ryan Construction Corpo-
ration), supra; International Brotherhood of Teamsters, etc. (The International Rice
Milling Co., Inc.), 84 NLRB 360; Oil Workers International Union, Local Union 346 (The
Pure Oil Company), 84 NLRB 315.
" International Longshoremen's and Warehousemen's Union (Sunset Line and Toetne
Company ), 79 NLRB 1487.
LUMBER AND SAWMILL WORKERS UNION
941
paucity of the record, we are constrained to hold, contrary to the
Trial Examiner, that the General Counsel has failed to sustain the
bilyden of proving that Knight was an agent of the Respondents.
We believe that there is a similar failure of proof in the C. C. Kent
Construction incident.
Here, two drivers for the Company testified
that they had overheard a man named "Cross" who had trailed them
to the Kent job, tell a group of Kent employees that they were not
(rood union men, because they handled unfair materials and that
"Union cards don't mean a damn thing in Orange County." The.
Respondents' representatives responsible for assigning men to trail-
ing the Company's trucks categorically denied that anyone by the
name of "Cross" had been given such an assignment.
At this point,
we believe, the burden was on the General Counsel to go forward with
further proof of identification.
However, no additional evidence was
offered as to who "Cross" is or how he can be found. If we cannot
identify "Cross" more adequately than has been done, we cannot find
that he was an agent of the Respondents 13
The Trial Examiner seemingly rests his findings that the Parkhurst
Tract incident was unlawful upon Superintendent Marshall's unex-
plained statement to Bardwell that "the Union practice of following
Company tratclcs was disturbing his employees."
Marshall's testi-
mony is hearsay.
None of the employees testified, and there is no
evidence as to what, if anything, was said to them.
We are therefore
unable to find, with the Trial Examiner, that by their conduct at the
Parkhurst Tract, the Respondents "induced or encouraged" employees
to refuse to handle the Company's products.
As described in the Intermediate Report, the Respondents had some
of their unemployed members posted in automobiles outside the Com-
pany's yard.
When a company truck left the yard, men in one of the
automobiles followed it to its destination, ascertained the name and
address of the purchaser, and turned this information over to Bard-
well, secretary of the Orange County Council, whose duty it then was
to contact the purchasers for the purpose of dissuading them from
continuing to purchase the Company's products.
This happened be-
tween 100 and 200 times. The following cars carried no signs, plac-
ards, or other means of identification.
When the Company's truck
reached its destination, the person or persons in the following car did
not picket either the truck or the premises of the purchaser.
Nor did
13 Employee Estrada testified that on one occasion a "union man" who had followed him
to the Kent job spoke to some of the Kent employees. There is no evidence as to what
this "union man" said to the employees. It is not clear whether the Trial Examiner
regarded this incident as a violation of Section 8 (b) (4) (A).
However, as there is no
'evidence either of who the "union man" was, or what he said to the employees, no finding
of a statutory violation can be based on this incident.
942
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
they otherwise urge the employees of purchasers to do or refrain from
doing anything.14
The Trial Examiner relies on the Sealright 15 case to support his
finding that the truck trailing practice violated Section 8 (b) (4) (A).
But in that case, the trailing of the trucks to their destination was
followed by the picketing of the freight docks of the secondary em-
ployers to whom the primary employer was attempting to make deliv-
eries.
It was the picketing of the docks of the secondary employers,
and not the trailing, which the Board held violated this section of the
Act.
As we have seen, there was no picketing in this case.
It is difficult to perceive how the trailing here followed can be said
to have "induced or encouraged" employees to refrain from working
on the Company's products. The union members in the following cars
carried no signs and made no appeal for employee action by picketing
or other means.
Nor, as conducted in this particular case, do we be-
lieve that their mere act of following the Company's trucks was tanta-
mount to "inducement or encouragement" of employees other than the
Company's truck drivers, within the meaning of the Act.
As a result,
we believe that a necessary prerequisite for a finding that the trailing
practice violated Section 8 (b) (4) (A) is not present.
The Trial Examiner found that by placing the Company, the
primary employer, upon a "We do not patronize" list and by promul-
gating that list to the employees of various employers, the Respond-
ents violated Section 8 (b) (4) (A) of the Act. For the reasons set
forth in the Grauman decision,1° we find that the promulgation of a
primary employer's name on a "We do not patronize" list is not per se
a violation of the secondary boycott provisions of the amended Act 1r
Nor do we consider, as alleged in the complaint, that the April 1949
letter of the District Council of Carpenters to its members appealing
to them to favor "union yards and mills" is violative of the Act. This
11 The Trial Examiner found that the Respondents posted automobiles driven by members
of their unions at or near the premises of the Compan y's customers .
This finding is not
adopted, as there is no evidence of a practice of such posting .
All the evidence does show
is that in several instances when a company truck drove into a customer 's yard or project
to make a delivery ; the following car waited outside on the public street until the Company's
truck left, thereafter to resume the trailing.
15 Sealright Pacific, Ltd., 82 NLRB 271.
16 Denver Building and Construction Trades Council , AFL (The Grauman Company),
87 NLRB 755.
17 For reasons stated in the dissenting opinion in the
Grauman case, supra, Member
Reynolds is of the opinion that the unfair listing of a primary employer may, in some
instances , violate Section 8 (b) (4) (A) of the Act.
As he is of the further opinion that
in this case the "we do not patronize" listing of the Company was designed to induce and
encourage employees of other employers to refrain from handling the Company' s materials
and had as its objective compelling such other employers to discontinue dealings with the
Company, he would ordinarily find that the "we do not patronize" list violated the Act.
However, considering himself bound by the majority opinion in the Grauman case, Member
Reynolds concurs in the findings of the Board with respect to the listing of the Company.
LUMBER AND SAWMILL WORKERS UNION
943
letter did not mention the Santa Ana Company, nor did it "induce or
encourage" employees to refuse to handle the Company's products.
At most, by mentioning the names of lumber yards which had signed
contracts with the Respondent, the letter was the equivalent of a "fair
list."
Just as the promulgation of an unfair list containing the
primary employer's name is not per se an unfair labor practice, so is
the publicizing of a complementary fair list not unlawful.
In the Consolidated Lumber incident, there is a conflict of testi-
mony as to whether Brewer, business representative of Local 1407,
told Larsen; an employee of Consolidated, not to load any orders for
Santa Ana. In view of the fact that this incident now stands abso-
lutely alone, we do not believe that, even assuming-as we normally
do-that the Trial Examiner correctly resolved the question of credi-
bility involved, we should base a finding of violation of Section 8 (b)
(4) (A) upon it.18
5. Finally, for the reasons set forth above in the discussion of the
alleged violation of Section 8 (b) (4) (A), we agree with the Trial
Examiner's finding that the Respondents did not violate Section 8
(b) (4) (B) of'the Act.
Conclusion
As we have found that the Respondents have not violated any section
of the Act, we shall dismiss the complaint in its entirety.
ORDER
Upon the entire record in the case, and pursuant to Section 10 (c)
of the National Labor Relations Act, as amended, the National Labor
Relations Board hereby orders that the complaint issued herein against
the Respondents, Lumber and Sawmill Workers Union, Local Union
No. 1407, affiliated with United Brotherhood of Carpenters and Join-
ers of America, A. F. L.; Building and Constructioir Trades Council
of Orange County, A. F. L.; General Truck Drivers, Chauffeurs and
Helpers Union, Local No. 692, International Brotherhood of Teams-
ters, Chauffeurs, Warehousemen and Helpers of America, A. F. L.;
.and Orange County District Council of Carpenters, A. F. L., be, and
it hereby is, dismissed.
INTERMEDIATE REPORT
Charles K. Hackler, Esq., and Jack R. Berger, Esq., of Los Angeles, Calif., for
.the General Counsel.
18 Cf. Opelika Textile Mills, Inc., 81 NLRB 594; Rice-Stix of Arkansas, Inc., 79 NLRB
1333; Pure Oil Company, 75 NLRB 539; E. I. du Pont de Nemours & Company, 62
NLRB 816.
944
DECISIONS OF NATIONAL
LABOR RELATIONS BOARD
Arthur Garrett, Esq., and James M. Nicoson, Esq., of Los Angeles, Calif., for
the Respondents.
John C. Stevenson, Esq., of Los Angeles, Calif., appearing specially for Arthur
Garrett, Esq.
STATEMENT OF THE CASE
These proceedings arose upon an amended charge filed May 16, 1949, by R. A.
Emison, Esse S. Emison, Ella E. Summers and Mona S. Smith, copartners doing
business under the firm name and style of Santa Ana Lumber Company, against
the labor union organizations enumerated above in the caption of this case.
Upon the basis of such charge, the General Counsel of the National Labor Rela-
tions Board, acting through the Regional Director of the Twenty-first Region
(Los Angeles, California), issued a complaint against the named labor union
organizations on May 24, 1949.
This alleged that the said labor union organiza-
tions had engaged in and were engaging in unfair labor practices affecting com-
merce within the meaning of Section 8 (b), subsections (1) (A), (2), (4) (A)
and (4) (B) and Section 2 (6) and (7) of the Labor Management Relations
Act (61 Stat. 136).
Copies of the.coniplaint and of the charge upon which it
was based, together with notice of hearing thereon, were duly served upon the
Respondents and the Santa Ana Lumber Company'
The complaint alleged in substance : (1) That the Respondents on April 7, 1949,
and thereafter have restrained and coerced the employees of the Company by
attempting to impose certain conditions of employment on them, consisting of
obtaining membership in Local 1407 and Local 692 in derogation of the rights
guaranteed in Section 7 of the Act; (2) that the Respondents on April 7, 1949,
and thereafter have attempted to cause the Company to discriminate against
their employees by seeking to compel the Company to establish a union shop;
(3) that on April 5, 1949, and thereafter the Respondents have induced and en-
couraged employees of other employers to refuse to handle the goods and ma-
terials of the Company with the objects (a) of forcing such other employers to
cease doing business with the Company and (b) requiring the Company to
recognize the-Respondents and bargain with them as the representatives of the
Company's employees.
The complaint details eight specific methods and actions
so allegedly employed by the Respondents.
The answer of the Respondents denies each and every allegation in the com-
plaint both specifically and generally.
The only defense otherwise pleaded is
that Section 8 (b) (4) (A) and (B) are in violation of Amendments I, V, and
VIII of the Constitution of the United States.
Pursuant to notice, a hearing was held in Los Angeles, California, on June
21, 22, 28, 29, 30 and July 1, 5, 6, 7, 8 and 11, 1949, before Hamilton Gardner, the
1 References in this Report will be : The General Counsel and his representative at the
hearing, as the General Counsel ; the National Labor Relations Board, as the Board ; the
Labor Management Relations Act, as the Act; the Santa Ana Lumber Company, a copartner-
ship as set forth above, as the Company, or as Santa Ana ; Lumber and Sawmill Workers
Union, Local Union No. 1407, affiliated with United Brotherhood of Carpenters and Joiners
of America, A. F. L., as Local 1407; Building and Construction Trades Council of Orange
County, A. F. L., as Orange County Council ; General Truck Drivers, Chauffeurs and
Helpers Union, Local No. 692, International Brotherhood of Teamsters, Chauffeurs, Ware-
housemen and Helpers of America, A. F. L., as Local 692; Orange County District Council
of Carpenters, A. F. L., as District Council ; San Pedro Lumber Company, as San Pedro ;
Globe Lumber Company, as Globe ; Consolidated Lumber Company, as Consolidated ; H. E.
Shugart Company, as Shugart ; Penn Van and Storage Company, as Penn ; Harold Finley
Trucking Company, as Finley; Parkhurst Tract Contract, as Parkhurst; C. C. Kent Con-
struction Company, as Kent ; Penn Furniture Store, as Penn Furniture.
LUMBER AND SAWMILL WORKERS UNION
945
undersigned Trial Examiner, duly designated by the Chief Trial Examiner. The
General Counsel and the Respondents were represented by counsel .
Full oppor-
tunity was afforded all parties to be heard, to examine and cross-examine
witnesses, and to introduce evidence bearing on the issues.
At the conclusion of
the General Counsel 's case-in-chief, counsel for the Respondents moved to dismiss
the complaint.
This motion was denied.
At the end of the hearing the Trial
Examiner granted a motion of the General Counsel to amend the pleadings in
minor matters to conform to the proof.
Oral arguments were made at the beginning of the hearing by both counsel
and at its conclusion by counsel for the Respondents .
The parties were advised
of their right to file proposed findings of fact, conclusions of law and briefs.
Counsel for both sides have filed elaborate briefs which have been carefully
considered.
Upon the entire record in the case, and from my observation of the witnesses, 1
make the following :
FINDINGS OF FACT
I.
THE BUSINESS
OF SANTA ANA LUMBER COMPANY
The Company is a copartnership with its principal place of business in Santa
Ana, Orange County, California.
The names of the copartners have heretofore
appeared in this Report. Its business is that of buying, processing , selling, and
shipping lumber, building materials, and mill work.
During the hearing it was
stipulated between the parties that auditors representing each of them should
examine the Company's accounts to ascertain the amount of purchases and sales
made during 1948 outside the State of California?
A report filed jointly by the
auditors shows that lumber and building materials in the amount of $66,622.41
were sold by the Company in 1948 to purchasers in States other than California.
This corresponds to an undisputed estimate by Richard A. Emison, partner and
manager of the Company, that total sales during that period were approximately
$1,200,000.
Similarly during 1948 total purchases made outside California
equalled $306,582.46, of which $268,608.54 were shipped in by rail and $37,972.92
by water to the Company's wharf.
Emison testified that total purchases reached
about $900,000.
Testimony such as that given by Emison has been held by the Board to be
relevant e
Counsel for both parties argue this question of juridiction at some length in
their briefs.
The Board has recently considered the question of whether a lumber yard in
Maryland was engaged in interstate commerce.' The amounts involved were
considerably less than in the present case.
National Lumber Company, during
2 This grew out of the issuance of a subpoena duces tecum by the Trial Examiner upon
the written request of the Respondents.
This demanded the presentation of numerous
records of the Company .
It was directed to Richard A. Emison and William J. Tway,
manager and assistant manager. In accordance with Section 203.31, Rules and Regulations
of the Board, as amended August 18 , 1948, counsel for these two persons , within five days
of its issuance , moved in writing to have it dismissed.
Argument was heard which, on the
suggestion of the Trial Examiner , resulted in the stipulation mentioned .
By agreement
the subpoena was revoked .
Neither party requested that any of these proceedings be
made part of the record.
3 Amalgamated, Meat Cutters and Butcher Workmen ( Great Atlantic and Pacific Tea
Company), 81 NLRB 1052.
* National Lumber Company, 82 NLRB 565.
877359-50-vol. 87-61
946
DECISIONS OF NATIONAL
LABOR RELATIONS BOARD
1948, made purchases amounting to $346,849 of which $44,051 were outside of
Maryland.
Sales totalled $462,436, of which about $8,500 were made outside
the State'.
The Board held interstate commerce was affected and assumed
jurisdiction of'the'case.
In the National Lumber case the Board relied on another recent lumber yard
situation."
There, out of total purchases of $362,000 about $36,000 were outside
North Carolina.
Total sales reached $630,000, including about $9,500 outside
that State. In exercising jurisdiction the Board said:
Although the value of inflow is small, there is some of both, and the close
relationship between enterprises of this type and the building-construction
industry, over which we have felt compelled to assert jurisdiction logically
calls for our exercising jurisdiction in this case.
In view of these decisions of the Board, the argument of the Respondents that
the business of Santa Ana is purely local in character is untenable.
I find that the Company is engaged in commerce within the meaning of
the Act.
II.
THE LABOR ORGANIZATIONS INVOLVED
Undisputed proof by all witnesses who testified on the subject shows that Local
1407, the Orange County Council, Local 692, and the District Council are labor
organizations within the meaning of the Act. I so find.
III.
THE UNFAIR LABOR PRACTICES
A. The over-all background
1. Identity of persons involved
It would appear to be, helpful to point out the persons most actively
engaged
in the events involved in this case.
a. The Company
Richard A. Emison is the manager and William J. Tway the assistant man-
ager of the Company.
Dick S. Heffern acted as their labor relations consultant
in certain phases of the controversy.
b. The uwi,ons
Union officials who appeared most prominently in this dispute were : James J.
Bardwell, secretary-treasurer of the Orange County Council ; Peter Kurbatoff,
business representative of Local 692; Roy Brewer, business representative of
Local 1407; Rushel C. Blansett, business representative of Local 692; Homer L.
Sullivan, recording secretary and assistant business agent for Local 1407; and
Clifford I. Bartholomew, business representative for the District Council of
Carpenters.
Other witnesses will be identified in connection with particular phases of the
case.
Oettinger Lumber Company, 81 NLRB 632. See also N. L. If. B . v. Suburban Lumber
Co., 121 F. 2d 829 (C. A. 3).
6 Only matters not in dispute will be presented in this part of the Report.
LUMBER AND SAWMILL WORKERS UNION
947
2. History of the controversy
a. Union, representation
At no time during the period involved in this case had any of the unions named
as Respondents been certified by the Board as the authorized representatives of
the employees of the Santa Ana Lumber Company for an appropriate unit. The
record is silent as to any Board representation election either having been held
or requested.
In the cases of certain customers of the Company and particular
dealers from whom they purchased, the respective union contract or arrange-
ment will be discussed later.
b. Pronvulgation of the "We do not patronize" list
Precisely when the Santa Ana Lumber Company was placed on the "We do
not patronize" list by the Orange County Council does not clearly appear in the
evidence.
Nor is it definitely certain exactly what method of distribution the
Council utilized or all who received the information.
But that it was on such a
list there can be no doubt.
At a meeting of the Council on, March 7, 1949, Sulli-
van, of Teamsters Local No. 1407, in reporting on the current union drive or
Orange County lumber dealers said : "He concluded by suggesting that all yards
who do not have signed agreements should be placed on our official unfair list."
At the meeting at the Company's office on April 7, 1949, between Company man-
agement and union representatives, which will be discussed later, mention was
made without contradiction that the Company was already on such an "unfair"
list.
Moreover in several subsequent incidents with the Company's purchasers
or sellers union agents repeatedly stated that such was the case. (These inci-
dents will be detailed later.)
All this is further corroborated in an affidavit by
Bardwell, secretary-treasurer of the Council, which is of record, that Santa Ana
had "been placed upon the 'We do not patronize' list."
Accordingly it is found that the County Council placed Santa Ana on its "We
do not patronize" list sometime during the middle of latter part of March 1949.
Bardwell, secretary-treasurer of the Orange County Council, testified that its
membership is made up of 28 constituent unions, including Local 692 and Local
1407.
The only proof presented which shows the authority of the Council over
member unions is found in the following paragraphs from "Constitution and
By-Laws of the Building and Construction Trades Council of Orange County,"
which is in evidence :
Section 2.
The Jurisdiction of this Council shall completely cover the
building and construction and demolition industry either in erection, repair
or alteration and this council is endowed with full autonomy over all mat-
ters affecting all workmen in said industry . . . .
Section 3.
Membership in this council shall be confined to local unions
in good standing with international unions affiliated with the Building and
Construction Trades Department, which local unions must be accepted on
application . .. .
The "By-Laws and Trade Rules of the Orange County District Council of
Carpenters," in evidence, under the heading, "Trade Rules," Sec. 35, Par. E,
contains this provision:
(f) Any member failing to respect a duly authorized picket line of the
A. F. of L., and recognized by the Orange County District Council of Car-
penters, may be fined, suspended or expelled.
948
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
The "Constitution of the International Brotherhood of Teamsters, Chauffeurs,
Warehousemen and Helpers of America," A. F. L., under "Specific Offenses,"
provides:
Sec. 6.
Any member who . . . (3) knowingly goes to work or remains
in the employment of any person, firm or corporation on an unfair list of
the International without permission from the International Brotherhood,
the Joint Council or his local union, may be tried in the manner provided for
the trial of other offenses.
c. The Respondent's practice of following the Company's trucks
As early as March 7, 1949, at a meeting of the Respondent, Building and
Construction Trades Council of Orange County, Kurbatoff, representing Truck
Drivers Local No. 692, sponsored a motion, which was passed, that "all nonunion
lumber should not be handled by our tradesmen and that it was the duty of all
men who carry cards to get back of this drive to see that no nonunion lumber
was used."
At a similar meeting on April 4, 1949, Kurbatoff "further stated that
four cars would be placed in the field to follow trucks from the Santa Ana
Lumber Company on Tuesday and that if we are successful in lining this company
up and then we will proceed to another company along the same lines." Bar-
tholomew reported at the same meeting of "arrangements made with Business
Agents of 1407 and 692 for volunteer Truck Trailers."
According to the testimony of Bardwell, from the Orange County Council,
Kurbatoff from Truck Drivers Local No. 692; Brewer from the same union, and
Blansett and Sullivan from Carpenters Local No. 1407, a committee was appointed
by the Council to carry out this plan.
The members were Bardwell, Kurbatoff,
and Brewer.
The method of operations followed was for Kurbatoff to designate unemployed
union members to post themselves in automobiles on the streets facing the Com-
pany's yard entrances.
They were equipped with pads and pencils to make notes.
When a truck left the yard with a load of. lumber or other building material one
of the cars followed it to its destination and ascertained the name and address
of the purchaser.
Similar action was taken to loads of material to be delivered
at the Company's yard.
The information so obtained was entered on a slip and
transmitted to Bardwell at the County Council's office in Santa Ana. In his affi-
davit Bardwell states that between 100 and 200 slips were so turned in to him.
These figures should be considered in the light of the number of the Company's
employees which was approximately 20 only a part of whom were truck drivers
Upon receipt of the slips it was Bardwell's duty to contact the purchaser in person
or by telephone and apprize him of the union's campaign and its purposes regard-
ing the materials so delivered. (There was a dispute concerning the instructions
given to the union men who so followed company trucks and likewise as to
whether or not employees of the purchasers were, contacted by Bardwell or other
union agents and there points will be considered hereinafter.)
This campaign got under way sometime about the middle of March 1949, and
continued until early in June.7
4 On June 13, 1949, United States District Judge Pierson M. Hall of the Southern District
of California , issued an Injunction against these Respondents enjoining them from com-
mitting substantially the same acts as alleged In the complaint in the present proceedings.
The injunction was to remain in effect no longer than September 19, '1949, unless, upon
notice , good cause was shown for its continuance.
LUMBER AND SAWMILL WORKERS UNION
949
d. Meeting of April 7,1949
This is the only conference shown by the record between the Company and the
Respondent Unions. In view of the repeated statements in the Respondents'
brief that this meeting "set in motion the plan of the company officials to place
the union representatives in a disadvantageous position from which the com-
pany officials could and did file unfair labor practice charges," it is important to
determine how the meeting came about.
According to the testimony of Bardwell, secretary-treasurer of the Orange
County Building and Construction Trades Council, one of the Respondents, he
had a conversation with one Teeters at the Santa Ana College. Bardwell was
engaged in urging Teeters not to purchase lumber from the Company. Teeters
suggested Bardwell talk to Tway, the Company's assistant manager. Teeters
telephoned Tway, and Bardwell met with him at Tway's office on the afternoon
of April 6.
The result was that a meeting was arranged for the forenoon of the
next day, April 7, at the Company's office.
Present for the Company were Emison, manager, Tway, assistant manager,
and Heffern, employed as labor consultant.
Heffern was currently executive
secretary of Employers' Industrial Relations Council, an Orange County organ-
ization of employers, of which Santa Ana Lumber Company was a member and
Tway a director.
The Unions were represented by Bardwell, Kurbatoff, business
representative of Teamsters Local No. 692, and Brewer, business representative of
Carpenters Local 1407.
The meeting lasted somewhat less than 2 hours. All
six participants testified.
On the whole, the testimony of all witnesses was in
agreement.
Some variations will be discussed later.
After a certain amount of preliminary skirmishing between Heffern and the
union officials, who were decidedly antipathetic towards each other, the group
got down to business.
Bardwell explained that Orange County, from the union
viewpoint, was a black spot ; that the Respondents proposed to organize the
lumber industry ; and he elaborated the advantages of stability which would
accrue through such organization to the lumber dealers and specifically to their
employees.
Tway asked whether the union spokesmen represented the Com-
pany's employees.
The over-all evidence shows Bardwell replied that they rep-
resented only a part of them.
Tway also asked whether it was intended to hold
a National Labor Relations Board representation election.
Both Bardwell and
Brewer replied in the negative.
The reasons they gave were that the Taft-
Hartley Act did not apply to the construction industry and that inequalities
would exist in a resultant situation where some lumber yards voted to unionize
and some voted against it.
Kurbatoff explained the benefits which he believed
had ensued from a county-wide union organization of the rock, sand, and gravel
business.
Heffern brought up the so-called "Los Angeles contract" (the provi-
sions of which are not relevant here), which resulted in Bardwell's explaining
the difference between a closed shop and a union shop under the Act. No dis-
cussion was had concerning wages or hours.
No specific contract between the
parties was presented nor any exact terms discussed.
Bardwell asked permission
to meet with the Company's employees on its premises at nonworking hours,"
to explain the union program, but this was refused. Bardwell and Brewer made
clear that no union hiring halls were contemplated.
Emison and Tway testi-
fied that they had stated they regarded the union proposals as an ultimatum.
Bardwell admitted that it was "strong language."
Bardwell asked whether the
"Tway denied that such a request was made but the Trial Examiner believes the testi-
mony of the union representatives to the contrary.
950
DECISIONS OF NATIONAL
LABOR RELATIONS BOARD
union cars should be kept active at the company yards; Emison replied that was
"up to you."
No arrangements were made for any future meeting.'
B. Alleged restraint or coercion of employees.
This deals with the allegation of the complaint that the Respondents violated
Section 8 (b) (1) (A) of the Act by restraining or coercing the Company's em-
ployees in the exercise of the rights guaranteed in Section 7.
Some of the facts pertinent to this allegation have already been enumerated.
It has been pointed out that the Respondents continuously and uninterruptedly
posted automobiles on the public streets facing the entrances to the Com-
pany's yards.
The union men in these cars, under instructions given by the
Respondents, followed company trucks to their destinations and ascertained the
identity of the purchasers or consignees.
This information was relayed to the
County Council for action.
These cars displayed no banners, cards, posters,
insignia, or any marks of identification.
Nor. did any union agents at any time
show such identifying placards.
No actual picket line moved, with or without
identification, in front of or near the company's yard.
The record is absolutely
silent as to any attempt by the Respondents to interfere with or coerce any
employee of the Santa Ana Lumber Company from entering or leaving the
company yard in connection with his employment.10
It is equally silent as to
any showing that the Respondents tried to induce these employees to strike
or otherwise absent themselves from work. In fact no strike or work stoppage
occurred.
It is true that Kurbatoff testified that he personally talked to almost all of
the Company's approximately 20 employees, urging them to join the Union. It
does not appear what degree of success he attained.
The only evidence presented
was that 3 or 4 company workmen belonged to one or other of the Respondent
Unions.
But there is no proof as to when they joined and especially no proof
that their membership, at the instigation of the Respondents, interfered in any
way with their normal employment.
It is urged by the General Counsel in his brief that a violation of Section 8
(b) (1) (A) should be predicated upon the alleged demand of the Respondents
for a union contract in the meeting of April 7, 1949.
As already found above,
no specific contract was presented by either side or considered.
The matter
of a closed or union shop was discussed it is true. But that was only in a
general way and in the light of possible future specific dealing with the subject.
There remains the contention in the General Counsel's brief that the following
of the Company's trucks by the Respondents' agents constituted a prohibited
restraint and coercion of the truck drivers.
He points out that on April 6, 1949,
Tway, assistant manager, distributed to persons in certain cars which followed
company trucks an offer to supply the Union with the names of all purchasers
or consignees.
The Respondents did not accept this offer, but continued their
practice of trailing company vehicles.
No evidence was adduced that any agents
of the Respondents, in following the Company's trucks, made any threats to
9 From this point onward in the findings of fact the evidence is in dispute in greater or
lesser degree .
wherever possible , attempt will be made to reconcile it. It will be analyzed,
considered , and evaluated , from a realistic viewpoint , primarily on the basis of its- prob-
ability , consistency , and trustworthiness and likewise on the basis of the credibility of the
witnesses, including their demeanor on the witness stand.
10 The present case is entirely different from Amalgamated Meat Cutters, 81 NLRB 1052,
where because of physical violence and intimidation of union agents against nonstriking
employees, the Board found a violation of Section 8 (b) (1) (A).
LUMBER AND SAWMILL WORKERS UNION
951
the drivers.
In fact it does not appear that they even talked to the drivers about
joining the Union or about their jobs.
Can any restraint or coercion be predicated upon this set of facts?
In a recent case, " differing from the present one because it contained elements
of physical violence, threats, and intimidation, the Board outlined something of
the requirements for a violation of Section 8 (b) (1) (A).
The single issue in cases of the type is whether or not the Respondent has
unlawfully restrained and coerced employees by its activities during the
course of a strike. . . .
We hold, as we did in the Sunset 12 case, (1) that
to constitute restraint and coercion within the meaning of the Act, it is
immaterial that the acts in question, which we find were calculated to
restrain and coerce employees in the exercise or rights guaranteed by
Section 7 of the Act, failed to accomplish that purpose.
More recently the Board has affirmed the doctrine of the United Furniture-
Smith Cabinet case, under a situation where the speaker directly threatened a
nonstriking employee with the loss of her job if she failed to join the Union."
No such elements are to be found in the case at bar.
The General Counsel cites the National Maritime Union case.14
But the Board
there dismissed the charge of violation of Section 8 (b) (1) (A). In discussing
the legislative history of this section the Board quoted from Senator Ball (p.
985) :
The only purpose of [the section] is to protect the rights of employees, to
free them from the coercion of goon squads and other strong-arm organizing
techniques. . . .
And from Senator Taft ( p. 985)
It would outlaw threats against employees. It would not outlaw anybody
striking who wanted to strike. . . .
All it would do would be to outlaw
such restraint and coercion as would prevent people from going to work if
they wished to go to work.
Conclusion as to restraint and coercion
Under the facts of record in this case I find that the Respondents did not
restrain and coerce the employees of Santa Ana in the exercise of the rights
guaranteed in Section 7 of the Act.
I shall therefore recommend that this portion of the complaint be dismissed.
C. Alleged attempt to cause the Company to discriminate against its employees
Here is considered the allegation of the complaint that the Respondents caused
or attempted to cause the Company "to discriminate against [its employees] in
violation of subsection (a) (3)," thereby violating Section 8 (b) (2) of the Act.
The argument of the General Counsel in his brief is that such discrimination is
found in the alleged attempt by the Respondents, at the meeting of April 7,
1949, to force a union contract on the Company. It is true both Bardwell and
Brewer stated they did not want a Board representation election, for reasons
11 United Furniture Workers of America (Smith Cabinet), 81 NLRB 886.
'2 Sunset Line and Twine Company, 79 NLRB 1487. See also Perry Norvell Company,
80 NLRB 225.
"Seamprufe, Inc., 82 NLRB 892. (This case is cited in the General Counsel 's 'brief.)
1' National Maritime Union, 78 NLRB 971.
952
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
already stated.
But it has already been found that they did not offer a definite,
specific contract for negotiation at the April 7 meeting.
Consequently, while
there was some general discussion of the difference between a closed shop and a
union shop and while some reference was made to the "Los Angeles contract"
in that respect, the emphasis was on a later county-wide contract with all local
lumber dealers and not with Santa Ana specifically at that time.
In at least two important decisions the Board has laid down certain general
requirements for a violation of Section 8 (b) (2).
In one of its early interpretations of Section 8 (b) (2) of the Act, the Board
had under consideration the "hiring-hall" clause in the National Maritime Union
case.'b
No such provision obtains here.
The language of Section 8 (b) (2) is unambiguous and susceptible of
reasonable interpretation, rendering unnecessary an extensive examination
of legislative history in an effort to determine legislative intent. In this
case, however, the legislative history serves to emphasize the plain meaning
of the statutory language, which indicates that Congress intended to prohibit
all attempts by unions or their representatives to cause employees to violate
Section 8 (a) (3)... .
But the Act as now amended no longer permits employers to discriminate
against employees who are not members of labor organizations, except pur-
suant to a "union-shop" agreement under certain specified conditions... .
In our view, the prohibition is not confined to those instances in which
specific non-union employees are unlawfully discriminated against. It ex-
tends as well to instances in which the union,,or its agents, seeks to cause
the employer to accept conditions under which any non-union employee or
job applicant will be unlawfully discriminated against.
In the later Amalgamated Meat Cutters case 19 the Board considered a union
attempt to include a closed-shop provision in a contract.
Such was held to be
a violation of Section 8 (b) (2).
The questions to be resolved are (a) whether the Company would have
been guilty of discrimination, in violation of Section 8 (a) (3) of the
Act, if it had signed an illegal closed-shop contract; and (b) whether, if the
first question is answered affirmatively, the conduct of the Respondents or
either of them reached the level of an "attempt to cause" the Company to
discriminate in violation of Section 8 (a) (3).
(a) The Trial Examiner reasons that the mere signing of an unlawful
"closed-shop" contract would not have constituted discrimination, because
discrimination is an act directed against some particular person or group of
persons.
Similar reasoning was rejected by us in the recent Maritime Union
case....
The Board then held the mere signing of a closed-shop agreement to be dis-
crimination in violation of Section 8 (a) (3).
Does the situation in the present proceeding meet the requirements of dis-
crimination laid down by the Board in the two cases just discussed?
The difference in the facts involved is immediately apparent.
Here was no
question of any "hiring-hall" provision.
In the meeting of April 7, 1949, Bardwell
expressly disavowed such a condition.
Nor was any demand mentioned for a
^a National Maritime Union, 78 NLRB 971.
'e Amalgamated Meat Cutters and Butcher Workmen
( Great Atlantic and Pacific Tea
Company), 81 NLRB 1052.
LUMBER AND SAWMILL WORKERS UNION
953
"closed shop" contract.
That was originally pleaded in the complaint but
late in the hearing the General Counsel moved to amend the complaint by strik-
ing "closed shop" and substituting "union shops," which was granted by the Trial
Examiner. It was not claimed that a union shop is illegal under the Act.
No
pressure of strikes, or violence, or physical intimidation on the part of the
Respondents enters into the picture.
The General Counsel's sole argument for discrimination is based upon his claim
that at the meeting of April 7 the union representatives insisted on a union
shop contract with Santa Ana. The answer to that is the Trial Examiner's
findings already made with respect to that meeting : No specific contract was
before the parties present for negotiation at that time ; the discussion was only
general in its nature, including mention of union shop ; and what was contem-
plated by the union representatives was later conferences on a county-wide
industry scale.
I see no discrimination under this state of facts.
Conclusion as to discrimination
Accordingly I find that the Respondents did not cause or attempt to cause Santa
Ana to discriminate against its employees in violation of Subsection (a) (3).
I shall therefore recommend that this portion of the complaint be dismissed.
D. The secondary boycott
The complaint alleges the Respondents violated Section 8 (b) (4) (A) and
(B) of the Act in that they "by orders, instructions, directions, appeals and
picketing, have induced and encouraged employees of various employers to
engage in a strike or a concerted refusal in the course of their employment to
use, transport, or otherwise handle goods and materials of the Company, or
to perform any services for their employers in connection therewith, objects
thereof being (1) to force or require their employers to cease doing business with
the Company, and (2) to force o1 require the Company to recognize or bargain
with Respondents Local 1407 and Local 692 as the collective bargaining repre-
sentatives of the Company's employees as aforesaid, although neither of said
Respondents has been certified as the representative of said employees in
accordance with Section 9 of the Act."
1. In general
In a preliminary way it should be pointed out that no question of any strike
in the plants of customers, purchasers or suppliers of the Company is involved in
this case.
The record is silent as to any such strike or of any attempt on the
part of the Respondents to bring that situation about.
Likewise there is no
evidence of any conventional picket line, in the accepted sense of that word as
used in the decisions and literature in connection with the Act, having been
established or attempted by the Respondents on or near the premises of employers
in concerns doing business with Santa Ana. But it is beyond dispute that the
Respondents did post automobiles driven by members of their Unions at or
near the places of business of such secondary dealers; after such cars had
followed company trucks from their home yard.
2. The "We do not patronize" list
It has already been found earier in this Report that the Respondents placed
the Company on its "We do not patronize" list and caused its publication in some
954
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
manner. In this same connection the Respondent, Orange County District Council
of Carpenters, in April 1949 (no date of the month appears on the Exhibit),
sent out a letter to its members concerning the existing union drive on Orange
County lumber yards. In part it stated:
The present drive on the lumber yards in Orange County is sponsored
by our General Office and by the Orange County District Council of Car-
penters.
We mean to establish the same conditions here that we have in
all other important California Counties. . . .
There is an active fight against a few non-union yards at the present
time.
Remember that the non-union lumber yard supports non-union
contracts... .
Some of the business establishments mentioned in the incidents described
in the next following portion of, this Report had been organized by one or
more of the Respondent Unions and had contracts with them.
3. Specific incidents of secondary boycott
The proof concerned itself with several specific incidents of actions by the
Respondents in connection with business concerns dealing with Santa Ana.
So far as possible they will be considered chronologically.
Because of the
importance of this phase of the case, these incidents will be discussed in
substantial detail.
°
a. H. E. Shugart Company
Shugart had a contract with the Respondent, Trades Council, and all of its
employees belonged to one or another of the Council's constituent Unions.
According to the undisputed testimony of Roy C. Estrada, a truck driver for
Santa Ana, he left the company yard in his truck "early in April" (later fixed
by Stanley as April 5, 1949), for the Shugart yard to pick up a load of materials
for the Company.
He-was followed from his base yard by a car in which were
two men he did not identify.
He first talked to the Shugart shipping clerk,
Brown, regarding the load and upon obtaining no results went with the clerk
to the manager's office.
He heard Brown report to the manager that "a
fellow from the Union" had told him not to load the truck. Thereupon the
manager and Brown left the office and upon their return the witness was told
by the clerk : "We will give you a load this time." Estrada then loaded the
truck and left.
The same, car followed.
The delay occasioned lasted only a
few minutes.
John Stanley, construction manager for Shugart, elaborated on these events.
His testimony was not controverted.
Brown, the shipping clerk, had told Stanley
a "Union man" was in the warehouse area and had instructed Brown not to load
the Santa Ana truck. Stanley then talked to the "Union man" who showed
credentials that he belonged to the "Carpenters' Local."
Further identification
of the "Union man's" name or of his union does not appear in evidence. It is a
fair inference that Local 1407 was meant and I so find. Stanley pointed out
that the only matter involved was materials. Thereupon the "Union man" said
it was all right to load, which was done.
On cross-examination Stanley stated that the "Union man" had not spoken
to any Shugart employees, other than Brown, the clerk.
LUMBER AND SAWMILL WORKERS UNION
955
b. San Pedro Lumber Company
On April 6, 1949, a Santa Ana truck driven by Roy Harrelson, accompanied by
Leland W. Davenport, went to San Pedro's yard to pick up a load of materials.
Both of these men testified as to what occurred and no contradictory evidence
was presented.
The truck was followed from the Company's yard by a car.
Upon the truck's
arrival at the San Pedro plant the driver of the car followed the truck into the
yard ; identified himself to the yard foreman in the presence of the two witnesses
as being named Cross and as representing the "Sawmill and Lumber Workers" ;
and stated that "Santa Ana was unfair to organized labor." The San Pedro
foreman then said to Harrelson : "No soap, I can't load you," and declined to do
so.
Harrelson then called Tway at the Company's office. Some telephone
conversations ensued between Rotary, San Pedro's manager, and someone at
Santa Ana.
After 2 hours' delay the truck was loaded and it departed.
Both Kurbatoff and Blansett, testifying for the Respondents, and who were
the most active union agents in directing the union following of company trucks,
'denied that they knew any union man named Cross engaged in that activity.
No evidence appeared that Cross spoke to anyone at San Pedro except the fore-
man.
Nor was it shown whether or not San Pedro had a union contract.
c. Parkhurst Tract Contract
This incident was not specifically pleaded in the complaint, but the Trial
Examiner admitted evidence concerning it under the complaint's general allega-
tions.
Both aides offered proof regarding it and no basic objection was entered.
The General Counsel does not discuss it in his brief, but the Respondents do so
under the heading, "The Marshall Incident."
Hugh C. Marshall was in charge of the construction on the Parkhurst Tract.
He testified for the General Counsel that he had two union contracts covering
his working force.
He had purchased materials from Santa Ana over several
years.
About March 25, 1949, Marshall had a conference at his office with
Sullivan, representing Local 1407, and a man later identified as Blansett, acting
for Local 692. ' They informed him that Santa Ana was on the "unfair" list,
which he already understood.
The union representatives solicited Marshall to
"go along" in helping to organize lumber dealers in Orange County. By this
they explained they meant not to make further purchases from Santa Aria.
They stated they would arrange that he could buy his materials from a union
dealer in the Los Angeles area, but Marshall replied that he preferred to do busi-
ness in Orange County. Sullivan and Blansett said they did not desire to shut
down Marshall's jobs by establishing a picket line; they merely requested him
to deal no further with Santa Ana.
Marshall later saw them several times in an
automobile on the tract.
On April 5 Marshall received a telephone call from Bardwell, secretary-
treasurer of the Respondent Trades Council.
The latter requested him to dis-
continue purchases from Santa Ana.
Marshall replied that such a step would be
difficult in the middle of his job and suggested Bardwell take the matter up with
the Company.
He reiterated that he was interested in purchasing from Santa
Ana dealers, and not in Los Angeles.
A few days later Bardwell telephoned again about the matter.
Marshall
assured him that Santa Ana was not carrying him financially.
He also stated
956
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
that the union practice of following company trucks was disturbing his em-
ployees.
Bardwell insisted this was standard union operating procedure and
would be continued.
A verbal agreement was entered into that Marshall would
furnish Bardwell a list of the jobs then in operation if the Unions would desist
following company trucks coming to the Tract.
Marshall also consented not to
start any new projects for 30 days.
Marshall prepared the agreed list and Bard-
well picket it up.
Actually no new construction was started for 6 weeks.
Marshall further testified that on at least three occasions he had seen union
representatives whom he recognized following Santa Ana trucks.
On cross-
examination he admitted he had never seen union representatives talk to any
of his employees, although he later stated on redirect that some of his employees
had reported that Sullivan had spoken to them.
The content of such conversation
was not disclosed.
Marshall admitted on cross-examination that he did not thereafter cease pur-
chasing supplies from Santa Ana and that none of his jobs was shut down by the
Union.
Homer L. Sullivan testified for the Respondent about this incident, but his
Story did not vary substantially from Marshall's in any important matters.
d. Globe Lumber Company
For a period of more than 2 years prior to April 6, 1949, Santa Ana had
made substantial purchases of building materials from Globe.
On that day a
Santa Ana truck, driven by Roy C. Estrada, was dispatched to Globe to pickup
an order.
Estrada testified that he was followed from his home yard by a car.
He stopped at Cypress to make a delivery to C. C. Kent Construction Company
(to be discussed later).
While there a man from the following car asked him
where he was going and he replied "to Globe." The same car followed him to
Globe which is located in Los Angeles County.. Estrada drove his truck into the
Globe yard and parked. Soon thereafter his prospective load was placed along-
side his truck by Globe workmen.
This was about 11 a. m.
What had happened in the meantime was narrated by James E. Wild, superin-
tendent for Globe.
First it should be pointed out, however, that Globe had a
collective bargaining agreement with Lumber and Sawmill Local 2288 which
was a member of the Los Angeles District Council ; that all Globe employees
belonged to this Local ; that Wild had previously been a union member ; and
that for many years he had known William Knight as the business agent for
Local 2288.
On the morning of April 6 Knight telephoned Wild that a Santa Ana truck
was on its way to Globe to obtain a load; that it was "hot" and had gone
through a picket line; and that some one from the union car following it would
probably tell Globe not to load.
Wild replied that he would "pay no attention
to anybody I don't know anything about."
Soon after this conversation Estrada drove his truck into the Globe yard.
As mentioned, the load was soon placed alongside the truck for loading.
What
then ensued was described. by Estrada, Wild, Globe superintendent, Albert W.
Larson, "stacker driver" for Globe, and Gus. L. Lyles, Larson's helper.
The
two last named belonged to Local 2288 and knew Knight as that Union's busi-
ness agent.
According to Wild, when he saw the Santa Ana truck arrive, he
went into the yard where it had stopped.
He was accompanied by Globe's
manager, Click, and by one Luchs. Present at the time were also Estrada,
Larson, and Lyles.
LUMBER AND SAWMILL WORKERS UNION
957
According to Estrada, a "fellow" drove up the street, parkbd his car by the
driveway, and hollered : "Hold everything, don't load that truck:"
He identified
himself as being from the Los Angeles District Council.
On cross-examination
Estrada said that the "fellow" had yelled to the entire group around the truck.
Wild's version was that Knight said to Larson and his helper, Lyles, not to load
the truck; that it was "hot." Then followed a conversation between Wild and
Knight.
When Wild queried what was the matter, Knight answered that the
truck was "hot" and had gone through a picket line.
Wild asked what would
happen if Globe loaded the truck ; Knight replied that he would "have to pull"
the Globe men.
Wild then remarked to Manager Click that Globe could not
afford to close the plant for one load of lumber. Larson stated that Knight
told him not to load and thereupon Larson turned to his helper, Lyles, and said :
"Let's go."
Lyles corroborated this and added that he did not even ask Larson
why they should not load.
Knight did not testify.
The rest of the picture was filled in by Emison, manager of Santa Ana. After
the company truck had arrived at Globe, Wild, its superintendent,, talked to
Emison on the telephone, with Tway, Emison's assistant, listening in on an ex-
tension.
Wild described the events which had just occurred as set forth above.
Emison insisted on the load and stated his Company actually had no labor
trouble.
Wild stated he would not act without advice of counsel. Estrada was
instructed to wait at Globe.
About 3 p. in. Wild called back to Emison and
reported that Globe's counsel had advised them not to load the Santa Ana truck
-and that Globe would not do so. Estrada left without the load shortly there-
after.
Emison stated on cross-examination that eventually his Company, through
another concern, got 6,000 feet of lumber instead of the 4,000 feet ordered from
Globe.
But notwithstanding the previous business relationship, Globe had not
sold Santa Ana any lumber since this incident.
In this case I find that Knight, the union representative, did speak to Larson
and Lyles, Globe employees, even though they were in the presence of Wild,
superintendent, and Click, manager ; and Larson and Lyles immediately acted
upon Knight's instructions without waiting for orders from their own plant
superiors.
Respondents argue extensively in their brief that no relationship of principal
and agent between them and Knight was shown and hence that they are not
bound by Knight's actions.
They cite the Sunset Line and Twine Comnpuny"
case as authority.
It is admitted that under the Act the Board applies the ordinary rules of
the law of agency, except as they may be modified by Section 2 (13), which
provides "the question of whether the specific acts performed were actually
authorized or subsequently ratified shall not be controlling." In fact the Board,
in considering the relationship of an employer to an officer or supervisor, under
the National Labor Relations Act, before amendment, applied the same rules.
What are the facts as to Knight's relationship to the Respondent, as already
found?
The Trial Examiner takes judicial notice that Orange County and Los Angeles
County, California, are geographically contiguous.
Globe's yard is located in
Los Angeles County.
According to the evidence the jurisdiction of the Re-
"International Longshoremen's and Warehousemen's Union
(Sunset Line and Twine
Company), 79 NLRB 1487.
958
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
spondents was limited generally to Orange County.
Knight identified himself
as being "from the Los Angeles District Council."
Globe had a contract with
"Lumber and Sawmill Local 2288." For many years Wild, superintendent of
Globe, had known Knight to be the business agent of Local 2288. Larson and
Lyles, the "stacker drivers" for Globe, members of Local 2288, knew Knight in
the same capacity.
Early in the morning Knight had telephoned Wild that a
Santa Ana truck was on its way to Globe, was being followed by a union car,
and that Wild would be told by someone in this car what to do. The so-called
"Los Angeles Contract," in evidence, refers to "Lumber and Sawmill Workers
Union, Local-No. 2288" and to "Los Angeles District Council of Carpenters of
the United Brotherhood of Carpenters and Joiners of America-AFL." Local
1407, one of the Respondents, belonged to "United Brotherhood of Carpenters
and Joiners of America, A. F. L."-the same national organization. Orange
County had a similar "Orange County District Council of Carpenters, A. F. L.,"
belonging to the identical national union.
The evidence does not disclose clearly where Knight obtained his information
that a union car was following a Santa Ana truck from Santa Ana, Orange
County, to Globe, Los Angeles County.
But in view of the relationship of the
Union and Council to which Knight belonged to the Respondent Carpenters'
Local 1407 and Orange County District Council in the same national union,
it is certainly a fair inference that he obtained it from the corresponding Orange
County union, namely, the Respondents.
Globe was located in Knight's juris-
diction and not in that of the Respondents.
What is more natural than that
Bardwell, or one of his colleagues, should call on Knight under these circum-
stances?
A perusal of the constitutions of the various carpenters unions who
are Respondents makes this inference all the more logical and justified. It is
no argument that the exact wording of the various union titles might not have
been used.
That would require altogether too much from an ordinary witness.
They were sufficiently identified, however.
So I find that in urging the employees of Globe not to load the Santa Ana truck
and in threatening, in their presence, to "pull off" Globe's employees if the loading
proceeded, Knight acted as agent of the Respondents, County Council, Local
1407 and the District Council and they were responsible for what he did. The
argument of the Respondents on this point is rejected.
e. C. C. Kent Construction Company
This incident was not specifically pleaded in the complaint, but proof of it was
admitted under the general allegations.
In connection with the preceding Globe incident it was mentioned that in April
1949, Estrada, the Santa Ana driver, testified he had stopped at Cypress where
Kent was operating a construction job.
His further undisputed credible testi-
mony was that the "Union man," not identified by name, but who had followed
him from the company yard, had talked to several of Kent's carpenters on the job.
A more serious incident occurred on April 12. Concerning this, Roy Harrel-
son and Leland W. Davenport, truck drivers for Santa Ana, took the witness
stand for the General Counsel.
Davenport stated that when he and Harrelson
drove to the Kent Construction job at Cypress they were followed by a car driven
by the same man who had previously followed them. After the company truck
had been driven inside the Kent place of work, the driver of the following car
parked it and came to the place where four .or five men were actually at work
for Kent.
This man was identified as Cross.
He talked to this group of Kent
LUMBER AND SAWMILL WORKERS UNION
959
employees and told them that they were not good union men because they handled
unfair materials and that "Union cards don't mean a damn thing in Orange
County."
Both Davenport and Harrelson were within listening distance and
clearly heard what was said.
Harrelson corroborated Davenport's story. I
credit their testimony.
The Respondents put on no. testimony concerning this
episode, except that Kurbatoff and Brewer said they knew no one named Cross
engaged in following company trucks.
No proof was adduced of any work stoppage or of any severance of business
relationship between Santa Ana and Kent.
It is clear that in this incident the driver of a car which followed the Santa
Ana truck from its yard-as he had done previously-did talk to Kent's em-
ployees.
The general purpose of the conversation was to influence Kent's
workmen to refuse to handle Santa Ana materials. It is so found.
f. Penn Furniture Store
This incident occurred on April 16, 1949.
What happened appeared in the
testimony of H. L. Frostefer, manager of the Penn furniture department. The
furniture concern is affiliated in ownership with the Penn Van and Storage
Company.
Frostefer, with his managerial assistant, Coffin, picked up some lum-
ber at Santa Ana. They were followed from there to their own store by a car.
At Penn Furniture's rear door the driver approached them ; identified himself
from his card as being a union representative from the "Orange County Trades
Union" ; asked if Frostefer knew Santa Ana was on the union "unfair list" ; and
stated that Penn Furniture should not trade with Santa Ana.
During the previous 6 years this concern had made regular purchases from
the Company.
After this incident it has not bought any lumber or materials
whatsoever.
Frostefer and Coffin were supervisors and not employees under the definitions
set forth in the Act, even though the Respondents' agent might not have known
this.
g. Penn Van and Storage Company
This incident occurred on April 19, 1949, and entirely on the premises of Santa
Ana.
Witnesses for both sides testified regarding it.
On that morning Bacon,
dispatcher for Penn, and a former member of Respondent, Local 692, directed
that a Penn truck proceed to Santa Ana and pick up a load of lumber. The
driver was G. P. Collins and his assistant was James Roy Young. Both were
employees of Penn and members of Local 692. They wore uniforms with the
name of Penn appearing thereon.
As Collins drove the truck in the yard, Young testified for the Respondent that
he noticed Blansett and Sullivan, business agents for Local 692 and Local 1407,
sitting in a car parked just outside one of the entrance gates.
Young knew
Blansett and soon met Sullivan. So he asked Medford, the Company's yard-
master, if-there was union trouble, to which Medford replied in the negative.
Nevertheless Young stated that the presence of Blansett "aroused his curiosity,"
so he went outside to talk to him.
Young insisted Blansett did not motion or call
him over.
There is a discrepancy between Young's testimony and that of Blan-
sett at this point.
The latter asserted that Young and Collins were loading the
truck when he drove up. In any event when Young went out to Blansett the
latter told him that he had been following Santa Ana trucks ; that there was no
picket line but that the Company was on the "We do not patronize" list; and
that Young and Collins should keep on loading until Blansett returned from a
,960
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
visit to the union office.
Nevertheless Young returned to Collins who had re-
mained in the truck in the yard.
He then told Collins to "hold up" and the
loading stopped when, according to Tway, the Company's assistant' manager,
about 714 feet of the order had been placed on the truck.
In the meantime Blansett and .Sullivan drove, to the union office and consulted
.Kurbatoff, head business agent for Local 692.
The last named asserted that he
thereupon called Bacon, Penn's dispatcher, and detailed the circumstances.
Bacon replied that Penn badly needed this particular order. So Kurbatoff told
him to go ahead and load it but thereafter not to buy from Santa Ana. Collins
testified this information was relayed on to him by Bacon.
After the conference with Kurbatoff Blansett and Sullivan at once returned
to their post outside a Santa Ana entrance. Immediately Young and Collins
came out to them-for the purpose of "getting a smoke," according to Young.
Another person named Goode, identified only as a carpenter, was present at
that time. In the meantime Tway had reached the yard and tried to ascertain
the difficulty from Young and Collins, but with little success, according to him.
He testified that when Blansett returned from seeing Kurbatoff he motioned for
Young and Collins to come out, thereby flatly contradicting the testimony of
Young and Blansett. I credit Tway's version at this point. About this time a
photographer from the Santa Ana Register, a local newspaper, arrived.
Emison
had sent for him. Tway pointed out the group on the sidewalk and the photog-
rapher took two pictures 16. Young protested and said he did not want his photo-
graph published.
Then he and Collins returned to their truck in the yard. The
newspaperman took a third picture there. (Two of these are in evidence.)
Young then expressed himself as being indignant because of the pictures, so he
and Collins drove the truck out of the yard; stopped to talk to Blansett who
testified he still urged them to load ; and returned to the Penn yard without a
full load.
Guy M. Penn, president of Penn, testified that before this incident occurred
his Company had made purchases from Santa Ana over a period of several
years.
He has bought nothing from them since that time, because under the
circumstances, he did not wish to send his union drivers there."
I find in the case of Penn Van and Storage that the Respondents' agents solic-
ited and persuaded its employees to refuse to handle the Santa Ana load and
that they did so refuse. I regard Young's excuse of disliking to be photographed
as a mere subterfuge and I do not believe that was the real reason for his
refusal.
That this solicitation of Penn's employees took place at the Santa
Ana yard instead of the Penn yard, does not put this case under the Pure Oil
exception, because it was part of the Respondent's general plan and was
.directed solely to Penn employees.
h. Consolidated Lumber Company
Consolidated has four union contracts, one of which, covering all of its
yard men, is with the Respondent, Local 1407. Santa Ana had done consid-
erable business with Consolidated covering an extended period but it stopped
18 Shortly after this some city policemen appeared on the scene but no arrests were made.
I find the incident was without significance.
19
Testimony was given that Young and Collins later gave written statements to Penn.
and Heffern.
That fact does not affect any of the issues here , nor lessen the credibility of
General Counsel's witnesses.
The statement by Young that a Board Field Examiner repre-
sented himself as from the F. B. I. and threatened a fine of $20,000 and imprisonment to
disregarded ; I simply do not believe it.
LUMBER AND SAWMILL . WORKERS UNION
961
after May 5, 1949.
Willis S. Larsen and Henry E. Marsh were crane operators
in the Consolidated yard..
Both belonged to Local 1407 , Larsen being a trustee.
Their duties were to load lumber from a stationary crane onto a truck.
A car-
rier hoist was used to bring the lumber to the crane.
J, L. Moody, Consolidated 's yard superintendent , testified for the General
Counsel that on May 2, 1949 , a Bar Lumber Company truck arrived to take
on a load for Santa Ana .
Larsen and Marsh , the crane operators , refused to
load it.
Again on May 5 a Santa Ana truck attempted to pick up a cargo. For
the second time Larsen and Marsh declined to load. This time they said they
refused because "they had orders not to load ."
This testimony was not con-
troverted .
John R. Hults, Consolidated's yard foreman, a witness for the
General Counsel, added that Flores and Hoff, operators of the carrier hoist,
refused to handle the Santa Ana order because Larsen and Marsh, the crane
operators , had declined to do so.
Flores and Hoff told Hults they were . afraid of
being fined .
Thomas W. Duncan , order clerk for Consolidated, testified that
.Larsen and Marsh told him that they "couldn't load."
None of this proof was
disputed .
On the day following this incident , union employees of Consolidated
loaded the order on a Santa Ana truck by hand and it was , duly received.
Larsen testified for the General Counsel .
He stated that Brewer , representa-
tive of Local 1407 , had told him that Santa Ana would not talk to the Union
and that he and Marsh were not to load their trucks.
He further bore witness
that following their refusal to load a Santa Ana truck on May 5, he and
Marsh reported to Clark , McMullin , and Moody , their Consolidated superiors,
that the Union had "told us not to load it."
This second mentioned piece of
proof was not.denied ; the first was contradicted.
For the Respondents Marsh, Brewer , Sullivan, and Mack Pippin described a
conference in the union hall about 2 weeks before the May incidents at Con-
solidated.
Although people were coming in and out all of the time and some of
these witnesses were not in too favorable a position to hear everything that was
said, their stories coincided exactly.
They were to the effect that Larsen told
•Brewer some Santa Ana orders were expected soon and asked if he and Marsh
should load them.
Brewer is supposed to have replied that as a union represent-
ative he could not give orders to refuse, but that Larsen and Marsh were entitled
to use their own judgment in the matter.
Respondents in their brief lay great stress on Larsen's alleged . hardness of
hearing.
The Trial Examiner did not observe any such defect while Larsen was
on the stand, although the matter was mentioned at that time .
Certainly Larsen
did refuse to load and the reasons he gave to Moody, Hults, Duncan, and his other
superiors were not even disputed by any of Respondent 's witnesses. I credit
Larsen's testimony.
I find that the Respondents' agents solicited and attempted to induce employees
of Consolidated not to load Santa Ana material.
i. Harold Finley Trucking Company
Finley was engaged in the trucking business and all its drivers belonged to
Local 692.
On May 5, 1949, it received an order to take a load of roofing from
Pioneer Flintkote Company to Santa Ana.
Roy King, office manager for Finley,
testified for the General Counsel that he then called Local 692 and asked for
Kurbatoff who proved to be out. Then a union office girl told him that there
was no picket line at Santa Ana, but that it was on the "unfair list."
King
877359-50-vol. 87--62
962
DECISIONS OF NATIONAL
LABOR RELATIONS BOARD
directed one of his drivers, Cecil Schooley, a union man from Local 692, to pick
up the load and deliver it to Santa Ana next day, May 6.
According to Rex G. Medford, yard foreman for Santa Ana, a General Counsel
witness, the truck arrived just about noon and he told the driver it would be
unloaded at 1 p. in.
When that time arrived the driver stated that a union agent
had told him not to unload until further notice.
The driver went to the telephone
and then drove the truck out of the yard and parked it in the street until about
3 p. in.
William E. Benish, a truck driver for Finley and a member of Local 692, stated
that in the meantime he had received a telephone call from Blansett, whom he
knew as business agent for Local 692.
Blansett first asked for Finley, then King,
and finally told Benish that a Finley truck was in the Santa Ana yard where "he
shouldn't be."
Blansett told Benish to call the driver and instruct him to leave
the yard.
Benish agreed and did so, telling him that Blansett would give him
further orders.
This was the telephone call previously mentioned which caused
Schooley, the Finley driver, to move his truck out on the street. Caswill A.
Clark, order clerk for Santa Ana, testified that he saw Blansett and the Finley
driver talking in an adjoining street during the noon hour.
Blansett was the only witness for the Respondents as to this
incident.
His
testimony did not disagree from that given by witnesses for the General Counsel.
But he elaborated the conversation between himself and the Finley driver.
He
told the latter that he was following Santa Ana trucks ; that there was no picket
line; and that the Company was on the "unfair" list.
When the driver asked if
he should take the load back, Blansett told him to wait.
The evident purpose of
this direction was for Blansett to talk to Kurbatoff, which he did.
Then, about
3 p. in., he told the driver to return to the Santa Ana yard and unload his truck
"for the last time."
Blansett also reported this to King, Finley's office manager.
Schooley, the driver, did not take the witness stand.
I find that the Respondents, through Blansett, attempted to influence a Finley
employee not to handle Santa Ana materials.
That the attempt was carried out
for only 4 hours does not negative in any sense the fact that it was made. For
reasons previously stated it is immaterial that the incident took place at the
Santa Ana yard.
At this point it seems advisable to summarize the findings with respect to the
secondary boycott.
The Respondents had definitely placed Santa And upon their
"We do not patronize" list. This was known to all union members who attended
at least one meeting of the County Council-March 4, 1949; to some and inferen-
tially to all of the union members in the cars stationed near the Company's yard
from whence they followed its trucks ; to some union employees of other business
establishments ; to the Santa Ana officials present at the meeting of April 7; to
the management of several business concerns with whom Santa Ana did business,
having been fold by union agents, certainly to Parkhurst, Penn Furniture, Penn
Van and Storage, and Finley ; to the employees of several of these businesses, who
learned of it in the same manner. The Respondents instituted early in March
and uninterruptedly carried on thereafter a carefully arranged practice of fol-
lowing company trucks from its yard to their destination ; of ascertaining the
identity of purchasers or consignees and of dealers who sold materials to the
Company; of conveying this information to union headquarters of the County
Council; of making representations to such dealers either to the employer alone,
to the employer and employees together, or to the employees separately, to the
effect that Santa Ana was on the union "unfair" list, that the dealer's should not
buy from that Company or sell to it and that its employees should not handle the
LUMBER AND SAWMILL WORKERS UNION
963
materials so involved because they were "hot."
This program was effectuated
in from 100 to 200 instances and as a result Santa Ana lost substantial business
which it had theretofore enjoyed.
The plan was vigorously carried out until the
Respondents were enjoined by the United States District Court early in June.
As to attempts to unionize Santa Ana employees, Bardwell had asked permission
to talk to them at the plant on off hours, which had been refused, and Kurbatoff
solicited most of them with little or no success.
Otherwise there were no direct
undertakings in this respect.
No strike occurred at Santa Ana.
The same situ-
ation was true as to other dealers with whom Santa Ana did business. Of the
last mentioned some had already been unionized. I do not credit the testimony
of Respondents' witnesses that they uniformly instructed the drivers of their
trailing cars not to talk to employees of dealers other than Santa Ana.
What is the law governing such a situation?
A leading case on the Board's interpretation of Section 8 (b) (4) (A) is that
of Wadsworth.20
There the primary dispute was between Wadsworth and his
employees.
Klassen purchased prefabricated houses from Wadsworth and mate-
rials from other dealers for his construction business.
Wadsworth's employees
peacefully picketed Klassen and his dealers and put Klassen's name on the union
"We do not patronize" list.
The Board held all of this to be in violation of the
named section of the Act. In the course of an extended decision it said :
To warrant an unfair labor practice finding in this case under Section 8
(b) (4) (A), two factors must combine-(1) the alleged activities must have
as an object the forcing or requiring any employer, inter alia, to cease using
the products of any manufacturer or to cease doing business with any person ;
and (2) the activities must constitute inducement and the encouragement
of employees in the course of their employment within the meaning of Sec-
tion 8 (b) (4) (A). The absence of either factor will defeat the charges
hereunder .. .
Not only does it appear from the legislative debates and Committee Reports
that Congress considered the "product boycott" one of the precise evils which
that provision was designed to curb, but also Senator Taft, one of the spon-
sors of the Act, and Senator Ball, in reply to the critics of the section in
question, emphasized without qualification that all boycotts were equally
indefensible and unjustified . . .
Although picketing is not mentioned in terms, this section obviously is
broad enough to prohibit picketing.
Apparently, Congress, by design, chose
words of broad connotation in deftninq the unfair labor practice as induce-
ment or encouragement. . . .
It would seem reasonable to assume that had
Congress not intended to reach in Section 8 (b) (4) (a) peaceful picketing
or other peaceful conduct in furtherance of a secondary boycott, it would
have used similar or comparable language, [i. e., Section 8 (b) (1)1 .. .
.
.
. There was no disagreement as to its sweeping implications and mean-
ing, and that it was intended to prohibit peaceful picketing, as well as per-
suasion and encouragement to further a secondary boycott. . . .
Moreover, it
can hardly be supposed that Congress, in enacting Section 8 (B) (4) (A) as
the legislative response to the asserted evils of secondary boycotts, did not
envisage the whole gamut of union activities by which such boycotts are
achieved .. .
20 United Brotherhood of Carpenters and Joiners (Wadsworth Building Company),
81
NLRB 802. [Emphasis supplied.
H. G.]
964
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
.
.
. It was the objective of the union's secondary activities, as legislative
history shows, and not the quality of the means employed -to accomplish that
objective, which was the dominant factor. motivating Congress in enacting
that provision.. . .
We therefore conclude that Section 8 (B) (4) (A) prohibits peaceful
picketing, as well as other peaceful means of inducement and encouragement,
in furtherance of an objective proscribed therein and that Section 8 (c) does
not immunize such conduct .. .
As-to the "We do not patronize" list, the Board held:
We pass to the next question whether the promulgation of the "We do
not patronize" list containing Klassen's name, was, like the contemporaneous
picketing, a violation of Section S (b) (4) (A).
Realistically viewed, this-
list, as the record indicates, was a direction or an appeal to union men not
to handle any goods or perform any services for Klassen. . . .
However, for
the reasons discussed above which impel us to conclude that Section 8 (c)
does not protect the picketing, we find that that provision does not afferd
any immunity to the "We do not patronize" list . . .
The Board has consistently followed the Wadsworth case in subsequent
decisions.21
Shortly following the Wadsworth case came the Osterink case,22 wherein the
Board added some new light on the effect of an "unfair" list. The primary labor
dispute was between Osterink and the unions.
He was placed on their "unfair"
list.
The union organizational setup was very similar to the one at bar. Two
union men were called off their jobs with the Title Company and fined. This
company supplied Osterink.
The Board held that the maintenance of the "un-
fair" list under these circumstances violated Section 8 (b) (4) (A).
We do not believe that the Council's liability for the acts of the Bricklayers
in enforcing the unfair list depends upon the existence in the Council of a
direct or indirect power to discipline members of its affiliates who fail to
heed the unfair list.
Rather, it is our opinion, that the Council's liability
stems from the fact of its co-sponsorship with the Bricklayers of the unfair
list.
Such co-sponsorship, under well-established legal and equitable princi-
ples carries with it the familiar responsibility of joint participants in a
common enterprise for one another's acts performed in furtherance of the
enterprise.
In the Sealright case 23 the Board had under consideration inter alia, the union
practice of following trucks carrying Sealright products to and from its plant.
Sealright had a dispute with the union over -a contract and a strike ensued.
L. A.-Seattle called at Sealright's plant to haul the latter's products.
On several
occasions identified union representatives followed these trucks and picketed
L. A.-Seattle.
West Coast-Seattle prepared to ship paper from its warehouse to
Sealright.
Six members of the striking respondent union, attired in sashes,
picketed West Coast-Seattle's plant.
The Board applied the Wadsworth case
21 See International Brotherhood of Electrical Workers (Samuel Langer), 82 NLRB 1028;
Denver Building and Construction Trades Council (Gould), 82 NLRB 1195; Local 1796,
United Brotherhood of Carpenters (Montgomery Fair Company), 82 NLRB 211.
2Bricklayers etc. Union
( 0sterink ), 82 NLRB 228.
13 Sealright Pacific, Ltd. (Printing Specialties etc. Union), 82 NLRB 271. [Emphasis
supplied H. G.]
LUMBER AND SAWMILL WORKERS UNION
965
doctrine and held this to be a violation of Section 8 (b) (4) (A). Said the
Board :
It is clear from the record in the instant case that the pickets were author-
ized by the Respondent to follow trucks carrying Sealright products to other
plants. Indeed, as the Trial Examiner found, the Respondent regarded such
conduct as an extension of its primary picket line at the Sealright plant.
It is significant that in its "cease and desist" Order the Board included "by
picketing or by related conduct."
In the very recent Pure Oil " case the Board held that no violation of Section
8 (b) (4) (A) had occurred because the picketing involved had occurred on the
premises of Standard, the primary disputant, and not on those of Pure Oil. It
distinguished that situation from the Wadsworth case as being a primary rather
than a secondary boycott.
In the present case that distinction cannot be applied : First, the proscribed
inducements by the Respondents were made to dealers with Santa Ana and their
employees on or near the premises of such dealers ; and second, what prohibited
inducements were offered on Santa Ana premises were directed to employees
-of other dealers and not to Santa Ana or its employees. Thus, so far as the
case at bar is concerned, I believe the Wadsworth doctrine is not modified by
the Pure Oil case.
In a review on appeal of the injunction proceedings in the Wadsworth case,
the United States Court of Appeals for the Tenth Circuit declared :
The further contention is that the use of the "We do not patronize" lists
and the peaceful picketing of the Klassen premises were protected by the
First Amendment to the Constitution of the United States and by section
8 (c) of the Act. The pertinent part of the First Amendment guarantees
freedom of speech and press, and section 8 (c) provides that expressions of
views and opinions shall not constitute an unfair labor practice under the
act if they do not contain any threat of reprisal, or force, or promise of
benefit.
The promulgation and circulation of a blacklist and the peace-
ful picketing of premises in the course of a labor dispute may constitute a
phase of the constitutional right of free utterance, if the blacklist is confined
to the name of the employer primarily involved in the controversy and
the picketing is confined to the premises of such employer . . . [cases cited].
. .. But the guaranty of free speech and free press contained in the First
Amendment does not compel the United States to tolerate in all places and
under all circumstances even peaceful picketing, if it has harmful effect
upon interstate commerce.
The constitutional right of free speech and free
press postulates the authority of Congress to enact legislation reasonably
adapted to the protection of interstate commerce against harmful encroach-
ments arising out of secondary boycotts.
The promulgation and circulation
of a blacklist and the picketing of premises as the means of waging a sec-
ondary boycott which has the effect of substantially burdening or obstruct-
ing interstate commerce is not protected by the First Amendment or Section
8 (c) of the Act.
[Emphasis supplied.]
The Court of Appeals cites Carpenters & Joiners Union of America, Local No.
f13 et at. v. Ritter's Cafe, 315 U. S. 722. But see: Bakery & Pastry Drivers
" Oil Workers International Union
( Pure Oil Company ), 84 NLRB 315.
21 United Brotherhood of Carpenters, etc., at al. v. Sperry, 170 F. 2d 863, 868-9 (C. A. 10).
966
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
etc., et al. v. Wahl et at., 315 U. S. 769, decided under a New York statute in
1942.
On a similar appeal from an injunction decree the Court of Appeals for the
Ninth Circuit reached the same conclusion: that Section 8 (b) (4) (A) of the
Act did not infringe on the First Amendment guaranteeing free speech.26
Such is the law which clearly governs this proceeding.
Applying the facts to
the law, what conclusions are reached?
First, the Respondents did set up a "We do not patronize" list and placed
Santa Ana on it. The findings already made show that such list was promul-
gated and to whom. Under the Board decisions in the Wadsworth, Osterink,
Sealright, and other eases cited above, that is indisputably a violation of Section
8 (b) (4) (A).
In the second place it cannot be disputed that the Respondents, through their
agents, did induce or encourage the employees of employers other than Santa Ana
to refuse to handle the materials of that company. Under the doctrine laid
down by the Board in the Wadsworth case, and since followed, such inducements
must be made to the employees of the concerns dealing with Santa Ana. It has
been found that in the Shugart, San Pedro, and Penn Furniture incidents no such
inducements were made to their respective employees. I therefore hold that
no violation of Section 8 (b) (4) (A) occurred in those three instances.
But
in the cases of Parkhurst, Globe, Kent, Penn Van and Storage, Consolidated, and
Finley it has been found, for the reasons stated, that the Respondents did induce
or attempt to induce their respective employees to refrain by a concerted refusal,
from handling Santa Ana goods. Under the doctrine laid down by the Board
in the Wadsworth, OsterMk, Sealright, and other cases mentioned above, and by
the Tenth Court of Appeals and the Ninth Court of Appeals, decisions heretofore
cited, I hold such actions by the Respondents to be in violation of Section
8 (b) (4) (A).
The element of "concerted refusal" is found in: (1) the "We do not patronize"
list was directed to all union employees and inferentially to all others; (2) the
direct inducements were made to more than one employee in several instances ;
and (3) the practice of following company trucks was calculated to influence
all employees of other employers.
There remains finally the question of the effect of the Respondents' practice
of following Santa Ana's trucks in the manner and to the extent already found
to be the facts. It has been stated that no conventional picket line with display
of banners, placards, or devices or lines of marching agents of the Respondents in
front of entrances of concerns dealing with Santa Ana occurred in this case.
Yet substantially the same thing occurred by the device of following the Com-
pany's trucks. It is clear that under the Union's well-worked plan a sufficient
number of cars were stationed at or near Santa Ana's yard and that on 100 to 200
occasions trucks were followed to their destinations. I view the stationing of
these cars at Santa Ana as in effect a picket line, even though not in the regular
formal sense.
But the important factor is that they followed Santa Ana trucks
to the places of. business of their customers. In the Sealright case, as cited and
quoted above, the Board regarded this.practice as an extension of the picket line
from the primary place of business to the premises of the secondary dealers-
But even if that were not so, it is certain that the actual following of Company
trucks to customers' premises was calculated to be an attempt to demonstrate
that something was wrong in the labor relations obtaining at Santa Ana. It
2s Printing Specialties Union v. LeBaron, 171 F. 2d 331
( C. A. 9).
The Court relied
on the Ritter's Cafe case.
LUMBER AND SAWMILL WORKERS UNION
967
Was not an inadvertent, innocuous, meaningless gesture on the part of the
Respondents.
It was meant to impart a definite kind of information which
would have the desired effect on the employees-many of them union members
themselves-of those with whom Santa Ana dealt.
To this should be added the
further fact that these cars drove up to the secondary concern's premises and
parked-after arriving behind a Santa Ana truck. Could such a method fail to
have a meaning to the onlooking employees, especially those who belonged to
the Union. In the Parkhurst case, Marshall, the manager, expressly complained
to Bardwell that the truck-following program was disturbing his employees.
And Penn said that so long as it continued he would not send his drivers to the
Santa Ana yard.
In the Wadsworth case the Board, in addition to proscribing peaceful picketing,
continually speaks of "other peaceful conduct in furtherance of a secondary boy-
cott," "as well as persuasion and encouragement to further a secondary boycott,"
,,as well as other peaceful means of inducement and encouragement"-all this as
coming within the prohibition of the section. It seems clear to we that the
truck-following practice in this case-100 to 200 occurrences of it-was very
definitely "other peaceful conduct" to bring about a secondary boycott.
As such
it was proscribed by this part of the Act. I so hold.
For reasons previously stated I find no evidence of violation of Section 8
(b) (4) (B).
Conclusion as to secondary boycott
I find that the Respondents, by their actions as heretofore set forth, violated
Section 8 (b) (4) (A) of the Act.
I shall recommend that that portion of the complaint alleging a violation of
Section 8 (b) (4) (B) be dismissed.
The question of constitutionality of Section 8 (b) (4) (A)
The Respondents pleaded in their answer that Section 8 (b) (4) (A) violates
Amendment I, V, and VIII of the Constitution of the United States. A sub-
stantial part of their brief is devoted to this thesis. In November 1947 the
Board said : 27
As an administrative agency of the Federal Government, it is inappro-
priate for the Board to pass upon questions regarding the constitutionality
of Congressional enactments.
Such questions will be left to the Courts. In
the absence of any court decision to the contrary, the Board assumes that.
the Act as amended does not violate any provision of the Constitution of
the United States .. .
The Trial Examiner will, therefore, not discuss this question.
The question of "entrapment" of the Respondents by Santa Ana
This matter was not pleaded as a defense in the Respondents' answer. But.
during the hearing evidence was offered and much argument was indulged in to,
show that Santa Ana pursued a course of conduct with relation to the Respond-
ents which resulted in their "entrapment" in the present charges of unfair labor
practices.
A sizeable part of Respondents' brief is devoted to the same con-
27 Rite-Form Corset Company, Inc., 75 NLRB 174. The same rule has recently been
followed in : Local 1796 , United Brotherhood of Carpenters etc. (Montgomery Fair Com-
pany ), 82 NLRB 211,
and United Furniture Workers of America
( Smith Cabinet), 81
NLRB 886.
-968
DECISIONS OF NATIONAL
LABOR RELATIONS BOARD
tention.
Such words as "rancor," "bias," "animus," "hostility," "mislead and
inveigle," and "bad faith" are found.
The Trial Examiner excluded as irrelevant, evidence of what allegedly oc-
curred at several meetings of Santa Ana employees at their plant on April 8
when Tway is supposed to have addressed them.
He did admit, for purposes of
impeaching the testimony of Tway, an advertisement placed by Santa Ana in a
local paper at that time and a letter sent out by an employers' association of
which Tway was a member.
The Board has already decided this very question in the Sunset Line and Twine
case.28
The Trial Examiner found (1) that-the strike of August 28 "was precipi-
tated by action of the Company" in leaving the bargaining conference on
August 21 after its Vice-President Johnson presented to Vail a written
"offer"; and (2) that "at least since November 7, 1947, the Company refused
to negotiate with Local 6 concerning either a contract or settlement of the
strike."
The sole issue before us is whether or not the Resopndent Unions
unlawfully restrained or coerced employees by certain of their activities
during the course of the strike.
Unlawful conduct on the part of the Con,
pany, if established, would neither extinguish the right of its employees, to
be free of union restraint and coercion, rtor justify the Respondent Unions'
alleged infringement of that right . . . [Cases cited.] [Emphasis supplied.]
The same conclusion is reached in the Smith Cabinet case.29
This argument of the Respondents is therefore rejected.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES
The activities of the Respondents as set forth in Section III, above, occurring
in connection with the operations of Santa Ana described in Section I, herein-
.above, have a close, intimate, and substantial relation to trade, traffic, and com-
merce among the several States, and tend to lead. to labor disputes burdening
.and obstructing commerce and the free flow of commerce.
V.
THE REMEDY
Having found that the Unions have violated Section 8 (b) (4) (A) of the
Act, it will be recommended that they cease and desist therefrom, and take
certain affirmative action designed to effectuate the policies of the Act.
. Upon the basis of the foregoing findings of fact and upon the entire record
in the case, I make the following :
CONCLUSIONS OF LAW
1. Santa Ana is, and all times material herein has been, engaged in com-
merce within the meaning of Section 2, subsections (6) and (7) of the Act.
2. Lumber and Sawmill Workers Union, Local Union No. 1407, affiliated with
United Brotherhood of Carpenters and Joiners of America, A. F. L.; Building
and Construction Trades Council of Orange County, A. F. L.; General Truck
Drivers, Chauffeurs and Helpers Union, Local No. 692, International Brotherhood
28International Longshoremen's and Warehousemen's Union (Sunset Line and Twine
Company), 79 NLRB 1487.
29 United Fwrniture Workers of America (Smith Cabinet Manufacturing Company), 81
NLRB 886.
LUMBER AND SAWMILL WORKERS UNION
969
of Teamsters, Chauffeurs, Warehousemen and Helpers of America, A. F. L.;
and Orange County District Council of Carpenters, A. F. L., are labor organiza-
tions within the meaning of Section 2 (5) of the Act.
3. By inducing and encouraging employees of employers other than Santa
Ana, an object thereof being to force and require their employees to cease doing
business with Santa Ana, the Respondents have engaged in unfair labor practices
within the meaning of Section 8 (b) (4) (A) of the Act.
4. Said unfair labor practices are unfair labor practices within the meaning of
Section 2 (6) and (7) of the Act.
5. The Respondents have not engaged in unfair labor practices within the
meaning of Section 8 (b) (1) (A) of the Act.
6. The Respondents have not engaged in unfair labor practices within the
meaning of Section 8 (b) (2) of the Act.
7. The Respondents have not engaged in unfair labor practices within the
meaning of Section 8 (b) (4) (B) of the Act.
RECOMMENDATIONS
Upon the basis of the foregoing findings of fact and conclusions of law,
I recommend that the above -entitled Respondents and their agents, successors,
and assigns shall :
1. Cease and desist from :
(a) Engaging in or inducing or encouraging the employees of any employer
to engage in a concerted refusal in the course of their employment to handle the
goods of Santa Ana, where an object thereof is to require their respective em-
ployer, or any other employer or other person to cease doing business with Santa
Ana ;
(b) Promulgating and distributing any "We do not patronize" list with the
name of Santa Ana appearing thereon ;
(c) Following any vehicles of Santa Ana when the purpose thereof is to
induce or encourage the employees of other employers to engage in a concerted
refusal to handle the goods of Santa Ana as particularly set forth in paragraph
1 (a) of these Recommendations.
2. Take the following affirmative action, which the undersigned finds will
effectuate the policies of the Act :
(a) Post in a conspicuous place at the respective business offices in Santa
Ana, Orange County, California , of Local 1407, Local 692, the Orange County
Council and the District Council, where notices to - members are ordinarily
posted, a copy of the notice attached hereto as Appendix A.
Copies of the notice,
to be furnished by the Regional Director for the Twenty -First Region (Los
Angeles, California ), shall, after having been signed by an officer or authorized
representative of said Unions, be immediately posted and maintained for a
period of sixty ( 60) consecutive days thereafter .
Reasonable steps shall be taken
by the Respondents to insure that the posted notices are not altered , defaced,
or covered by any other material ;
(b) Notify the Regional Director of the Twenty -First Region, in writing,
within twenty
(20) days from the receipt of this Intermediate Report, what
steps the Respondents have taken to comply therewith.
It is also recommended that unless the Respondent Unions shall, within
twenty
(20) days from the receipt of this Intermediate Report , notify said
Regional Director in writing that they will comply with the foregoing recom-
970
DECISIONS OF NATIONAL
LABOR RELATIONS BOARD
mendations, the Board issue an order requiring said Respondents to take the
action aforesaid.
As provided in Section 203.46 of the Rules and Regulations of the .National
Labor Relations Board, any party may, within twenty (20) days from the date
of service of the order transferring the case to the Board, pursuant to Section
203.45 of said Rules and Regulations, file with the Board, Washington 25, D. C.,
an original and six copies of a statement in writing setting forth such exceptions
to the Intermediate Report or to any other part of the record of proceeding
(including rulings upon all motions or objections) as he relies upon, together
with the original and six copies of a brief in support thereof; and any party
may, within the same period, file an original and six copies of a brief in sup-
port of the Intermediate Report. Immediately upon the filing of such state-
ment of exceptions and/or briefs, the party filing the same shall serve a copy
thereof upon each of the other parties. Statements of exceptions and briefs
shall designate by precise citation the portions of the record relied upon and
shall be legibly printed or mimeographed, and if mimeographed shall be double
spaced.
Proof of service on the other parties of all papers filed with the Board
shall be promptly made as required by Section 203.85.
As further provided
in said Section 203.46 should any party desire permission to argue orally before
the Board, request therefor must be made in writing to the Board within ten
(10) days from the date of service of the order transferring the case to the
Board.
In the event no Statement of Exceptions is filed as provided by the afore-
said Rules and Regulations, the findings, conclusions, recommendations, and
recommended order herein contained shall, as provided in Section 203.48 of
.said Rules and Regulations, be adopted by the Board and become its findings,
conclusions, and order, and all objections thereto shall be deemed waived for all
purposes.
Dated at Washington, D. C., this 23rd day of August 1949.
HAMILTON GARDNER,
Trial Examiner.
APPENDIX A
NOTICE
To all members of Lumber and Sawmill Workers Union, Local Union No.
1407, affiliated with United Brotherhood of Carpenters and Joiners of America,
A. F. L.; Building and Construction Trades Council of Orange County, A. F. L.;
General Truck Drivers, Chauffeurs and Helpers Union, Local No. 692, Inter-
national Brotherhood of Teamsters, Chauffeurs, Warehousemen and .Helpers of
America, A. F. L.; and Orange County Council of Carpenters, A. F. L., respec-
tively.
Pursuant to the recommendations of a Trial Examiner of the National Labor
Relations Board, and in order to effectuate the policies of the National Labor
Relations Act, we hereby give notice that :
WE WILL NOT induce or encourage the members of the above-entitled Unions
to urge, in any manner, employees of any employer to engage in a concerted
refusal, during the course of their employment, to perform any services where
an object thereof is to force any employer to cease doing business with Santa
Ana Lumber Company.
LUMBER AND SAWMILL WORKERS UNION
971
WE WILL NOT promulgate or distribute any "We do not patronize" list upon
which the name of Santa Ana Lumber Company appears which has the object
mentioned in the next preceding paragraph.
(Respective Union as above named)
----------------------------
(Labor Organization)
By ------------------------------
(Title of officer)
Dated --------------------
This notice must remain posted for sixty (60) days from the date hereof, and
must not be altered, defaced, or covered by any other material.