343 NLRB 955
American Gardens Management Co.
AMERICAN GARDEN MANAGEMENT CO.
343 NLRB No. 104
955
American Gardens Management Company and Bai-
ley Gardens Realty Corporation and Local 32E,
Service Employees International Union, AFL–
CIO. Cases 2–CA–33475 and 2–CA–33605
December 8, 2004
DECISION AND ORDER
BY MEMBERS LIEBMAN, SCHAUMBER, AND MEISBURG
On January 31, 2003, Administrative Law Judge Ray-
mond P. Green issued the attached supplemental deci-
sion. The General Counsel filed exceptions and a sup-
porting brief. The Respondent filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings,1 and conclusions and
to adopt the recommended Order for the reasons ex-
plained.
As explained more fully below, the judge, in his sup-
plemental decision, expressly discredited Frias’ testi-
mony that Matthews asked him why he signed for the
Union, and, in so doing, found that the General Counsel
had not established a prima facie case under Wright
Line.2 We assume, without deciding, that the General
Counsel established a prima facie case;3 however, we
find that the Respondents met their Wright Line affirma-
tive defense of proving that the employees would have
been discharged for lack of work, even absent their pro-
tected conduct.
Background
These cases return to the Board after remand to the
judge. The amended complaint alleges that the joint-
employer Respondents discharged employees Matthew
Roberts and Alfred Rosales in violation of Section
8(a)(1), (3), and (4) because of their union activities and
1 The General Counsel has excepted to some of the judge’s credibil-
ity findings. The Board’s established policy is not to overrule an ad-
ministrative law judge’s credibility resolutions unless the clear prepon-
derance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 The Board has applied Wright Line to 8(a)(4) claims. Holo-Krome
Co., 293 NLRB 594 (1989). Taylor & Gaskin, Inc., 277 NLRB 563 fn.
2 (1985).
3 Our dissenting colleague states that this assumption allows us to
“gloss over the strength of the General Counsel’s case,” with the corol-
lary that we have minimized the Respondent’s rebuttal burden. In our
view, our assumption gives the General Counsel the benefit of the
doubt regarding the strength of its case, especially in light of the
judge’s finding that the evidence did not establish a prima facie case.
In any event, we do not utilize this assumption to reduce the Respon-
dent’s burden.
because they testified at a representation hearing. The
complaint further alleges that the Respondents dis-
charged employee Fidencio Frias in violation of Section
8(a)(1) and (3) because he assisted the Union and en-
gaged in concerted activities.4
The Respondents main-
tain that Roberts and Rosales were discharged for lack of
work.
Facts
The Respondents rent residential real estate in the New
York City area. In 1996, the Respondents purchased a
three-building apartment complex, Bailey Gardens, at a
foreclosure sale. At the time of the purchase, the build-
ings were in serious disrepair (having about 1200 hous-
ing code violations), and many of the apartments were
vacant. The Respondents embarked upon an ambitious
project to remedy the violations and renovate the apart-
ments. In late 1997 or early 1998, the Respondents hired
a contractor, JAJ Construction Corp. (JAJ), to do plumb-
ing and wiring work at the complex, along with other
renovation work. JAJ worked at the complex until about
the end of August 1998.5
JAJ had a crew of approxi-
mately 20 employees.
Roberts and Rosales were two employees engaged in
this renovation process. The Respondents hired Roberts
at the end of 1996. He was placed on JAJ’s payroll in
February 1998, removed from that payroll in August
1998, and returned to the Respondents’ payroll. Rosales
was interviewed by the Respondents, hired with a start
date of February 9, 1998, and immediately placed on the
renovation project.6 After JAJ had completed its contract
work, all of the crew was laid off except for Roberts and
Rosales. They primarily continued to perform renova-
tion work, but they also worked on occupied apartments,
mostly when the building superintendent could not han-
4 In his original decision, the judge found that Frias was not dis-
criminatorily discharged. The General Counsel did not except to that
finding.
5 There is a factual question as to when the “big renovation” project
ended. In his original decision, the judge found that: (1) most of the
contractor’s 20 workers “left in the summer of 1999,” and (2) Roberts
“was put back on Bailey’s payroll” in 1999. The General Counsel
excepted to those findings, arguing that the correct date is 1998. The
Board, in its Remand Order, stated that there might be merit to these
two exceptions. Rather than deciding this point on remand, the judge
simply found that it made “no difference.” We find, in agreement with
the General Counsel, that the correct date is 1998. We do not agree,
however, that this finding is outcome-determinative.
6 The judge erroneously found that Rosales was hired in 1999. Mat-
thews testified that Rosales was initially placed on the contractor’s
payroll and later switched to the Respondents’ payroll. Rosales testi-
fied that he did not recall working for JAJ, but that he was hired onto a
crew with a lot of workers (apparently JAJ’s crew). The relevant point
is that Rosales, unlike Roberts, was not hired prior to the commence-
ment of renovation work, but into an ongoing renovation project.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
956
dle the volume of tenant complaints, or when an emer-
gency situation arose.
On October 13, 2000, the Union filed a petition for an
election seeking to represent all building maintenance
employees at Bailey Gardens. The Respondents chal-
lenged the inclusion of Roberts and Rosales in the pro-
posed unit, alleging alternatively that: (1) they were tem-
porary employees, or (2) they did not share a community
of interest with the remainder of the bargaining unit. The
Respondents’ property manager, Thomas Matthews, tes-
tified at the representation hearing that only two vacant
apartments remained for Roberts and Rosales to reno-
vate, and that, when those renovations were completed,
Roberts and Rosales would be moved to another prop-
erty. Roberts and Rosales both testified at the represen-
tation hearing in support of the Union’s contention that
they were permanent employees and thus eligible voters.
On November 27, 2000, the Regional Director issued a
Decision and Direction of Election. The Regional Direc-
tor concluded that Roberts and Rosales shared a commu-
nity of interest with the other maintenance workers and
were eligible to vote because the “prospect of their ter-
mination is not sufficiently finite.” The Regional Direc-
tor directed an election for December 22, 2000.
On December 8, 2000, the Respondents laid off7 Rob-
erts and Rosales, claiming lack of work. The Respon-
dents have not recalled either employee or hired re-
placements.
Judge’s Decision
On March 6, 2002, the judge issued a decision recom-
mending that the complaint be dismissed. The judge,
while not citing Wright Line,8 appeared to find that the
General Counsel had established the first three elements
necessary to meet its initial burden under Wright Line
(protected activity, knowledge, and adverse employment
action), but not the fourth element, animus. To the ex-
tent that the General Counsel’s evidence of animus con-
sisted of statements allegedly made by Matthews, the
judge discredited them—with one exception. That one
exception—Matthews’ alleged question to Frias as to
why he signed for the Union—was not, in the judge’s
view, sufficient, even if credited, to establish animus.
The judge stated that the timing of the layoffs (a little
over 1 week after the Regional Director’s decision in-
cluding Roberts and Rosales in the bargaining unit) was
7 The pleadings use the terms layoffs and discharges interchangea-
bly. Because Roberts and Rosales have never been recalled, the differ-
ence is immaterial for our purposes.
8 Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 889 (1st Cir.
1981), cert. denied 445 U.S. 989 (1982), approved in NLRB v. Trans-
portation Management Corp., 462 U.S. 393, 399–403 (1983).
suspicious, and that his suspicion was heightened by
Matthews’ testimony in the representation case that Rob-
erts and Rosales would be moved to another property.
The judge then proceeded to find that the Respondents
had met their burden of showing that they would have
discharged Roberts and Rosales even absent any pro-
tected activity. Specifically, the judge concluded that the
Respondents “presented substantial evidence that the
work available . . . had so diminished by December 2000
that their services no longer made any economic sense”
(emphasis added). The judge further found that the Re-
spondents had demonstrated that “there were rational
considerations for its inability to place them at other
apartment complexes and for its subsequent attempts to
replace them [with other employees with different ex-
perience].” The judge relied on the following: (1) at
other American Gardens complexes, the normal com-
plement of employees consisted of one superintendent,
one porter, and one or two handymen (the employee
complement that would have existed at Bailey Gardens,
even without Roberts and Rosales); (2) the renovation
work was essentially complete; (3) Matthews’ testimony
that “he had no place to put them”; (4) work formerly
performed by Roberts and Rosales could be absorbed by
long-time “floaters” traditionally employed by the Re-
spondents to work where needed, and (5) the only em-
ployees hired by the Respondents after the layoffs were
handymen qualified to do plumbing, electrical, and boiler
work, skills not possessed by either Roberts or Rosales.
General Counsel’s Exceptions to Judge’s Decision
The General Counsel excepted that the judge erred in
failing to find that Roberts and Rosales were discrimina-
torily discharged. The General Counsel argued that, ap-
plying Wright Line, it had met its burden of showing that
protected conduct was a motivating factor in the Respon-
dents’ decision to discharge Roberts and Rosales, and
that the Respondents’ proffered reason for the dis-
charges, lack of work, was pretextual. In support, the
General Counsel emphasized: the timing of the dis-
charges; Matthews’ testimony in the representation case
that, after the renovation work was completed at Bailey
Gardens, he would move Roberts and Rosales to another
property; and vacancy reports showing a steady turnover
of apartments. Moreover, the General Counsel claimed
that the judge made a critical factual error in finding that
the renovation project ended in 1999, rather than in 1998.
According to the General Counsel, the judge’s erroneous
finding that the renovation ended in 1999 led to the
judge’s erroneous acceptance of the Respondents’ lack of
work defense.
AMERICAN GARDEN MANAGEMENT CO.
957
Board’s Remand Order
On November 22, 2002, the Board issued a Decision
and Order Remanding. 338 NLRB 644. The Board di-
rected the judge to analyze these cases under Wright
Line, noting that Wright Line utilizes a “preponderance
of the evidence” standard, rather than a “substantial evi-
dence” standard. The Board also directed the judge to
make additional credibility determinations related to the
testimony of Jose Acevedo (Bailey’s superintendent) and
Thomas John (president and owner of American Gar-
dens). Member Liebman indicated that the Board would
be aided by an express credibility determination regard-
ing Matthews’ alleged question to Frias as to why he
signed for the Union.
Judge’s Supplemental Decision
On January 31, 2003, the judge issued his supplemen-
tal decision, recommending again that the complaint be
dismissed. Responding directly to the Remand Order,
the judge discredited Frias’ testimony regarding his one
conversation with Matthews. Having discredited Frias,
the judge then explicitly ruled that the General Counsel
had not “made out, by a preponderance of the evidence, a
prima facie case because she has not shown evidence of a
motivational link or nexus, between the employees’ pro-
tected activity and their discharges” (emphasis added).
The judge then alternatively concluded that even if the
General Counsel had established the requisite link the
Employer had made out its affirmative defense that it
would have laid off Roberts and Rosales for lack of work
when it did so. In this connection, and again responding
to the Remand Order, the judge expressly considered the
“credible testimony” of Matthews, Acevedo, and John,
and concluded that the renovation had been mostly com-
pleted by December 2000.
General Counsel’s Exceptions to
Supplemental Decision
The General Counsel’s exceptions to the supplemental
decision parallel the exceptions to the original decision.
In addition, the General Counsel now excepts that the
judge erred by: (1) finding that the General Counsel did
not establish a motivational link between the employees’
protected activity and their discharges, and finding, al-
ternatively, that, even if the link had been established, the
Respondents established their affirmative defense, (2)
discrediting Frias’ account of his conversation with Mat-
thews, (3) finding that whether the bulk of the renovation
work was completed in 1998, rather than 1999, was ir-
relevant, and (4) failing to make any credibility findings
with regard to Roberts’ and Rosales’ testimony.
Analysis
As stated above, for purposes of our analysis, we as-
sume arguendo that the General Counsel has established
a prima facie case. We find, however, in agreement with
the judge, that the Respondents have met their Wright
Line burden of demonstrating that they would have dis-
charged Roberts and Rosales when they did even absent
Roberts’ and Rosales’ protected conduct.
Responding to the Remand Order, the judge made
credibility findings absent from his original decision.
Thus, the judge, reaffirming his conclusion that the lay-
offs were due to a lack of work, expressly considered
evidence “including the credible testimony of Thomas
Mathews, Jose Acevado and Thomas John.”9 Acevedo
testified that: between October and December 2000,
Roberts and Rosales had “very little work because almost
the renovation of the apartments was finished”; all repair
work to the bathroom floors had been completed by No-
vember 2000; in the week prior to their lay-offs, there
“was little work”; since their layoffs, “there are no
apartments to renovate, there are one or two apartments
empty” (which perhaps would be painted); since the lay-
offs, he has not needed any help responding to tenant
complaints; he currently has “no work” for Roberts or
Rosales; he does not need Roberts or Rosales; and that
their layoffs have caused him no problem in performing
his job. Acevedo further testified: “There is no work. I
myself don’t have a lot of work.” When asked who had
been working at Bailey since Roberts and Rosales were
laid off, Acevedo named Torres, Peres, and another gen-
tlemen whose name he could not remember (none re-
mained employed). He testified that Torres and Peres
had both been hired as handymen, and could do plumb-
ing and electrical work.10
Supporting Acevedo’s testimony is John’s testimony
that, around December 2000, Matthews told John that he
did not have enough work for some employees at Bailey,
and that he asked John if they could be placed some-
where else. John testified that he had nowhere else to
place them, then or now. John further testified that, since
9 We find no merit to the General Counsel’s exception that the judge
“erred in failing to make any credibility findings with regard to the
testimony of Roberts and Rosales.” Rather, the judge, in fn. 5 of his
supplemental decision, “credit[s] the testimony of the Company’s wit-
nesses to the contrary.” That is, he discredited Roberts’ and Rosales’
testimony that there was still a significant amount of work available
after December 8, 2000.
10 The dissent argues that the fact that the handymen possessed these
“additional qualifications” is irrelevant. We disagree. The record is
clear that the Respondents required employees who could perform
electrical and plumbing work. It only makes sense that Respondents
would, consistent with its employee complements elsewhere, attempt to
meet this need by hiring an employee who could serve double-duty
(electrical and plumbing, plus general maintenance).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
958
December 2000, he has not bought or refurbished any
other buildings in the area.
The General Counsel advances a number of arguments
in an attempt to persuade that the Respondents’ lack of
work defense is pretextual. By its argument regarding
the correct “end” date of the renovation project, the Gen-
eral Counsel attempts to show that Roberts’ and Rosales’
employment was not tied to the renovation project. Spe-
cifically, the General Counsel argues that Respondents
had enough renovation and maintenance work to retain
Roberts and Rosales full time for 2 years after the “big”
project ended—that is, until they testified in the repre-
sentation case. The judge, rejecting the General Coun-
sel’s argument that correcting the end date undermines
the veracity of the Respondents’ Wright Line defense,
simply stated that the end date made “no difference.”
While we understand the arguable relevancy of the time
span between the end of JAJ’s contract work and the date
of the discharges, we do not think that the General Coun-
sel’s argument carries the day. It can just as easily be
argued, as the Respondents essentially did, that the time
lag between the end of the renovation project and the
discharges merely gave Roberts and Rosales time to fin-
ish the “residual” renovation work, thereby working
themselves out of a job.11
Similarly, by its “shifting defenses” argument, the
General Counsel attempts to establish that the Respon-
dent’s lack of work defense was cobbled together after
the fact. Again, however, as the Respondents argued, the
Respondents’ position during the representation case that
Roberts and Rosales were temporary renovation employ-
ees who did not share a community of interest with the
regular maintenance employees is actually consistent
with its position here.
The General Counsel would have us infer, from va-
cancy reports showing a steady turnover of apartments,
that the Respondents had a steady supply of renovation
work. As the judge recognized, however, the vacancy
reports do not indicate whether an apartment has previ-
ously been refurbished, or the condition of an apartment
when vacated. Thus, merely demonstrating that vacan-
11 The General Counsel excepted to the judge’s statement in his first
decision, that Roberts was employed “principally to participate in a
project to renovate,” as inconsistent with the evidence that the Respon-
dents hired Roberts about a year before any renovation project began.
We decline to read so much into this alleged inconsistency. John knew
at that time he acquired the buildings that they required substantial
renovation. It surely is no stretch to infer that John anticipated using
Roberts, whom he hired from his predecessor, to do the renovation
work that started shortly thereafter.
cies existed at the time of the layoffs does not undermine
the Respondents’ lack of work defense.12
It is true that there is some variation in the testimony
as to how many, if any, vacant apartments still requiring
“refurbishment” existed at the time of the discharges.13
This variation stems from a lack of definition on the re-
cord of the terms “vacant,” “renovate,” and “refurbish.”
In the representation case, Matthews testified that Rob-
erts and Rosales were working on two vacancies. In this
case, Matthews explained that what he meant by his rep-
resentation case testimony was that there remained only
two vacant apartments that needed major renovation
work. He later reiterated that, at the time of the represen-
tation case, he still had two or three apartments that
needed refurbishing, but that, by December 2000, he had
no more apartments to refurbish. It is clear, from a read-
ing of his testimony as a whole, that when Matthews
referred to “vacant” apartments, he meant apartments
that needed virtually complete renovation. The General
Counsel, apparently attempting to show that there was
still substantial renovation work to do, asked Matthews
to identify those apartments listed on the vacancy reports
that had been renovated. In response, Matthews identi-
fied those apartments that needed complete renovation
versus those that needed only minor plastering and paint-
ing. Matthews also testified that he did not intend to
12 Similarly, our dissenting colleague argues that, because there was
not a sharp drop in the vacancy rate, there continued to be maintenance
work related to apartment turnover. We do not dispute that a minimal
amount of maintenance work remained—work that could be done by
the regular employee complement. We note that Roberts, himself,
fixed the percentage of time that he spent doing general maintenance
work, as opposed to “apartment reconstruction,” at a mere 15 percent of
his time. Moreover, Roberts admitted that he never filled in for the
superintendent or handyman, and that they did the plumbing and elec-
trical work, which he could not do. Finally, we note, contrary to the
dissent’s assertion, that Roberts’ testimony—that the superintendent
informed him on the morning of his discharge that his next assignment
was to work on two vacant apartments—was effectively rebutted, by
none other than Rosales. Indeed, Rosales testified that their job as-
signments were always issued when they arrived in the morning, and
that, not only was he not told on the day he was discharged what his
next assignment would be, but also that “they would never tell us what
we were going to be doing the next day unless we were already inside
an apartment and we would have to know. . . .”
13 Acevedo testified that 20–30 apartments in 3300 had been com-
pletely renovated, and that all others had been replumbed, rewired, and
repaired to the extent necessary to meet code. His testimony is consis-
tent with Matthews’ testimony that a complete renovation was done to
all “down” apartments in 3300; i.e., those 23 apartments listed on the
bank’s holdback escrow agreement.
Cardona testified that there were still two apartments in 3300 that
needed complete renovation. At the time of the complaint case hearing
(December, 2001), one had been vacant about 5 months and the other 1
month—i.e., these apartments had been vacated long after the dis-
charges. Contrary to Cardona, Matthews testified that these apartments
did not need “refurbishment,” only cleaning and painting.
AMERICAN GARDEN MANAGEMENT CO.
959
“refurbish” those apartments that had not already been
refurbished because they did not need it. It is clear that
the judge credited Matthews’ testimony that, at the time
of the discharges, there were no more apartments to
renovate.14
In addition to arguing that the Respondents’ lack of
work defense is pretextual, the General Counsel also
argues that the Respondents effectively replaced Roberts
and Rosales. In this regard, the General Counsel argues
that the work previously performed by Roberts and
Rosales was, after their discharges, performed by the
floaters, Jesus and Abraham. The porter, Cardona, dis-
credited elsewhere by the judge, testified that Jesus had
worked at Bailey since the discharges. Matthews, cred-
ited elsewhere by the judge, denied this. Even under
Cardona’s version of the facts, Jesus worked the “same
hours” and performed the “same work” that he had per-
formed before the discharges, i.e., there was no increase
in work after the discharges.15
In sum, we believe that the fact that the Respondents
did not, in the year after the representation hearing, re-
place either Roberts or Rosales stands as strong evidence
that the Respondents, indeed, did not require their ser-
vices. Moreover, as the judge found, the Respondents
now appear to be operating Bailey consistent with the
same employee complement they use at their other loca-
tions, i.e., a superintendent (Acevedo), a porter
(Cardona), and sometimes a handyman (unsuccessfully
filled at Bailey by a succession of employees). As the
judge emphasized, the Respondents neither campaigned
against the Union, nor fired Cardona, whom they knew
voted for the Union. We thus conclude that the Respon-
dents have met their affirmative burden under Wright
Line of demonstrating that they would have discharged
14 The General Counsel’s claim in its exceptions that 40 percent of
the apartments still need to be renovated stems from a single statement
by Matthews that around 60 percent of the apartments in Bailey Gar-
dens have been completely refurbished. The General Counsel assumes,
with no record support, that the other 40 percent need complete renova-
tion. In fact, to the contrary, Matthews testified that he did not intend
to refurbish all of the apartments because not all of the apartments
needed refurbishment.
15 Acevedo’s testimony regarding this issue is unavailing. As noted
above, when asked by the General Counsel on direct: “[W]ho’s been
working there since [Roberts and Rosales] were laid off,” Acevedo
named Torres, Peres, and a third man whose name he could not recall;
Torres and Peres each “arrived as a handyman.” Asked by the judge
“about the two people that went to Bailey, Jesus and Abraham,”
Acevedo testified that they “also arrived as handymen,” and worked
merely 2 or 3 weeks (Acevedo did not specify a timeframe for this
work). Roberts further undercut the General Counsel’s case by testify-
ing, on cross-examination, that the statement in his affidavit that “Jesus
and Abraham replaced him” was “incorrect”; he also disavowed his
prior averment that Jesus and Abraham now “work specifically and
regularly at 3138, 3150, and 3300.”
Roberts and Rosales, even absent their union activities,
for lack of work at the time of the discharges.
ORDER
The recommended Order of the administrative law
judge is adopted and the complaint is dismissed.
MEMBER LIEBMAN, dissenting.
The Respondents, who manage the Bailey Gardens
apartment complex, simultaneously terminated two, pro-
union maintenance employees, Matthew Roberts and
Alfredo Rosales, after they testified adversely to the Re-
spondents in a Board representation hearing. Unlike the
judge and my colleagues, I am not persuaded that lack of
work (the reason offered by the Respondents) explains
why both Roberts and Rosales were terminated, when
they were terminated. There may well have been less
work for them to do, and, indeed, one or both of them
might ultimately have been let go. But, in my view, the
Respondents have failed to prove that both were termi-
nated at once because—precisely at that point—the Re-
spondents determined there was nothing more for either
of them to do. Making sure that the two union support-
ers, in a six-employee unit, could not vote in the upcom-
ing representation election seems the likelier explanation,
and not just a happy coincidence.
My colleagues assume, without deciding, that the Gen-
eral Counsel carried his initial burden under Wright Line1
by demonstrating that antiunion animus was a motivating
factor in the Respondents’ decision to terminate Roberts
and Rosales. That assumption permits the majority to
reach, and accept, the Respondents’ defense. But it also
allows my colleagues to gloss over the strength of the
General Counsel’s case. I believe that the General Coun-
sel has made a strong showing of unlawful motive here.
And where the General Counsel makes such a showing,
the employer’s rebuttal burden is substantial. Desert
Aggregates, 340 NLRB 1389, 1391 (2003), citing Ed-
dyledon Chocolate Co., 301 NLRB 887, 890 (1991).
The timing evidence in this case convincingly estab-
lishes that protected activity was a motivating factor in
the discharges.2
Roberts and Rosales were discharged
just 1 week after the Regional Director issued a decision
including them in the voting unit—over the Respon-
dents’ objections—and just 2 weeks before the Decem-
ber 22, 2000 directed election. The inference is obvious:
the Respondents wanted to make sure that the two pro-
1 Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 889 (1st Cir.
1981), cert. denied 445 U.S. 989 (1982), approved in NLRB v. Trans-
portation Management Corp., 462 U.S. 393 (1983).
2 See, e.g., Techno Construction Corp., 333 NLRB 75 (2001) (tim-
ing of layoff immediately following employee’s expression of desire
for continued union representation warranted inference of animus).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
960
union employees were not eligible to vote.3 Indeed, the
Respondents were clearly willing to go to some lengths
to keep Roberts and Rosales from voting. To support the
argument that the two employees were temporary and
would soon be transferred to a different location, the Re-
spondents falsely asserted that Robert and Rosales were
hourly paid workers, contrary to the documentary evi-
dence that they had been salaried employees from their
hire. It is telling, too, that the Respondents did not trans-
fer the two employees (despite indicating it would at the
hearing), but terminated them instead. That step, assum-
ing it was upheld, would decisively settle the question of
voting eligibility, as transfer might not. The timing evi-
dence alone is enough to satisfy the General Counsel’s
initial burden here. And, as I have said, the weight of
that evidence establishes what the Respondents must
overcome to prove their lack-of-work defense. There is
certainly evidence tending to show that renovation work
at Bailey Gardens had declined. What is missing, how-
ever, is an overriding nexus between that decline and the
decision to terminate both Roberts and Rosales, simulta-
neously, just when it was to Respondent’s great advan-
tage to do so in connection with the union election. The
issue is not whether the Respondents reasonably could
have let the two employees go, based on lack of work.4
The issue, rather, is whether this was the actual, overrid-
ing reason for the Respondents’ action. The majority
relies on the judge’s finding that Roberts and Rosales
were primarily hired to do renovation work and on the
credited testimony of Property Manager Matthews,
handyman Acevedo, and Owner John that that work was
mostly completed by December 2000. But Roberts was
hired more than a year before the renovation project be-
gan. It is highly doubtful that the Respondents employed
Roberts for such a long period simply in anticipation of
the renovation project. Surely he must have been doing
some other work. In fact, of course, it is undisputed that
both Roberts and Rosales performed not only renovation,
but also standard repair and maintenance work in both
occupied and vacant apartments and in the common areas
of the buildings.5 With respect to vacant apartments in
3 Based on the small size of the voting unit, it is probable that the
votes of Roberts and Rosales would be determinative of the outcome of
an election and that the Respondent would, in any event, have per-
ceived them as such. The initial election, ordered by the judge in the
representation case, was set aside by agreement of the parties, and a
second election, held a month later, was also set aside pursuant to ob-
jections filed by the Respondent.
4 See, e.g., T & J Trucking Co., 316 NLRB 771 (1995).
5 Although the judge recognized that “their work overlapped with
that done by superintendents and handymen,” he nevertheless asserted
that Roberts and Rosales worked “as renovation workers, a category
apart from the Company’s normal maintenance workers.” The judge
does not explain the basis for this assertion, nor have my colleagues.
particular, there is no evidence of a sharp drop in the
vacancies, which would have entailed a corresponding
decline in maintenance work related to apartment turn-
over. Hence, the testimony that no apartments remained
to be renovated does not establish that Roberts and
Rosales lacked work. In turn, there is clear evidence that
maintenance work remained to be done at Bailey Gar-
dens at the time Roberts and Rosales were discharged.
Notably, the two employees were employed for several
years after the bulk of the renovations at Bailey Gardens,
which involved an outside contractor, were completed.
They did routine maintenance work, as well as residual
renovation work. The record simply does not establish
that this work somehow evaporated for both men simul-
taneously, just before they would have voted in the union
election. According to Roberts’ unrebutted testimony,
the Respondents’ superintendent informed him on the
very morning of his discharge that he would be working
on two apartments that had been vacated. Moreover, two
floater employees who normally worked at whichever of
Respondent’s several facilities required additional main-
tenance, were working intermittently at Bailey Gardens
both in the week prior to the discharge of Roberts and
Rosales and thereafter.6
In addition, the Respondent
hired and fired a succession of three handymen subse-
quent to the discharges.7
Given the powerful evidence
that the discharges were driven by the union election, the
Respondents had a very heavy burden here to show that
they would have let both Roberts and Rosales go pre-
cisely when they did, because there suddenly was no
work for them. Unlike my colleagues, I am not nearly
persuaded that this was the case.
6 The majority insists that Acevedo’s testimony that the floater em-
ployees worked for 2 to 3 weeks at Bailey Gardens is unavailing be-
cause it was unspecific as to time. But Acevedo gave this testimony in
the context of questioning on direct examination about the series of
handymen who were hired and fired after the discharges. It is evident
from the judge’s discussion of this evidence that he understood the
testimony as indicating that floater employees came to Bailey Gardens
after the discharges. No party has excepted on that basis.
7 The majority also appears to disregard this evidence, because the
handymen were qualified to perform not only routine maintenance
work previously done by Roberts and Rosales, but also electrical and
plumbing work that they could not perform. In the absence of any
evidence that the handymen were hired exclusively or even primarily to
do electrical and plumbing work, the fact that they possessed these
additional qualifications is likewise irrelevant.
AMERICAN GARDEN MANAGEMENT CO.
961
Karen Newman, Esq., for the General Counsel.
Jeffrey D. Pollack, Esq. and Jerald M. Stein Esq., for the Re-
spondents.
Katchen Locke, Esq., for the Union.
SUPPLEMENTAL DECISION
RAYMOND P. GREEN, Administrative Law Judge. On No-
vember 22, 2002, the Board remanded a portion of this case to
me for further findings and conclusions regarding the alleged
discriminatory discharges of Mathew Roberts and Alfredo
Rosales.
After considering the supplemental briefs filed by the parties
and reviewing the record, I hereby reaffirm my original deci-
sion and recommend that the complaint be dismissed.
The Board noted that under Wright Line, 251 NLRB 1083,
(1980), enfd. 662 F.2d 899 (1st Cir. 1981), cert. denied 455
U.S. 989 (1982), approved in NLRB v. Transportation Man-
agement Corp, 462 U.S. 393, 399–403 (1983), the General
Counsel is required to make an initial “showing sufficient to
support the inference that protected conduct was a ‘motivating
factor’ in the Employer’s decision and if such a showing is
made, the burden shifts whereupon the Employer is required to
demonstrate that the same action would have taken place even
in the absence of the protected conduct.” The Board further
stated that in order to meet the initial burden, the General
Counsel must establish four elements; (1) the existence of ac-
tivity protected by the Act;1 (2) the Employer’s knowledge of
that activity;2 (3) the imposition of some adverse employment
action; and (4) the existence of a motivational link, or nexus,
between the protected activity and the adverse employment
action.
In my earlier decision, I concluded that the first three ele-
ments were present. The evidence showed that the employees
were engaged in union activity; that the Employer was aware of
that activity; and that they suffered an adverse employment
action. The difficulty I had then and which I continue to have
now, is concluding that the General Counsel established by a
preponderance of the evidence, any motivational link or nexus.
As pointed out by the Respondent, it did not engage in any
type of election campaign either before or after the Union filed
a petition in Case 2–RC–22297. Its management and supervi-
sors made no antiunion speeches to employees, distributed no
literature, and held no meetings with employees either singly or
in groups, in order to convince them to vote against the Union.
To be sure, an employee, Cardona, testified that on or about
September 11, Thomas Mathews asked him why he signed for
the Union and that they had some kind of a discussion about
benefits. But I did not credit Cardona’s testimony because it
was clear to me that the two men spoke in different languages
1 In some situations a violation may be found even if the employee
did not engage in protected activity. This would occur when the Em-
ployer was motivated by its belief that the employee engaged in pro-
tected activity.
2 Proof of knowledge need not be shown by direct evidence. The
General Counsel may establish that an Employer is aware of union or
protected activity by the use of circumstantial evidence such as timing
and/or pretext.
and that Cardona’s lack of English comprehension made his
recitation of what he heard, extremely unreliable.
Another employee, Fidencio Frias, testified that sometime in
November 2000, Thomas Mathews said, “why did you sign for
Union?” He also testified that Thomas Mathews mentioned
Mathew Roberts. But Frias’ testimony on this subject was
murky at best. In my original decision, I concluded that this
one conversation did not, even if credited, evidence animus. I
now conclude that I don’t credit Frias on this point.
As noted in my original decision, I dismissed the 8(a)(3) al-
legations concerning Frias and credited the Company’s version
of what took place on December 12 and 13, 2000.3 I also noted
that Frias had a “somewhat volatile temperament.” This was
evidenced not only by his demeanor at the hearing, but also by
his past difficulties with the law. In short I conclude that he
was not a reliable witness.
Based on this record, I would conclude, that the General
Counsel has not made out, by a preponderance of the evidence,
a prima facie case because she has not shown evidence of a
motivational link or nexus, between the employees’ protected
activity and their discharges.
Moreover, I would also conclude that even if there was suffi-
cient proof of such a link, the Employer has established that it
would have laid off these employees for lack of work when it
did so. The evidence here, including the credible testimony of
Thomas Mathews, Jose Acevado, and Thomas John, showed
that renovation work had been mostly completed by December
2000. While it is true that Mathew Roberts was originally hired
by the Respondent to work at Bailey Gardens, the fact is that he
was put on the payroll of the contractor who was engaged to do
renovation work on these apartments. And while, Roberts was
kept on by the Respondent after the contractor left, he and Al-
fred Rosales (hired as Robert’s assistant), were primarily en-
gaged in the renovation of apartments as they were vacated.
The evidence shows that Roberts and Rosales worked in
these buildings, not as superintendents, handymen, or porters,
but rather as renovation workers, a category apart from the
Company’s normal maintenance workers. And while the nature
of their work overlapped with that done by superintendents and
handymen, the fact is that neither had the boiler license or the
electrical or plumbing experience that was required of either a
superintendent or handyman.
The evidence showed that renovation work, by December
2000, had diminished to an extent that Roberts and Rosales
were spending much of their day hanging out.4 And although
the evidence shows that the Company made subsequent at-
tempts to hire people after they were laid off, it tried to hire
people with the licenses and work experience of handymen.
3 The General Counsel did not take exceptions to my decision to
dismiss the 8(a)(3) allegation concerning Frias.
4 It makes no difference whether the bulk of the refurbishing work
was completed by 1998 or 1999. It is clear that after the contractor
finished its work, Roberts and Rosales were hired by the Respondent
and continued to do this work, as well as normal restoration work as
tenants left and new tenants arrived. The relevant point is that over
time, the amount of their work decreased because as apartments were
refurbished, the amount of time spent on normal or ordinary renovation
dropped and they had less and less to do.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
962
Also the Company, from time-to-time, used floaters to do work
that Roberts and Rosales might otherwise have done. But these
floaters were long-time employees who were normally used for
this purpose. Their use would make economic sense instead of
requiring the Company to continue to employ two employees
whose workload had diminished to the extent that it had.5
5 The General Counsel argues that at the time of their terminations,
60 percent of the apartments had been refurbished. She therefore con-
cludes that 40 percent of the apartments were still in need of refurbish-
ment and that there was plenty of this type of work for Roberts and
Rosales to do. But the fact that 60 percent of the apartments had been
refurbished, does not prove that the other 40 percent required complete
or even partial refurbishment. Moreover, even if this was the case,
ORDER
For all of the foregoing reasons, I reaffirm my original rec-
ommendation that the complaint be dismissed.
refurbishing these apartments could only be undertaken as the tenants
of these apartments vacated them, which might or might not occur at
indeterminate times in the future. (Indeed, the fact that a tenant vacated
an apartment did not make the apartment automatically accessible. If a
tenant simply left without turning over the keys, the landlord needed to
obtain a judicial eviction in order to enter.) Thus the fact that 60 per-
cent of the apartments had been refurbished does not mean that there
was a significant amount of readily available work for Roberts and
Rosales after December 8, 2000. And in this connection, I credit the
testimony of the Company’s witnesses to the contrary.