345 NLRB 585
Aladdin Gaming, LLC
ALADDIN GAMING, LLC
345 NLRB No. 41
585
Aladdin Gaming, LLC and Local Joint Executive
Board of Las Vegas, Culinary Workers Union,
Local 226 and Bartenders Union, Local 165,
AFL–CIO, a/w Hotel Employees and Restaurant
Employees International Union, AFL–CIO.
Cases 28–CA–18851 and 28–CA–19017
August 27, 2005
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND SCHAUMBER
On May 28, 2004, Administrative Law Judge Gregory
Z. Meyerson issued the attached decision. The Respon-
dent filed exceptions and a supporting brief; the General
Counsel and the Charging Party filed answering briefs;
the Respondent filed a reply brief to the General Coun-
sel’s answering brief; the Charging Party filed cross-
exceptions and a supporting brief; the Respondent filed
an answering brief to the Charging Party’s cross-
exceptions; and the Charging Party filed a reply brief in
support of its cross-exceptions.1
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings, and conclusions2 only to the extent consistent with
this Decision and Order, and to adopt the recommended
Order as modified.
1 The Respondent’s request for oral argument is denied as the record,
exceptions, and briefs adequately present the issues and the positions of
the parties.
2 No exceptions were filed to the judge’s findings that the Respon-
dent violated Sec. 8(a)(1) of the Act by (1) interrogating employees
about their union membership and other activities; (2) promulgating
and enforcing an overly broad and discriminatory rules prohibiting its
employees from wearing union buttons and from talking about the
Union and limiting the amount of off-duty time employees could spend
in the employee dining room; (3) threatening employees with reprisals
for supporting the Union and for wearing union buttons; (4) informing
employees that support for the Union was futile; (5) threatening em-
ployees with discharge or other disciplinary action because of their
union activities and support; (6) threatening employees with closure of
the facility because of their union activity and support; (7) soliciting
grievances from an employee and promising employees increased
benefits and improved terms and conditions of employment if they
would refrain from supporting the Union; and (8) granting employees a
benefit by implementing a shift change in order to encourage them to
cease supporting the Union. Further, no exceptions were filed to the
judge’s findings that the Respondent violated Sec. 8(a)(3) and (1) of the
Act by (1) issuing employee Joe Trevino a disciplinary warning; (2)
imposing more onerous working conditions on employee Jose Beltran
by requiring him to work alone; (3) discriminatorily enforcing a work
rule concerning hair length against employee Elisabeth Peuser; (4)
discharging employee Pablo Blanco; (5) requiring employee Luis
Herrera to work during his lunchbreak; (6)changing the working condi-
tions of employees Jose Beltran and Luis Herrera by requiring them to
wear hairnets; (7) issuing employee Norma Quinones an unwarranted
verbal warning; and (8) discharging employee Socrates Oberes.
1. The Respondent has excepted to the judge’s con-
clusion that the Respondent violated Section 8(a)(1) by
surveilling employees engaged in Section 7 activity
when, on or about June 4, 2003, Tracy Sapien, the Re-
spondent’s vice president of human resources, ap-
proached a table in the employee dining room at which
employees were soliciting other employees to sign union
authorization cards. The Respondent has also excepted
to the judge’s conclusion that Stacey Briand, the Re-
spondent’s director of human resources, unlawfully sur-
veilled employees Azucena Felix and Adelia Bueno in
the employee dining room on or about June 6, 2003,
when Felix was soliciting Bueno to sign an authorization
card.
The Respondent, Aladdin Gaming, LLC, operated a
large hotel and casino in Las Vegas, Nevada. The Local
Joint Executive Board of Las Vegas, Culinary Workers
Union, Local 226 and Bartenders Union, Local 165 initi-
ated a campaign to organize the Respondent’s employees
in 2003.3
On June 4, off-duty employees Sheri Lynn and Julie
Wallack solicited employees to sign union authorization
cards in the employee dining room, an area in which both
managers and unit employees regularly dined. Manager
Sapien walked by the table at which Lynn and Wallack
were soliciting employees. She stood by the employees’
table for approximately 2 minutes before interrupting
them. She gave management’s perspective on unioniza-
tion at the Respondent’s facility. She spoke for 8 min-
utes and then left the employee dining room.
On June 6, off-duty employee Azucena Felix solicited
off-duty employee Adelia Bueno to sign a union authori-
zation card at a table in the employee dining room.
Manager Briand approached the employees and offered
management’s view of unionization at the Respondent’s
facility. Bueno did not speak English, and Briand did not
speak Spanish, but Felix spoke both languages. After
Briand spoke, Felix translated Briand’s comments for
Bueno, and Briand then left the area.
As stated, Sapien observed the employees for ap-
proximately 2 minutes before she interrupted the em-
ployees’ conversation. Briand observed Felix and Bueno
for no longer than a moment before approaching their
table. Neither Sapien nor Briand engaged in any other
behavior or made any statements alleged to be coercive
during these events.
Whether Sapien or Briand unlawfully surveilled em-
ployees in the employee dining room depends on the
nature and duration of their observation. A supervisor’s
routine observation of employees engaged in open Sec-
3 All dates refer to 2003, unless otherwise indicated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
586
tion 7 activity on company property does not constitute
unlawful surveillance. Eddyleon Chocolate Co., 301
NLRB 887, 888 (1991). However, an employer violates
Section 8(a)(1) when it surveils employees engaged in
Section 7 activity by observing them in a way that is “out
of the ordinary” and thereby coercive. Sands Hotel &
Casino, San Juan, 306 NLRB 172 (1992), enfd. sub nom.
mem. S.J.R.R., Inc. v. NLRB, 993 F.2d 913 (D.C. Cir.
1993). Indicia of coerciveness include the duration of
the observation, the employer’s distance from its em-
ployees while observing them, and whether the employer
engaged in other coercive behavior during its observa-
tion. Id.
Sapien’s and Briand’s observations were qualitatively
different from those in other cases where the Board has
found unlawful surveillance. For example, in Sands Ho-
tel & Casino, 306 NLRB at 172, an employer unlawfully
surveilled employees by posting security guards near
employee entrances and in a nearby hotel room, where
the guards viewed employees’ Section 7 activity through
binoculars. In Eddyleon Chocolate Co., supra, the com-
pany president watched employees engaged in protected
activity from his car parked 15 feet away, all the while
speaking on his cell phone. On another occasion, the
president called the police and verbally threatened the
employees as they passed out union handbills. The
Board found that the employer unlawfully created an
impression of surveillance.
Sapien’s and Briand’s observation of employee open
prounion activity was for an even shorter period of time
than in other cases where the Board has not found unlaw-
ful surveillance. In Wal-Mart Stores, 340 NLRB 1216,
1223 (2003), for example, the Board found that a man-
ager’s 30-minute observation while sitting on a bench
outside the store of union handbilling taking place in the
employer’s public parking lot, unaccompanied by other
coercive behavior, did not constitute unlawful surveil-
lance. Similarly, in Metal Industries, 251 NLRB 1523,
1523 (1980), the Board found that an employer did not
unlawfully surveil its employees where the employer had
a longstanding practice of going to the employee parking
lot to say goodbye to its departing employees at the end
of the workday. The employer’s observance of the em-
ployees’ Section 7 activity was inseparable from its regu-
lar and noncoercive practice.
In context, Sapien’s and Briand’s conduct was routine
and not “out of the ordinary.” Like the employer in Metal
Industries, supra, Sapien’s and Briand’s presence in the
dining room where managers and employees dined was
routine and their consequent observation of employees
engaged in solicitations was unaccompanied by coercive
conduct. The dining room was an open area, and the
union activity was in the open. The presence of Briand
and Sapien in the dining room was not unusual. Of
course, both persons had an 8(c) right to assert their
views regarding unionization. That they did so during an
employee conversation about the Union or that Sapien
waited 2 minutes before speaking does not establish that
the supervisors’ conduct was out of the ordinary, requir-
ing a different result. In sum, we find that neither Sapien
nor Briand unlawfully surveilled employees in the Re-
spondent’s employee dining room on June 4 and 6.
As noted above, Section 8(c) gives an employer repre-
sentative the right to express an antiunion opinion to em-
ployees. Apparently, our colleague would not allow such
expression if the employees are engaged in a Section 7
discussion at the time. However, there is nothing in Sec-
tion 8(c) that even remotely suggests such a limitation.
To the contrary, in order to have a free exchange of
views in “a market place of ideas,” that time would be a
logical time for the employer representative to express
his opinion. Further, the fact that the employer represen-
tative may speak when an employee is talking does not
take the employer remarks out of Section 8(c). At worst,
this is rude, but it is not unlawful. Of course, employees
may listen to the employer representative while he
speaks, and, to this extent, stop their Section 7 conversa-
tion. But, this is the essence of the exchange of ideas.
After the employer representative has spoken, the em-
ployees can respond, or ignore him and continued their
conversation. Finally, this is not a case when an em-
ployer representative lurks in the background to surrepti-
tiously hear the employee conversation. Rather, this is a
case where the representative openly stood by the em-
ployee table for 2 minutes until he began to speak.
In sum, far from an “absurd, unjust result,” we believe
that our approach encourages a robust debate and is thus
quite consistent with Section 8(c).
Dayton Hudson Corp., 316 NLRB 477 (1995), cited by
our dissenting colleague, is distinguishable. There,
unlike in the instant case, the respondent videotaped em-
ployee movements and actions, watched and followed
employees, and monitored employees’ telephone calls.
This activity involved multiple employees on multiple
occasions. In Hawthorn Co., 166 NLRB 251 (1967),
enfd. in pertinent part 404 F.2d 1205 (8th Cir. 1969), also
relied on by our colleague, a foreman, during the period
of union organization, adopted the new practice of sitting
at employee tables in the cafeteria, instead of at the
foremen’s table, during coffeebreaks, so that the fore-
men’s table would afford an even clearer view of the
men during their coffeebreaks. Here, by contrast, Sapien
and Briand did not change their normal practice. Simi-
larly, Elano Corp., 216 NLRB 691 (1975), unlike the
ALADDIN GAMING, LLC
587
instant case, involved a newly instituted requirement that
supervisors be present when the employees ate their
lunch. The respondent’s foremen were directed to eat in
the lunchroom, whereas previously they had been al-
lowed to eat their meal in a control room overlooking the
plant floor. In Oakwood Hospital, 305 NLRB 680
(1991), enf. denied 983 F.2d 698 (6th Cir.1993), the re-
spondent embarked on an elaborate plan, involving many
members of its personnel staff on many occasions, to
remain in close proximity to a union representative while
he was in the cafeteria, take down names of employees
who met with him, and take notes during employees’
conversations with him. In Oakwood, supra, unlike here,
the respondent acted in a manner which was plainly out
of the ordinary. Liberty House Nursing Homes, 245
NLRB 1194 (1979), is also distinguishable. There,
unlike here, supervisors departed from the practice of
taking breaks in a private dining room. Instead, they
deliberately mingled with employees in the dining area
used by the latter during their breaks and lunch peri-
ods. Indeed, a supervisor followed two employees who
left the dining area, and on another occasion she fol-
lowed two employees who had changed tables because of
the presence of supervisors. In Tyson Foods, 311 NLRB
552 (1993), employee Smith asked employee Cunning-
ham in the breakroom to tell her about the un-
ion. Cunningham suggested that Smith speak to steward
Foster, who was nearby. The two employees were dis-
cussing the union with Foster when respondent’s agent,
Andrews, approached them and sat down near Cunning-
ham. Cupping her hand, Andrews whispered to Cun-
ningham, “I have to sit down to keep John [Foster] from
talking to her.” Foster and Smith then stopped talking
and left the area. Not only is there no analogue to this
statement in the instant case, but also the Board in Tyson
relied as well on the finding that earlier in the year two
high company officials had told a meeting of supervisors
that one way to assist in the decertification of the union
was to isolate union supporters and to “scare off” union
stewards. Viewing the Andrews’ incident in that context,
the Board found it not isolated but rather consistent with
the respondent’s unlawful plan to oust the union. The
finding of unlawful surveillance in Teksid Aluminum
Foundry, 311 NLRB 711 (1993), was based on several
incidents and involved conduct much more intrusive than
the instant conduct. On one occasion, a manager fol-
lowed two employees wearing union insignia into a
locker room and then stood at the end of a row of lockers
where he had visual contact with the two employees. He
stayed there for about 5 to 10 minutes while they
changed clothes, and when they left to go home he fol-
lowed them out of the locker room. About 10 or 12 other
employees were in the room during the incident. About
2 weeks later, a supervisor took breaks coextensive with
those of one of the two employees involved in the earlier
incident. During morning break, the supervisor entered
the breakroom immediately after the employee, sat
down, but did not obtain anything to eat or drink. After
10 minutes, when the employee left, the supervisor came
out right behind him. The pattern was repeated at lunch
and during the evening break. Also, on the same day,
when the employee was talking to some coworkers in the
parking lot before going home, the supervisor appeared
on the scene, still wearing his work shoes and safety
glasses. The supervisor stood silently among the em-
ployees for about 4 or 5 minutes, until they left.
Our dissenting colleague, apparently recognizing the
weakness of her position as to surveillance, goes on to
say that, even if the conduct is not surveillance, it is
nonetheless unlawful. Of course, surveillance is the alle-
gation of the complaint, and we question the fairness of
finding a violation on the basis of an allegation that was
not made. In any event, our colleague’s contention has
no merit. It appears to be based on the assertion that the
Respondent’s managers intruded into a conversation
among others. We are aware of no case which teaches
that an employer manager violates Section 8(a)(1) by
injecting himself into a conversation in order to express
an 8(c) opinion. Our colleague says that this is an “ab-
surdly unjust result.” While we do not consider freedom
of speech and robust debate in the workplace to be “ab-
surdly unjust,” we decline to engage in polemics. We
will simply apply the law to the facts.
2. The Charging Party has excepted to the judge’s
revocation of the Charging Party’s subpoena for the
names and contact information of hotel customers who
submitted written complaints about employee Luis
Velasquez. The Charging Party argues that the Respon-
dent solicited those complaints as a pretext for discharg-
ing Velasquez, and that the real reason for the discharge
was Velasquez’ union activity. We find no merit in the
exception. First, the Board affirms an evidentiary ruling
of an administrative law judge unless that ruling consti-
tutes an abuse of discretion. PPG Industries, 339 NLRB
821, 821 (2003). Second, the record contains no evi-
dence supporting the Charging Party’s contention that
the Respondent solicited complaints about Velasquez.
PPG Industries, supra, is clearly distinguishable. In
that case, the Board found that an administrative law
judge abused his discretion where his evidentiary ruling
precluded the introduction of evidence that was neces-
sary to fully litigate an unfair labor practice complaint.
The judge had determined that the documents would du-
plicate others already in evidence, even though he had
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
588
never examined the subpoenaed documents, and his con-
clusion about their relevance was found to be specula-
tive. Id. at 822.
In the present case, the only evidence in the record that
supports the Charging Party’s contention that the Re-
spondent solicited the customers’ complaints consists of
Velasquez’ testimony that he overheard Supervisor Pam-
ela Garrett ask complaining customers whether they
wanted to file written complaints to support oral com-
plaints they had made about Velasquez’ service. Even if
true, this evidence would merely show that the Respon-
dent solicited customers to memorialize oral complaints
that they had already made. Other evidence suggests that
the Respondent did not solicit the customers’ complaints
to create a pretext for disciplining Velasquez. In fact,
one of the customer complaints on which the Respondent
based its decision to terminate Velasquez predated the
initiation of the Union’s organizing campaign.
The judge weighed the scant evidence supporting the
Union’s argument against the privacy interests of cus-
tomers who filed written complaints. The interests that
the judge considered included a customer’s stated fear
that Velasquez would retaliate against the customer’s
wife, and the distance that many of the customers would
probably have had to travel to testify.
Our dissenting colleague asserts that the customer con-
tact information sought by the Charging Party was evi-
dence crucial to the Charging Party’s claim on behalf of
Velasquez, and that the judge should not have revoked
the subpoena. In support of this assertion, our colleague
states that there is “some evidence” purportedly estab-
lishing
the
Respondent’s
disparate
treatment
of
Velasquez as well as the Respondent’s active solicitation
of customer complaints against him. Regarding the al-
leged disparate treatment, we note that Velasquez was
the subject of six disciplinary actions, three times as
many as any other employee, in the 6 months prior to his
ultimate termination.4 This distinction places Velasquez
in a different class than other disciplined employees.
Regarding the Respondent’s alleged solicitation of cus-
tomer complaints, we reiterate our finding that there is no
evidence in the record supporting this contention.
Further, evaluating this issue, we note that the General
Counsel, who controls the litigation of the prosecution
side of the case, did not subpoena the information at is-
sue here. In addition, our colleague minimizes the sig-
nificance of the customer information and the Respon-
dent’s interest in keeping it confidential. Contrary to the
4 We also point out that the Respondent initially terminated
Velasquez after the fourth disciplinary action, but soon reinstated him
with full backpay and benefits, further weakening any claim of overly
harsh treatment on the part of the Respondent.
suggestion of our colleague, the information was much
more than a “typical customer service survey.” The cus-
tomer had made oral complaints about Valasquez.
Valasquez had been fired because of, inter alia, such
complaints, and the matter had become an issue in litiga-
tion. Clearly, a customer would have a concern about
making his name and address available to the discharged
employee. And, the Respondent would have an interest
in protecting the customer’s privacy. We have weighed
these matters and we have concluded that the marginal
relevance of these matters does not outweigh the substan-
tial privacy and business interests involved.
Under the circumstances presented, we find that the
Charging Party has not met the high burden of showing
that the judge abused his discretion.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge as
modified below and orders that the Respondent, Aladdin
Gaming, LLC, Las Vegas, Nevada, its officers, agents,
successors, and assigns, shall take the action set forth in
the Order as modified.
1. Delete paragraph 1(j) and reletter the subsequent
paragraphs.
2. Substitute the attached notice for that of the admin-
istrative law judge.
MEMBER LIEBMAN, dissenting in part.
As the Board observed many years ago, “[i]nherent in
the very nature of the rights protected by Section 7 is the
concomitant right of privacy in their enjoyment—‘full
freedom’ from employer intermeddling, intrusion, or
even knowledge.”1 It seems shockingly obvious that the
Respondent committed an unfair labor practice when two
of its high-level managers separately interrupted private
employee conversations on union matters and injected
themselves into the discussion. The majority’s apparent
endorsement of such conduct—which stifles employees’
free speech—is wrong. Section 8(c) of the Act does not
give employers a license to effectively terminate a con-
versation between employees.
The majority also errs in failing to reverse the judge’s
revocation of a union subpoena, which sought informa-
tion related to customer complaints about an employee
who was discharged because of them. The Respondent
put the validity of the complaints at issue, and the Un-
ion’s need for the information clearly outweighed the
minimal burden that enforcing the subpoena would have
placed on the customers.
1 Standard-Coosa-Thatcher Co., 85 NLRB 1358, 1360 (1949).
ALADDIN GAMING, LLC
589
I address each issue in turn.2
1. The Surveillance Violation. Contrary to the major-
ity, I would adopt the judge’s finding that the Respon-
dent violated Section 8(a)(1) of the Act when Managers
Tracy Sapien and Stacey Briand aggressively inserted
themselves into statutorily protected conversations be-
tween employees in the employee dining room in order
to present management’s views on unionization.3 There
should be no doubt that, as the judge found, this conduct
was unlawful.
On June 4, 2003,4 off-duty employees Sheri Lynn and
Julie Wallack were having lunch together in the em-
ployee dining room. While doing so they engaged a
number of other employees in a conversation about
whether they would like to sign union authorization
cards. Sapien, the Respondent’s vice president of human
resources, approached the employees and hovered si-
lently nearby for approximately 2 minutes listening in on
the employees’ conversation. Sapien then interrupted the
employees and barged into their conversation by stating,
“I would like to make sure you have all the facts before
you sign that card.” Sapien’s manner was described as
“strong” and “very intimidating.” For approximately the
next 8 minutes Sapien discussed with the employees the
downsides to signing a union authorization card, effec-
tively taking over the employees’ conversation. Sapien
then walked away.
Although Sapien ordinarily eats in the employee din-
ing room, it is unusual for her to sit with uniformed em-
ployees. It certainly was unusual for her to hover near
Lynn, Wallack, and the other employees involved, listen
to their conversation, and then barge into that conversa-
tion. Clearly, this would have inhibited their conversa-
tion about the signing of union authorization cards.
Two days later, Briand—Respondent’s director of hu-
man resources—similarly approached a pair of employ-
ees in the employee dining room, at the very moment
that employee Adelia Bueno was signing an authoriza-
tion card that union committee leader Azucena Felix had
asked her to sign. Briand interjected herself abruptly into
their conversation, and advised Bueno that she
“shouldn’t be signing things that she wasn’t sure about,
because what she was signing was something like a con-
tract, and that [Felix] was probably promising something
2 I join the majority in adopting the judge’s findings of numerous
8(a)(1) and (3) violations that the Respondent did not except to, which
are specified in the majority’s fn. 2. I also join the majority in denying
the Respondent’s request for oral argument, for the reasons stated in the
majority’s fn. 1.
3 The Respondent does not except to the judge’s factual findings re-
garding Sapien’s and Briand’s conduct, only to the conclusion that such
conduct was unlawful.
4 All dates refer to 2003, unless otherwise indicated.
that [Felix] was not going to be able to give her.” During
their exchange, Briand even demanded to know what
Felix said to Bueno in Spanish. Briand had never before
spoken to Felix in the employee dining room.
This unusual and intrusive conduct by two high-level
managers went well beyond merely observing an open
display of union activity, and would certainly have a ten-
dency to make employees feel that their union activities
were under surveillance and discourage them from hav-
ing discussions about union matters while in the facility.
The majority insists that Sapien’s and Briand’s con-
duct does not fit within the pigeonhole of surveillance
and, therefore, does not violate the Act. However, prece-
dent demonstrates that the conduct here can fairly be
called surveillance.5
The concept of surveillance has
long been applied by the Board to bar employers’ efforts
to intrude on employees’ private conversations—both
passively and actively—in a manner that inhibits Section
7 activities. See, e.g., Hawthorn Co., 166 NLRB 251
(1967), enfd. in pertinent part 404 F. 2d 1205, 1208–
1209 (8th Cir. 1969) (foreman changed seating in cafete-
ria in order to sit among employees during breaktimes);
Elano Corp., 216 NLRB 691, 695 (1975) (unlawful sur-
veillance found, despite absence of complaint allegation,
where supervisors began to eat lunch with employees in
order to inhibit discussion among employees); Oakwood
Hospital, 305 NLRB 680 fn. 2, 688 (1991) (surveillance
found where employer agents sat in close proximity to
union organizer who attempted to talk to employees in
the employee cafeteria; “dining table conversation” was
not “public” union activity), enf. denied 983 F.2d 698
(6th Cir. 1993).
Sapien’s interruptions of the employees’ protected dis-
cussion about signing authorization cards was preceded
by her lurking for a few minutes immediately adjacent to
where the employees were conversing, without any neu-
tral explanation. Briand’s interruption of employee Felix
was particularly inhibiting because Felix had been
unlawfully told just the week before that she could talk
about the Union during work hours only while “on
break.” Thus, Briand’s interruption of Felix’s breaktime
conversation makes the following statement from prece-
dent fully applicable here:
This preemption of nonworking time possessed all
elements of unlawful surveillance and beyond that con-
stituted a pronounced impediment to the employees’
right to utilize the only opportunity during working
5 See, e.g., Dayton Hudson Corp., 316 NLRB 477, 477 fn. 1 (1995)
(affirming judge’s finding that employer “engaged in unlawful surveil-
lance by . . . watching and following employees, and interrupting their
conversations”).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
590
hours in which they could engage in Section 7 activity
. . . .
Liberty House Nursing Homes, 245 NLRB 1194, 1200
(1979).
Similar intrusions by supervisors intended to impede
discussions about protected activity have been found
unlawful on this ground, without specific reference to
any alleged surveillance. In Tyson Foods, 311 NLRB
552 (1993), for example, the Board found unlawful the
employer’s interruption of employees’ conversation
about the union, stating that the “test is whether Respon-
dent has engaged in conduct which reasonably tends to
interfere with the free exercise of employee rights under
the Act.” But however the conduct is classified, its likely
chilling effect on union activity is clear, and that is all
that matters. Section 8(a)(1) makes it unlawful for an
employer “to interfere with, restrain, or coerce employ-
ees in the exercise of the rights guaranteed in section 7.”
The Act does not dictate rigid unfair labor practice sub-
categories, and neither do the Board’s decisions.
The majority’s approach here produces an absurdly un-
just result. It seemingly would permit management to
inject itself into any employee conversations about union
matters whenever management observes such conversa-
tions—although precedent makes clear that even silently
observing such a conversation, much less butting in,
would be unlawful.6 The majority appears oblivious to
the chilling effect that management’s invasion of these
conversations would have on the ability of employees to
freely share their views with coworkers.7 Citing Section
8(c) of the Act will not do. The issue here is manage-
ment’s conduct, not the content of its speech. Notions of
“freedom of speech and robust debate in the workplace”
cannot privilege employers to insert themselves between
employees who are talking to each other, not to the boss.
Put somewhat differently, an employer that already is
free to compel employees to listen to its antiunion mes-
sage in captive audience meetings, one-on-one encoun-
ters, and other settings,8 now also has the right to pre-
empt private conversations between employees, while
6 See, e.g., Teksid Aluminum Foundry, 311 NLRB 711, 715 (1993)
(supervisor’s obtrusive “silent interludes in the locker room, break-
room, and the parking lot” while employees were engaged in conversa-
tion, constituted unlawful overt surveillance).
7 The majority describes the conduct here as “[a]t worst . . . rude, but
. . . not unlawful,” and would distinguish the cases I have cited, on their
facts. But those decisions all reflect the basic legal principle implicated
in this case: under Sec. 7 of the Act, employers may not intrude on
employees engaged in union activity.
8 Livingston Shirt Corp., 107 NLRB 400 (1953) (captive audience
meetings); Associated Milk Producers, 237 NLRB 879 (1978) (one-on-
one meetings); Frito Lay, Inc., 341 NLRB 515 (2004) (supervisor ride
alongs with drivers).
unions and employees meanwhile lack reciprocal work-
place communication rights.9
2. The Subpoena Revocation. Unlike the majority, I
believe that the judge abused his discretion in revoking
the Union’s subpoena for the names and contact informa-
tion of customers who submitted written complaints
about employee Luis Velasquez.
The judge undervalued the Union’s need for the sub-
poenaed information to investigate the validity of the
customer complaints and overestimated the burden that
the subpoena would impose on the customers’ conven-
ience and privacy interests.
a. The information sought by the subpoena was criti-
cally important to the Union’s ability to challenge
Velasquez’ discharge.
As the majority acknowledges, the General Counsel
met his initial burden under Wright Line10 of demonstrat-
ing that Velasquez’ union activity was a motivating fac-
tor in the Respondent’s decision to discipline and dis-
charge him. Thus, the burden shifted to the Respondent
to demonstrate that it would have fired Velasquez even
in the absence of his union activities. The Respondent’s
sole asserted reason for discharging Velasquez is his al-
legedly poor work performance, as proven by the cus-
tomer complaints.11
The Union contends both that the
Respondent exaggerated the complaints’ seriousness, and
that the Respondent harassed customers into submitting
written complaints in order to exacerbate Velasquez’
disciplinary record.
The record contains some evidence in support of each
of these contentions. As to the first contention, there is
testimonial and documentary evidence that other servers’
customer-service deficiencies—many of which were
more serious than Velasquez’—were treated less harshly
than his. Before Velasquez’ discharge, the Respondent
had never fired an employee because of a customer com-
plaint.12 As to the second contention, it is supported by
9 See, e.g., Hale Nani Rehabilitation & Nursing, 326 NLRB 335
(1998).
10 Wright Line, 252 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st Cir.
1981), cert. denied 455 U.S. 989 (1982).
11 In this regard, the judge obviously erred when he stated that the
customer complaints were not offered into evidence by the Respondent
for the truth of the matter asserted. To the contrary, the Respondent is
clearly asserting that Velasquez engaged in the conduct reflected in the
customer complaints, and is not merely arguing that it acted on a good
faith but mistaken belief that Velasquez had engaged in such conduct.
Furthermore, the judge himself relies on the customer complaints as
proof of Velasquez’ allegedly poor work performance.
12 For instance, an employee who served a guest a glass of water
containing juice and salt received only a warning, even though she had
previously been warned for another customer-service infraction. An-
other employee who served a customer a drink containing a chunk of
glass, and who had several past infractions, received only a final warn-
ing, while an employee who spilled coffee on a customer received a
ALADDIN GAMING, LLC
591
Velasquez’ testimony that he heard his supervisor re-
peatedly ask complaining customers if they wanted to
submit written complaints. If the Union were successful
in proving these contentions this would effectively defeat
the Respondent’s defense, and leave the Board with no
choice but to find Velasquez’ discharge unlawful.
It is clear, then, that having an opportunity to commu-
nicate with the customers about the quality of service
that Velasquez actually provided and whether the Re-
spondent harassed them into providing written com-
plaints is vitally important to the Union’s case.
b. That interest, in turn, outweighs the minimal burden
on the customers entailed in enforcing the subpoena,
which the judge exaggerated.
To begin, the judge wrongly construed what the sub-
poena would compel. It would compel only disclosure
from the Respondent of the customers’ contact informa-
tion. It would not compel them to testify at the hearing.
The Union would need to seek an additional subpoena in
order to compel customers to testify.13
Once provided
with contact information pursuant to the subpoena, the
Union apparently intended to contact the customers and
question them about the facts of their complaints and
how they came to submit written complaints. The bur-
den of such a discussion would be modest—little more
than what the customers would incur if they participated
in a typical customer service survey. In fact, the sub-
poena would not even compel the customer to talk to the
Union.
Moreover, the judge weighted the customers’ privacy
interest far too heavily. This interest is, at best, minimal,
especially given that the subject matter on which they
would be asked to provide information is merely the
quality of service that they received in a public eating
establishment.14
Because the balance of interests regarding the Union’s
subpoena, when properly assessed, tips clearly in favor
written warning. Finally, although server Helena Hart admitted partial
responsibility for Velasquez’ alleged failure to bring a customer orange
juice, she was reportedly given only a verbal warning.
13 The Union obviously would have no reason to compel the testi-
mony of customers through a subpoena until after it had communicated
with the customers and confirmed that they in fact would provide tes-
timony that serves to defeat the Respondent’s defense. If the Union
confirmed that they would provide such testimony, then the importance
of their testimony would necessarily outweigh any inconvenience that
the customers would incur by having to attend the hearing. Further-
more, the judge could condition the issuance of the subpoena on a
showing of such relevance.
14 To the extent that the judge relied on a customer’s asserted fear of
Velasquez learning her identity, the judge failed to consider the avail-
ability of potential protective measures. For instance, the customer’s
contact information could be provided to the Union’s attorney or busi-
ness agent on condition that it not be given to Velasquez.
of the Union, I would find that the judge abused his dis-
cretion in granting the Respondent’s motion to revoke
the subpoena.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT do anything that interferes with these
rights. Specifically:
WE WILL NOT coercively question you about your sup-
port for, or activities on behalf of, the Local Joint Execu-
tive Board of Las Vegas, Culinary Workers Union, Local
226 and Bartenders Union, Local 165, AFL–CIO, a/w
Hotel Employees and Restaurant Employees Interna-
tional Union, AFL–CIO (the Union), or any other union.
WE WILL NOT announce and enforce a rule prohibiting
you from wearing union buttons.
WE WILL NOT announce and enforce a rule prohibiting
you from talking about the Union, or any other union.
WE WILL NOT announce and enforce a rule limiting the
amount of time that you can spend in the employee din-
ing room (EDR) before your shift begins and after your
shift ends.
WE WILL NOT threaten you with unspecified reprisals
for continuing to support the Union, or any other union.
WE WILL NOT threaten you with unspecified reprisals
for wearing union buttons.
WE WILL NOT threaten you with discharge or other dis-
ciplinary action because of your support for, or activities
on behalf of, the Union, or any other union.
WE WILL NOT threaten you with closing the hotel-
casino because of your support for, or activities on behalf
of, the Union, or any other union.
WE WILL NOT inform you that it would be futile for
you to select the Union as your bargaining representa-
tive.
WE WILL NOT encourage you to make complaints, and
promise you increased benefits and improved terms and
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
592
conditions of employment if you will refrain from sup-
porting the Union, or any other union.
WE WILL NOT grant you increased benefits and im-
proved terms and conditions of employment in order to
encourage you to cease supporting the Union, or any
other union.
WE WILL NOT issue you an unwarranted and unde-
served disciplinary warning notice because of your ac-
tivities on behalf of, and support for, the Union, or any
other union.
WE WILL NOT impose more difficult working condi-
tions on you because of your activities on behalf of, and
support for, the Union, or any other union.
WE WILL NOT change your working conditions by
more strictly enforcing a work rule against you because
of your activities on behalf of, and support for, the Un-
ion, or any other union.
WE WILL NOT suspend, discharge, or otherwise disci-
pline you because of your activities on behalf of, and
support for, the Union, or any other union.
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
guaranteed you by Federal labor law.
WE WILL make Pablo Blanco whole for any loss of
earnings and other benefits resulting from his unlawful
suspension/discharge, less any net interim earnings, plus
interest.
WE WILL make Socrates Oberes whole for any loss of
earnings and other benefits resulting from his unlawful
suspension/discharge (to the extent he has not already
been made whole), less any net interim earnings, plus
interest.
WE WILL rescind the unwarranted and undeserved dis-
ciplinary warning notices issued to Joe Trevino and
Norma Quinones.
WE WILL, within 14 days from the date of the Board’s
Order, remove from our files any reference to the unlaw-
ful suspensions/discharges of Pablo Blanco and Socrates
Oberes, and the unwarranted and undeserved disciplinary
warning notices issued to Joe Trevino and Norma
Quinones; and WE WILL, within 3 days thereafter, notify
them in writing that this has been done and that the
unlawful employment action will not be used against
them in any way.
ALADDIN GAMING, LLC
Joel C. Schochet, Esq. and Mary C. Teer, Esq., for the General
Counsel.
Douglas Sullenberger, Esq., of Atlanta, Georgia, and Mark J.
Ricciardi, Esq., of Las Vegas, Nevada, for the Respon-
dent.
Kristin L. Martin, Esq., of San Francisco, California, for the
Charging Party.
DECISION
STATEMENT OF THE CASE
GREGORY Z. MEYERSON, Administrative Law Judge. Pursu-
ant to notice, I heard this case in Las Vegas, Nevada, from De-
cember 15 through 19, 2003,1 and from January 13 through 15,
2004. Local Joint Executive Board of Las Vegas, Culinary
Workers Union, Local 226 and Bartenders Union, Local 165,
AFL–CIO, a/w Hotel Employees and Restaurant Employees
International Union, AFL–CIO (the Union or the Charging
Party) filed an original and an amended unfair labor practice
charge in Case 28–CA–18851 on July 11 and August 29, 2003,
respectively, and filed an original and an amended unfair labor
practice charge in Case 28–CA–19017 on September 25 and
October 31, 2003, respectively.2
Based on those charges as
amended, the Regional Director for Region 28 of the National
Labor Relations Board (the Board) issued a consolidated com-
plaint on November 4, 2003. The complaint alleges that Alad-
din Gaming LLC (the Respondent or the Employer) violated
Section 8(a)(1) and (3) of the National Labor Relations Act (the
Act). The Respondent filed a timely answer to the complaint
denying the commission of the alleged unfair labor practices.
All parties appeared at the hearing, and I provided them with
the full opportunity to participate, to introduce relevant evi-
dence, to examine and cross-examine witnesses, and to argue
orally and file briefs. Based upon the record,3 my consideration
of the briefs filed by counsel for the General Counsel, counsel
for the Charging Party, and counsel for the Respondent, and my
observation of the demeanor of the witnesses,4 I now make the
following
FINDINGS OF FACT
I. JURISDICTION
The complaint alleges, the answer admits, and I find that the
Respondent is a Nevada corporation, with an office and place
of business in Las Vegas, Nevada (the Respondent’s facility),
where it has been engaged in the business of operating a resort
hotel and gaming casino. Further, I find that during the 12-
month period ending July 11, 2003, the Respondent, in the
course and conduct of its business operations, derived gross
revenues in excess of $500,000; and that during the same pe-
riod, the Respondent purchased and received at its Las Vegas,
Nevada facility goods valued in excess of $5000 directly from
1 All dates are in 2003, unless otherwise indicated.
2 See GC Exhs. 1(a), (b), (c), (d), (o), (p), (q), and (r).
3 Counsel for the Charging Party filed with me an unopposed motion
to correct the transcript. I grant that motion, and admit the document
into evidence as CP Exh. 6. Accordingly, the transcript of this proceed-
ing is corrected as reflected in the motion.
4 The credibility resolutions made in this decision are based on a re-
view of the testimonial record and exhibits, with consideration given
for reasonable probability and the demeanor of the witnesses. See
NLRB v. Walton Mfg. Co., 369 U.S. 404, 408 (1962). Where witnesses
have testified in contradiction to the findings herein, I have discredited
their testimony, as either being in conflict with credited documentary or
testimonial evidence, or because it was inherently incredible and un-
worthy of belief.
ALADDIN GAMING, LLC
593
points located outside the State of Nevada.
Accordingly, I conclude that the Respondent is now, and at
all times material has been, an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
II. LABOR ORGANIZATION
The complaint alleges, the answer admits, and I find that at
all times material, the Union has been a labor organization
within the meaning of Section 2(5) of the Act.
III. ALLEGED UNFAIR LABOR PRACTICES
A. The Dispute
The General Counsel’s complaint sets forth over 100 sepa-
rate unfair labor practices allegedly committed by the Respon-
dent. Specifically, 29 supervisors and agents are alleged in the
complaint as having committed these violations of the Act. The
alleged unfair labor practices enumerated in the complaint in
general fall into the following categories: interrogating employ-
ees about their union sympathies; surveillance of union activi-
ties; promulgation and enforcement of an overly broad and
discriminatory rule prohibiting employees from wearing union
buttons or talking about the Union; threatening employees be-
cause of their union activity; telling employees that it would be
futile for them to select the Union as their bargaining represen-
tative; promises of benefit in exchange for abandonment of
union support; making changes in employees’ terms and condi-
tions of employment because of their union activity; and disci-
plining or discharging employees because of their support for
the Union.
The Respondent takes the position that the Union’s conduct
preceding the incidents in question, in combination with the
Union’s filing of unfair labor practice charges in this matter,
constitutes an abuse of the Board’s process. Further, it denies
the commission of any unfair labor practices, but alleges that if
any such violations of the Act occurred, they should be viewed
as nothing more than de minimis. According to the Respon-
dent, it is the Union’s conduct that has been egregious, alleg-
edly involving a campaign of coercion and harassment of the
Respondent.
B. Facts and Analysis
1. Background
The Respondent operates a major hotel and casino on the
“strip” in Las Vegas, Nevada. The Respondent’s overall work
force is approximately 3000, and the housekeeping and food
and beverages departments, which are involved in this proceed-
ing, have a compliment of about 1300 to 1450 employees.
Although the Union had apparently made some efforts to or-
ganize the Respondent’s employees in the past, that effort was
energized and became rather open and vocal when on May 30,
2003, various employees first appeared at work wearing union
committee leader buttons. The Respondent contends that its
managers and supervisors were surprised by this sudden ap-
pearance of employees wearing union buttons at work. It ar-
gues that the Union initiated this tactic in an effort to catch the
Respondent’s mangers and supervisors “off guard,” and cause
them to inadvertently commit unfair labor practices. According
to counsel for the Respondent, the Union intended to use any
complaint issued by the General Counsel in a “campaign of
coercion and harassment.” The Union has allegedly attempted
to injure the Respondent’s business by advising travel agents,
customer groups, convention planners, and the media of the
issuance of the complaint. Groups and individuals are then
allegedly asked by the Union and its supporters not to patronize
the Respondent’s facility.
In the Respondent’s view, the Union’s actions have all been
taken with the ultimate aim of forcing the Respondent to recog-
nize the Union as the bargaining representative for a targeted
group of employees. A letter seeking voluntary recognition
was apparently sent by the Union to the Respondent on about
June 19, 2003. The Respondent has declined to recognize the
Union, and is allegedly insisting that if the Union believes it
represents a majority of the employees in an appropriate bar-
gaining unit, that the Union file for a representation election
with the Board. It is the Respondent’s contention that, rather
than file for an election, the Union intends through its public
campaign to force the Respondent to recognize the Union. The
filing of unfair labor practice charges by the Union is, in the
Respondent’s opinion, just one part of that effort.
The Charging Party addresses the Respondent’s “affirmative
defenses” directly in counsel’s posthearing brief. Counsel for
the Union argues that her client has in no way abused the proc-
esses and procedures of the Board through the filing of unfair
labor practice charges. Counsel claims this is patently true, in
view of the fact that the General Counsel found merit to many
of these charges. Counsel points out that there is no evidence
or any finding that the Union has violated any provision of the
law by its actions in attempting to organize the Respondent’s
employees, or to obtain recognition from the Respondent.
I agree with counsel for the Union. In filing charges with the
Board, the Union is petitioning the Government. The First
Amendment to the United States Constitution protects such
petitioning. Even assuming, for the sake of argument, that the
Union’s action in filing unfair labor practice charges was for a
retaliatory purpose, such filing would not impose a liability on
the Union, unless the charges filed were also “objectively base-
less.” Correspondingly, filing charges that are “reasonably
based but unsuccessful” reflect genuine grievances and give
voice to public concerns. Accord: BE&K Construction Co. v.
NLRB, 536 U.S. 516, 523 (2002).
Having reviewed the evidence in this case, I am convinced
that the unfair labor practice charges cannot be characterized as
“objectively baseless.” That is not to suggest that ultimately all
the charges will be found to have merit. However, they all
seem to be, if not more, at least reasonably based. Further, as
counsel for the Union points out, the Act protects public rights,
not private interests. Thus, even if the Union had some “im-
proper motives,” it is the public right that must be vindicated
and the statute that must be effectuated. The Board is not a
“court of equity,” and refusing to remedy a violation of the Act
because a charging party stands with “unclean hands,” would
obviously be an abrogation of the Board’s statutory duty. See
Goodyear Tire & Rubber Co., 271 NLRB 343, 346 fn. 10
(1984); Precision Concrete, 337 NLRB 211 (2001), enf. denied
in part on other grounds 334 F.3d 88 (D.C. Cir. 2003).
Also, as counsel for the Union correctly points out, a labor
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
594
organization is not obligated to file an election petition with the
Board. There is certainly nothing inherently wrong with the
Union requesting voluntary recognition from the Respondent,
and a “card check” to determine majority status is a well used
and legitimate method of establishing whether a union has been
selected by a majority of the employees as their collective-
bargaining representative. MGM Grand Hotel, Inc., 329 NLRB
464, 466 (1999). Of course, the Respondent is perfectly within
its legal right to decline such voluntary recognition, instead
insisting that the Union petition the Board for a representation
election.
As the Respondent argued, it is clear from documents sub-
poenaed from the Union that the Union has attempted to publi-
cize the complaint in this matter. It is fairly obvious that this
has been done with the goal of embarrassing the Respondent
and causing it economic harm. Thus, bringing pressure on the
Respondent to settle the case in some manner acceptable to the
Union. In any event, there can be no doubt that the Union has a
First Amendment right to publicize its dispute with the Re-
spondent, including through distribution of the complaint.
None of this relieves the Respondent of the obligation not to
commit unfair labor practices. Like any other employer or
union, the Respondent must exercise care not to violate the Act.
Therefore, we are back where we began, with the General
Counsel charging the Respondent with numerous unfair labor
practices and the Respondent denying the commission of any
such conduct. It now remains to be seen whether counsel for
the General Counsel can meet his evidentiary burden.
As will be obvious below, I intend to follow the sequential
outline of the complaint, and address each allegation in the
complaint in chronological order.
2. Alleged 8(a)(1) violations
Complaint paragraph 5(a) alleges that on about May 30,
2003, the Respondent, through Gary Munsie,5 interrogated its
employees about their union membership, activities, and sym-
pathies.
All parties agree that by design, the Union had its union
committee leaders wear buttons identifying them as such at the
Respondent’s facility beginning on the morning of May 30,
2003. The Respondent takes the position that its managers and
supervisors were “surprised” by this unexpected action, and
some of them were uncertain whether employees were permit-
ted under the Respondent’s policies to wear such buttons while
at work. Counsel for the Respondent appears to contend that
until the Respondent’s management was able to consult with
legal counsel, any inadvertent comment by a supervisor about
an employee’s button was harmless, noncoercive and, at its
worst, should be considered de minimis. I disagree. “Surprise”
is simply not a defense to an employer’s interference with em-
ployees’ Section 7 rights. Each individual statement by a su-
pervisor must be viewed under the particular circumstances of
the incident in order to determine if the law has been violated,
5 The complaint was amended numerous times during the course of
the hearing to correct the spelling of names, change job titles, add alle-
gations, delete allegations, and make other changes. The answer was
also amended to make admissions and denials. All references to the
complaint or answer are as finally amended.
without considering whether or not the supervisor was sur-
prised. That old adage that “ignorance of the law is no excuse”
is accurate in this instance, although “surprise” can be substi-
tuted for ignorance.
It is axiomatic that in the absence of special circumstances,
an employee’s wearing of union buttons while at work is pro-
tected activity under Section 7 of the Act. Republic Aviation
Corp. v. NLRB, 324 U.S. 793 (1945); Burger King Corp., 265
NLRB 1507 (1982). Clearly, in finding that employees in most
situations have the right to wear inoffensive union buttons
while at work, the Supreme Court and the Board are attempting
to balance the right of employees to express prounion senti-
ments under Section 7 of the Act, with an employer’s right to
operate its business. In the matter at hand, it is important to
note that counsel for the Respondent never takes the position
that for some reason the employees who wore union buttons
while at work should not have been able to do so legally.
The General Counsel alleges that comments made by various
supervisors to employees about their union committee leader
buttons constituted unlawful interrogation. In determining
whether a supervisor’s questions to an employee about his un-
ion activities were coercive under the Act, the Board looks to
the “totality of the circumstances.” Rossmore House, 269
NLRB 1176 (1984), affd. sub nom. HERE Local 11 v. NLRB,
760 F.2d 1006 (9th Cir. 1985). In Westwood Health Care Cen-
ter, 330 NLRB 935 (2000), the Board listed a number of factors
considered in determining whether alleged interrogations under
Rossmore House, supra, were coercive. These are referred to as
“Bourne factors,” so named because they were first set forth in
Bourne v. NLRB, 332 F.2d 47, 48 (2d Cir. 1964). These factors
include the background of the parties’ relationship, the nature
of the information sought, the identity of the questioner, the
place and method of interrogation, and the truthfulness of the
reply.
Gary Munsie, assistant beverage manager, was an admitted
supervisor of the Respondent during the dates in question.
Irelda Reyes, cocktail waitress, testified that she first wore her
union committee leader button on May 30. At approximately 1
p.m., while in a bar service well, she was approached by Mun-
sie, who looked at her button and asked her if she were a
“Communist.” Reyes replied, “No, why would you say that?”
According to Reyes, Munsie responded, “I think you are.”
Larry Johnson, bartender, testified that on that same day he also
wore his union committee leader button for the first time. At
about 12:30 p.m. he was working at the Sports Bar when ap-
proached by Munsie. According to Johnson, Munsie pointed to
his button and asked, “What, are you a Communist now?”
Johnson replied, “It’s something I feel is right to do and I don’t
care to discuss it on company property.” Munsie did not tes-
tify, and the Respondent did not deny that the words alleged by
Reyes and Johnson were spoken by Munsie.6
6 Michael Palladino, bartender, initially testified that on May 30
while wearing his union committee leader button for the first time, he
was approached by Munsie who “probably” asked him if he were a
“Communist.” However, he admitted that he was “not certain,” and
when on cross-examination he was shown a copy of the affidavit that
he had given to the Board, he retracted his earlier testimony.
ALADDIN GAMING, LLC
595
Reyes and Johnson acknowledged that they had no further
discussions with Munsie about this matter, and further that they
were not prevented from continuing to wear the buttons. It is
apparently the Respondent’s position that the comments made
by Munsie were intended either to be a joke, or an expression
of personal opinion privileged under Section 8(c) of the Act. In
either event, the Respondent contends that these comments did
not constitute unlawful interrogation. I disagree.
Johnson testified that he did not believe that the comment
was just a friendly joke. He felt the remark was intended to
express the Respondent’s belief that “the Union’s against man-
agement,” and that Communists and the Union were both bad.
Similarly, Reyes testified that she did not think that Munsie was
joking with her, and that, although she laughed, it was her at-
tempt to handle the remark by “play[ing] it off.” I share the
feelings of Reyes and Johnson that Munsie’s comment was not
intended as a friendly joke. Rather, it would be reasonable for
most employees to assume that such a comment was intended
in a derogatory way.7 Further, it would also be reasonable for
most employees to perceive Munsie’s remark as a veiled “threat
of reprisal,” thus, removing the remark from the privileged
expression of personal opinion under Section 8(c) of the Act.
Based on the “totality of the circumstances,” I believe Mun-
sie’s comments made to Reyes and Johnson were coercive un-
der the Act. Here was the supervisor of the two employees
making derogatory comments about them in relation to their
wearing union buttons on the very first day they exercised their
Section 7 rights by doing so. Munsie’s comments were surely
intended to elicit responses from the employees, containing
privileged information about their union activity and that of
others. Their reluctance to give him any privileged information
does not detract from the coerciveness of Munsie’s comments.
Rossmore House, supra; Westwood Health Care Center, supra.
Counsel for the Respondent cites a number of Board cases
which stand for the proposition that a supervisory inquiry that
flows from the observation of a union button may not be unlaw-
ful interrogation when under all the circumstances the question
does not reasonably tend to interfere with, restrain, or coerce
employees in the exercise of their Section 7 rights. Continental
Can Co., 282 NLRB 1363 (1987); Spring City Knitting Co.,
285 NLRB 426 (1987); UARCO, Inc., 286 NLRB 55 (1987).
However, these cases are distinguishable from the matter at
hand, where the comments made by the supervisor were de-
rogatory, threatening, and intended to place the employees in a
position where they would likely feel it necessary to defend
themselves, or to disclose privileged union activity. Simply
put, Munsie’s reference to Reyes and Johnson as Communists
was intended to embarrass them and to “put them on the spot.”
As such, it would certainly tend to have a chilling effect on
employee Section 7 rights.
Based on the above, I conclude that on about May 30, the
7 While the undersigned has only empirical evidence, rather than sta-
tistical, to support this proposition, I feel confident that a significant
majority of the American public would view being described as a
Communist as a strongly derogatory comment. This is especially true
when the person making the comment is a supervisor, who is directing
the remark to a subordinate.
Respondent, through Gary Munsie, unlawfully interrogated
employees, in violation of Section 8(a)(1) of the Act, as alleged
in paragraph 5(a) of the complaint.
Paragraph 5(b) of the complaint alleges that on about May
30, the Respondent, through Michael Duhon, promulgated and
enforced an overly broad and discriminatory rule prohibiting its
employees from wearing union buttons.
Michael Duhon was the Respondent’s beverage supervisor.
Julie Wallack, cocktail server, testified that on May 30 she
wore her union committee leader button for the first time. She
was working in the Zanzibar service well at the Respondent’s
facility at about 10:30 a.m. when, according to Wallack, Duhon
approached and told her to “immediately” take the button off.
She refused and Duhon repeated that she needed to “take it off
now.” Wallack testified that she told Duhon she had the right
to wear the button, and he was violating the law by asking her
to remove it. She alleged that Duhon replied that he did not
know about that, and would check on it. However, Duhon did
not further mention the matter to her.
Duhon’s testimony is somewhat different. He acknowledged
approaching Wallack on the date in question, observing that she
was wearing the button, and asking her the question, “Can you
be wearing that?” She replied in the affirmative, and Duhon
allegedly said, “[O]kay.” He subsequently checked with Brian
Lerner, vice president of food and beverage, and was informed
that Wallack had the right to wear a union button while at work.
He said nothing further to her about the matter. Duhon specifi-
cally denied ever telling Wallack to remove the button.
I credit Wallack’s version of this event. It is highly implau-
sible that Duhon, a supervisor, would ask Wallack, an em-
ployee, whether she could wear a union button while at work.
Of course, a supervisor does not generally ask an employee if
she can behave in a certain way. Rather, supervisors generally
tell employees how to behave. In my view, that is precisely
what Duhon did, instructing Wallack twice to remove her union
button. Further, even though Duhon finally told Wallack that
he would check on her alleged right to wear the button, he had
already directed her to remove it. The damage was already
done, and was not simply rectified by his statement that he
would check on the matter.
The Respondent’s employee handbook, apparently distrib-
uted to all new employees, states that, other than name badges,
“[n]o other pins or badges may be worn on the uniform, unless
provided by the company.” (R. Exh. 4, p. 25.) Such a rule is
overly broad, and its maintenance is illegal, even if there is no
evidence of enforcement.8 IRIS USA, Inc., 336 NLRB 1013 fn.
4 (2001); Freund Baking Co., 336 NLRB 847 fn. 5 (2001);
TeleTech Holdings, Inc., 333 NLRB 402, 403 (2001); Bruns-
8 While the complaint alleges numerous instances of supervisors
promulgating and enforcing the rule, the complaint is silent as to the
maintenance of the rule itself. As noted, the handbook rule is in evi-
dence. However, the issue of the legality of the rule itself was never
directly litigated. Counsel for the General Counsel never actually chal-
lenged the written rule, and counsel for the Respondent was never put
on notice of having to defend it. Accordingly, I believe it would be
inappropriate and a violation of due process for me to make a formal
finding as to whether the maintenance of the rule in the employee
handbook is a separate violation of the Act, and I decline to do so.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
596
wick Corp., 282 NLRB 794, 795 (1987). A rule such as this
clearly interferes with employees’ Section 7 right to wear non-
offensive union buttons while at work. Republic Aviation Cor-
p., supra; Burger King Corp., supra. Further, blanket rules
against wearing union buttons violate Section 7 rights, even
without discrimination.9 Meyer Waste Systems, 322 NLRB
244, 244 (1996); St. Luke’s Hospital, 314 NLRB 434, 435 fn. 5
(1994); Nordstrom, Inc., 264 NLRB 698, 701–702 (1982).
Counsel for the Respondent does not claim that supervisors
were legally correct in instructing employees to remove their
union buttons. Clearly, the rule maintained in the handbook
and as promulgated and enforced by supervisors was overly
broad and discriminatory. Having concluded that Duhon twice
directed Wallack to remove her button, I am of the belief that
his action constituted a violation of the Act. Also, Duhon’s
mere statement that he would “check” on the legality of wear-
ing the union button, after ordering Wallack to remove it, did
not constitute a “repudiation” of his previous order. This is
especially true in light of his failure to ever followup with Wal-
lack and advise her that the Respondent had no objection to her
wearing the button. Passavant Memorial Area Hospital, 237
NLRB 138, 138–139 (1978); Ark Las Vegas Restaurant Corp.,
335 NLRB 1284, 1289 (2001).
Also, the fact that Wallack continued to wear the button, de-
spite Duhon’s directive to her to take it off, did not lessen the
impact that his statement had in interfering with, restraining,
and coercing employees in their exercise of Section 7 rights.
Wallack’s courage in continuing to engage in union activity
cannot be construed in some way as demonstrating that the
unlawful statement of her supervisor was merely de minimis. It
would certainly have been reasonable for Duhon’s statement to
have a chilling effect on the willingness of employees to con-
tinue to wear union buttons at work.
Accordingly, I conclude that on about May 30, the Respon-
dent, through Michael Duhon, promulgated and enforced an
overly broad and discriminatory rule prohibiting its employees
from wearing union buttons, in violation of Section 8(a)(1) of
the Act, as alleged in complaint paragraph 5(b).
It is alleged in paragraphs 5(c)(1) and (2) of the complaint
that on May 30, the Respondent, by Alberto Munoz, interro-
gated its employees about their union membership, activities,
and sympathies; and threatened its employees with unspecified
reprisals if they selected the Union as their bargaining represen-
tative.
Alberto Meza worked in the Respondent’s steward depart-
ment. He testified that on May 30, he first wore a union com-
mittee leader button at work. According to Meza, at about
3 p.m. he was cleaning the floor in the employee dinning room
(the EDR) when he was approached by Executive Steward
Aberto Munoz, who asked him to come to his office. On the
way to the office, Munoz asked Meza if he was “comfortable”
in his job. Mesa answered in the affirmative, after which
9 Although it is not necessary to show disparate application of the
rule in order to establish a violation of the Act, there was some unrebut-
ted testimony from employee witnesses that the Respondent had typi-
cally permitted small, innocuous personal pins to be worn on employee
uniforms.
Munoz questioned why Meza was “using the union button?”
Meza responded that he had “decided to participate as an or-
ganizer.” Allegedly, Munoz replied that he “felt betrayed.”10
After entering Munoz’ office, Munoz is alleged to have told
Meza that he “should think what [he] was doing, to think about
[his] work, to think about [his] family, . . . to think about [his]
future.” Further, Munoz is alleged to have said that if the Un-
ion came into the facility that the Respondent would have to
“pay more money for [the employees,] and . . . [the employees]
would be less governable.” After this comment, Meza returned
to work.
Meza testified that the following day, May 31, at about the
same time, Munoz, who was accompanied by Banquet Supervi-
sor Leno Espinoza, again approached him.11
The three men
had a conversation behind the linen dock where, according to
Meza, they told him about bad experiences that they and others
had previously had with the Union. Munoz allegedly asked
Meza “again to desist being a committee leader,” and that he
“could help [Meza not] have any kind of contact with the [Un-
ion].” That was essentially the end of the conversation.
However, the version of the conversation as told by Munoz
and Espinoza is somewhat different. Munoz recalled only one
such conversation with Meza, and that occurred on May 30,
and was conducted in the presence of Espinoza in the back
hallway near the EDR. According to Munoz, Meza approached
them and asked if he could talk with them. Allegedly Meza
complained that “he was getting a lot of looks from everybody
that day” because he was wearing the union button. In his tes-
timony, Munoz denied that he asked Meza why he was support-
ing the Union, but, rather, that Meza volunteered that “the rea-
son why he joined the Union was because of the insurance.”
The three men then allegedly discussed medical insurance, with
Munoz expressing his opinion that the insurance that the Re-
spondent currently offered its employees was superior to that
offered by employers with union contracts. According to
Munoz, the conversation ended with him telling Meza that
everyone was entitled to his or her own opinions, and with
Meza expressing how comfortable he felt working for the Re-
spondent. Munoz testified that he got along well with Meza, so
well, in fact, that in July he nominated Mesa for employee of
the quarter. Espinoza testified, substantially in support of
Munoz’ version of the conversation with Meza. He also re-
called only the one conversation, which allegedly occurred on
May 30.
I credit Meza’s version of these events. The story told by
Munoz and Espinoza was, in my view, not particularly plausi-
ble. It seemed artificial, and as if only a part of the story was
being told, that part which was favorable to the Respondent.
Further, although Espinoza acknowledged that he and Munoz
were good friends, he testified that they had not spoken about
the conversation with Meza since the events in question. This
10 Instead of “felt betrayed,” the transcript reflects the words “betray
bunny.” Obviously, this is an error in transcription, and I will correct
the transcript to reflect what the witness clearly testified was said.
11 Munoz is an admitted supervisor. However, Espinoza is not al-
leged in the complaint, nor admitted by the Respondent, to be a super-
visor.
ALADDIN GAMING, LLC
597
simply defies credulity, and considering the similarity in their
testimony, I suspect that Munoz and Espinoza not only con-
sulted with each other, but also decided on a script for their
appearance at the hearing. Meza’s testimony was more genu-
ine, and appeared to have the “ring of authenticity” to it.
Having credited Meza, I conclude that Munoz’ conversation
with him on May 30 constituted unlawful interrogation of
Meza’s union activity. When the “totality of the circum-
stances” are considered, Munoz’ questions are coercive. Ross-
more House, supra; Westwood Health Care Center, supra.
Munoz removed Meza from his work and brought him to the
supervisor’s office, asking him along the way whether he was
“comfortable” in his job and why he was wearing a union but-
ton. Further, Munoz’ statement that he felt betrayed by Mesa’s
decision to support the Union was obviously intended to cause
Meza maximum discomfort, and to elicit a response likely to
include a disclosure of privileged information about the union
campaign. The fact that the two men had a friendly relation-
ship may very well have made the interrogation even more
coercive. Under those circumstances, the statement of betrayal
would have made Meza feel all the worse. See Acme Bus
Corp., 320 NLRB 458, 458 (1995), enfd. mem. 198 F.3d 233
(2d Cir. 1999). Also, the interrogation occurred along with the
threat of unspecified reprisals.
The credible testimony of Meza established that on both May
30 and 31, Munoz threatened him with reprisals because of his
support for the Union. The statements made by Munoz in his
office on May 30 that Meza should “think” about what he was
doing, about his future, about his family, and about his work
were all intended to leave Meza with the impression that if he
continued to support the Union something bad would happen.
There was nothing ambiguous about this statement, but just in
case Meza missed the connection with the Union, Munoz men-
tioned that if the Union were successful in organizing the facil-
ity, it would cost the Respondent “more money” and the em-
ployees would be “less governable.” Further, the following
day, in the presence of Espinoza, Munoz suggested that Meza
“desist being a committee leader,” and informed Meza that he
could help him leave the Union.
While I believe that the meaning of Munoz’ words were
plain and simple, if they were not entirely clear, the Board still
holds employers liable for all threats that could reasonably tend
to be coercive, even if the statement is oblique, ambiguous, or
nonsensical. See Fixtures Mfg. Corp., 332 NLRB 565, 565
(2000); Boydston Electric, 331 NLRB 1450, 1450 (2000); Tim
Foley Plumbing Service, 332 NLRB 1432, 1433 (2000). When
Munoz brought up Meza’s future, his job, and his family in
connection with the Union, what else could Meza have thought,
but that if he continued to support the Union something un-
pleasant was going to happen? Based on Meza’s credible tes-
timony, I conclude that Munoz’ statements to him on May 30
and 31 constituted threats of unspecified reprisals for continu-
ing to support the Union. These threats undoubtedly had the
capacity to interfere with, restrain, and coerce employees in the
exercise of their Section 7 rights.
Accordingly, I conclude that the Respondent, by Alberto
Munoz, on about May 30, interrogated its employees about
their union activities and threatened them with unspecified
reprisals for supporting the Union, all in violation of Section
8(a)(1) of the Act, as alleged in paragraphs 5(c)(1) and (2) of
the complaint.
Paragraph 5(d) of the complaint alleges that on about May
30, the Respondent, through Marlene Nazal, promulgated and
enforced an overly broad and discriminatory rule prohibiting its
employees from wearing union buttons under threat of suspen-
sion.
Joe Trevino was a food server at the Respondent’s Zanzibar
Café. He testified that he began to wear his union committee
leader button at work on May 30. According to Trevino, Assis-
tant Café Manager Marlene Nazal approached him at about
9:30 a.m. while he was working in the kitchen and said, “Do
me a favor, take off that union button you are wearing.”
Trevino refused and began to explain that he had the right to
wear the button, when Nazal interrupted him and said that he
was not allowed to wear the button in the Café. He testified
that Nazal further said that he “would probably end up having
to be sent home,” if he did not “take the button off.” Trevino
continued to refuse to remove the button, and Nazal indicated
that she would be contacting Keith Kawana, Spice Market Buf-
fet manager, about the situation. About 30 minutes later, Nazal
returned to Trevino and told him that she had spoken with Ka-
wana, who allegedly said that Trevino could continue to wear
the button, but “was not allowed to coerce, intimidate, or force
anybody to sign up for the Union.”
Nazal’s version of this conversation was somewhat different.
She testified that she noticed Trevino wearing the button of
May 30, because he twisted his body to make it more promi-
nent to her. She approached him asking, “Where [did you] get
that?” Trevino allegedly responded that he was a union repre-
sentative and had a right to wear it. According to Nazal, she
replied that “I’m gonna find out if you can wear that or not.”
She testified that it was her understanding that employees were
not allowed to wear anything on their uniforms that was not
approved by the Respondent. Nazal contacted Kawana to find
out. She said that Kawana indicated that he would get back
with her. However, from her testimony it appeared that she had
no further conversation with Trevino about the button. In any
event, she denied ever telling Tevino to remove the button, or
to threaten him for wearing it.
I credit Trevino’s version of this conversation. It simply
seems more plausible to me. Frankly, both Trevino and Nazal
were difficult witnesses, and both became rather testy on cross-
examination. However, in this instance, Trevino’s testimony
appeared to me to “ring true,” while Nazal’s did not. I believe
that she told him to take the button off, and warned him that if
he did not do so, that he would probably be sent home. These
words seem more likely to have been said by Nazal, rather than
the sanitized version that she testified to.
As I have noted above, it is established Board law that em-
ployees have a Section 7 right to wear union buttons on the job.
Republic Aviation, supra; Burger King Corp., supra. Blanket
rules against union buttons violate Section 7 rights, even with-
out discrimination. Meyer Waste Systems, supra. This princi-
ple applies even to uniformed employees in contact with cus-
tomers. Ark Las Vegas Restaurant Corp., 335 NLRB 1284,
1284 fn. 1 (2001). Therefore, Nazal’s statements to Tevino
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
598
that he must remove his union button or face being sent home,
which was an obvious euphemism for being suspended, would
have likely had a chilling effect on the willingness of employ-
ees to engage in union activities. Thus, interfering with, re-
straining, and coercing them in the exercise of their Section 7
rights.
Accordingly, I conclude that the Respondent, by Marlene
Nazal, on May 30, promulgated and enforced an overly broad
and discriminatory rule prohibiting its employees from wearing
union buttons under threat of suspension, in violation of Sec-
tion 8(a)(1) of the Act, as alleged in paragraph 5(d) of the com-
plaint.
Complaint paragraphs 5(e)(1), (2), and (3) alleges that the
Respondent, through Brian Lerner, on May 30, promulgated
and enforced an overly broad and discriminatory rule prohibit-
ing its employees from wearing union buttons under threat of
suspension; threatened its employees with unspecified reprisals
for wearing union buttons; and informed its employees that it
would be futile for them to select the Union as their bargaining
representative.
As set forth above, Marlene Nazal had already spoken to Joe
Trevino about his union button on the morning of May 30.
According to Trevino, about one hour later, he was again ap-
proached by Nazal, who informed him that Brian Lerner, vice
president of food and beverage, wanted to see him in Lerner’s
office. Nazal instructed Trevino to transfer his tables to another
server, and escorted him part of the way to Lerner’s office.
Immediately after Trevino entered the office, Lerner told
Trevino that he “had a problem with a button [Trevino was]
wearing.” Lerner mentioned the Employer’s policy against
wearing any buttons or insignia that were not company related.
Lerner asked Trevino to remove the union button and Trevino
refused. He informed Lerner that he had the right to organize
on behalf of the Union and to wear the button. Lerner contin-
ued to ask that Trevino remove the button, telling him that an-
other server, Luis, had been asked to take off his union button
and had allegedly done so willingly. As he was still refusing to
take off his button, Lerner informed Trevino that he would
“most likely be suspended pending investigation.”
During the conversation, Lerner discussed his view of the
Union’s organizing effort. He told Trevino, “You guys are not
going to win. You’re not going to have your way by being
hard-nosed about this. You guys won’t be allowed to come in
here. The Union won’t be coming in here.” It was at about this
point that Lerner invited Keith Kawana, Spice Market Buffet,
and Zanzibar Cafe Manager, into the meeting. With Kawana
present, Lerner continued to ask Trevino to remove his button.
Toward the end of the meeting Lerner said, “Joe, we’re not
your enemies. We just want you to take that button off.” The
meeting concluded with Lerner telling Trevino to go back to
work, that he would speak with Trevino again later that day
after he had a chance to confer with the Respondent’s president,
Bill Timmins, and the company attorneys about the union but-
ton. Later that day, Lerner told Trevino that he was still wait-
ing to meet with Timmins and the attorneys, and he would be
contacting him still later to tell him whether or not he could
wear the union button.
According to Trevino, Lerner never did get back to him, nor
inform him that he had the right to wear the committee leader
button. It is important to note that Lerner did not testify at the
hearing, and that although Kawana did testify, he did not dis-
cuss the meeting with Trevino in Lerner’s office. Therefore,
Trevino’s testimony about this meeting was unrebutted.
As has been stated, the Respondent’s employees had the
right to wear the union committee leader buttons while at work.
The Respondent’s rule against the wearing of unauthorized pins
and buttons, including union buttons, interferes with employee
Section 7 rights. (Cases cited above.) Lerner promulgated and
enforced the Respondent’s illegal rule against the wearing of
buttons when he directed Trevino to remove the union button
under threat of suspension, or some other unspecified punish-
ment. The fact that the Respondent’s supervisors were not
successful in getting some employees, such as Trevino, to re-
move their union buttons does not provide the Respondent with
a defense. As the Board has indicated, “ It is well settled that a
violation of Section 8(a)(1) does not turn on whether the coer-
cion succeeded or failed. Rather, the test is whether the con-
duct reasonably tended to interfere with the free exercise of
employees’ rights under the Act.” J. P. Stevens & Co., 244
NLRB 407, 408 fn. 8 (1979). Also, there was certainly no re-
pudiation of the Respondent’s unlawful rule, as Lerner never
got back to Trevino to inform him that his Employer had no
objection to his wearing the union button.
Further, Lerner made it clear to Trevino that the Union was
not going to succeed in its efforts to organize the Respondent.
His statements to Trevino were not in the context of expressing
his own personal opinion. Such statements might have been
protected as a free expression of personal views under Section
8(c) of the Act. Instead, the statements were made in the con-
text of Lerner’s demand that Trevino remove the union button
and his threat to suspend Trevino unless he did so. Lerner’s
statements clearly contained a “threat of reprisal.” Thus, spe-
cifically removing the statements from the protection of Section
8(c). By informing Trevino that the Respondent considered the
Union’s organizing effort as an act of futility, the Respondent
was interfering with, restraining, and coercing employees in the
exercise of their Section 7 right to support the Union.
Accordingly, I conclude that the Respondent, by Brian
Lerner, on about May 30, promulgated and enforced an overly
broad and discriminatory rule prohibiting its employees from
wearing union buttons under threat of suspension, or other un-
specified reprisals, and informed its employees that it would be
futile for them to support the Union, all in violation of Section
8(a)(1) of the Act, as alleged in complaint paragraphs 5(e)(1),
(2), and (3).
It is alleged in paragraph 5(f) of the complaint that on about
May 30, the Respondent, through Dimitrios Fotopoulos, prom-
ulgated and enforced an overly broad and discriminatory rule
prohibiting its employees from wearing union buttons.
Food server Abraham Mohamed and bus persons Dinora
Hernandez and Eva Carrasco all wore union committee leader
buttons on their uniforms on the afternoon of May 30. These
employees testified that at a preshift meeting the Zanzibar Café
manager, Dimitrios Fotopoulos, informed the assembled em-
ployees that he did not want anyone working on his shift to
wear a union button. Hernandez described Fotopoulos as “very
ALADDIN GAMING, LLC
599
serious” when he made this statement. Mohamed responded to
his supervisor on behalf of the employees that no one was go-
ing to take his or her union button off, and apparently no one
did. In any event, Fotopoulos said that he would check with his
superiors about the propriety of wearing the buttons, and the
employees worked their shift without further incident.
Fotopoulos apparently never spoke to the employees again
about this matter. Fotopoulos did not testify at the hearing, and
the testimony of the three employees was unrebutted.
For the same reasons as I have expressed above, I continue
to find that the statement by the Respondent’s supervisor that
employees were prohibited from wearing a union button on
their uniforms at work constituted interference with, restraint,
and coercion of the employees’ Section 7 rights. Being told
that they could not wear union buttons would naturally have a
chilling effect on the employees’ willingness to engage in fur-
ther union activity. This was especially true where there was
no effort made to retract or repudiate the unlawful statement.
Accordingly, I conclude that on about May 30, the Respon-
dent, through Dimitrios Fotopoulos, violated Section 8(a)(1) of
the Act by promulgating and enforcing an overly broad and
discriminatory rule prohibiting its employees from wearing
union buttons, as alleged in complaint paragraph 5(f).
Paragraphs 5(g)(1) and (2) of the complaint alleges that on
about May 30, the Respondent, by Charles Clark, interrogated
its employees about their union membership, activities, and
sympathies; and engaged in closer supervision of its employees
because of their union activities and support.
Charles (Chuck) Clark was a chef in the Respondent’s Spice
Market Buffet.12 On May 30, Jose Beltran, a cook at the Italian
station in the buffet, and Luis Herrera, a cook at the seafood
station in the buffet, first wore union committee leader buttons
at work. According to Beltran, at about 3 p.m. Chef Clark con-
ducted a preshift meeting for approximately 15 to 20 employ-
ees. Clark looked at Beltran and asked him what he was wear-
ing. Beltran replied that it was his union button, and Clark
allegedly responded, “Oh, it’s your union button.” That was
the end of the conversation about the button. Herrera testified
that he was also present, and heard Clark address Beltran with
an, “Oh, is that a union button?” Neither Beltran nor Herrera
claim that Clark asked either man to remove his button. When
he testified, Clark did not deny making a reference to Beltran’s
button.
I am of the view that Clark’s reference to Beltran’s union
button was an innocent comment, which did not rise to the level
of an unfair labor practice. There was certainly no interroga-
tion of either Beltran or Herrera, and it was reasonable to ex-
pect that by wearing the committee leader buttons questions
would be directed to these men by fellow employees and even
supervisors. The Board has found a range of supervisory in-
quiries that flow from the observation of a union button not to
constitute unlawful interrogation. Continental Can Co., 282
NLRB 1363 (1987) (employer lawfully asked employee whose
hat displayed union buttons, “what’s all that shit on top of your
head?”); Spring City Knitting Co., 285 NLRB 426 (1987) (em-
ployer lawfully asked employee why she was wearing union
12 The various restaurant chefs are admitted supervisors.
emblem); UARCO, Inc., 286 NLRB 55 (1987) (employer law-
fully asked employees what they were doing wearing prounion
buttons).
In any event, it is obvious that Clark’s comment was nothing
more sinister than a natural inquiry as to what an employee who
worked in his buffet was wearing on the first day that the but-
tons appeared. Under the Board’s “totality of the circum-
stances” standard, this did not constitute unlawful interrogation.
Rossmore House, supra; Medcare Associates, Inc., supra.
This paragraph of the complaint also alleges that Clark en-
gaged in closer supervision of employees because of their union
activity. During their direct examination of witnesses, neither
counsel for the General Counsel nor counsel for the Charging
Party offered any probative evidence in support of this allega-
tion. However, in her redirect examination of employee wit-
ness Jose Beltran, counsel for the General Counsel did attempt
to elicit testimony in support of this allegation. Counsel for the
Respondent objected on the basis that he had not gone into this
matter on cross-examination of the witness, and, therefore,
counsel for the General Counsel was attempting to raise matters
on redirect examination that were beyond the scope of cross-
examination. After hearing extensive argument from both
counsels, I was in agreement with counsel for the Respondent,
and I sustained the objection. Therefore, I precluded counsel
for the General Counsel from questioning Beltran about this
matter on redirect examination, and I shall strike any answer
that he gave. There was no probative evidence offered by ei-
ther counsel for the General Counsel or counsel for the Charg-
ing Party in their cases in chief in support of this allegation.
Thus, the General Counsel failed to meet his burden of proof.
Accordingly, based on the above, I shall recommend the
dismissal of complaint paragraphs 5(g)(1) and (2).
Complaint paragraph 5(h) alleges that on about May 30, the
Respondent, by Gary Munsie, interrogated its employees about
their union membership, activities, and sympathies. This para-
graph is an exact duplication of the allegation contained in
paragraph 5(a), which was considered above. I assume that the
General Counsel merely inadvertently added paragraph 5(h) to
the complaint. Accordingly, I shall recommend the dismissal
of complaint paragraph 5(h).
It is alleged in complaint paragraph 5(i) that on about May
30, the Respondent, through Michael Welch, interrogated its
employees about their union membership, activities, and sym-
pathies.
Azucena Felix was employed by the Respondent in its mate-
rial control department. Her immediate supervisor was Mate-
rial Control Supervisor Michael Welch. Felix testified that she
first wore a union committed leader button on May 30. On that
day at approximately 11 a.m., she received a call on her in-
house radio from Welch, who asked Felix to meet him near the
elevators. They then walked to the linen dock. Initially, there
was some discussion about Felix’s request for a day off. Then
Welch is alleged to have asked her “if [she] was with the Un-
ion.” According to Felix, she responded, “Yes, just like my
button said.” Further, she testified that Welch asked her “to be
very honest with him, and to tell him why [she] wanted the
Company to have a Union.” Felix explained that she would
“feel safer” with the Union, and gave as an example her part-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
600
time job at the Hilton, where she worked under a union contract
and had the benefit of seniority. Felix testified that Welch re-
sponded that he “respected” her decision. Welch then went on
to explain the Respondent’s policy on discussing the Union
with fellow employees while at work. (I will review the re-
mainder of this conversation in a later part of this decision.)
Welch recalled in general the conversation with Felix, but not
the specific references to why she was supporting the Union.
I credit Felix that Welch questioned her about her support for
the Union and why she felt that way. However, I do not believe
Welch’s questions constituted unlawful interrogation. The
questions asked of Felix were certainly reasonable in view of
her sudden appearance wearing a union button, and were asked
by Welch in a nonthreatening or accusatory way. As noted
above, the Board has upheld a range of supervisory inquiries
that flow from the observation of a union button. See Conti-
nental Can Co., supra; Spring City Knitting Co., supra;
UARCO, Inc., supra. The conversation was friendly and oc-
curred in the workplace, rather than in a supervisor’s office.
There was no effort made to elicit privileged information about
Felix or other employees’ union activity, and Felix answered
the questions truthfully and without fear. Based on the Board’s
“totality of the circumstances” test, I conclude that Welch’s
questions were not coercive. Rossmore House, supra; Medcare
Associates, Inc., supra.
Accordingly, I shall recommend the dismissal of complaint
paragraph 5(i).
It is alleged in paragraphs 5(j)(1), (2), and (3) of the com-
plaint that on about May 30, the Respondent, through Keith
Kawana, interrogated its employees about their union member-
ship, activities, and sympathies; promulgated and enforced an
overly broad and discriminatory rule prohibiting its employees
from wearing union buttons; and threatened its employees with
unspecified reprisals, because of their union activities and sup-
port.
As noted, Kawana was employed by the Respondent as the
manager of both the Spice Market Buffet and the Zanzibar
Café. Luis Velasquez was at the time of the events in question
a waiter in the Spice Market Buffet.13 He began to wear a un-
ion committee leader button at work on May 30. Velasquez
testified that he was sitting in the employee dining room (EDR)
at approximately 7 a.m. when he was approached by Kawana,
who asked him what he was doing with “that button.”
Velasquez responded that he wanted to be a committee leader
so that he could provide information to his coworkers, and that
it would not interfere with his job. According to Velasquez,
Kawana replied with a question, wanting to know how it was
possible for Velasquez to do this to him, “after he had given
[Velasquez] the job?” Additionally, Kawana asked Velasquez
approximately three times to remove his union button.
Velasquez refused, saying that he had a legal right to wear it.
While Kawana testified at the hearing, he did not specifically
address these items. Therefore, this part of Velasquez’ testi-
mony was unrebutted.
13 The Respondent ultimately terminated Velasquez, and at the time
he testified he was employed by the Union.
I am of the opinion that Kawana’s questioning of Velasquez
constituted unlawful interrogation. The tenor of the conversa-
tion was hostile and accusatorial, with Kawana suggesting to
Velasquez that wearing a union button was a display of ingrati-
tude for having been given a job by Kawana. Further, the ques-
tioning was accompanied by Kawana’s repeated demands that
Velasquez remove his button. This conversation was clearly
coercive under the Board’s “totality of the circumstances” stan-
dard. Rossmore House, supra; Medcare Associates, Inc., supra.
Further, in demanding the removal of the button, which I have
found that the employees had the legal right to wear, Kawana
was promulgating and enforcing the Respondent’s overly broad
and discriminatory rule prohibiting the wearing of union but-
tons. Republic Aviation, supra; Meyer Waste Systems, supra;
Ark Las Vegas Restaurant Corp., supra.
Finally, in suggesting that Velasquez was disloyal and un-
grateful because he wore a union button, Kawana was threaten-
ing Velasquez with unspecified reprisals. The Board has held
that “[g]enerally an employer may not rebuke an employee by
equating his prounion sympathies to disloyalty to the em-
ployer.” Ferguson-Williams, Inc., 322 NLRB 695, 699 (1996);
see also Sea Breeze Health Care Center, 331 NLRB 1131,
1132 (2000) (holding that manager’s statement that she was
“highly disappointed” with employee’s union support was a
“veiled threat of reprisal”); Medcare Associates, Inc., supra at
941 (manager illegally implied that employee would be re-
garded as disloyal if she did not oppose the union). It has also
been held illegal for a supervisor to characterize union support-
ers as ungrateful to their employer. House Calls, Inc., 304
NLRB 311, 313 (1991); Equipment Trucking Co., 336 NLRB
277, 277 (2001) (statement that employee did not appreciate his
job much was an unlawful threat of reprisal).
In is totality, Kawana’s statements to Velasquez were de-
signed to interfere with, restrain, and coerce him in the exercise
of his Section 7 rights. He was interrogated about his union
activity, accused of being disloyal, repeatedly told to remove
his union button, and threatened with reprisals for refusing to
do so. Further, the Respondent never repudiated Kawana’s
unlawful conduct. Although Velasqez was apparently not in-
timidated by Kawana’s threats, since he continued to wear his
union button, the coercive nature of Kawana’s statements could
not have had other than a coercive influence on the willingness
of Velasquez and others to engaged in continued union activity.
Accordingly, I conclude that on May 30, the Respondent, by
Keith Kawana, interrogated its employees about their union
membership, activities, and sympathies; promulgated and en-
forced an overly broad and discriminatory rule prohibiting its
employees from wearing union buttons; and threatened its em-
ployees with unspecified reprisals because of their union activi-
ties and support, all in violation of Section 8(a)(1) of the Act, as
alleged in paragraphs 5(j)(1), (2), and (3) of the complaint.
The General Counsel alleges in complaint paragraphs
5(k)(1), (2), and (3) that on about May 30, the Respondent,
through Brian Lerner, interrogated its employees about their
union membership, activities, and sympathies; promulgated and
enforced an overly broad and discriminatory rule prohibiting its
employees from wearing union buttons; and threatened its em-
ALADDIN GAMING, LLC
601
ployees with discharge because of their union activities and
support.
Following Velasquez’ early morning conversation with Ka-
wana in the EDR on May 30, he had occasion to once again
speak with Kawana when at about 10 a.m., he was summoned
to Kawana’s office. Velasquez testified that Kawana told him
that Brian Lerner, vice president of food and beverage, wanted
to talk with him, and the two men went to Lerner’s office.
According to Velasquez, Lerner started the conversation by
saying, “What’s happening with that button that you have there,
it’s not part of the uniform?” Velasquez explained that he was
a union committee leader and that he had a legal right to wear
the button, but that his union activities would not interfere with
his job. In any event, Velasquez told Lerner that he should
know all about these matters, as the Union was to have sent a
letter to the Respondent providing the names of its union com-
mittee leaders. Lerner said that he knew nothing about this, and
was unaware of a letter like the one mentioned by Velasquez
reaching the Respondent. Just as Kawana had done earlier,
Lerner asked Velasquez to remove the union button. At that
point Velasquez told Lerner that since the Respondent had yet
to be served with the letter, he would follow Lerner’s order and
“temporarily take off [the] button,” until the document was
received. That was the end of their conversation, at least for a
while.
Around the middle of the same day, Lerner came to the sta-
tion where Velasquez was working and got some coffee. By
this time Velasquez had resumed wearing the union button,
because he was of the understanding that the Union’s letter had
been delivered to the Respondent. Lerner told Velasquez that
there was no problem with Velasquez wearing the button, but
“to be careful not to be talking about the Union while [he] was
working, because the fact is that they could fire [him] because
of that.” Velasquez told Lerner that he understood the rules,
and the conversation ended.
Lerner did not testify at the hearing. Kawana testified, but
not about the meeting with Velasquez in Lerner’s office.
Therefore, the testimony of Velasquez concerning these matters
is unrebutted.
I find that Lerner’s interrogation of Velasquez was coercive
in nature. It occurred in Lerner’s office in the presence of an-
other supervisor, namely Kawana, in what was an accusatorial
atmosphere. Lerner already knew from Kawana that Velasquez
was wearing a union button. Never the less, he took the oppor-
tunity to put Velasquez on the spot, asking him, “What’s hap-
pening with that button?” and reminding him that, “It’s not part
of the uniform.” Under the Board’s “totality of the circum-
stances” standard, the questions asked by Lerner were unlaw-
ful, and intended to elicit a response from Velasquez likely to
disclose privileged information regarding his or other employ-
ees’ union activity. This interrogation was all the more coer-
cive as it was accompanied by other unfair labor practices,
namely Lerner’s demand that Velasquez remove the union
button. Lerner’s demand was a continuation of that same de-
mand to Velasquez made earlier by Kawana. By this time, it
was clear that there was a concerted effort by the Respondent’s
supervisors to coerce the various union committee leaders into
abandoning their efforts to wear union buttons.14 Of course, as
has been noted repeatedly above, Velasquez and the other em-
ployees had the legal right to do so.
Further, in his midday conversation with Velasquez, Lerner
continued with his coercive conduct, telling Velasquez that
while he could wear his union button, he should be careful not
to talk about the Union while at work, because he could be fired
for doing so. I will deal later in this decision with what is obvi-
ously an overly broad rule against talking about the Union at
work. However, for the present it is sufficient to conclude that
Lerner’s comment to Velasquez that he could be fired for talk-
ing about the Union was unlawful. It is interesting that even in
the context of finally telling Velasquez that he had a right to
wear his union button, Lerner apparently could not resist
threatening Velasquez with possible discharge for engaging in
union activity.
Lerner’s several communications with Velasquez on May
30, interfered with, restrained, and coerced him and other em-
ployees in the exercise of their Section 7 rights. The statements
were certainly likely to have a chilling effect on the willingness
of employees to engage in future union activity. Accordingly, I
conclude that on about May 30, the Respondent, by Brian
Lerner, interrogated its employees about their union activities;
promulgated and enforced an overly broad and discriminatory
rule prohibiting its employees from wearing union buttons; and
threatened its employees with discharge because of their union
activities; all in violation of Section 8(a)(1) of the Act, as al-
leged in paragraphs 5(k)(1), (2), and (3) of the complaint.
It is alleged in complaint paragraphs 5(l)(1) and (2) that on
about May 31, the Respondent, through Brian Lerner, interro-
gated its employees about their union membership, activities,
and sympathies; and threatened its employees with closure of
the Respondent’s facility because of their union activities and
support.
As noted earlier, Julie Wallack was employed by the Re-
spondent as a cocktail server. On May 31, she was wearing a
union committee leader button when she was approached in the
morning in the Zanzibar service well by Brian Lerner. Also
present was bartender Michael Palladino, another union com-
mittee leader. According to the testimony of Wallack, Lerner
asked, “[W]hy [they] were doing this, and that out of all the
people, he was very surprised that [she and Palladino] were
committee leaders.” Wallack replied that “it was nothing per-
sonal against him. It’s just [she] felt that [they] strongly needed
the Union in [their] work place.” She testified that Lerner said
that he was “surprised,” because they had “a good rapport,” and
he expected that he would have heard “about this ahead of
time.” Further, he said that he was “surprised that [they] didn’t
come and talk to him, and that the Union couldn’t guarantee
[them] anything that the hotel was [not] already giving [them]
right now.” Lerner cautioned them that by “going union, that
could cause the hotel to go into serious debt, financial prob-
lems.” Wallack indicated to Lerner that she was interested in
the Union because she felt it would help her get “better job
14 By virtue of the sheer number of unfair labor practices committed
by the Respondent’s supervisors on May 30, the contention that they
were de minimis is merit less.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
602
security, better benefits, more consistency.” The conversation
ended with Lerner informing the employees that “go[ing] culi-
nary” was no guarantee of better benefits, that “it’s strictly up
to the hotel what they would want to give [them].” As Lerner
did not testify, Wallack’s testimony was unrebutted.
I believe that Lerner’s statements were intended to put Wal-
lack and Palladino “on the spot,” and were, therefore, coercive.
This was not merely an innocent conversation between a super-
visor and employees who were openly wearing union buttons.
Rather, Lerner intended to embarrass them by saying that “out
of all the people, he was very surprised . . . [that they] were
committee leaders.” Also, he commented that he was “sur-
prised” because they had such a “good rapport” with him, and
because they had not come to him “ahead of time.” He was
certainly suggesting that by supporting the Union these two
employees were being disloyal to him and to the Respondent.
As noted earlier, generally an employer may not rebuke an
employee by equating his prounion sympathies to disloyalty to
the employer. Ferguson-Williams Inc., supra; see also Sea
Breeze Health Care Center, supra. It is also illegal for a man-
ager to characterize union supporters as ungrateful to their em-
ployer. House Calls, Inc., supra; Equipment Trucking Co.,
supra. Therefore, I conclude that under the Board’s “totality of
the circumstance” standard, these statements were unlawful.
Further, the statements constituted interrogation because they
were made in the context of other unfair labor practices. Lerner
told Wallack that “by [them] going union, that could cause the
hotel to go into serious debt, financial problems.” This threat
of financial problems was illegal because Lerner did not offer
any objective evidence in support of it. Daikichi Sushi, 335
NLRB 622, 623–624 (2001) (speculation that business “might”
close unlawful where manager did not cite any objective evi-
dence that the union’s demands would force business closure).
Instead, Lerner was attempting to exacerbate a fear that em-
ployees had generally about the financial health of the Respon-
dent.15 In my view, this statement by Lerner was illegal as a
not very subtle threat that the Respondent might be forced to
close the facility if the prounion employees were successful in
organizing the hotel-casino.
Once again, I find that Lerner’s comments to employees, this
time made to Wallack and Palladino, were an attempt by the
Respondent to interfere with, restrain, and coerce them in the
exercise of their union activity. Accordingly, I conclude that
on May 31, the Respondent, by Brian Lerner, interrogated its
employees about their union membership, activities, and sym-
pathies; and threatened its employees with closure of the Re-
spondent’s facility because of their union activities and support;
all in violation of Section 8(a)(1) of the Act, as alleged in para-
graphs 5(l)(1) and (2) of the complaint.
The General Counsel’s complaint alleges in paragraphs
5(m)(1) and (2) that the Respondent, through Keith Kawana,
interrogated its employees about their union membership, ac-
15 Tracy Sapien, the Respondent’s vice president of human re-
sources, testified that the Respondent was in bankruptcy proceedings.
The bankruptcy was mentioned a number of other times during the
hearing, and it appears to have been common knowledge among the
employees.
tivities, and sympathies; and informed employees that it would
be futile for them to select the Union as their bargaining repre-
sentative.
Elisabeth Peuser was employed by the Respondent as a food
server in the Zanzibar Café. She wore a union committee
leader button on her uniform for the first time on May 31. On
the afternoon of that day, she was folding napkins when ap-
proached by Keith Kawana. According to Peuser, he asked her,
“Why are you doing this to me?” She replied, “Doing what?”
Kawana said that he was “not for or against the Union,” and
that “a lot of people are doing this because of medical reasons,
. . . medical benefits and stuff.” Peuser acknowledged, “that’s
what [she was] looking for.” Under cross-examination, she
added that Kawana also said, “[W]hen [the facility] becomes
new, we’re not going to be union.” Presumably, the reference
to “new” was intended to mean when new owners took over the
operation of the facility.16 When Kawana testified, he denied
ever having a conversation with Peuser about the Union.
Between the two, I credit Peuser over Kawana. She testified
in some detail about the conversation with Kawana. I do not
believe that she fabricated this alleged conversation “out of
whole cloth.” In fact, Kawana had a number of similar conver-
sations with other employees where he questioned them about
the Union. Therefore, I believe it more likely than not that he
had this conversation with Peuser, and he has simply conven-
iently forgotten that it occurred.
I find that Kawana asked Peuser, “Why are you doing this to
me?” He was clearly making reference to her wearing of the
union committed leader button. As I have said above, it is gen-
erally illegal for an employer to rebuke an employee by equat-
ing her prounion sympathies to disloyalty to the employer. It is
also illegal for a manager to characterize union supporters as
ungrateful to their employer. Since this was precisely what
Kawana was implying by his remark, I am of the view that he
violated the Act. Under the “totality of circumstances” stan-
dard, his statement constituted unlawful interrogation, intended
to interfere with the exercise of Peuser’s Section 7 rights.
However, Kawana’s statement that “when [the facility] be-
comes new, we’re not going to be union” was too vague for an
employee to reasonably have construed it to mean that it was
futile to support the Union. In my view, this remark is simply
too ambiguous to be considered a threat, or prediction that any
union activities will result in nothing but an act of futility. It
does not warrant the finding of an unfair labor practice.
Accordingly, I conclude that on May 31, the Respondent,
through Keith Kawana, interrogated its employees about their
union membership, activities, and sympathies, in violation of
Section 8(a)(1) of the Act, as alleged in paragraph 5(m)(1) of
the complaint.
Further, I recommend dismissal of complaint paragraph
5(m)(2) of the complaint.
Complaint paragraphs 5(n)(1) and (2) alleges that on May
31, the Respondent, by Dimitrios Fotopoulos, interrogated its
16 During the course of the hearing, there were numerous references
to an impending sale of the hotel and casino to a new ownership group.
This information appeared to be widely disseminated among the em-
ployees and managers.
ALADDIN GAMING, LLC
603
employees about their union membership, activities, and sym-
pathies; and promulgated and enforced an overly broad and
discriminatory rule prohibiting its employees from wearing
union buttons by means of physical force. Also, complaint
paragraphs 5(o)(1) and (2) alleges that on the same date, the
Respondent, by Fotopoulos, interrogated its employees about
their union membership, activities, and sympathies; and in-
formed its employees that it would be futile for them to select
the Union as their bargaining representative.
As noted earlier, Joe Trevino, food server at the Zanzibar
Café, wore a union committee leader button. He testified that
on May 31, at about 1:30 p.m. in the main kitchen, Dimitrios
Fotopoulos, the café manager, approached him. According to
Trevino, Fotopoulos reached out and grabbed the union button
he was wearing on his chest, clenched the button in his fist, and
said, “No good, no good. Take it off, take it off.” Allegedly
Fotopoulos started to pull the button off, and then released his
grip, just before he would have removed the button. Tevino
testified that he then briefly went about his business, but less
than 5 minutes later Fotopoulos came back over to him and
asked, “Joe, what is going on with the Union?” Trevino tried to
say that he was busy, but before he could get the words out,
Fotopoulos proceeded to give what Trevino characterized as a
“history lesson.”
Trevino testified that Fotopoulos said, “[T]hat history has
shown that other organizations, other regimes have . . . at-
tempted to come in and conquer lands, nations. Alexander the
Great tried, he failed. Stalin tried, he failed. You guys and the
Union, you guys are trying to come in. You guys won’t be able
to get in here. You’re going to fail too.” When asked how he
responded, Trevino said, “I bit my lip.” That was the end of the
incident. As Fotopoulos did not testify, Trevino’s testimony
went unrebutted.
It is obvious to me that Fotopoulos was promulgating and
enforcing an overly broad and discriminatory rule against wear-
ing union buttons at work when he grabbed Trevino’s commit-
tee leader button and said, “No good, no good. Take it off, take
it off.” This was a continuation of the concerted efforts by a
number of the Respondent’s supervisors on May 30 and 31 to
coerce the union committee leaders into abandoning their ef-
forts to wear union buttons. As I have repeatedly indicated, the
employees had every right to wear these union buttons at work.
However, it was the words spoken by Fotopoulos, which vio-
lated the Act. He is obviously a very demonstrative individual,
and grabbing the button was merely his way of expressing him-
self. I did not get the impression that Trevino was in way fear-
ful that Fotopoulos would physically harm him. The violation
occurred when the words were spoken, and it is not necessary it
make more of this incident than it was. Therefore, while I find
that Fotopoulos was promulgating and enforcing the overly
broad rule by his spoken words, I specifically do not find that
he was threatening to enforce the rule by means of physical
force.
Further, it is clear that Fotopoulos unlawfully interrogated
Trevino regarding his union activities. In the middle of his
diatribe about unions and his demand that Trevino take off the
button, Fotopoulos asked, “Joe, what is going on with the Un-
ion?” Under the Board’s “totality of the circumstances” stan-
dard, this was much more than a simple supervisory inquiry
directed to an open union supporter. It accompanied the other
unfair labor practice of demanding the removal of Trevino’s
union button. Under these circumstances, the question about
the Union was, I believe, intended to elicit privileged informa-
tion about Trevino and other employees’ union activity. As
such, it reasonably would have a chilling effect on the willing-
ness of employees to engage in future Section 7 activity. It
was, therefore, a violation of the Act.
Finally, it is alleged that Fotopoulos informed employees
that selecting the Union as their bargaining representative
would be futile. I assume that by this allegation, the General
Counsel is making reference to the “history lesson,” which
Fotopoulos gave to Trevino. Fotopoulos apparently viewed
unions in the same light as Alexander the Great and Stalin. He
was obviously suggesting that the Union would be no more
successful at organizing the facility than these two historical
figures were at world conquest. While one might see this as an
amusing, if not interesting, analogy, it cannot be reasonably
construed as a statement by management that supporting the
Union was futile. When he testified, Trevino seemed, if any-
thing, slightly amused by what he himself characterized as a
“history lesson.” Instead of responding to Fotopoulos, he
merely “bit [his] lip.”
Fotopoulos was, of course, entitled to his own view of world
events, of unions in general, and of this Union in particular.
His monologue about these matters was, I believe, merely the
exercise of free speech, protected by Section 8(c) of the Act. It
was really just hyperbole. The statement was not to be taken
seriously, and certainly not to be considered as a pronounce-
ment from the Respondent that support for the Union was an
act of futility. Therefore, I find that this statement by Fotopou-
los did not constitute a violation of the Act.
Accordingly, I conclude that on May 31, the Respondent, by
Dimitrios Fotopoulos, interrogated its employees about their
union membership, activities, and sympathies; and promulgated
and enforced an overly broad and discriminatory rule prohibit-
ing its employees from wearing union buttons; all in violation
of Section 8(a)(1) of the Act, as alleged in complaint para-
graphs 5(n)(1) and (2).
Complaint paragraph 5(o)(1) is merely a repetition of para-
graph 5(n)(1), which I assume was inadvertently duplicated.
Therefore, I shall recommend the dismissal of paragraph
5(o)(1). Further, for the reasons stated above, I shall recom-
mend the dismissal of complaint paragraph 5(o)(2).
It is alleged in complaint paragraphs 5(p)(1), (2), (3), and (4)
that on about May 31, the Respondent, through Charles Clark,
interrogated its employees about their union membership, ac-
tivities, and sympathies; informed its employees that it would
be futile for them to select the Union as their bargaining repre-
sentative; threatened its employees with unspecified reprisals
because of their union activities and support; and promulgated
and enforced an overly broad and discriminatory rule prohibit-
ing its employees from wearing union buttons.
It is alleged in complaint paragraph 5(q)(1) that on about
May 31, the Respondent, through Charles Clark, interrogated
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
604
its employees about their union membership, activities, and
sympathies.17
It is alleged in complaint paragraph 5(s) that on about May
31, the Respondent, through Charles Clark, interrogated its
employees about their union membership, activities, and sym-
pathies.
It is alleged in complaint paragraph 5(t) that later on about
May 31, the Respondent, through Charles Clark, interrogated
its employees about their union membership, activities, and
sympathies. (I added underscoring for emphasis.)
Because of the similar allegations, and as Charles Clark is
named in each paragraph, I will consider complaint paragraphs
5(p), (q), (s), and (t) together. As was noted earlier, Clark was
a chef in the Spice Market Buffet. During the time of the
events in question, Vilash Chitanich was a cook in the buffet.
He testified that beginning on May 31, he wore a union com-
mittee leader button on his uniform. According to Chitanich,
Clark approached him in the kitchen and asked if he had a
“problem.” Chitanich responded in the negative, at which point
Clark asked what the button he was wearing meant. Chitanich
told Clark that it meant he was a union committee leader. That
was apparently the end of the conversation. While Clark did
not specifically testify about this conversation, I believe that the
version told by Chitanich is too vague and benign to serve as a
basis for the finding of an unfair labor practice. I do not be-
lieve that asking if the employee had a problem and what his
button meant constituted unlawful interrogation under the
Board’s “totality of the circumstances” standard. It was appar-
ently a brief, passing conversation, which took place while
Chitanich was working in the kitchen. In my view, it simply
does not rise to the level of an unfair labor practice.
Later that day, at about 3:15 p.m., Jose Beltran, a cook in the
Spice Market Buffet, was preparing to open his workstation,
when he was approached by Chef Noe Banuelos. As noted
earlier, Beltran first wore a union committee leader button the
day before, May 30, on which occasion Chef Clark had com-
mented about the button. Banuelos said that Clark wanted to
see Beltran in his office, and the two men went there. The door
was closed and Beltran was told to sit down. Using Banuelos
as a Spanish language translator, Clark began to question
Beltran. According to Beltran’s testimony, Clark pointed to his
union button and asked, “Why are you doing this?” Beltran
replied, asking whether Clark meant his “union activity?”
Clark responded, “Yes.” Beltran told Clark that he was sup-
porting the Union because the benefits the Union could obtain
were better than those the hotel was presently providing. The
men discussed the insurance package that the employees pres-
ently had, and Clark asked whether Beltran had ever previously
worked in a union represented casino. As Beltran indicate no,
Clark suggested that he talk with some coworkers who had
previously worked in a union house, and they could tell him
17 Counsel for the General Counsel withdrew complaint par. 5(q)(2).
(GC Exh. 2.)
Also, the undersigned dismissed complaint paragraph 5(r) at the
hearing. This paragraph was dismissed on the basis that the General
Counsel had failed to meet his burden and establish that the named
individual, Bruce Howard, a former employee, was an agent of the
Respondent at the time of the events in question.
what it was like. Beltran replied that he was convinced that
what he was doing was right. Just before the conversation
ended, Clark is alleged to have asked Beltran whether he
“needed something in [his] station to work better, or if [Clark]
had treated [him] bad, or if [Clark] had harassed [him]?” The
conversation concluded with Beltran saying that he “only
wanted the Union because of the benefits.”
Clark denied ever discussing union buttons with Beltran.
However, in his post hearing brief, counsel for the Respondent,
while disputing that this conversation between Beltran and
Clark occurred, argues that even if it did, it did not constitute
interrogation. I disagree, and fully credit Beltran’s story. Clark
had Beltran called to his office, and in the company of another
supervisor, Banuelos, questioned Beltran about “why” he was
supporting the Union. This went way beyond a supervisor
innocently making inquiries of an open union supporter. Clark
asked if he had treated Beltran badly, or had harassed him in
some way. He was, in effect, rebuking Beltran by equating his
prounion sympathies to disloyalty. Ferguson-Williams, Inc.,
supra; Sea Breeze Health Care Center, supra. He was charac-
terizing Beltran as being ungrateful. House Calls, Inc., supra;
Equipment Trucking Co., supra. When considering the “totality
of the circumstances,” it is apparent that Clark’s interrogation
of Beltran was coercive. Rossmore House, supra; Medcare
Associates, Inc., supra. Clark made his inquiries in an accusa-
tory, hostile manner. Also, the questions were designed to
elicit a response from Beltran likely to disclose his or other
employees’ union activity. As such, the interrogation was vio-
lative of the Act.
Still later that day, May 31, at about 4:40 p.m., Clark had a
conversation with assistant buffet cook Luis Sotelo. Sotelo
testified that he first began to wear a union committee leader
button at work earlier on that date. According to Sotelo, he was
eating in the EDR when Clark approached and asked Sotelo to
go to his office. On the way, Clark apologized for refusing to
shake his hand earlier at the preshift meeting, which was appar-
ently the first time that Clark observed Sotelo wearing a union
button. Banuelos was present in the office to act as a translator,
and Clark began questioning Sotelo. Clark asked whether
Sotelo had a “problem” with his supervisors, and if he under-
stood about the company benefits. Sotelo replied that he did
not like the benefits the Company provided, and that he was
supporting the Union for the improvement of himself and his
family. Clark told Sotelo that he felt “betrayed” by the wearing
of the union button, and he asked if Sotelo were aware of the
way the Union worked. Sotelo informed Clark that he was
aware of how the Union worked, and that he previously worked
at a union represented company. Clark mentioned that he had
“never denied” Sotelo “a favor,” or “a vacation.” Sotelo re-
plied that working hard was his way of repaying the Employer.
Sotelo said that he felt badly, because Clark was taking his
support for the Union personally, and it was nothing personal
against the supervisors. He told Clark that he was his friend,
and not to take it personally. The meeting ended with Clark
and Sotelo shaking hands and giving each other a hug.
Clark denies ever talking with Sotelo about union buttons, or
speaking with him about his union activities. However, I did
not find Clark to be a particularly credible witness. I found his
ALADDIN GAMING, LLC
605
demeanor to be one of arrogance, and much of his testimony
was inherently implausible. After observing him testify at
some length, I think it likely that he did consider the wearing of
union buttons by “his cooks” to constitute a personal affront to
him. His hostile attitude was apparent by the demeanor of his
testimony, as well as by the picture painted of him by his sub-
ordinate employees who were forced to listen to his harangues
of May 30 and 31. Accordingly, I credit the testimony of
Sotelo.
By asking if Sotelo had a “problem” with his supervisors,
and by telling Sotelo that he felt “betrayed” by his wearing of
the union button, Clark was clearly engaged in unlawful inter-
rogation. He was accusing Sotelo of disloyalty, and as I have
noted above, the Board has repeatedly found such conduct to
constitute coercion. Additionally, by mentioning having “never
denied” Sotelo a favor or vacation, and by linking it to Sotelo’s
perceived disloyalty, Clark was making a veiled threat of an
unspecified reprisal if Sotelo continued with his union activity.
Medcare Associates, Inc., supra. The “totality of the circum-
stances” establishes that Clark’s meeting with Sotelo would
have reasonably had a chilling effect on the willingness of em-
ployees to engage in Section 7 activity. The fact that the meet-
ing ended in a handshake and a hug is a testament to Sotelo’s
fortitude, and should not be considered to have lessened the
coercive impact of Clark’s conduct.
Apparently, Clark was not finished meeting with union sup-
porters on May 31. Luis Herrera, a cook in the buffet, testified
that he started wearing the union committee leader button on
May 30. According to Herrera, the following day at about 5:15
p.m., Chef Banuelos summoned Herrera to Clark’s office. The
three men were alone in the office when Clark asked why
Herrera had “put on the union button?” Clark further asked
Herrera if he had a “problem working with him.” Herrera tried
to explain that he was only interested in better benefits, but
Clark said that he did not believe Herrera. Clark wanted to
know if Herrera understood the Union, and proceeded to offer
the opinion that the “Union wasn’t good for anything.” Clark
told Herrera that he “was going to have problems later on.”
Herrera testified that Clark pointed his finger at him and said,
“You’re going to take that button off right now.” Herrera re-
fused to do so, telling Clark that he was not doing anything
illegal, but only fighting for his benefits. Allegedly, Clark
laughed, and said that Herrera was “crazy.” That apparently
ended the conversation.
Clark denied having any discussion with Herrera about his
union activity or the union button. He testified that he called
Herrera, Beltran, and Sotelo into his office merely to discuss
whether they needed any other equipment or supplies for their
food stations at the buffet. He denied talking with any of them
about the Union. However, it is simply illogical to conclude
that in order to discuss such routine matters as supplies, Clark
would call each of the three cooks into his private office, along
with Banuelos acting as interpreter. Rather, it is much more
plausible that the private interviews were for the purpose of
questioning the cooks about their union activity. Timing
strongly supports the stories told by the cooks, as they were
summoned to Clark’s office either the first or second day that
they appeared at work wearing committee leader buttons on
their uniforms. For all these reasons, I continue to find Cark to
be an incredible witness. Accordingly, I credit the testimony of
Herrera as to the matters discussed in Clark’s office.
Considering the Board’s “totality of the circumstances” stan-
dard, there is no doubt that Clark unlawfully interrogated
Herrera. In asking Herrera why he was wearing a union button
and whether he had a “problem” with him, Clark was attempt-
ing to elicit a response from Herrera that likely would disclose
union activity. Clark went way beyond a simple supervisory
inquiry directed to an open union supporter. Further, in telling
Herrera that he “was going to have problems” in the future,”
Cark was making a direct threat of an unspecified reprisal for
continuing to support the union. In directing Herrera to remove
the union button, Clark was promulgating and enforcing the
Respondent’s overly broad and discriminatory rule prohibiting
employees from wearing union buttons. This conduct by Clark
directed toward Herrera would certainly interfere with, restrain,
and coerce employees in the exercise of their Section 7 rights.
However, I do not find that Clark’s comment to Herrera that
the “Union was not good for any thing” rises to the level of an
unfair labor practice. This comment is simply an expression of
Clark’s personal opinion, protected by Section 8(c) of the Act.
In my view, it would not be reasonable for employees to con-
strue this statement as a pronouncement from the Respondent
that it would be futile for them to select the Union as their bar-
gaining representative.
In an effort to clarify the various complaint allegations in-
volving Chef Clark on May 31, the undersigned would note that
the General Counsel claims that on four separate occasions
Clark interrogated four employees about their union activities.
The four employees involved were Chitanich, Beltran, Sotelo,
and Herrera. As set forth above, I conclude that except for
Chitanich, the Respondent, by Clark, did unlawfully interrogate
the other three named employees. I also find that on May 31,
Clark engaged in the other conduct alleged, with the exception
of the claim that he informed employees that it would be futile
for them to select the Union as their bargaining representative.
Based on the above, I conclude that on May 31, the Respon-
dent, by Clark, threatened its employees with unspecified repri-
sals because of their union activities and support; promulgated
and enforced an overly broad and discriminatory rule prohibit-
ing its employees from wearing union buttons; and interrogated
its employees about their union membership, activities, an
sympathies; all in violation of Section 8(a)(1) of the Act, as
alleged in complaint paragraphs 5(p)(3) and (4), 5(q)(1), (s),
and (t).
Also, I recommend dismissal of complaint paragraphs
5(p)(1) and (2).
Complaint paragraph 5(u) was amended to allege that the
Respondent on about May 30, by Brian Lerner and Michael
Welch, and on about May 31, by Cheryl Pecpec, promulgated
an overly broad and discriminatory rule prohibiting its employ-
ees from talking about the Union.18
I noted earlier in some detail the conversations that occurred
on May 30 between Brian Lerner and Luis Velasquez. It was
during the second conversation when Lerner told Velasquez
18 See GC Exh. 2.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
606
that he could wear his union button, but “to be careful not to be
talking about the Union while [he] was working because the
fact is that they could fire [him] because of that.” As Lerner
did not testify, Velasquez’ testimony is unrebutted.
Also, I noted earlier the conversation on May 30 between
Michael Welch and Azucena Felix where they discussed the
Union. It was during that conversation that, according to Felix,
Welch said that while he respected her feelings about the Union
that, “he was only advising [her] to talk about the Union during
[her] free time, before or after work, or during [her] break at
lunch, at the ER.” She testified that Welch then gave her an
example, explaining that “if [she] talked about the Union dur-
ing [her] work hours, it would be like if [she] would be selling
Avon there, and commercializing a product.” She was advised,
“to talk about [the Union] only during [her] free hours.” While
Welch testified about this conversation, he equivocated about
precisely what he said to Felix. However, it appears to me that
he understood the Respondent’s policy as prohibiting employ-
ees from talking about the Union while at work except when
“on break.” This was apparently what he told Felix. It is cer-
tainly similar to Felix’s testimony, and I credit her version in
full.
Jimmy Esteban was a porter in the Respondent’s housekeep-
ing department. He testified that he first began wearing a union
committee leader button on May 31. On that date at approxi-
mately 12:45 p.m., he was eating lunch in the EDR when ap-
proached by Cheryl Pecpec, assistant housekeeping manager.
She told Esteban she wanted to talk with him, and after he fin-
ished eating, he made his way to her office. Another house-
keeping supervisor was also present. According to Esteban,
Pecpec said that another employee had complained that Esteban
was bothering her at work about the Union. Allegedly, Pecpec
told Esteban that he was “not in trouble, but [he] cannot engage
in union activity in the hallway.” Esteban testified that he was
not disciplined as a result of the incident. Pecpec testified that
the complaint she received about Esteban concerned his attempt
to get a fellow employee to sign a union card during working
time. However, a written statement, which she apparently
placed in Esteban’s personnel file on approximately the same
date as the incident occurred, contradicts her oral testimony. In
this statement she does not mention union cards, but states that
she told Esteban that, “he could talk about the union all he
wanted in the EDR before or after work or during his lunch
break but to please not be doing it upstairs.” (R. Exh. 38.) I am
of the view that Pecpec’s written statement, being much closer
in time to the incident, is likely more accurate than her testi-
mony. It is similar to Esteban’s testimony, which I find credi-
ble.
The Board has held that an employer violates the Act when it
imposes talking restrictions in order to prevent employees from
talking about the union. Hausner Hard-Chrome of Kentucky,
Inc., 326 NLRB 426, 428 (1998). While an employer may
lawfully prohibit solicitation during working time, mere talking
about a union does not constitute solicitation and, therefore,
does not violate a “no solicitation” rule. Industrial Wire
Prods., 317 NLRB 190, 190 (1995); Lamar Industrial Plastics,
Co., 281 NLRB 511, 513 (1986); Sara-Tahoe Corp., 216
NLRB 1039, 1042 (1975). The Respondent maintains a written
policy against solicitation, however, that rule does not extend to
mere talking.19 (R. Exh. 4, p. 35.) Further, there was ample
testimony from various witnesses that the employees customar-
ily engaged in conversations about non-work related matters
during working time. It is established Board law that an em-
ployer violates the Act when employees are forbidden to dis-
cuss unionization during working time, but are free to discuss
other subjects unrelated to work, particularly when the prohibi-
tion is announced or enforced only in response to specific union
activity in an organizational campaign. Jensen Enterprises,
339 NLRB 1162 (2003); Willamette Industries, 306 NLRB
1010, 1017 (1992); Orval Kent Food Co., 278 NLRB 402, 407
(1986). Such is the evidence in the matter before me.
I have accepted the testimony of the above-employee wit-
nesses and conclude that Supervisors Lerner, Welch, and
Pecpec each warned an employee that he/she was not permitted
to talk about the Union during working time. In so doing, they
were promulgating an overly broad and discriminatory rule
prohibiting employees from talking about the Union. Accord-
ingly, I conclude that the Respondent violated Section 8(a)(1)
of the Act, as alleged in complaint paragraph 5(u).
Complaint paragraphs 5(v)(1), (2), and (3) alleges that on
about May 31, the Respondent, by Keith Kawana, interrogated
its employees about their union membership, activities, and
sympathies; solicited employee complaints and grievances, and
promised its employees increased benefits and improved terms
and conditions of employment if they refrained from union
organizational activities; and threatened its employees with
unspecified reprisals because of their union activities and sup-
port.
Pablo Blanco was employed by the Respondent as a busboy
in the buffet. He first wore a union committee leader button at
work around May 31. He testified that Keith Kawana ap-
proached him on that date and asked him, “Why was [he] with
a union?” Blanco responded that he was supporting the Union
to get better insurance, and because the Union “could protect
[him].” According to Blanco, Kawana asked, “[I]f he could
help [Blanco] in any way?” Blanco told Kawana that he was
fine, and allegedly Kawana replied that Blanco should “re-
member a favor that [Kawana] had done for [him].” That was
apparently the end of the conversation. As Kawana did not
specifically address these allegations when he testified,
Blanco’s testimony stands unrebutted.
In reviewing the statements made by Kawana in the context
of the Board’s “totality of the circumstances” standard, I am of
the opinion that Kawana’s inquiry as to why Blanco was sup-
porting the Union constituted unlawful interrogation. This
question cannot be considered merely an innocent inquiry di-
rected at an open union supporter in light of the other state-
ments made by Kawana, which constituted unfair labor prac-
tices. Kawana asked if he could help Blanco in any way. In
the context of a conversation about the Union, this was clearly
a solicitation of grievances. The Board has typically held that
19 The policy defines solicitation to include “requesting charitable
donations, invitations to social events, advertisements for home sales,
parties, or requests for support for or agreement with an outside group,
organization, cause or activity.”
ALADDIN GAMING, LLC
607
“[a]bsent a previous practice of doing so, the solicitation of
grievances during an organizational campaign accompanied by
a promise, express or implied, to remedy such grievances vio-
lates the Act.” Maple Grove Health Care Center, 330 NLRB
775, 775 (2000). When an employer solicits the grievances, but
does not remedy them, there is nevertheless a rebuttable pre-
sumption that the employer is going to remedy them. Id. The
promise need not be specific or explicit. Grouse Mountain
Associates II, 333 NLRB 1322, 1324 (2001). As the Respon-
dent did not rebut Blanco’s testimony that the statements were
made, nor offer any evidence that it had a past practice of solic-
iting grievances, I must conclude that the solicitation consti-
tuted a violation of the Act. Similarly, Kawana’s statement that
Blanco should “remember a favor” done for him was a not very
subtle characterization of Blanco as an ungrateful union sup-
porter. The Board has found such statements to constitute
unlawful threats of reprisal. Equipment Trucking Co., supra;
House Calls, Inc., supra.
Based on the above, I view Kawana’s comments to Blanco in
their totality to be coercive, and to clearly interfere with and
restrain employees in the exercise of their Section 7 rights.
Accordingly, I find that on about May 31, the Respondent, by
Kawana, interrogated its employees about their union activities;
solicited employee grievances and promised increased benefits
if they refrained from union activities; and threatened employ-
ees with unspecified reprisals because of their union support;
all in violation of Section 8(a)(1) of the Act, as alleged in para-
graphs 5(v)(1), (2), and (3) of the complaint.
It is alleged in complaint paragraph 5(w) that in or about the
end of May, the Respondent, by Marlene Nazal and Keith Ka-
wana, engaged in surveillance of its employees to discover their
union activities.
This allegation is apparently based solely on the testimony of
employee Joe Trevino, who was a food server in the Zanzibar
Cafe. He testified that since the union campaign began at the
end of May, he has noticed Keith Kawana “following [him]
throughout [his] work stations and [his] duties throughout the
day more than what is considered . . . normal.” According to
Trevino, he has also observed Kawana talking with Trevino’s
customers, distributing business cards, and asking the custom-
ers “if anything’s wrong” approximately five times since the
end of May. Trevino indicated that Kawana had not engaged in
this conduct before the commencement of the union campaign.
Also, Trevino testified that since the start of the campaign,
Marlene Nazal has been following him around as he performs
his work. While the complaint plainly alleges that these were
instances of surveillance by the Respondent in an effort to dis-
cover Trevino’s union activity, the implication from Trevino’s
testimony was that Nazal and Kawana were more closely su-
pervising him in an effort to uncover an act of misconduct for
which he could be disciplined, and that Kawana was encourag-
ing customers to file complaints against him.
Nazal denied following Trevino around the Café. Kawana
testified at some length about his job duties and responsibilities.
These include walking through the dining room and determin-
ing whether the guests are receiving proper service. He testi-
fied that 80 percent of his time is occupied interacting with
guests, including handing out his business card. Kawana de-
nied ever soliciting a written statement from a guest about poor
service, but acknowledged that if a customer asked to make
such a complaint, the opportunity would be provided to the
customer. Kawana generally denied Trevino’s accusations.
I do not credit these claims by Trevino. As counsel for the
Respondent points out in his post-hearing brief, Trevino pre-
pared eight “incident reports” for the Charging Party since
May 30, where he reported on unusual or suspicious conduct by
the Respondent’s managers. However, these reports do not
contain a single allegation that Nazal or Kawana were “follow-
ing” him around the Café. It is at least somewhat suspect that
Trevino did not consider them significant enough to mention in
the reports apparently prepared with a view to filing unfair
labor practice charges, but when testifying explained them as
something highly unusual and out of the ordinary. I believe
that with the passage of time, Trevino has embellished and
exaggerated what in all likelihood was merely the normal per-
formance of Nazal and Kawana’s job duties.
Nazal was the Zanzibar Café assistant manager, and Kawana
was the manager for both the Spice Market Buffet and the Zan-
zibar Cafe. They held responsible positions on behalf of the
Respondent requiring them to spend considerable time in these
restaurants ensuring that customers received excellent service,
and that the restaurant employees properly performed their
jobs. I see no credible evidence that these managers were do-
ing anything other than performing their job duties to the best
of their ability. There is simply no probative evidence that
Nazal or Kawana were engaged in unlawful surveillance of
Trevino in an effort to discover his union activity, as alleged in
the complaint, or for any other reason violative of the Act.
Accordingly, I shall recommend dismissal of complaint para-
graph 5(w).
Complaint paragraph 5(x) alleges that since in or about the
end of May, the Respondent, by Keith Kawana, encouraged
customers to complain about its employees because of their
union activities and support. Complaint paragraph 5(y) alleges
that since in or about the end of May, the Respondent, by
Marlene Nazal, engaged in closer supervision of its employees
because of their union activities and support. However, the
allegations in these two complaint paragraphs were already
covered fully in the discussion of paragraph 5(w). Once again,
the only evidence offered was that of the testimony of Joe
Trevino, whose testimony I found to be incredible. I am of the
belief that regarding these specific matters, Nazal and Kawana
were engaged in the lawful performance of their job duties, and
were not in violation of the Act.
Accordingly, I shall recommend the dismissal of complaint
paragraphs 5(x) and (y).
It is alleged in complaint paragraph 5(z) that on about June
1, the Respondent, by Charles Clark, interrogated its employees
about their union membership, activities, and sympathies.
However, I was unable to determine any evidence offered by
either counsel for the General Counsel or counsel for the
Charging Party in support of this allegation. Accordingly, I
shall recommend the dismissal of complaint paragraph 5(z).
Complaint paragraph 5(aa) alleges that on about June 2, the
Respondent, by Keith Kawana, interrogated its employees
about their union membership, activities, and sympathies.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
608
Dinora Hernandez and Eva Carrasco were employed by the
Respondent as bussers in the Zanzibar Café. Both women testi-
fied about the same incident in essentially the same way. Each
was a union committee leader who began to wear the union
button at the end of May. On either June 1 or 2, at about 4
p.m., they were performing their duties when approached by
Keith Kawana. He asked them to leave their workstations and
speak with him in the hallway. According to Hernandez, once
in the hallway he asked them if they had been “forced” to be-
come union supporters. The women indicated that they sup-
ported the Union voluntarily. However, allegedly Kawana
persisted and asked, “[W]hy [they] were doing this?” He also
asked, “[I]f he had failed [them] in any way?” The women
indicated that he had not failed them, but, rather, they were
interested in the Union in order to obtain better benefits. Her-
nandez testified that she was “a little nervous” during the con-
versation, although she characterized it as friendly. According
to Carrasco, the conversation ended with Kawana saying that
he still considered them his friends, and giving each a hug.
During his testimony, Kawana did not mention this incident.
Therefore, the testimony of Hernandez and Carrasco stands
unrebutted.
Once again, I must decide whether a conversation between a
supervisor and employees constituted unlawful interrogation
under the Board’s “totality of the circumstances” standard. I
believe that it did. Kawana did not merely ask open union sup-
ports why they were in favor of the Union. He began the con-
versation by asking if they had been “forced” to support the
Union. He asked if he had “failed” them in some way, and that
was why they had sought union support. In my opinion, these
were probing questions intended to elicit information concern-
ing the extent of the employees’ union activity. For this reason,
the questions were coercive. Further, in getting the employees
to acknowledge that he had not “failed” them, Kawana was
suggesting that they were being disloyal to him by their support
for the Union. The Board holds such statements to be unlawful.
House Calls, Inc., supra; Equipment Trucking Co., supra. The
fact that Kawana acted in a friendly manner could have made
the interrogation even more coercive, as the employees were
more likely to believe that Kawana spoke for management.
Acme Bus Corp., supra.
I am of the view that this conversation would reasonably
tend to interfere with, restrain, and coerce employees in the
exercise of their Section 7 rights. Accordingly, I conclude that
on about June 2, the Respondent, by Keith Kawana, interro-
gated its employees about their union membership, activities,
and sympathies, in violation of Section 8(a)(1) of the Act, as
alleged in complaint paragraph 5(aa).
Paragraph 5(bb) of the complaint alleges that on about June
2, the Respondent, through Carrie Polaski, interrogated its em-
ployees about their union membership, activities, and support.
Sherry Lynn was employed by the Respondent as a bar-
tender. She was a union committee leader who first wore her
union button at work on June 2. According to Lynn, she was
called to the office by her supervisor, Carrie Polaski, the bever-
age manager, shortly after she arrived at work. Lynn testified
that Polaski started the conversation by asking whether she was
happy working at the hotel. When Lynn responded in the af-
firmative, Polaski asked why she was supporting the Union.
Lynn explained that the Respondent had been good to her, but
not to some of her friends. According to Polaski, she asked for
examples, and Lynn gave the substance of an incident with one
of her friends who was allegedly told by a manager that she
was too old to be a cocktail waitress. However, Lynn refused
to name the employee involved when asked to do so by Polaski.
Lynn indicated that the meeting ended on a friendly note, with
the women hugging. She testified that during the meeting she
had not been intimidated by Polaski, and that she was custom-
arily in Polaski’s office as much as once a month. For the most
part, Polaski’s testimony was similar to that of Lynn’s testi-
mony. According to Polaski, Lynn was frequently in her office,
but she could not recall whether on this occasion she asked
Lynn in, or whether Lynn simply came on her own. Polaski
testified that she did not feel that her meeting with Lynn consti-
tuted interrogation, as she was merely asking “general ques-
tions.”
I am of the view that Polaski’s questions were more than just
general. Rather, they were specific and intended to elicit a
response from Lynn likely to disclose her or others’ union ac-
tivities. The subject of the Union was brought up in connection
with whether Lynn was happy at the hotel. Lynn indicated that
she was happy. However, after finding out from Lynn that
some of her friends were unhappy, Polaski asked for examples,
and she wanted to know the names of specific employees in-
volved. This was more than simple “small talk.” It was a con-
versation with a purpose. Polaski asked her questions with the
intention of learning what she could about the involvement of
Lynn and her friends in the union campaign. These questions
went beyond merely asking an open union supporter for her
personal feelings about the Union. Under the Board’s “totality
of the circumstances” standard, Polaski’s questions constituted
unlawful coercion. Rossmore House, supra; Medcare Associ-
ates, Inc., supra. The questioning occurred in Polaski’s private
office, and while Lynn had been there before, and testified that
she was not intimidated, her fortitude in resisting Polaski’s
pressure did not diminish the coercive nature of the interroga-
tion. The Board has held that the test of whether there is a vio-
lation of the law is whether the conduct reasonably tended to
interfere with the free exercise of employees’ rights under the
Act. J. P. Stevens & Co., supra.
The conversation in Polaski’s office would reasonably tend
to diminish the willingness of employees to engage in future
union activity. Accordingly, I find that on about June 2, the
Respondent, by Carrie Palowski, interrogated its employees
about their union membership, activities, and sympathies, in
violation of Section 8(a)(1) of the Act, as alleged in complaint
paragraph 5(bb).
It is alleged in complaint paragraphs 5(cc)(1) and (2) that on
about June 4, the Respondent, by Tracy Sapien, engaged in
surveillance of its employees’ union activities, and interrogated
its employees about their union membership, activities, and
sympathies.
Tracy Sapien was the Respondent’s vice president of human
resources. Sheri Lynn was employed by the Respondent as a
bartender, and Julie Wallack was employed as a cocktail server.
There is no significant disparity about the event over which
ALADDIN GAMING, LLC
609
they testified. As noted earlier, Lynn and Wallack were union
committee leaders.
On about June 4, Lynn and Wallack were having lunch to-
gether in the employee dining room (EDR). All employees,
including supervisors and managers can eat in the EDR, and
frequently do. While still on their lunch break, Wallack and
Lynn engaged a number of buffet servers seated at a table next
to them in conversation about whether they would like to sign
union cards. As they did so, Sapien, who was apparently also
eating lunch in the EDR, approached the table where the buffet
servers were seated. Sapien excused the interruption and said,
“I would like to make sure you have all of the facts before you
sign that card.” Further, Sapien said that an employee signing a
union card should understand that what she was signing was
“legal and binding,” and that if the Union ever became the col-
lective-bargaining representative, the “card authorizes union
dues to start coming out of [the card signer’s] pay check.”
Lynn assured Sapien that she had given the buffet servers all
the facts, and she would not lie to them. There was then a con-
versation about union benefits including insurance, with Sapien
offering the opinion that there was no guarantee that even if the
union organizing campaign were successful that the hotel em-
ployees would get different medical insurance. Sapien ex-
plained the collective-bargaining process. She gave as an ex-
ample the Respondent’s warehouse employees, who were rep-
resented, but had retained the benefit package the hotel pro-
vided before there was a collective-bargaining representative.
Sapien mentioned that union dues were $32.50 a month, and
Lynn indicated that she had already told the servers about dues.
Then Sapien said that it “looked like [Lynn] had all [her] bases
covered,” and she walked away. Wallack testified that the
conversation with Sapien lasted about 8 minutes.
Sapien testified that when she walked over to the employees,
she believed that she had the right to express her opinion on the
union organizing campaign. Further, she indicated that in her
capacity with the Respondent she had spoken with groups of
employees about “all sorts of issues.” Sapien ordinarily eats
lunch in the EDR, but normally with human resource employ-
ees. She does not usually sit with uniformed employees. She
acknowledged that as she approached the table the servers were
seated at, she was aware they were talking about signing union
cards, which were in plain view. It was Sapien’s position that
she approached the employees with the intention of giving them
“the facts.” She denied that her intention was to convince the
employees that it was not in their best interest to sign union
cards. Lynn testified that Sapien’s presence made her “a little
nervous,” and Wallack described Sapien’s manner as “very
strong . . . very intimidating.”
This issue does not revolve around credibility. I found Sa-
pien to be a generally credible witness who, I am sure, had
good intentions when she approached the employees. I have no
doubt she intended to give the employees “the facts.” Of
course, it would be naive to assume that those facts would not
have been tendered with a bias for the Employer. That was her
job. This was not an employer that was welcoming the Union
into its facility. It is clear from this record that the Respondent
was opposing the Union’s organizing efforts, which it had the
right under the law to do. However, the question remains
whether Sapien, with good intentions or not, violated the Act
by her actions and statements.
To begin with, I do not believe that Sapien engaged in
unlawful interrogation. She asked no questions of the employ-
ees. There was no effort to elicit any information from the
assembled employees about union activities or sympathies.
Still, the more difficult issue is whether she engaged in unlaw-
ful surveillance. There is no dispute that the employees were in
a public place20 conducting union business. Thus, their expec-
tations of privacy should have been quite limited. Had Sapien
merely walked by the table and said nothing, there would be no
legitimate complaint of surveillance. The problem is she spoke
up, offering her opinion on the propriety of signing a union
card, its legal ramifications, the cost of union dues, the nature
of collective bargaining, and the possible results of the Union
successfully organizing the hotel.
The Board has held that while an employer does not neces-
sarily violate the Act when a supervisor observes open union
activity, it does when a supervisor acts out of the ordinary so as
to interfere with lawful activity. See Carry Cos. of Illinois, 311
NLRB 1058 (1993); enfd. in pertinent part 30 F.3d 922 (7th
Cir. 1994); Eddyleon Chocolate Co., 301 NLRB 887, 888
(1991); Metal Industries, 251 NLRB 1523 (1980). In the mat-
ter at hand, Sapien was acting out of the ordinary. She went up
to a table of uniformed employees in the EDR, and proceeding
to engage them in a group conversation. While this was un-
usual in itself, the topic she discussed with them was even more
unusual, that being the signing of union cards. Sapien inter-
jected herself into the conversation. She was not invited to
participate by virtue of being asked a question. Rather, she
observed what was going on, interrupted the flow of the con-
versation, and began to make statements that would certainly, at
a minimum, cause employees to pause before proceeding to
sign union cards.
Observing the activities of the employees without more was
not surveillance, because the employees chose to conduct those
activities out in the open. Also, I would have no problem with
Sapien commenting about these matters, assuming she had been
invited into the conversation. However, by interjecting herself
she was in effect taking over the conversation. As the vice
president of human resources, this was the logical consequence
of participating in a conversation among employees. The inci-
dent was highly unusual, and it interfered with the conduct of
the employees’ legitimate union activities. I conclude that it
constituted unlawful surveillance of the employees’ Section 7
activity. It would certainly effect the willingness of employees
to engage in further union activity.
Based on the above, I conclude that on about June 4, the Re-
spondent, by Tracy Sapien, engaged in surveillance of its em-
ployees’ union activities, in violation of Section 8(a)(1) of the
Act, as alleged in paragraph 5(cc)(1) of the complaint. How-
ever, I shall recommend that complaint paragraph 5(cc)(2) be
dismissed.
It is alleged in paragraph 5(dd) of the complaint that on
about June 6, the Respondent, by Joe Marzan, interrogated its
20 The EDR was public in the sense that all employees had access to
it, not the general public.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
610
employees about their union membership, activities, and sym-
pathies.
Joe Marzan was the Respondent’s EVS21 manager. Esther
Duhart was employed as a lead porter in the EVS department.
She was a union committee leader and wore a union button at
work. According to Duhart’s testimony, on June 6, at approxi-
mately 4:55 p.m., she was waiting for the elevators on the fifth
floor when approached by Marzan. She was wearing her button
at the time. Marzan allegedly said hello, looked at her button
and asked, “[I]f [she] knew who and how many people had
signed for the Union?” Duhart testified that she replied in the
negative, and then Marzan asked her “why [she] did it?” She
responded that she “did it because of the benefits, because of
the medical insurance, and because [she] thought it was best for
[her] and [her] co-workers.” That allegedly ended the conver-
sation. However, on cross-examination, counsel for the Re-
spondent pointed out to Duhart that in an incident report that
she gave to the Union on the date that the incident allegedly
occurred, she placed the date as June 4, and the time of the
incident at 9:20 a.m. She ultimately admitted that, while she
was sure of the incident, she might be mistaken as to the date
and time.
Marzan testified that he recalled only one conversation with
Duhart where the subject of the Union was mentioned. Accord-
ing to Marzan, it took place one morning after the union but-
tons first appeared, at about 9 a.m. on the fifth floor, out side
the supply room, and Manuel Vizcarra, an EVS supervisor, was
present. Marzan testified that he only remembered the conver-
sation “vaguely,” but recalled saying “in general, “What do you
think about all this?” Allegedly Duhart responded, “I think it’s
a little too late.” He denied asking Duhart whether she or oth-
ers had signed union cards. When he testified, Manuel Viz-
carra basically supported Marzan’s testimony. Vizcarra re-
called Marzan asking only the question, “What do [you] think
about what’s going on?” He also claimed that this comment
was made in general, and not directed to anyone in particular.
Vizcarra denied hearing any question by Marzan about whether
anyone was supporting the Union.
I did not find Marzan and Vizcarra to be credible. Their tes-
timony was inherently implausible. It makes no sense that
Marzan asked, allegedly in a vacuum, “What do you think
about this?” There must have been something else said, proba-
bly both before and after the statement that Marzan testified
about. If there had been nothing more said, it strains credulity
to believe that Marzan and Vizcarra could have even recalled
the conversation. I do not accept their sanitized version of the
conversation. Rather, Duhart’s version is much more plausible,
and I believe that Marzan asked her who and how many people
had signed union cards, and why she had done so. Such a
statement would have been worth reporting to the Union, which
was apparently what she did by submitting an incident report.
The fact that by the time she testified she had perhaps forgotten
the date and time of the incident is largely inconsequential.
What is important is that she credibly testified about the sub-
21 This was the housekeeping department where the housekeepers
and porters worked.
stance of the conversation with Marzan and his questions di-
rected to her.
Marzan’s questions constituted unlawful interrogation. By
asking who and how many people had signed union cards, and
why she had done so, Marzan was obviously eliciting a re-
sponse from Duhart intended to disclose privileged information
about her and others’ union activities. Under the Board’s “to-
tality of the circumstances” standard, Marzan’s questions were
coercive. The nature of the information sought by the supervi-
sor went to the heart of employees’ Section 7 actively, namely
the number and names of those employees who had signed
union cards. I can imagine few questions asked of an em-
ployee, which would be more likely to interfere with, restrain,
or coerce that employee in the exercise of Section 7 rights.
Marzan’s questions would reasonably have a chilling effect on
the willingness of employees to continue to engage in union
activity.
Accordingly, I conclude that on about June 6, the Respon-
dent, through Joe Marzan, interrogated its employees about
their union membership, activities, and sympathies, in violation
of Section 8(a)(1) of the Act, as alleged in complaint paragraph
5(dd).
It is alleged in paragraph 5(ee) of the complaint that on about
June 6, the Respondent, by Stacey Briand, engaged in surveil-
lance of its employees’ union activity.
Stacey Briand was the Respondent’s director of human re-
sources. As noted earlier, employee Azucena Felix was a union
committee leader. Felix testified that on June 6 at about 1: 50
p.m. in the EDR, she was speaking to a table of housekeepers,
having been summoned while on break because one of the
housekeepers, Adelia Bueno, wanted to sign a union card.
According to Felix, as Bueno was signing the card, Briand
came over to the table and directed some comments to Bueno.
Briand said that “[Bueno] shouldn’t be signing things that she
wasn’t sure about, because what she was signing was some-
thing like a contract, and that [Felix] was probably promising
something that [Felix] wasn’t going to be able to give her.”
Because Bueno did not understand much English, Felix trans-
lated for her. Briand asked what Felix was saying, and Felix
said she was merely translating for Bueno. Briand then left the
table.
While Briand testified at the hearing, she did not testify
about this particular incident. Therefore, Felix’s version of the
conversation stands unrebutted. Also, as I have discussed ear-
lier, the EDR is a public area in the sense that it is open to all
employees, including supervisors, who use it during their lunch
and break periods.
The employees who chose to conduct union activity in the
EDR should have done so with a diminished expectation of
privacy, because of the public nature of the room. However,
while an employer does not necessarily violate the Act when it
observes open union activity, it does when it acts out of the
ordinary and interferes with lawful union activity. Carry Cos.
of Illinois, supra; Eddyleon Chocolate Co., supra; Metal Indus-
tries, supra. That is what Briand did when she stopped, unin-
vited at the table where union cards were being displayed, and
attempted to discourage Bueno from signing a card. Discour-
agement is the only way to characterize Briand’s statement to
ALADDIN GAMING, LLC
611
Bueno. Certainly this constituted direct interference with the
assembled employees’ union activity. It was also out of the
ordinary, as Felix testified that Briand had never previously
spoken to her in the EDR.
Briand’s words and unusual actions were calculated to dis-
suade Bueno from signing the union card, and created the im-
pression that management was monitoring employees’ union
activities. Briand had gone way beyond merely observing an
open display of union activity. She had, uninvited, interjected
herself into that union activity with the obvious aim of putting a
stop to it. Under these circumstances, Briand’s actions, which
were out of the ordinary, interfered with the employees’ lawful
union activity and were violative of the Act.
Accordingly, I conclude that on about June 6, the Respon-
dent, by Stacey Briand, engaged in surveillance of its employ-
ees’ union activities, in violation of Section 8(a)(1) of the Act,
as alleged in paragraph 5(ee) of the complaint.
Complaint paragraph 5(ff) alleges that on about June 6, the
Respondent, by Tracy Sapien, interrogated its employees about
their union membership, activities, and sympathies. The only
evidence offered in support of this allegation was the testimony
of porter Pedro Villareal. He was not a union committee
leader, and did not wear a button.
Villareal testified that on June 6 at approximately 9:15 a.m.,
he attended a meeting of about 20 employees. Apparently a
number of managers were present, including Tracy Sapien, the
Respondent’s vice president of human resources. According to
Villareal, at some point Sapien asked, “What benefits could the
Union give [him]?” He allegedly responded that “medical
insurance was going to be better,” and also that the employees
were better protected with the Union representing them. How-
ever, Villareal does not place this question from Sapien in any
context. He indicated that he recalled no other questions being
asked.
Although Sapien testified, she did not comment on this inci-
dent. Therefore, Villareal’s testimony is unrebutted. Even so,
without more, the question from Sapien standing alone does not
constitute unlawful interrogation. I assume the question did not
occur in a vacuum, and that there was some discussion about
the Union, which preceded the question. In that context, Sa-
pien’s question as to what benefits Villareal expected from the
Union was not coercive. He was apparently surrounded by 20
fellow employees, and there was apparently no attempt made to
single out Villareal, or to question him about his union activity
or support. It does not seem that the question was asked in an
accusatorial or hostile manner, and Villareal did not indicate
that he ever identified himself as a union supporter, assuming
he actually was one.
Under the Board’s “totality of the circumstances” standard,
Sapien’s question, standing alone, did not constitute unlawful
interrogation. It did not coerce Villareal in the exercise of his
Section 7 activity. Accordingly, I shall recommend that com-
plaint paragraph 5(ff) be dismissed.
The General Counsel alleges in complaint paragraph 5(hh)
that in about mid-June, the Respondent, by Joe Marzan, Sandra
Eastridge, and Tracy Sapien solicited employee complaints and
grievances, and promised its employees increased benefits and
improved terms and conditions of employment if they refrained
from union organizational activities.22
The General Counsel
has never moved to amend this complaint paragraph. However,
during the hearing the parties did stipulate that Frank Vinola
was the Respondent’s vice president of hotel services and a
supervisor and agent of the Respondent within the meaning of
the Act. This is significant, because the only evidence offered
in support of this complaint allegation was an alleged statement
made by Vinola. While counsel for the Respondent asks in his
post-hearing brief that this allegation be dismissed since the
complaint was never amended to correct the deficiency, he
acknowledges that there was some evidence offered of Vinola’s
involvement. However, counsel for the Respondent argues that
what ever Vinola said did not constitute a violation of the Act.
In any event, counsel clearly meets the issue by offering rebut-
ting evidence, and, so, the Respondent has not been prejudiced
by the failure of the General Counsel to amend the complaint.
As the issue was fully litigated before me, I decline to dismiss
this complaint paragraph simply for the failure to add Vinola’s
name to the allegation.
Pedro Villareal testified about a second meeting for porters,
held approximately 1 or 2 weeks after the first meeting. There
were 25 to 30 employees in attendance and management was
represented by a number of people including “Frank,” a vice
president. Allegedly, Frank said that he was present to listen to
the employees’ problems. One of the problems mentioned was
“more time to get to the Aladdin before work hours.” By this
reference, Villareal apparently meant the desire that some em-
ployees had to be able to access the facility early, before they
were scheduled to work. Villareal claimed that Frank asked
how much time the employees need, and a number of employ-
ees offered suggestions. Finally, Frank is alleged to have di-
rected someone from human resources to extend the time em-
ployees were permitted to arrive at the facility early by 30 min-
utes, to a total of 90 minutes.
While the Respondent offered no evidence directly rebutting
the testimony of Villareal, there was indirect evidence offered.
Stacy Briand testified that the Respondent’s written policy on
employee access to the facility prior to the start of an em-
ployee’s shift has not changed since May 1, 2002. That policy
states that an employee “may be on premises in back of house
areas no more than one (1) hour prior to the start of his/her shift
and no more than 30 minutes after his/her shift ends.” (See R.
Exh. 39.) Accordingly, it appears as if there has been no
change in the Respondent’s policy, along the lines that Villareal
testified were ordered by Vinola.
I am of the view that the evidence offered by the General
Counsel is inadequate to establish the alleged violation. I found
Villareal’s testimony somewhat dubious on the matters alleg-
edly raised by supervisors at both meetings he attended. Al-
though the Respondent did not specifically deny that the words
alleged were spoken, Villareal was not able to identify the al-
leged speaker except by his first name, “Frank.” Further, it is
clear from Briand’s testimony and the written record that the
Respondent’s policy has not been changed, as Villareal claimed
that human resources was ordered to do.
22 Counsel for the General Counsel withdrew complaint pars.
5(gg)(1), (2), and (3). See GC Exh. 2.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
612
Therefore, I find that the evidence offered concerning this
incident is too ambiguous to warrant the finding of an unfair
labor practice. The General Counsel has failed to meet his
burden of proof. Accordingly, I shall recommend that com-
plaint paragraph 5(hh) be dismissed.
It is alleged in complaint paragraph 5(ii) that on about June
19, the Respondent, by Anthony Paul, interrogated its employ-
ees about their union membership, activities, and sympathies.
The Respondent employed Paul as a chef. John CiCillo was
employed as a food server in the Zanzibar Café. CiCillo was
also a union committee leader, who began wearing a union
button in early June.
About a week after he started wearing his button, CiCillo
was approached by Chef Paul in the Zanzibar kitchen. Accord-
ing to CiCillo, Paul pointed to his button and asked, “What’s
this for?” CiCillo told Paul that he was not allowed to discuss
it on the floor, to which Paul allegedly responded, “Well, have
we been that unfair to you?” CiCillo replied that Paul had not
been unfair to him, and that this had nothing to do with man-
agement, but rather with insurance benefits and pensions. Paul
commented that he could understand that, at which point the
conversation apparently ended. Paul did not testify, although
the Respondent tried to rebut CiCillo’s testimony by showing
that CiCillo did not actually work on June 19, the date alleged
in the complaint. (See schedule, R. Exh. 41.) However,
whether CiCillo worked or not on June 19 is dispositive of
nothing, as the complaint alleges only that the interrogation
occurred on or about June 19. CiCillo testified in a credible
manner, and the Respondent did not offer Paul’s testimony.
Thus, CiCillo’s testimony remains unrebutted.
Again, I must determine whether the words spoken by a su-
pervisor to an employee constituted unlawful interrogation. I
am of the opinion that under the Board’s “totality of the cir-
cumstances” standard, Paul’s comments did tend to coerce
CiCillo in the exercise of his Section 7 rights. Paul went be-
yond merely inquiring about the button that an open union sup-
porter was wearing. He asked CiCillo whether management
had been unfair to him. In so doing, Paul was suggesting that
CiCillo’s support for the Union constituted disloyalty to the
Respondent. As noted above, the Board has found such a re-
buke of an employee to be unlawful. Ferguson-Williams, Inc.,
supra; Medcare Associates, Inc., supra at 941. Paul’s comment
was intended to elicit a response from CiCillo likely to disclose
privileged information about his or others’ union activity.
Based on the above, I find that Paul’s comments to CiCillo
constituted unlawful interrogation. Accordingly, I conclude
that on about June 19, the Respondent, by Anthony Paul, inter-
rogated its employees about their union membership, activities,
and sympathies, in violation of Section 8(a)(1) of the Act, as
alleged in complaint paragraph 5(ii).
Paragraph 5(jj) of the complaint alleges that on about June
26, the Respondent, by Marlene Nazal and Brian Lerner, prom-
ulgated an overly broad and discriminatory rule prohibiting its
employees from talking to one another.
Elisabeth Peuser was employed as a food server in the Zan-
zibar Café. She was also a union committee leader who wore a
union button beginning on May 31. Peuser testified that around
mid-June she had a conversation with her supervisor, Marlene
Nazal, in which she complained that a busser who was working
in a food server position was given “better stations” than the
regular servers. Nazal allegedly defended the busser, saying
that she did good work, and “everyone’s jealous” of her. There
was also some discussion about how the bussers and servers
were impacted by tips. Nazal did not testify about this conver-
sation, and, so, Peuser’s testimony was unrebutted. However, it
is important to note that there was no mention of the Union in
the conversation.
According to Peuser, later in the afternoon, Nazal ap-
proached her and said that Brian Lerner, the Zanzibar Café
manager, “[D]oesn’t want anybody speaking with each other on
the floor, any bussers or servers to each other.” That was all
that was said, and again it is important to note that there was no
mention of the Union.
The General Counsel alleges that this statement by Nazal,
supposedly from Lerner, promulgated an overly broad and dis-
criminatory rule prohibiting employees from talking with each
other. I disagree. In my view, this is “much ado about noth-
ing.” First of all, there was no mention of the Union, and no
indication that this was an effort by the Respondent to prevent
employees from discussing the Union. Nor does this appear to
me to be an effort by the Respondent to prevent the employees
from engaging in protected concerted activity by prohibiting
them from discussing wages, hours, or working conditions.
Management in the Zanzibar Café was confronted with a
disagreement between the bussers and the servers over the re-
ceipt of tips. In an effort to not have this disagreement become
worse, and possibly effect service to customers, Nazal men-
tioned to Peuser that Lerner did not want the bussers or servers
talking with each other. While the statement was inarticulately
spoken, it should have been obvious to Peuser that Lerner
meant talking about the tip dispute in the area where customers
were served. There is simply no need to make more of this
than was actually intended. I see no evidence that the “rule”
was anything other than a one-time statement addressed to a
specific problem. Nor was evidence presented which would
establish that the statement would reasonably tend to interfere
with, restrain, or coerce employees in the exercise of their Sec-
tion 7 rights.
Accordingly, I shall recommend that complaint paragraph
5(jj) be dismissed.
It is alleged in complaint paragraphs 5(kk)(1), (2), and (3)
that on about July 2, the Respondent, by Alberto Munoz, inter-
rogated its employees about their union membership, activities,
and sympathies; informed its employees that it would be futile
for them to select the Union as their bargaining representative;
and threatened its employees with discharge because of their
union activities and support.
Alberto Munoz was employed as an executive steward.
Javier Aguiree was employed as a dishwasher in the Zanzabar
Café. Aguiree was also a union committee leader and first
wore a union button around July 1. On the following day, he
went to the office of his supervisor, Munoz. The purpose for
his visit was to ask permission to leave work early that day.
According to Aguiree, Munoz closed the door and asked
Aguiree, “Why [he] had to use that button?” Aguiree said that
he wanted to be “part of the Union.” Munoz asked in what way
ALADDIN GAMING, LLC
613
he had “failed” Aguiree, that Aguiree needed, “somebody to
speak” for him. Aguiree testified that he replied that he was not
against Munoz, he was just for the Union. Munoz again asked
how he had “failed” Aguiree, and stated that he had “helped
[Aguiree] a lot.” Munoz said that Aguiree should “think about
it” and if he “changed [his] mind,” to talk with him.
As the conversation continued, Munoz told Aguiree that “the
Union doesn’t help you any . . . they don’t help you at all.”
Further, according to Aguiree, Munoz said, “I’m the boss and I
can fire anybody, even if the Union is here, and they will not
help.” At about that time, a women entered the office who
Aguiree identified as a supervisor named Olga, but whose last
name he did not know.23 Munoz took the opportunity to have
Olga comment about the Union. Aguiree testified that she said,
“I have worked with the Union and it’s no good. There were
people that had been working for 18 years and were fired, and
the Union didn’t help them at all.” At this point, she left.
Munoz told Aguiree again that if he changed his mind about the
Union to come and talk to him. Also, he said that Aguiree
should “be very careful when [he had] to sign any kind of pa-
perwork with the Union.” The conversation ended with
Aguiree telling Munoz that he felt “weird,” because Munoz
seemed to be saying that Aguiree had betrayed him, but that, in
any event, he was going to continue supporting the Union.
Munoz testified, but did not address the July 2 encounter with
Aguiree. Olga never testified. Therefore, Aguiree’s testimony
stands unrebutted.
Looking to the Board’s “totality of the circumstances” stan-
dard, I conclude that Munoz unlawfully interrogated Aguiree.
Rossmore House, supra; Medcare Associates, Inc., supra. Al-
though Aguiree went to Munoz’ office of his own volition,
Munoz took the opportunity to close the door and to begin
questioning Aguiree about the Union. The questioning went
way beyond a mere innocent inquiry directed to an open union
supporter. The questioning took on an accusatory tone, with
Munoz asking several times how he had “failed” Aguiree, and
reminding Aguiree that he had “helped [him] a lot.” Aguiree
pointed out that Munoz was accusing him of having betrayed
Munoz. As I have already noted numerous times above, the
Board generally holds that rebuking an employee by equating
his prounion sympathies to disloyalty to the employer consti-
tutes a violation of the Act. Ferguson-Williams, Inc., supra;
Medcare Associates, Inc., supra at 941. Further, Munoz’ ques-
tions were intended to elicit a response from Aguiree likely to
disclose his or other employees’ union activity. Making the
interrogation even more coercive was the commission of addi-
tional unfair labor practices during the same conversation.
These additional violations of the Act included informing
Aguiree that even if the Union successfully organized the facil-
ity, “they will not help,” and that as the “boss,” Munoz “could
fire anybody.” In effect, Munoz was telling Aguiree that sup-
porting the Union was an act of futility. In the context that
23 There is some reference in the transcript and in the posthearing
briefs to this person as Olga Vasquez. While that last name was never
conclusively established, the Respondent did not deny the complaint
allegation that Olga, last name unknown, was a supervisor as defined in
the Act.
these statements were made, it would have been reasonable for
Aguiree to conclude that continuing to support the Union was a
wasted effort. Also, the statement that Munoz could fire any-
body was a fairly obvious threat that if Aguiree did continue to
support the Union, he could be fired. Even if somewhat
oblique, the Board traditionally holds employers liable for all
threats that could reasonably tend to be coercive. Tim Foley
Plumbing Service., supra; Boydston Electric, Inc., supra. Fi-
nally, in reminding Aguiree that Munoz had “helped [him] a
lot,” Munoz was suggesting that Aguiree was ungrateful, and
the Board has found such a statement to constitute an unlawful
threat of reprisal. Equipment Trucking Co., supra; House Calls,
Inc., supra.
In its totality, Munoz’ conversation with Aguiree would cer-
tainly have had the affect of chilling any interest Aguiree had in
engaging in future Section 7 activity. Accordingly, I conclude
that on June 26, the Respondent, by Alberto Munoz, interro-
gated its employees about their union membership, activities,
and sympathies; informed its employees that it would be futile
for them to select the Union as their bargaining representative;
and threatened its employees with discharge because of their
union activities and support, all in violation of Section 8(a)(1)
of the Act, as alleged in complaint paragraphs 5(kk)(1), (2), and
(3).
The General Counsel alleges in complaint paragraph 5(ll)
that on about July 2, the Respondent, by Elizabeth Brandon,
interrogated its employees about their union membership, ac-
tivities, and sympathies by means of physical force. Brandon
was one of the Respondent’s chefs. Paul Darata was employed
as a cook in the Zanzibar Café. Darata was also a union com-
mittee leader who first wore a union button in June. According
to Darata, on July 2, at approximately 6:30 a.m., he was at his
work-station talking with a co-worker when approached by
Brandon. Allegedly, as she passed him, Brandon “pushed [Da-
rata] on [his] union button,” which was pinned to his chest.
Darata testified that as she pushed the button, Brandon uttered
the sound “huh.” Darata said nothing in response, and did not
mention the incident to Brandon. As Brandon did not testify,
the testimony of Darata is unrebutted.
I do not construe Brandon’s action as interrogation, or an un-
fair labor practice of any kind. Brandon spoke no words, but
only uttered the sound “huh”. There was no attempt to elicit
any information from Darata, and the sound “huh” was am-
biguous at most. Frankly, I do not know whether it denotes a
term of displeasure or not. In any event, there was no indica-
tion that Darata was in any way coerced by the push and sound.
Further, I do not believe that such conduct toward an open un-
ion supporter would reasonably tend to interfere with Section 7
activity.
The evidence concerning this incident is too ambiguous to
warrant the finding of an unfair labor practice. Accordingly, I
shall recommend that paragraph 5(ll) of the complaint be dis-
missed.
Complaint paragraph 5(mm) alleges that on about July 2, the
Respondent, by dishwashing supervisor Olga, whose last name
is unknown, informed its employees that it would be futile for
them to select the Union as their bargaining representative. The
substance of this allegation was covered above in paragraph
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
614
5(kk). As noted, Olga entered supervisor Alberto Munoz’ of-
fice while he was discussing the Union with dishwasher Javier
Aguiree. In response to a request from Munoz, Olga recited an
incident she was apparently involved in where allegedly the
Union “didn’t help” employees who “had been working for 18
years, and were fired.” As a result of having this experience,
Olga told Aguiree that the Union was “no good.” However, I
consider this statement nothing more than an expression of
Olga’s personal opinion.
Section 8(c) of the Act protects the right of a representative
or party to express an opinion without it constituting an unfair
labor practice, as long as the opinion expressed is free of any
threat of reprisal, or force, or promise of benefit. It is clear to
me that Olga, who was apparently a supervisor, was doing
nothing more than expressing her personal opinion, based on
some alleged incident, that the Union was “no good.” She was,
of course, entitled to her “opinion,” and I see no reason why
Aguiree would have taken the statement for anything more than
that. Olga said nothing that Aguiree could have reasonably
considered to be a threat or promise of benefit. Further, her
opinion expressed to Aguiree would in no way suggest that
supporting the Union was futile. At most, the story she told
could conceivably stand for the proposition that the Union was
weak, and that employees should not rely on it to protect their
jobs. In any event, the sentiments expressed by Olga were
merely the kind of campaign propaganda typically heard during
organizing efforts, which employees were quite capable of
evaluating for themselves.
Based on the above, I conclude that Olga’s statement did not
constitute an unfair labor practice of any kind. Accordingly, I
shall recommend that complaint paragraph 5(mm) be dis-
missed.
Paragraph 5(nn) of the complaint alleges that on about July 6
and 11,24 the Respondent, by Michael Duhon, threatened its
employees that he would engage in closer supervision of the
employees because of their union activities and support.
The Respondent employed Duhon as a food and beverage
manager. Piper Lewless was employed as a bartender. He was
also a union committee leader who began to wear his union
button at work on May 30. According to Lewless, at a preshift
meeting held at 9:55 a.m. on July 6, Duhon announced to the
assembled bar employees that he was giving each of them “a
blanket verbal warning” for violations of the employee hand-
book. Duhon allegedly said that he “wanted everything by the
book,” and that the next infraction would result in a “written
warning.” However, he did not say which specific rules had
been violated by the employees. On cross-examination, Lew-
less acknowledged that of the 15 or 20 employees present at the
meeting that “the vast majority” were not wearing union but-
tons. Further, Duhon did not mention the Union at this meet-
ing. This was the first time that Lewless had ever heard of “a
blanket verbal warning.”
Irelda Reyes was employed as a cocktail waitress. She was
also a union committee leader who began to wear her union
button at work beginning May 30. Reyes testified that she was
24 This paragraph of the complaint was amended to add the date of
July 11. (GC Exh. 2.)
present in mid-July at a preshift meeting at 9:55 a.m. when
Duhon told the assembled employees that they were all getting
“a group verbal warning.” He told the employees that they
should all be familiar with the rules in the employee handbook,
and so he was “prewarning” them that any further infraction
would result in a written warning. Reyes testified that Duhon
mentioned such problems as employees chewing gum at work,
taking personal items to the bar, being in restricted areas of the
casino, and some other matters that she could not recall. Also
testifying about this meeting was Julie Wallack, a cocktail
server. She also was a union committee leader who started
wearing her button on May 30. Wallack testified in substantial
agreement with Reyes. However, she admitted that of the 5 to
10 employees at the meeting, they were not all committee lead-
ers.
Duhon testified at the hearing, but did not deny that he in-
formed assembled employees at the two meetings that they
were all receiving “ a blanket verbal warning.” The General
Counsel and the Charging Party take the position that Duhon’s
statement constituted a threat that he would engage in closer
supervision of the employees because of their union activity. I
disagree. I see no nexus with union activity. The majority of
union committee leaders began to wear their buttons on May 30
or 31. However, Duhon’s statement was made at least five
weeks later. Further, there was no reference by Duhon to the
Union, union activity, or buttons at or about the time the meet-
ings were held. Most significant, the meetings were attended
by all employees present, a majority of whom were apparently
not wearing union buttons. I simply do not believe that Du-
hon’s aim was to threaten union supporters, and in order to do
so he was willing to also discipline non-supporters. This would
certainly be a strange way for Duhon to make friends among
those who were not supporting the Union.
As a beverage supervisor, Duhon is responsible for 20 to 30
employees, spread throughout the Respondent’s facility at the
various bars. He is responsible for ensuring that customers are
properly serviced, and that the employees follow the employee
handbook. It is undisputed that the Respondent maintains a
progressive discipline system, the first step of which is a verbal
warning. It does appear that Duhon’s reference to “a blanket
verbal warning” was rather unusual. No evidence was offered
to show that there has been any further use of this term, after
the two dates in July. It is unclear to the undersigned what
precipitated Duhon’s use of such a warning, although at least
one witness testified about a number of rule infractions that
Duhon raised with the employees. However, the reason that
Duhon used this type of warning is really not relevant, as long
as the reason had nothing to do with employees’ union activity.
I simply see no evidence that there was any connection between
Duhon’s statement and Section 7 activity. Without some
nexus, I can find no violation.
Based on the above, I am of the view that the General Coun-
sel has failed to meet his burden of proof and establish a con-
nection between the conduct complained of and protected activ-
ity. Accordingly, I shall recommend that complaint paragraph
5(nn) be dismissed.
It is alleged in complaint paragraph 5(oo) that on about July
10, the Respondent, by Charles Clark, threatened its employees
ALADDIN GAMING, LLC
615
with discharge accompanied by physical force because of their
union activities and support. As has been noted above, the
Respondent employed Clark as a chef. Also as noted, Luis
Herrera was employed as a buffet cook. His position as a union
committee leader has also been previously explained.
According to Herrera, on July 10, at about 4:20 p.m., he was
at his work place, the seafood station in the Spice Market Buf-
fet. Herrera was approached by Chef Clark who said that, “he
didn’t want to tell [Herrera] a lot of times to clean the station,
that he wanted everything clean.” Herrera responded that it
was “fine.” However, at this point Clark allegedly put his fin-
ger on the top of the committee leader button that Herrera was
wearing. Herrera asked why Clark was pushing him. Clark
responded that if Herrera did not clean well, that he would be
“fired.” According to Herrera, Clark then added, “I’m going to
fire you, and we’ll see if the idiots from the Union are going to
give you food to eat.” Herrera replied that it was fine, at which
Clark laughed and said he “wasn’t afraid of [Herrera], and he
wasn’t afraid of anything.” Herrera testified that he told Clark
that if Clark pushed him again, he would take Clark to “human
resources.” Allegedly, Clark laughed and said that he wasn’t
afraid of Herrera and wasn’t afraid of anyone from human re-
sources. With that, the conversation apparently ended.
Clark denied that he ever spoke with Herrera about his union
activity, asked him to remove his union button, or ever threat-
ened him because of his union support. According to Clark, the
only reason he had occasion to discuss Herrera’s job tenure
with him was because he routinely spoke to Herrera, and oth-
ers, about keeping his work-station clean. However, I do not
believe Clark. As I explained in detail above, I found Clark to
be incredible. His demeanor was such that I believe he dis-
played the type of arrogance that Herrera testified to. Herrera’s
testimony was inherently plausible. It had the “ring of authen-
ticity” to it. Based on the demeanor that he displayed when
testifying, I have no doubt that Clark placed his finger on the
union button, told Herrera he would fire him, called the union
officials idiots, and said that he wasn’t afraid of anyone, includ-
ing human resources. Clark obviously took the union campaign
personally, believing that the cooks who worked in the Spice
Market Buffet and were union supporters were somehow being
disloyal to him, because he was the chef and their supervisor.
I find that Clark did threaten Herrera with discharge because
he was a union supporter. However, I do not believe that the
threat was accompanied by physical force. Even though Clark
placed his finger on Herrera’s button, I did not get the sense
that in some way Cark was threatening Herrera with physical
harm. The finger was placed on the button for demonstrative
purposes, Clark clearly being an emotional individual. While
that act further demonstrates that it was Herrera’s union button
and support which had so upset Clark, not the cleanliness of his
work-station, I do not believe that it was intended to physically
intimidate Herrera. Further, I do not believe that it would have
reasonably done so.
Accordingly, I conclude that on about July 10, the Respon-
dent, by Charles Clark, threatened its employees with discharge
because of their union activities and support, in violation of
Section 8(a)(1) of the Act, as alleged in complaint paragraph
5(oo).
It is alleged in complaint paragraph 5(pp) that on about July
11, the Respondent, by Michael Duhon, threatened its employ-
ees that he would engage in closer supervision of employees
because of their union activities and support. However, this
allegation is virtually identical to the allegation in paragraph
5(nn). As I assume that this is an inadvertent duplication, I
shall recommend the dismissal of complaint paragraph 5(pp).
Complaint paragraph 5(qq) alleges that in about mid-July,
the Respondent, by Michael Duhon, engaged in closer supervi-
sion of its employees because of their union activities and sup-
port.
In support of this allegation, cocktail server Julie Wallack
testified that after Supervisor Duhon gave her and others a
group verbal warning, his behavior changed. She alleged that
Duhon “wasn’t as friendly . . . wasn’t very personable,” became
“very serious, very unapproachable.” Also, Duhon allegedly
began to “walk around a lot with a note pad and a paper.” Wal-
lack observed that Duhon “was on the floor a lot more than
usual . . . just really closely watching all the employees and
writing things down on his note pad.” She testified that this
new behavior by Duhon lasted for about 2 to 3 weeks. On the
other hand, Duhon testified that he has not changed his work
routine with regard to taking notes since before May 30. He is
responsible for 12 separate bars located throughout the facility.
His basic routine has always been to go from bar to bar at the
facility, making sure that each bar is properly stocked and
staffed, and that customers are being well served. Ensuring that
liquor supplies are properly ordered and delivered is especially
important. According to Duhon, in order to keep everything
accurate, it his custom to frequently make notes on what ever
piece of paper may be available, even a napkin.
Duhon was the Respondent’s food and beverage manager.
This was a responsible position, which required that Duhon
closely monitor 12 bars located throughout the hotel-casino. It
would certainly seem reasonable to me that Duhon would need
to move around the facility observing the operation of each bar,
and would spend a substantial amount of time each day doing
so. Further, I doubt the job could be properly performed with-
out taking elaborate notes about the condition of each bar, es-
pecially the inventory of liquor. I assume it would be nearly
impossible to perform this job without taking notes. Duhon’s
testimony in this regard was reasonable and credible. There-
fore, I accept his testimony that he did not alter his daily routine
following the start of the open union campaign. I see no credi-
ble evidence that Duhon engaged in closer supervision of any-
one because of his or her union activity. In my view, Wallack
was simply being melodramatic, if not somewhat paranoid, in
believing that Duhon was more closely watching the work be-
ing performed by her and other union supporters.
Accordingly, I shall recommend that complaint paragraph
5(qq) be dismissed.
The General Counsel alleges in complaint paragraph 5(rr)
that on about July 11, the Respondent, through Charles Clark,
threatened its employees with disciplinary action because of
their union activities and support.
The employee involved in this incident is once again Luis
Herrera. As noted above, I have found that on July 10, Chef
Clark threatened Herrera with discharge because of his union
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
616
activity, going so far as to place his finger on Herrera’s union
button for emphasis. The next day, July 11, Clark appears to
continue with his efforts to bully Herrera. According to
Herrera, he was eating in the EDR at approximately 5:25 p.m.
when Clark appeared, snapped his fingers, told Herrera to
“dump the food,” and “go fast to the banquets.” Herrera told
Clark that he would go, but first he wanted to finish his food.
Clark responded that if Herrera didn’t go, that he was going to
take Herrera “to the office.” Herrera told Clark that wasn’t fair,
and Clark responded that he was “the chef,” and Herrera
needed to do what he was told. According to Herrera, he ate
fast and then went to look for Clark in his office. Herrera
found Clark and told him that he was ready to go help out in
banquets. Clark curtly said, “forget it,” and, so, Herrera left to
finish his break.
Herrera testified that he then returned to his normal work lo-
cation at the seafood station in the Spice Market Buffet. After
about five minutes, Clark appeared and asked Herrera whether
he had understood what he been told, or was he “just playing
make-believe?” Herrera reminded Clark that he had gone to his
office ready to help out in banquets, but that Clark had re-
sponded “rudely.” Clark replied that he wanted “the station
very clean, and that if [Herrera] didn’t clean it, that he was
going to give [Herrera] a hard time.” Herrera told Clark that he
would do his job. Allegedly, Clark responded by saying that
“the next time if [Herrera] wanted a favor, that he wasn’t going
to give [Herrera] a favor.” Clark ended the conversation by
telling Herrera that the next time he didn’t do what he was told
that Clark would take him “to the office, and was going to give
[Herrera] a warning.” According to Herrera, he had never be-
fore been asked to help out in banquets.
Clark testified that it was not unusual to ask employees to
help as needed in banquets, and that Herrera had refused be-
cause he was on break. Clark admitted that he was “frustrated”
with Herrera, and acknowledged that he “sarcastically” said,
“something about, you know when you need a favor from me,
you know, something along that line.” However, he continued
to deny that these remarks had any thing to do with Herrera’s
wearing a union button or his union support. As I have now
indicated repeatedly, I find Clark to be an incredible witness. I
continue to credit the testimony of Herrera. His portrayal of
Clark’s actions is exactly the characterization of Clark that I
would expect.
Clark was very upset with Herrera precisely because of his
union activity. This had been apparent from May 31 when
Clark confronted Herrera in his office about wearing a union
button and ordered him to remove it. The harassment of
Herrera continued on July 10 when Clark threatened him with
discharge and placed his finger on the union committee leader
button. It carried over to the next day, when Clark used the
excuse of needing help in banquets to interrupt Herrera’s break.
Clark’s manner was indicative of his true motives as he ordered
Herrera to “dump the food” and “go fast to the banquets.” I
accept Herrera’s claim that he had never before been asked to
help out in banquets. Further, even Clark is forced to admit
that he told Herrera not to expect any favors from him. I also
believe that Clark threatened Herrera with future disciplinary
action.
While Clark’s threat to discipline Herrera was not directly
made in connection with the Union, it is clear to me, as it would
have reasonably been to Herrera, that it was all part of Clark’s
efforts to harass Herrera because he was a union supporter.
Threats that are oblique, but occurring in the context of other
coercive conduct, are still violative of the Act. See McCorvey
Sheet Metal Works, Inc., 326 NLRB 1066 (1998) (warning to
union supporter not to “mess up” carried an implied threat of
reprisal); Boydston Electric, Inc., supra. The statement made
by Clark, threatening Herrera with a future disciplinary warn-
ing, would likely have the affect of restraining employees from
engaging in Section 7 activity.
Accordingly, I conclude that on July 11, the Respondent, by
Charles Clark, threatened its employees with disciplinary action
because of their union activities and support, in violation of
Section 8(a)(1) of the Act, as alleged in complaint paragraph
5(rr).
It is alleged in complaint paragraph 5(ss) that on about July
12, the Respondent, by Nick Della Penna, threatened its em-
ployees with unspecified reprisals for wearing union buttons.
Della Penna was employed by the Respondent as room service
manager. Norma Quinones was a room service busser.
Quinones had been discharged in April for forgetting to clock
out at the end of her shift. She had appealed her termination
through the Respondent’s internal “open door” procedure, pur-
suant to which the Respondent’s president, Bill Timmins, rein-
stated her. However, she did not return to the hotel immedi-
ately, as she was first given a period of maternity leave.
Quinones returned to the hotel on July 5, and as a union com-
mittee leader, she began to wear the union button on that date.
On July 12, Della Penna called Quinones into his office.
Also present was Room Service Supervisor Andre Moskopp.
With the office door shut, Della Penna informed Quinones that
she had violated the Respondent’s clocking procedure by clock-
ing out three times at the end of her shift. He proceeded to give
Quinones a written “verbal” warning. (GC Exh. 7.) Quinones
refused to sign the warning, arguing that employee relations
specialist Lae Wong had told her that when she clocked out, “to
be on the safe side,” she should clock out more than twice.
Apparently, the intention was to ensure that the clock out was
recorded. According to Della Penna, he told Quinones that she
must have misunderstood Wong.
In any event, Quinones asked if Della Penna was giving her
a warning so soon after she returned to work, because he was
upset that she had been reinstated over his objection. Quinones
testified that Della Penna responded by saying that she had
been reinstated, but returned wearing the union button. Further,
he said that if the Union were “in the casino,” she would not
have gotten this “second chance.” According to Quinones, she
then replied that Della Penna had not given her this second
chance, but, rather, Timmins had, and she would show him how
grateful she was by doing her job and following the clocking
procedures. Allegedly, Della Penna said, “[W]hen the presi-
dent sees you with a button, wearing it, he will be very disap-
pointed, very betrayed.”
Della Penna’s testimony was not much different, as he ac-
knowledged telling Quinones that, “in my opinion, by wearing
that union button you’re not showing [Timmins] much grati-
ALADDIN GAMING, LLC
617
tude.” Quinones continued to refuse to sign the “verbal” warn-
ing, and it was given to her, bringing the meeting to an end.
While I will have more to say about the “verbal” warning later
in this decision, I must now decide whether the words spoken
by Della Penna constituted a threat to Quinones of unspecified
reprisals for wearing the union button. I conclude that it did.
There is not a significant dispute between Quinones and
Della Penna as to what was said in his office. Della Penna
admitted telling Quinones that “in [his] opinion,” she was not
showing Timmins “much gratitude” by wearing the union but-
ton. As noted earlier, the Board has consistently held that an
employer may not rebuke an employee by equating his proun-
ion sympathies to disloyalty to the employer. Ferguson-
Williams, Inc., supra; also Sea Breeze Health Care Center,
supra (holding that manager’s statement that she was “highly
disappointed” with employee’s union support was a “veiled
threat of reprisal”). In telling Quinones that she was not show-
ing gratitude to Timmins by wearing the union button, Della
Penna was making an implied threat that her disloyalty would
not serve her well in the future. Such a threat would reasonably
tend to restrain Quinones in her willingness to engage in future
union activity. The fact that Della Penna may have couched his
threat in an “opinion” did not mitigate its coercive effect. Clin-
ton Electronics Corp., 332 NLRB 479, 479 (2000). Quinones
would have likely believed that the supervisor was speaking for
the Respondent, regardless of whether Della Penna said it was
his personal opinion or not.
Accordingly, I conclude that on about July 12, the Respon-
dent, by Nick Della Penna, threatened its employees with un-
specified reprisals for wearing union buttons, in violation of
Section 8(a)(1) of the Act, as alleged in complaint paragraph
5(ss).
Complaint paragraph 5(tt) alleges that on about July 18, the
Respondent, by Keith Kawana, threatened its employees with
discharge or a preferred selection for hire based on their union
activities and support. As noted earlier, Kawana was the Re-
spondent’s manager in both the Spice Market Buffet and the
Zanzibar Café. Also noted was Luis Velasquez’ previous posi-
tion as a waiter in the Spice Market Buffet, and his role as a
union committee leader. Velasquez returned to work on July
17, after having been discharged the previous month. (I will
discuss this discharge at some length later in this decision.)
Velasquez testified that at a preshift meeting following his re-
turn to work, Supervisor Kawana told the assembled employees
that there were “some rumors” that the Union had returned
“some people” to their jobs, and it was a “lie.” According to
Velasquez, Kawana said that he and Brian Lerner, vice present
of food and beverage “ had the power to fire anybody and to
return them to work whenever they wanted to.” While Kawana
testified at the hearing, he did not specifically deny this allega-
tion. Therefore, Velasquez’ testimony on this issue was unre-
butted.
In my view, when Kawana linked “some rumors” about the
Union returning employees to their jobs, with management’s
right to fire and rehire, he was making an implied threat to ren-
der such decisions based on employees’ union activities and
support. Otherwise, why would he make such a connection?
His words would reasonably be interpreted by the assembled
employees to mean that if they supported the Union, the result
would be discharge, from which only management could return
them to work. Even if somewhat attenuated, this statement
from a supervisor would likely have a coercive effect on em-
ployees’ Section 7 rights. As noted earlier, the Board holds
employers liable for all threats that could reasonably tend to be
coercive, even if the statement is oblique, ambiguous, or non-
sensical. Fixtures Mfg. Corp., supra; Tim Foley Plumbing Ser-
vice, Inc. I can imagine no other interpretation that employees
who heard the statement could have reasonably reached.
Accordingly, I conclude that on about July 18, the Respon-
dent, by Keith Kawana, threatened its employees with dis-
charge or a preferred selection for hire based on their union
activities and support, in violation of Section 8(a)(1) of the Act,
as alleged in complaint paragraph 5(tt).
The General Counsel alleges in paragraph 5(uu) of the com-
plaint, as amended, that on about July 18, the Respondent, by
Hector Peralta,25 threatened its employees with unspecified
reprisals if they selected the Union as their bargaining represen-
tative. Alberto Meza, a steward, testified that on July 18, at
about 3 p.m., he went to the office of his supervisor, Alberto
Munoz, to pick up a form for a hotel discount. He was at the
time wearing his union committee leader button. When he
arrived at the office, Munoz introduced Meza to “a new super-
visor for the casino,” Hector Peralta. After the introductions,
Peralta saw Meza’s button, and, according to Meza, exclaimed,
“uh huh. So you want to be a shop steward. Let him get into
that and see how it goes.” Apparently, that was the end of the
conversation. Peralta did not testify, and although Munoz testi-
fied, he did not deny Meza’s testimony concerning this conver-
sation. Therefore, this testimony by Meza stands unrebutted.
Fully crediting Meza’s testimony, I find that the evidence
concerning this incident is too ambiguous to warrant a finding
of an unfair labor practice. Meza was obviously an open union
supporter, wearing his committee leader button. Seeing that
button, Peralta commented that Meza must want to be a union
steward, and would see whether he liked it, or words to that
effect. So what? Those words do not seem to me to be threat-
ening, or to even indicate anything disparaging about the Un-
ion. Frankly, the words do not seem to mean much of anything.
Such a comment does not rise to the level of an unfair labor
practice.
In my view, the words spoken by Peralta would not reasona-
bly have interfered with, restrained, or coerced Meza or other
employees in the exercise of Section 7 activity. Accordingly, I
shall recommend that complaint paragraph 5(uu) be dismissed.
Complaint paragraph 5(vv) alleges that on about July 23, the
Respondent, by Richard Alfarno, interrogated its employees
about their union membership, activities, and sympathies. The
Respondent employed Alfarno as a line cook supervisor. Paul
25 In its answer to the complaint, the Respondent denies the supervi-
sory and agency status of Hector Peralta. Although counsel for the
Respondent amended the answer at various times to admit the supervi-
sory status of various individuals, I could find no place in the record
where such an amendment was made for Peralta. Further, counsel for
the General Counsel did not offer any evidence to establish supervisory
authority. However, in view of my decision to recommend dismissal of
this allegation, the issue of Peralta’s supervisory status is moot.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
618
Darata was employed as a cook in the Zanzibar Café. He was
also a union committee leader who began to wear the union
button at work in June. Darata testified that on July 23, at
about 11 p.m., as he came on shift, Alfarno approached him in
the kitchen and asked, “[I]f [Darata] was at the rally earlier that
evening?” Darata understood that Alfarno was making refer-
ence to a union rally, which had been held outside the facility
earlier that day. Darata replied that he thought he was at the
rally. In response, Alfarno said that he didn’t really care, “[he]
just wanted to know.” That apparently ended the conversation.
As Alfarno did not testify at the hearing, I will accept Darata’s
testimony as accurate.
Under the “totality of the circumstances” standard estab-
lished by the Board, I believe that Alfarno’s question asked of
Darata constituted unlawful interrogation. While it is true that
Darata was an open union supporter, and I assume was wearing
the union button at the time, there was no indication that he
wanted Alfarno to know about his specific union activity. It is
important to consider that Alfarno raised the subject with Da-
rata “out of the blue.” The two men were not discussing the
Union, but, rather, upon seeing Darata for the first time that
day, Alfarno simply asked him the question directly. The ques-
tion clearly caught Darata off guard, as he fumbled for an an-
swer, ultimately saying that he thought he was at the rally. Of
course, he either was or he wasn’t. However, giving a less than
candid answer, Darata was clearly indicating his discomfort
with the question, and his desire to keep the matter quiet.
Merely because Darata was an open union supporter did not
entitle Alfarno to inquire as to the specifics of Darata’s union
activity. Under these particular circumstances, I find that Al-
farno’s question was coercive, likely to have a chilling effect on
the willingness of Darata or others to engage in union activity.
Rossmore House, supra; Medcare Associates, Inc., supra.
Accordingly, I conclude that on about July 23, the Respon-
dent, by Richard Alfarno, interrogated its employees about their
union membership, activities, and sympathies, in violation of
Section 8(a)(1) of the Act, as alleged in complaint paragraph
5(vv).
It is alleged in complaint paragraph 5(ww) that on about Au-
gust 22, the Respondent, through Keith Kawana, promised its
employees increased benefits and improved terms and condi-
tions of employment if they refrained from union activities and
support. Complaint paragraph 5(xx) alleges that on about Au-
gust 24, the Respondent, through Keith Kawana, promised its
employees increased benefits and improved terms and condi-
tions of employment if they refrained from union activities and
support. As these allegations are interrelated, they will be con-
sidered together.
As stated earlier, Keith Kawana was the manager of the
Spice Market Buffet and of the Zanzibar Café. Socrates Oberes
was a bus person in the Spice Market Buffet. Oberes became a
union committee leader relatively late in the campaign, and
testified that he first wore the union button to work on August
2. He apparently recalled the date because shortly thereafter,
supervisor Lila Dang commented that he was “big time now,”
because he was wearing the union button. In any event, on
August 22, at about 3:30 p.m., he happened to “cross paths”
with Kawana in the kitchen. According to Oberes, Kawana
stopped to talk and Kawana said that, “he could take care of
[Oberes] now, to stop wearing a union button.” Oberes testi-
fied that he understood this reference “take care of” to mean
train him to become a server. He testified that Kawana had
been training a number of bussers to become servers, but not
him. Oberes felt that Kawana had “neglected” him. The two
men agreed to meet the following day in the coffee shop to
further discussion this matter. However, they did not actually
meet for 2 days.
On August 24, at about 2:40 p.m., Oberes and Kawana met
in the Zanzibar Café. According to Oberes, he asked what
Kawana intended to do about an accusation that a server had
made that Oberes was stealing her tips. Kawana responded that
he would have Oberes and the server work different stations.
Oberes mentioned trying to get a transfer to the beverage de-
partment. According to Oberes, Kawana said not to transfer
because “he was ready to take care of [Oberes,]” and wanted to
“put [Oberes] back on track,” and he would “make sure
[Oberes] was comfortable at work, if [Oberes would] go on this
side.” Oberes testified that he asked Kawana what he meant by
“going on your side?” To which Kawana responded, “Just stop
wearing the union button.” Oberes said that he would think
about the matter, and that was apparently the end of the conver-
sation.
I was impressed with Oberes’ memory and his grasp of de-
tail. However, the same cannot be said for Kawana. To begin
with, he recalled the conversation with Oberes as having oc-
curred in May, and said that he wasn’t sure if Oberes was wear-
ing a union button at the time. He recalled talking with Oberes
about the accusation that Oberes was stealing tips, but denied
that there was any mention of removing the union button. Ka-
wana denied offering Oberes a transfer, promotion, or any kind
of job change in return for him abandoning his support for the
Union. According to Kawana, they did discuss Oberes’ desire
to become a food server, with Kawana telling Oberes that he
would first have to work “on call,” which was not full time as it
did not guarantee 30 hours of work per week. An employee
who does not work full time over a 6-month period can lose
benefits. However, on cross-examination by counsel for the
Union, Kawana begrudgingly admitted that bussers who are
being trained as servers are sometimes permitted to work as on
call servers, while they continue to be employed as full-time
bussers. This obvious contradiction in his testimony leads me
to believe that Kawana was not testifying credibly about these
conversations with Oberes. Further, Oberes’ testimony was
plausible and had the “ring of authenticity” to it. Accordingly,
I credit Oberes’ version of the two conversations.
Having credited Oberes, I find that Kawana did in fact offer
Oberes the opportunity to train as a food server in return for
removing his union button, thereby abandoning his support for
the Union. It is well established Board law that “[a]bsent a
previous practice of doing so, the solicitation of grievances
during an organizational campaign accompanied by a promise,
express or implied, to remedy such grievances violates the
Act.” Maple Grove Health Care Center, 330 NLRB 775, 775
(2000). In the matter before me, the Respondent’s promise was
even more obvious and blatant. Kawana’s promise to make
Oberes a food server was a quid pro quo for Oberes removing
ALADDIN GAMING, LLC
619
his union button. These promises of benefit made on both Au-
gust 22 and 24 were unlawful, as they would tend to interfere
with Oberes and other employees’ Section 7 rights.
Accordingly, I conclude that on about August 22 and 24, the
Respondent, by Keith Kawana, promised its employees in-
creased benefits and improved terms and conditions of em-
ployment if they refrained from union activities and support, in
violation of Section 8(a)(1) of the Act, as alleged in complaint
paragraphs 5(ww) and (xx).
Paragraph 5(yy) of the complaint alleges that in about the
end of August, the Respondent, by Keith Kawana, Pamela
Garrett, and unnamed security guards, engaged in surveillance
of its employees in order to discover their union activity. How-
ever, neither the General Counsel nor the Charging Party of-
fered any evidence in support of this allegation. Accordingly,
as the General Counsel has failed to meet his burden of proof, I
shall recommend that this complaint paragraph be dismissed.
It is alleged in complaint paragraph 5(zz) that on about Au-
gust 29, the Respondent, by Keith Kawana, interrogated it em-
ployees about their union membership, activities and sympa-
thies. In support of this allegation, the General Counsel offered
the testimony of Elmer Portillo who was employed in the Spice
Market Buffet as a waiter. He was also a union committee
leader who started to wear the union button at work on July 9.
According to Portillo, on August 29 at about 2 p.m., he was at
his workstation with four other waiters. The manager of the
buffet, Keith Kawana, approached and addressing himself to
Portillo asked, “[I]f [Portillo] was talking shit about the Union
and Luis Carlos.” Portillo testified that he assumed the refer-
ence was to another waiter, Luis Carlos Velasquez.26 Portillo
replied that he did not know what Kawana was talking about.
Allegedly, Kawana responded with the question, “Are you
lying to me again?” Portillo answered, “No sir,” and that ended
the conversation.
Kawana did not directly refute Portillo’s testimony. Kawana
only recalled an incident in May or June where Portillo, along
with four other employees, were standing around talking, and
Kawana asked them “if they could break [it] up and please get
back to work.” According to Kawana, Portillo had a “smirk”
on his face, and in response to the smirk, Kawana asked Portillo
“if [he was] getting into trouble.” There was allegedly no dis-
cussion about, or mention of, the Union in this conversation.
There is a significant variance between the testimony of Ka-
wana and Portillo. For the reasons that I have expressed above,
I have found Kawana not to be a particularly credible witness.
Also, the dates favor Portillo’s version more so than Kawana’s
version, with the problems of Luis Carlos Velasquez occurring
in the time frame recited by Portillo. As Portillo’s version of
the incident in question appears to be more plausible than Ka-
wana’s, I will credit Portillo. I am of the opinion that the inci-
dent, as reported by Portillo, does constitute unlawful interroga-
tion. Although Portillo was an open union supporter, the ques-
tion from Kawana appears to me to have been directed to the
group of four or five employees. There was no evidence of-
26 Luis Carlos Velasquez was an open union supporter who is named
in the complaint as a dischargee. More will be said about him later in
this decision.
fered to suggest that they were all open union supporters. Fur-
ther, the question of whether the employees were “talking shit
about the Union and Luis Carlos,” was an inquiry about
whether the group of employees was engaged in union activity.
This inquiry was more intrusive than a simple question directed
to a union supporter as to why he was supporting the Union.
Also, the inquiry took a rather hostile turn with Kawana asking
whether Portillo was “lying” to him “again.” Presumably the
other employees present were able to hear the remark, and
would likely understand it as the sort of hostile treatment they
could expect from the Respondent, if they became known as
union supporters.
I believe that under the Board’s “totality of the circum-
stances” standard that the inquiry directed to Portillo and the
other assembled employees was coercive and constituted
unlawful interrogation. It would likely have a chilling effect on
the willingness of employees to engage in union activity. Ac-
cordingly, I conclude that on about August 29, the Respondent,
by Keith Kawana, interrogated its employees about their union
membership, activities, and sympathies, in violation of Section
8(a)(1) of the Act, as alleged in paragraph 5(zz) of the com-
plaint.
Complaint paragraph 5(aaa) alleges that on about August 30,
the Respondent, through Lila Dang and Debbie Heslop, prom-
ulgated and enforced an overly broad and discriminatory rule
prohibiting its employees from entering the EDR more than 1
hour before their shift or remaining more than 30 minutes after
the end of their shift. Dang and Heslop were supervisors in the
Spice Market Buffet. In support of this allegation, the General
Counsel relied on the testimony of Elmer Portillo who, as noted
earlier, was a waiter in the buffet and a union committee leader.
Portillo testified that prior to the time he started wearing a
union button, there was no restriction on the amount of time
that employees could spend during their off-duty hours in the
employee dining room (EDR). He testified credibly that it had
been his habit during the time that he worked at the hotel to
remain in the EDR after his shift ended to watch the television
show “Cops,” which ran from 4to 5 p.m. Portillo normally
worked a shift from 8 a.m. to 4 p.m., meaning that he was in the
habit of remaining in the EDR for at least 1 hour after his shift
ended. However, he testified that matters changed on August
30, at about 4:40 p.m., when he was approached in the EDR by
Dang and Heslop. According to Portillo, Dang told him that he
“wasn’t supposed to be there” and pointed her finger to the
door, meaning that he should leave. The following day, Dang
called Portillo to the office at about 4 p.m., and with Heslop
present showed him a “new policy that was in the book.” This
“policy” was apparently a reference to a page from the Respon-
dent’s Policy and Procedure Manual, which in pertinent part
reads as follows: “Work Schedules . . . 8. A Team Member
may be on premises in back of house areas no more than one
(1) hour prior to the start of his/her shift and no more than 30
minutes after his/her shift ends.” (R. Exh. 39.)
Dang did not testify. Heslop testified that these conversa-
tions with Portillo never occurred. However, I credit Portillo’s
testimony. The human resources director, Stacy Briand, testi-
fied that this policy has been in effect without change since
May 1, 2002. Further, she indicated that the policy comes from
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
620
the Respondent’s policy and procedure manual, which is not
normally distributed to the employees, and although it is found
on the Respondent’s computer system, is not available to all
employees. According to the testimony of the vice president of
human resources, Tracy Sapien, this policy is not included in
the Respondent’s employee handbook, to which all employees
do have access. Thus, I conclude that the conversations be-
tween Portillo and Dang and Heslop must have occurred sub-
stantially as testified to by Portillo, otherwise he would have
been unlikely to have had any knowledge of this policy on em-
ployee presence in the EDR.
Also, I accept Portillo’s testimony that the policy was not en-
forced against him until August 30. His story that he previ-
ously had a habit of remaining in the EDR for at least an hour
after his shift ended in order to watch a favorite television pro-
gram certainly had the “ring of authenticity” to it. His testi-
mony was inherently plausible, and no probative evidence was
offered to rebut it.
The timing certainly suggests that the enforcement of this
apparently obscure policy on employee presence in the EDR
was a result of Portillo’s union activity and intended to limit
that activity. The Board has held that a rule, which denies ac-
cess to certain nonwork areas inside an employer’s property,
such as a cafeteria, to off-duty employees engaged in union
activity is unlawful. Panavision, Inc., 264 NLRB 1284, 1286
(1982).
Also, in Hudson Oxygen Therapy Sales Co., 264
NLRB 61 (1982), the Board affirmed an ALJ who concluded
that a blanket rule, which denied off-duty employees access to
any of the plant’s facilities, including a lunch room, was inva-
lid. In part, the decision holding the rule invalid was premised
on the employer’s failure to justify the no-access rule based on
business considerations.
Similarly, in the present case, the Respondent has made no
effort to justify the rule limiting off duty access to the EDR
based on business considerations. While the Respondent does
not specifically argue that the rule is valid because it provides a
“grace period” of 1 hour before and 30 minutes after the shift,
the Board has held that such a period does not cause a presump-
tively invalid no-access rule to be lawful. Ark Las Vegas Res-
taurant Corp., 335 NLRB 1284 (2001) (30-minute grace period
illegal), enf. denied 334 F.3d 99, 110–111 (D.C. Cir. 2003);
United Parcel Service, 318 NLRB 778, 787–788 (1995) (15-
minute grace period illegal).
There is no evidence that the Respondent maintained the rule
through publication and distribution, since as noted, employees
do not normally have access to the printed rule. It appears that
the policy and procedure manual is maintained by the human
resources department with access to it mainly by manage-
ment.27 In any event, what is alleged as unlawful in the com-
plaint is the promulgation and enforcement of the rule on Au-
gust 30, by Dang and Heslop. I agree that their conduct in lim-
27 The complaint did not allege the maintenance of the rule to be a
separate violation of the Act, nor did the General Counsel seek to have
the rule rescinded. As the printed rule appears to not have been distrib-
uted or made available to employees, and because the validity of the
printed rule was not litigated before me, I will make no finding as to the
legality of the printed rule limiting employee access to the EDR.
iting the amount of time Portillo could spend in the EDR both
before and after his shift was unlawful. This appears to have
been a change in the past practice as testified to by Portillo, and
the timing strongly suggests that it was directly related to
Portillo’s union activity.
I find that in limiting Potillo’s off duty access to the EDR,
Dang and Heslop were interfering with his right to engage in
union activity. Accordingly, I conclude that on about August
30, the Respondent, by Dang and Hesolp, promulgated and
enforced an overly broad and discriminatory rule prohibiting its
employees from entering the EDR more than one hour before
their shift or remaining more than 30 minutes after the end of
their shift, in violation of Section 8(a)(1) of the Act, as alleged
in paragraph 5(aaa) of the complaint.
Complaint paragraphs 5(bbb)(1) and (2) alleges that on about
September 5, the Respondent, by Keith Kawana, interrogated
its employees about their union membership, activities, and
sympathies; and threatened its employees with unspecified
reprisals because of their union activities and support. In sup-
port of this allegation, the General Counsel offered the testi-
mony of buffet busser and union committee leader Socrates
Oberes. I have already set forth in detail the incident between
Oberes and buffet manager Kawana, which occurred on August
22 and 24. For the reasons explained above, I credited Oberes
over Kawana and concluded that Kawana had promised Oberes
benefits for abandoning his support for the Union. I also noted
Oberes’ concern as expressed to Kawana that he was being
accused by at least one server of stealing tips.
According to Oberes, he learned on September 5 that “secu-
rity” was taking statements from employees on the theft of tips
allegation. He testified that at about 9 a.m., he crossed paths
with Kawana. As they passed each other, Kawana allegedly
pulled on Oberes’ shirt and asked, “When [are] you going to
take off your union button?” Kawana then mentioned to Oberes
that, “right now six servers [are giving] statements, and that
he’s the only one [who] could help [Oberes] now.” Oberes
testified that he did not respond, but merely went about his
work.
Kawana denied ever asking Oberes to take off his union but-
ton, or to suggest to Oberes that if did so, Kawana could help
him with a complaint that some servers made about Oberes
stealing their tips. According to Kawana, Oberes had been
upset about these accusations, and had spoken with Kawana
about the matter. Kawana alleged that he tried to put Oberes’
mind at ease and told him that even though these accusations
had been made, that since no one saw Oberes steal anything,
nothing could be proven.
As has been reflected above, I have found Kawana to be
generally incredible. I found his testimony to be highly self
serving and implausible, especially as compared to the em-
ployee witness who disagreed with his assertions. I continue to
so find. Oberes’ testimony is inherently plausible, especially in
light of his previously credited testimony that Kawana had
made a number of efforts to get him to remove his union but-
ton. The incident of September 5 appears to be a continuation
of those efforts by Kawana. Oberes’ testimony is all the more
plausible as he places the union button remark in the context of
the taking of statements from the servers. Kawana’s denial is
ALADDIN GAMING, LLC
621
rather nebulous, in that it does not establish a reasonable time
frame as to when they discussed the servers’ accusations. Ka-
wana places the conversation as having occurred in May, which
date seems badly out of sequence.
Having credited Oberes, I find that Kawana’s question to
him as to “when” he was going to remove his union button
constituted unlawful interrogation. It was not simply an inquiry
made to an open union supporter about why he was supporting
the Union. Rather, it was a question seeking a response that
would indicate the employee was abandoning his support for
the Union. Also, the question was asked in the context of Ka-
wana’s remark that only he could help Oberes avoid the conse-
quences of the investigation of the stolen tips. In making this
statement, Kawana was telling Oberes that unless he abandoned
the Union, something bad was likely to happen to him in con-
nection with the investigation. This was a threat of an unspeci-
fied reprisal. Under the Board’s “totality of the circumstances”
standard, the question from Kawana about the union button,
and accompanying threat about the investigation, constituted
unlawful interrogation.
Kawana’s remarks were made in the context of ongoing un-
fair labor practices by that supervisor. His question and remark
would have reasonably caused Oberes to consider abandoning
his union activity. As such, it would affect the willingness of
employees to engage in Section 7 activity. Accordingly, I con-
clude that on about September 5, the Respondent, through
Keith Kawana, interrogated its employees about their union
membership, activities, and sympathies; and threatened its em-
ployees with unspecified reprisals because of their union activi-
ties and support; all in violation of Section 8(a)(1) of the Act, as
alleged in paragraphs 5(bbb)(1) and (2) of the complaint.
It is alleged in paragraph 5(ccc) of the complaint that on June
13, the Respondent, by Keith Kawana, granted its employees a
benefit by implementing a shift change with the object of en-
couraging them to cease supporting the Union.28 The General
Counsel offered the testimony of John DiCillo in support of this
allegation. He was a waiter in the Zanzibar Café, and a union
committee leader who first began to wear his union button at
work about May 31.
DiCillo testified that the year before the start of the union
campaign, he had worked a shift that permitted him to have
Wednesdays and Thursdays off. However, in October 2002, he
submitted a bid on a new schedule, which would allow him to
have Fridays and Saturdays off. Shortly thereafter, Café man-
ager Keith Kawana informed him that he had been awarded the
bid. In November, when his schedule had still not changed,
DiCillo asked Kawana about it, and was told to be patient and
Kawana would get to it. Still, throughout the rest of 2002 and
the beginning of 2003 there was no change in DiCillo’s shift.
DiCillo testified that he next heard about this matter from Ka-
wana when, shortly after he began to wear his union button,
DiCillo received a phone call at his home. In the phone con-
versation, Kawana “apologized” for not taking care of the
schedule change earlier, and informed DiCillo that he would be
getting his requested days off starting that week. DiCillo esti-
28 Par. 5(ccc) was added to the complaint as an amendment. GC
Exh. 2.
mated the call as having been made about the middle of June.
This time the shift change went into effect as promised.
Kawana testified, but did not deny the substance of DiCillo’s
testimony. Therefore, I will accept the testimony of DiCillo as
being unrebutted. Earlier in this decision, I concluded that
Kawana illegally promised busser Socrates Oberes the opportu-
nity to train for a position as a server, if he would abandon his
support for the Union. Now I am of the belief that in a similar
fashion, Kawana changed DiCillo’s shift in an effort to induce
him to abandon his support for the Union. The Respondent
never offered a credible explanation for why this change in
DiCillo’s shift was not made for approximately 7 months after
being awarded, but only instituted 2 weeks following DiCillo’s
wearing of the union button. The logical explanation is that the
benefit was granted with an object of causing DiCillo to aban-
don his support for the Union.
The Board has held that a benefit granted during a union
campaign is presumptively unlawful. However, an employer
may avoid liability by showing that the benefit was planned
prior to the commencement of union organizing activity.
Noah’s Bay Area Bagels, LLC, 331 NLRB 188, 189 (2000).
Still, the crucial question in this case is why the benefit was not
granted until after the start of the union campaign, where a
decision had originally been made prior to the campaign. It is
established Board law that “the grant of a benefit may consti-
tute a violation because of the time it is given, regardless of
when it was planned.” Emery Air Freight Corp., 207 NLRB
572, 576 (1973); also Revco Drug Centers of the West, 188
NLRB 73, 77 (1971) (holding that, “[t]he crucial fact to evalu-
ate is not whether the company would have increased wages at
some time or another, but whether the increase was granted
when it was because of the union activities”).
In the matter before me, the timing of the shift change is
strong evidence that Kawana implemented the change, 7
months after it was allegedly awarded, only in an effort to co-
erce DiCillo into abandoning wearing the union button, which
he had started to wear 2 weeks earlier. The Respondent does
not offer a plausible explanation to rebut the General Counsel’s
evidence. Accordingly, I conclude that on June 13, the Re-
spondent, by Keith Kawana, granted its employees a benefit by
implementing a shift change with the object of encouraging
them to cease supporting the Union, in violation of Section
8(a)(1) of the Act, as alleged in complaint paragraph 5(ccc).
3. Alleged 8(a)(3) violations
The General Counsel alleges in complaint paragraph 6(a)
that in about the end of May, the Respondent imposed more
onerous working conditions upon its employee Luis Herrera by
requiring him to work periods of time by himself after sending
the other two workers at his station on break at the same time.
Herrera testified in support of this allegation. As noted above,
he was employed as a cook in the Spice Market Buffet, specifi-
cally at the “seafood station.” On weekends, which are busier,
three employees usually staff this station. The employees take
their hour-long lunchbreaks one at a time, and the chefs decide
on the break schedule.
May 31 was the second day that Herrera wore his union
committee leader button, and, as set forth in detail above, the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
622
date when Herrera had a confrontation with Chef Clark about
his button. I earlier concluded that during their meeting on
May 31, Clark violated the Act by unlawfully interrogating
Herrera, threatening Herrera with reprisals, and promulgating
and enforcing an overly broad rule prohibiting employees from
wearing union buttons, all in an effort to get Herrera to remove
his union button. According to Herrera, on May 31, which was
a Saturday, some time after the confrontation in Clark’s office,
the two other cooks were sent on their breaks at the same time,
leaving Herrera to staff the station alone. He testified that prior
to that date he had never before been left alone to work the
station. Since then he has allegedly been left alone from four to
six times.
The General Counsel takes the position that as Herrera was
an open union supporter who had been illegally threatened and
interrogated, that forcing him to work an understaffed station
was an adverse employment action, because it made his job
more difficult, increasing the risk that he would make a mistake
and be disciplined. It is argued that timing is a strong indicator
of discriminatory intent, as the interrogation and threats di-
rected toward Herrera were made by Clark earlier on the same
day that Herrera was first left alone to man the station.
Of course, the Respondent sees this matter differently, with
counsel arguing in his posthearing brief that there was no con-
nection between the alleged threats by Clark and the alleged
onerous working conditions. Counsel points out that Herrera
was somewhat unclear as to when these incidents of being left
alone occurred and also of the precise number, as Herrera could
not say for certain whether there were four, five, or six occa-
sions. Also, without specifically saying so, counsel appears to
be making a de minimis argument, as he notes that over the
course of 6 months, the alleged onerous working conditions
complained of occupied no more than 4 to 6 hours.
The Respondent operates a massive hotel-casino, employing
thousands of employees. These alleged incidents involve one
employee, who allegedly was required to work his station alone
for a total of 4 to 6 hours over a 6-month period. The Board is
obviously not expected to tell this Employer, or any employer,
how best to run its business. Of course, the mission of the
Agency is to enforce the Act and remedy unfair labor practices.
However, were I to conclude that by assigning breaks to its
cooks in such a way as to require Herrera to work alone at his
station on four to six occasions the Respondent was violating
the Act, I would be micromanaging the Respondent. This was
not what the Act intended.
I see no obvious connection between Herrera’s union activity
and the Respondent’s scheduling of breaks for the cooks.
There is simply insufficient evidence to conclude that the Re-
spondent’s action imposed more onerous working conditions
upon Herrera because he engaged in Section 7 activity. The
nexus with his union activity is missing. Further, I am of the
opinion, that even assuming a connection exists, the incidents
are insignificant, and do not warrant the finding of a violation.29
29 There is no contention that as a result of being left alone, Herrera
was unable to handle his station and was for that reason disciplined or
threatened with discipline.
Based on the above, I conclude that the General Counsel has
failed to meet his burden and establish that the Respondent
imposed more onerous working conditions upon Herrera be-
cause of his union activity. Accordingly, I shall recommend
that complaint paragraph 6(a) be dismissed.
It is alleged in complaint paragraph 6(c) that on about June
2, the Respondent denied its employee Pablo Blanco work op-
portunities by removing him from the work schedule and plac-
ing him on on-call status.30 As noted earlier, Blanco was em-
ployed as a busboy. He was also a union committee leader who
began wearing the union button on May 30. I have already
found that on May 31, Keith Kawana violated the Act by inter-
rogating Blanco about his union activities, threatening him with
reprisals because of those activities, and promising him a bene-
fit for abandoning his support for the Union.
Blanco testified at length about his work schedule and
whether he was a full-time or on-call employee. Preliminarily,
I should note that I found Blanco’s testimony very hard to fol-
low. It was disjointed and, frankly, some of it made no sense.
Blanco testified through a Spanish language interpreter. How-
ever, I do not believe that this contributed to the problem, be-
cause the majority of the General Counsel’s witnesses testified
through an interpreter, and there was no difficulty in under-
standing any of their testimony.31 In any event, to the best of
my ability to understand Blanco’s testimony, he was complain-
ing that for 1 week he had been promoted from on-call to full
time, and then demoted because of his union activity.
Each week, the buffet managers post a work schedule for
employees. Apparently, full-time employees’ names are listed
on the top of the list, and on-call employees’ names are listed at
the bottom of the list in order of seniority. There is a separate
daily list of employees’ work assignments, not separated by
full-time or on-call status. According to Blanco, with the ex-
ception of 1 week, he has always been an on-call employee.
However, for 1 week in May, before he began to wear the un-
ion button, Blanco’s name was allegedly moved to the full-time
position. He testified that in June, after he put on the union
button, his name was returned to the on-call position on the list.
Kawana testified that Blanco had always been an on-call
employee in the buffet. According to Kawana, during the
summer of 2003, Blanco was scheduled for a substantial num-
ber of hours as an on-call employee because he was near the
top of the on-call list, and because there were other employees
on “leave.” Blanco was, therefore, given the opportunity to fill
in for absent full-time employees. Kawana testified that Blanco
“really doesn’t understand sometimes.” He tried “to make
things very clear” to Blanco, often having to tell Blanco things
“two or three times.” Kawana indicated that he was concerned
with having Blanco work these extra hours in the summer of
2003, so he “physically show[ed] him, this is where you’ll be
30 Counsel for the General Counsel withdrew complaint par. 6(b).
Initially, he also withdrew par. 6(c). However, following an objection
from counsel for the Union, the General Counsel agreed to reinstate
par. 6(c). See GC Exh. 2.
31 I found the Spanish language interpreter who was used throughout
the hearing to have done an excellent job. All parties were assisted by
fluent Spanish speakers, and there were very few objections raised to
the translation of witness testimony.
ALADDIN GAMING, LLC
623
working” on the list. According to Kawana, he placed Blanco’s
name on the swing shift on that part of the schedule where full-
time employee names went. He testified that he placed
Blanco’s name on the full-time portion of the list, “just to make
sure he knew exactly where he would be.” Thereafter, when
the absent employee returned, Blanco’s name went back to the
on-call position, because “[h]e was always on-call.” Kawana
denied that Blanco was ever anything other than an on-call
employee, denied that he was ever promoted to full time, and
denied that he was ever demoted to on-call.
In Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899
(1st Cir. 1981), cert denied 455 U.S. 989 (1982), the Board
announced the following causation test in all cases alleging
violations of Section 8(a)(3) or violations of 8(a)(1) turning on
employer motivation. First, the General Counsel must make a
prima facie showing sufficient to support the inference that
protected conduct was a “motivating factor” in the employer’s
decision. This showing must be by a preponderance of the
evidence. Then, upon such a showing, the burden shifts to the
employer to demonstrate that the same action would have taken
place even in the absence of the protected conduct. The
Board’s Wright Line test was approved by the United States
Supreme Court in NLRB v. Transportation Management Corp.,
462 U.S. 393 (1983).
The Board in Tracker Marine, L.L.C., 337 NLRB 644
(2002), affirmed the administrative law judge who evaluated
the question of the employer’s motivation under the framework
established in Wright Line. Under that framework, the General
Counsel must establish four elements by a preponderance of the
evidence. First, the General Counsel must show the existence
of activity protected by the Act. Second, the General Counsel
must prove that the respondent was aware that the employee
had engaged in such activity. Third, the General Counsel must
show that the alleged discriminatee suffered an adverse em-
ployment action. Fourth, the General Counsel must establish a
link, or nexus, between the employee’s protected activity and
the adverse employment action. In effect, proving these four
elements creates a presumption that the adverse employment
action violated the Act. To rebut such a presumption, the re-
spondent bears the burden of showing that the same action
would have taken place even in the absence of the protected
conduct. See Mano Electric, Inc., 321 NLRB 278, 280 fn. 12
(1996); Farmer Bros. Co., 303 NLRB 638, 649 (1991).
In the matter before me, it is somewhat difficult to know pre-
cisely what transpired with Blanco’s schedule. While Blanco’s
testimony was confusing, I have previously determined that
Kawana was not a credible witness. However, even an incredi-
ble witness has the capacity to tell the truth on occasion. Be-
tween the two versions of the event in question, I find Ka-
wana’s version more plausible. Had Blanco’s work status been
changed from on-call to full time, this would surely have been
considered a “promotion,” and it is highly likely that Kawana
would have specifically informed Blanco that he was being
promoted. Congratulations would have been warranted. But
Blanco did not testify that he was informed about a promotion,
congratulated, or told anything by Kawana. Blanco’s testimony
was simply that his name was moved to the full time part of the
schedule. This makes no sense. Somewhat more probable was
Kawana’s testimony that he had concerns with Blanco under-
standing the additional hours that he was to work in the place of
absent employees, and so he added Blanco’s name to the full
time part of the schedule and physically showed him on the list
the days and hours that he was working. In effect, Kawana
placed Blanco’s name in the category where the name of the
absent employee would normally go. As I was able to observe
Blanco’s confusion when testifying, I have some understanding
of Kawana’s concern about Blanco understanding a schedule,
which called for him to work more hours than usual. I believe
that there existed a legitimate basis for that concern.
Having accepted Kawana’s testimony that Blanco’s status
was never changed from on-call to full time, I must conclude
that he never suffered an adverse employment action. This is
one of four necessary elements in the General Counsel’s case.
Having failed to establish the existence of an adverse employ-
ment action, the General Counsel has failed to establish a prima
facie case. Tracker Marine, supra. The evidence does not
support the allegation that Blanco was denied work opportuni-
ties as a result of his union activities. Accordingly, I shall rec-
ommend that complaint paragraph 6(c) be dismissed.
Paragraph 6(d) of the complaint alleges that on about June 3,
the Respondent issued its employee Joe Trevino an unwar-
ranted and undeserved disciplinary warning. As previously
noted, Trevino was a food server in the Zanzibar Café, and a
union committee leader who wore the union button. I earlier
found that his supervisor, Marlene Nazal, violated the Act on
May 30 when she promulgated and enforced an overly broad
and discriminatory rule prohibiting Trevino from wearing a
union button under threat of suspension.
According to Trevino, on June 1, he was given a written
warning, termed “Coaching Document” from Nazal. (GC Exh.
3.) At the time he was approached by Nazal, Trevino was in
the dining room. She said that Keith Kawana had instructed
her to give it to him. Nazal informed Trevino that Kawana had
seen Trevino “conducting union business on company time”
with fellow food server Pat Burrell on the previous Monday.
Trevino testified that regarding Burrell, he had “signed her up
in the employees’ dining room.” By this reference, I assume he
meant that he had obtained a signed union authorization card
from Burrell. In any event, Trevino told Nazal that he had
Mondays off, so he could not have done as Kawana suggested.
She said that she would speak with Kawana about the dates.
About 5 minutes later, she returned to Trevino and told him that
Kawana indicated that it was actually the previously Saturday
that he had seen Trevino with Burrell. Nazal changed the inci-
dent date on the coaching document, and got Trevino to sign it.
While both Nazal and Kawana testified, neither denied the
substance of Trevino’s testimony. Therefore, his testimony is
unrebutted.
The coaching document indicates that Trevino “was ob-
served by a department head discussing union organizing in the
kitchen during business hours with another team member who
was attempting to work.” (GC Exh. 3.) Of course, Trevino
testified that his involvement with Burrell occurred in the EDR,
where she signed a union card. Since that testimony was un-
challenged, except indirectly by the written warning, I credit
Trevino’s testimony that the conduct complained of occurred in
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
624
the EDR, not in the kitchen. It is axiomatic, that an employee
can lawfully engage in union activity, including soliciting sig-
natures on union cards, on the employee’s nonworking time,
such as while on lunch or breaks in the EDR.
I am of the belief that the Respondent, through Nazal and
Kawana, issued a written warning to Trevino for soliciting
Burrell to sign a union card while on break in the EDR. This
was unlawful. Since there is no dispute as to the reason for the
discipline,32 this is not a dual motivation case, and the Wright
Line analysis is not appropriate.33
Rather, in these circum-
stances, the proper analytical framework is that found in NLRB
v. Burnup & Sims, 379 U.S. 21 (1964). In that case, the Su-
preme Court affirmed the Board’s rule that an employer vio-
lates the Act by discharging or disciplining an employee based
on its good faith but mistaken belief that the employee engaged
in misconduct in the course of protected activity. Accord: La-
Z-Boy Midwest, 340 NLRB 80 (2003).
Accordingly, I conclude that on about June 3, the Respon-
dent issued its employee Joe Trevino an unwarranted and unde-
served disciplinary warning because of his union activity, in
violation of Section 8(a)(1) and (3) of the Act, as alleged in
paragraph 6(d) of the complaint.
It is alleged in complaint paragraph 6(e) that on about June
4, the Respondent changed the working conditions of its em-
ployee Elisabeth Peuser by changing her breaktime. As noted
above, Peuser was a food server in the Zanzibar Café, and was
also a union committee leader who wore a union button. I pre-
viously found that on May 31, Keith Kawana unlawfully inter-
rogated Peuser about her union activity.
Peuser testified that her shift normally runs from 8 a.m. to 4
p.m., and that she takes her 1-hour break no earlier than 11 a.m.
Employees who begin work earlier, normally take their breaks
before Peuser. According to Peuser, on approximately June 4,
she was directed by supervisor Marlene Nasal to take her break
at 9:40 a.m., which was earlier than employees who had started
work before Peuser. It is alleged that requiring her to take a
break at an earlier hour caused Peuser to endure more onerous
working conditions, as she, thereafter, needed to work without
a break from 10:40 a.m. until the end of her shift at 4 p.m.
Nasal testified on cross-examination that she could not spe-
cifically recall whether on one particular day Peuser was asked
to take her break only about 1 hour after she started her shift.
(Although, as noted above, Peuser actually took her break after
she had been at work for 1 hour and 40 minutes.) The Respon-
dent denies that Peuser’s breaktime was in any way related to
her union activity. Further, counsel for the Respondent argues
in his posthearing brief that the allegation, even if true, does not
rise above the level of de minimis importance. I must agree
with the Respondent.
Peuser testified that this incident on June 4 was the only time
she has been asked to take her break prior to 11 a.m. Not sur-
32 I was unable to find any defense of the Respondent’s conduct in
issuing this warning in counsel for the Respondent’s posthearing brief.
33 I conclude that even assuming the Wright Line analysis were ap-
propriate, the General Counsel has established by a preponderance of
the evidence all the elements of a prima facie case, including union
activity, knowledge, adverse employment action, and nexus. The Re-
spondent has failed to rebut that evidence.
prisingly, Nazal credibly testified that she could not even recall
the matter. I see no evidence connecting this change in
Peuser’s usual breaktime with her union activity. There is no
clear nexus. At this point in time, who can say why Peuser was
asked to take her break earlier than normal? There may have
been a dozen different legitimate reasons for it. Frankly, it
would certainly not be reasonable to expect that a supervisor
testifying 6 months later would have any memory of what
really appears to have been a rather insignificant event.
I am of the view that counsel for the General Counsel has
failed to meet his burden of proof, and has not established a
nexus between the event and Peuser’s union activity. Further, I
believe this one time event to be too insignificant to constitute
an adverse employment action. It simply does not rise to the
level of an unfair labor practice. Accordingly, I shall recom-
mend that complaint paragraph 6(e) be dismissed.
Complaint paragraph 6(f) alleges that on about June 6, the
Respondent imposed more onerous working conditions on its
employee Jose Beltran by requiring him to work periods of
time by himself at his station. As mentioned earlier, Beltran
was employed as a cook in the Spice Market Buffet, and was a
union committee leader who wore the union button. I previ-
ously concluded that on May 31, Chef Clark unlawfully inter-
rogated Beltran about his union membership and activities.
According to Beltran, Clark’s attitude changed after Beltran
began to wear the union button. On June 5, at a preshift meet-
ing, Clark greeted the assembled employees with the statement,
“Welcome to the Revolution everybody.” There then followed
a change in Beltran’s “working conditions.” Beltran works the
“Italian station” at the buffet, which has a pizza side and a sauté
side. On the weekends, which are typically busy, there are
usually three employees working the Italian station. However,
on this date,34 which Beltran recalls as a Friday, Clark sched-
uled employee breaks so that Beltran found himself working
the station alone. After Beltran struggled working the station
alone for about 25 minutes, Clark came over to the station and
began to count out loud the number of empty dishes, which
Beltran had not yet had an opportunity to refill. Beltran testi-
fied that Clark said that when he hired Beltran he had been told
that Beltran was a cook, but apparently Beltran wasn’t, because
Beltran could not handle the two sections well. Further, Clark
said that if Beltran couldn’t maintain both sides of the station
well, that he would move Beltran to another station. According
to Beltran, before that date he had never been asked to work the
station alone.
Clark denied that he ever left Beltran with inadequate assis-
tance, that he ever assigned Beltran any unusual duties, or that
he ever made it difficult for him to do his job. For the reasons
that I expressed earlier, I continue to find Clark to be incredi-
ble. On the other hand, I believe Beltran’s testimony, and his
characterization of Clark’s conduct fits the pattern of hostility
that Clark exhibited toward the cooks who wore the union but-
ton. For Clark, the wearing of the union button by his cooks
had obviously become a personal matter.
34 While Beltran may have mistaken the exact date that these events
occurred, the sequence of events is the significant matter.
ALADDIN GAMING, LLC
625
Clark followed his interrogation of Beltran on May 31 with
the statement of June 5 about the “revolution,” which I believe
was a reference to the union activity of the employees. There
then followed the incident of leaving Beltran to man the Italian
station alone, which had never been done before. By itself, the
incident might have passed unnoticed, as simply the random
scheduling of breaks by the supervisor. However, when associ-
ated with Clark’s sarcastic comment to Beltran about his not
being a cook, if he could not handle the station alone, I believe
Clark’s aim was clear. Clark was harassing Beltran because he
wore the union button.
Under the Wright Line standard, the General Counsel has es-
tablished a prima facie case. Beltran obviously had union ac-
tivity, which was well known to Clark. Clark assigned Beltran
a more onerous job task, namely the manning of the Italian
station alone, which constituted an adverse employment action.
Clark had previously demonstrated by his interrogation of
Beltran and the other cooks his animus toward the Union. The
timing of Beltran’s isolation at the station, along with Clark’s
sarcastic remarks about Beltran’s abilities as a cook, is further
evidence of a nexus with Beltran’s union activity. Further, I am
of the view that the Respondent has failed to rebut the General
Counsel’s evidence. I do not believe that Beltran would have
been left alone at the station, were it not for his union activity.35
Accordingly, I conclude that on about June 6, the Respon-
dent imposed more onerous working conditions on its em-
ployee Jose Beltran by requiring him to work periods of time
by himself at his station, in violation of Section 8(a)(1) and (3)
of the Act, as alleged in paragraph 6(f) of the complaint.
The General Counsel alleges in complaint paragraph 6(g)
that on about June 13, the Respondent changed the working
conditions of its employee Azucena Felix by prohibiting her
from using air freshener in performing her work duties so as to
hold her up to ridicule by her coworkers. As I discussed ear-
lier, Felix worked as a material control employee. Specifically,
she worked in the area of the linen chute, down which the dirty
linen travels on its way to the laundry. Felix was also a union
committee leader who wore the union button. I previously
concluded that on May 31, Supervisor Welch promulgated an
overly broad and discriminatory rule prohibiting Felix from
talking about the Union.
Felix testified that in the course of performing her job duties,
she was required to clean the chute and surrounding area. She
has allegedly been trained to use a cleaning/disinfecting solu-
tion poured into her mop bucket to clean, and to use a spray
bottle of deodorizer to improve the smell in the area around the
linen chute. Apparently, the linen chute area has a particularly
strong odor. In any event, on June 13 she was performed her
duties with fellow employee Wenceslao Sanchez, when stopped
by Welch, who was at the time holding a meeting for other
employees. Felix testified that Welch directed his comments to
35 I do not believe that there is any inconsistence with my decision in
the matter of Luis Herrera, complaint par. 6(a). The Herrera incidents
lacked the nexus to union activity, which obviously existed with
Beltran. Clark’s sarcastic comments to Beltran established that the
harassment was an effort to punish Beltran because he wore the union
button.
her and said that she should not be using the deodorizer, be-
cause she was wasting it, and “at five cents per bottle, it was
expensive.” Allegedly, she told Welch that the deodorizer was
needed to freshen the foul air in their work area, but Welch
again admonished Felix not to use the chemical. She contends
that at this point the employees with whom Welch was meeting
began to laugh at her. Pursuant to Welch’s instructions, Felix
discontinued use of the deodorizer, which she had been using
for the previous 3 years. Sanchez testified, and substantially
supported the testimony of Felix.
Welch’s story is somewhat different. He testified that he ob-
served Felix with the deodorizer in her mop bucket, which he
was able to determine because of the pink color of the fluid.
According to Welch, he merely told Felix and Sanchez not to
use the deodorizer to clean, because it was not made for that
purpose. Secondarily, the deodorizer is more expensive, cost-
ing about “20 cents a quart” more. Welch testified that all the
employees like to use the deodorizer because it smells good,
but it has always been the policy of the department that it
should only be used to deodorize and not to clean or disinfect.
It was not designed for those purposes, and his intention was
merely to explain that to Felix and Sanchez. Employees, in-
cluding Felix, may still use the deodorizer to spray it in the air.
Welch testified that he “didn’t see it as a big thing, [he] was
just making [Felix and Sanchez] aware if they weren’t already
aware that [it’s] not a clean[ing] agent.”
In my opinion, the General Counsel has made a “mountain
out of a molehill” regarding this matter. Regardless of which
version is more accurate, Felix or Welch’s, or a combination of
the two, this matter does not rise to the level of an unfair labor
practice. Even assuming Felix’s testimony was accurate, the
General Counsel has failed to meet his burden of proof and
establish a prima facie case. I do not believe that prohibiting
Felix from using the deodorizer constitutes an adverse em-
ployment action, nor do I see any connection with her union
activity. Tracker Marine, supra. There is no probative evi-
dence that, as suggested by the counsel for the General Counsel
and counsel for the Union, the Respondent instituted the al-
leged denial of deodorizer use in an effort to humiliate Felix in
front of fellow employees. Why would it constitute a humilia-
tion? The theory of this allegation makes no sense to the un-
dersigned. Surely, the Respondent has the right to decide
which particular product its employee maintenance personnel
use in the course of performing their job duties. Even fully
crediting Felix, I do not believe that she suffered any detriment
by being prevented from using the deodorizer as could reasona-
bly be considered an adverse employment action under the Act.
Accordingly, I shall recommend the dismissal of complaint
paragraph 6(g).
It is alleged in complaint paragraph 6(h) that on about June
14, the Respondent changed the working conditions of its em-
ployee Elisabeth Peuser by more strictly enforcing a work rule
against her regarding having her hair pulled back or cut. As is
noted above, Peuser was employed as a food server in the Zan-
zibar Café, and was a union committee leader who first wore
the union button on May 31.
Peuser testified that previous to the union campaign, she had
worn her hair about at collar length with no difficulty. How-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
626
ever, on June 14, she was approached at work by Café Manager
Nazal who told her that she had to either get her haircut, or clip
it up on the top of her head. She objected, telling Nazal that,
“some of the other girls’ hair is down.” Nazal replied that she
would talk to these servers. Apparently she did, because a fel-
low server indicated to Peuser that she was upset with Peuser
for mentioning to Nazal that her hair was not up. In any event,
Peuser felt compelled to pull her hair up on the top of her head
starting the following day. She continued to wear her hair in
that fashion, and was never told by Nazal that it was not neces-
sary.
Nazal testified that Peuser’s hair was “very long,” and she
told Peuser to “pull her hair up,” in order to comply with the
“dress code policy.” When Peuser pointed out another em-
ployee whose hair was as long, Nazal directed that employee to
also pull up her hair. Nazal testified that while she was aware
that Peuser wore a union button, it was “later on,” meaning
after the hair incident, and also that she never saw the other
employee wearing a union button.
The employee handbook merely states that for women,
“Long hair must be kept away from the face and should not fall
forward while performing normal job duties.” (R. Exh. 4,
p. 25.) While Nazal indicated that customer complaints about
hair in their food had precipitated her concern about hair length,
she did not claim that she had identified the hair as coming
from Peuser. In any event, this dispute essentially comes down
to credibility. Was Peuser’s hair collar length as she testified,
or longer, as testified by Nazal?
Earlier, I found Nazal not to be a particularly credible wit-
ness. She was a difficult and testy witness on cross-
examination, and I got the feeling that she testified with an
“agenda,” which was designed to favor the Respondent. On the
other hand, Peuser seemed generally credible. I have already
found that Nazal committed unfair labor practices prior to this
hair incident with Peuser, and I especially do not credit Nazal’s
testimony that she only noticed Peuser wearing a union button
after the incident. To the contrary, I credit Peuser that she be-
gan to wear the union committee leader button 2 weeks earlier,
and I have no doubt that Nazal noticed it immediately. Her
union animus was already apparent, as she had on May 30
promulgated and enforced an overly broad and discriminatory
rule prohibiting employees from wearing union buttons.
Considering these various factors, I believe that the General
Counsel has established the necessary elements of a prima facie
case. Peuser had union activity, and I believe that activity was
known to Nazal. Requiring Peuser to either cut her hair or wear
it on the top of her head was an adverse employment action, as
presumably Peuser did not want to do so, and complied only
under the implied threat of disciplinary action. Further, based
on the timing and Nazal’s union animus, I conclude there is a
fairly obvious nexus with her union activity. Thus, the General
Counsel has met his evidentiary burden. Tracker Marine, su-
pra.
I am also of the belief that the Respondent has not overcome
that evidence by showing that the action would have been
taken, even without Peuser’s union activity. The fact that
Nazal spoke to another employee, who was not an obvious
union supporter, about her hair shows only that Nazal was try-
ing to “disguise” her discriminatory conduct. This other em-
ployee was spoken to only after Peuser raised the issue of the
other employee’s hair length. Further, there is no claim that the
Respondent’s hair length policy had been changed, yet Peuser
was being required to alter her hair style, which she had utilized
without challenge for some time. The only thing that had
changed was Peuser’s involvement with the Union. Therefore,
the Respondent has failed to rebut the presumption that the
adverse employment action violated the Act. Mano Electric,
supra; Farmer Bros. Co., supra.
Accordingly, I conclude that on about June 14, the Respon-
dent changed the working conditions of its employee Elisabeth
Peuser by more strictly enforcing a work rule against her re-
garding having her hair pulled back or cut, in violation of Sec-
tion 8(a)(1) and (3) of the Act, as alleged in paragraph 6(h) of
the complaint.
It is alleged in complaint paragraph 6(i) that on about June
20, the Respondent changed the working conditions of its em-
ployee Azucena Felix by reducing the time she was permitted
to clean up at the end of her work shift. As has been indicated
above, Felix was employed in the material control department,
and was a union committee leader who wore her union button
at work. Her immediate supervisor was Michael Welch.
Felix testified that on June 20 near the end of her shift, she
was in the women’s bathroom washing up in preparation for
leaving work. While she did not allege that her shift was over,
she seemed somewhat confused over precisely what time she
was in the bathroom. In any event, it is undisputed that the
shift ends at 5 p.m., and the controversy is over whether she
was entitled to take 5 or 10 minutes to clean up. While in the
bathroom, Felix was observed by Sandra Eastridge, director of
housekeeping services. Felix, who was in the process of wash-
ing up, jokingly commented that she had to bathe before going
home. Eastridge smiled and exited the bathroom, and Felix
soon followed, after allegedly spending a total of 4 minutes in
the bathroom. When she returned to her work area, Welch said
that Eastridge had complained to him that Felix should not be
taking “so much time to clean [herself, and she] was supposed
to work till the last minute of [her] shift.” In her defense, Felix
said that when she was trained for the job, her trainer had told
her that she could use 10 minutes at the end of her shift to clean
up. She reminded Welch that working with the dirty linen and
near the linen chute caused her to get quite dirty, and she asked
him how much time she was entitled to take to clean up. Ac-
cording to Felix, Welch told her she could take “five minutes,
and no more.”
Welch testified that the Employer has no written policy con-
cerning clean up time for employees at the end of a shift. He
indicated that Felix was not the only employee that he had spo-
ken to about excessive clean up time. Welch recalled that fol-
lowing Eastridge’s complaint, he told Felix that she needed to
remain at her workstation until either her shift ended, or a su-
pervisor released her.
After hearing their testimony, it appeared to me that neither
Felix nor Welch had a particularly good recollection of what
was said on the afternoon of June 20. Felix especially seemed
to have some difficultly with time, being unclear and contradic-
tory about the precise time she entered the bathroom and for
ALADDIN GAMING, LLC
627
how long she remained.36 However, the dispute really comes
down to whether the Respondent changed the amount of time
Felix could spend cleaning up at the end of her shift from 10 to
5 minutes; and, if so, whether the reduction was because of her
union activity.
As I indicated earlier, Felix was a union supporter, and the
Respondent was aware of her union activity. Welch had spo-
ken to her about her support for the Union, and he committed
an unfair labor practice by promulgating an overly broad and
discriminatory rule prohibiting her from talking about the Un-
ion with other employees. Thus, under Wright Line, the Gen-
eral Counsel has established three necessary elements to make a
prima facie case, namely union activity, knowledge, and ani-
mus. However, the fourth element, that being an adverse em-
ployment action, is only established if the evidence supports a
finding that the Respondent reduced Felix’s cleanup time from
10 to 5 minutes. I do not believe the evidence supports such a
finding.
It is undisputed that there is no written policy on the subject
of cleanup time. Apparently, it is simply left up to each de-
partment to decide the matter. Felix testified that Welch told
her she could take 5 minutes at the end of her shift to clean up,
which she claimed was less than the 10 minutes she has been
told by her “trainers” that she could take. However, counsel for
the General Counsel never called any further witness or offered
any additional evidence to establish that Felix had ever been so
directed by her “trainers,” or even that she or other maintenance
department employees had any such past practice. Certainly
there was no evidence offered to show that Welch or other su-
pervisors were aware that Felix was taking 10 minutes to clean
up. I do not believe that Felix’s testimony alone is sufficient to
establish a past practice of 10 minutes, because I find her testi-
mony on this subject to be unreliable. She seemed confused
over the times involved in the incident of June 20.
The General Counsel has not met his evidentiary burden and
established that Felix had a past practice of taking 10 minutes
to clean up at the end of her shift. Concomitantly, the General
Counsel has failed to establish that there was any change in
Felix’s working conditions when Welch directed her to take no
more than 5 minutes to clean up at the end of her shift. Accord-
ingly, I shall recommend that complaint paragraph 6(i) be dis-
missed.
Complaint paragraph 6(j) alleges that on about June 28, the
Respondent discharged its employee Pablo Blanco. As was
discussed in detail above, Blanco was employed as a busboy in
the Spice Market Buffet. He was also a union committee leader
who wore a union button on a regular basis starting about May
31.
Blanco testified that he arrived at work on June 28 at 3 p.m.,
and went to the hostess station to look at the schedule and de-
termine where he was supposed to be working. However, he
could not locate the schedule, and went into the kitchen to ask a
fellow employee where the list was located. This employee,
36 During Felix’s testimony there was some confusion as to whether
she left the bathroom at 4:54–4:55 p.m. or 4:44–4:45 p.m., a 10-minute
discrepancy. Her earlier affidavit given to the Board lists the time as
4:55 p.m.
Sylvia, was also unaware of the location of the list, and so
Blanco decided to just help her with a dish cart. They brought
the dishes into the buffet from the kitchen, left them in the des-
sert section, and returned the cart to the kitchen.
At about 4 p.m. that day, Blanco was told to report to the of-
fice. He went to Keith Kawana’a office where, in addition to
Kawana, he found supervisors Marlene Nazal, and Debbie
Heslop. According to Blanco, Heslop asked him where he had
been at 3:30 p.m. that day. Blanco replied that he had been
working. However, Kawana told Blanco that he was being
investigated for disappearing from work. Blanco indicated that
this was unfair, and he left the office with the intention of
bringing back a fellow employee who could support Blanco’s
claim that he had been working. He returned with employee
Jose Alvarez, but Kawana was allegedly not interested in hear-
ing from Alvarez. Kawana had a security guard escort Blanco
out of the facility. According to Blanco, on June 30, he re-
ceived a call from Kawana who informed him that he was fired.
Blanco utilized the Respondent’s “open door policy” to appeal
his dismissal. He was eventually reinstated to his job by the
Respondent’s vice president, Brian Lerner, and returned to
work on July 19. However, he did not receive backpay for the
time he was suspended and discharged.
The Respondent failed to offer any evidence in opposition to
Blanco’s testimony. Therefore, I accept Blanco’s testimony as
unrebutted. The evidence is undisputed that Blanco was an
open supporter of the Union, and the Respondent’s supervisors
were well aware of his union activity. Further, the Respon-
dent’s supervisors, including Kawana and Nazal, had as of June
28 engaged in numerous unfair labor practices by which the
Respondent’s animus toward the Union was obvious. Equally
clear, the suspension and subsequent termination of Blanco was
an adverse employment action. Thus, the General Counsel has
established by a preponderance of the evidence that a motivat-
ing factor in the Respondent’s decision to suspend and termi-
nate Blanco was his union activity. Having established a prima
facie case, the burden shits to the Respondent to show that the
adverse employment action complained of would have been
taken, even in the absence of Blanco’s union activity. Tracker
Marine, supra.
The Respondent offered no evidence to support its conten-
tion that the suspension and discharge of Blanco were justified.
From Blanco’s testimony, it appears that the supervisors were
not really interested in hearing from fellow employees who
might have established that Blanco was working, as he claimed,
during the time the supervisors thought him to be missing. The
Board has held that “[a]n employer’s failure to adequately in-
vestigate an employee’s alleged misconduct [is] an indication
of discriminatory intent.” Clinton Food 4 Less, 288 NLRB
597, 598 (1988). This certainly appears to be the situation at
hand. I suspect that was why, to his credit, Brian Lerner rein-
stated Blanco under the Employer’s internal open door policy.
However, the damaged had been done. Blanco’s employment
record reflected a suspension and discharge, and Blanco was
not made whole for his lost wages and benefits.
The Respondent has failed to meet its burden of proof by a
preponderance of the evidence that it would have taken the
adverse employment action against Blanco, even in the absence
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
628
of his protected conduct. Peter Vitalie Co., 310 NLRB 865,
871 (1993). In fact, there has been no evidence offered that
would establish anything of the sort. Accordingly, I conclude
that on about June 28, the Respondent discharged Pablo Blanco
because of his union activity, in violation of Section 8(a)(1) and
(3) of the Act, as alleged in complaint paragraph 6(j).
Complaint paragraph 6(k) concerns the alleged discharge of
employee Luis Velasquez on July 6. However, as there are a
number of complaint paragraphs involving adverse employ-
ment action taken against Velasquez, I will consider all these
allegations together, later in this decision.
It is alleged in paragraph 6(l) of the complaint, as amended,
that on about July 6 and 11, the Respondent issued a group
warning to, and imposed more onerous working conditions on,
its beverage department employees. This allegation is premised
on the same set of facts upon which complaint paragraphs 5(nn)
and (pp) are based. When considering those earlier allegations,
I came to the conclusion that while Supervisor Michael Duhon
had issued a blanket verbal warning to assembled employees at
two preshift meetings, a rather unusual action, that there was
insufficient evidence to establish that the action was taken be-
cause of the employees’ union activity. Paragraphs 5(nn) and
(pp) alleged the Respondent’s conduct to constitute a threat to
engage in closer supervision in violation of Section 8(a)(1) of
the Act. In paragraph 6(l) the same conduct by the Respondent
is alleged as a violation of Section 8(a)(3) of the Act, as an
imposition of more onerous working conditions. However, the
underlying evidence is exactly the same.
Having already concluded that the evidence failed to estab-
lish a nexus between the conduct of Duhon in issuing the blan-
ket warning and the employees’ union activity, I must also
conclude that there is insufficient evidence that the imposition
of more onerous working conditions by means of the blanket
verbal warning was connected to protected activity. Counsel
for the General Counsel has failed to show a nexus between the
adverse employment action and union activity, one of the nec-
essary elements in order to establish a prima facie case.
Tracker Marine, supra. Thus, the General Counsel has failed to
show by a preponderance of the evidence that the employees’
union activity was a motivating factor in the imposition of more
onerous working conditions. Accordingly, as I did with com-
plaint paragraphs 5(nn) and (pp), I shall recommend the dis-
missal of complaint paragraph 6(l).
Complaint paragraph 6(m) alleges that on about July 11, the
Respondent imposed more onerous working conditions on its
employee Luis Herrera by telling him to work at the banquet
hall while he was on his lunch break. This allegation is prem-
ised on the same set of facts upon which complaint paragraph
5(rr) is based. In considering the allegation in paragraph 5(rr), I
found that the Respondent, through Chef Clark, threatened Luis
Herrera with disciplinary action because of his union activity. I
found that on earlier occasions Clark interrogated and threat-
ened Herrera because he wore the union button. Then on July
11, Clark specifically threatened Herrera with disciplinary ac-
tion because he had failed to immediately end his lunchbreak,
“dump the food,” leave the EDR, and “go fast” to help out in
banquets. This incident is more fully explained above in the
section concerning paragraph 5(rr) in which I concluded that
Clark’s conduct constituted a violation of Section 8(a)(1) of the
Act. However, the same set of facts also establishes a violation
of Section 8(a)(3) of the Act.
Herrera’s union activity in wearing the committee leader but-
ton was obvious. Equally clear was the Respondent’s knowl-
edge of that activity. Further, Clark’s union animus as demon-
strated by his unlawful interrogation and threat to discipline
employees is now legend. The final element in the General
Counsel establishing a prima facie case is the existence of an
adverse employment action. I believe that Clark’s order to
Herrera to immediately end his lunchbreak, dump his food,
leave the EDR, and go to banquets was such an action. As
noted above, I specifically credited Herrera that he had never
before been told that he had to work in banquets. Further, the
timing of Clark’s demand, coming as it did the day after he
placed his finger on Herrera’s union button and threatened him
with discharge, is further evidence that his demand was not
legitimately based on the Employer’s need. Therefore, I find
that the General Counsel has established by a preponderance of
the evidence that a motivating factor in Clark’s demand that
Herrera immediately go help out in banquets, cutting short his
break time, was Herrera’s union activity. Tracker Marine,
supra.
The Respondent has failed to rebut the General Counsel’s
prima facie case and establish that it would have taken the ac-
tion complained of, even in the absence of Herrera’s union
activity. The only evidence offered in support of Clark’s de-
mand was Clark’s own testimony that it was not uncommon for
cooks to help out in banquets. However, I found Clark to be
incredible for the reasons previously expressed at length, and
find this statement by him, with no supporting evidence, to be
equally incredible. Accordingly, I find that on about July 11,
the Respondent imposed more onerous working conditions on
its employee Luis Herrera by telling him to work at the banquet
hall while he was on his lunchbreak, in violation of Section
8(a)(1) and (3) of the Act, as alleged in paragraph 6(m) of the
complaint.
It is alleged in complaint paragraph 6(n), as amended, that on
about July 12, the Respondent changed the working conditions
of its employees, Jose Beltran,37 and Luis Herrera, by requiring
them to wear hairnets under threat of suspension. Of course,
both Beltran and Herrera were cooks employed in the buffet,
and union committee leaders. Herrera testified that on July 12
at a preshift meeting attended by about 20 employees, Chef
Clark informed the assembled employees that they would have
to use hairnets. However, later at the seafood station, Clark
told Herrera individually that he “needed to use a hairnet” and
if Clark saw him the next day without the hairnet that he would
be given a “suspension or a warning.” Being upset about the
order, Herrera went to see Anthony Paul (Chef Anthony),
37 I granted the General Counsel’s motion to amend the complaint by
adding Beltran’s name to this allegation, over the objection of counsel
for the Respondent. The addition was closely related to the existing
allegation, and arose from the same facts and legal theory. Payless
Drug Stores, 313 NLRB 1220 (1994). Further, the Respondent was not
prejudiced by the amendment as it had adequate time to prepare its
rebuttal, and the additional allegation was fully litigated at the hearing.
Pincus Elevator & Electric Co., 308 NLRB 684 (1992).
ALADDIN GAMING, LLC
629
whom Herrera testified was Clark’s “boss.” According to
Herrera, he explained his problem and asked Anthony if he
needed to wear a hairnet. Anthony had Herrera remove his cap,
examined his hair, and said that Herrera did not need to wear a
hairnet. Herrera testified that he has never worn a hairnet while
working, and except for the two occasions on July 12 when
spoken to by Clark, he has never been asked to wear a hairnet.
Further, he testified that his hair length on July 12 was the same
length as on the day of the hearing.
Beltran testified that at a preshift meeting on a date he could
not recall, Clark told the assembled employees that they had to
wear hairnets. Then Clark told him individually that he needed
“to wear a hairnet now.” He also heard Clark tell Herrera the
same thing individually. Beltran claimed that at the time, his
hair was above the collar, which was allegedly within the Re-
spondent’s allowable length. He has never worn a hairnet at
work. Further, he has never heard Clark tell any employee
individually that the employee needed to wear a hairnet, with
the exception of himself and Herrera.
Clark testified that he had received a number of complaints
about hair being found in the food, and so during a preshift
meeting he asked “everybody who had long hair or hair that
was disheveled, either to wear a hairnet or, the other option, to
get a hair cut.” He admitted speaking to both Beltran and
Herrera and “extending the option” to them. Allegedly, quite a
few other employees who worked in the buffet were wearing
hairnets. According to Clark, Beltran protested that his hair
was above the collar in length. Clark recalls Herrera protesting
not at all, and came to work the following day with his hair cut.
Nobody was disciplined for having excessively long or dishev-
eled hair. Clark testified that his boss, executive chef Mark
Sherline, asked him to “let [the matter] lie for now,” until they
had a chance to discuss it further, and came up with a “viable
solution” for the problem. On cross-examination, Clark testi-
fied that prior to talking with Beltran and Herrera, he had once
asked another cook to wear a hairnet or cut his hair, however,
he could not recall this employee’s name. Further, he was
forced to admit that sus chef Wordell Freeman, who wears his
hair in braids, does not wear a hairnet.
As I have done repeatedly, I continue to find Clark not to be
credible. On the other hand, I credit both Beltran and Herrera,
as I find their testimony inherently plausible. The statements
attributed to Clark fit his pattern of seeking to harass those of
his cooks who were supporting the Union. Under the Wright
Line standard, the General Counsel has established a prima
facie case. Clearly Beltran and Herrera were open union sup-
porters and Clark was aware of their sympathies. Clark’s ag-
gressive animus toward the Union has been set forth in detail
above. Further, the timing of Clark’s remarks to Beltran and
Herrera place them in that several day period during which
Clark was committing other unfair labor practices, including
threatening union supporters with discharge. Having credited
Beltran and Herrera that they were spoken to individually, I
conclude that Clark was treating them in a disparate fashion in
requiring that they wear hairnets. The wearing of hairnets was
an adverse employment action, as it required altering the ap-
pearance of the employees in a way they viewed as unpleasant.
The nexus with their union activity has been established
through Clark’s union animus, the timing of the incident, and
the disparate treatment of Beltran and Herrera.
The General Counsel having established that union activity
was a motivating factor in Clark’s requirement that Beltran and
Herrera wear hairnets, the burden shifts to the Respondent to
show that the action would have been taken, even in the ab-
sence of protected activity. Peter Vitalie Co., supra. However,
the Respondent has failed to do so. The only evidence offered
to rebut the General Counsel’s case was Clark’s testimony,
which I have found incredible. There is simply no credible
evidence that Beltran and Herrera were treated the same way as
the other buffet employees. Further, there is no credible evi-
dence that their hair was, in fact, either excessively long or
disheveled. As Chef Paul did not testify, Herrera’s testimony
that Paul told him his hair did not require the wearing of a hair-
net remains unrebutted. Also, by Clark’s own testimony, Chef
Sherline felt the matter did not require immediate attention.
The Respondent having failed to establish by a preponder-
ance of the evidence that it would have required Beltran and
Herrera to wear hairnets, even in the absence of their union
activity, the General Counsel’s prima facie case has not been
rebutted. Accordingly, I conclude that on about July 12, the
Respondent changed the working conditions of its employees
Jose Beltran and Luis Herrera by requiring them to wear hair-
nets under threat of suspension, in violation of Section 8(a)(1)
and (3) of the Act, as alleged in paragraph 6(n) of the com-
plaint.
Complaint paragraph 6(o) alleges that on about July 12, the
Respondent issued its employee Norma Quinones an unwar-
ranted and undeserved verbal warning. This allegation is prem-
ised on the same set of facts upon which complaint paragraph
5(ss) is based. In regard to paragraph 5(ss), I previously con-
cluded that room service manager Nick Della Penna threatened
busser Norma Quinones with unspecified reprisals for wearing
a union button, in violation of Section 8(a)(1) of the Act. In
paragraph 6(o) the General Counsel alleges that the same con-
duct by Della Penna also constitutes a violation of Section
(8)(a)(3).
As is set forth in more detail above, I found that on July 12,
during an interview with Quinones to determine why she had
clocked out of her shift more than once, Della Penna made
numerous references to her union button. She had only recently
been reinstated to her position by Bill Timmins, after being
discharged for failure to follow proper clocking procedures.
According to Quinones, Della Penna mentioned that if the Un-
ion had been the employees’ collective bargaining representa-
tive, she would not have been given a “second chance.” Fur-
ther, Della Penna told Quinones that when Timmins saw her
wearing the union button, he would “be very disappointed, very
betrayed.” Even Della Penna admitted telling Quinones that by
wearing the button she was “not showing [Timmins] much
gratitude.”
In the process of making these statements, which I concluded
constituted an unlawful threat of unspecified reprisals for wear-
ing a union button, Della Penna presented Quinones with a
“Coaching Document.” (GC Exh. 7.) However, it is clear
from the face of the document that it constituted a “verbal”
warning, reduced to writing, for a “Violation of Com-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
630
pany/Department Rules & Procedures.” The rules allegedly
violated were, of course, the Respondent’s clocking procedures.
Although requested to do so, Quinones refused to sign the
document.
As was noted earlier, Quinones had significant union activ-
ity, demonstrated by her wearing the union button. Of course,
Della Penna was aware of her union activity, commenting spe-
cifically about her button. As those comments by Della Penna
were unlawful by themselves, they establish union animus. The
receipt of the “verbal” warning was an adverse employment
action under the Respondent’s progressive disciplinary system.
As the warning was issued at the same time Della Penna made
his unlawful threat of reprisals, the nexus with Quinones’ union
activity is obvious. Thus, the General Counsel has demon-
strated the necessary four elements to establish a prima facie
case that Quinones’ protected activity was a motivating factor
in the Respondent’s decision to issue her a “verbal” warning.
Tracker Marine, supra.
The Respondent has failed to rebut the General Counsel’s
evidence. There was no probative evidence offered to show
that the issuance of the “verbal” warning was unrelated to
Quinones’ union activity.38 Of course, counsel for the Respon-
dent takes the position that the “Coaching Document” (GC
Exh. 7) was just that, and not a disciplinary warning of any
kind. Such an argument makes no sense, as it “flies in the face”
of the printed document. Under the heading “Type of Coach-
ing,” are a number of categories from “verbal,” which was the
box checked, to “Suspension.” If the use of this form did not
denote disciplinary action, than why would the form offer the
option of suspension? It would not.
The Respondent has failed to establish that it would have is-
sued a “verbal” warning to Quinones, even absent her union
activity. Thus, the General Counsel’s prima facie case has not
been rebutted. Accordingly, I conclude that on July 12, the
Respondent issued its employee Norma Quinones an unwar-
ranted and undeserved verbal warning in violation of Section
8(a)(1) and (3) of the Act, as alleged in paragraph 6(o) of the
complaint.
There are three separated complaint paragraphs regarding
disciplinary action taken by the Respondent against employee
Luis Velasquez. As these actions are related because they ulti-
mately lead to Velasquez’ discharge, I will consider them in
sequence. The three paragraphs are as follows:
Complaint paragraph 6(k) alleges that on about July 6, the
Respondent discharged its employee Luis Velasquez and failed
to reinstate him until on about July 17.
Complaint paragraph 6(p) alleges that on about August 9, the
Respondent issued its employee Luis Velasquez an unwar-
ranted and undeserved final disciplinary warning.
38 The Respondent never adequately explained how Quinones’ habit
of multiple clock outs, as opposed to a failure to clock out, was a sig-
nificant problem for the Respondent. Where there were multiple clock
outs, Quinones was certainly not trying to “steal time” from the Re-
spondent, as the earliest of the times would be considered as the actual
time she clocked out. Quinones had testified that the reason she had
started to use multiple clock outs was because employee relations spe-
cialist Lae Wong had suggested this as a method to avoid failing to
clock out, which had led to Quinones’ original termination.
Complaint paragraph 6(q) alleges that on about September 3,
the Respondent discharged its employee Luis Velasquez.
Luis Velasquez began his employment with the Respondent
on August 1, 2000. His last date of employment with the Re-
spondent was approximately September 3, 2003. For much of
that time he was employed in the Spice Market Buffet as a food
server. However, it is important to note that when he testified
at the hearing, the Charging Party had employed him for the
previous 3 months. As was noted earlier, during part of his
employment with the Respondent, Velasquez was a union
committee leader. He began to wear the union button on May
31, the start of the Union’s open organizing campaign.
It is the Respondent’s position that Velasquez was termi-
nated because over time he demonstrated numerous instances
of poor service toward customers. Further, the Respondent
contends that during his employment Velasquez was given
repeated opportunities to improve his work performance, but
failed to do so. As the Respondent’s defense is premised on
this argument, it is necessary to review his employment record
both prior to and after the time he engaged in union activity.
On direct examination, Velasquez admitted being generally
aware of customer complaints against him before the start of
the union campaign. Specifically, buffet supervisor Debbie
Heslop testified that on April 25, Velasquez had served a table
with extremely dirty glasses, and that the customers had com-
plained to her. She testified that the customers were very upset,
going so far as to suggest to Heslop that because of the filthy
condition of the glasses that they might get “Aids.” The guests
filled out an incident report, and Heslop decided she would
refund their money in an effort to mollify them. As a result of
this incident, the Respondent presented Velasquez with a
“Coaching Document.” This document reflected on its face
that it was a “Final” warning for “substandard workmanship.”
(R. Exh. 32A.) Of course, this incident occurred approximately
1 month before the start of the Union’s open organizing cam-
paign. Also, there was no evidence presented that Velasquez
was in any way involved with the Union at this period of time,
or that the Respondent had any such indication. In any event,
as part of the discipline, Velasquez was given additional train-
ing. (R. Exh. 33.) Heslop testified that this “retraining” with
an experienced, proficient server lasted several hours.
Following the date on which Velasquez began to wear the
union button on a regular basis, he again was the target of com-
plaints by customers. On July 5, two men at Velasquez’ station
complained about receiving dirty flatware. Velasquez testified
that he saw buffet supervisor Pamela Garrett speaking with the
two men, and she told him about their complaint. According to
Velasquez, he replaced the flatware and apologized to the cus-
tomers. However, he testified that he overheard Garrett ask the
customers several times whether they wanted to fill out a com-
plaint against him, and each time the customers refused, indi-
cating that every thing was fine. According to Heslop, she got
involved in this incident when the buffet hostess, Rachel Bona-
tafico, complained that Velasquez was trying to blame her for
putting the dirty flatware on the table. Heslop testified that at
first the guests appeared satisfied that the flatware had been
replaced, but about 15 minutes later, one of the two customers
asked her why the server (referring to Velasquez) was mad at
ALADDIN GAMING, LLC
631
them. He was concerned enough to ask whether the server
might “spit” in the drinks. Later, the customer indicated that he
was still bothered by the way the server was acting. He alleg-
edly told Heslop that the server kept coming up to the table and
asking if they saw who put the dirty silverware on the table, and
insisting that it wasn’t him.
Heslop testified that she was concerned enough to take
Velasquez off the table, telling him to stay away from the cus-
tomers. However, on the way out, the customer continued to
complain and Heslop asked him whether he would like to speak
with the buffet manager, Keith Kawana. The customer indi-
cated he would, but Kawana was unavailable. As an alterna-
tive, the customer wrote a statement of complaint.39
In that
statement, the customer described his server as being “hostile
and upset,” and his attitude as “unpleasant and unprofessional.”
(R. Exh. 27, “Voluntary Statement.”)
As a result of this incident, Velasquez was called to Ka-
wana’s office and in the presence of Heslop and Garrett ques-
tioned about the complaint. Velasquez denied setting the table.
However, on the basis of the written complaint, Velasquez was
given an “Investigative Suspension.” (R. Exh. 27, “Coaching
Document.”) Both Heslop and the hostess, Rachel Bonatafico,
submitted written statements. (R. Exh. 27, individual state-
ments.) Two days later, Velasquez was terminated for the inci-
dent. The “Personnel Action Form” indicated that he had pre-
viously received a final written warning and retraining. (R.
Exh. 28.)
Velasquez utilized the Respondent’s internal grievance proc-
ess known as the “open door,” by which he sought to be rein-
stated. According to Velasquez, he met with Vice President of
Food and Beverage Brian Lerner and Human Resource Repre-
sentative Lai Wong on July 16. As a result, Lerner ordered him
reinstated with full backpay and benefits. The “Management
Open Door Tracking Form” signed by Lerner indicates that the
“suspension [is] reduced to a written warning about attitude
only.” (R. Exh. 29.) Velasquez returned to work the following
day. Unfortunately, this was not the end of customer com-
plaints for him.
Heslop testified that when she arrived at work on August 7,
the cashier told her that there had been an incident the previous
day with some customers and Velasquez. The cashier informed
Heslop that Supervisor Pam Garrett had handled the matter by
having the customers return on this date for a complementary
meal. Heslop was being given this information so that she
could make sure the customers got excellent service. When
these customers arrived they specifically asked to not be placed
in Velasquez’ station, and to be seated “as far away from him
as [possible.]” Heslop described these guests as a husband and
wife in their mid-30s from Chicago. After Heslop apologized
for the service they had received the day before, the husband
indicated that his wife was “absolutely terrified” of the server
from the previous day. He said that he couldn’t believe how
the server had “intimidated” his wife. The husband indicated
that they had repeatedly asked for beverage refills and their
39 Over the objection of counsel for the Union, I permitted the Re-
spondent to excise the names of customers from complaint statement
documents in an effort to maintain their privacy.
plates to be picked up, but the server failed to do it. Heslop
seated them at another server’s station. However, prior to leav-
ing, the husband indicated a desire to speak to some high man-
agement official. Brian Lerner was not available, and as an
alternative the customers were give the option of filing a writ-
ten complaint. The husband indicated he wished to do so, as
long as the server could not find out who they were, their ad-
dress, or phone number, as the wife was allegedly “terrified” of
the server. The husband then wrote out a complaint. (R. Exh.
26, “Voluntary Statement.”) According to Heslop, the follow-
ing day she and Supervisor Lila Dang met with Velasquez to
discuss the customers’ complaints. After the meeting
Velasquez was issued a “Coaching Document,” which indi-
cated that he was being given a “final” warning for poor job
performance. (R. Exh. 26.) On the document, Velasquez wrote
down his contention that he had given the customers good ser-
vice.
Velasquez was in the process of scheduling another meeting
with Brian Lerner under the open door policy to seek to have
his latest warning rescinded, when he received another com-
plaint. This incident occurred on August 30. According to
Heslop, the customers were a father and son. They complained
that their server, who was Velasquez, had failed to bring them
orange juice as requested, and had given poor service. They
had paid for the champagne buffet, but allegedly Velasquez had
not mentioned the champagne to them, informed them where it
could be found, or even where to go for food. They said that
they had never received such poor service before, and they
were highly upset. Heslop testified that it is the server’s re-
sponsibility to find out whether the customer wants an alcoholic
drink, and, if so, to tell the customer where the champagne bar
is located. After the customer gets his first alcoholic drink
from the bar, the server will get refills for the customer.
Velasquez disputes this and contends that it is the hostess’ re-
sponsibility to inform the customer of the champagne and the
location of the bar.
In any event, the customers, who according to Heslop turned
out to be VIPs, asked to speak with her “boss.” Velasquez had
by this time given the customers their juice, and he told Heslop
that there was “nothing wrong,” and everything was “fine.”
However, from the customers’ point of view this was appar-
ently not so, as they continued to ask to speak to someone of
importance, like the hotel “president.” In an effort to mollify
the guests, Heslop invited them back the following day for a
complimentary meal. They returned, but continued to complain
about the service from the day before. As Heslop could not
provide them with a high management official, she asked
whether, in the alternative, they would like to file a complaint.
They decided to do so, and one of the men wrote out their com-
plaint about poor service. (R. Exh. 25, “Voluntary Statement.”)
In his testimony, Velasquez disputed the contention that he
failed to give the customers good service. He indicated that
any failure to promptly serve the customers was simply the
result of having to provide service first to others.
That same day at the end of the shift, Keith Kawana and
Heslop met with Velasquez in the buffet office to discuss the
latest customer complaint. Ultimately, he was given a “Coach-
ing Document” with the punishment indicated as “Investigative
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
632
Suspension” to begin September 3, as a result of “substandard
workmanship.” The document reported the complaints that the
customers made against Velasquez. (R. Exh. 25.) Several days
later, approximately September 3 to 5, Velasquez was informed
that he had been terminated. Subsequently, Velasquez availed
himself of the open door policy. However, both Brian Lerner
and the Respondent’s president, Bill Timmins, rejected his
appeal. Finally, the appeal was denied at “peer counseling,”
which is apparently the final step in the Respondent’s internal
grievance process.
It is the Respondent’s position that Velasquez was termi-
nated as a result of the cumulative effect of the various cus-
tomer complaints, and the disciplinary action that resulted. In
addition to the incidents of April 25, July 5, and August 6 and
30, all of which have been discussed above, Heslop mention
several other incidents with customers, which resulted in
Velasquez being disciplined. She testified about an incident on
March 3, after which Velasquez was disciplined for failing to
properly service a guest. He was originally issued a written
coaching, however, it was ultimately reduced to a verbal coach-
ing. (R. Exh. 36.) Then again on March 13, Velasquez was
accused by customers of poor service. This also resulted in
discipline, initially a “final” coaching, but ultimately reduced to
a written coaching. (R. Exh. 37.) As with the April 25 inci-
dent, these two incidents in March occurred prior to the time
that Velasquez was engaged in union activity.
Under the Wright Line standard, the General Counsel has es-
tablished a prima facie case that Velasquez’ union activity was
a motivating factor in the Respondent’s decision to issue the
three disciplinary actions against Velasquez alleged in the
complaint. He was a union committee leader, and wore the
union button on a regular basis. Further, the Respondent was
aware of his union activity. Obviously, the three disciplinary
actions alleged in the complaint, two discharges and a warning,
constituted adverse employment actions. I believe that the
fourth necessary element, a nexus between his protected activ-
ity and the discipline has also been established. As should be
apparent by this point, the Respondent’s supervisors committed
numerous unfair labor practices beginning with the start of the
organizing campaign on May 30. Among others, these in-
cluded repeated acts of unlawful interrogation, threats, promul-
gation and enforcement of a discriminatory and overly broad
rule against wearing union buttons or talking about the union,
surveillance of union activities, promises of increased benefits
to abandon the union, establishing more onerous working con-
ditions for union supporters, and the unlawful discharge of at
least one employee. Accordingly, I conclude that the General
Counsel has established by a preponderance of the evidence,
that a motivating factor in the Respondent’s decision to disci-
pline Velasquez was his union activity. Tracker Marine, supra.
The General Counsel having established a prima facie case,
the burden now shifts to the Respondent to show that it would
have taken the disciplinary action against Velasquez, even in
the absence of his union activity. Senior Citizens Coordinating
Council of Riverbay, 330 NLRB 1100 (2000); Regal Recycling,
Inc., 329 NLRB 355 (1999). The Respondent must persuade by
a preponderance of the evidence. Peter Vitalie Co., supra. In
my view, the Respondent has met this burden.
It is apparent to me, after hearing witness testimony and re-
viewing the various disciplinary records, that Velasquez had a
significant problem with his attitude in interacting with cus-
tomers. This was not an insignificant problem, as the primary
goal of a food server is to make the customers happy.
Velasquez, to the contrary, seemed on a fairly regular basis to
make his customers unhappy. So unhappy at times that they
saw fit to register written complaints with the Respondent. Of
the six disciplinary actions taken against Velasquez and dis-
cussed above, three of them, the two in March and the one in
April, took place before there was any protected activity on the
part of Velasquez. Thus, the General Counsel and the Charging
Party are unable to suggest that for these earlier incidents the
Respondent’s supervisors “set up Velasquez” by soliciting the
customer complaints. That argument is used for the incidents
occurring after May 30. However, I do not believe the evi-
dence supports the argument. While I did not always find that
Heslop was credible, I did accept her testimony that she did not
solicit the complaints, or do anything out of the ordinary in
trying to mollify the angry customers. Her testimony was in-
herently plausible, and supported by the various written cus-
tomer complaints. It is certainly reasonable to assume that a
complaining customer would want to talk with a manager, and
when that manager was not available, would be given the op-
tion of submitting a written complaint. The written complaints
submitted by customers in the Velasquez incidents certainly
seem to show genuine unhappiness with the service they were
provided by Velasquez.
In her posthearing brief, counsel for the Union contends that
the Charging Party was prejudiced by my ruling revoking her
subpoena request for the complaining customers’ contact in-
formation. I am of the view that the privacy interests of the
individual customers out way any potential injury to the Charg-
ing Party or Velasquez by my denial of the information sought
by counsel. After all, the customer complaints were not admit-
ted into evidence for the truth of the matters asserted in those
documents, for which they would have surely constituted hear-
say, but, rather, to show that a complaint was registered, upon
which management’s action was based. An examination of
those customers could have only benefited the Union mini-
mally, but it had the potential to greatly inconvenience the cus-
tomers, who were totally removed from this proceeding.
Counsel for the Respondent asks the question in his
posthearing brief, “How many chances should one employee
get?” It is a good question in connection with Velasquez. As
noted above, the Respondent issued at least six disciplinary
actions against him for poor work performance from the period
of March to September, 6 months. Clearly, this was an average
of one a month. This was quite a number, especially where the
Employer utilizes a system of progressive discipline. In fact,
had the Respondent not exercised leniency and reduced the
disciplinary level of several of the actions, Velasquez would
have been at the discharge stage in the process much earlier.
As noted above, the first discharge on July 6 was rescinded and
reduced to a written warning. There were several other such
reductions as mentioned above, and after one, the Respondent
went through the trouble of “retraining” Velasquez, who should
have been by this time an experienced server. In my view,
ALADDIN GAMING, LLC
633
these were not the actions of an employer, which was interested
only in retribution. Rather, it is apparent to me that the Re-
spondent’s managers held out hope until the end that Velasquez
could be a productive employee.
The Charging Party’s counsel argues that the Respondent
treated Velasquez in a disparately harsh manner. I see no evi-
dence of this. To the contrary, as I have just indicated, if any-
thing the Employer’s supervisors repeatedly gave Velasquez
chances to improve his performance, which he was not techni-
cally entitled to under the progressive discipline system. Also,
it is difficult to compare Velasquez’ discipline with that of
other employees, as there was no indication that any other
server had as many customer complaints registered against him.
In an effort to show disparate treatment, counsel for the
Charging Party attempted to introduce rebuttal testimony from
food server Elmer Portillo, who had apparently served Supervi-
sor Brian Lerner beverages in dirty glasses. I sustained an ob-
jection from counsel for the Respondent that such evidence was
not proper rebuttal evidence. However, in her posthearing
brief, counsel for the Charging Party has cited a Board case
standing for the proposition that the General Counsel is not
required to prove disparate treatment as part of the initial show-
ing of antiunion discrimination. Avondale Industries, 329
NLRB 1064, 1066 fn. 9 (1999). Having reviewed that case, it
is apparent to me that my ruling excluding the testimony as
rebuttal evidence was in error. However, I consider it to have
been “harmless error.” The offer of proof by counsel was that
if given the opportunity to testify, Portillo would say that after
giving Lerner the dirty glasses, he was told by Supervisor Keith
Kawana to correct his deficiencies, but “not to worry about it,”
and that no discipline was issued. Assuming that Portillo
would have testified as counsel indicated in her offer of proof,
does not in my view establish disparate treatment. The situa-
tions are not analogous. Lerner was a supervisor, not a cus-
tomer, and while he should certainly not be served beverages in
dirty glasses, the Respondent would not be in jeopardy of los-
ing Lerner’s business, as it would by making such a mistake
with a private customer. I can certainly see how the Respon-
dent’s supervisors would have reasonably judged the situation
with Lerner not as significant as when an outside customer was
involved.
This brings me back to the heart of the Respondent’s argu-
ment. Velasquez’ customer relations skills appeared to be aw-
ful. From the number of customer complaints, he had failed in
the food server’s most basic requirement, making the customer
happy. It did appear that a significant number of his customers
were quite unhappy with the service they received from him.
Half the customer complaints against Velasquez, of which I am
aware, occurred before he was engaged in any union activity.
This greatly undermines the General Counsel and the Union’s
argument that he was being “set up” by management because
he engaged in protected activity. The Respondent has persua-
sively established by a preponderance of the evidence that it
would have made the same three decisions to discipline
Velasquez, including the final decision to terminate him, even
without any protected activity. T & J Trucking Co., 316 NLRB
771 (1995).
In summary, I find and conclude that counsel for the General
Counsel has established a prima facie case that union activity
was a “motivating factor” in the Respondent’s three decisions
to discipline Velasquez as alleged in the complaint. However, I
further find that the Respondent has established by a prepon-
derance of the evidence that it would have made the same three
decisions to discipline Velasquez, including the final decision
to terminate him, even in the absence of his union activity.
Accordingly, I shall recommend that complaint paragraphs
6(k), (p), and (q) be dismissed.
It is alleged in complaint paragraph 6(r) that on about Sep-
tember 9, the Respondent discharged its employee Socrates
Oberes. As I have noted in detail above, Oberes was employed
as a busser in the buffet. He was also a union committee leader
who began to wear the union button relatively late in the orga-
nizing campaign, on August 2. I previously concluded that
Buffet Manager Keith Kawana violated the Act on August 22
and 24 by promising certain benefits to Oberes if he would
abandon his support for the Union, and on September 5 by
interrogating and threatening Oberes with reprisals because of
his support for the Union. It is important to bear these dates in
mind, because shortly thereafter, on September 9, Oberes was
terminated.
Oberes testified that on August 28 he requested a day of
“paid time off” (PTO) to attend a cash drawing at the casino.
Unfortunately, he made a mistake when filling out the request
form, listing the day he wished to take off as November 7,
rather than the correct date of September 7. (GC Exh. 12.) In
the belief that he had the day off, Oberes attended the cash
drawing on September 7. After the drawing he went home, but
returned to the hotel that evening. It was then that a coworker
informed him that he was in trouble for missing work that day.
Oberes sought out Supervisors Lila Dang and Pamela Garrett in
the buffet, and Dang told Oberes that he had been listed as a
“no-call, no-show,” and he should speak with Keith Kawana
the following day. The next day, Oberes explained to Kawana
that he had not intentionally missed work, and he showed Ka-
wana the cash drawing announcement, and told him about the
mistake on his PTO form. However, according to Oberes, Ka-
wana ignored his explanation, said that he was required to fol-
low procedure, and gave Oberes a notice suspending him in-
definitely. On September 9, Kawana called Oberes and in-
formed him that he was fired. Oberes appealed his discharge
through the Respondent’s internal grievance procedure, the
“open door.” As a result of that appeal, he was eventually rein-
stated with backpay by the Respondent’s president, Bill Tim-
mins.
Kawana did not testify about Oberes’ termination, and there
was no evidence offered by the Respondent in defense of the
discharge. Oberes’ testimony stands unrebutted.
Under the Board’s Wright Line standard, the General Coun-
sel has established a prima facie case that Oberes’ union activ-
ity was a motivating factor in the Respondent’s decision to fire
him. Oberes was a union supporter and the Respondent was
well aware of his union sympathies. Obviously, the termination
was an adverse employment action. Further, I believe that
equally obvious was the nexus with Oberes’ union activity.
The timing of the discharge was highly suspect, coming within
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
634
a matter of several weeks to several days of the time that Ka-
wana was committing unfair labor practices directed to Oberes.
Animus toward the Union by Kawana and certain other of the
Respondent’s supervisors has been amply demonstrated. It also
appears that there was disparately harsh treatment of Oberes,
who had inadvertently missed one day of work. He testified
that busser Nancy Portillo had missed a scheduled day of work
on October 5, but was neither suspended nor fired. Finally, it
does not appear that the Respondent bothered to follow its pro-
gressive discipline system in disciplining Oberes. There was
no evidence offered to show that he had received any other
discipline prior to the termination, nor any evidence that miss-
ing one day of work warranted immediate termination. (GC
Exh. 5, “Policy and Procedure Manual.”)
The General Counsel, having met his burden of establishing
that the Respondent’s action in discharging Oberes was moti-
vated, at least in part, by antiunion considerations, the burden
now shifts to the Respondent to show that it would have taken
the same action absent the protected conduct. Senior Citizens
Coordinating Council of Riverbay Community, supra; Regal
Recycling, Inc., supra.
The Respondent must persuade by a
preponderance of the evidence. Peter Vitalie Co., supra. Hav-
ing offered no evidence at all about the Oberes termination, the
Respondent has obviously failed to meet its burden.
The record simply does not support the firing of Oberes for
what appears to have been nothing more than an innocent mis-
take. The termination is in contradiction to the Respondent’s
established, written progressive discipline policy, and certainly
seems unduly harsh and disparate. The General Counsel’s
prima facie case has not been rebutted, as the Respondent of-
fered no evidence in its defense. The reason given to Oberes
for the termination is pretextual. It is, therefore, appropriate to
infer that the Respondent’s true motive was unlawful, that be-
ing because of union activity. Williams Contracting, Inc., 309
NLRB 433 fn. 2 (1992); Limestone Apparel Corp., 255 NLRB
722 (1981), enfd. 705 F.2d 799 (6th Cir. 1982); Shattuck Denn
Mining Corp. v. NLRB, 362 F.2d 466, 470 (9th Cir. 1966).
Accordingly, I conclude that on about September 9, the Re-
spondent discharged its employee Socrates Oberes, in violation
of Section 8(a)(1) and (3) of the Act, as alleged in paragraph
6(r) of the complaint.40
C. Summary
As is reflected above, I recommend dismissal of the follow-
ing paragraphs of the complaint: 5(g)(1) and (2), (h), (i),
(m)(2), (o)(1) and (2), (p)(1) and(2), (r), (w), (x), (y), (z),
(cc)(2), (ff), (hh), (jj), (ll), (mm), (nn), (pp), (qq), (uu), (yy);
and 6(a), (c), (e), (g), (i), (k), (l), (p), and (q).
Further, I find that the Respondent has violated Section
8(a)(1) of the Act as alleged in the following complaint para-
graphs: 5(a), (b), (c)(1) and (2), (d), (e)(1), (2), and (3), (f),
(j)(1), (2) and (3), (k)(1), (2), and (3), (l)(1) and (2), (m)(1),
(n)(1) and (2), (p)(3) and (4), (q)(1), (s), (t), (u), (v)(1), (2), and
(3), (aa), (bb), (cc)(1), (dd), (ee), (ii), (kk)(1), (2), and (3), (oo),
(rr), (ss), (tt), (vv), (ww), (xx), (zz), (aaa), (bbb)(1) and (2), and
40 The General Counsel withdrew complaint par. 6(s). See GC Exh.
2.
(ccc). Also, I find that the Respondent has violated Section
8(a)(3) and (1) of the Act as alleged in paragraphs 6(d), (f), (h),
(j), (m), (n), (o), and (r) of the complaint.
Counsel for the General Counsel withdrew complaint para-
graphs 5(q)(2), (gg)(1), (2), and (3); and 6(b), and (s).
CONCLUSIONS OF LAW
1. The Respondent, Aladdin Gaming LLC, is an employer
engaged in commerce within the meaning of Section 2(2), (6),
and (7) of the Act.
2. Local Joint Executive Board of Las Vegas, Culinary
Workers Union, Local 226 and Bartenders Union, Local 165,
AFL–CIO, a/w Hotel Employees and Restaurant Employees
International Union, AFL–CIO, is a labor organization within
the meaning of Section 2(5) of the Act.
3. By the following acts and conduct the Respondent has
violated Section 8(a)(1) of the Act:
(a) Interrogating its employees about their union member-
ship, activities and sympathies.
(b) Promulgating and enforcing an overly broad and dis-
criminatory rule prohibiting its employees from wearing union
buttons.
(c) Threatening its employees with unspecified reprisals if
they continued to support the Union.
(d) Threatening its employees with unspecified reprisals for
wearing union buttons.
(e) Informing its employees that it would be futile for them
to select the Union as their bargaining representative.
(f) Threatening its employees with discharge or other disci-
plinary action because of their union activities and support.
(g) Threatening its employees with closure of the facility be-
cause of their union activities and support.
(h) Promulgating and enforcing an overly broad and dis-
criminatory rule prohibiting its employees from talking about
the Union.
(i) Soliciting employee complaints and grievances, and
promising its employees increased benefits and improved terms
and conditions of employment if they refrain from supporting
the Union.
(j) Engaging in surveillance of its employees’ union activi-
ties.
(k) Promulgating and enforcing an overly broad and dis-
criminatory rule limiting the amount of time its employees can
spend in the employee dinning room (EDR) before their shifts
begin and after their shifts end.
(l) Granting its employees a benefit by implementing a shift
change in order to encourage them to cease supporting the Un-
ion.
4. By the following acts and conduct the Respondent has
violated Section 8(a)(3) and (1) of the Act:
(a) Issuing its employee Joe Trevino an unwarranted and un-
deserved disciplinary warning.
(b) Imposing more onerous working conditions on its em-
ployee Jose Beltran by requiring him to work periods of time
by himself at his station.
(c) Changing the working conditions of its employee Elisa-
beth Peuser by more strictly enforcing a work rule against her
regarding hair length.
ALADDIN GAMING, LLC
635
(d) Discharging its employee Pablo Blanco.
(e) Imposing more onerous working conditions on its em-
ployee Luis Herrera by telling him to work during his
lunchbreak.
(f) Changing the working conditions of its employees Jose
Beltran and Luis Herrera by requiring them to wear hairnets.
(g) Issuing its employee Norma Quinones an unwarranted
and undeserved verbal warning.
(h) Discharging its employee Socrates Oberes.
5. The above unfair labor practices affect commerce within
the meaning of Section 2(6) and (7) of the Act.
6. The Respondent did not otherwise violate Section 8(a)(1)
and (3) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
I have found the Respondent to have discriminatorily sus-
pended/discharged its employees Pablo Blanco and Socrates
Oberes. However, an order of reinstatement is not required, as
at the time of the hearing both employees testified that they had
already been reinstated to their former positions. Further,
Oberes indicated that he had been reinstated with full backpay
and other benefits. On the other hand, Blanco testified that his
reinstatement was without back pay and benefits. Therefore,
my recommended order requires the Respondent to make
Blanco whole for any loss of earnings and other benefits, com-
puted on a quarterly basis from the date of his suspen-
sion/discharge to the date the Respondent reinstated him, less
any net interim earnings as prescribed in F. W. Woolworth Co.,
90 NLRB 289 (1950), plus interest as computed in New Hori-
zons for the Retarded, 283 NLRB 1173 (1987).
I have also found the Respondent to have discriminatorily is-
sued disciplinary warning notices to its employees Joe Trevino
and Norma Quinones. Therefore, the recommended order re-
quires the Respondent to remove from its records any reference
to the suspension/discharge of Blanco and Oberes, as well as to
the disciplinary warning notices issued to Trevino and
Quinones. The Respondent shall provide the four employees
with written notice of such expunction, and inform them that
the unlawful conduct will not be used as a basis for further
personnel actions against them. Sterling Sugars, Inc., 261
NLRB 472 (1982). Further, the Respondent must not make
reference to the removed material in response to any inquiry
from any employer, employment agency, unemployment insur-
ance office, or reference seeker, or use the removed material
against the four employees in any other way.
Finally, the Respondent shall be required to post a notice that
assures its employees that it will respect their rights under the
Act.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended41
41 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
ORDER
The Respondent, Aladdin Gaming, LLC, Las Vegas, Ne-
vada, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Interrogating its employees about their union member-
ship, activities, and sympathies.
(b) Promulgating and enforcing an overly broad and dis-
criminatory rule prohibiting its employees from wearing union
buttons.
(c) Threatening its employees with unspecified reprisals if
they continued to support the Union.
(d) Threatening its employees with unspecified reprisals for
wearing union buttons.
(e) Informing its employees that it would be futile for them
to select the Union as their bargaining representative.
(f) Threatening its employees with discharge or other disci-
plinary action because of their union activities and support.
(g) Threatening its employees with closure of the facility be-
cause of their union activities and support.
(h) Promulgating an overly broad and discriminatory rule
prohibiting its employees from talking about the Union.
(i) Soliciting employee complaints and grievances, and
promising its employees increased benefits and improved terms
and conditions of employment if they refrained from supporting
the Union.
(j) Engaging in surveillance of its employees’ union activi-
ties.
(k) Promulgating and enforcing an overly broad and dis-
criminatory rule limiting the amount of time its employees can
spend in the employee dinning room (EDR) before their shits
begin and after their shifts end.
(l) Granting its employees a benefit by implementing a shift
change in order to encourage them to cease supporting the Un-
ion.
(m) Imposing more onerous working conditions on its em-
ployees because of their union activities and sympathies.
(n) Changing the working conditions of its employees by
more strictly enforcing work rules because they engaged in
union activities.
(o) Issuing its employees unwarranted and undeserved disci-
plinary warnings because of their union activities and support.
(p) Suspending, discharging, or otherwise discriminating
against any of its employees because of their union activities or
support.
(q) In any like or related manner interfering with, restraining,
or coercing its employees in the exercise of the rights guaran-
teed to them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Make Pablo Blanco whole for any loss of earnings and
other benefits suffered as a result of the discrimination against
him, in the manner set forth in the remedy section of this deci-
sion.
(b) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful suspensions/discharges of
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
636
Pablo Blanco and Socrates Oberes, and the unwarranted and
undeserved disciplinary warning notices issued to Joe Trevino
and Norma Quinones, and within 3 days thereafter notify them
in writing that this has been done and that the unlawful em-
ployment action will not be used against them in any way.
(c) Preserve and, within 14 days of a request, or such addi-
tional time as the Regional Director may allow for good cause
shown, provide at a reasonable place designated by the Board
or its agents, all payroll records, social security payment re-
cords, timecards, personnel records and reports, and all other
records, including an electronic copy of such records if stored
in electronic form, necessary to analyze the amount of backpay
due under the terms of this Order.
(d) Within 14 days after service by the Region, post at its fa-
cility in Las Vegas, Nevada, copies of the attached notice
marked “Appendix”42 in both English and Spanish. Copies of
42
If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
the notice, on forms provided by the Regional Director for Re-
gion 28, after being signed by the Respondent’s authorized
representative, shall be posted by the Respondent immediately
upon receipt and maintained for 60 consecutive days in con-
spicuous places including all places where notices to employees
are customarily posted. Reasonable steps shall be taken by the
Respondent to ensure that the notices are not altered, defaced,
or covered by any other material. In the event that, during the
pendency of these proceedings, the Respondent has gone out of
business or closed the facility involved in these proceedings,
the Respondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former employ-
ees employed by the Respondent at any time since May 30,
2003.
(e) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint be dismissed inso-
far as it alleges violations of the Act not specifically found.