345 NLRB 1143
Millard Refrigerated Services
MILLARD REFRIGERATED SERVICES
345 NLRB No. 95
1143
Millard Refrigerated Services, Inc. and United Food
& Commercial Workers Local Union 230.1 Case
18–RC–16665
September 30, 2005
DECISION AND DIRECTION OF SECOND
ELECTION
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND SCHAUMBER
The National Labor Relations Board has considered
challenges in, and objections to, an election held on June
23, 2000, and the hearing officer’s report recommending
disposition of them. The election was conducted pursu-
ant to a Stipulated Election Agreement. The tally of bal-
lots shows 29 for and 22 against the Petitioner, with 8
challenged ballots, a number sufficient to affect the out-
come of the election.2
The Board has reviewed the record in light of the ex-
ceptions and briefs, and has decided to adopt the hearing
officer’s rulings, findings,3 and recommendations only to
the extent consistent with this decision, and finds that the
election must be set aside and a new election held.
The Challenged Ballots
The Petitioner seeks to represent a unit of all of the
Employer’s production and maintenance employees, in-
cluding those referred to by the hearing officer as “leads”
and “assistant leads.” The Employer challenged the bal-
lots of six leads on the basis that they are statutory su-
pervisors. The hearing officer recommended that these
challenges be sustained, and there are no exceptions to
this recommendation. Therefore, we adopt the hearing
officer’s recommendation pro forma, and we find that the
six leads are supervisors as defined in Section 2(11) of
the Act.
The Employer also challenged the ballots of two assis-
tant leads on the basis that they are supervisors. The
hearing officer recommended that these challenges be
overruled because the Employer did not meet its burden
of proving supervisory status. The Employer excepts to
this recommendation. We find no merit to the Em-
1 We have amended the caption to reflect the disaffiliation of the
United Food and Commercial Workers International Union from the
AFL–CIO effective July 29, 2005.
2 Because we adopt, pro forma, the hearing officer’s recommenda-
tion to sustain the challenges to six of the challenged ballots, the re-
maining challenges are no longer determinative.
3 The Employer has excepted to some of the hearing officer’s credi-
bility findings. The Board’s established policy is not to overrule a
hearing officer’s credibility resolutions unless the clear preponderance
of all the relevant evidence convinces us that they are incorrect.
Stretch-Tex Co., 118 NLRB 1359, 1361 (1957). We find no basis for
reversing the findings, except to the extent described in this decision
with regard to the testimony of employee Goodell.
ployer’s exception, and, for the reasons stated by the
hearing officer, we adopt this recommendation. Thus,
for purposes of the second election, the leads should be
excluded from the unit and the assistant leads should be
included in the unit.
The Objections
I. BACKGROUND
The Employer filed three objections to conduct affect-
ing the results of the election, alleging: (1) supervisory
taint (consisting of nine subparts4), (2) surveil-
lance/intimidation by a union agent during the election,
and (3) union forgery/alteration of Board documents.
The hearing officer recommended that each objection be
overruled.5 She evaluated the alleged misconduct under
Sutter Roseville Medical Center, 324 NLRB 218 (1997),
finding that none of the alleged misconduct was objec-
tionable because it contained no threats of reprisal or
promises of benefits, and because the Employer held
weekly meetings in which it expressed its antiunion
stance.
The Employer excepts to the hearing officer’s recom-
mendations as to Objections 1 and 3. As will be ex-
plained more fully below, we find merit in the Em-
ployer’s exceptions regarding Objections 1(a) (soliciting
union authorization cards), 1(d) (threats of reprisals), and
1(e) (interrogations), and we set aside the election based
upon this objectionable conduct. Given our disposition
of the case on those grounds, we find it unnecessary to
pass on the hearing officer’s recommendations to over-
rule the remainder of Objections 1 and 3.6
II. FACTS
The hearing officer found “overwhelming evidence”
that the leads possess and exercise authority to discipline
employees; grant and record timeoff; recommend the
4 (a) Solicitation of union authorization cards, (b) promising em-
ployees that, if the Union won the election, they would receive better
wages, (c) promising employees that, if the Union won the election,
certain management employees would be terminated, (d) threatening
employees with reprisals if they did not support the Union, (e) interro-
gation, (f) ostracizing employees who did not support the Union, (g)
attending union meetings and advocating union support, (h) granting
time-off benefits to employees who supported the Union, and (i) sur-
veillance or expressing prounion sentiment in the polling area during
the election.
5 While the hearing officer found that supervisors had solicited au-
thorization cards, she assumed that this conduct occurred prepetition
and reasoned that the Employer is precluded from raising the issue of
prepetition taint for the first time in a postelection hearing. The hearing
officer further found that only the conduct alleged in subparts d, e, f, g,
and i occurred during the critical period, and thus she resolved the case
on the basis of those allegations.
6 While we find it unnecessary to pass on the Employer’s remaining
objections, this should not be construed as an endorsement of the hear-
ing officer’s analysis.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1144
hire, rehire, transfer or termination of employees; re-
sponsibly direct employees; modify the crews’ sched-
ules; and counsel, train, and evaluate employees. The
evidence also establishes that the area operations man-
ager spends most of his time away from the plant cover-
ing the region; thus, the leads possess significant author-
ity over day-to-day operations. The hearing officer
found that at least four supervisors—Rork, Steen, Clark,
and Rogers—solicited authorization cards from employ-
ees. Supervisor Clark, alone, solicited at least 13 em-
ployees who were on his crew. Clark also offered to
collect signed cards, and he did in fact collect at least two
cards signed by employees who testified at the hearing.
The hearing officer found that prounion Supervisor
Rogers, up until the time of the election, repeatedly made
the following or a similar statement to his crew (consist-
ing of 7–8 employees): “[I]f the union does not get in,
everybody will probably be fired.” In addition, em-
ployee Goodell testified that he heard Supervisor Rogers
say to his crew something to the effect of, “[E]ither vote
for the union or I’ll make your life a living hell.” How-
ever, the hearing officer discounted Goodell’s testimony
regarding the “living hell” threat, finding that: (1) the
witness did not place Rogers’ statement within the criti-
cal period, (2) the testimony was adduced in response to
a leading question, and (3) the testimony was too equivo-
cal to support the objection.7
We disagree, and we find that the hearing officer erred
in discounting this testimony.8 Contrary to the hearing
officer, we find that Rogers’ statement was made during
the critical period. The hearing officer noted Goodell’s
testimony that “whatever statement was made was right
at the beginning the first or second week when things got
going.” The hearing officer, however, failed to place the
statement in its appropriate context. Goodell’s testimony
placed the threat within the first or second week of the 6
7 The hearing officer also appeared to discount the testimony be-
cause Goodell testified that he was not sure if Rogers was joking.
However, as the hearing officer noted elsewhere in her report, the test
is an objective one. Cambridge Tool & Mfg. Co., 316 NLRB 716
(1995).
8 Our dissenting colleague argues that we inaccurately state that the
hearing officer discounted Goodell’s testimony when, our colleague
says, the hearing officer “thoroughly discredited” it. In support, the
dissent quotes (in reverse order) selective portions of the hearing offi-
cer’s report dealing with a different objection (promising benefits).
Significantly, the dissent omits the hearing officer’s actual finding: “I
give his testimony little weight.” Thus, the hearing officer did not
discredit Goodell. When discussing the objection at issue (alleged
threats), the hearing officer stated: “At best, Goodell’s testimony is
unclear and equivocal, at worst, it is inconsistent and unbelievable, not
to mention the additional problem that it was in response to a leading
question.” We do not read this statement so much as a credibility de-
termination, but as an extension of her mistaken approach, discussed
below, to permissible questioning.
weeks before the election, at “maybe four weeks before
election.” The petition was filed on May 12, 2000, and
the election was held on June 23, 2000. Thus, the testi-
mony places the threat within the critical period. More-
over, the statement itself refers to a “vote,” from which
we can, and do, infer that the petition had already been
filed.
As to the asserted equivocal nature of the testimony,
which the hearing officer said was adduced in response
to leading questions, we agree with the Employer that the
hearing officer’s analysis was flawed. The hearing offi-
cer miscomprehended the nature of leading questions and
erroneously disregarded or discounted testimony that she
deemed elicited through leading questions. When the
Employer’s counsel initially asked Goodell generally if
he had ever heard Rogers talking to employees about
“union matters,” Goodell responded: “I never—he
would—I guess no.” When subsequently asked the more
specific question, “Did you ever hear him say to a group
of his employees that either vote for the union or I’ll
make your life a living hell,” Goodell recalled that
Rogers said “something really close to that. . . .” Even
assuming that the question was leading, “Rule 611(c) of
the Federal Rules of Evidence permits [the use of] lead-
ing questions when ‘necessary to develop testimony.’”
U.S. v. O’Brien, 618 F.2d 1234, 1242 (7th Cir. 1980),
cert. denied 449 U.S. 858 (1980).9 We find that Rogers
made the alleged threat and that his statement was not
ambiguous.
Finally, the hearing officer credited employee Parsons’
testimony that Supervisor Clark asked Parsons if he
planned to vote for the Union or whether he was going to
support the Union.10
The hearing officer also credited
employee Doud’s11 testimony that Supervisor Rogers
asked him about twice a week how he was going to vote
and that he also heard Rogers similarly question em-
ployee Puffenbarger.12
There is no evidence that the
interrogated employees were open and active union sup-
porters.
III. DISCUSSION
The Employer argues in its exceptions that the hearing
officer erred in finding no objectionable conduct. We
agree, based on the Board’s recent decision in Harbor-
9 Petitioner’s counsel did not object to any of the questions.
10 Parsons testified that Clark asked him these questions “about eve-
ryday.”
11 The hearing officer may have misspelled certain employees’ last
names. Employer Exh. 2 references Jason Puffenburger and Brad
Dowd. To avoid confusion, we spell employee names as the hearing
officer did.
12 Doud further testified that he also heard Rogers ask “a couple
times around other people” how they were going to vote. The hearing
officer did not discuss this testimony.
MILLARD REFRIGERATED SERVICES, INC.
1145
side Healthcare, Inc., 343 NLRB 906 (2004), in which
the Board took the opportunity to clarify and restate
Board law. The Board explained that the issue of
whether prounion supervisory conduct upsets the labora-
tory conditions necessary for a fair election is determined
by two factors:
(1) Whether the supervisor’s prounion conduct
reasonably tended to coerce or interfere with the
employees’ exercise of free choice in the election.
This inquiry includes: (a) consideration of the nature
and degree of supervisory authority possessed by
those who engage in the prounion conduct; and (b)
an examination of the nature, extent, and context of
the conduct in question.
(2) Whether the conduct interfered with freedom
of choice to the extent that it materially affected the
outcome of the election, based on factors such as (a)
the margin of victory in the election; (b) whether the
conduct at issue was widespread or isolated; (c) the
timing of the conduct; (d) the extent to which the
conduct became known; and (e) the lingering effect
of the conduct.
Id., supra at 909.
In addition, the Board reversed prior law concerning
the solicitation of union authorization cards by supervi-
sors.13 Prior Board law held that the solicitation of au-
thorization cards by supervisors is not objectionable
where “nothing in the words, deeds, or atmosphere of a
supervisor’s request for authorization cards contains the
seeds of potential reprisal, punishment or intimidation.”14
The Harborside Board held that such supervisory solici-
tations are inherently coercive absent mitigating circum-
stances.15 Consistent with the Board’s longstanding ex-
ception to the Ideal Electric rule,16 the Board further
concluded that the effects of this coercion may continue
to be felt during the critical period between the filing of
the petition and the election, even if the card solicitation
occurred prior to the filing of the petition.17 In SNE En-
terprises, Inc., 344 NLRB No. 81 (2005), a case involv-
ing facts similar to those at issue here, the majority held
that retroactive application of Harborside is appropriate.
We find that the prounion supervisory solicitations,
threats, and interrogations established in this case, con-
13 Id., supra at 906.
14 Millsboro Nursing & Rehabilitation Center, 327 NLRB 879, 880
(1999).
15 Harborside, supra at 906.
16 134 NLRB 1275 (1961).
17 Harborside, supra at 912–913 (citing, inter alia, Lyon’s Restau-
rant, 234 NLRB 178 (1978); NLRB v. Savair Mfg. Co., 414 U.S. 270
(1973); Gibson’s Discount Center, 214 NLRB 221 (1974)).
sidered together, and in light of the supervisors’ broad
authority over the unit employees, are objectionable un-
der Harborside and are sufficient to materially affect the
election results, as further described below.
Our dissenting colleague argues that Harborside was
wrongly decided and that, even if it were correctly de-
cided, it should not be applied retroactively. However,
Harborside is Board law, and the Board applies it retro-
actively. SNE Enterprises, Inc., 344 NLRB No. 81
(2005). Except for the matters noted below, our col-
league does not argue that the objections are nonmerito-
rious under Harborside. Thus, we shall confine our dis-
cussion to those matters.
A. Objection 1(a)—Solicitation of Union
Authorization Cards
As noted above, Harborside establishes that supervi-
sory solicitation of authorization cards can be coercive,
even if it occurs prior to the critical period. Given the
broad authority that the involved supervisors had over
the solicited employees, and in the absence of mitigating
circumstances, we conclude that, under the first prong of
Harborside, the supervisors’ card solicitation is objec-
tionable. Turning to the second prong, whether the con-
duct interfered with freedom of choice to the extent that
it materially affected the outcome of the election, we
note that the election margin was 7 votes (even without
regard to the challenged ballots), and that Supervisor
Clark, alone, solicited at least 13 employees. Thus, the
second prong of the Harborside test is also satisfied with
regard to supervisors’ card solicitation.
Our dissenting colleague, citing Glen’s Market, 344
NLRB No. 25 (2005), suggests that we should not “in-
clude” the solicitation of Elliott, because he was solicited
by Supervisor Rork rather than by his direct Supervisor,
Steen. We disagree. First, while it is true that Supervi-
sor Rork appears to have beaten supervisor Steen to the
punch, so to speak, Elliott plainly testified that his super-
visor, Steen, like Rork, was also busy soliciting and col-
lecting cards. Thus, Elliott would reasonably conclude
that his own supervisor, Steen, was as desirous of Elli-
ott’s signature as was Rork. Second, we do not view
Glen’s Market as standing for as broad a proposition as
the dissent suggests. In our view, neither Harborside nor
Glen’s Market stands for the proposition that supervisory
conduct, no matter how coercive, targeted towards one
who is not the supervisor’s direct subordinate cannot be
objectionable. The principles of Harborside are not ren-
dered inapplicable simply because prounion supervisors
target their coercive conduct only at the subordinates of
other prounion supervisors. Where a group of supervi-
sors are working together, as here, engaging in coercive
prounion conduct, such conduct does not become nonob-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1146
jectionable simply because some lines of supervision are
crossed.
In Glen’s Market, the Board examined the “nature and
degree of supervisory authority possessed by those who
engage in the prounion conduct” as one of several factors
in the Harborside analysis. Id., supra at 907. While the
circumstances in Glen’s Market resulted in a finding of
no objectionable conduct, the circumstances in this case
are distinguishable. For example, in Glen’s Market,
none of the prounion supervisory conduct was directed
towards direct subordinates; here much of it was. More-
over, in Glen’s Market, the supervisors’ authority was
limited, the Board relying solely on participation in the
evaluation process to establish supervisory status;
whereas here, there was “overwhelming” evidence that
the leads possessed a wide range of supervisory authority
to, among other things, discipline, change schedules, and
effectively recommend hires and terminations.
Our dissenting colleague also takes issue with our
finding objectionable Rogers’ solicitation of Underwood.
Rogers solicited Underwood while Underwood was an
employee on Rogers’ crew. Although it is true that Un-
derwood was subsequently promoted, and the challenge
to his ballot sustained, the dissent’s argument goes to the
second prong of the Harborside test. Thus, while
Rogers’ solicitation was objectionable at the time it was
made, the dissent is correct that Rogers’ solicitation of
Underwood, at least by itself, ultimately could not have
had an effect on the election. But that argument misses
the point. We include Elliott’s and Underwood’s solici-
tations in our analysis because they show the wide reach
of the supervisory solicitations occurring here. And, as
we pointed out above, even assuming that Rogers’ solici-
tation of Underwood by itself had no effect on the out-
come of the election, Supervisor Clark’s solicitations,
alone, are more than enough to satisfy the requirement of
the second prong of the Harborside test.
B. Objection 1(d)—Threats of Reprisals
We also find Rogers’ statements coercive and objec-
tionable under the circumstances of this case. The hear-
ing officer found that Rogers’ statements were not objec-
tionable, citing B. J. Titan Service Co., 296 NLRB 668
(1989). In Harborside, the Board overruled B. J. Titan
“to the extent that it holds that a prounion supervisor’s
linking of job security to support of the union is never
objectionable.”18
The Harborside Board also stated:
“Whether such statements are coercive and objectionable
will depend on the circumstances.” Under the circum-
stances of this case, the supervisors clearly had the power
to effectively recommend the discharge of employees.
18 Harborside, supra at 913–914 fn. 24.
Employees, consistently subjected to the remark, “[I]f
the union does not get in, everybody will probably be
fired,” could reasonably believe that they would be fired
if they voted against the Union. Rogers made this point
even clearer when he told his crew, “[E]ither vote for the
union or I’ll make your life a living hell.” As with
Clark’s solicitation of authorization cards, Rogers’
statements to the 7–8 employees on his crew could have
materially affected the result of the election, with its 7-
vote margin, even without regard to the challenged bal-
lots or to the other conduct that we find objectionable.
Therefore, we find that Rogers engaged in objectionable
conduct by threatening employees with reprisals if they
did not vote for the Union.
Our colleague says that Rogers did not say that he
would discipline employees if the Union lost the elec-
tion. But, even if he only said that employees would be
disciplined, it is clear that he had the power to effectively
recommend discipline. Thus, the employees would rea-
sonably fear to act contrary to his wishes.
C. Objection 1(e)—Interrogations
Finally, we find that Supervisors Clark and Rogers en-
gaged in objectionable conduct when they asked em-
ployees how they were planning to vote. Although inter-
rogation is not per se unlawful or objectionable, Ross-
more House, 269 NLRB 1176, 1177 (1984), enfd. sub
nom. Hotel Employees and Restaurant Employees Union
Local 11 v. NLRB, 760 F.2d 1006 (9th Cir. 1985), the test
is whether, under all of the circumstances, the interroga-
tion reasonably tends to interfere with, restrain, or coerce
employees in the exercise of rights guaranteed by the
Act. Id.; Emery Worldwide, 309 NLRB 185, 186 (1992).
In evaluating the “totality of the circumstances,” the
Board considers such factors as: whether the interro-
gated employee is an open and active union supporter,
the background of the interrogation, the nature of the
information sought, the identity of the questioner, the
place and method of the interrogation, the truthfulness of
the reply, whether a valid purpose for the interrogation
was communicated to the employee, and whether the
employee was given assurances against reprisals. Ross-
more House, 269 NLRB at 1178 fn. 20; Bourne v. NLRB,
332 F.2d 47, 48 (2d Cir. 1964); Sunnyvale Medical
Clinic, 277 NLRB 1217, 1218 (1985). Moreover, as
emphasized above, an interrogation need not be accom-
panied by an express threat of reprisal or promise of
benefit to constitute objectionable conduct.
We find that here, the hearing officer ignored the total-
ity of the circumstances in evaluating the interrogations.
As in Demco New York Corp., 337 NLRB 850, 851
(2002), “the questioning did not occur in a context free
of other coercive conduct.” In fact, the interrogations
MILLARD REFRIGERATED SERVICES, INC.
1147
here were occurring along with the card solicitations and
the threats discussed above, and they were made by su-
pervisors with broad authority over their crews. More-
over, there is no evidence that the interrogated employees
were open and active union supporters. Id. at 851. Thus,
we conclude that the supervisors’ interrogations of em-
ployees were objectionable. Considered in conjunction
with the other conduct that we find objectionable, the
supervisors’ actions in this case could have interfered
with employee free choice to such an extent that it mate-
rially affected the outcome of the election.
CONCLUSION
In sum, applying Harborside, we find that the supervi-
sors’ solicitation of authorization cards constitutes objec-
tionable conduct. We also find that the threats of repri-
sals and interrogations by prounion supervisors are ob-
jectionable. Viewed in light of the supervisors’ exten-
sive authority, the evidence demonstrates a preelection
plant atmosphere tainted by objectionable conduct. Such
an atmosphere reasonably tends to interfere with the em-
ployees’ exercise of free choice in the election. Accord-
ingly, the election must be set aside and a new election
held.
[Direction of Second Election omitted from publica-
tion.]
MEMBER LIEBMAN, dissenting:
Continuing down the errant path on which they first set
out in Harborside Healthcare, Inc.,1 my colleagues erro-
neously set aside this election largely because some su-
pervisors gave union authorization cards to some em-
ployees. Contrary to the hearing officer’s recommenda-
tions, the majority also errs in sustaining the Employer’s
objections to the election based on alleged threats of re-
prisal and interrogations by prounion supervisors.
Supervisory Solicitation of Union Authorization Cards
The hearing officer found that some supervisors gave
union authorization cards to some employees, but that
the evidence did not show that any employees were co-
erced in any way.2 I have earlier explained my view that
1 343 NLRB 906 (2004) (Member Walsh and I dissenting). Harbor-
side issued subsequent to the hearing officer’s report on objections and
challenged ballots in this case, but is being applied here retroactively,
based on SNE Enterprises, Inc., 344 NLRB No. 81 (2005). I dissented
in SNE Enterprises from the Board’s decision to apply retroactively its
new rule as to supervisory solicitation of cards. For the reasons stated
in that dissent, I would also not apply the new rule retroactively here.
2 In sustaining the Employer’s objection, the majority includes the
authorization card given to Ryan Elliott by Supervisor Brian Rork. But
Rork was not Elliott’s supervisor, and therefore his giving Elliott a card
was not objectionable even under the majority view in Harborside,
above, as subsequently explained in Glen’s Market, 344 NLRB No. 25
(2005) (two managers’ initiation of union organizing campaign, and a
the Board was wrong to change the law in Harborside
about supervisory solicitation of union authorization
cards,3 and wrong again in SNE Enterprises, above, to
apply the changed law retroactively.
Applying the Board’s traditional approach, pre-
Harborside, here we would find that the supervisors’
providing cards to employees would not reasonably have
tended to coerce the employees into voting for the Union.
The Employer openly opposed the Union, and the em-
ployees thus had little to fear from the Employer’s
prounion supervisors handing out union authorization
cards in defiance of the Employer. Furthermore, no
other circumstances made the supervisors’ participation
in the distribution of cards coercive.
The hearing officer analyzed the evidence under
precedent that was applicable at the time of the events in
question4 and found that the evidence did not support the
Employer’s contention that the employees were coerced
manager’s request that employees sign union authorization cards, dis-
tribute cards to other employees, and join the organizing committee, not
objectionable under Harborside where the managers in question did not
have supervisory authority over the employees to whom the alleged
objectionable conduct was directed).
The majority asserts that Glen’s Market does not apply here. Its la-
bored logic goes as follows: while Elliott’s supervisor, Tim Steen, did
not ask Elliott to sign a card, Steen did ask other employees to do so,
and Elliott was aware of that; thus, Elliott would understand that Steen
wanted Elliott to sign a card as badly as Rork wanted him to, and
Rork’s asking Elliott to sign a card was therefore as coercive as if Steen
himself had asked Elliott to do so. That analysis strips Glen’s Market
of any meaning. My colleagues also assert that the supervisors in this
case had more supervisory authority over their subordinates than the
supervisors in Glen’s Market. The point is, however, that Rork had no
supervisory authority over Elliott. The import of Glen’s Market is that
an employee reasonably could not be affected by conduct directed at
him by a prounion supervisor who does not supervise that employee.
My colleagues refuse to follow their own recent decision in that case.
The majority also includes the card given by Supervisor Tom Rogers
to Paul Underwood. But Underwood was promoted to supervisor about
a month before the election, and the challenge to his ballot has accord-
ingly been sustained. Therefore, Rogers’ asking Underwood to sign a
card could not have had any effect on the election. My colleagues
nevertheless include the solicitation of Underwood to show the wide
reach of the supervisory solicitations occurring here. But the issue here
is whether the supervisory solicitation of employees to sign union au-
thorization cards affected the result of the election. Rogers’ solicitation
of Underwood to sign a card could not have affected the result of the
election, because Underwood’s vote does not count.
3 Prior to Harborside, supervisory solicitation of authorization cards
was presumptively not objectionable, where the employer had clearly
communicated an antiunion position and “‘nothing in the words, deeds,
or atmosphere of a supervisor’s request . . . contained the seeds of
potential reprisal, punishment, or intimidation.’” Millsboro Nursing &
Rehabilitation Center, 327 NLRB 879, 880 (1999), quoting NLRB v.
San Antonio Portland Cement Co., 611 F.2d 1148 (5th Cir. 1980), cert.
denied 449 U.S. 844 (1980). The Harborside Board overturned this
principle.
4 Millsboro Nursing & Rehabilitation Center, above; Sutter Roseville
Medical Center, 324 NLRB 218 (1979).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1148
to sign cards. More specifically, she found no evidence
of threat of reprisal or promise of benefit in conjunction
with the supervisors’ providing cards. Thus, she found,
consistent with precedent, that the evidence fails to es-
tablish that anything in the words or deeds of the super-
visors, or the atmosphere in which they provided cards to
employees, contained the seeds of potential reprisal, pun-
ishment, or intimidation. I agree with that assessment of
the evidence and with the hearing officer’s recommenda-
tion to overrule this objection.
Alleged Threats of Reprisal for not Supporting the Union
The majority finds that statements made by Tom
Rogers to the 7–8 employees on his crew were coercive
and objectionable because, as a supervisor, Rogers had
the power to effectively recommend the discharge of
employees. In so holding, the majority reverses the hear-
ing officer’s credibility determinations about the testi-
mony of an employee witness.
At various times, Supervisor Rogers told the employ-
ees on his crew that everybody, including him, would
probably get fired if the Union did not get in. He did not,
however, tell them that he would discipline them, have
them disciplined, or make their working conditions more
difficult if the Union lost. Moreover, the Employer was
openly opposed to the Union. It held weekly meetings
with employees in which it expressed its antiunion
stance. Every witness at the hearing who testified on this
point indicated that there was no doubt that the Employer
did not support the Union. There could be no confusion
in the employees’ minds about where the Employer stood
on unionization, and the notion that employees would
likely fear reprisals from Rogers if they voted against the
Union makes no sense.
Employee witness Timothy Goodell was asked by the
Employer’s counsel if Goodell ever heard Rogers talking
to employees about union matters. Goodell replied, “I
never—he would—I guess no.” The Employer’s counsel
subsequently asked Goodell whether Goodell had ever
heard Rogers say to a group of employees that if they did
not vote for the Union, Rogers would “make your life a
living hell.” Goodell replied, “I actually did not 100 per-
cent sure of that [sic] but I do—it seems to me there was
something really close to that that he was just—but you
never knew with [Rogers], whether he was joking or, you
know, telling the truth.”
The majority says that the hearing officer erroneously
“discounted” Goodell’s testimony. That is inaccurate.
The hearing officer did not merely “discount” Goodell’s
testimony. She thoroughly discredited it. Here is what
the hearing officer found about Goodell’s testimony in
general:
Goodell was not a credible witness. His testi-
mony was completely inconsistent, he had no ability
to fix dates, times, individuals present or the conver-
sations that actually occurred. Additionally, Em-
ployer’s counsel improperly led [Goodell] entirely
through his testimony and much of what [Goodell]
said was based on speculation and hearsay.
. . . [Goodell] could not testify as to what was ac-
tually said . . . except to agree with the Employer’s
counsel who continually led [Goodell] through his
testimony, supplied dates and times and the number
of people present and supplied words that Rogers al-
legedly said.5
More specifically, the hearing officer found that Goo-
dell’s testimony about Rogers’ alleged “living hell” re-
mark was “too equivocal” to allow the hearing officer to
recommend sustaining this objection on the basis of that
remark. The hearing officer found that “[a]t best, Goo-
dell’s testimony is unclear and equivocal, at worst it is
inconsistent and unbelievable.”
My colleagues acknowledge that the Board’s estab-
lished policy is not to overrule a hearing officer’s credi-
bility resolutions unless the clear preponderance of all
the relevant evidence convinces the Board that the reso-
lutions are incorrect. Stretch-Tex Co., 118 NLRB 1359,
1361 (1957). But they have established no evidentiary
basis for overruling the hearing officer’s discrediting of
Goodell’s testimony, and they are therefore wrong to rely
on that testimony.
Alleged Interrogation
Brad Doud testified that about twice a week, Rogers
asked him how he was going to vote, and that Rogers
also asked Jason Puffenbarger the same question (al-
though Doud did not know when). Also, Justin Parsons
testified that Supervisor Willie Clark asked him either
whether Parsons planned on voting for the Union, or
whether Parsons was going to support the Union. Par-
sons could not, however, recall when this conversation
occurred, other than to say that it was either toward the
beginning or the end of the Union’s campaign.6
The
hearing officer overruled this objection on the grounds
that the questioning by these prounion supervisors was
5 Although this blanket rejection of Goodell’s testimony appears in
the hearing officer’s preceding discussion of another objection, that is
simply because that was the first place in her report where she needed
to address Goodell’s credibility. But the hearing officer’s above-quoted
findings are, by their express terms, a rejection of virtually all of Goo-
dell’s testimony.
6 At one point, however, Parsons testified that Clark asked him these
questions almost every day. The hearing officer did not recount that
testimony, and her decision not to do so strongly implies that she dis-
credited it.
MILLARD REFRIGERATED SERVICES, INC.
1149
not accompanied by any threats of retaliation or promises
of reward.
I agree with the hearing officer’s analysis of the evi-
dence and overruling of the objection based on alleged
interrogation on the grounds that the questioning by these
prounion supervisors, employed by an antiunion em-
ployer, was not accompanied by any threats of retaliation
or promises of reward.
For all of these reasons, I would issue the Union a Cer-
tification of Representative.7
7 I do agree with my colleagues’ adoption of the hearing officer’s
finding that the assistant leads are not supervisors and her consequent
overruling of the Employer’s challenges to their ballots.