062 NLRB 1
Francis Keil & Son, Inc.
In the Matter'of FRANCIS KEI(. & SON, INC. and UNITED CONSTRUCTION
WORKERS, UNITED MINE WORKERS OF AMERICA
Case No. 2-R-5488.-Decided Jude 1, 1945
Messrs. J. Leon Israel and John P. Hackett, of New York City, for the
Company.
Messrs. Michael E. Rosenstein and Leon Zwicker, of New York City,
for the UMW.
Messrs. Hiram G. Shields and Martin V. Kornreich, of New York City,
for the AFL.
Mr. A. Sumner Lawrence, of counsel to the Board.
DECISION
AND
DIRECTION OF ELECTION
STATEMENT OF THE CASE
Upon a petition duly filed by United Construction Workers, United Mine
Workers of America, herein called the UMW , alleging that a question
affecting commerce had arisen concerning the representation of employees
of Francis Keil & Son, Inc., New York City, herein called the Company,
the National Labor Relations Board provided for an appropriate hearing
upon due notice before Jerome I. Macht, Trial Examiner. Said hearing
was held at New York City, on April 19, 1945. The Company, the UMW,
and Plumbing , Hardware, Paint Employees Union, Local 1146, Retail
Clerks International Protective Association , A. F. of L., herein called the
AFL, appeared and participated . All parties were afforded full opportunity
to be heard , to examine and cross -examine witnesses , and to introduce
evidence bearing on the issues . The Trial Examiner 's rulings made at the
hearing are free from prejudicial error and are hereby affirmed. The Com-
pany's request for leave to present oral argument is hereby denied . All par-
ties were afforded an opportunity to file briefs with the Board.
Upon the entire record in the case, the Board makes the following:
62 N. L. R B., No. 1.
1
Z
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
FINDINGS OF FACT
I. THE BUSINESS OF THE COMPANY
Francis Keil & Son, Inc., a New York corporation, has its principal
office and place of business in New York City, where it is engaged in the
manufacture, sale, and distribution of keys, locks, letter boxes, key ma-
chines, and other miscellaneous hardware products. During the past year,
the Company purchased'for use at its New York City plant raw materials
consisting principally of steel, copper, and brass, valued in excess of
$100,000, of which approximately 66 percent was shipped to its plant from
points outside the State of New York. During the same period, the Com-
pany sold finished products amounting in value to more than $500,000, of
which approximately 75 percent was shipped to points outside the State of
New York.
The Company admits that it is engaged in commerce within the meaning
of the National Labor Relations Act.
II. THE ORGANIZATIONS INVOLVED
United Construction Workers, United Mine Workers of America, is a
labor organization admitting to membership employees of the Company.
Plumbing, Hardware, Paint Employees Union, Local 1146, Retail
Clerks International Protective Association, affiliated with the American
Federation of Labor, is a labor organization admitting, to membership em-
ployees of the Company.
III.
THE QUESTION CONCERNING REPRESENTATION
The Company refuses to recognize either the UMW or the AFL until
such time as one or the other is certified by the Board.
A report of a Field Examiner for the Board, introduced into evidence at
the hearing, indicates that the UMW and the AFL each represents a sub-
stantial number of employees of the Company in the unit claimed by each to
be appropriate!
We find that a question affecting commerce has arisen concerning the
representation of employees of the Company within the meaning of Sec-
tion 9 (c) and Section 2 (6) and (7) of the Act.
IV.
THE APPROPRIATE UNIT
The UMW and the AFL both urge with certain differences2 a proposed
i The Field Examiner reported that the UMW had submitted 68 authorization cards, of which 61
appear on the Company's pay roll of April 2, 1945, containing the names of 100 employees in the
unit claimed appropriate by the UMW; that the AFL had submitted 30 authorization cards, all of
which appear on the said pay roll containing the names of 95 employees in the unit claimed appropriate
by the AFL.
2 The only disagreement between the UMW and the AFL concerns the classifications of truck
driver, watchmen, firemen , and building maintenance employees whom the UMW would include and
the AFL exclude from the plant -wide unit.
FRANCIS KEIL & SON, 1NC.
3
unit consisting of all production, shipping, and pnamtenance employees of
the Company, excluding the engineer, the timekeeper , office, clerical, and
sales employees , superintendents , executives , foremen, and all other super-
visory employees. The Company supports the position of the AFL with
respect to the latter's requested exclusion of employees in the classifications
of truck driver, watchmen , building maintenance employees , and firemen,
and also contends that the craft employees in certain departments should
he given the opportunity to vote in separate elections as to whether they
desire to be represented by either the UMW, the AFL, or by neither organ-
ization.
The position of the Company is in effect a request that the principle
of self-determination for employees in craft groups be applied. While
we have frequently directed self-determinative elections among craft em-
ployees identifiable as separate groups in the absence of a controlling
history of collective bargaining inconsistent therewith and upon the request
of craft labor organizations claiming representation among such employees,
the record in the present instance discloses that bgth labor organizations
herein concerned have organized upon a plant-wide basis and that no other
labor organization has presented evidence of organization among such
craft employees . Since there is nothing in the evidence to indicate a desire
on the part of craft employees for separate representation , we find that the
principle of self-determinative elections is inapplicable under the circum-
stances disclosed in the present proceeding 8
There remains for consideration the question of separate inclusions and
exclusions from the production and maintenance unit hereinafter found
appropriate.
Truck drivers
The Company employs one truck driver who is attached to the shipping
department. This employee drives a truck three mornings each week in
making deliveries for the Company outside the plant to customers within
the City of New York. As part of his duties as truck driver, he loads and
unloads the truck and makes reports as to any repairs needed with respect
to the operation thereof. During the remainder of the time, he works in
the shipping department, preparing packages for shipment. We find that he
has substantial interests in common with the plant employees in the pro-
duction and maintenance group. We shall, accordingly, include him within
the unit. r
Watchmen
With respect to three watchmen whom the AFL and the Company coil-
, 8 See Matter of Armour & Company of Delaware, 48 N. L. R B. 1144; Matter of General Petrole-
nm Corporation of California, 56 N. L R. B. 1366; Matter of Phelps Dodge Corporation, 60 N. L.
R. B. 1431.
4
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
tend should be excluded from the appropriate unit, it appears that none of
the watchmen in question are militarized, deputized, armed, or uniformed
that all perform the ordinary duties of watchmen and occasionally perform
production and general maintenance work Following our usual practice
under such circumstances, we shall include the watchmen aforesaid within
the unit hereinafter found appropriate.'-
Budding maintenance employees
The AFL and the Company would exclude two building maintenance
employees who work in the maintenance department, which includes the
three watchmen hereinabove mentioned. Of the two employees in question.
one is a maintenance worker who makes minor repairs on the machines and
does general maintenance work in the plant building. The other employee
is a fireman, an hourly paid employee, who works in the boiler room. His
duties consist of keeping the premises warm, firing the furnace, and dump-
ing the ashes. We find that the two building maintenance employees in
question have substantial interests in common with the production and
maintenance employees. Accordingly, we shall include them within the unit.
.We find that all production, maintenance, and shipping employees of the
Company, including truck drivers, watchmen, firemen, but excluding the
timekeeper, office, clerical, and sales employees, executives, general man-
ager, assistant plant manager, superintendent, general foremen, foremen,`
and all other supervisory employees with authority to hire, promote, dis-
charge, discipline, or otherwise effect changes in the status of employees, or
effectively recommend such action, constitute an appropriate unit within
the meaning of Section 9 (b) of the At.
V.
THE DETERMINATION OF REPRESENTATIVES
We shall direct that the question concerning representation which has
arisen he resolved by an election by secret ballot among the employees in
the appropriate unit who were employed during the pay-roll period inune-
diately preceding the date of the Direction of Election herein, subject to
the limitations and additions set-forth in the Direction.
DIRECTION OF ELECTION
By virtue of and pursuant to the power vested in the National Labor
Relations Board by Section 9 (c) of the National Labor Relations Act,
and pursuant to Article 111, Section 9, of National Labor Relations Board
Rules and Regulations-Series 3, as, amended, it is hereby
DIRECTED that, as part of the investigation to ascertain representatives
J See Matter of Syracuse Chilled Plow Co, Inc, 61 N L R B 717
5 Included among such foremen is an employee in the classification of engineer who also acts as
foreman with supervisory authority
FRANCIS KEIL & SON, INC.
5
for the purposes of collective bargaining with Francis Keil & Son. Inc.,
New York City, an election by secret ballot shall be conducted as early as
possible, but not later than thirty (30) days from the date of the Direction,
under the direction and supervision of the Regional Director for the Second
Region, acting in this matter as agent for the National Labor Relations
Board, and subject to Article III, Sections 10 and 11, of said Rules and
Regulations, among the employees in the unit found appropriate in Sec-
tion IV, above, who were employed during the pay-roll period immediately
preceding the date of the Direction, including employees who did not work
during the said pay-roll period because they were ill or on vacation or tem-
porarily laid off, and including employees in the armed forces of the United
States who present themselves in person at the polls, but excluding any
employees who have since quit or been discharged for cause and have not
been rehired or reinstated prior to the date of the election, to determine
whether they desire to be represented by United Construction Workers,
United Mine Workers of America, or by Plumbing, Hardware, Paint Em-
ployees Union, Local 1146, Retail Clerks International Protective Asso-
ciation, AFL, for the purposes of collective bargaining, or by neither.