345 NLRB 754
Steel Workers Local 14693
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
345 NLRB No. 46
754
United Steel Workers of America, Local 14693, AFL–
CIO–CLC and Skibeck, P.L.C., Inc. Cases 9–
CB–10982 and 9–CB–11007
August 27, 2005
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND SCHAUMBER
On September 13, 2004, Administrative Law Judge
John T. Clark issued the attached decision. The Respon-
dent filed exceptions and a supporting brief. The Gen-
eral Counsel and the Charging Party each filed answering
briefs.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings, and conclusions as modified below and adopt the
recommended Order as modified and set forth in full
below.1
We agree with the judge, for the reasons discussed be-
low, that the Respondent violated Section 8(b)(3) of the
Act by disclaiming interest in representing certain em-
ployees in an existing bargaining unit. We do not pass
on the issue of whether the Respondent’s conduct also
violated Section 8(b)(1)(A.)
I. FACTUAL BACKGROUND2
Since 1994, the United Steelworkers of America
(USWA) and the Building and Construction Trades De-
partment of the AFL–CIO (BCTD) have been parties to a
jurisdictional agreement, called the Harmony Agreement.
That agreement defines the relationship of the USWA
and the unions that are members of the BCTD, as well as
the organizing rights of each organization in the other’s
core jurisdictions. The Harmony Agreement precludes
the USWA from organizing employees of construction
employers, except in heavy and highway construction
(including pipeline construction) industries in Pennsyl-
vania, West Virginia, and Kentucky. The Harmony
Agreement provides for final and binding arbitration of
any disputes arising out of its interpretation or applica-
tion.
The Charging Party, Skibeck, P.L.C., is engaged in the
building and construction trade as a pipeline contractor.
Since May 29, 2003, the Respondent, Steelworkers Local
14693, has been the certified Section 9(a) representative
of a bargaining unit of Skibeck’s employees defined as
“[a]ll employees . . . engaged in heavy and highway con-
struction and utility work, excluding all guards, and
1 We shall substitute the Board’s standard language for certain pro-
visions of the judge’s recommended Order and notice.
2 This case was submitted on stipulated facts.
watchmen, and all professional employees and supervi-
sors as defined in the Act and all other employees.”
Skibeck is a member of a multiemployer association
(Association) that conducts collective bargaining with
the USWA. The Association bargains on behalf of
Skibeck and other construction contractors, while the
USWA bargains on behalf of its locals. Since at least the
1970s, the agreement between the USWA and the Asso-
ciation has stated that it covers all heavy construction
and highway work, including utility work, performed in
Pennsylvania, Ohio, and New York. Following the
adoption of the Harmony Agreement in 1994, the USWA
sought to limit the geographic jurisdiction clause of the
agreement to work performed by USWA-represented
units in Pennsylvania. The Association refused the
USWA proposal and demanded that it be withdrawn as a
permissive subject of bargaining. The geographic juris-
diction clause of the agreement therefore remains un-
changed.
In March 2003, a public utility providing gas and elec-
trical power to several counties in Ohio, Indiana, and
Kentucky awarded Skibeck a pipeline construction job in
Ohio. Shortly thereafter, the USWA notified the Interna-
tional Union of Operating Engineers (IUOE)—which is a
party to the Harmony Agreement by virtue of its mem-
bership in the BCTD—that if Skibeck chose to do work
in Ohio, it would do so as a “non-protected” contractor
pursuant to the Harmony Agreement.
In May 2003, Skibeck commenced work on the Ohio
job using 40 to 50 of its employees, all of whom were
represented by the Respondent and most of whom were
also members of the Respondent. As a result, the IUOE
initiated proceedings against the Respondent for violat-
ing the Harmony Agreement. In August 2003, arbitrator
Patrick Hardin ruled in favor of the IUOE and ordered
the Respondent to disclaim all right and interest in repre-
senting Skibeck’s employees at its pipeline project in
Ohio, and to cease and desist from all representational
activity with respect to those employees. Neither
Skibeck nor the Association was a party to the arbitration
proceeding.
Immediately thereafter, the Respondent’s president
sent a letter to Skibeck, disclaiming any interest in repre-
senting the employees working on the Ohio project. The
sole reason for taking this action was the arbitrator’s rul-
ing. Although some of the unit employees working on
the Ohio project learned of the disclaimer, they did not
agree or consent to it. The Respondent neither dis-
claimed an interest in representing, nor failed to repre-
sent, any other employees in the unit. Skibeck com-
pleted its Ohio pipeline project in September 2003.
STEELWORKERS LOCAL 14693 (SKIBECK, P.L.C., INC.)
755
II. ANALYSIS
A. Section 8(b)(3)
We agree with the judge’s conclusion that the Respon-
dent violated Section 8(b)(3) by purporting to disclaim
interest in representing Skibeck’s Ohio employees. Our
reasoning, however, differs somewhat from that of the
judge.
The judge focused largely on whether the Respon-
dent’s actions constituted an effective disclaimer of in-
terest in representing employees. As our decisions rec-
ognize, an effective disclaimer will relieve a union of its
obligation under Section 8(b)(3) to bargain with the em-
ployer. See Chicago Truck Drivers Local 101 (Bake-
Line Products), 329 NLRB 247 (1999). To be effective,
a union’s disclaimer must be clear, unequivocal, and in
good faith. Id. Relying on these background principles,
and on Teamsters Locals, 3, 28, 37, 42 (Lanier Brugh
Corp)., 339 NLRB 131, 142 (2003), the judge reasoned
that any disclaimer that is not coextensive with the entire
recognized or certified unit is equivocal. He therefore
concluded that the Respondent’s partial disclaimer was
ineffective in relieving it of the obligation to bargain
with Skibeck with respect to the employees performing
work in Ohio.
In finding this violation, we find it unnecessary to pass
on the judge’s discussion of Lanier Brugh Corp. and his
conclusion that the Respondent’s purported disclaimer of
interest was equivocal. Instead, we rely on the nature of
the Respondent’s conduct that constituted its refusal to
bargain. The Respondent unilaterally asserted that it
would no longer represent certain employees in the con-
tractual bargaining unit and implied that the collective-
bargaining agreement would no longer apply to those
employees. By such conduct, the Respondent, in es-
sence, effectuated a unilateral change in the scope of the
unit, which has long been recognized as a matter that
may not be unilaterally altered by either party. See Ari-
zona Electric Power Corp., 250 NLRB 1132, 1133
(1980); see also Douds v. International Longshoremen’s
Assn., 241 F.2d 278, 283 (2d Cir. 1957). As a result, the
Respondent engaged in an unfair labor practice within
the meaning of Section 8(b) (3). See Duane Reade, Inc.,
342 NLRB 1010, 1012–1013 (2004); Teamsters Local
776 (Rite Aid), 305 NLRB 832, 834 (1991), enfd. 973
F.2d 230 (3d Cir. 1992).3
3 In exceptions, the Respondent generally argues that there exist
compelling policy reasons to excuse it from an otherwise clear violation
of Sec. 8(b)(3). The Respondent’s basic contention is that the Board
should yield to the arbitrator’s decision because the public has an over-
riding interest in the maintenance of labor peace created by interunion
jurisdictional agreements such as the Harmony Agreement. While we
cannot gainsay the importance of such agreements, see Iron Workers
B. Section 8(b)(1)(A)
We find it unnecessary to resolve the issue of whether
the
Respondent’s
conduct
also
violated
Section
8(b)(1)(A). Such a violation would not add materially to
the remedy. The remedy for the 8(b)(3) violation here
includes the requirement that the Union bargain for all of
the unit employees and effectively restores the status
quo. The remedy for a Section 8(b)(1)(A) violation
would add that the Union must cease and desist from
restraining or coercing employees by engaging in the
conduct of refusing to represent some of them. We do
not see that this adds anything of substance.
ORDER
The National Labor Relations Board orders that the
Respondent, United Steel Workers of America, Local
14693, AFL–CIO–CLC, its officers, agents, and repre-
sentatives, shall
1. Cease and desist from refusing to bargain in good
faith with Skibeck, P.L.C., Inc. (the Employer) as the
representative of its bargaining unit employees, and ab-
rogating the terms and conditions of employment con-
tained in the collective-bargaining agreement with the
Employer with respect to unit employees employed by
the Employer at its State of Ohio jobsite.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Within 14 days from the date of this Order, advise
Skibeck, P.L.C., Inc., in writing that all unit employees
working in the State of Ohio are covered by the collec-
tive-bargaining agreement between United Steel Workers
of America, AFL–CIO–CLC and the Pennsylvania
Heavy Highway Contractors Association.
(b) Within 14 days from the date of this Order, request
in writing an immediate accounting from any unit em-
ployee benefit fund of the amounts necessary to make
whole those accounts in order that those accounts will be
restored to their full value as if all periodic contributions
had been timely made and, upon receiving the account-
ing, pay to the employee benefit funds the sums of
money in the manner set forth in the remedy section of
this decision.
Local 597 (Linbeck Construction), 208 NLRB 524, 531 (1974), we do
not agree that this case truly implicates the broad policy concerns sug-
gested by the Respondent. Rather, this appears to be no more than an
instance in which a party has entered into conflicting contractual obli-
gations to two other parties. The Board has held that it will not use its
authority to rescue those who have made such conflicting promises.
See McKenzie Engineering Co., 333 NLRB 905, 907 (2001), enf. de-
nied on other grounds 303 F.3d 902 (8th Cir. 2002); see also NLRB v.
Howard Immel, Inc., 102 F.3d 948, 953 (7th Cir. 1996) (“[N]o legal
authority supports the proposition that [one party’s] actions in entering
into two conflicting bargaining agreements alter the rights of [another]
party.”).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
756
(c) Make whole the unit employees employed by the
Employer at its State of Ohio jobsite, with interest, for
any losses they may have suffered as a result of the Re-
spondent’s action, in the manner set forth in the remedy
section of this decision.
(d) Within 14 days after service by the Region, post at
its union office in Cannonsburg, Pennsylvania, copies of
the attached notice marked “Appendix.”4 Copies of the
notice, on forms provided by the Regional Director for
Region 9, after being signed by the Respondent’s author-
ized representative, shall be posted by the Respondent
and maintained for 60 consecutive days in conspicuous
places including all places where notices to members are
customarily posted. Reasonable steps shall be taken by
the Respondent to ensure that the notices are not altered,
defaced, or covered by any other material.
(e) Sign and return to the Regional Director sufficient
copies of the notice for posting by Skibeck, P.L.C., Inc.,
if willing, at all places where notices to employees are
customarily posted.
(f) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
MEMBER LIEBMAN, dissenting in part.
Every disclaimer of interest deprives bargaining unit
employees—whether all of them or only some—of their
chosen representative. Unions nevertheless are free to
disclaim interest as to the entire unit without violating
Section 8(b)(1)(A). The result should be the same in this
case, involving a partial disclaimer, not least because it is
settled that a violation of Section 8(b)(3) does not give
rise to a derivative violation of Section 8(b)(1)(A). Al-
though I agree with the majority that the Respondent
Union’s disclaimer of interest in representing part of the
existing bargaining unit violated the duty to bargain in
good faith under Section 8(b)(3), I would dismiss the
allegation that the disclaimer also violated Section
8(b)(1)(A) because it somehow tended to restrain or co-
erce employees.1
The parties stipulated that the Respondent Union’s sole
reason for abandoning part of the existing bargaining unit
4 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
1 Contrary to the majority, I believe that the Board cannot avoid
passing on this allegation. The 8(b)(3) violation (refusal to bargain
with the Employer) is distinct from the alleged 8(b)(1)(A) violation
(coercion toward employees) and the remedies for them are likewise
distinct.
was to comply with an arbitrator’s ruling ordering it to
do so. There is no evidence that the Union disclaimed
interest in order to retaliate against employees for engag-
ing in protected activities, unlike the union in Teamsters
Locals, 3, 28, 37, 42 (Lanier Brugh Corp)., 339 NLRB
131 (2003). Nor did the Union tell the Ohio employees
that it would continue to be their representative, but that
it would not properly represent them. Cf. Chicago Truck
Drivers Local 101 (Bake-Line Products) 329 NLRB 247,
248 (1999).
Instead, it simply purported to cease to be their repre-
sentative altogether. As the Board’s cases make clear,
however, employees do not have a protected right to in-
sist that a union continue to represent them without dis-
claiming interest. Otherwise, contrary to our decisions, a
union would be required to continue representing a bar-
gaining unit that it no longer desires to represent. See id.;
Electrical Workers Local 58 (Thomas Edison Club), 234
NLRB 633, 634 (1978).
It is well settled that a lawful disclaimer of interest and
withdrawal from representation does not coerce employ-
ees in the exercise of their rights under Sec-
tion 8(b)(1)(A). See Bake-Line Products, supra, 329
NLRB at 248; Teamsters Local 42 (Grinnell Fire Protec-
tion), 235 NLRB 1168 (1978), enfd. sub nom. Dycus v.
NLRB, 615 F.2d 820 (9th Cir. 1980). The only differ-
ence between this case and the cited decisions is that the
disclaimer here violated the Union’s duty to bargain. But
a violation of Section 8(b)(1)(A) cannot be established
derivatively, by finding a violation of Section 8(b)(3).
See Demolition Workers Local 95, 330 NLRB 352 fn. 3
(1999); California Nurses Assn. (Alta Bates Medical
Center), 326 NLRB 1362 fn. 1 (1998). See also National
Maritime Union of America, 78 NLRB 971, 982–987
(1948).
Thus, even though the Union’s disclaimer of interest in
this case violated Section 8(b)(3), that violation cannot
support a finding that Section 8(b)(1)(A) was also vio-
lated. No Union conduct other than disclaimer—e.g., a
specific refusal to represent an Ohio employee in connec-
tion with some identifiable issue—is implicated here.
Accordingly, the Board should dismiss the Section
8(b)(1)(A) allegation.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we
violated Federal labor law and has ordered us to post and
obey this notice.
STEELWORKERS LOCAL 14693 (SKIBECK, P.L.C., INC.)
757
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT refuse to bargain in good faith with
Skibeck, P.L.C., Inc., as the representative of its bargain-
ing unit employees, and abrogate the terms and condi-
tions of employment contained in the collective-
bargaining agreement with the Employer with respect to
unit employees employed by the Employer at its State of
Ohio jobsite.
WE WILL, within 14 days from the date of the Board’s
Order, advise Skibeck, P.L.C., Inc., in writing, that all
unit employees working in the State of Ohio are covered
by the collective-bargaining agreement between the
United Steel Workers of America, AFL–CIO–CLC and
the Pennsylvania Heavy Highway Contractors Associa-
tion.
WE WILL, within 14 days from the date of the Board’s
Order, request in writing an immediate accounting from
any unit employee benefit fund of the amounts necessary
to make whole those accounts in order that those ac-
counts will be restored to their full value as if all periodic
contributions had been timely made and, upon receiving
the accounting, pay to the employee benefit funds the
sums of money, with interest.
WE WILL make whole the unit employees employed by
the Employer at its State of Ohio jobsite, with interest,
for any losses they may have suffered as a result of our
unlawful action, in the manner set forth in the remedy
section of the Board’s decision.
UNITED STEEL WORKERS OF AMERICA, LOCAL
14693, AFL–CIO–CLC
Naima R. Clarke, Esq., for the General Counsel.
Melvin P. Stein and Paul L. Edenfield, Esqs., of Pittsburgh,
Pennsylvania, for the Respondent-Union.
Norman I. White, Esq. (McNees, Wallace & Nurick), of Harris-
burg, Pennsylvania, for the Charging Party.
DECISION
STATEMENT OF THE CASE
JOHN T. CLARK, Administrative Law Judge. On charges filed
by Skibeck, P.L.C., Inc. (the Employer or the Charging Party),
the General Counsel of the National Labor Relations Board (the
Board) issued a consolidated complaint and notice of hearing
on March 24, 2004.
The consolidated complaint alleges that the United Steel
Workers of America, Local 14693, AFL–CIO–CLC (the Re-
spondent), violated Section 8(b)(1)(A) and (3) of the National
Labor Relations Act (the Act), by unilaterally changing the
scope of the unit and refusing to represent the unit employees
employed in Ohio. The Respondent filed a timely answer to
the complaint denying any violation of the Act and raising an
affirmative defense. The case was assigned to me for hearing.
The hearing was scheduled for June 8, 2004, but was ordered
postponed indefinitely to permit the parties to submit the case
on a stipulated record.
Pursuant to Section 102.35(a)(9) of the Board’s Rules and
Regulations all of the parties to this proceeding entered into a
stipulation of facts (the stipulation). The parties agreed to sub-
mit this proceeding, without a hearing, directly to an adminis-
trative law judge for issuance of findings of fact, conclusions of
law and recommended order. The parties also agree that the
stipulation, with the attached exhibits, including the charges,
the consolidated complaint, and the answer, as well as the
statement of issues presented and each party’s position state-
ment, should constitute the entire record in this case and that no
oral testimony is necessary or desired by any of the parties.
Thereafter, the parties filed the stipulation of facts and joint
motion with the Division of Judges on June 28, 2004. The case
was duly assigned to me and on June 29 (erroneously dated
July), I issued an order granting the joint motion, approving the
stipulation, and setting a time for the filing of briefs. Thereaf-
ter, all parties submitted briefs which have been duly consid-
ered.
On the entire record, I make the following
FINDINGS OF FACT
I. JURISDICTION
The consolidated complaint alleges that at all material times
the Employer, a corporation, with an office and place of busi-
ness in Randolph, New York, has engaged in the building and
construction trade as a pipeline contractor at the Natural Gas
Pipeline Construction Project, Line C–314 jobsite located in
Warren and Butler counties, Ohio, the only jobsite involved
herein. During the 12-month period ending June 15, 2004, the
Employer, in the course and conduct of its business operations,
performed services valued in excess of $50,000 for customers
located outside the State of New York. The Respondent ad-
mits, and I find, that at all material times the Employer has
been engaged in commerce within the meaning of Section 2(2),
(6), and (7) of the Act. The Respondent also admits, and I find,
that at all material times it has been a labor organization within
the meaning of Section 2(5) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Stipulated Facts
Since May 29, 2003,1 the Respondent, based on an April 4
petition it filed in Case 3–RM–777, has been certified as the
exclusive collective-bargaining representative of the Em-
ployer’s employees in the following unit appropriate for the
1 All dates are in 2003, unless otherwise indicated.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
758
purposes of collective-bargaining within the meaning of Sec-
tion 9(b) of the Act:
All employees of [the Employer] engaged in heavy and high-
way construction and utility work, excluding all guards, and
watchmen, and all professional employees and supervisors as
defined in the Act and all other employees.
At all times since May 29, the Respondent, based on Section
9(a) of the Act has been the exclusive collective-bargaining
representative of the unit. Since 1996, the Employer has been a
member of the Pennsylvania Heavy Highway Contractors As-
sociation (Association), an association that represents employ-
ers when bargaining with unions. Since 1996, the Employer
has authorized the Association to represent it and conclude
contracts on its behalf.
The United Steelworkers Workers of America, AFL–CIO–
CLC (USWA) has entered into a series of collective-bargaining
agreements with the Association on behalf of its various local
affiliates, including the Respondent. The most recent collec-
tive-bargaining agreement (the Agreement) was effective from
April 11, 2001, to December 31, 2003. Article I, section 6 of
the agreement states, and has stated since at least the 1970s,
that it covers all heavy construction and highway work, includ-
ing utility work, performed in the States of Pennsylvania,2
Ohio, and New York. The Agreement, by its terms, is an
agreement within the meaning of Section 8(f) of the Act. How-
ever, after the Respondent was certified as the 9(a) representa-
tive of the Employer’s employees, the parties applied the terms
of the Association Agreement to the unit.
In March, Cinergy, a public utility providing gas and electri-
cal power to several counties in Ohio, Indiana, and Kentucky,
awarded to the Employer the pipeline construction job at the
Natural Gas Pipeline Construction Project, Line C–314 jobsite
located in Warren and Butler counties, Ohio, the only jobsite
involved in this proceeding.
About April 30, the USWA wrote a letter to the International
Union of Operating Engineers (IUOE) stating that the Em-
ployer had an agreement to do gas line work only in the State of
Pennsylvania. The letter further stated that if the Employer
chose to do work in the State of Ohio, it would do so as a “non-
protected” contractor pursuant to the Harmony Agreement be-
tween the USWA and the Building and Construction Trades
Department of the AFL–CIO (BCTD), of which the IUOE is a
member. The USWA and the BCTD entered into the Harmony
Agreement on February 24, 1994. The Harmony Agreement
defines the relationship of the USWA and the BCTD as well as
the organizing rights of each organization in each other‘s core
jurisdictions. The Harmony Agreement restricts the USWA
from organizing employees of construction employers, except
in heavy and highway construction (including pipeline con-
struction) industries in the States of Pennsylvania, West Vir-
ginia and Kentucky. The Harmony Agreement provides for
final and binding arbitration of any disputes arising out of its
interpretation or application.
2 It is understood that Pennsylvania and Kentucky are common-
wealths, although the parties refer to them as states.
In negotiations with the Association following adoption of
the Harmony Agreement, the USWA sought to alter the lan-
guage of the geographic jurisdiction clause of the Association
Agreement. Specifically, the USWA proposed language to
limit to Pennsylvania the USWA’s representation of contractors
admitted to Association membership post-February 1994. The
Association refused the USWA proposal and demanded that it
be withdrawn as a permissive subject of bargaining. Thus, the
geographic jurisdiction clause of the Association Agreement
remains unchanged. Nevertheless, the USWA’s position on the
subject is known to and understood by the Association.
The Employer has its own employee complement that it
transfers from job to job. On May 27, the Employer com-
menced work on the Cinergy job using its own work force. The
Employer had 40 to 50 employees on the job, all of whom were
represented by the Respondent and most of whom were mem-
bers of the Respondent.
On June 20, the USWA sent a second letter to the IUOE,
stating, among other things, that the Employer is a “non-
protected” contractor when working in the State of Ohio. The
USWA did not send either the April 30 or the June 20 letter to
its members.
On August 7, based on a complaint filed by the IUOE
against the Respondent under the Harmony Agreement, Arbi-
trator Patrick Hardin ruled that by representing employees of
the Employer engaged in the pipeline project in Macon, Ohio
(the Macon project is the same project that is mentioned above
as the Natural Gas Pipeline Construction Project, Line C–314
jobsite located in Warren and Butler Counties, Ohio), the Re-
spondent violated articles 1 and 3 of the Harmony Agreement.
The arbitrator ordered the Respondent to disclaim all right and
interest in the representation of the Employer’s employees at its
pipeline project in Ohio, and to cease and desist from all repre-
sentational activity with respect to those employees.3 Neither
the Employer nor the Association was a party to the arbitration
proceeding.
At all material times, Mark Cummings has held the position
of Respondent’s president and has been an agent of the Re-
spondent within the meaning of Section 2(13) of the Act. On
August 11, the Respondent, via a letter from Cummings to the
Employer’s president, William C. Schettine, disclaimed interest
in representing the Employer’s employees engaged in the pipe-
line project in Ohio and generally with respect to construction
work in the State of Ohio. Soon thereafter, some of the unit
employees working on the pipeline project in Ohio learned of
the August 11 disclaimer. As indicated in the August 11 letter,
the Respondent’s sole reason for taking this action was Arbitra-
tor Hardin’s August 7 ruling. The Respondent neither dis-
claimed an interest in representing, nor failed to represent, any
other employees in the unit. The Employer did not agree or
consent to the Respondent’s August 11 actions set forth above.
About September, the Employer completed its Ohio pipeline
project.
3 The parties further stipulated that the Arbitrator’s Award, a copy of
which is attached to the stipulation as Exh. I, is not being presented for
the truth of the stipulated facts recited therein.
STEELWORKERS LOCAL 14693 (SKIBECK, P.L.C., INC.)
759
B. Issue
The parties agree that the issue is whether the Respondent
violated Section 8(b)(1)(A) and (3) of the Act by disclaiming
interest in representing certain unit employees in a geographi-
cally unlimited certified bargaining unit only when such em-
ployees are working in the State of Ohio, where the Employer’s
work in Ohio is specifically covered by its contract with the
Respondent, but where an arbitrator’s ruling pursuant to a ju-
risdictional agreement between two labor organizations ordered
the Respondent to disclaim Ohio work.
C. Contentions of the Parties
Counsel for the General Counsel contends that a certified
9(a) representative is legally obligated to meet and bargain
collectively with the employer of the employees whom it repre-
sents. Although a union may disclaim interest in representing a
bargaining unit, thereby avoiding the duty to meet and bargain
collectively, such disclaimer must be unequivocal and made in
good faith. Chicago Truck Drivers Local 101 (Bake-Line
Products), 329 NLRB 247, 248 (1999). In order for a dis-
claimer to be “unequivocal” and lawful it must be coextensive
with the recognized or certified unit. Joint Council of Team-
sters 3, 28, 37, 42 (Lanier Brugh Corp.), 339 NLRB 131 140–
142 (2003). Here, the Respondent’s disclaimer was not coex-
tensive with the certified unit. The Respondent effectively
refused to bargain with the Employer regarding unit members
employed in Ohio only; however, the Respondent is certified as
the representative of unit employees without any geographic
limitation. Moreover, the contractual agreement between the
parties specifically covers construction work performed in
Ohio. Thus, by disclaiming interest in unit employees em-
ployed only in Ohio, the Respondent unilaterally changed the
scope of the unit in violation of Section 8(b)(3). See Joint
Council of Teamsters 3, 28, 37, 42, supra. Further, because the
Respondent was otherwise obligated by its certification to rep-
resent the unit employees wherever they were employed, its
disclaimer also violates Section 8(b)(1)(A).
The Charging Party contends that it, through its lawfully des-
ignated bargaining representative, the Pennsylvania Heavy and
Highway Contractors Bargaining Association, and pursuant to
the certification referenced above, is bound by the collective-
bargaining agreements referenced above, as is the USWA and
the Respondent. It contends that no agreement entered into by
the Charging Party and a third party can bind the Respondent
any more than the Respondent can claim that the Charging
Party and the Association are bound by its Harmony Agree-
ment.
The award of Arbitrator Hardin was rendered pursuant to the
Harmony Agreement. Neither the Charging Party nor the As-
sociation was a party to that Agreement or the arbitration pro-
ceeding. At no time did the Charging Party or the Association
ever agree to or adopt the Harmony Agreement. The position
of the Charging Party and the Association was never even pre-
sented to or considered by the arbitrator. The award can have
no binding effect upon the Charging Party and the Association.
In addition, the award, by its very nature is inconsistent with
the precepts of the Act and the Respondent’s certification,
which is geographically unlimited. Any effort to engage in
what amounts to a partial disclaimer must be and is a violation
of Section 8(b)(3) of the Act. Accordingly, the basis upon
which a union is recognized and certified cannot be unilaterally
altered by one party alone.
The Respondent contends that it did not violate the Act by
withdrawing recognition of Skibeck, P.L.C., Inc., in the State of
Ohio. It argues that it acted pursuant to a binding arbitration
award issued pursuant to the 1994 “Harmony Agreement” be-
tween the USWA and the Building and Construction Trades
Department of the AFL–CIO. Although neither the Employer,
nor the employer association are parties to the Harmony
Agreement, both were aware of the Harmony Agreement and
that the USWA considered itself bound by the Harmony Agree-
ment in relation to the Pennsylvania Heavy and Highway Con-
tractors’ Bargaining Association collective-bargaining agree-
ment. For the Respondent’s actions to be considered violative
of the Act undermines national labor policy in that it subverts
the process of arbitration. It also jeopardizes the continued
vitality of the Harmony Agreement, which has made a signifi-
cant contribution toward the elimination of physical violence
and the establishment of industrial peace in areas where BCTD
and USWA representation of construction representation over-
lap.
D. Discussion
Counsel for the General Counsel contends that by disclaim-
ing interest in representing a part of the bargaining unit, i.e.,
employees engaged in pipeline and construction work in the
State of Ohio, while continuing to represent the remaining em-
ployees in the unit, the Respondent effectively refused to bar-
gain with the Employer with respect to only certain unit em-
ployees, and by its actions unilaterally changed the scope of the
unit thereby violating Section 8(b)(3) of the Act.
“Unit scope is not a mandatory bargaining subject,”
Bozzuto’s Inc., 277 NLRB 977 (1985), and the Respondent
acknowledges as much in its brief. The Respondent also ac-
knowledges that a union may not partially disclaim a segment
of a bargaining unit. The Respondent contends that “[a]lthough
mutual consent is normally required before the parties may alter
the recognized unit, the instant case raises unique policy con-
siderations.” The unique policy considerations appear to be
that the Respondent was acting pursuant to an arbitrator’s
award finding that the Respondent violated the Harmony
Agreement by representing the Employer’s employees in Ohio
and ordering the Respondent to disclaim all right and interest in
representing them.
The Respondent, correctly, does not argue that the Board
should defer to the arbitrator’s award. See generally Spielberg
Mfg. Co., 112 NLRB 1080 (1955); Olin Corp., 268 NLRB 573
(1984). The Respondent instead argues that the Board should
accord the Harmony Agreement special status because it de-
fines the relationship of the USWA and BCTD as well as the
organizing rights of each within each organization’s core juris-
dictions. The Respondent submits that the Harmony Agree-
ment has ended a long period of conflict between the USWA
and the BCTD and thus should override other rights and inter-
ests under the Act.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
760
The Board has had a longstanding policy that an exclusive
bargaining agent’s disclaimer of its statutory duty to bargain on
behalf of a unit must be unequivocal and in good faith. E.g.,
Electrical Workers (Texlite, Inc.), 119 NLRB 1792, 1798–1799
(1958), enfd. 266 F.2d. 349 (5th. Cir. 1959). I have found no
case support, and the Respondent cites to none, that even sug-
gests that the Board would be inclined to reconsider this policy.
The Respondent submits that the disclaimer here is “cer-
tainly unequivocal,” citing VFL Technology, 332 NLRB 1443,
1444 (2000). The disclaimer in VFL, as in every case cited by
the Respondent, disclaimed interest in representing all the em-
ployees in the entire unit. The disclaimer in the instant case
cannot be unequivocal because any disclaimer must be coex-
tensive with the recognized or certified unit. Joint Council of
Teamsters 3, 28, 37, 42 (Lanier Brugh Corp.), 339 NLRB 131,
142 (2003). By giving effect to disclaimers that are unequivo-
cal and in good faith the Board has stated that “we are giving
full expression to the Board’s dual purposes of fostering labor
relations stability and employee freedom of choice.” VFL,
above at 1444 (footnote omitted). Although the Respondent
correctly notes that the Board in Joint Council of Teamsters,
above, found a 8(b)(3) violation based on a partial disclaimer, it
contends that the finding was premised on animus against non-
members, unlike here where the Respondent contends that the
partial disclaimer was intended to promote labor peace. I dis-
agree. The vice in Joint Council of Teamsters, as in all cases
where the Board has found a partial disclaimer, is that the dis-
claimer is not unequivocal. The issue of motive, or good faith,
relates to the fact that the disclaimer in Joint Council of Team-
sters, was also found not to have been made in good faith, an
issue not present here.
Unit scope is not a mandatory bargaining subject in order to
prevent either party from using its bargaining power to restrict,
or extend, the scope of union representation in derogation of
employees’ guaranteed right to representatives of their own
choice. See generally Idaho Statesman v. NLRB, 836 F.2d
1396, 1400 (D.C. Cir. 1988). Thus, “[a]dherence to a bargain-
ing unit, once it is fixed, is central to Congress’ purpose of
stabilizing labor–management relations in interstate com-
merce.” See Boise Cascade Corp. v. NLRB, 860 F.2d 471, 475
(D.C. Cir. 1988), enfg. 283 NLRB 462 (1987).
I do not find the Respondent’s argument that the Employer’s
interest in maintaining the scope of the unit is slight, and that
the Employer’s administrative burden minimal, of sufficient
weight to trump a policy that is central to national labor man-
agement relations. Accordingly, I find as alleged in the com-
plaint that the Respondent violated Section 8(b)(3) of the Act
when, on August 11, 2003, it partially disclaimed interest in
representing unit employees working in Ohio.
The complaint also alleges that the conduct described above,
has restrained and coerced employees in the exercise of their
rights guaranteed in Section 7 of the Act in violation of Section
8(b)(1)(A) of the Act.
In support of this allegation the counsel for the General
Counsel contends that the unit employees in Ohio had a con-
tinuing legal right to representation and that the Respondent
had a corresponding duty, pursuant to its Board certification, to
provide representation. Accordingly, when the Respondent’s
refusal to represent the unit employees in Ohio, became known
to those employees, they were unlawfully coerced in violation
of Section 8(b)(1)(A). Counsel for the General Counsel relies
on language contained in Teamsters Local 42 (Grinnell Fire
Protection), 235 NLRB 1168 (1978), enfd. sub nom. Dycus v.
NLRB, 615 F.2d. 820 (9th Cir. 1980). That case involved two
locals that had lawfully disclaimed interest in representing a
unit. The Board, responding to Member Jenkins’ dissent, stated
that, “[d]epriving the unit of the benefits of the collective-
bargaining agreement by withdrawing as representative can be
coercive as a matter of law only if the unit has a continuing
right to those benefits.” Id. at 1169. Counsel for the General
Counsel argues that the unit employees in Ohio had a continu-
ing right to representation and that the Respondent had a duty
to provide the representation. Counsel for the General Counsel
also observes that in Chicago Truck Drivers Local 101 (Bake-
Line Products), 329 NLRB 247, the Board indicated that while
it was lawful for a union to inform employees that it would
consider disclaiming representation if it decisively lost a reau-
thorization election, it would be unlawful to tell unit employees
that it would remain as their representative but then fail to
properly represent them. Id. at 249. In Chicago Truck Drivers
Local 101 the Board, in agreement with former Chairman
Stephens’ concurrence in Hospital Employees 1115 Joint Board
(Pinebrook Nursing Home), 305 NLRB 802 (1991), specifically
noted that Chairman Stephens found a violation “because the
union had threatened employees that it would remain as their
bargaining representative but would not properly represent
them.” Id. 247–248. It follows that if threatening to take an
action is a violation, doing the action is also a violation. In
essence the Respondent remained the bargaining representative
for the employees working in Ohio, but refused to represent
them, a fact which was conveyed to the employees. Accord-
ingly, I find that the Respondent violated Section 8(b)(1)(A) by
failing and refusing to represent the Employer’s Ohio unit em-
ployees.
CONCLUSIONS OF LAW
1. Skibeck, P.L.C., Inc., is an employer engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of the
Act.
2. United Steel Workers of America, Local 14693, AFL–
CIO–CLC is a labor organization within the meaning of Section
2(5) of the Act.
3. United Steel Workers of America, Local 14693, AFL–
CIO–CLC is the exclusive collective-bargaining representative
of the following appropriate unit:
All employees of [the Employer] engaged in heavy and high-
way construction and utility work, excluding all guards, and
watchmen, and all professional employees and supervisors as
defined in the Act and all other employees.
4. By failing and refusing to represent the Employer’s unit
employees, working in the State of Ohio the United Steel
Workers of America, Local 14693, AFL–CIO–CLC violated
Section 8(b)(1)(A) of the Act.
5. By failing and refusing to bargain in good faith with the
Employer as the representative of its bargaining unit employ-
STEELWORKERS LOCAL 14693 (SKIBECK, P.L.C., INC.)
761
ees, and by abrogating the terms and conditions of employment
contained in their collective-bargaining agreement with the
Employer with respect to unit employees employed by the Em-
ployer at its State of Ohio jobsite, the United Steel Workers of
America, Local 14693, AFL–CIO–CLC has violated Section
8(b)(3) of the Act.
REMEDY
Having found that the Respondent, the United Steel Workers
of America, Local 14693, AFL–CIO–CLC has engaged in cer-
tain unfair labor practices, I find that it must be ordered to cease
and desist and to take certain affirmative action designed to
effectuate the policies of the Act.
I also recommend that the Respondent be required to remit to
any employee benefit fund all payments required under the
collective-bargaining agreement, if any, in order to restore the
employee accounts as required in Merryweather Optical Co.,
240 NLRB 1213 (1979), and to make whole the employees for
all losses suffered, if any, as a result of the Respondent’s ac-
tion, in the manner set forth in Kraft Plumbing & Heating, 252
NLRB 891 (1980), enfd. mem. 661 F.2d 940 (9th Cir. 1981).
All payments to employees shall be computed in the manner set
forth in Ogle Protection Service, 183 NLRB 682 (1970), enfd.
444 F.2d 502 (6th Cir. 1971), with interest computed in the
manner set forth in New Horizons for the Retarded, 283 NLRB
1173 (1987).
[Recommended Order omitted from publication.]