245 NLRB 339
AMCAR Division, ACF Industries
AMCAR DIVISION. AC F INDt STRIfS
AMCAR Division, ACF Industries, Incorporated and
Roy Turner.
Brotherhood of Railway Carmen of the United States
and Canada, Lodge No. 365, AFL-CIO-CLC and
Roy Turner and Bobby Robinson. Cases 14 CA
11744, 14-CB-4144, and 14-CB-4044
September 25. 1979
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS PENI.I.()
AND TRUESDAI.I
On June 14, 1979, Administrative Law Judge Jose-
phine H. Klein issued the attached Decision in this
proceeding. Thereafter, both Respondents filed ex-
ceptions and supporting briefs.
Pursuant to the provisions of Section 3(h) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and the at-
tached Decision in light of the exceptions and briefs
and has decided to affirm the rulings, findings, and
conclusions of the Administrative Law Judge. and to
adopt her recommended Order.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Rela-
tions Board adopts as its Order the recommended Or-
der of the Administrative Law Judge and hereby or-
ders that Respondent
AMCAR
Division,
ACF
Industries, Incorporated, St. Louis, Missouri, its offi-
cers, agents, successors, and assigns, and Respondent
Brotherhood of Railway Carmen of the United States
and Canada, Lodge No. 365, AFL-CIO-CLC, St.
Louis, Missouri, its officers, agents, and representa-
tives, shall take the action set forth in the said recom-
mended Order.
DECISION
JOSEPHINE H. KLEIN, Administrative Law Judge: On
May 31, 1978,1 Bobby Robinson filed a charge alleging that
since April 26 the Brotherhood of Railway Carmen of
America, Local 365, AFL CIO (the Union) had violated
Section 8(b)()(A) and (2) of the Act2 by requiring Amcar
Division, ACF Industries, Incorporated (the Employer or
the Company) "to deduct excess monetary assessments
[from wages due employees] without the authorization of
I Unless otherwise indicated, all dates herein are in 1978.
National Labor Relations Act. as amended. 29 U.S.C..
i151. el seq.
said employees." On AuguSt 17 R,
I urner tiled i inuilr
charge against Respondent-
nion. Addtional. .
IurnIC
filed a charge alleging that since Nla
I Rspondent IIm-
ploser had violated Section 8(a)( I ) (3). and 4)
h deduclit-
ing
10 a month from each emploce's pascheck
or the
Union's strike fund without the enlplo es pcrnisslon
O()n
December 27 the Regional Director consolidated the three
cases and issued a consolidated complaintl gainst hoth Re-
spondents. The complaint alleges that the L-.plo
,
cr \1o-
lated Section 8a)( I) and the
U nion violated Section
8(h)( )A) hy the deduction of $10 per month tb)r 4 nmonthi
from each employee's pax to coser a special aissct.lncl
imposed by the Union.
Pursuant to due notice, a hearing %%as held hbetre mc in
St. Louis, Missouri, on March 5. 1979. I he General (un-
sel and both Respondents were represented bh couns.1] All
parties were provided full opportunit\ to present x rllltte
and oral evidence and argument. The parties waied oral
argument. Post-trial briefs have been tiled on behalf of the
General Counsel and the Union.
U pon the entire record, careful obser ation oft the one
witness, and consideration of the briefs. I make the tfollo -
ing:
FINI)IN(s Oi'
A(
I. PRELIMINARY fIll)IN(iS
A. Respondent-Employer, a Missouri corporation ssith
an office and place of business in St. Louis, Missouri, alld
other places of business outside Missouri. is engaged in the
manufacture, sale, and distribution of railroad cars and re-
lated products. During the year 1977. a representative pe-
riod, Respondent-Employer, in the course and conduct oft
its business, manufactured, sold, and distributed products
valued in excess of $50,000 which were shipped from its St.
Louis place of business directly to points outside Missouri.
Respondent-Employer is now, and was at all times material
herein, an employer engaged in commerce within the mean-
ing of Section 2(2). (6), and (7) of the Act.
B. Respondent-Union is, and was at all times material
herein, a labor organization within the meaning of Section
2(5) of the Act.
11. THE ALI.EGED UNFAIR LABOR PRA(II('ES
A. The Facts
The relevant facts are simple and free of any substantial
or significant dispute.
Since at least 1951 the Union has represented a unit of
the employer's employees. At the time here involved. the
number of employee-members was around 1.200-1.300.
James Johnson. the only witness, became full-time busi-
ness agent and financial secretary of the Union in January
1978. having previously worked for Respondent-, mployer
as a welder since 1951. He testified that when he took over
as business agent he requested an audit of the Union's fi-
nances. The audit disclosed that Respondent Union was
some $51,000 delinquent in the payment of its per capita
tax to the grand lodge. At that point. in March, Johnson
245 NLRB No. 53
3Art
DECISIONS OF NATIONAI.
LABOR RELATIIONS BOARD
sent the grand lodge $15.(00
from the local's general funds.
O. W. Jacobson, general president of the grand lodge, ad-
vised Johnson "that Section 78 of the Subordinate l.odge
Constitution would allow [Johnson] to levy an assessment"
to defray the remainder of the per capita debt. Thereupon
the local's executive committee voted a $10 per-month-
assessment for May through August, for a total of $40 per
member. The members were notified by a form letter, read-
ing in part:
Section 78 of the Constitution reads as follows: On all
lines where a Joint Protective Board has been orga-
nized, a system protective fund shall be created by
monthly assessments not to exceed five dollars per
month per member, as shall be levied by the Joint Pro-
tective Board, except in case of emergency, when a suf-
ficient amount may be levied to defray expenses of the
board. [emphasis provided in the notification letter].
Beginning May 1, 1978, your UNION DUES will be
$10.50 plus an assessment of $10.00 per month until
our Per Capita Tax is paid. This should be taken care
of by contract time in September.
The Joint Protective Board is established pursuant to sec-
tion 71 of the constitution, which reads, in part:
On any line or system of railway or other company
where three or more lodges are located, there shall be a
Joint Protective Board formed as soon as possible, fol-
lowing the triennial election of local protective boards,
to consist of the chairman of the various local protec-
tive boards on the line or system of railroad or other
company.
Following the sentence quoted in the Union's letter, sec-
tion 78 proceeds:
. . Said [system protective] fund shall be collected by
the Financial Secretary of each lodge on the system
and turned over to the Treasurer, who shall foward the
same quarterly to the Secretary-Treasurer of the Joint
Protective Board, with a copy of the Quarterly Report
as submitted by the Local Lodge's Financial Secretary,
to the Secretary-Treasurer of the Grand Lodge, who
will thereupon receipt for same to the Treasurer of
each lodge. Any member two months in arrears for
Joint Protective Board assessments shall be suspended.
and any Treasurer failing to make remittance of same
of the Secretary-Treasurer of Joint Protective Board at
the end of each quarter shall be suspended ....
And section 79 begins: "The System Protective Fund shall
be used for defraying the expenses of the Joint Protective
Board, salaries of delegates, salary of the General Chair-
man, and other Joint Protective Board officers."
In adopting the assessment involved in this case, the
Union did not invoke or rely on section 40 of the constitu-
tion, which provides that locals may "increase or decrease
initiation fees, readmittance fees, and/or monthly dues at a
regular meeting of the lodge after a fifteen (15) day written
advance notice" to members and a "secret ballot of the
good standing members voting at such meeting."
The Union notified the Company of the assessment, and
the Company thereafter deducted $10 from each employ-
ee's wages in the months of May through August and trans-
mitted such funds to the Union along with the established
dues of $10.50 per member per month. The Union in turn
used the assessment funds to pay off its delinquency to the
grand lodge.' The collective-bargaining agreement then in
effect contained a standard union-securitv clause and a
checkoff provision reading, in pertinent part:
(a) At the time an employee is accepted for employ-
ment by the Company, a suggestion will be made to
each new employee that he voluntarily execute an au-
thorization for the check-off of Union dues in the form
agreed upon.... The Company, for each employee
who has heretofore or who hereafter executes an au-
thorization for the payment of dues, fees and assess-
ment to the Union, shall deduct each month the
monthly dues for the current month, including initi-
ation fee in the case of new members, assessments, if
any, and arrears, if anv ....
If dues are increased or
decreased in accordance with the By-Laws of the
Union during the life of this Agreement, the Union
shall certify the changed amount of such dues. The
Company will remit promptly the amount of monthly
dues, assessments, initiation fees, if an, so collected (to
the Union].
(b) The check-off of dues, fees and assessments as
provided in (a) above shall be effective for, but limited
to. those employees within the bargaining unit from
whom the Company has received and as to whom
there is unrevoked a written assignment authorizing
such deduction, ....
Prior agreements have contained the same or substantially
similar provisions.
All the employees in the bargaining unit had executed
checkoff authorization cards which were outstanding at the
time of the per capita assessment. The authorization cards.
which had been in use, unchanged, at least since 1951, read:
ASSIGNMENT OF WAGES FOR MEMBERSHIP
DU ES
I. Employed by A.C.F. INDUSTRIES. Incorporated
in accordance with Title III. Section 302, (C)(4) of the La-
bor Management Relations Act of 1947. hereby voluntarily
authorize and direct my employer to pay from my wages
due, or to become due, to A.C.F. LODGE No. 365. B.R.C.
of A (Local Union) such initiation fee and monthly dues
lawfully levied by said Union, in accordance with its consti-
tution and by-laws: such amounts deducted are hereby as-
signed and shall be forwarded to the Local Union not later
than the twenty-fifth (25) day of the month in which de-
ducted.
The complaint alleges that Respondents violated Section
8(a)( 1) and (b)( I )(A) of the Act by checking off the four $10
assessments per employee without having any authorization
therefor from the employees.'
I appears that the amount realized by the assessment may not have been
sufficient to cover the total per capita tax delinquency and was supplemented
by some funds from the Union's general treasury.
' The charges alleged violation of Sec. 8(a(3) and (b)2) as well. However.
these allegations were withdrawn and the complaint cites only Sec. 8(a)(I)
and (b)( 1)(A). (One charge also alleged violation of Sec. 8(a(4). That appar-
ently was an error. It also was withdrawn.
140
AMCAR DIVISION, ACF INDUSTRIES
The General Counsel maintains that the checkoff cards
does not cover the assessment here involved, which the
Union's brief refers to as "a one-time assessment under Sec-
tion 78 of the "Union's constitution. The Union, on the
other hand, maintains that the assessment is included in
"dues, fees and assessment" covered by the checkoff provi-
sion in the collective-bargaining agreement and by the
"monthly dues lawfully levied" in the implementing check-
off authorization cards.
In support of its argument, the Union presented undis-
puted evidence of three prior assessments levied by the
Union since 1951. In 1951 there was a $3 assessment to
assist a local that was on strike. In 1975 there was a $20 per
member assessment for a "negotiations benefit fund." And
commencing in October 1975 there was an assessment of $1
per month per member for 12 months. There is no evidence
as to the authority under which such assessments were lev-
ied. Nor does the record show whether they were imposed
by membership vote, executive committee decision, or in
some other manner. However, it appears that they were
collected by means of checkoff, under authorizations in the
same terms as the present ones, and no protests or com-
plaints were registered by union members in the form of
grievances or otherwise.
B. Discussion and Conclusion
The General Counsel does not contend that the assess-
ment here involved was unlawful or improper. Thus, al-
though it is difficult to construe section 78 of the Union's
constitution as authorizing the assessment, no finding or
conclusion is here made as the validity of the assessment.
However, it is significant that the assessment was purport-
edly adopted pursuant to section 78 of the Union's constitu-
tion rather than section 40 which governs increases in union
dues. It would appear that if, as the Union maintains, the
assessment was part of "periodic dues." it should have been
adopted by vote of the membership under section 40 of the
constitution.
Section 8(a)(3 ) of the Act, authorizing union-shop agree-
ments, provides that the employment of an employee cov-
ered by such an agreement may be terminated for "the fail-
ure of the employee to tender the periodic dues and the
initiation fees uniformly required as a condition of acquir-
ing or retaining membership" in the union. [Emphasis sup-
plied] Section 302 of the Act generally prohibits payments
by employers to unions, but excepts, inter alia, "money de-
ducted from the wages of employees in payment of mem-
bership dues in a labor organization: Provided, that the em-
ployer has received from each employee, on whose account
such deductions are made, a written assignment."
The Board, with court approval, has held that the phrase
"periodic dues" within the terms of Section 8(a)(3) of the
Act does not include special assessments. The difference
between
"periodic dues" and "assessments" has been
clearly set forth by the Court of Appeals for the Third Cir-
cuit in N.L.R.B. v. Food Fair Stores, Inc., 307 F.2d 3, 8
(1962). In affirming a Board decision that an employer vio-
lated the Act by threatening to discharge employees who
did not pay a $15 strike assessment. the court said:
It is clear that the term "periodic dues" in the usual
and ordinary sense means the regular payments im-
posed for the benefits to be derived from membership
to be made at fixed intervals for the maintenance of the
organization. An assessment, on the other hand, is a
charge levied on each member in the nature of a tax or
some other burden for a special purpose. and having
the character of being susceptible of anticipation as a
regularly recurring obligation as in the case of "peri-
odic dues." [307 F.2d at I .]
It is clear that the assessment in the present case was im-
posed for the specific purpose of remedying the Union's
outstanding debt to the grand lodge for per capita taxes not
paid during a past period. As the employees were specifi-
cally advised, there was no anticipation that the assessment
would continue or recur after the existing debt had been
paid. Indeed, the Union's brief refers to this assessment as
"a one-time assessment."
In an apparent attempt to bring the assessment within
the terms of the checkoff authorization, the notification
Johnson sent to members said: "[Y]our UNION DUES will
be $10.50[5J plus an assessment of $10.00 per month until
our Per Capita Tax is paid." However, this linguistic ploy
could not hide the fact, clearly indicated in the Union's
notification, that the assessment was not an increase in dues
voted on by the membership in conformity with section 40
of the constitution.' Although the designation of a payment
as either "dues" or "assessment," may have some bearing
on its true nature, the name applied is not conclusive Cf.
Weisback Electric Corporation, 236 NLRB 503 (1978);
United Contractors Association, Inc., 201 NLRB 337 (1973).
To support its contention that the assessment is part of
"dues" within the terms of the checkoff authorization, Re-
spondent relies on an opinion of the Department of Justice
that the phrase "membership dues" in Section 302(c)(4) of
the Act includes "assessments." (22 LRRM 46, 47). See
Wn.
Wol Bakery, Inc., 122 NLRB 630 (1958). In Food
Fair, supra, 307 F.2d at 12, the court specifically dealth with
such argument as follows:
In acquiescing in the interpretation by the Department
of Justice of Section 302 for the purpose of its adminis-
tration of the statue in its penal aspects the Board did
not bind itself to a similar construction in the adminis-
tration of Section 8(a)(3) and 8(hb)(2). Two different
policies are brought into play, the operative effects of
which create no conflict ....
Respondent Union argues that there was no evidence of
any "coercion."7 Again we look to the Third Circuit's opin-
ion in Food Fair, supra, 307 F.2d at 8:
True it is that there is no evidence that the Union
requested the Company to discharge any employee for
5Of the regular dues of S10.50 per month, $450 is in payment of per
capita tax to the grand lodge.
6 It may be noted that approval of the assessment by a majonrity vote of the
members would not necessarily include authonzation of payment b check-
off. Welsbach Electric Corporation, 236 NLRB 503, 515 1978).
7 The Union's bnrief says, inter alit "There is no evidence that any member
(employee) was threatened concerning the assessment There is no evidence
that any member (employee) was discharged, because o the assessment."
[emphasis in the onginall].
341
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
nonpayment of the assessment. Indeed there was no
reason for such a request because the Company acqui-
esced to the checkoff....
In the present case there was no occasion or opportunity for
the employees to be "threatened" or otherwise "coerced,"
since both Respondents, purporting to act under the out-
standing checkoff authorizations, simply effected payment
of the assessment by the employees, without seeking their
approval or specific authorization. The payments, therefore.
were entirely involuntary on the part of the employees.
There is no question that appropriating part of the employ-
ees' wages without their authorization or prior voluntary
consent violated the Act. Cf. American Geriatric Enter-
prises, Inc., ect., 235 NLRB 1532 (1978); Guadalupe Carrot
Packers d/bla Romar Carrot Company, 228 NLRB 369
(1977); Welsbach Electric Corporation, supra, 236 NLRB
503, 516 (1978).
The Union's reliance on Luggage Workers Union Local
60, International Leather Goods, Plastic and Novelty Work-
ers Union, AFL-CIO (Rexbilt Leather Goods, Inc.), 148
NLRB 396 (1964), stems from its failure to observe the pre-
cise nature of the present complaint. In that case it was held
that, as a matter of fact, the General Counsel had failed to
support the allegation in the complaint that the union had
violated Section 8(b)(2), and, derivatively, 8(b)(1)(A), by
coercing payment of a vacation assessment by means of a
checkoff. The gravamen of the complaint in that case was
that the union had coerced employees to pay delinquent
dues and service charges for the union's effort in obtaining
and delivering vacation checks. The trial examiner found
that the General Counsel had failed to prove the allegation
that the union had coerced employees into paying by condi-
tioning their receipt of vacation checks upon such pay-
ments. Although it appears that some such payments had
been effectuated by means of checkoff, the invalidity or im-
propriety of the checkoff as such was not alleged or liti-
gated. Although the trail examiner, in a dictum, suggested
that the service charge might fall within "the union mem-
bership dues and initiation fees" covered by the checkoff
authorizations, his decision was based squarely on the ab-
sence of any showing that payment had been coerced.' after
finding no coercion, he said (148 NLRB at 403):
In any case the complaint alleged a violation because
of coercion, because the assessment was exacted as a
condition of receiving the vacation checks, and that
case, which was the litigated case, fell for want of proof
of coercion; the complaint did not allege the checkoff
was a violation in the absence of coercion, and that
question is not before me or the Board. Under these
circumstances, in the absence, as here, of coercion,
there was no violation of Section 8(b)(2) or 8(b)(1)(A)
of the Act, although the employees may have rights at
'He said (148 NLRB at 403): "The General Counsel alleged and con-
tended that the service charge was an assessment and that the Union's caus-
ing Ithe employer] to check off this assessment was unlawful because all
assessment was exacted from employees as a condition of their receiving the
vacation checks ....
[TIhe record contained no credible evidence that the
assessment was in fact exacted from employees as a condition of their receiv-
ing the vacation checks."
law against the Company and the Union for the autho-
rized [sic] taking of employee money.
The present complaint carefully avoids the snag on which
the General Counsel founded in Luggage Workers. Al-
though the present complaint uses the statutory words "re-
strain," "coerce," and "interfere," the only "coercion" al-
leged is the checkoff itself.9
Since Luggage Workers, the Board has made it clear that
coercion is not a sine qua non for holding a checkoff to be
violative of the Act. See, e.g., International Union of Electri-
cal, Radio and Machine Workers, Local 601, AFL CIO,
(Westinghouse Electric Corporation), 180 NLRB
1062
(1970). In that case, the trial examiner held that a union
violated Section 8(b)(1)(A) by refusing to accept union dues
which were tendered by some employees who had not ex-
ecuted checkoff authorization cards. In affirming, the Board
said:
In reaching this conclusion... we do not find it neces-
sary to rely on any surrounding, threatening circum-
stances. The significant factor in this situation is that
the only way in which an employee was permitted to
comply with his obligation to remain a union member
in good standing under a lawful union-security clause
was to execute a dues checkoff authorization card.
Such an obligation deprives the employee of his right
to select or reject the checkoff system as the method by
which to pay his periodic dues to the Union. The
Board has repeatedly held that dues checkoff authori-
zations must be made "voluntarily," and that an em-
ployee has "a right under Section 7 of the Act to refuse
to sign checkoff authorization cards." Any conduct, ex-
press or implied, which coerces an employee in his at-
tempt to exercise this right clearly violates Section
8(b)(1)(A).' 0
If the employees cannot be compelled to use a checkoff
method of paying union dues to meet their obligation under
a valid union-security provision, a fortiori they cannot be
compelled to submit to deductions by their employer for
the payment of union assessments, the nonpayment of
which cannot affect their jobs. In the present case the em-
ployee-members were given no choice as to whether or how
they would pay the assessment. Thus, they were deprived of
a right protected by Section 7 of the Act.
As the Union observes, the employee-members could "le-
gally" authorize the Company to checkoff assessments lev-
ied by the Union; i.e., Respondents would not be in viola-
tion of Section 302 of the Act if they honored voluntary
checkoff authorizations covering assessments as well as pe-
riodic dues and initiation fees. But the question in this case
9To the extent that the trial examiner apparently believed that coercion
was the decisive factor in the Board's decision in Food Fair. 131 NLRB 765
(1961), he ignored the Third Circuit's opinion enforcing the Board's order in
Food Fair, supra, 307 F.2d 3. The court's opinion in Food Fair also belies the
dictum in Luggage Workers (148 NLRB at 403) to the effect that "penriodic
dues" as used in Sec. 8(a)3) is coextensive with "membership dues" under
Sec. 302(cX4) of the Act.
'O Citing, in footnotes, International Harvester Company, 95 NLRB 730.
733 (1951); Metal Workers' Alliance, Incorporated (TRW Metals Division,
TRW, Inc. 172 NLRB 815, 817 (1968); Internarional Union of District 50
(Ruberoid Company), 173 NLRB 87 (1968); American Screw Company, 122
NLRB 485. 489 (1958).
342
AMCAR DIVISION. ACF INDUSTRIES
is not whether a checkoff card authorizing deduction of as-
sessments would be legal: the only question here presented
is whether the checkoff authorizations executed by the em-
ployee members do in fact authorize payment of union as-
sessments by deduction from wages. The answer to that
question is in the negative.
The collective-bargaining agreement provides for deduc-
tion of "assessments, if any" from the wages of "each em-
ployee who ... executes an authorization for the payment
of dues, fees and assessment." However, the checkoff autho-
rization card calls for the deduction only of "initiation fee
and monthly dues lawfully levied by [the] Union." It is
most significant that the checkoff cards do not use the lan-
guage of the contract. The difference of the two documents
clearly indicates that the card was not intended to embrace
the full scope of checkoff authorizations permitted under
the contract. This conclusion is bolstered in the present case
by the fact that the assessment was not "lawfully levied" as
"dues," changes in "dues" being constitutionally possible
only by membership vote after 15-day notice under section
40.
Citing Morton Salt Company, 119 NLRB 1402 (1958),
and Miller Brewing Company, 193 NLRB 528 (1971), Re-
spondent argues that the Board should not undertake "to
resolve disputes over the meaning or administration" of the
collective-bargaining agreement, "particularly where it is
evident, as in the instant case, that the Respondent acted
reasonably and in good faith." For present purposes, it will
be assumed that Respondents did act "reasonably and in
good faith."" In Miller Brewing the Board said that it "has
held that it will not effectuate the policies of the Act for the
Board to impose upon the parties its interpretation of the
meaning of ambiguous contract checkoff provisions as im-
plemented by employees' authorization cards where, as
here, a respondent acted reasonably and in good faith." But
in the present case there is no ambiguity in the checkoff
cards, they provide simply and clearly for the checkoff "ini-
tiation fees" and "monthly dues"; they do not include "as-
sessments," as the contract expressly does. Since the present
checkoff card is the only form ever made available to the
employees, it should reasonably be read literally as covering
only such payments as employees are required to make as a
condition to their continued employment under the union-
security clause. The Board cannot be rendered impotent to
vindicate employees' individual statutory rights by agree-
ments between unions and employers as to the obligations
which individual employees have assumed.
Presumably the Union would have the Board hold that
any dispute as to the meaning of the checkoff cards should
be resolved through grievance and arbitration. However,
such proecedure would be improper, since neither the Com-
pany nor the Union is in any position to fairly represent the
employees. Lodge No. 1129, International Association of
Machinists and A erospace Workers, A FL- CIO (Sunbeam
Appliance Company, Division of Sunbeam Corporation) 219
" The assumption is rendered somewhat questionable by the Union's fail-
ure to follow the constitutionally provided method for increasing dues and
its purported reliance on a provision which on its face appears to be irrele-
vant.
NLRB 1019 (1975), affd. sub nom. Horwath v. N.L.R.B.. 92
LRRM 3361 (7th Cir. 1976).
Finally, relying on the three past assessments which have
been checked off without employee protest, the Union ap-
parently argues that the employees' right has been waived
and they are now estopped to object to the checkoff of the
1978 per capita assessment. Such contention must be re-
jected. The employees' silent acquiescence in prior unlawful
conduct by Respondents does not amount to a permanent
waiver of statutorily protected rights. It may be that the
employee-members favored the past specific assessments
and thus voluntarily elected not to protest. All three earlier
assessments were considerably smaller than the present one
of $40. It also is probable that in the past the employees felt
"coerced," i.e., impotent to resist the combined action of
the Union and the Employer, both of which inherently had
considerable economic power over the employee-members.
Cf. N.L.R.B. v. Local 294, International Brotherhood of
Teamsters Chauffeurs, Warehousemen and Helpers of Amer-
ica (Grand Union Co.), 279 F.2d 83, 88 (2d Cir. 1960). Fur-
ther, it is likely there has been considerable turnover of
personnel. The right here protected is an individual right of
each employee. Funds may be lawfully deducted from
wages only upon the authorization of individuals. In this
regard employees cannot be bound by action of their union
or by a majority of the employee-members. Thus, past inac-
tion cannot destroy the present statutory rights of em-
ployee-members.
In any event, even if the right to be free of unauthorized
checkoffs could be waived, such waiver would have to be
established clear, unequivocal, and unmistakable evidence.
Cf. Garv-Hobart Water Corporation, 210 NLRB 742 (1974),
enfd., 511 F.2d 284 (7th Cir. 1975); Tidewater Associated
Oil Co., 85 NLRB 1096, 1098 (1949). No such evidence has
been adduced in the present case.
Accordingly, since the checkoff authorization cards do
not embrace union assessments, as distinguished from peri-
odic dues, Respondents
violated Section 8(a)(I) and
(b)(I)(A) of the Act when the Company deducted the
amount of the assessment from each employee's wages and
transmitted the amounts so deducted to the Union.'
CONCLUSIONS OF LAW
I. Respondent, Amcar Division, ACF Industries, Incor-
porated, is an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
2. Respondent, Brotherhood of Railway Carmen of the
United States and Canada, Lodge 365, AFL-CIO CLC
(Amcar Division, ACF Industries, Incorporated), is a labor
organization within the meaning of Section 2(5) of the Act.
3. By deducting for Respondent-Union as assessment of
$10 in May., June, July, and August 1978 (for a total of $40)
from the wages of individual employees, without their prior
authorization,
Respondent
Company
violated
Section
8(a)(1) of the Act.
1 It may be that Respondents also violated Sec. 8(aX 2) and (3) and 8(b2)
by the conduct here involved. However, the complaint, unlike the charges.
alleged only violations of Sec. 8(aX1) and (b)l )A). Accordingly. only such
violations are here found. Cf. American Geriatric Enterprises, etc. 235 NLRB
1532, fn. 3 (1978).
343
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
4. By accepting from Respondent-Company assessments
deducted from employees' wages without their prior autho-
rization, Respondent violated Section 8(b)(I)(A) of the Act.
THE REMEDY
Since it has been found that Respondent-Union and Re-
spondent-Employer have committed unfair labor practices,
it will be recommended that they be ordered to cease and
desist therefrom and to take certain affirmative action de-
signed to effectuate the policies of the Act.
Since Respondents, by joint action, withheld wages due
to employees, without authorization of the employees, it
will be recommended that Respondents be held jointly and
severally liable for reimbursing the employees for such
sums. Although the General Counsel has submitted a brief
in support of a request for interest at the rate of 9 percent
per annum, it will be recommended that the reimburse-
ments shall carry interest computed in accordance with
Florida Steel Corporation, 231 NLRB 651 (1977).'] Hansen
Cakes, Inc., 242 NLRB 472, fn. 1.
Nothing in the present Decision and Order should be
construed as preventing the employees from voluntarily
paying to the Union the amount of the assessment or as
preventing the Union from seeking to establish, in another
forum, that the assessment was properly imposed and le-
gally due from the persons who were employed by the
Company in May through August 1978. However, nonpay-
ment of such assessment may not be deemed grounds for
discharge of any employee under the union-security clause
in the applicable collective-bargaining agreement.
Upon the foregoing findings of fact, conclusions of law,
and the entire record, and pursuant to Section 10(c) of the
Act, I hereby issue the following recommended:
ORDER' 4
A. Respondent Employer, Amcar Division, ACF Indus-
tries, Incorporated, its officers, agents, successors, and as-
signs, shall:
I. Cease and desist from:
(a) Continuing to deduct union assessments from any
employee's wages in the absence of an authorization ex-
ecuted by the employee specifically authorizing deduction
for such purpose;
(b) In any like or related manner interfering with, re-
straining, or coercing employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
2. Take the following affirmative action which is neces-
sary to effectuate the policies of the Act:
(a) Jointly and severally with Respondent-Union, reim-
burse all employees for all sums improperly deducted from
their wages in payment of an assessment levied by Brother-
I3See, generally. Isis Plumbing d Hearing Co., 138 NLRB
716 (1962).
14 In the event no exceptions are filed as provided in Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings.
conclusions, and recommended Order herein shall, as provided in Sec. 102.48
of the Rules and Regulations, be adopted by the Board and become its
findings, conclusions, and Order and all objections thereto shall be deemed
waived for all purposes.
hood of Railway Carmen of the United States and Canada,
Lodge No. 365, AFL-CIO-CLC, in May through August
1978, together with interest, in accordance with the section
of this Decision entitled "The Remedy."
(b) Post at its plant in St. Louis, Missouri, copies of the
attached notice marked "Appendix." 5 Copies of said no-
tice, on forms provided by the Regional Director for Re-
gion 14, after being duly signed by a representative of Re-
spondent-Union
and a representative of Respondent-
Employer, shall be posted by Respondent-Employer imme-
diately upon receipt thereof, and be maintained by it for 60
consecutive days thereafter, in conspicuous places, includ-
ing all places where notices to employees customarily
posted. Reasonable steps shall be taken by Respondent to
insure that said notices are not altered, defaced, or covered
by any other material.
(c) Notify the Regional Director for Region 14. in writ-
ing, within 20 days from the date of this Order, what steps
Respondent-Employer has taken to comply herewith.
B. Respondent-Union, Brotherhood of Railway Carmen
of the United States and Canada, Lodge 365, AFL-CIO-
CLC, its officers, agents, and representatives. shall:
1. Cease and desist from:
(a) Causing or attempting to cause Respondent Em-
ployer, Amcar Division, ACF Industries, Incorporated, to
deduct union assessments from wages of employees unless
such deductions are specifically authorized, in writing, by
the employees;
(b) In any like or related manner restraining or coercing
employees in the exercise of the rights guaranteed them in
Section 7 of the Act.
2. Take the following affirmative action, which is neces-
sary to effectuate the policies of the Act:
(a) Jointly and severally with the aforesaid Respondent-
Employer, reimburse all employees for all sums deducted
from their wages in payment of a union assessment in May
through August 1978, plus interest, in accordance with the
section of this Decision entitled "The Remedy."
(b) Post at its meeting hall copies of the attached notice
marked "Appendix." ' Copies of said notice, on forms pro-
vided by the Regional Director for Region 14, after being
duly signed by an officer or representative of Respondent
Union and a representative of Respondent Employer, shall
be posted by Respondent-Union immediately upon receipt
thereof, and be maintained by it for 60 consecutive days
thereafter, in conspicuous places, including each of the
Union's bulletin boards, and all places where notices to
members are customarily posted. Reasonable steps shall be
taken by the Union to insure that said notices are not al-
tered, defaced, or covered by any other material.
(c) Notify the Regional Director for Region 14, in writ-
ing, within 20 days from the date of this Decision what
steps Respondent-Union has taken to comply herewith.
1s In the event that this Order is enforced by a Judgment of a United
States Court of Appeals, the words in the notice reading "Posted by Order of
the National Labor Relations Board" shall read "Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the Na-
tional Labor Relations Board."
'6 See fn. 15, supra.
344
AMCAR DIVISION. ACF INDUSTRIES
APPENDIX
NO11CE To EMPI OYEES AND MEMB RS
POSTED BY ORDI)ER OF rtiE
NATIONAl. LABOR RELA'IONS BOARD
An Agency of the United States Government
WF, Brotherhood of Railway Carmen of the United
States and Canada, AFL-CIO CLC. WHI. No-r cause
or attempt to cause AMCAR Division. ACF Indus-
tries, Incorporated, to withhold any sums from the
wages of any employee to pay any assessment levied
by us unless such withholding has previously been au-
thorized, in writing, by the employees; and wE wnll..
NOT accept or retain any such funds tendered to us by
said Employer unless the withholding thereof has been
specifically authorized in writing by the employee on
whose behalf the tender is made.
W. AMCAR Division. ACF Industries. Incorpo-
rated. Will
NOt deduct any amounts from any em-
ployee's wages and forward them to the Union in pay-
ment of any union assessment unless such withholding
and transmittal have been specificall3 authorized bh
the employee.
WI
ilti. NOI in anN like or related manner interfere
with. restrain, or coerce employees or union members
in the exercise of the rights guaranteed them in Section
7 of the Act.
WlI v :I.. jointly and severally with each other, re-
imburse all employees and members for sums improp-
erly withheld from their wages and applied to payment
of a union assessment in May through August 1978.
with interest.
AMCAR DsION, ACF INDUSTRIES. IN('ORPO-
RArEI)
345