105 NLRB 653
Sterling Furniture Co.
NEW BRITAIN MACHINE COMPANY
653
the Respondent for satisfaction. Cf. Boston Herald-Traveler Corp., 102 NLRB 627 (request
for
data, withdrawn during the course of the negotiations, cannot be made the basis of a
charge of refusal to furnish; and reiteration of the incident in the charge is not a new de-
mand).
It is found that by refusing to supply the Union with information as to the names, classifi-
cation, wage rates, and seniority of employees in the appropriate unit, and notification of
changes in their status, the Respondent refused to bargain collectively with the Union,
thereby interfering with, restraining, and coercing employees in the exercise of rights
guaranteed in Section 7 of the Act.
IV.
THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE
The activities of the Respondent set forth in section III, above, occurring in connection
with the operations of the Respondent set forth in section I, above, have a close, intimate,
and substantial relation to trade, traffic, and commerce among the several States, and tend
to lead to labor disputes burdening and obstructing commerce and the free flow of commerce.
V. THE REMEDY
Having found that the Respondent has refused to bargain with the Union by refusing it
certain wage data, it will be recommended that, in order to effectuate the policies of the Act,
the Respondent furnish the Union with the following information: (1) The name, classifica-
tion, seniority, and wage rate of each employee in the appropriate unit; and (2) notification
of any change in the status of such employees.
Upon the basis of the above findings of fact, and upon the entire record in the case, I make
the following:
CONCLUSIONS OF LAW
1. Lodge 1021, International Association of Machinists , AFL, is a labor organization within
the meaning of Section 2 (5) of the Act.
2. All production and maintenance employees of Respondent employed at its New Britain
plant,
exclusive of guards , watchmen, office and clerical employees , rate setters, time
setters , expediters , stock chasers, dispatchers , timekeepers , cafeteria employees , technical
department employees consisting of engineers , draftsmen, designers , detailers, tracers,
blueprint and photostat
machine operators ,
professional employees, salesmen, and all
supervisors as defined in Section 2 (11) of the Act, constitute a unit appropriate for the
purposes of collective bargaining within the meaning of Section 9 (b) of the Act.
3. At all times since October 28, 1948, the Union has been the exclusive representative
for purposes of collective bargaining of all the employees in the aforesaid appropriate unit,
within the meaning of Section 9 (a) of the Act.
4. By refusing to provide the Union with information as to (1) the name, classification,
seniority, and wage rate of each employee in the appropriate unit; and (2) notification of any
change in status of such employees , the Respondent has engaged in and is engaging in unfair
labor practices within the meaning of Section 8 (a) (5) and 8 (a) (1) of the Act.
5.
The aforesaid unfair labor practices are unfair labor practices affecting commerce
within the meaning of Section 2 (6) and (7) of the Act.
[Recommendations omitted from publication.]
STERLING FURNITURE COMPANY and CHARLES O. BARNES
CARPET, LINOLEUM & SOFT TILE WORKERS, LOCAL NO.
1235 and CHARLES O. BARNES. Cases Nos. 20-CA-350 and
20-CB-109. June 18, 1953
SUPPLEMENTAL DECISION, RECOMMENDATION, AND
AMENDED ORDER
On April 27, 1951, the National Labor Relations Board issued
a Decision and Order in these cases,' in which it found that
194 NLRB 32.
105 NLRB No. 88.
654
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Sterling
Furniture
Company, herein called the
Respondent
Company, and Carpet, Linoleum & Soft Tile Workers, Local
No. 1235, herein called the Respondent Union, had engaged in
and were engaging in certain unfair labor practices affecting
commerce ,
and ordered them to cease and desist there-
from and to take certain affirmative remedial action.
The Board found, inter alia, that the Respondent Company, a
member of the Retail Furniture Association of California,
herein called the Association , lent its support to the Respondent
Union in recruiting and maintaining membership, in violation
of Section 8 (a) (2) and (1) of the Act, by maintaining a contract
containing an illegal union-security provision which the As-
sociation had negotiated and executed with the Respondent
Union on
behalf
of its
employer
members, including the
Respondent Company. 2 The Board also found that the Respond-
ent Union violated Section 8 (b) (2) of the Act by maintaining
and enforcing its illegal contract with respect to the Respond-
ent Company .
To remedy these unfair labor practices, the
Board directed the Respondent Company to cease and desist
from recognizing the Respondent
Union or any successor
thereto as the collective-bargaining representative of any of
its employees unless and until the Respondent Union was cer-
tified by the Board . It further directed the Respondent Company
and the Respondent Union to cease and desist from performing
or giving effect to
their
contract
until
such time as the
Respondent Union
achieved
certification . However , although
the
Association had, on its own motion, been permitted to
intervene at the hearing , the Board ' s order did not require
any remedial action by the Association because the Association
was not named as a party in the charge or the complaint,
and the complaint was not amended to include the Association
as a party respondent.
The Board petitioned the United States Court of Appeals for
the Ninth Circuit for enforcement of its order against the
Respondent Company and the Respondent Union. On February
4, 1953, the court rendered its opinion in which it stated that
"The obvious effect of the order [would be] to remove Sterling
from the Association wide unit and thus to disrupt and dis-
member the unit ." The court remanded the case to the Board,
declaring that it " would not hesitate to decree enforcement of
the order against Sterling if confined to a command to cease
giving effect to the illegal union-security provisions, or to
enforce it in its entirety against Sterling if the Association
were included as well."
Pursuant to the
remand by the United
States
Court of
Appeals for the Ninth Circuit, the Board has reconsidered the
entire record in this proceeding , and is convinced that under
all the circumstances of these cases it would best effectuate
the policies of the Act at this time not to enforce our order in
its entirety against the Association , but to adopt the court's
2 The Board further found that the Respondent Company violated Section 8 ( a) (3) of the Act
by discharging Barnes, the charging party, pursuant to this unlawful union- security provision
STERLING FURNITURE COMPANY
655
first alternative and confine our order to a direction that the
Respondent Company cease giving effect to the illegal union-
security provisions.
In
remanding these cases to the Board,
the court also
expressed concern lest the scope of the order directed against
the Respondent Union prevent it from executing union-security
provisions ,
unlawful under the Act but permissible under
State law , with employers not subject to the Act . Paragraph 2
(a) (1) of our order and notice directed the Respondent Union
to cease and desist from:
(1) Performing or giving effect to its contract of
October 15, 1949 with Retail Furniture Association of
California ,
San Francisco Unit , insofar as it affects
employees of the Respondent Company , or to the clauses
of any agreement with the Respondent Company, or any
other'
employer ,
which requires employees to join, or
maintain their membership in, the Respondent Union as a
condition of employment , unless such agreement has been
authorized as provided in the Act . (Emphasis supplied.)
In this connection , the court observed that:
Insofar as this paragraph precludes the Union from giving
effect to this or any invalid union - security clause in its
relations with the Association , or any of its members, the
paragraph is obviously appropriate . However , the language
is so broad as to prohibit activity of the Union which may
be entirely lawful .
As the Union points out, the law of
California does not prohibit union shop or closed shop
arrangements . The Union says it has similar agreements
with some 80 or 90 small establishments whose businesses
do not affect interstate commerce . The prohibition against
,any agreement with any other employer ' requiring mem-
bership in the Union as a condition of employment might
well, as a practical matter , restrain the Union in respect
of its lawful activities .
.
.
. In borderline situations the
Union can not know until the Board or this court has
spoken whether its closed or union shop agreements are
valid or invalid , so it is required to proceed more or less
in terrorem or, as an alternative , to forego freedom of
action which in good faith it deems itself entitled to take.
In our opinion , the Respondent Union need not be apprehen-
sive that the scope of the order restrains it from executing
union-security agreements with employers not engaged in
interstate commerce . In 1951 , after a prolonged study of cases
in which the question of jurisdiction had been involved, the
Board issued a series of unanimous decisions setting forth
specific criteria designed to serve as guides for any interested
person in determining whether or not the Board will assert
656
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
jurisdiction over a particular enterprise.' These guides are
available to the Respondent Union whereby it can readily
determine whether or not an employer with whom it desires to
execute a union-security provision not sanctioned by the Act
is one over which this Board would assert jurisdiction.
RECOMMENDATION
Upon the basis of this Supplemental Decision and the entire
record in these cases, the National Labor Relations Board
hereby respectfully recommends to the United States Court of
of Appeals for the Ninth Circuit that the Amended Order and
the related notice provisions be enforced as issued.
AMENDED ORDER
Upon the basis of the entire record in these cases, and
pursuant to Section 10 (c) of the National Labor Relations Act,
as
amended, the National Labor Relations Board hereby
orders that:
A. The
Respondent
Sterling
Furniture
Company, San
Francisco, California, its officers, agents, successors, and
assigns, shall:
1. Cease and desist from:
(a) Performing or giving effect to the clauses inthe contract
of October 15, 1949, between Retail Furniture Association of
California,
San Francisco Unit, of which the Respondent
Company is a constituent member, and Carpet, Linoleum &
Soft Tile Workers, Local No. 1235, covering the employees of
the Respondent Company's San Francisco store, which require
its employees to join, or maintain their membership in, the
Respondent Union as a condition of employment, unless such
agreement has been authorized as provided in Section 8 (a)
(3) of the Act.
(b) Encouraging membership in the Respondent Union, or in
any other labor organization, by discriminatorily discharging,
refusing to reinstate, or hiring, or by discriminating in
s The various criteria are categorized in the following Board decisions: (1) W.S.B.R., Inc.,
91 NLRB 630 (instrumentalities and channels of commerce, interstate or foreign); (2) Local
Transit Lines, 91 NLRB 623 (public utility and transit systems); (3) The Borden Co., 91 NLRB
628 (establishments operating as an integral part of a multistate enterprise); (4) Stanislaus
Implement and Hardware Co., 91 NLRB 618 (enterprises producing or handling goods destined
for out-of-State shipment, or performing services outside the State in which the firm is
located, valued at $25,000 a year); (5) Hollow Tree Lumber Co., 91 NLRB 635 (enterprises
furnishing goods or services of $50,000 a year or more to concerns in categories 1, 2, or 4);
(6) Federal Dairy, Inc., 91 NLRB 638 (enterprises with a direct inflow of goods or materials
from out-of-State valued at $500,000 a year); (7) Dorn's House of Miracles, Inc., 91 NLRB
632 (enterprises with an indirect inflow of-goods or materials valued at $1,000,000 a year);
(8) The Rutledge Paper Products, Inc., 91 NLRB 625 (enterprises having such a combination
of inflow or outflow of goods or services, coming within categories 4, 5, 6, or 7, that the per-
centages of each of these categories, in which there is activity, taken together add up to 100);
(9) Westport Moving & Storage Co., 91 NLRB 902 (establishments substantially affecting the
national defense)
STERLING FURNITURE COMPANY
657
regard to the hire or tenure of employment of, any employees
of its San Francisco store because of their union membership
of nonmembership in Carpet, Linoleum & Soft Tile Workers,
Local No. 1235, or any other labor organization.
(c) In any other manner interfering with, restraining, or
coercing employees in the exercise of the right to self-
organization , to form labor organizations , to join or assist the
Respondent Union or any other labor organization , to bargain
collectively through representatives of their own choosing, and
to engage in concerted activities for the purpose of collective
bargaining or other mutual aid or protection, or to refrain
from any or all of such activities , except to the extent that
such right may be affected by an agreement requiring mem-
bership in a labor organization as a condition of employment,
as authorized in Section 8 (a) (3) of the Act.
2. Take the following affirmative action, which the Board
finds will effectuate the policies of the Act:
(a) Offer to Charles O.
Barnes immediate and full rein-
statement to his former or substantially equivalent position,
without prejudice to his seniority or other rights and privi-
le es.
(b) Post at its store in San Francisco , California , copies of
the notice attached hereto as Appendix A.4 Copies of said
notice, to be furnished by the Regional Director for the
Twentieth
Region, shall, after being duly signed by the
Respondent Company's representative, be posted by the Re-
spondent Company immediately upon receipt thereof, and be
maintained by it for sixty (60) consecutive days thereafter, in
conspicuous places, including all places where notices to its
employees are customarily posted . Reasonable steps shall be
taken by the Respondent Company to insure that said notices
are not altered , defaced , or covered by any other material.
(c) Upon request make available to the Board or its agents,
for ° examination and copying, all payroll records, social-
security payment records , timecards , personnel records, and
reports, and all other records necessary to analyze the amount
of back pay due and the right of reinstatement under the terms
of this Amended Order. ' '
(d) Notify the Regional Director for the Twentieth Region, in
writing ,
within ten
( 10) days from the date of this Amended
Order, what steps it has taken to comply herewith.
B. The Respondent Carpet, Linoleum & Soft Tile Workers,
Local No . 1235, its officers, representatives , agents, succes-
sors, and assigns , shall:
1. Cease and desist from:
(a) Performing or giving effect to the clauses of its contract
of October
15, 1949,
with Retail Furniture Association of
4 In the event that this Amended Order is enforced by a decree of a United States Court of
Appeals, there shall be substituted for the words "Pursuant to a Decision and Order" the
words "Pursuant to a Decree of the United States Court of Appeals, Enforcing an Order."
658
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
California , San Francisco Unit , insofar as it affects employees
of the Respondent Company, or the clauses of any agreement
with the Respondent Company, or any other employer, which
requires employees to join , or maintain their membership in,
the
Respondent Union as a condition of employment , unless
such agreement has been authorized as provided in Section 8
(a) (3) of the Act.
(b) In any other manner causing or attempting to cause the
Respondent Company ,
its
officers ,
agents, successors, or
assigns, or any other employer , to discriminate against any
employee in violation of Section 8 (a) (3) of the Act.
2. Take the following affirmative action , which the Board
finds will effectuate the policies of the Act:
(a) Post at its offices and meeting hall in San Francisco,
California , and wherever notices to its members are custom-
arily posted , copies of the notice attached hereto and marked
"Appendix B." s Copies of said notice , to be furnished by the
Regional Director for the Twentieth Region , shall, after being
duly signed by the Respondent Union's official representative,
be posted by it immediately upon receipt thereof , and main-
tained by it for a period of sixty ( 60) consecutive days there-
after . Reasonable steps shall be taken by the Respondent
Union to insure that said notices are not altered , defaced, or
covered by any other material.
(b) Mail to the Regional Director for the Twentieth Region
signed copies of the notice attached hereto and marked
"Appendix B" for posting, the Respondent Company willing,
at the Respondent Company ' s store, for sixty ( 60) consecutive
days , in places where notices to employees are customarily
posted . Copies of said notice, to be furnished by the Regional
Director for the Twentieth Region, shall ,
after being duly
signed by the Respondent Union's representatives , be forthwith
returned to said Regional Director for such posting.
(c) Notify the Regional Director for the Twentieth Region,
in writing , within ten (10 ) days from the date of this Amended
Order , what steps it has taken to comply herewith.
C. The Respondents Sterling Furniture Company, its officers,
agents, successors , and assigns , and Carpet, Linoleum & Soft
Tile Workers , Local No. 1235, its officers , representatives,
agents, successors, and assigns , shall jointly and severally
make whole Charles O. Barnes for any loss of pay he may
have suffered because of the discrimination against him, in the
manner set forth in section V of the Intermediate Report
entitled " The Remedy."
Chairman Herzog and Member Styles took no part in the
consideration
of the above Supplemental Decision, Recom-
mendation, and Amended Order.
5See footnote 4 supra.
STERLING FURNITURE COMPANY
APPENDIX A
NOTICE TO ALL EMPLOYEES
659
Pursuant to a Decision and Order of the National Labor
Relations Board and in order to effectuate the policies of the
National Labor Relations Act, as amended, we hereby notify
our employees that:
WE WILL NOT perform or give effect to the clauses in
the contract of October 15, 1949, between Retail Furniture
Association of California, San Francisco Unit, of which
this
company is a constituent member, and Carpet,
Linoleum & Soft Tile Workers, Local No. 1235, covering
the employees of the Respondent Company's San Francisco
store, which require its employees to join, or maintain
their membership in, the Respondent Union as a condition
of employment, unless such agreement has been authorized
as provided in Section 8 (a) (3) of the Act.
WE WILL NOT encourage membership in the above-
named union, or in any other labor organization, by
discriminatorily discharging ,
refusing to reinstate, or
hiring, or by discriminating in regard to the hire or
tenure of employment of any employees of our San
Francisco store because of their union membership or
nonmembership in the above-named union, or any other
labor organization.
WE WILL NOT in any other manner interfere with,
restrain, or coerce our employees in the exercise of the
right to self-organization, to form labor organizations, to
join or assist the above-named union or any other labor
organization, to bargain collectively through representa-
tives of their own choosing, and to engage in concerted
activities for the purpose of collective bargaining or other
mutual aid or protection, or to refrain from any or all of
such activities, except to the extent that such right may be
affected by an agreement requiring membership in a labor
organization as a condition of employment, as authorized
in Section 8 (a) (3) of the National Labor Relations Act.
WE WILL offer to Charles O. Barnes immediate and full
reinstatement to his former or substantially equivalent
position without prejudice to his seniority or other rights
and privileges, and jointly and severally with Carpet,
Linoleum & Soft Tile Workers, Local No. 1235, make him
whole for any loss of pay suffered as a result of the
discrimination against him.
All our employees are free to become or remain members
of the above-named union or any other labor organization, or
to refrain from becoming or remaining members in good
standing of the above-named union or any other labor organi-
zation, except to the extent that this right may be affected by
660
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
an agreement
in
conformity
with Section
8 (a) (3) of the
National Labor Relations Act.
STERLING FURNITURE COMPANY,
Employer.
Dated ................
By.....
........................
....
........
(Representative)
(Title)
This notice must remain posted for 60 days from the date
hereof, and must not be altered, defaced, or covered by any
other material.
APPENDIX B
NOTICE
TO ALL MEMBERS OF CARPET, LINOLEUM & SOFT TILE
WORKERS, LOCAL NO. 1235, AND TO STERLING FURNITURE
COMPANY AND ITS EMPLOYEES IN ITS SAN FRANCISCO,
CALIFORNIA, STORE:
Pursuant to a Decision and Order of the National Labor
Relations Board, and in order to effectuate the policies of the
National Labor Relations Act, as amended, we hereby notify
you that:
WE WILL NOT perform or give effect to the clauses of
our contract of October 15, 1949, with Retail Furniture
Association of California, San Francisco Unit, insofar as
it affects employees of the Sterling Furniture Company, or
to the clauses of any agreement with the Sterling Furniture
Company, or any other employer, which requires employees
to join or maintain their membership in the union as a
condition of employment, unless such agreement has been
authorized as provided in the National Labor Relations
Act.
WE WILL NOT in any other manner cause or attempt to
cause Sterling Furniture Company, its officers, agents,
successors, or assigns, or any other employer, to dis-
criminate against any employee in violation of Section 8
(a) (3) of the National Labor Relations Act.
WE WILL, jointly and severally with Sterling Fur-
niture Company, make Charles O. Barnes whole for any
THE ABSTRACT & TITLE CO.
661
loss of pay suffered because of the discrimination against
him .
CARPET, LINOLEUM & SOFT TILE
WORKERS, LOCAL NO. 1235,
Labor Organization.
Dated .. ..............
(Representative )
( Title)
This notice must remain posted for 60 days from the date
hereof, and must not be altered, defaced , or covered by any
other material.
THE ABSTRACT
&
TITLE CO.' and TITLE EXAMINERS
UNION NO .
19496
(AFL), Petitioner . Case No . 8-RC-1938.
June 18, 1953
DECISION AND DIRECTION OF ELECTION
Upon a petition duly filed, a hearing was held before John
Vincek, hearing officer . The hearing officer ' s rulings made at
the hearing are free from prejudicial error and are hereby
affirmed.
Pursuant to the provisions of Section 3 (b) of the National
Labor Relations Act, the Board has delegated its powers in
connection with this case to a three -member panel [Members
Houston, Murdock , and Peterson].
Upon the entire record in this case , the Board finds:
1. The Employer is engaged in commerce within the meaning
of the National Labor Relations Act.
2. The labor organizations involved claim to represent certain
employees of the Employer.
3. A question affecting commerce exists concerning the
representation of employees of the Employer within the meaning
of Section 9 (c) (1) and Section 2 (6) and ( 7) of the Act.
4. Petitioner seeks to represent a unit of title examiners,
escrow men , reviewers , and mappers , excluding all clerical
and stenographic employees , bookkeepers , and supervisors. 2
The Employer agrees as to the appropriateness of the unit
except that it urges that some 13 part -time examiners out of a
total of 16 part -time and full -time examiners3 are independent
contractors and should be excluded.
iThe Employer 's name appears as amended at the hearing.
2 The petition originally included court and tax searchers, but this. was amended at the hear-
ing to exclude these categories on the ground that no such classification was used by the Em-
ployer.
3There is no issue as to the inclusion of the 3 full - time examiners , whom both parties agree
should be Included.
105 NLRB No. 92.