065 NLRB 646
Baker & Co., Inc.
In the Matter of BAKER & CO^IIPANY, INC.,
and
INTERNATIONAL
I
ASSOCIATION OF MACHINISTS, AFL
Case No. 2-R-5829.-Decided January 31, 1946
Mr. Karl Huber, of Newark, N. J., for the Company.
Messrs. Samuel R. Isard and Lawrence Trwimpore, of Newark, N. J.,
for the TAM.
Rothbard, Harris cfi Oxfeld, by Mr. Samuuel L. Rotiibard, of Newark,
N. J., and Mr. James L. Geng, of Newark, N. J., and Mr. James M.
Davidson, of Kearny, N. J., for the CIO.
Mr. John A. Nevros, of counsel to the Board.
DECISION
AND
DIRECTION OF ELECTION
STATEMENT OE THE CASE
Upon 'an amended petition, duly filed by International Association
of Machinists, AFL, herein called the IAM, alleging that a question
affecting commerce had arisen concerning the representation of em-
ployees of Baker & Company, Inc., Newark, New Jersey, herein called
the Company, the National Labor Relations Board provided for an
appropriate hearing upon due notice before Robert A. Levett, Trial.
Examiner.
The hearing was held at Newark, New Jersey, on Oc-
tober 4 and 5, 1945.
The Company, the TAM, and Precious Metal
Workers Union, Local No. 668, International Union of Mine, Mill &
Smelter Workers, CIO,' herein called the CIO, appeared and partici-
pated?
All parties were afforded full opportunity to be heard, to
examine and cross-examine witness, and to introduce evidence bear-
ing on the issues.
At the beginning of the hearing, the CIO moved to
dismiss the petition on the ground that the TAM had not presented
current evidence of substantial interest.
The Trial Examiner re-
ferred the motion to the Board. For reasons stated in Section III,
infra, the motion is denied.
The Trial Examiner's rulings made at
I The motion of the CIO to intervene was granted at the commencement of the hearing
2 The IAM waived the right to object to any election which may be ordered herein on the
basis of the charges filed in Cases Nos 2-C-5771 and 2-C-5890.
65 N L. It. B., No. 110.
646
BAKER
& COMPANY, INC.
647
the hearing are free from prejudicial error and are hereby affirmed.
All parties were afforded an opportunity to file briefs with the Board.
Upon the entire record in the case, the Board makes the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE COMPANY
Baker & Company, Inc., a New Jersey corporation, having its prin-
cipal office in Newark, New Jersey, operates six plants in Newark and
East Newark, New Jersey, all of which are involved in this proceed-
ing.
The Company is engaged in the refining and manufacturing
of precious metals.
During the year 1944, the Company purchased
raw materials valued in excess of $1,000,000, of which approximately
75 percent came from sources outside the State of New Jersey. During
the same period, the Company's sales of finished products exceeded
$1,000,000 in value, of which approximately 75 percent represented
shipments to points outside the State.
The Company admits that it is engaged in commerce within the
meaning of the National Labor Relations Act.
IT. THE ORGANIZATIONS INVOLVED
International Association of Machinists, and Precious Metal Work-
ers Union, Local No. 668, International Union of Mine, Mill & Smelter
Workers, affiliated with the Congress of Industrial Organizations, are
labor organizations admitting to membership employees of the
Company.
III. THE QUESTION CONCTRNING REPRESENTATION
By letter. dated July 31, 1945, the IAM advised the Company that
it represented a majority of the employees of the Company and re-
quested a conference to negotiate a contract.
The Company replied
by letter dated August 3, 1945, stating that the employees referred
to by the TAM were covered by an existing contract with the CIO.
On December 21, 1944, the CIO and the Company entered into a
collective bargaining contract effective retroactively from September
3, 1943, to September 3, 1945.
The contract was automatically renew-
able for an additional year thereafter, unless either party served
notice of termination at least 30 days prior to September 3, 1945. By
letter dated July 17, 1945, the CIO gave notice that it desired to
amend its agreement with the Company for the purpose of incorporat-
ing such amendments in a new written agreement. A new agreement
was executed thereafter by the Company and the CIO on October
1, 1945, effective from September 3, 1945, to September 3, 1946. Inas-
much as the IAM, by its letter of July 31, 1945, gave timely notice of
648
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
its claim, and because the CIO took effective action to prevent the
automatic renewal of the December 21, 1944, agreement, we find, and
the parties concede, that neither the original contract nor the subse-
quent agreement is a bar to this proceeding.
A statement of a Board agent, introduced into evidence at the
hearing, indicates that the IAM represents a substantial number of
employees in the unit hereinafter found appropriate.3
We find that a question affecting commerce has arisen concerning
the representation of employees of the Company, within the meaning
of Section 9 (c) and Section 2 (6) and (7) of the Act.
IV. THE APPROPRIATE UNIT
The parties agree that all production and maintenance employees
at the Company's six plants, including the employees enumerated in
Appendix A attached hereto, but excluding the employees enumerated
in Appendix B attached hereto, constitute an appropriate unit.
The
only disagreement among them involves certain working foremen, the
IAM desiring to include them, and the Company and the CIO wishing
to exclude them.
There are 19 working foremen who are in dispute 4 The Company
and the CIO would exclude these employees as supervisors. The IAM
would include them on the grounds that they do not have the direct
or final authority to hire or discharge, and that they perform manual
labor a substantial percentage of the time. In the latter connection
it is the IAM's view generally that only those working foremen who
perform manual labor for less than 50 percent of their time are to
be excluded s Each working foreman is responsible either to a depart-
8 The Field Examiner reported that the IAM submitted 252 authorization cards, of which
143 are dated between May and August 1945, 104 are dated January 1945, and 5 are
undated.
There were approximately 700 employees in the alleged appropriate unit at the
time of the filing of the petition , but the record indicates that at the time of the hearing
there were approximately 532 employees in the unit sought.
At the hearing, the CIO moved to dismiss the petition , contending that the IAM has
failed to make a showing of present substantial representation .
We find no merit to the
CIO's contention
See Matter of Anderson Brothers Lumber Company , 64 N. L. R. B. 986;
Matter of Consolidated Vultee Aircraft -Corporation, 64 N L. R. B. 400; Matter of Jasper
Chair Company, 63 N L R. B . 632 ; Matter of Brad Foote Gear Works, Inc., 60 N. L.
R. B. 97.
The CIO relies upon its contract to support its claim of interest
* The parties are not in dispute with respect to the following working foremen
: working
foreman, set-up man ; working foreman, piercing room ; working foreman , melting ; working
foreman, power press ; and working foreman, wire drawer.
Unlike the working foremen
hereinafter discussed , these five working foremen admittedly possess no authority to effect
changes in the status of any subordinates or effectively recommend such action .
We shall,
therefore, include them in the unit, in accordance with the stipulation of the parties.
In this group of employees , about whom there is no dispute , are A Schnell , assistant
production department head and working foreman, weaving room, in the Manufacturing
Department ; W. Thal , working foreman , Special Products Department ; and N. Vitelli,
working foreman , production , in the Spinnerette Department .
There is, however, some
inconsistency in the IAM 's position in this respect.
Thus, it would include J. Vocasek,
who, like Thal is a working foreman`ln the Special Products Department and devotes, as
does Thal, approximately 40 percent of his time to manual operations.
BAKER
& COMPANY, INC.
649
ment head or to an admittedly supervisory non-working foreman.
The working foremen direct the operations of groups numbering up
to 30 employees and devote from 10 to 90 percent of their time at
physical or manual work, depending upon the department, the num-
her of employees under their direction, and the nature of the work
performed.
All but 5 of the 19 working foremen in dispute are paid
on an hourly basis at rates substantially higher than the highest paid
workers under their direction, and those paid on a salary basis receive
substantially higher compensation than the workers under their super-
vision.
These working foremen have the authority effectively to rec-
ommend the hire, discharge, or disciplining of their subordinates, and
also make recommendations as to efficiency ratings, merit raises, and
lay-offs.
In addition, the current contract between the Company and
the CIO, which was executed October 1, 1945, excludes from its cov-
erage ". . . non-working and working foremen who have the right to
hire or fire or the right to effectively recommend such action ..." 6
Under all the circumstances, we find that the working foremen in
dispute are supervisory employees within our usual definition, and
accordingly, we shall exclude them.
We find, in accordance with the agreement of the parties and our
foregoing determination, that all production and maintenance em-
ployees of the Company at its Newark, New Jersey, and East Newark,
New Jersey, plants including the employees enumerated in Appendix
A attached hereto, but excluding the employees enumerated in Ap-
pendix B attached hereto, working foremen (except the five working
foremen listed in Appendix A), and all or any other supervisory em-
ployees with authority to hire, promote, discharge, discipline, or other-
wise effect changes in the status of employees, or effectively recom-
mend such action, constitute a unit appropriate for the purposes of
collective bargaining within the meaning of Section 9 (b) of the
Act.7
6 whether or not working foremen were included or excluded from the unit in previous
agreements is not clear from the record .
On the one hand the parties stipulated that the
working foremen who are now in dispute were excluded in the agreement between the Com-
pany and the CIO, executed December 21, 1944, as well as in prior agreements from 1937
to 1944 between the Company and an independent labor organization known as the Mutual
Welfare Association.
On the other hand the attorney for the Company stated at the hear-
ing that "under the contract which expired September 3, 1945, all working foremen in the
Company were covered by the agreement irrespective of where they might be located in
the Company," and counsel for both the CIO and the IAM concurred .
In addition, peti-
tioner's brief states that "these foremen were all originally part of the respondent's so-
called bargaining unit during the term of the agreement dated December 21, 1944 . . "
Although the Company apparently does not employ foremen,as such, but has "nonworking
foremen" and "working foremen," the agreement dated December 21, 1944, in describing
the unit covered , states merely that it shall not include ". .. foremen who have the right
to hire and fire . . ..
4 This unit is substantially the same as the unit covered by the current contract between
the Company and the CIO.
650
DECISIONS QF NATIONAL LABOR RELATIONS BOARD
V. THE DETERMINATION OF REPRESENTATIVES
We shall direct that the question concerning representation which
has arisen be resolved by an election by secret ballot among the em-
ployees in the appropriate unit who were employed during the pay-roll
period immediately preceding the date of the Direction of Election
herein, subject to the limitations and additions set forth in the
Direction.
DIRECTION OF ELECTION
By virtue of and pursuant to the power vested in the National
Labor Relations Board by Section 9 (c) of the National Labor Re-
lations Act, and pursuant to Article III, Section 9, of National Labor
Relations Board Rules and Regulations-Series 3, as amended, it is
hereby
DIRECTED that, as part of the investigation to ascertain representa-
tives for the purposes of collective bargaining with Baker & Company,
Inc., Newark, New Jersey, an election by secret ballot shall be con-
ducted as early as possible, but not later than thirty (30) days from
the date of this Direction, under the direction and supervision of the
Regional Director for the Second Region, acting in this matter as
agent for the National Labor Relations Board, and subject to Article
III, Sections 10 and 11, of said Rules and Regulations, among the
employees in the unit found appropriate in Section IV, above, who
were employed during the pay-roll period immediately preceding the
date of this Direction, including employees who did not work during
said pay-roll period because they were ill or on vacation or temporarily
laid off, and including employees in the armed forces of the United
States who present themselves in person at the polls, but excluding
those employees who have since quit or been discharged for cause
and have not been rehired or reinstated prior to the date of the election,
to determine whether they desire to be represented by International
Association of Machinists, or by Precious Metal Workers Union, Local
No. 668, International Union of Mine, Mill & Smelter Workers, CIO,
for the purposes of collective bargaining, or by neither.
APPENDIX A
Spinnerette Department
'Toolmaker A
Toolmaker Specialist
Janitor
Sharpener Group - Leader - In-
spector
Sharpener
Spinnerette Department-Con.
Piercer
Foot Piercing
Inspector
Polisher
Spinnerette Operator
BAKER
& COMPANY, INC.
Spinnerette Department-Con.
Working Sub-Foreman
Plater
Measurer
Cleaning Operator
Punch Press Operator
Working Foreman, Set-up Man
Working
Foreman,
Piercing
Room
Contact Department
Production Control Clerk
Production Lay-out Clerk
Inspector
Toolmaker
Wire Operator
General Receiving Clerk
Receiving and Filing Clerk
Janitor
Powder Metal Helper
Electrical Research Helper
Assembler
Roller
Soldering & Brazing Furnace
Operator
Soldering & Brazing Assembler
Composite Welder
Resistance Welder
Melter Helper
Pickler
Rivet Maker
Power Press Operator
Production Machinist
Slitter
Bench Lathe Operator
Shaper
Plater-Helper
Working Foreman, Melting
Working Foreman, Power Press
Chemical Laboratories
Chemical Refining Operator
Refining Melter
Janitor
651
Maintenance ci Miscellaneous
Stock Clerk
Clerk
Painter
Millwright
Carpenter
Electrician
Laborer
Pipefitter's Helper
Pipefitter
Box Maker
Laundry
Fireman
Receiving Clerk
Stores & Supply Clerk
Ass't Head of Stores 9
Perpetual Inventory Clerk
Elevator Operator
Janitor
Cleaning Woman
Truck Driver
Sweeps Department
Operator
Laborer
Manufacturing Department
Diamond Die Polisher
Melter & Annealer
Janitor
Wire Drawer
Tubing Maker
Rolling Mill Operator
Platinumsmith
Weaver
Spinner
Polisher
Metal Forger
Bench Lathe Operator
Machinist
Toolmaker
Composite Welder
Working
Foreman,
W i r e
Drawer
" The parties agree that the working sub-foreman has no supervisory authority within
the Board 's customary definition of the term.
9 The assistant head of stores is not a supervisory employee within the Board's customary
definition of the term.
652
DECISIONS OF NATIONAL
Settings Department
Punch Press Operator
Melter
Polisher
Jeweler
Steel Engraver
Toolmaker
Janitor
Special Products Department
Inspector
Factory Clerk
Stock Clerk
Timekeeper
& Material
Con-
trol 10
Storekeeper
Truck Driver
Janitor
Assembler
Utility Operator
Machinist '
Lathe Operator
Furnace Brazing Operator
Receiving Clerk
LABOR RELATIONS BOARD
Platinum Melting Department
Melter
Dental
Manufacturing
Depart-
ment
Janitor
Toolmaker
Swage Operator
Bench Hand
Rolling Mill Operator
Punch Press
Wire Drawer
Packer
Tooth Pin Operator
Melter
Inspector
Shellac Operator
Furnace Builder
Special, Machine Operator
Plastic Mixer
Reflector Department
Grinders & Polishers
'APPENDIX B
Executives
Department Production Heads
Department Heads
Assistant Department Produc-
tion Heads
Assistant Department Heads
Non-working Foremen
Head of Stores
Ass't
Production
Department
Head and Working Foreman,
Weaving Room
W. Thal, Working Foreman,
Special Products Department
Draftsman
Professional and Technical Em-
ployees
Guards
Office Workers
Office Clericals
Nurses
Vault Clerks
-
Precious Metal Shipping and
Receiving Clerks 11
10 The timekeeper is employed in the special products department, has nothing to do with
the pay roll or hours worked by employees for purposes of compensation , and is primarily
a methods man who maintains records on production output
u The precious metal shipping and receiving clerks maintain shipping and receiving
records of an extremely detailed nature.
They are salaried employees having the same
general privileges and benefits enjoyed by office employees, are directly supervised by office-
executives , and are under the same direct supervision as the vault clerks.
Their interests
are dissimilar from the ordinary shipping and receiving clerks , whom the parties agree to
include, and there is no contact between the respective groups of employees.