345 NLRB 931
Pulaski Construction Co.
PULASKI CONSTRUCTION CO.
345 NLRB No. 66
931
Pulaski Construction Co. and New Jersey Regional
Council of Carpenters Local 34018, United
Brotherhood of Carpenters and Joiners of
America. Case 22–CA–25032
September 27, 2005
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND SCHAUMBER
On October 18, 2002, Administrative Law Judge Mar-
garet M. Kern issued the attached decision. The Re-
spondent filed exceptions and a supporting brief. The
Charging Party filed a brief in support of the judge’s de-
cision, and the Respondent filed a brief in reply.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to affirm the judge’s rulings, find-
ings,1 and conclusions as modified and to adopt the rec-
ommended Order.
I. BACKGROUND
The Respondent, Pulaski Construction Company
(PCC), owned by Ronald Pulaski, was a signatory con-
tractor with the Union. The relevant collective-
bargaining agreement prohibited the Respondent from
using nonunion subcontractors and from participating in
the formation or operation of double-breasted corpora-
tions. The pertinent information requests made by the
Union accompanied grievances filed regarding work per-
formed at facilities operated by Care One Corporation.
By way of background, the first job, identified by the
judge as Mazdabrook, occurred during the spring of
2001.2 At Mazdabrook, Richard A. Pulaski Construction
(RAPC), owned by Ronald’s brother Richard, performed
the work. The Union, viewing RAPC as a signatory con-
tractor, attempted to file a grievance against RAPC for
using nonunion carpenters. The Union’s effort to take
this grievance to arbitration failed, however, because
although RAPC had been a party to several oral project
agreements with the Union, it had never become a signa-
tory contractor.
Subsequently, in the fall of 2001, on the second Care
One job, on which the instant request for information
was based, RAPC again did the work on a nonunion ba-
sis. At that point, the Union became interested in the
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Dry Wall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing the findings.
2 All dates are in 2001, unless otherwise specified.
relationship between the two Pulaski companies and be-
gan an investigation through its agent, William Coyne.
Coyne obtained Dun and Bradstreet reports on October
11, 2001, that indicated that the two companies were
affiliated and had, “common ownership and financial
interest,” and “had shared premises, shared employees,
occasional loans and advances, and occasional services
performed with payments made at the discretion of man-
agement.” The Union suspected PCC could be held re-
sponsible under its bargaining agreement for the use of
nonunion labor at the second Care One job, and submit-
ted a grievance with the information requests at issue on
October 11. The grievance was addressed to Ronald
Pulaski of “PCC/RAPC.”
Although the grievance was addressed to PCC’s
Ronald Pulaski, he gave it to his brother Richard, of
RAPC, who attended all subsequent meetings with the
Union. Credited testimony from Coyne indicates that
Richard was informed of the Union’s view that the com-
panies were somehow linked and that the RAPC should
be covered by the contract. Richard Pulaski’s testimony
confirms that he was aware that the Union had grieved
against both companies and had “tie[d] the two to-
gether.”
As detailed by the judge, the Union’s continuing inves-
tigation found many other indications of close relations
between the two companies. The record does not show
that the Union prior to the hearing advised the Respon-
dent of these factual bases for its concern that the two
companies were related, but the Respondent certainly
was made aware of these bases at the hearing. At no
time has the Respondent provided any of the information
that the Union has requested.
The Respondent excepts to the judge’s conclusion that
the Respondent violated Section 8(a)(5) and (1) by fail-
ing to provide the information. The Respondent argues,
inter alia, that it was unaware of the purpose of the Un-
ion’s information request. For the reasons stated below,
we agree with the judge’s finding that the Respondent
violated Section 8(a)(5) and (1) by failing to provide the
requested information.
II. ANALYSIS
This case is substantially similar to the Board’s recent
decision in Contract Flooring Systems, 344 NLRB No.
117 (2005), which also involved a union request for in-
formation concerning an alleged alter ego to which the
union believed the employer was unlawfully diverting
bargaining unit work. There the Board held that in cases
involving such nonunit information that is not presump-
tively relevant to a union’s representational duties “the
union must demonstrate a reasonable objective basis for
believing that an alter ego relationship exists.” Id. at slip
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
932
op. at 1. Under established Board precedent, the request-
ing union “need not inform the signatory employer of the
factual basis for its requests, but need only indicate the
reason for its request.” Id. Chairman Battista and Mem-
ber Schaumber noted that they do not necessarily agree
with Board precedent that a union can simply state a rea-
son for its request (see Hertz Corp. v. NLRB, 105 F.3d
868, 874 (3d Cir. 1997)), but that they would find a vio-
lation where the union apprised the employer of facts
tending to support its request for nonunit information by
communicating those facts to the employer at the unfair
labor practice hearing and the employer still failed to
provide the requested information. Id.
The Respondent clearly had notice that the Union was
pursuing a grievance and that the reason for the informa-
tion request was to assist in clarifying the relationship
between PCC and RAPC in order to determine whether
the terms of the bargaining agreement applied to the
work performed on the later Care One job. The October
11 information request itself indicates that the Union was
seeking information on the details of the relationship
between the two companies in order to pursue the griev-
ance. The Union sent several letters to Respondent and
had several grievance meetings with the Respondent re-
garding the information request. The Union’s letter of
October 29 reaffirmed that the purpose of the informa-
tion request was to pursue a grievance and to investigate
the relationship between the Respondent and RAPC. We
find no merit in the Respondent’s argument that, until the
time of the hearing, it was still unaware of the purpose
for the request.
Under the Board precedent cited in Contract Flooring,
above, requiring that the union need only inform the em-
ployer of the reasons for its request, Member Liebman
would find that the Respondent violated Section 8(a)(5)
and (1) when it failed to provide the information on and
after receiving the Union’s initial information request.
As they did in Contract Flooring, supra, Chairman Bat-
tista and Member Schaumber would find the violation on
a later date. They would find the violation occurred
when the Respondent still refused to provide the re-
quested information after the Union apprised the Re-
spondent at the hearing of the facts underlying its belief
that the two companies were related. This change in the
date of the violation has no effect on the remedy. The
Respondent will be ordered to furnish the Union with the
information requested.
III. AMENDED REMEDY
The Respondent also excepts to the judge’s finding
that the Union and the Respondent have an 9(a) bargain-
ing relationship, claiming instead that it was a construc-
tion industry employer whose bargaining agreement with
the Union was governed by the provisions of Section
8(f). In view of the application of Section 8(f), the Re-
spondent claims that the judge erred in ordering that it
furnish information for the period after the contract ex-
pired on April 30, 2002. We find merit in these excep-
tions, as explained below.
The Union admits in its brief that the relationship was
based on the construction industry provisions of Section
8(f), and the record documents that the Respondent pro-
vided notice to the Union that it was terminating the bar-
gaining agreement upon its expiration date of April 30,
2002. There is no indication in the record that the Re-
spondent and the Union reentered into a bargaining
agreement thereafter. Moreover, although the informa-
tion request submitted by the Union on October 11, dur-
ing the term of the bargaining agreement, did not indicate
any specific time period for which it sought the requested
information, Coyne testified at the hearing that the Union
was only seeking information that was coterminous with
the labor agreement.
On the basis of this evidence, we find the relationship
between the parties was based on Section 8(f), and that
the Union has clarified that it was only seeking informa-
tion applicable to the period covered by the bargaining
agreement. Accordingly, we modify the judge’s remedy
to limit the information request to the duration of the
contract, from May 1, 2000, to the contract termination
date of April 30, 2002. See generally John Deklewa &
Sons, 282 NLRB 1375, 1387 (1987), enfd. sub nom. Iron
Workers Local 3 v. NLRB, 843 F.2d 770 (3d Cir. 1988),
cert. denied 488 U.S. 889 (1988).
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Pulaski Construction Co.,
Hamilton, New Jersey, its officers, agents, successors,
and assigns, shall take the action set forth in the Order.
Bert Dice-Goldberg, Esq., for the General Counsel.
Eric C. Stuart, Esq., for the Respondent.
Howard S. Simonoff, Esq., for the Charging Party.
DECISION
STATEMENT OF THE CASE
MARGARET M. KERN, Administrative Law Judge. This case
was tried before me in Newark, New Jersey, on July 9, 2002.
The complaint, which issued on May 20, 2002, was based upon
an unfair labor practice charge filed on February 6, 2002, by
New Jersey Regional Council of Carpenters Local No. 4018,
United Brotherhood of Carpenters & Joiners of America (Car-
penters’ Union)1 against Pulaski Construction Co., Inc. (PCC or
1 The complaint was amended at the hearing to delete reference to
the AFL–CIO.
PULASKI CONSTRUCTION CO.
933
Respondent). It is alleged that since October 11, 2001,22 Re-
spondent has refused to provide information to the Carpenters’
Union in violation of Section 8(a)(5) and (1) of the Act.
FINDINGS OF FACT
I. JURISDICTION
Respondent is a general contractor in the construction indus-
try with an office and place of business in Hamilton, New Jer-
sey. Respondent admits and I find it is an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
II. LABOR ORGANIZATION STATUS
Respondent admits and I find the union is a labor organiza-
tion within the meaning of Section 2(5) of the Act.
III. ALLEGED UNFAIR LABOR PRACTICES
A. Collective-Bargaining History
William Coyne has been employed by the Carpenters’ Union
for 15 years. He is a member of the executive board of the
New Jersey Regional Council of Carpenters (Regional Coun-
cil), and he is a trustee of the Carpenters’ Union benefit funds.
Coyne testified that in the past, the Carpenters’ Union had a
practice of entering into written and oral project-only agree-
ments with contractors. Since the union’s reorganization in
January 2002, the Regional Council has adopted a firm, central-
ized policy against project-only agreements.
Richard Pulaski is the sole owner of Richard A. Pulaski Con-
struction Co., Inc. (RAPC) which was established in 1984.
Richard testified that in the course of the 18 years he has oper-
ated RAPC, he entered into “many” oral project-only agree-
ments with various locals and district councils of the Carpen-
ters’ Union. According to Richard, “they requested we use their
manpower and where we could, we did.” When RAPC hired
union members, it remitted payments to the Carpenters’ Union
benefit funds. RAPC has never executed a written agreement
with the Carpenters’ Union.
Ronald Pulaski, the brother of Richard, is the sole owner of
PCC, which was established in 1986. In 1990, Ronald signed a
short-form agreement with the New Jersey State Council of
Carpenters (State Council). In that agreement, PCC agreed to
be bound by ever current collective-bargaining agreements
between the district councils and the locals of the Carpenters’
Union and the Building Contractors Association of New Jersey
(BCA). The short form agreement contained an automatic
renewal provision, and the most recent collective-bargaining
agreement between the State Council and the BCA was effec-
tive May 1, 2000, to April 30, 2002. The relevant provisions of
that agreement are as follows: in article I, the State Council is
recognized as the collective-bargaining representative for all
journeyman carpenters, millwrights, and lathers, and all of their
apprentices, trainees, and foremen, who perform work within
the trade-line jurisdiction of the Carpenters’ Union, excluding
supervisors within the meaning of the Act; article III sets forth
an 8-day union-security clause; article V mandates the utiliza-
tion of the Regional Council’s job referral procedures; article
2 All dates are in 2001, unless otherwise indicated.
XIII provides for the employment of a shop steward on every
job where covered work is performed; article XVIII, paragraph
1, prohibits the subcontracting of work to contractors who are
not signatory to an agreement with the union; article XVII,
paragraph 3, provides that a signatory will not attempt to form
or participate in the creation of or operation of new or double-
breasted corporations for the purposes of avoiding the obliga-
tions of the agreement; articles XXIII and XXVII set forth the
wage and fringe benefits to be paid and the manner of payment;
and, article XXXX provides that interior systems work is cov-
ered by the agreement.
B. The Mazdabrook Fob
In the spring of 2001, there was a construction project at a
nursing home facility on Mazdabrook Road in Parsippany, New
Jersey (Mazdabrook job). On March 20, an attorney for the
State Council wrote a letter to Richard stating that RAPC was
party to a collective-bargaining agreement with the Carpenters’
Union, and that RAPC had failed to use union carpenters on the
Mazdabrook project and had failed to make benefit payments.
The attorney warned that unless the matter was resolved, the
union intended to submit the matter to arbitration “as permitted
by the current collective bargaining agreement.” On March 21,
the attorney sent a letter submitting to the matter to the Ameri-
can Arbitration Association (AAA). On April 18, the attorney
sent to the AAA a copy of a grievance and arbitration clause,
and wrote “enclosed herewith please find the collective bar-
gaining agreement designating the [AAA] as the agency to hear
this dispute.” It is undisputed that RAPC never executed a writ-
ten agreement with the Carpenters’ Union, and the Union’s
attorney was obviously never able to come up with a document
bearing Richard’s signature. The arbitration did not go forward,
and Richard testified the dispute was resolved when he hired
several union carpenters to work on the Mazdabrook job.
C. The Care One Job
In the fall of 2001, the Union learned that carpenters’ work
was being performed on a nonunion basis at a construction site
for Care One in Hamilton, New Jersey (Care One job). The
Union obtained a copy of a building permit from the local
building department. The permit, dated July 12, listed RAPC
as the contractor on the job. Coyne testified that the reference
to “contractor” indicated to him that RAPC was serving as the
general contractor.
D. Coyne’s Investigation: D&B Report
Coyne was informed that the union wanted to pursue a
grievance about the nonunion work being performed at the
Mazdabrook job and he set out to determine the relationship
between PCC and RAPC. Coyne testified that when he under-
took this project, he had no knowledge of RAPC’s history with
the Carpenters’ Union.
On the morning of October 11, Coyne received two Dun &
Bradstreet reports on PCC and RAPC. In the PCC report,
RAPC was listed as an affiliate of PCC, “though common own-
ership and/or financial interest.” It was noted that “intercom-
pany relations consist of occasional loans with no set repay-
ment schedule.” In the RAPC report, it was reported that Rich-
ard appeared to be a principal of PCC, and that intercompany
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
934
relations consisted of shared premises, shared employees, occa-
sional loans and advances, and occasional services performed
with payments made at the discretion of management.
E. Filing of a Grievance and the Request for Information
On the same day as his receipt of the Dun & Bradstreet re-
ports, Coyne sent a letter addressed to Ronald at “Pulaski Con-
struction Company, Inc./Richard A Pulaski Construction Com-
pany, Inc.” Coyne advised Ronald that the Union was formally
grieving violations of nine provisions of the collective-
bargaining agreement between the union and PCC in connec-
tion with the Care One job.3 He wrote that the Union was seek-
ing to be made whole for losses of wages and fringe benefits to
its membership caused by the contract violations. Coyne re-
quested Ronald contact him to arrange for a step I grievance
meeting. He also appended a list of 119 items of information
that Coyne represented the union needed to process the griev-
ance (attachment B).
Richard testified that when his brother received the October
11 letter, he handed it to Richard and said, “[T]hey’re com-
plaining on your job at Hamilton.” Richard contacted Coyne
and they arranged to meet on October 26. Coyne sent a con-
firming letter on October 22 to Richard at “Pulaski Construc-
tion Company, Inc./Richard A. Pulaski Construction Company,
Inc.”
On October 26, James Capezzi, business agent for Carpen-
ters’ Local 31, Coyne, and Richard met at the Local 31 office
in Trenton. Richard stated that he was there to respond to the
grievance. Capezzi and Coyne asked if he were responding for
PCC or for RAPC. Richard said he was responding for himself
and that, “Ron’s company is Ron’s company and my company
is my company.” Coyne testified he and Capezzi told Richard
that they believed RAPC was bound by the collective-bargaining
agreement between the Union and PCC. Richard testified that
Coyne and Capezzi made no reference to the relationship be-
tween RAPC and PCC, and that their sole concern was getting
union personnel on the Care One job. Capezzi did not testify.
On October 29, Coyne sent a followup letter to the October
26 meeting addressed to both Ronald and Richard of “Pulaski
Construction Company, Inc./Richard A. Pulaski Construction
Company, Inc.” Coyne reiterated the Union’s need for the
information requested in the October 11 letter in order to “dis-
prove [the union’s] assertion that your firm(s) is/are General
Contractor(s) on the [Care One] project and that your firm(s)
is/are violating the collective bargaining agreement that binds
us together.’’ Coyne stated that step I of the grievance proce-
dure was concluded and that a step II meeting should be ar-
ranged.
On November 5, a second meeting was held between Rich-
ard and Tom Canto, the executive secretary-treasurer and busi-
ness manager of the Regional Council. Coyne was not present.
Richard testified that Canto reiterated the Union’s emphatic
demand that union carpenters be employed on the Care One
job. Richard presented documentation to Canto showing that
the owner of the project had retained the authority to use its
own subcontractors, and Richard explained that as the construc-
3 These are the same provisions summarized above.
tion manager he did not have the latitude to hire union carpen-
ters. Again, Richard testified that there was no reference at this
meeting to the relationship between RAPC and PCC. Canto did
not testify.
On November 8, Canto sent a followup letter to Richard stat-
ing that the parties had agreed to hold the grievance in abey-
ance at step II pending an award of the remaining work on the
Care One project to a union signatory contractor.
On January 7, 2002, Coyne wrote to Ronald and Richard and
advised them that since the remaining work on the Care One
project had not been awarded to a union contractor, the griev-
ance would proceed to step III and he suggested various dates
to conduct a meeting. Neither Richard nor Ronald responded to
this letter.
On January 28, 2002, counsel for Respondent sent two letters
to Robert Boyce, president of the Regional Council, one on
behalf of PCC and the other on behalf of RAPC. In the letter
referencing PCC, counsel advised that PCC was giving notice of
its intent to terminate its collective-bargaining agreement with
the Union set to expire on April 30, 2002. In the letter refer-
encing RAPC, counsel wrote that RAPC was giving notice of
its intent to terminate “the alleged collective bargaining agree-
ment” between RAPC and the Union effective April 30, 2002.
Counsel stated that RAPC reserved the right to claim that no
valid collective-bargaining agreement existed between RAPC
and the Union.
By letter dated February 6, 2002, Coyne advised Ronald and
Richard that since he had not received a response to his January
7 letter, step III was closed and the Union was proceeding to
arbitration. The next day, the union made a request to the AAA
for the assignment of an arbitrator
In a letter addressed to Coyne dated February 20, 2002,
Ronald acknowledged receipt of the Union’s demand for arbi-
tration. Ronald stated he was “in the dark” as to what the Un-
ion’s claims were, and he requested that the Union provide him
with information which he deemed necessary to prepare for the
arbitration hearing. Ronald asked for the facts giving rise to the
grievance, the documents that the Union was relying upon, the
names of the witnesses the Union intended to call, and docu-
ments supporting any claim for damages. In a testily-worded
response dated February 28, 2002, Coyne stated that the facts
underlying the grievance had been given to Richard at the step I
and II meetings and in the correspondence that had passed be-
tween the parties since October. He further stated, “[T]he fact is
that your firm(s) is(are) bound to a collective bargaining
agreement with the Carpenters’ Union.” Coyne identified the
short form agreement and the BCA agreement as the documents
upon which the Union was relying to support the grievance. He
also represented that the witness list had not yet been prepared,
nor had a calculation of damages been performed, pending the
Union’s receipt of the information contained in its October 11
request.
F. Covne’s Ongoing Investigation
From September 2001 to February 2002, Coyne and other
union representatives examined a large number of documents to
determine the relationship between RAPC and PCC. Among
the documents examined were weekly remittance reports main-
PULASKI CONSTRUCTION CO.
935
tained by the benefit funds’ office. Nineteen of these reports
were introduced in evidence and Coyne testified to his observa-
tions.
Two checks dated November 6, 2000, were submitted to the
funds, one drawn on a PCC account, the other on a RAPC ac-
count. The checks showed the same address for both compa-
nies, the same phone and fax numbers, and the same distinctive
signature. The checks were drawn on accounts at the same
bank. On three RAPC checks dated February 2 and 13, and
May 17, a different signature appeared than appeared on the
PCC and RAPC November 6, 2000 checks. On a fourth RAPC
check, dated February 15, the same signature appeared as ap-
peared on the PCC and RAPC November 6, 2000 checks. On
the three RAPC checks dated February 13 and 15, and May 17,
a new address was listed for RAPC which Coyne knew to be
the new address of PCC as well.
Coyne reviewed three reports that had been submitted by
RAPC in February for the Mazdabrook job, and a report that
had been submitted by PCC in May for that same job. All four
reports were signed by Eileen Ross as bookkeeper. He re-
viewed two more reports submitted by PCC, one in April and
one in August, for a job at Southern Ocean. Both were signed
by Ross as bookkeeper. Coyne reviewed two reports that had
been submitted to the funds by RAPC, one in December 1997
and the other in January 1998. Both had been signed by Ronald
and his title was listed as president.
As part of the investigation, Coyne directed that copies of
building permits be obtained in those jurisdictions where either
PCC or RAPC were known to be working. One such permit
was for a Care One project in East Brunswick. On the line
marked “agent name,” RAPC was typed in. On the line marked
“signature,” Ronald’s name was typed in.
On February 21, 2002, Coyne examined PCC’s website and
Richard was listed as the contact person.
Coyne testified that based upon his review of these docu-
ments, he concluded that RAPC and PCC continuously oper-
ated out of the same offices and that when one moved, the other
moved. He concluded that the companies used the same bank
and the same bookkeeper, and that Richard signed documents
for PCC and Ronald signed documents for RAPC. He con-
cluded that one company worked on projects that listed the
other company as the contractor and that both companies
worked on some of the same sites. Coyne concluded that there
was a close interrelationship between the two companies, and
that if it were ultimately shown that the companies were a sin-
gle employer, joint employers, alter egos, or double-breasted
operation, “ the collective bargaining agreement with PCC
should also apply to RAPC.”
IV. ANALYSIS
A. General Principles
On request, an employer must provide a union with informa-
tion that is relevant to its carrying out its statutory duties and
responsibilities in representing employees. This duty to pro-
vide information includes information relevant to contract
administration and negotiations. Where, as here, the informa-
tion sought concerns matters outside the bargaining unit, such
as those related to single employer or alter ego status, a union
bears the burden of establishing the relevance of the requested
information. A union has satisfied its burden when it demon-
strates a reasonable belief supported by objective evidence for
requesting the information. Shoppers Food Warehouse Corp.,
315 NLRB 258, 259 (1994), and cases cited.
The Board uses a broad, discovery-type standard in deter-
mining relevance in information requests, including those for
which a special demonstration of relevance is needed, and po-
tential or probable relevance is sufficient to give rise to an em-
ployer’s obligation to provide information. In this regard, the
Board does not pass on the merits of a union’s claim of breach
of a collective-bargaining agreement in determining whether
information relating to the processing of a grievance is relevant.
Id.
B. Union Established Relevancy of Requested Information
Both PCC and RAPC had relationships with the Carpenters’
Union for a period of years prior to the events of this case. The
relationship between PCC and the Union was well defined by
the successive collective-bargaining agreements entered into
between them since 1990. The relationship between RAPC and
PCC was murkier. Richard testified he had a practice of hiring
union carpenters on request, and Coyne corroborated this fact
by acknowledging that the union did, in the past, enter into oral
project-only agreements with contractors. Both sides appear to
have been unclear, however, as to the parties’ rights and obliga-
tions under those oral agreements. In March and April, when
the dispute at the Mazdabrook job arose, the Union filed for
arbitration against RAPC, relying on the arbitration clause in
the BCA agreement. The Union was obviously under the im-
pression that there was an executed agreement with RAPC. It is
equally obvious the request for arbitration was either stayed or
withdrawn when the Union was unable to produce any such
signed agreement. The Union was therefore very much aware
that it did not have a written enforceable agreement with RAPC
when it learned several months later that RAPC was reportedly
the general contractor on the Care One job employing non-
union carpenters. Predictably, the Union assigned Coyne the
task of determining what if any relationship existed between
RAPC and PCC such that there might be a legal basis to extend
PCC’s collective-bargaining agreement to RAPC.
On October 11, Coyne reviewed the Dun & Bradstreet re-
ports that stated that PCC and RAPC were affiliated through
common ownership and/or financial interest. Richard was
listed as a principal of PCC, and it was reported the two com-
panies shared common premises and employees. It was further
reported that financial transactions between the two companies
appeared to be at less than arm’s-length since loans were ex-
tended and services performed with no fixed repayment sched-
ules. I find that the information that Coyne reviewed on Octo-
ber 11 was sufficient to establish a reasonable belief on the part
of the Union that RAPC shared a close relationship with PCC,
and that the relationship could be in the nature of a single em-
ployer, joint employer, alter ego or double-breasted operation.
Because the October 11 request for information was an ongoing
request, the evidence gathered by Coyne during the course of
his continuing investigation is also properly considered in the
determination of whether there was a reasonable basis for the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
936
union’s belief that PCC and RAPC were closely related. Geno-
vese & DiDonno, Inc., 322 NLRB 598 (1996). Documents
from the benefit funds showed that both companies continually
operated from the same premises and that when one moved so
did the other. They used the same bank, the same bookkeeper,
and both signed checks for each other’s company. Both com-
panies worked on the some of the same jobsites and in once
instance, the Mazdabrook job, both companies made payments
to the union funds. On one building permit, Ronald was listed
as a representative of RAPC; on a website, Richard was listed
as a representative of PCC. By the time Coyne’s investigation
was completed in February 2002, the Union was in possession
of a substantial amount of objective evidence to support its
belief that a legal basis might exist by which the terms of the
collective-bargaining agreement with PCC might be enforced
against RAPC. As the collective-bargaining representative of
PCC’s employees, the union was entitled to verify whether this
belief was accurate by requesting information regarding the
relationship between the two companies. E.J. A/rich Electrical
Contractors, 325 NLRB 1036 fn. 2 (1998).
C. Respondent was Aware of Purpose of Request
An employer is not obligated to honor a union’s request for
information when such request lacks both specificity and clarity
and when the employer could not have been aware of the intent
and purpose of the union’s request. However, where the cir-
cumstances surrounding the request are reasonably calculated
to put the employer on notice of a relevant purpose which the
union has not specifically spelled out, the employer is obligated
to divulge the requested information. Brazos Electric Power
Cooperative, Inc., 241 NLRB 1016, 1018 (1979), enfd. 615
F.2d 1100 (5th Cir. 1980). The sufficiency of the request
should not be determined solely from the request itself, but
should be judged in light of the entire pattern of facts available
to the employer. Ohio Power Co., 216 NLRB 987, 990 fn. 9
(1975).
Upon his receipt of the October 11 letter, Ronald was ad-
vised that the Union was filing a grievance based upon PCC’s
failure to apply the terms of the collective-bargaining agree-
ment to carpenters employed at the Care One job. It is immate-
rial that Ronald passed the letter off to Richard with the com-
ment, “they’re complaining on your job at Hamilton.” Ronald
was on notice that the union had filed a grievance against PCC,
not RAPC, regarding PCC’s failure to apply the terms of the
collective-bargaining agreement on the Care One job.
What ensued thereafter was something of a game of cat and
mouse between Ronald and Richard. Even though the October
11 letter was addressed only to Ronald, Richard appeared at the
step I grievance meeting. I credit Coyne’s testimony that Rich-
ard was told that the Union believed RAPC was bound by the
PCC agreement and that the contract terms should be applied at
the Care One job. The significance of this statement to
Richard does not arise from Richard’s status as Ronald’s
agent.4 Rather, its significance lies in the fact that if Ronald
4 At the hearing, the General Counsel moved to amend the complaint
to allege Richard to be an agent of Respondent PCC. In his brief, how-
ever, the General Counsel withdrew that amendment and I therefore
had participated in this meeting which involved a grievance that
had been filed against his company, not his brother’s, he would
have been provided with the same information. Rather than
attend the meeting, Ronald simply ignored the Union’s October
11 letter. The Board has considered an employer’s outright
disregard of an information request as a circumstance that
should be considered in assessing whether the employer was on
notice of the purpose of the request. Beth Abraham Health
Services, 332 NLRB 1234, 1235 (2000). Respondent is properly
charged with knowledge of the information that was imparted
to Richard at the grievance meeting involving Respondent and
from which Ronald deliberately absented himself.
Upon his receipt of the Union’s October 29 letter, Ronald
was again put on notice of the Union’s position that PCC, either
alone or with RAPC, was the general contractor on the Care
One job and that PCC was in violation of the collective-
bargaining agreement by failing to apply the terms of the collec-
tive bargaining agreement to employees at that site. Coyne
specifically advised Ronald in this letter that the requested in-
formation was needed in order to disprove the Union’s belief
that this relationship existed between the two companies. This
letter constituted further notice to Ronald that the information
request was related to the Union’s collective-bargaining duties.
On February 20, 2002, more than 4 months after his receipt
of the request for information, Ronald wrote to Coyne that he
was “in the dark” as to what the Union’s claims were. In his
letter dated February 28, 2002, Coyne pointed out that the Un-
ion’s claims had been communicated to Richard at the griev-
ance meetings, and had been communicated to Ronald in the
letters that had been exchanged between the parties. Coyne
reiterated the Union’s position that PCC and RAPC were both
bound to the collective-bargaining agreement.
Respondent’s argument that Respondent was never notified
of the relevant purpose of the union’s information request is
merit less. First, the October 11 and 29, and February 28, 2002
letters addressed to Ronald, whether viewed singly or collec-
tively, constituted sufficient notice to Respondent of the reason
why the Union needed the requested information. Second, the
information given to Richard at the grievance meetings was
available to Respondent and purposefully ignored. Finally,
even if these communications did not sufficiently convey the
purpose of the union’s information request to Respondent, the
purpose was clearly spelled out in Coyne’s testimony at the
hearing. Id.
D. The 119 Items
I do not pass on the merits of the claim that Respondent and
RAPC are a single employer, joint employers, alter egos, or a
double-breasted operation. I do find that the Union is entitled,
under the liberal discovery-type standard that applies here, to
the information that the union has shown is relevant to its repre-
sentative function. With three exceptions, the items listed in the
October 11 request are relevant. Those exceptions are items
40, 74(D), and 75(D). With respect to item 40, Coyne gave no
relevant purpose for the personal tax returns of corporate offi-
make no finding with respect to whether Richard was an agent of PCC
within the meaning of Sec. 2(13) of the Act.
PULASKI CONSTRUCTION CO.
937
cers other than the accompanying W-2 forms. I therefore find
the request for the W-2 forms is relevant, but not the request for
the personal tax returns. Similarly, Coyne could give no rele-
vant purpose for items 74(D) and 75(D) requesting information
about detailing operations. In all other respects, the information
requested is relevant to the Union’s ability to enforce the terms
of its collective-bargaining agreement with Respondent.
E. Respondent’s Defenses
Once it is established that an employer has failed to timely
furnish potentially relevant information requested by a union,
the employer will be found in violation of Section 8(a)(5) and
(1) of the Act unless it establishes a valid reason why it did not
timely furnish the information. Detroit Newspaper Agency,
317 NLRB 1071 (1995). Respondent interposes four defenses
to its failure to provide the requested items of information: first,
that Respondent does not have access to information in the
possession of RAPC; second, that the request for information is
solely for the purpose of discovery in an arbitration proceeding;
third, the request is unduly burdensome; and fourth, that the
request seeks confidential information.
1. Availability of information
Respondent argues that it does not have access to records in
possession of RAPC. This argument is belied to a certain ex-
tent by the fact Ronald and Richard both signed checks and
documents for each other’s companies. Nevertheless, the union
does not have to rely on Ronald’s assertion that he does not
have access to information in his brother’s possession. Re-
spondent has not shown that it made a request of RAPC for the
information, nor is there evidence that RAPC refused any such
request. Under these circumstances, Respondent has failed to
demonstrate that the information in RAPC’s possession is un-
available. Arch of West Virginia, Inc., 304 NLRB 1089 fn. 1
(1991).
2. Demand for prearbitration discovery
Respondent’s argument that the purpose of the information
request was to serve as a discovery device in an arbitration
proceeding is without factual support. The Union made the
information request simultaneous with the filing of the grievance,
and prior to the step I meeting.
Since the grievance was not
pending arbitration when the Union made its request, it cannot
be said that the Union was seeking pretrial discovery. Nor was
the information sought by the Union of a type which the Board
has found a party may lawfully refuse to furnish such as the
names of witnesses the party intends to call at the arbitration, or
the evidence upon which it intends to rely. Ormet Aluminum
Mill Products Corp., 335 NLRB 788, 789–790 (2001).
The Union made clear to Respondent that it was as much
interested in the information to disprove the existence of a
relationship between Respondent and RAPC as to prove one.
The Union has the right to determine the meritorious nature of
its grievance prior to proceeding all the way to arbitration.
NLRB v. Acme Industrial Co., 385 U.S. 432, 438–439 (1967);
Safeway Stores, Inc., 236 NLRB 1126 fn. 1 (1978), enfd. 622
F.2d 425 (9th Cir. 1980), cert. denied 450 U.S. 913 (1981).
3. Burdensome nature of the request
Respondent’s claim that compliance with the Union’s infor-
mation request would be unduly burdensome has not been es-
tablished. The fact that a union may ask an employer for a
large volume of information does not, by itself, render that
request “overbroad” so as to relieve the employer from the duty
to provide that information where, as here, the information is
relevant and necessary to the Union’s performance of its bar-
gaining duties. If an employer declines to supply relevant in-
formation on the grounds that it would be unduly burdensome
to do so; the employer must not only timely raise this objection
with the union, but also must substantiate its defense. Respon-
dent has done neither. Respondent never advised the Union
that its request was unduly burdensome, and never sought clari-
fication from the union in order to narrow the request. Nor did
Respondent substantiate at the hearing, in any quantifiable way,
the time, expense, or resources it would have to expend in order
to comply with the request. Goodyear Atomic Corp., 266
NLRB 890, 891 (1983), enfd. 738 F.2d 155 (6th Cir. 1984).
There is no doubt that production of the information may im-
pose strains on Respondent, but that consideration does not
outweigh the union’s right to the information requested. H. J.
Scheirich Co., 300 NLRB 687, 689 (1990).
4. Confidential nature of the information
The Board has found that a substantial claim of confidential-
ity may justify a refusal to furnish otherwise relevant informa-
tion and the burden of proof is on the party asserting the claim.
Blanket claims of confidentiality, however, will not be upheld.
In defining the parameters of what constitutes confidential in-
formation the Board has developed the following guidelines:
Confidential information is limited to a few general catego-
ries: that which would reveal, contrary to promises or reason-
able expectations, highly personal information, such as indi-
vidual medical records of psychological test results; that
which would reveal substantial proprietary information, such
as trade secrets; that which could reasonably be expected to
lead to harassment or retaliation, such as the identity of wit-
nesses; and that which is traditionally privileged, such as
memoranda prepared for pending lawsuits.
Detroit Newspaper, supra at 1073. If it is determined that the
information sought to be protected is confidential, the issue
then becomes whether the defense was timely raised by the
employer so that the parties could attempt to seek an accom-
modation of the employer’s confidentiality concerns. It is not
enough that an employer raise a confidentiality concern; it must
then come forward with some offer to accommodate both its
concern and its bargaining obligation.
It does not appear that any of the information requested by
the Union falls within the description of confidential informa-
tion as the Board has defined that concept. Even assuming that
the request did encompass confidential information, Respon-
dent had an obligation to discuss its confidentiality concerns
with the Union so as to try to develop mutually agreeable pro-
tective conditions for disclosure of that information. Good Life
Beverage Co., 312 NLRB 1060, 1062 (1993). Respondent’s
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
938
failure to raise this concern with the Union vitiates its attempt
to raise it now.
F. Conclusion
The Union had a reasonable objective basis for its belief that
Respondent and RAPC were so closely related as to constitute a
single employer, joint employers, alter egos, or a double-
breasted operation. The Union therefore met its burden of
proving the relevancy of the information requested in its Octo-
ber 11 letter. Respondent was on notice of the relevancy of the
Union’s request and Respondent’s failure to provide the re-
quested information is not excusable for any valid reason. Re-
spondent has therefore violated Section 8(a)(5) and (1) of the
Act by failing and refusing to provide the requested information
relating to the relationship between Respondent and RAPC.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. The following unit of employees is appropriate for the
purpose of collective bargaining within the meaning of Section
9(b) of the Act:
All journeyman carpenters, millwrights, and lathers, and all of
their apprentices, trainees, and foremen, who perform work
within the trade-line jurisdiction of the Carpenters’ Union, ex-
cluding supervisors within the meaning of the Act.
4. The Carpenters’ Union is the exclusive representative of
all employees in the appropriate unit for purposes of collective
bargaining within the meaning of Section 9(a) of the Act.
5. Since October 11, 2001, Respondent has violated Section
8(a)(5) and (1) of the Act by failing and refusing to furnish the
union with the information regarding the relationship between
Respondent and RAPC.
6. Respondent has engaged in unfair labor practices affect-
ing commerce within the meaning of Section 8(a)(5) and (1)
and Section 2(6) and (7) of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Respondent must provide the union with the information re-
quested in its October 11, 2001 letter with the exception of
items 40,5 74(D), and 75(D). At the hearing, the Union limited
its request to the period beginning on the effective date of the
BCA agreement. Respondent must therefore provide the re-
quested information for the period May 1, 2000, to the date of
this order. If there are substantial costs involved in compiling
the information, the parties must bargain in good faith as to
who shall bear such costs, and, if no agreement can be reached,
the union is entitled to access to the records from which it can
reasonably compile the information. If any dispute arises in
5 Respondent must provide W-2 forms in response to item 40, but
does not have to provide personal income tax returns.
applying these guidelines, it should be treated in the compli-
ance stage. Country Ford Trucks, Inc., 330 NLRB 328 fn. 3
(1999).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended6
ORDER
The Respondent, Pulaski Construction Co., Inc., Hamilton,
New Jersey, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Failing and refusing to provide the union with informa-
tion regarding the relationship between Respondent and RAPC;
(b) In any like or related manner restraining or coercing em-
ployees in the exercise of the rights guaranteed them by Section
7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days from the date of this order, furnish the un-
ion with information as set forth in the remedy section of this
decision.
(b) Within 14 days after service by the Region, post at its
Hamilton, New Jersey facility copies of the attached notice
marked “Appendix A.”7
Copies of the notice, on forms pro-
vided by the Regional Director for Region 22, after being
signed by the Respondent’s authorized representative, shall be
posted by the Respondent immediately upon receipt and main-
tained for 60 consecutive days in conspicuous places including
all places where notices to employees are customarily posted.
Reasonable steps shall be taken by the Respondent to ensure
that the notices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these pro-
ceedings, the Respondent has gone out of business or closed the
facility involved in these proceedings, the Respondent shall
duplicate and mail, at its own expense, a copy of the notice to
all current employees and former employees employed by the
Respondent at any time since October 11, 2001.
(c) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
APPENDIX A
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
6 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
7 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
PULASKI CONSTRUCTION CO.
939
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT fail or refuse to furnish the Carpenters’ Union
with information regarding the relationship between Pulaski
Construction Co., Inc. and Richard A. Pulaski Construction
Co., Inc.
WE WILL NOT in any like or related manner restrain or coerce
you in the exercise of the rights guaranteed you by Section 7 of
the Act.
WE WILL furnish the Carpenters’ Union with the information
it requested regarding the relationship between Pulaski Con-
struction Co., Inc. and Richard A. Pulaski Construction Co.,
Inc.
PULASKI CONSTRUCTION CO., INC.
APPENDIX B
1.
Copies of any and all documents relating to any loans
or extensions of credit to and from PCC.
2.
Copies of all contracts and bids for contracts, with
owners for the construction, alteration, or repair of any struc-
ture.
3.
Copies of all contracts and bids for contracts, with sub-
contractors for the construction, alteration, or repair of any
structure.
4.
Copies of any and all licenses or certificates required
by federal, state, county, or municipal law.
5.
Certificates of registration or ownership of any motor
vehicle or equipment.
6.
Copies of any and all bills of sale of any motor vehicles
or equipment.
7.
Copies of any and all leases for rental of any business
premises and/or equipment.
8.
Copies of any and all contracts of insurance.
9.
Copies of any and all applications of insurance.
10.
Copies of any and all premium statements for insur-
ance.
11.
Copies of any and, all building permits.
12.
Copies of any and all licenses or leases for citizen band,
VHR, any other radio or telephone equipment.
13.
Copies of all invoices for purchases of materials, sup-
plies and equipment rentals for all jobs worked in the past year
in the State of New Jersey.
14.
Copies of all invoices to customers and clients for all
jobs worked in the past year in the State of New Jersey.
15.
Copies of all purchase orders for the past year.
16.
Copies of all telephone bills, electric bills, and any
other utility bills for the past year.
17.
Copies of all logs of foremen and supervisors.
18.
Copies of all diaries and appointment books for all of
the corporate officers.
19.
Copies of all employee time cards or time sheets.
20.
Copies of all job record cards.
21.
Cash disbursement journals.
22.
Accounts payable journals.
23.
General Ledgers.
24.
Cash receipts journals.
25.
Employer’s quarterly tax return, IRS Form #941.
26.
State unemployment compensation form UCT #6.
27.
Copies of all financial) statements.
28.
Copies of all corporate minute books, stock books, and
all other corporate records.
29.
Copies of all bank statements and cancelled checks.
30.
Copies of all correspondence with any and all insurance
companies, banks, lending institutions, and accounting firms.
31.
Any and all applications to surety or bonding compa-
nies for performance, labor or payment bonds for any construc-
tion project.
32.
Corporate income tax returns.
33.
Depreciation schedules.
34.
Documentation of all loans to outside creditors.
35.
Copies of all paid bills.
36.
Accounts receivable journals.
37.
Sales journals.
38.
Purchase journals.
39.
Summary payroll journals.
40.
Personal income tax returns of all corporate officers.
41.
Any organizational chart for PCC, and RAPC, showing
management’s functions and authority within the company.
42.
A. Describe the type of business in which PCC en-
gages.
B. Describe the type of business in which RAPC en-
gages.
43.
A. Define the geographic area in which PCC does
business.
B. Define the geographic area in which RAPC does
business.
44.
A. State the business address(es) and identify all of-
fice locations of PCC.
B. State the business address(es) and identify all of-
fice locations of RAPC.
45.
A. Identify PCC post office box(es) by number and lo-
cation.
B. Identify RAPC post office box(es) by number and
location.
46.
A. Identify PCC business phone number(s), fax num-
ber(s) and directory listings(s).
B. Identify RAPC business phone number(s), fax
number(s) and directory listings(s).
47.
A. Identify the banking institution, branch and loca-
tion, and account number(s) of PCC bank account(s).
B. Identify the banking institution, branch and loca-
tion, and account number(s) of RAPC bank account(s).
48.
A. Identify the banking institution, branch and loca-
tion, and account number(s) of PCC payroll account(s) not
identified above.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
940
B. Identify the banking institution, branch and loca-
tion, and account number(s) of RAPC payroll account(s) not
identified above.
49.
A. Identify where and by whom PCC accounting re-
cords are kept.
B. Identify where and by whom RAPC accounting re-
cords are kept.
50.
A. Identify PCC principal accountant.
B. Identify RAPC principal accountant.
51.
A. Identify where and by whom PCC corporate re-
cords are kept.
B. Identify where and by whom RAPC corporate
records are kept.
52.
A. Identify where and by whom PCC other business
records are kept.
B. Identify where and by whom RAPC other business
records are kept.
53.
A. Identify PCC principal bookkeeper.
B. Identify RAPC principal bookkeeper.
54.
A. Identify PCC principal payroll preparer.
B. Identify RAPC principal payroll preparer.
55.
A. Identify PCC contractor license number for states in
which it engages in business of construction.
B. Identify RAPC contractor license number for states
in which it engages in business of construction.
56.
A. Identify the carrier and policy number for PCC
workers’ compensation insurance.
B. Identify the carrier and policy number for RAPC
workers’ compensation insurance.
57.
A. Identify the carrier and policy number for PCC
other health insurance program(s).
58.
A. Identify PCC federal taxpayer identification num-
ber.
B. Identify PCC federal taxpayer identification num-
ber.
C. Identify where and by whom PCC federal tax re-
turns are kept.
D. Identify where and by whom PCC federal tax re-
turns are kept.
59.
A. Identify PCC other federal or state taxpayer iden-
tification numbers.
B. Identify PCC other federal or state taxpayer identi-
fication numbers.
C. Identify where and by whom PCC other federal
and state tax returns are kept.
D. Identify where and by whom PCC other federal
and state tax returns are kept.
60.
Identify amount(s) involved, reason(s) for, and dates of
transfer of any funds between PCC and RAPC.
61.
A. Identify source(s) and amount(s) of PCC lines of
credit.
B. Identify source(s) and amount(s) of PCC lines of
credit.
62.
A. Identify amount(s) involved and date(s) when PCC
has operated its capital with a guarantee of performance by
RAPC.
B. Identify amount(s) involved and date(s) when
RAPC has operated its capital with a guarantee of performance
by PCC.
63.
A. Identify business(es) to whom PCC rents, leases, or
otherwise provides office space.
B. Identify business(es) to whom PCC rents, leases, or
otherwise provides office space.
64.
Identify the calendar period and terms by which PCC
provides office space to RAPC, or is provided with office space
by RAPC.
65.
A. Identify PCC buildings and/or office suppliers.
B. Identify PCC buildings and/or office suppliers.
66.
Identify by item(s) purchased, date(s) of purchase, and
dollar volume of purchase(s) those building and/or office sup-
plies not purchases separately by PCC and RAPC.
67.
A. Identify business(es) that use PCC (1) tools or (2)
equipment.
B. Identify business(es) that use PCC (1) tools or (2)
equipment.
68.
A. Identify business(es) to whom PCC sells, rents, or
leases its (1) operating equipment, (2) office equipment, (3)
construction equipment, or (4) tools.
B. Identify business(es) to whom PCC sells, rents, or
leases its (1) operating equipment, (2) office equipment, (3)
construction equipment, or (4) tools.
69.
A. Identify business(es) from whom PCC buys, rents,
or leases its equipment.
B. Identify business(es) from whom PCC buys, rents,
or leases its equipment.
70.
A. Identify those equipment transactions that PCC ar-
ranges by written agreement.
B. Identify those equipment transactions that PCC
arranges by written agreement.
71.
Regarding equipment transactions between PCC and
RAPC, identify the purchase, rental, or lease rate, equipment
involved, calendar period, and dollar volume of each transac-
tion.
72.
Regarding equipment transactions between PCC and
business(es) separate from RAPC, identify the purchase, rental,
or lease rate, equipment involved, calendar period, and dollar
volume of each transaction.
73.
Regarding equipment transactions between RAPC and
business(es) separate from PCC, identify the purchase, rental,
or lease rate, equipment involved, calendar period, and dollar
volume of each transaction.
74.
Identify those of the following services that are pro-
vided to PCC by or at RAPC.
A. Administrative
B. Bookkeeping
C. Clerical
D. Detailing
E. Drafting
F. Estimating
G. Managerial
H. Patternmaking
I. Sketching
J. Other
PULASKI CONSTRUCTION CO.
941
75.
Identify those of the following services that are pro-
vided to RAPC PCC by or at PCC.
A. Administrative
B. Bookkeeping
C. Clerical
D. Detailing
E. Drafting
F. Estimating
G. Managerial
H. Patternmaking
I. Sketching
J. Other
76.
A. Identify where PCC advertises for customer busi-
ness.
B. Identify where RAPC advertises for customer busi-
ness.
77.
A. Identify PCC customers.
B. Identify RAPC customers.
78.
A. Identify customers PCC has referred to RAPC.
B. Identify customers RAPC has referred to PCC.
79.
What customers of PCC are now or were formerly cus-
tomers of RAPC?
80.
A. Regarding customers identifies above common to
PCC and RAPC, state the calendar period, and dollar volume of
work performed by PCC for each customer.
B. Regarding customers identifies above common to
PCC and RAPC, state the calendar period, and dollar volume of
work performed by RAPC for each customer.
81.
A. State the average dollar volume of business per job
performed by PCC.
B. State the average dollar volume of business per job
performed by RAPC.
82.
A. Does PCC negotiate jobs to obtain work?
B. Does RAPC negotiate jobs to obtain work?
83.
A. Does PCC bid jobs to obtain work?
B. Does RAPC bid jobs to obtain work?
84.
A. Identify those persons who bid and/or negotiate
PCC work.
B. Identify those persons who bid and/or negotiate
RAPC work.
85.
A. State the dollar volume minimum and or maximum
(if any) as established by law or regulation, that PCC may bid
on public works projects.
B. State the dollar volume minimum and or maximum
(if any) as established by law or regulation, that RAPC may bid
on public works projects.
86.
Identify by customer, calendar period, and dollar vol-
ume any jobs on which PCC and RAPC have bid competitively.
87.
Identify by customer, calendar period, and dollar vol-
ume any work which PCC has subcontracted to, or received by
subcontractor from, RAPC.
88.
Identify subcontract work arranged by written agree-
ment between PCC and RAPC.
89.
A. State the reason for each subcontract let by PCC.
B. State the reason for each subcontract let by RAPC.
90.
Identify by customer, calendar period, and dollar vol-
ume any projects on which PCC succeeded, or been succeeded,
by RAPC.
91.
A. Identify work PCC performs on RAPC.
B. Identify work RAPC performs on PCC.
92.
A. Identify where PCC advertises for employee hires.
B. Identify where RAPC advertises for employee hires.
93.
A. Identify by job title or craft position the average
number of employees employed by PCC per pay period.
B. Identify by job title or craft position the average
number of employees employed by RAPC per pay period.
94.
A. Identify the skills that PCC employees possess.
B. Identify the skills that RAPC employees possess.
95.
A. Identify where PCC employee report for work.
B. Identify where RAPC employee report for work.
96.
A. Identify by job title or craft position and respective
employment those employees of PCC who are or have been
employees at RAPC.
B. Identify by job title or craft position and respective
employment those employees of RAPC who are or have been
employees at PCC.
97.
Identify by job “tie or craft position and transfer dates
those employees otherwise transferred between PCC and
RAPC.
98.
Identify projects of each company on which these em-
ployees were working at the time of transfer.
99.
A. Identify PCC (1) supervisors, (2) job superinten-
dents, and (3) forepersons or other supervisory persons with
authority to hire, transfer, suspend, lay-off, recall promote,
discharge, assign, reward, or discipline other employees or
responsible to direct employees, or to adjust their grievances of
effectively to recommend such action.
B. Identify RAPC (1) supervisors, (2) job superinten-
dents, and (3) forepersons or other supervisory persons with
authority to hire, transfer, suspend, lay-off, recall promote,
discharge, assign, reward, or discipline other employees or
responsible to direct employees, or to adjust their grievances of
effectively to recommend such action.
100. Regarding those supervisory persons described above
as common to PCC and RAPC, identify their period(s) of em-
ployment with each company.
101. A. Identify if PCC personnel were ever authorized to
supervise RAPC employees.
B. Identify if RAPC personnel were ever authorized to
supervise PCC employees.
102. A. Identify by project involved, personnel involved,
and date or event, any occasion when PCC personnel pre-
formed a supervisory function for RAPC.
B. Identify by project involved, personnel involved,
and date or event, any occasion when RAPC personnel pre-
formed a supervisory function for PCC.
103. A. Identify PCC managerial personnel having author-
ity to formulate and effectuate management policies or other-
wise able to recommend or to exercise discretionary action
within or even independently of established policy.
B. Identify RAPC managerial personnel having author-
ity to formulate and effectuate management policies or other-
wise able to recommend or to exercise discretionary action
within or even independently of established policy.
104. A. Identify PCC representatives who have authority to
hire, transfer, suspend, lay-off, recall, promote, discharge, as-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
942
sign, reward or discipline supervisory personnel, or responsible
to direct supervisory personnel, or to adjust their grievances, or
effectively to recommend such actions.
B. Identify RAPC representatives who have authority
to hire, transfer, suspend, lay-off, recall, promote, discharge,
assign, reward or discipline supervisory personnel, or responsi-
ble to direct supervisory personnel, or to adjust their griev-
ances, or effectively to recommend such actions.
105. A. Identify PCC representatives otherwise actively in-
volved with day-to-day management or operations.
B. Identify RAPC representatives otherwise actively
involved with day-to-day management or operations.
106. A. Identify by title, and respective dates of employ-
ment, personnel of PCC ever employed by RAPC.
B. Identify by title, and respective dates of employ-
ment, personnel of RAPC ever employed by PCC.
107. A. Describe PCC compensation program including
employee wage rates.
B. Describe RAPC compensation program including
employee wage rates.
108. A. Describe PCC fringe benefit program.
B. Describe the RAPC fringe benefit program.
109. A. Describe PCC labor relations policy.
B. Describe RAPC labor relations policy.
110. A. Identify PCC representative(s) who establish or
otherwise control labor relations policy.
B. Identify RAPC representative(s) who establish or
otherwise control labor relations policy.
111. A. Identify PCC labor relations representative(s).
B. Identify RAPC labor relations representative(s).
112. A. Identify PCC legal counsel on labor relations mat-
ters.
B. Identify RAPC legal counsel on labor relations
matters.
113. A. Identify PCC membership status in the Associated
General Contractors.
B. Identify RAPC membership status in the Associated
General Contractors.
114. A. Identify PCC membership status in any other em-
ployer association.
B. Identify RAPC membership status in any other
employer association.
115. A. Identify PCC officers.
B. Identify RAPC officers.
116. A. Identify PCC directors.
B. Identify RAPC directors.
117. A. Identify place(s) and date(s) of PCC directors meet-
ings.
B. Identify place(s) and date(s) of RAPC directors
meetings.
118. A. Identify PCC owners and/or stockholders.
B. Identify RAPC owners and/or stockholders.
119. A. Identify the ownership interest held among PCC
owners and/or stockholders.
B. Identify the ownership interest held among RAPC
owners and/or stockholders.