101 NLRB 631
Hekman Furniture Co.
HEKMAN FURNITURE COMPANY
631
tion and maintenance unit, and the Regional Director will issue a
certification of results of election to such effect.
[Text of Direction of Election omitted from publication in this
volume.]
TIEKMAN FURNITURE COMPANY and UNITED FURNrrulm Wo i its OF
AMERICA, CIO.
Case No. 7-CA-659.
November 26, 1952
Decision and Order
On April 29, 1952, Trial Examiner George A. Downing issued his
Intermediate Report in the above-entitled proceeding, finding that the
Respondent had engaged in and was engaging in certain unfair labor
'practices, and recommending that it cease and desist therefrom and
take certain affirmative action, as set forth in the copy of the Inter-
mediate Report attached hereto.
Thereafter, the Respondent filed
exceptions to the Intermediate Report, and a supporting brief 1
The Board' has reviewed the rulings made by the Trial Examiner
at the hearing and finds that no prejudicial error was committed. The
rulings are hereby affirmed.
The Board has considered the Interme-
diate Report, the Respondent's exceptions and brief, and the entire
record in the case, and hereby adopts the findings, conclusions, and
recommendations of the Trial Examiner, with the following modifica-
tions and additions.3
The Respondent contends that the Union's requests for individual
wage rates, wage ranges, and individual job classifications should
have been processed through the grievance procedure set forth in the
collective-bargaining agreement.
That contract provides for process-
ing through the grievance procedure, inter alia, any "complaints or
charges upon matters which have not been made the subject of this
agreement and which have not been made the subject of collective
bargaining." As the Union did not submit the question of furnishing
.of wage data to the grievance procedure, the Respondent contends
that- the Union has, in effect, waived its right to complain of the Re-
spondent's failure to furnish such data.
However, the Board has held
that "the collective bargaining requirement of the Act" is not satis-
i The Respondent's request for oral argument is hereby denied , as the record , including
the exceptions and brief, in our opinion, adequately presents the issues and the positions
of the parties.
2 Pursuant to the provisions of Section 3 (b) of the Act, the Board has delegated its
powers in connection with this case to a three -member panel [Chairman Herzog and
Members Styles and Peterson]..
s The Intermediate Report contains a typographical error, which is corrected as follows :
the citation for Leland-Gifford Company should be 95 NLRB 1306.
101 NLRB No. 119.
632
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
fled by a substitution of "the grievance procedure of the contract for
its [Respondent's] obligation to furnish the Union with information
it needed to perform its statutory functions." 4
Moreover, assuming,
without deciding, that this statutory right may be waived by a union,
the Board will not, in any event, give effect to any purported waiver
of such right, unless it is expressed in clear and unmistakable terms .5
We find no such unequivocal waiver in the grievance provisions of the
contract.
Order
Upon the entire record in the case, and pursuant to Section 10 (c)
of the National Labor Relations Act, the National Labor Relations
Board hereby orders that the Respondent, Hekman Furniture Com-
pany, its officers, agents, successors, and assigns, shall :
1. Cease and desist from refusing to bargain collectively with the
Union as the exclusive representative of all its production and main-
tenance employees, excluding office and clerical employees, inspectors,
professional employees, guards, and supervisors, by refusing to fur-
nish to the Union wage data concerning individual wage rates, wage
ranges, and individual job classifications.
2. Take the following affirmative action, which we find will effec-
tuate the policies of the Act :
(a) Upon request, furnish to the Union wage data concerning in-
dividual wage rates, wage ranges, and individual job classifications
of the employees in the foregoing unit.
(b) Post at its plant at Grand Rapids, Michigan, copies of the no-
tice attached hereto and marked "Appendix A." 6 Copies of said
notice, to be furnished by the Regional Director for the Seventh Re-
gion, shall, after being signed by Respondent's representative, be
posted by Respondent immediately upon receipt thereof and main-
tained by it for sixty (60) consecutive days thereafter in conspicuous
places, including all places where notices to employees are customarily
posted. Reasonable steps shall be taken by Respondent to insure that
said notices are not altered, defaced, or covered by any other material.
(c) Notify the Regional Director for the Seventh Region in writ-
ing, within ten (10) days from the date of this Order, what steps
Respondent has taken to comply herewith.
Leland-Gifford Company, 95 NLRB 1306, 1322.
See Leland-G4fford Company, supra, at p. 1310.
In the event that this Order is enforced by decree of a United States Court of Appeals
there shall be substituted for the words , "Pursuant to a Decision and Order" the words
"Pursuant to a Decree of the United States Court of Appeals, Enforcing an Order."
HEKMAN FURNITURE COMPANY
Appendix A
NOTICE TO ALL EMPLOYEES
633
Pursuant to a decision and order of the National Labor Relations
Board, and in order to effectuate the policies of the National Labor
Relations Act, we hereby notify our employees that :
WE WILL, upon request, furnish to the UNITED FURNITURE
WORKERS OF AMERICA, CIO, wage data concerning individual
wage rates, wage ranges, and individual job classifications of
the employees in the appropriate unit.
The bargaining unit is:
All of our production and maintenance employees, exclud-
ing office and clerical employees, inspectors, professional
employees, guards, and supervisors as defined in the Act.
HEKMAN FURNITURE COMPANY,
Employer.
By -----------------------------------
(Representative )
(Title)
Dated --------------------------
This notice must remain posted for 60 days from the date hereof,
and must not be altered, defaced, or covered by any other material.
Intermediate Report and Recommended Order
STATEMENT OP THE CASE
This proceeding, brought under Section 10 (b) of the National Labor Rela-
tions Act as amended (61 Stat. 136), was heard in Grand Rapids, Michigan,
on March 17 and 18, 1952, pursuant to due notice to all parties.
The complaint,
Issued on February 15, 1952, by the General Counsel of the National Labor Re-
lations Board,' and based on charges duly filed and served on Respondent, al-
leged in substance that Respondent had engaged in unfair labor practices pro-
scribed by Section 8 (a) (1) and (5) of the Act by refusing to bargain with the
Union on and after April 2, 1951, by declining to furnish to the Union wage data
concerning individual wage rates, wage ranges, and individual job classifica-
tions which were essential to the discharge of the Union's function as the statu-
tory bargaining representative of Respondent 's employees and to properly ad-
minister the collective-bargaining agreement between Respondent and the Union.
Respondent filed its answer denying the commission of unfair labor practices.
It admitted the failure to furnish the information requested,
but pleaded
affirmatively that by contract dated October 31, 1949, and by supplemental agree-
ment dated September 30, 1950, a complete settlement had been reached of all
matters until November 1, 1953, that the subjects concerning which the Union
requested information would have no relevancy until the latter date , and that
it had offered to provide the information when relevant "to the formation of a
1 The General Counsel and his representatives at the hearing are referred to herein as
the General Counsel and the National
Labor Relations Board as the Board .
The above-
named Company is referred to as the Respondent and the charging Union , above named,
as the Union.
634
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
new contract."
The answer also pleaded that the information was private and
personal as to each employee, that the question of furnishing it was one for each
to decide, and that certain employees did not wish Respondent to furnish the
information to the Union.
At the hearing Respondent filed an amendment
which averred that a few days before the hearing Respondent had offered to
furnish immediately the wage information in the form originally requested by
the Union.
All parties were represented at the hearing by counsel or by representatives
and were afforded full opportunity to be heard, to examine and cross-examine
witnesses, to argue orally, and to file briefs and proposed findings and con-
clusions.
Oral argument was waived. A brief has been filed by the General
Counsel.
Various motions were made and disposed of during the hearing.
Rulings
were reserved on other motions which are disposed of herein. The General
Counsel moved to strike a portion of the answer by which Respondent sought
to litigate the question whether the Union had complied with the filing require-
ments of Section 9 (f), (g), and (h) and by which it demanded that proof of
compliance be made available during the hearing.
Respondent moved in turn
that the General Counsel be required to produce the records showing compliance.
The General Counsel represented that the Board had administratively deter-
mined that the Union was in compliance.
Respondent's counsel admitted that
he had made no attempt to check with the Regional Director the question
whether the Board's records established compliance, and in fact had directed
no specific request to the Regional Director concerning the compliance status of
said Union.
Cf. Sunbeam Corporation, 93 NLRB 1205, footnote 4; Sunbeam
Corporation, 94 NLRB 844;
Compliance Status of Local No. 1150, United
Electrical Radio and Machine Workers of America, 96 NLRB 1029; and Sunbeam
Corporation, 98 NLRB 525. The Board has consistently held that the issue of
compliance is not litigable in unfair labor practice proceedings. See Roxanna of
Texas, Inc., 98 NLRB 1151; Sunbeam case, supra, 94 NLRB 844, and cases there
cited at footnote 3.
Accordingly, the General Counsel's motion to strike the
portion of Respondent's answer seeking to litigate the issue herein is granted.
Upon the entire record in the case and from its observation of the witnesses,
the undersigned makes the following:
FINDINGS OF FACT
1.
THE BUSINESS OF THE RESPONDENT
Respondent is a Michigan corporation with its principal office and a plant in
Grand Rapids, Michigan, where it is engaged in the manufacture and sale of
furniture.
During the calendar year 1951, Respondent purchased raw materials
in excess of $700,000, over 85 percent of which were from points outside the State.
In the same year, Respondent's gross sales exceeded $1,000,000, over 75 percent
of which were to out-of-State points.
Respondent admits and it is hereby found
that it is engaged in interstate commerce within the meaning of the Act.
H. THE LABOR ORGANIZATION INVOLVED
The Union is a labor organization admitting to membership employees of
Respondent.
In endeavoring to litigate the question of the Union's compliance with Section
9 (f), (g), and (h), as referred to above, Respondent took the position that the
question of the Union's compliance was related to the question whether the
Union was a labor organization within the meaning of the Act. The Board has
HEKMAN FURNITURE COMPANY
635
previously rejected similar contentions .
Sunbeam Corporation, 89 NLRB 469;
Sunbeam Corporation, 94 NLRB 844, footnote 2.
III. THE UNFAIR LABOR PRACTICES
A.
The appropriate unit; majority representation
All of Respondent's production and maintenance employees, excluding office
and clerical workers, inspectors, professional employees, guards, and super-
visors as defined in the Act, constitute a unit appropriate for the purposes of
collective bargaining within the meaning of Section 9 (b) of the Act.
At all
times since a date prior to October 31, 1949, the Union has represented a ma-
jority of the employees in said unit.
B. The refusal to bargain
1. Bargaining history ; the contracts
Following certification of the Union in 1943, Respondent and the Union entered
into collective-bargaining relations, and they have negotiated several contracts.
Relations between the parties have been very good and there have been no strikes
or serious disputes and no prior unfair labor practice proceedings.
There are
approximately 140 employees in the unit (of whom approximately 40 are non-
union members), divided among approximately 40 job classifications.
The general bargaining practice, insofar as wage rates were concerned, has
been to negotiate minimum rates for each job classification (in which from 1 to
12 employees were employed) or to negotiate for general increases in existing
rates.
The contracts sometimes contained no reference to, or provision estab-
lishing, either minimum or existing rates, but some of them included, in the form
of an appendix or otherwise, a schedule of agreed minimum rates.
Neither rate
ranges nor maximum rates have been fixed ; the Union has been satisfied with the
guarantee that Respondent would not pay less than the minimum rates and
Respondent has been free to pay such maximum rates as it chose, without limi-
tation, and it has not divulged to the Union either the amount of individual rates
or the identities of the employees receiving them.
However, Respondent custom-
arily furnished to the Union, as a basis for proceeding with contract negotiations,
a schedule of the minimum rates for the various job- classifications;
and the
Union had accepted information of that type, and had not endeavored to bargain
concerning the establishment of individual wage rates.
On October 31, 1 949, the parties negotiated an agreement to be effective until
November 1, 1951, and from year to year thereafter, with a 60-day termination
clause.
The contract contained no reference to existing wage rates or to mini-
mum wage rates, but provided among other things that, "The Union shall have
the right to submit to the Company from time to time, for negotiation and ad-
justment, the departmental rate and individual wage rates which the Union
believes to be out of line or that have been omitted in the wage schedule." It
was also provided that either party might "reopen the question of a general
increase or a general decrease in the hourly rates of pay on one occasion prior to
November 1, 1951." The contract also contained a formal and detailed grievance
procedure, which provided at the third stage for filing of grievances in written
form, and at the fourth stage for arbitration. It was also provided that the
Union would be notified of all grievances and that Respondent would negotiate
with the Union concerning their disposition, with certain exceptions.
The con-
tract also provided :
It is understood that this agreement constitutes a complete settlement of
all matters, including those not specifically mentioned therein.
636
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
On September 23, 1950, a supplemental agreement was entered into which
provided for general or across the board wage increases to take effect on Septem-
ber 15, 1950, and January 8, 1951.
The supplement extended the 1949 contract
for all purposes, except as thereby modified, until November 1, 1953, "as a com-
plete settlement of all matters, including those subjects not specifically
mentioned."
2. The requests for wage information ; the refusals to furnish
Neil J. McCormick (district director of the Union) testified, and was sub-
stantially corroborated by Archie Trombley (president of the local in Respond-
ent's plant), that during the negotiations for the supplemental agreement in
August and September 1950, the Union's representatives were endeavoring to
establish fixed rates in the contract itself ; that Respondent conceded that the
wage rate schedule it had produced did not contain the going rates being paid
at the time ; and that the Union requested that Respondent furnish individual
wage rates so that the Union might intelligently negotiate on the wage questions
which were being discussed at that time. Stephen F. Dunn, Respondent' s coun-
sel, who had represented Respondent throughout the course of its bargaining
relations with the Union, testifying as a witness, admitted that he had "a gen-
eral recollection" of a discussion about wage information, but took the position
that the question of its production was settled and removed by the execution of
the 1950 supplement. In any event, Respondent did not supply the information,
and the negotiations were concluded with final agreement on the supplemental
contract, which provided for general wage increases.
McCormick testified further that subsequent to the execution of the 1950
supplement, the Union continued periodically to request Respondent to furnish
wage information ; that such requests were made because certain complaints or
grievances had arisen in the plant in relation to classification and rates, and
because the information was necessary to enable the Union to represent the
employees and to process the grievances.
Trombley, who also acted as chief
shop steward, testified with specific reference to a number of such complaints
or grievances made to him by employees, to his efforts to handle the matters with
Respondent's foremen and with Samuel W. Tamminga (Respondent's vice presi-
dent in charge of production), and to his inability to process the grievances
without the classifications and the rates of affected employees.'
McCormick testified that because of Respondent's refusal to furnish the re-
quested information, the Union requested and Respondent granted a conference
on August 15, 1951, for the purpose of straightening out the, complaints which
had arisen.
The Union then repeated its request for wage information as being
necessary to enable it intelligently to represent the employees in the bargain-
ing unit.
McCormick and Trombley testified that what the Union then sought was
information as to individual wage rates and individual job classifications.
Dunn
testified to the contrary (and received general corroboration from Tamminga),
that what the Union requested was the minimum and maximum rates for each
job classification (i. e., the rate ranges) and the number of employees in each
classification.
Dunn's testimony is accepted because it was based on his notes
made during the conference and because of the Union's later failure to take
g The practice has been for the Union and the Respondent to handle all complaints or
grievances on an oral and informal basis ; and during the entire history of their relations,
not a single grievance had been reduced to writing as required under the third step of the
grievance procedure.
HEKMAN FURNITURE COMPANY
637
exception to the statement in Respondent's letter of August 29, hereinafter
quoted, that the Union had requested job classifications and rate ranges.
The
point is largely immaterial, however, since Respondent did not by its letter
agree to furnish even the lesser and more general information previously re-
quested of it.
Respondent took the position that no contract negotiations were underway and
that there were no matters relating to specific grievances then under discussion ;
and it requested further time to consider the Union's request.
McCormick and
Trombley testified that Respondent agreed to give the Union its answer in a
few days, and that thereafter, on their separate inquiries, Tamminga informed
them that Respondent would not supply the information.
McCormick thereupon wrote Respondent on August 24 as follows :
This letter is in regards to the subject matter we discussed at your Office
on August 15, 1951, and which we had raised with you during our last
contract negotiations and repeatedly following these negotiations.
This
request is ; the Company furnish the Union with the present rates of all
workers in the bargaining unit and their respective classifications.
It has been brought to my attention by the Chief Steward, Archie
Trombly, that following our August 15th meeting, the Company notified
Brother Trombly that they were not willing to submit this requested in-
formation.
I also spoke with Mr. Sam Taminga on August 23rd in respect
to this matter, and he again stated that the Company was not willing to
provide this information to the Union.
In this letter again we are asking the Company to submit as promptly
as possible, the present wage rates of all employees of the bargaining unit
and their respective job classifications.
We feel that in order to intelli-
gently represent our workers in your plant that this information is vital
and necessary.
We want you to know that there is no other reason that
we seek this information for.
We are the Bargaining Representative for
your workers, and in order to fulfill our obligations to them, that we should
and must have this wage and job classification information.
Respondent replied on August 29 as follows :
We have your letter of August 24, 1951, in which you state that your
request is : "The Company furnish the union with the present rates of all
workers in the bargaining unit and their respective classifications."
We note that this request is different from the one which you verbally
made during our meeting, at which time the request was for the job classi-
fications and the rate ranges.
As you know, wages are not subject to reopening at this time, and there
are no other contractual issues which are now the subject of collective
bargaining.
We believe that your request is based on some other cases,
where negotiations concerning wages were actually in progress and it was
found that the requested wage information was absolutely necessary to the
union in order for the union to engage in collective bargaining.
It is clear
that those circumstances do not exist here. Since we believe that each
individual employee has some rights of privacy concerning his own earn-
ings, we believe in all fairness, that we should not accede to your request.
Since no wage negotiations are now in progress, we believe that the infor-
mation you request is in no way necessary in order for you to represent the
employees under the contract and under the law.
There were no further negotiations prior to the filing of the charge.
Some
2 or 3 weeks later the Union decided , in a meeting of the executive board of the
638
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
local, to proceed with the filing of a charge, and on October 1 It filed a charge
that Respondent had refused to bargain by refusing to furnish the Union with
present wage rates and classifications of all employees in the unit.
Thereafter various conferences were held prior to the issuance of the com-
plaint looking toward a settlement of the charge. Some of such
conferences
were held during the investigation of the charge by representatives of the
General Counsel, one such conference being as late as February 14, 1952, the
day preceding the issuance of the complaint.
During those negotiations for
settlement, Respondent offered to furnish information as to rate ranges and the
number of employees in each job classification, but continued to refuse the more
detailed information as to the wage rates and job classifications of individual
employees on the ground that some of the employees objected and that Respond-
ent felt that to disclose what the employees regarded as private information
might create jealousies and misunderstandings.
However, as to the more gen-
eral information which Respondent represented its willingness to produce, Re-
spondent, on February 14, requested a delay of some 60 days within which to
complete a job evaluation study which it had started'
The Union rejected that
offer.`
The following facts are also relevant for consideration.
Tamminga testified that a number of employees, some union members and
some not, had informed him that they objected to Respondent furnishing to
the Union their individual wage rates.
On cross-examination he refused, though
ordered to answer, to divulge the names of any such employees on the ground
that he was not authorized to do so, that he did not wish to embarrass the
employees, and because of "possible recriminations."
Tamminga also testified
that one basis of Respondent's reluctance to furnish the information was its
view that such information was the property of the employees, and that even
though information as to individual wage rates might become necessary during
negotiations which might arise after completion of the job evaluation study,
Respondent still would not furnish such rates in the case of employees who
objected unless expressly authorized to do so.
Tamminga admitted that the information as to individual wage rates and
job classifications was readily available in Respondent's records and that it
could easily be checked and furnished.
Dunn contended, however, that since
the unit was a small one and since there were at best only a few employees in
each classification, the Union could, without difficulty, have obtained such infor-
mation as it needed direct from the employees.
8 Tamminga testified that he had begun the study the first of February, that it was
only half finished at the time of the hearing, and that it would not be completed until May.
Tamminga admitted that the study might well reveal the necessity for adjustments in
existing wage rates , and that where such adjustments were substantial , Respondent con-
templated negotiating with the Union concerning the same.
Dunn also conceded the possibility that the labor cost savings sharing plan, referred to
in the 1950 supplement, might, if it were pursued, necessitate negotiations with the Union
concerning changes in the wage rate structure in the plant.
A Respondent also made an offer of proof that during a recess of the hearing on March
17, it had reached a settlement with the Union on the basis that Respondent would furnish
the job classifications and rate ranges and the names of individual employees in each
classification ; that it would furnish on request, 60 days prior to November 1, 1953, the
names of the employees and their rates ; and that if in the meantime specific grievances
should be processed , Respondent would also furnish to the Union on request the individual
rate of the employee.
The General Counsel's representative stated that the settlement was
not approved by the General Counsel because of his view that it would not effectuate the
policies of the Act, being less than required under the law ; and the hearing thereupon
proceeded.
HERMAN FURNITURE COMPANY
639
8. Concluding findings
It is now well settled that a union which has been duly designated and recog-
nized as the statutory representative of employees is entitled to receive from
the employer payroll information of the type the Union requested here in order
to enable the Union to bargain intelligently and to determine whether the
bargaining contract is being fairly and impartially administered. See, for
example, E. W. Scripps Company, 94 NLRB 227, 243, and cases there cited.
The
Board considers such information necessary to the effective exercise of the bar-
gaining representative's legitimate function of representing employees in con-
tract negotiation and of protecting its proper interest in the manner in which an
employer administers an existing contract.
Leland-Gifford Company, 95 NLRB
184.
The reasons advanced by the Union were in full consonance with its proper
functions.
Thus, the Union supported its requests for individual wage rates
and job classification on the grounds that the information was necessary in order
to intelligently represent the workers in the bargaining unit for whom the Union
was the recognized bargaining representative.
The information was not sought,
nor did the Union seek to justify its production, on the ground that it was
needed for contract negotiations. Instead, the Union's requests were motivated
by the Union's inability to perform its other important functions in administering
the contract' and in representing employees in the filing and processing of
grievances.
The Union's concern over possible wage inequities and its need for wage in-
formation were in fact greater than in the ordinary case, because the contract
established only minimum rates, and the Union had surrendered to Respondent
the sole discretion and responsibility of making individual increases, without
limitation and without reference even to prescribed rate ranges or maximum
rates.
Cf. E. W. Scripps Company, supra; General Controls Company, 88 NLRB
1341.
As the Supreme Court has observed (J. I. Case v. N. L. R. B., 321 U. S. 332,
338) :
The practice and philosophy of collective bargaining looks with suspicion
on such individual advantages . . . They are a fruitful way of interfering
with organization and choice of representatives ; increased compensation,
if individually deserved, is often earned at the cost of breaking down some
other standard thought to be for the welfare of the group, and always
creates the suspicion of being paid at the long-range expense of the group
as a whole.
Obviously, the higher the degree of the employer's discretion in such matters,
the greater is the union's responsibility, as the bargaining representative of
the employees, to obtain full information to administer the contract and to pro-
tect employees' rights thereunder.
The Electric Auto-Lite Company, 89 NLRB
1192; General Controls Company, supra.
E. W. Scripps Company, supra.
In attempted justification of its refusal, Respondent urged defenses identical
with or similar to those which have been examined and rejected in prior deci-
sions.
They will, therefore, be referred to only briefly.
Respondent's chief objection to furnishing the information was based on its
view that the information was private and personal as to each employee and
that certain employees had objected to Respondent supplying it to the Union.
sE, g., submitting for negotiation and adjustment, as provided in the contract, depart-
mental and individual wage rates believed to be out of line.
640
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
In fact, at one point during the hearing Respondent's counsel represented that
such was Respondent's only reason.
Respondent therefore urged that it should
not disclose the requested information, except on express authorization of the
individual employees, and that it would in no case do so where individual em-
ployees objected.
The contention that such information is confidential has been rejected in
numerous decisions. See particularly the discussion of the point in The Electric
Auto-Lite Company, 89 NLRB 1192, 1198-9, and the quotation from Aluminum
Ore Company V. N. L. R. B., 131 F. 2d 485, 487 (C. A. 7), which need not be here
repeated.
The contention that authorization by the employees is necessary overlooks the
Union's statutory authority to act as "the exclusive representative of all the em-
ployees in (the appropriate) unit for the purposes of collective bargaining."
Section 9 (a). It likewise ignores the fact that Respondent, by its contract, ex-
pressly recognized the Union "as exclusive representative for collective bar-
gaining on behalf of employees in the unit covered by this agreement."
By statute then, the Union's authority was fixed as the bargaining agent of
the employees, and by contract the Respondent had expressly recognized it.
Such authority extended to the Union's right to request and to receive informa-
tion essential to an intelligent representation of its principals, the employees.
No
additional or specific authorization in that regard is required from the individual
employees, as contended by Respondent ; the statute supplied all that was neces-
sary.
The Electric Auto-Lite Company, supra, at pp. 1199-1200.
Respondent also urged that in view of the size of the unit and the small num-
ber of employees in each job classification, the information which it had agreed
to supply during negotiations for settlement of the charge ( i. e., rate ranges,
job classifications, and the number of employees in each classification) would
have enabled the Union adequately to represent the employees for all purposes,
since the Union was able to obtain such additional information as was necessary
from among the employees.
That contention ignored Respondent's argument
elsewhere that many of the employees, including some union members, did not
wish the Union to have the information as to their wage rates and Tamminga's
testimony that Respondent would refuse to supply information even where neces-
sary to the processing of a particular grievance if an employee objected.
Furthermore, it was Respondent's responsibility to furnish the information;
it cannot urge that the Union seek, or supplement it, from other sources. Con-
tention similar to Respondent's were made both in the Aluminium Ore case,
supra, and in J. H. Allison Co., 70 NLRB 377, enfd. 165 F. 2d 766 (C. A. 6),
cert. den. 335 U. S. 905, but were upheld in neither. The holding in the Alli-
son case is particularly applicable here :
Nor is it any answer for the Respondent to urge as it does here that the
Union might have obtained this information from its own members. Since
it is a proper subject for collective bargaining, it is the responsibility of
the Respondent to furnish this information and it cannot urge that the
Union seek some other recourse which may under the circumstances prove
impossible, or at least inconvenient and embarrassing.
That the Respond-
ent recognized this is shown by the testimony of its own vice president to
the effect that he realized that some employees might not desire to let the
Union know they had received an Individual increase in wages.
The size of the unit is, therefore, relevant only to the question whether the
Union's request was reasonable and whether compliance therewith would be un-
duly burdensome or time consuming. Cf.
Cincinnati Steel Castings Company,
Inc., 86 NLRB 592. But Respondent made no such contention here. To the eon-
HEKMAN FURNITURE COMPANY
641
frary, Tamminga testified that the information was readily available in Respond-
ent's records and could be easily furnished.
Respondent also urged that, under their terms, the contract and the supplement
constituted "a complete settlement of all matters."
To the extent that this em-
bodies a contention that the Union bad bargained away the right to request wage
data, it must be rejected for the reasons stated in Leland-Gifford Company, 95
NLRB 184. That case in fact involved a situation which is a fortiori to the
present, in that the contract there, contrary to the present one, required the dis-
closure of certain information.
The Board nevertheless held that the "complete
agreement" clause of that contract was not intended, and could not be construed,
as a waiver by the Union of its right to obtain additional data necessary to the
effective administration of the contract. See also N. L. R. B. v J. H. Allison &
Co., 165 F. 2d 766; General Controls Co, supra.
More explicitly, Respondent urged that the "complete settlement" clause of
its contract removed all bargainable wage issues until November 1953; that
since there was no obligation on Respondent to bargain thereon, there was no
duty to furnish wage information.
Were the information sought for the pur-
pose of undertaking contract wage negotiations, there would be much force to
Respondent's contentions ; s but what Respondent ignored is that the Union's
request, and its need for the information, were related to an entirely different,
but just as essential, facet of the Union's legitimate functions, i. e., the policing
of the administration of the contract.
Leland-Gifford Company, supra, and
cases there cited.
As further precluding a finding that it has refused to bargain, Respondent
relied upon its offers of settlement of the charge, prior to the issuance of the
complaint, on the basis of the Union's oral requests for information on August 15.
Such offers were not made as a part of bargaining negotiations but in an effort
to procure the withdrawal of the charge, then under investigation, and the
avoidance of the pending proceeding.
Furthermore, such offers fell short of
the information requested on August 24, and thereafter consistently refused.
Respondent obviously was not thus entitled to force the Union's acceptance of
less than requested and less than it was lawfully entitled to nor to preclude
the General Counsel from seeking a proper and complete remedying of Re-
spondent's unfair labor practices.
Respondent also strenuously urged that it reached a settlement with the Union
during a recess of the hearing, and that the General Counsel deliberately stood
in the way of effectuating, through that settlement, a free course of collective
bargaining.
Obviously, no "free course" of collective bargaining was reflected
in Respondent's attempt to procure a withdrawal of the Union's charge and a
dismissal of this proceeding. It also appeared, from the representations of
counsel and from Respondent's offer of proof, that Respondent's offers again
fell short of an agreement to supply the information specified in the charge
and in the complaint and short of that to which the Union was lawfully entitled
as the statutory bargaining representative of Respondent's employees.
The
General Counsel, representing the interests of the public in the administration
of the Act, was therefore fully justified in refusing to approve the settlement
and in proceeding with the hearing.
Indeed, were the settlement regarded as constituting a complete discontinuance
by Respondent of its prior unfair labor practices, such fact did not render moot
The evidence shows, however, that wage negotiations might well be undertaken prior to
the expiration of the contract, either upon completion of the Job evaluation study or in
the event Respondent should proceed with its labor cost savings sharing plan. See foot-
note 3, supra.
642
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the charges based thereon.
Yawn an and Erbe Manufacturing Company,
89
NLRB 881, enfd. 187 F. 2d 947 (C. A. 2) ; Southern Saddlery Company, 90 NLRB
1205, and cases there cited at footnote 6.
Furthermore, the record in this case
reveals that Respondent has shown a disregard for its bargaining obligations
with the representative of its employees ; and the undersigned is convinced, and
accordingly finds, that the policies of the Act can best be effectuated by an order
requiring Respondent to take the remedial action hereinafter recommended.
Ibid.
Upon a consideration of the entire record, it is therefore concluded and found
that Respondent, by refusing to furnish the Union, upon request, wage data
concerning individual wage rates, wage ranges, and individual job classifica-
tions, has refused to bargain with the Union as the exclusive representative of
its employees in an appropriate unit, and has thereby engaged in unfair labor
practices within the meaning of Section 8 (a) (5) and (1) of the Act. Said
unfair labor practices are hereby found to have commenced on April 2, 1951.
See Section 10 (b) of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE
The activities of Respondent set forth in section III, above, occurring in
connection with the operations of Respondent described in section I, above, have
a close, intimate, and substantial relation to trade, traffic, and commerce among
the several States and tend to lead to labor disputes burdening and obstructing
commerce and the free flow of commerce.
V. THE REMEDY
It having been found that Respondent has engaged in certain unfair labor
practices it will be recommended that Respondent cease and desist therefrom
and take certain affirmative action which the undersigned finds will effectuate
the policies of the Act.
On the basis of the above findings of fact and upon the entire record in the
case, the Trial Examiner makes the following:
CONCLUSIONS OF LAW
1. The Union is a labor organization within the meaning of Section 2 (5)
of the Act.
2. All of Respondent's production and maintenance employees, excluding office
and clerical employees, inspectors, professional employees, guards, and super-
visors as defined in the Act, constitute a unit appropriate for the purposes of
collective bargaining within the meaning of Section 9 (f) of the Act.
3. Since a date prior to October 31, 1949, the Union has been and now is the
exclusive representative of all the employees in the aforesaid unit for the pur-
poses of collective bargaining within the meaning of Section 9 (a) of the Act.
4. By failing and refusing at all times since April 2, 1951, to furnish the Union
wage data concerning individual wage rates, wage ranges, and individual job
classifications, Respondent has failed and refused to bargain collectively with
the Union as the exclusive representative of the employees in the aforesaid unit,
and has thereby engaged in and is engaging in unfair labor practices within
the meaning of Section 8 (a) (5) and (1) of the Act.
5. The aforesaid unfair labor practices are unfair labor practices affecting
commerce within the meaning of Section 2 (6) and (7) of the Act.
[Recommendations omitted from publication in this volume.]