343 NLRB 44
Exxon Mobile Corp.
343 NLRB No. 44
Exxon Mobil Corporation and Nick Slusher. Case
13–CA–40976
September 30, 2004
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS SCHAUMBER
AND WALSH
The issue presented in this case is whether the Re-
spondent unlawfully terminated chief steward Nick
Slusher because of his involvement in protected griev-
ance-related conduct. We find, contrary to the judge and
the dissent, that Slusher was not engaged in protected
grievance activity. Rather, we find that Slusher was en-
gaged in unprotected harassment of a fellow employee
because of that employee’s dissident union activities.
We, therefore, find that the Respondent lawfully termi-
nated Slusher for his unprotected conduct.1
It is well established that employees, under Section 7
of the Act, have the protected right to file and process
grievances, and the discipline or discharge of employees
for doing so is a violation of Section 8(a)(1). See, e.g.,
Prime Time Shuttle International, 314 NLRB 838, 841
(1994); Thor Power Tool Co., 148 NLRB 1379, 1380–
1381 (1964), enfd. 351 F.2d 584 (7th Cir. 1965). The
Board has long made clear that the grievance activities of
union stewards are especially important to the effective-
ness of grievance-arbitration machinery. Union Fork &
Hoe Co., 241 NLRB 907, 908 (1979); Clara Barton Ter-
race Convalescent Center, 225 NLRB 1028, 1034
(1976).
The Board also has made clear, however, that the pro-
tections afforded to grievance activity do not extend to
harassing conduct. “While Section 7 shields employees
from potential employer discipline or other adverse ac-
tion in the exercise of Section 7 rights, it does not permit
employees to use grievances as a sword to gain immunity
from the consequences of harassment.” Caterpillar
Tractor Co., 242 NLRB 523, 530 (1979), enfd. 638 F.2d
140 (9th Cir. 1981).
This improper use of the grievance procedure is pre-
cisely what happened here. Thus, we find that Slusher is
not entitled to the protection accorded to grievance-
related conduct, because his filing of a grievance was a
1 On December 24, 2003, Administrative Law Judge Joseph Gon-
tram issued the attached decision. The Respondent filed exceptions and
a supporting brief, the General Counsel filed an answering brief, and
the Respondent filed a reply brief.
The National Labor Relations Board has delegated its authority in
this proceeding to a three-member panel.
The Board has considered the decision and the record in light of the
exceptions and briefs and has decided to affirm the judge’s rulings,
findings, and conclusions only to the extent consistent with this Deci-
sion and Order.
poorly disguised attempt to cloak his earlier harassing
conduct with protected status.
The record shows that on February 26, 2003,2 unit
member Dan Breneisen filed a decertification petition
with the Board. The decertification election was sched-
uled for April 11.
Before the decertification election, Slusher obtained a
court abstract from Lake County, Illinois, showing that
Breneisen had been charged with driving-under-the in-
fluence (DUI) on September 24, 1995. Slusher admitted
that on April 6—5 days before the decertification vote
initiated by Breneisen—he gave (or showed) a copy of
the court abstract to unit employees Rich Moreno and
Roy Machinski and to Supervisors Kevin Lozinak and
Jim Heisen, and that he may have inadvertently given it
to unit employee Michael Schaeffer. The judge found
that Slusher distributed Breneisen’s court abstract in
support of a grievance regarding the allegedly disparate
application of the Respondent’s drug and alcohol policy.
The record, however, supports a different interpretation
On April 10, Breneisen filed a complaint with Respon-
dent’s management that Slusher “has taken personal and
confidential records about me and has passed out photo-
copies to my fellow co-workers.” That day, the Respon-
dent notified Slusher that “it had received another com-
plaint of harassment” against him; but to avoid disrupting
the decertification election, it would investigate the har-
assment complaint after the election.
It was not until April 11, just before the unit voted that
day in favor of decertification, and representation ceased,
that Slusher filed a grievance alleging disparate treatment
under Respondent’s drug and alcohol policy. We find
that Slusher’s grievance filing was an attempt to cloak
his unprotected harassment of Breneisen for filing a de-
certification petition. Our reasons follow.3
It is undisputed that Slusher learned of Breneisen’s
DUI-incident as early as February 20, yet took no steps
to file a grievance until nearly 2 months later on the date
of the decertification election. Thus, the timing of
Slusher’s discovery of the DUI incident and the distribu-
tion of the court abstract, as compared to his subsequent
grievance filing, shows that Slusher’s object in circulat-
ing the DUI record was to harass Breneisen, who he
knew was subject to discharge under the Respondent’s
strict drug and alcohol policy if it was determined by the
Respondent that Breneisen had failed to disclose the
DUI-incident. The grievance filing itself came only after
Slusher was told of the Respondent’s investigation of the
2 All dates are in 2003 unless otherwise noted.
3 In view of our disposition of the case, we find it unnecessary to
pass on the Respondent’s exceptions to the evidentiary rulings dis-
cussed in sec. II,D of the judge’s decision.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
2
harassment complaint against him, and as the Union it-
self was being decertified.
In addition, the April 11 grievance filed by Slusher
was a cloak to provide cover for the circulation of the
DUI report. Slusher filed it on April 11 on behalf of
former unit member Frank Blommaert, alleging the lat-
ter’s disparate treatment under the Respondent’s drug
and alcohol policy as compared to Breneisen. Blom-
maert, however, was terminated on January 10, and the
parties’ contract required that such a grievance be filed
no later than 30 days following the occurrence giving
rise to it. Slusher, a veteran steward, was certainly well
aware of this 30-day deadline. As the judge found,
Slusher filed “more than the average number of griev-
ances” and was “punctilious in enforcing the contract.”
Slusher’s filing of the grievance, at the time he did so,
fully substantiates our conclusion that it was an attempt
to cloak Slusher’s earlier harassment of Breneisen with
protected status.4
We do not agree with our colleague that our decision
“raises serious concerns about the future protection of
grievance activity in the workplace.” We simply con-
clude that the circulation of Breneisen’s DUI record was
in retaliation for his decertification activity, and that the
grievance filing was an effort to disguise this fact.
Conclusion
For the reasons set forth above, we find that the Re-
spondent did not violate the Act by suspending and dis-
charging Slusher for harassment.
ORDER
The complaint is dismissed.
MEMBER WALSH, dissenting.
The majority reverses the judge’s rock-solid findings,
based largely on credibility, that chief steward Nick
Slusher was engaged in protected grievance activity; that
he did not lose the protection of the Act; and therefore
the Respondent violated Section 8(a)(1) of the Act by
suspending and discharging him for engaging in that pro-
tected activity. This unwarranted rejection of the judge’s
findings raises serious concerns about the future protec-
tion of grievance activity in the workplace.
4 We do not pass on the issue of whether the grievance was time-
barred under the contract. Although it appears to be, that issue is to be
resolved in the grievance-arbitration machinery. We agree, however,
that the timing of the grievance supports the proposition that the griev-
ance was filed to justify the earlier circulation of Breneisen’s DUI
record, and that such circulation was in reprisal for Breneisen’s decerti-
fication activity. Thus, we agree that regardless of whether the griev-
ance was untimely, the Respondent lawfully discharged Slusher based
on his harassment of Breneisen.
Factual Background
The Respondent’s drug and alcohol policy had been a
dominating issue for the bargaining unit of fuel tanker
drivers. The Union had consistently disputed the imple-
mentation of the policy since its inception in 2001, and
had even filed unfair labor practice charges over it. Chief
steward Nick Slusher had filed several grievances over
the policy on behalf of unit employees. Not surprisingly,
the Respondent’s drug and alcohol policy was one of the
paramount issues in the parties’ negotiations for a suc-
cessor contract, because the unit drivers viewed the pol-
icy as directly impacting their eligibility to continue driv-
ing. The parties’ negotiations were ongoing since the
expiration of the previous contract on April 30, 2002,
and were continuing after the decertification petition was
filed by driver Dan Breneisen on February 26, 2003.
At a union meeting on March 12, 2003, discussing in-
ter alia the policy, Breneisen stated in front of approxi-
mately one dozen fellow drivers that he “had a DUI
[driving-under-the-influence]” in the past. Indeed, he
had admitted this to Slusher when asked in February
2003. Slusher spoke to the Union’s business representa-
tive about filing a grievance alleging disparate applica-
tion of the policy, because unit driver Frank Blommaert
had been suspended in August 2002 for a DUI-incident,
while in contrast Breneisen had not been suspended for
his DUI-incident. Seeking to document their claim
through public records, Slusher obtained on April 5,
2003, a court abstract from Lake County, Illinois, show-
ing that Breneisen had been charged with driving-under–
the influence (DUI) on September 24, 1995.
On April 6, Slusher gave a copy of the court abstract to
Supervisors Kevin Lozinak and Jim Heisen who would
be involved in processing the grievance. In addition,
while handing out copies of the Union’s bargaining pro-
posals, Slusher gave (or showed) a copy of the court ab-
stract to unit employees Rich Moreno and Roy Machin-
ski, explaining his belief that it supported a disparate
application grievance.1
On April 11, 2003, Slusher filed the grievance. There
is no dispute that Slusher was, as the judge found, an
“extremely aggressive” union advocate who filed numer-
ous grievances on behalf of the bargaining unit, and “ag-
gressively enforced the collective-bargaining agreement
throughout his tenure” as chief steward until the day it
ended when the Union was decertified on April 11, 2003.
1 Slusher testified that while giving unit employee Michael Schaeffer
copies of the Union’s bargaining proposals, he may have also given
him a copy of the abstract.
EXXON MOBIL CORP.
3
Legal Principles
As the majority acknowledges, it is settled law that the
filing of grievances unquestionably is protected con-
certed activity, and union stewards play an integral role
in overseeing grievance procedures. See, e.g., NLRB v.
City Disposal Systems, 465 U.S. 822, 836 (1984). As the
Board has summarized:
It is well settled that filing grievances under a
collective-bargaining agreement constitutes pro-
tected concerted activity. Union stewards filing and
processing grievances on behalf of other employees
similarly enjoy the protection of the Act, even if,
while doing so, they exceed the bounds of contract
language, unless the excess is extraordinary, obnox-
ious, wholly unjustified, and departs from the res
gestae of the grievance procedure. [Footnotes and
quotation omitted.]
Roadmaster Corp., 288 NLRB 1195, 1197 (1988), enfd.
874 F.2d 448 (7th Cir. 1989). One additional fundamental
principle must be underscored: the courts and the Board
have long held that grievance-related activity conducted
prior to the actual grievance filing is likewise protected con-
certed activity. This includes, inter alia, investigating
whether a grievance should be filed;2 assisting employees in
writing up a grievance;3 pre-filing handling of complaints;4
soliciting grievances from fellow employees;5 and assem-
bling workers to present grievances.6
Analysis
The judge’s key finding is unassailable under the
above principles: steward Slusher’s pre-grievance distri-
bution of the court abstract to demonstrate the basis for
filing the disparate treatment grievance is protected con-
certed activity. The judge credited Slusher’s testimony
that he showed fellow employees the court abstract in
support of his belief that a disparate treatment grievance
should be filed. The protected status of a steward dis-
cussing and advocating the potential filing of a grievance
with unit members is incontrovertible. The judge co-
gently articulated this tenet:
2 Consumers Power Co., 245 NLRB 183, 187 (1979) (steward
unlawfully disciplined for using company time to informally investigate
a disagreement which had not yet become a formal grievance). See New
York Telephone Co., 266 NLRB 580, 582 (1983).
3 Caterpillar Tractor Co. v. NLRB, 638 F.2d 140 (9th Cir 1981),
enfg. 242 NLRB 523 (1979).
4 May Co., 220 NLRB 1096, 1097 (1975), enfd. 555 F.2d 1338 (6th
Cir. 1977) (per curiam); Thor Power Tool Co., supra, 148 NLRB 1379
(1964), enfd. 351 F.2d 584 (7th Cir. 1965).
5 United Parcel Service of Ohio, 321 NLRB 300, 323 (1996); Uni-
versal City Studios, 253 NLRB 1013, 1017 (1981).
6 Shell Oil Co. v. NLRB, 561 F.2d 1196 (5th Cir. 1977), enfg. 226
NLRB 1193 (1976).
The bargaining unit members had a right to know if the
employer was treating them in a disparate manner [and]
to know if such disparate treatment favored antiunion
members. These are matters that could have a signifi-
cant [e]ffect on their union activity and the Union’s ne-
gotiations for a new collective-bargaining agreement,
which were ongoing at the time.
Further, neither the majority nor the Respondent con-
tend that Slusher was unprotected in his distribution of
the court abstract to the Respondent’s supervisors who
would be involved in processing the grievance. As the
Supreme Court stated in NLRB v. City Disposal Systems,
“an employee’s initial statement to an employer to the
effect that he believes a collectively bargained right is
being violated” may serve as “a natural prelude to . . . the
filing of a formal grievance” and is protected to the same
extent as the filing of the formal grievance itself. Id. at
836–837. Thereafter, Slusher filed the disparate treat-
ment grievance, which is without dispute protected con-
certed activity.
The majority’s depiction of steward Slusher’s pro-
tected grievance activity as unprotected harassment of
Breneisen is simply unfounded. The majority does not
even attempt to show that Breneisen or the Respondent
had a confidentiality interest in the court abstract—which
as the judge observed is a public record—that con-
strained Slusher’s union activity. Indeed, Breneisen had
announced the fact that he had a DUI in a union meeting
in front of his fellow drivers. “The fact that Respondent
or even [Breneisen] felt that [Slusher] was engaged in
‘harassment’ . . . does not render the activity unpro-
tected.” New York Telephone Co., supra at 582. The
Respondent’s antiharassment policy does not privilege it
to discharge an employee for conduct protected by the
Act. See Consumers Power Co., 282 NLRB 130, 132 fn.
15 (1986).7
The record fully explains, and the judge specifically
addressed, the chronology the majority posits as suspect.
Slusher waited to file the grievance until he received
confirmation of Breneisen’s DUI incident. He did not
obtain that confirmation via the court abstract until April
5, and he filed the grievance within 1 week of his receipt
7 See Consolidated Diesel Co., 332 NLRB 1019, 1020 (2000)
(“where, as here, the harassment charges directly relate to and implicate
the employees’ exercise of their Section 7 right . . . the Respondent
cannot apply its [antiharassment] policy without reference to Board
law”), enfd. 263 F.3d 345 (4th Cir. 2001). Compare Craig Hospital,
308 NLRB 158 fn. 1 (1992) (employee involved in grievance procedure
lawfully discharged where she affirmatively agreed to keep the pro-
ceedings of the grievance committee confidential, she intentionally
violated that agreement, and respondent had a legitimate interest in
maintaining the confidentiality of its in-house grievance procedure).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
4
of it, and showed the abstract within that same week. As
the judge found, “timing points more to a proper, pro-
tected purpose than a retaliatory purpose.” The fact that
Slusher filed the grievance on the date of the decertifica-
tion election is easily explained; there is no dispute that
Slusher was an extremely aggressive steward who would
continue representing employees—and filing griev-
ances—until the very minute that representation ceased.
And that is what he did.
The judge specifically credited testimony that
Slusher’s conduct was not in retaliation against Bre-
neisen’s filing of the decertification petition. The judge
found that Slusher acted to help employee Bloommaert
win back his job; to “force the Respondent to honor the
contract and treat the employees fairly”; and to “properly
pursue a claim of disparate treatment.” As the judge
explained, the goal here—as in any disparate treatment
claim—is to have all employees treated as well as the
more favored employee, not to have the favored em-
ployee treated as poorly as the grievant. The majority’s
speculation that Slusher sought to have Breneisen fired is
baseless, and ignores that Slusher initiated the entire se-
quence of events—by asking Breneisen whether he had a
DUI—before Breneisen had even filed the decertification
petition.
Because the Respondent’s suspension and discharge
here was motivated solely by Slusher’s protected griev-
ance activity,8 the only remaining inquiry is whether
Slusher’s conduct was so egregious as to take it outside
the protection of the Act. American Steel Erectors, 339
NLRB No. 152, slip op. at 2 (2003); Roadmaster Corp.,
288 NLRB 1195, 1197 (1988), enfd. 874 F.2d 448 (7th
Cir. 1989). As explained above and found by the judge,
Slusher engaged in neither harassment nor unjustified
extreme behavior causing him to lose the protection of
the Act.9
Conclusion
The Charging Party was clearly engaged in protected
grievance-related activity, contrary to the majority’s con-
8 Of course, “the protection of the Act does not depend on the em-
ployer’s or the Board’s appraisal of the merits of the grievance, such as
whether the contract disposes of the question raised in the grievance.”
Caterpillar Tractor Co., supra at 530. Yet the majority suggests that
the grievance is unprotected because of its timing relative to the con-
tractual time limits. Whether the grievance here is contractually time
barred—a questionable proposition when it was promptly filed upon
obtaining confirmation of the disparate application claim—is a question
appropriately resolved within the grievance-arbitration process, as my
colleagues agree.
9 The judge found based on credibility that Slusher did not lie during
the Respondent’s “harassment” investigation. Accordingly, the Re-
spondent’s contention that Slusher lost the protection of the Act by
lying is meritless.
tention. Accordingly, his discharge for engaging in that
activity violated Section 8(a)(1) of the Act.
Charles Muhl, Esq., and Brigid Barnicle, Esq., for the General
Counsel.
Gregg T. Schultz, Esq., of Fairfax, Virginia, and Charles E.
Beck, Esq., of Houston, Texas, for the Respondent.
DECISION
STATEMENT OF THE CASE
JOSEPH GONTRAM, Administrative Law Judge. This case was
tried in Chicago, Illinois, on October 20–21, 2003. The charge
was filed on April 16, 2003, and the complaint was issued June
3, 2003.1 The complaint alleges that Exxon Mobil Corporation
(the Respondent) violated Section 8(a)(1) and (3) of the Na-
tional Labor Relations Act (the Act) by suspending and dis-
charging its employee, Nick Slusher, because he engaged in
certain activities, allegedly protected by the Act, as the chief
steward for the International Brotherhood of Teamsters, AFL–
CIO, Local 705 (the Union).
On the entire record, including my observation of the de-
meanor of the witnesses, and after considering the briefs filed
by the General Counsel and the Respondent, I make the follow-
ing
FINDINGS OF FACT
I. JURISDICTION
The Respondent, a corporation, is engaged in the business of
petroleum refining and distribution at various facilities
throughout the United States. The Respondent’s facilities in-
clude fuel transfer terminals in Arlington Heights (Des Plaines)
and Lockport, Illinois, where it annually purchases and receives
goods and services valued in excess of $50,000 from points
located outside the State of Illinois. The Respondent admits and
I find that it is an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
II. ALLEGED UNFAIR LABOR PRACTICES
A. Background
At all times material to this proceeding, Nick Slusher, Dan
Breneisen, Michael Ostergaard, Frank Blommaert, Dan Wal-
lace, Rich Moreno, and Michael Schaeffer were drivers for the
Respondent and were members of the Union and the bargaining
unit in this case. Kevin Lozinak is the Respondent’s fleet su-
pervisor for the Chicago area, and is Slusher’s direct supervi-
sor. Jim Heisen is a fleet foreman and is Lozinak’s direct su-
pervisor. Debra Ellis is a human resources advisor for the Re-
spondent.
During the period December 1996 to April 2003, the Union
represented the fuel tanker drivers and the product technicians
(the bargaining unit) at the Respondent’s Des Plaines and
Lockport, Illinois facilities (Illinois facilities). Sometime in
2000 or 2001, Exxon Corporation merged with Mobil Corpora-
tion.2 Before the merger, each company had its own drug and
1 All dates are in 2003 unless otherwise indicated.
2 The witnesses, including managers, either did not know when the
merger occurred, or they were not asked, or they gave conflicting dates.
EXXON MOBIL CORP.
5
alcohol policy for its drivers. The Respondent’s Illinois facili-
ties had been Mobil facilities before the merger.
The last collective-bargaining agreement between the Re-
spondent and the Union expired on April 30, 2002. Negotia-
tions failed to produce a new agreement. On February 16, 2003,
the union members voted against going on strike. On February
26, 2003, Dan Breneisen, a driver and member of the bargain-
ing unit, filed a decertification petition with the Board. On
April 11, 2003, the unit members voted to support the decertifi-
cation petition, and shortly thereafter the Union ceased to rep-
resent the drivers and product technicians at the Respondent’s
Illinois facilities.
B. Drug and Alcohol Policy
In 2001 and after the merger, the Respondent decided to im-
pose Exxon’s drug and alcohol policy in the former Mobil fa-
cilities, including Des Plaines and Lockport. This policy re-
quired the drivers to disclose all drug and alcohol-related ar-
rests and convictions. Failure to disclose was cause for imme-
diate termination. A driver who did disclose was removed from
his driving duties, but the Respondent represented that it would
make an effort to find that employee another job somewhere in
its corporate structure.
The Respondent contends that its policy did not require the
disclosure of arrests. This contention is simply not true, at least
for arrests that occurred after the implementation of the policy.
Frank Blommaert, a driver and bargaining unit member, dis-
closed to the Respondent in 2001, pursuant to the policy, that
he had been charged with, i.e., arrested for, a drunk driving
offense (DUI). The Respondent immediately removed Blom-
maert from his driving duties. Indeed, both Blommaert and
Debra Ellis, the Respondent’s human relations advisor, de-
scribed the policy as requiring employees to disclose any drug
or alcohol-related “incident,” which certainly appears to cover
arrests, if not much more. (Tr. 164, 266–267.)3
When the new policy was implemented in 2001, the Respon-
dent’s drivers were required to sign a statement of compliance.
This statement of compliance obligated every driver to disclose
drug and alcohol-related convictions, but it did not refer explic-
itly to arrests. On the other hand, it did require the employee to
disclose any participation in a structured rehabilitation program
for substance abuse. (R. Exh. 7.) (This latter requirement is
considered below in relation to the disparate treatment griev-
ance of Blommaert.) Nevertheless, in spite of the express provi-
sions of the statement of compliance, and in light of the actions
of Blommaert in disclosing his arrest, and of the Respondent
after it learned of his arrest, it is clear that the Respondent re-
quired employees to disclose drug and alcohol-related arrests.
The Respondent’s contention that the policy did not require
the disclosure of arrests is credited only for the initial compli-
ance form that employees were required to complete when the
policy was first instituted in 2001. Thus, Breneisen did not
disclose his previous DUI arrest on his compliance form be-
cause, as the Respondent argues, he was not convicted of that
DUI.
3 References to the transcript of the hearing are designated as Tr.
Adding another possible element of uncertainty to this drug
and alcohol policy, drug and alcohol-related convictions that
were more than 5 years old when the statement of compliance
was signed might not disqualify a driver from his or her job. An
unidentified committee in some other location in the Respon-
dent’s corporate structure made the determination of whether
such a conviction would disqualify the driver. There is no evi-
dence of what factors that committee considered in making its
determination.
The Union had opposed the implementation of the Exxon
drug and alcohol policy to the former Mobil facilities in Illi-
nois. The Union claimed that this was a matter that should have
been negotiated, although the Union was not successful when it
filed an unfair labor practice charge over the implementation of
the drug and alcohol policy. The Union, through Slusher, did
file at least three grievances on behalf of bargaining unit mem-
bers who were adversely affected by the implementation of the
new drug and alcohol policy. These grievances were filed on
behalf of Moreno, Wallace, and Blommaert.
C. Slusher’s Suspension and Discharge
Slusher worked for the Respondent for 14 years. He was
elected the Union’s chief steward on January 23, 1998, and he
remained the chief steward until the Union was voted out in
April 2003. As the chief steward, his duties were to enforce the
collective-bargaining agreement, including the investigation,
filing, and processing of grievances. Slusher was punctilious in
enforcing the contract. He also prepared the grievances himself
and filed his own information requests. He filed more than an
average number of grievances. During the last 2 years before he
was discharged, he filed approximately 15–20 grievances. Ste-
ven Matter, the union representative, described Slusher as being
“extremely aggressive. He was good at what he did. He just
followed that contract to a T. I mean, his job was to hold up the
integrity of it and he did.” (Tr. 196–197.)
Blommaert was charged with a DUI offense in August 2002.
He was immediately suspended from his driving duties. How-
ever, the Respondent maintained his base pay while it looked
for some other nondriving job that he might be able to perform
in the Respondent’s facilities. On December 20, 2002, the Un-
ion filed a grievance regarding Blommaert’s suspension from
driving.4 This grievance alleged that the Respondent had unilat-
erally changed the terms and conditions of Blommaert’s em-
ployment by suspending him from his driving duties pursuant
to the newly instituted drug and alcohol policies of Exxon.
During the period April 2002 to April 2003, the Respondent
and the Union were engaged in negotiations for a new collec-
tive-bargaining agreement. During this time, Slusher often ad-
vocated the Union and the Union’s positions to the unit mem-
bers. On February 11, Slusher had a discussion with fellow
4 There was some confusion over whether this grievance was filed in
November or December 2002, which was due in part to leading ques-
tions from counsel. However, the grievance is dated December 20,
2002, and it refers to actions committed on November 22. Despite the
confusion, Slusher confirmed that the parties first met on the grievance
on December 20. The grievance itself is the best evidence of the date it
was filed. Accordingly, I find it was filed on December 20, 2002. (See
GC Exh. 2.)
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
6
driver, Mike Ostergaard, regarding the Union and the upcoming
strike vote. Ostergaard was publicly and vociferously opposed
to a strike, and had distributed flyers to the bargaining unit
members advocating that they vote against a strike. During this
discussion, Slusher told Ostergaard that he might be subject to
internal discipline by the Union because of the affect his ac-
tions were having on the Union’s negotiating position. Oster-
gaard reported this conversation to Lozinak who told Oster-
gaard to put his complaint in writing.
The Respondent did not explain why it told a bargaining unit
member, who was against the Union, to submit a written com-
plaint against the Union’s chief steward regarding a discussion
and a disagreement between those unit members of the benefits,
disadvantages, and resulting repercussions of supporting the
Union. Lozinak stated that he was very busy at the time, and so
he asked for a written complaint. This may explain why Lozi-
nak requested something in writing, but it does not explain
what Lozinak’s or the Respondent’s interest was in a dispute
between union members about union business nor why Lozinak
solicited a written complaint about such union matters. Oster-
gaard’s written complaint calls Slusher’s actions “harassment,”
yet the discussion between Ostergaard and Slusher was a dis-
cussion between two bargaining unit members about unioniza-
tion, a matter that is protected under Section 7 of the Act.5 The
Respondent’s solicitation of a written complaint from the anti-
union advocate against the prounion advocate in a protected
discussion between two bargaining unit members is suspicious.
While Slusher was investigating the December 20, 2002
grievance, he learned that Breneisen might have had a DUI in
the past, yet the Respondent had not suspended him when it
instituted the Exxon drug and alcohol policy. In February 2003,
Slusher asked Breneisen about his DUI, and Breneisen admitted
that he did have a DUI.6 Breneisen took offense at Slusher’s
questions and, bypassing his first-level supervisor, informed
Heisen that Slusher had asked him about his DUI. Heisen told
Breneisen that he should inform Lozinak if Breneisen felt that
Slusher was “asking the wrong questions.” (GC Exh. 11, At-
tachment 1.) Accordingly, Breneisen prepared a written com-
plaint about Slusher asking him about his previous DUI of-
fense.
It is difficult to understand the Respondent’s interest, much
less concern, about the type of questions Slusher had asked
Breneisen. Again, the conversation concerned a union matter,
with Slusher attempting to investigate the possible disparate
treatment of the bargaining unit members.
Slusher spoke to Matter, the Union’s business representative,
about Breneisen’s DUI. Matter told Slusher to confirm the DUI
through public records. Slusher was able to confirm Bre-
neisen’s DUI on April 5, 2003, when Blommaert gave Slusher
5 Ostergaard’s written complaint was offered and received not for
the truth of the allegations in the complaint. (Tr. 324.) Ostergaard did
not testify at the hearing. Accordingly, I credit Slusher’s account of his
discussion with Ostergaard, which is the only substantive evidence of
the discussion in the record.
6 The Respondent argues that Slusher testified that Breneisen stated
to him that he had been convicted of a DUI, and that such testimony is
incredible. (R. Posthearing Br. p. 18.) Whether or not such testimony
would be incredible, this was not Slusher’s testimony. (See Tr. 26.)
a copy of the abstract7 on Breneisen’s DUI that Blommaert had
obtained at the Lake County, Illinois courthouse. Blommaert
also gave a copy of this file to Matter. After receiving the file
from Bloomaert, Matter advised Slusher to file a disparate
treatment grievance on behalf of Blommaert, and Slusher
agreed to do so. Slusher filed the disparate treatment grievance
on behalf of Blommaert on April 11.
In early 2002, Slusher had seen unit members’ personnel
files in connection with a previous grievance. The Respondent
argues that Slusher learned at this time that Breneisen had a
DUI. (R. Posthearing Br. pp. 15–16.) This contention is re-
jected. Slusher testified that he learned of Breneisen’s DUI in
February 2003, while reviewing personnel files in connection
with Blommaert’s December 2002 grievance. (Tr. 25–26.)
Slusher was cross-examined on this assertion, but his testimony
on cross-examination was ambiguous at best, and counsel did
not follow up or attempt to have Slusher explain. (Tr. 74–76.)
In considering Slusher’s demeanor and overall testimony, I
conclude that he learned of Breneisen’s DUI in February 2003.
The abstract pertaining to Breneisen’s DUI shows that he
was charged with DUI on September 24, 1995. In lieu of a trial,
Breneisen was placed under supervision for 1 year, fined $995,
required to attend a DUI school for 6 months, and required to
attend a program dealing with victim-impact, which he com-
pleted on October 15, 1996. The abstract does not clearly show
whether these conditions were imposed as a result of a DUI
conviction or instead of a DUI conviction, although it does
indicate that a bench trial was not held. Nevertheless, Slusher
was still under the impression at the hearing in this case that the
abstract showed Breneisen’s conviction for DUI.
The evidence in this case does not disclose whether Bre-
neisen acknowledged in his compliance statement to the Re-
spondent that he had been required to attend a DUI school.8
This compliance statement required the disclosure of any par-
ticipation in a structured rehabilitation program for abuse of
alcohol. The Respondent’s failure to suspend Breneisen as it
had done to other drivers for similar alleged offenses, notably
Rich Moreno, would give the Union and Slusher an argument
on behalf of their bargaining unit employees of disparate treat-
ment. Moreno had an equal, if not more compelling, argument
on disparate treatment as Blommaert. Moreno had been re-
moved from his driving responsibilities because he had partici-
pated in an after-care program involving drugs or alcohol.
Likewise, Breneisen had participated in a court-ordered alcohol
program as a result of his DUI. The Respondent made no at-
tempt to explain the different treatment accorded to Moreno
and Breneisen. The Respondent did not call Breneisen, who
was antiunion and who is still employed by the Respondent, as
a witness so that he could clarify or explain his abstract and his
compliance statement.
7 Abstract, court file, and judicial summary are the terms used by the
witnesses to describe the document obtained by Blommaert from the
Lake County courthouse. It is a three-page document using various
headings, including “Date,” “Charge,” and “Outcome,” relating to the
1995 DUI case against Breneisen.
8 See R. Exh. 7 as an example of the compliance statement signed by
Slusher.
EXXON MOBIL CORP.
7
Slusher felt that this new information about Breneisen was
evidence of disparate treatment because Breneisen had been
involved with a DUI without being suspended, whereas Blom-
maert had been involved with a DUI and was suspended. Ac-
cordingly, on April 6, the day after he received the file, Slusher
gave a copy of Breneisen’s DUI abstract to or shared it with
union members Moreno and Roy Machinski, and with his su-
pervisors, Lozinak and Heisen. Moreno had a pending griev-
ance with the Respondent over Moreno’s suspension from his
driving duties because he had attended a drug rehabilitation
program. Machinski saw Slusher share the document with Mo-
reno, and he asked to see a copy. Slusher showed it to him.
Slusher gave a copy to Lozinak and Heisen because they were
his supervisors and would be involved in the disparate treat-
ment grievance that Matter had already directed Slusher to file.
While Slusher was showing Breneisen’s abstract to Moreno
and Machinski, he was also showing these two drivers and
other union members copies of the Union’s proposals to the
Respondent during the continuing negotiations for a collective-
bargaining agreement. Slusher was a member of the Union’s
bargaining committee and he kept the members informed of the
continuing negotiations. Slusher had copies of both sets of
documents at the same time, and he acknowledges that copies
of Breneisen’s abstract could have gotten mixed up with the
written proposals that he handed to various members, including
Michael Schaeffer.
On April 10, Breneisen complained to Lozinak about Slusher
handing out copies of Breneisen’s abstract to some unit mem-
bers. Like he did when Ostergaard came to him with a com-
plaint about Slusher, Lozinak told Breneisen to put his com-
plaint in writing. Also like the Ostergaard situation, Breneisen’s
complaint dealt with Slusher’s protected activities, in this in-
stance Slusher’s pursuit of a disparate treatment grievance
against the Respondent based on its enforcement of its drug and
alcohol policy. Also, like Ostergaard, Breneisen opposed the
Union.
On April 10, Breneisen sent his written complaint to Lozinak
and Heisen. On that same day, Lozinak gave a letter to Slusher
notifying him that the Respondent had received another com-
plaint of “harassment” from a worker (referring to Ostergaard’s
and Breneisen’s complaints), and that once the election was
over, the Respondent would investigate the new complaint.
Lozinak told Slusher the complaint concerned Slusher’s hand-
ing out Breneisen’s abstract. Slusher told Lozinak that the file
was public information and that anyone had a right to see it.
Moreover, the Respondent should have known at this time
that the crux of Breneisen’s complaint dealt with protected
activities by Slusher, just as it knew that the subject of Oster-
gaard’s complaint was protected activities by Slusher. In any
event, Slusher told the Respondent when he was suspended and
before he was discharged that his activities were protected and
were in support of the Union’s claim concerning the disparate
treatment of workers in the enforcement of the Respondent’s
drug and alcohol policy.
On April 11, Slusher filed the grievance on behalf of Blom-
maert alleging that Blommaert was the victim of disparate
treatment. The basis for this grievance was the disparate treat-
ment of Blommaert versus Breneisen under the drug and alco-
hol policy. The Respondent presently argues that Slusher’s
distribution of Breneisen’s abstract could not have been done in
support of the grievance on behalf of Blommaert because the
grievance was not filed until 5 days after Slusher gave out cop-
ies of the abstract to some unit members. This extremely lim-
ited view of relevant or supportive activities for a grievance
cannot be accepted.
A union steward can engage in activities relevant to a griev-
ance that is contemplated, but has not yet been filed. Indeed,
such prefiling activities could be more important than any other
activities in connection with the grievance. A dedicated union
steward would conduct a prefiling investigation in order to
attempt to file only meritorious grievances or to obtain addi-
tional information or input from union members about various
aspects of the grievance. Slusher showed Breneisen’s abstract
to Moreno, who had a pending grievance on the application of
the drug and alcohol policy, and he showed a copy to Machin-
ski who asked to see it. He acknowledges he might have inad-
vertently shown it to other unit members, but whether he did is
irrelevant to whether he was engaged in protected activities.
Certainly, the bargaining unit members had an interest in know-
ing and were entitled to know that the Respondent, at least
arguably and apparently, was treating similarly situated work-
ers differently in the enforcement of its drug and alcohol policy.
Similarly, the unit members had an interest in knowing that the
worker the Respondent had treated favorably, and disparately,
was a worker who opposed the Union. Represented workers
have an interest in knowing, and have a right to know from
their union, when their employer treats similar workers differ-
ently. The mere fact that Slusher distributed Breneisen’s ab-
stract several days before he filed Blommaert’s disparate treat-
ment grievance does not detract from the propriety, relevance,
and protected nature of Slusher’s actions. See New York Tele-
phone Co., 266 NLRB 580, 582 (1983).
On April 14, the first workday following the decertification
election and the second workday following Breneisen’s com-
plaint, Lozinak and Heisen met with Slusher in Lozinak’s of-
fice. Lozinak first told Slusher that he was being suspended
based on, and pending an investigation of, the claim of harass-
ment filed by Breneisen. Lozinak then asked Slusher if he had
given Breneisen’s abstract to anyone. Slusher replied that he
had only shown it to Moreno and Machinski, and had given
copies to Lozinak and Heisen. Slusher denied placing copies of
the abstract in employees’ lockers at the Lockport facility. Loz-
inak told Slusher that he was being suspended pending an in-
vestigation. Lozinak came to this hasty conclusion in spite of
the protected nature of Slusher’s activities. Slusher was sus-
pended, based on Breneisen’s complaint, which alleged, in
substance, that Slusher had “harassed” Breneisen by showing
bargaining unit members the basis on which the Union intended
to pursue a disparate treatment grievance on behalf of one of
the bargaining unit members. (Tr. 53, 328, 413; R. Exh. 14.)
On April 14, Lozinak investigated Slusher’s statements re-
garding the distribution of Breneisen’s abstract. He obtained
written statements from Mike Schaeffer and Machinski stating
that Slusher had given them each a copy of Breneisen’s ab-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
8
stract.9 Lozinak also viewed a videotape that he claims showed
Slusher distributing Breneisen’s abstract in the Lockport facil-
ity. While the Respondent offered the tape into evidence, it did
not want to play the tape at the hearing. Because of the disad-
vantage and difficulty this judge would have in attempting to
decipher what was said by whom on the tape, and what persons
were visible on the tape, the Respondent’s offer of this tape was
refused. I do not make an adverse inference from the Respon-
dent’s refusal to play the tape nor do I infer that the tape shows
that Slusher distributed the abstract at the Lockport facility. In
view of the Respondent’s refusal to play the tape that it claimed
to have brought to the hearing, I am unable to conclude that the
tape does or does not show that Slusher distributed Breneisen’s
abstract to anyone at the Lockport facility.
Lozinak prepared a memorandum and an e-mail, and Heisen
prepared an e-mail, purporting to describe what occurred at the
April 14 meeting among Slusher, Lozinak, and Heisen. (R.
Exhs. 14,15, 17.) These documents tend to support the Respon-
dent’s claim that Slusher told them he had only given copies of
Breneisen’s abstract to Lozinak and Heisen, but did not give it
to any drivers. Nevertheless, I have substantially discounted
these self-serving documents. Moreover, Heisen’s e-mail was
sent to Lozinak, and it is unlikely that Lozinak’s memorandum
would differ substantially, if at all, from the e-mail of his su-
pervisor dealing with the same event. In addition, these docu-
ments are contradicted by Lozinak’s admission to Ellis that
Slusher previously told Lozinak that he gave the information to
his supervisor “and to one other person.” (Tr. 276.)
Slusher testified that he told Lozinak and Heisen that he had
given or showed the abstract to Moreno and Machinski. (Al-
though these are two “other” persons rather than one, the more
important fact is that he admitted giving the abstract to another
driver.) Moreover, if Slusher had wanted to dissemble at the
hearing, he would likely have claimed that he told Lozinak and
Heisen that he also gave a copy of the abstract to Schaeffer.
Slusher did not make this claim, although he did admit that it
was possible that the abstract was inadvertently given to
Schaeffer while Slusher was distributing to the bargaining unit
members the Union’s latest proposals. In addition, Slusher was
a credible witness and his testimony on this matter was given in
a candid and forthright manner. Finally, Slusher had no reason
to lie about whether he distributed the abstract to his bargaining
unit members, and to Moreno in particular because Moreno had
a pending grievance dealing with the Respondent’s drug and
alcohol policy. The bargaining unit members had a right to
know if the Respondent was treating similarly situated workers
differently, just as they had a right to know if such disparate
treatment was weighted in favor of antiunion workers. For all
of these reasons, I find that Slusher did not lie when he was
asked by Lozinak to name the persons to whom he had given
9 These written statements were admitted upon the Respondent’s
representation that they were not being offered for the truth of the
statements, but for the proposition that Lozinak had a good-faith belief
that Slusher had lied to him when Slusher denied distributing Bre-
neisen’s court file to all of the persons, viz. Schaeffer, who said that
Slusher had given them a copy. (Tr. 324.)
the abstract, and he replied that he had given it to Moreno, Ma-
chinski, Lozinak, and Heisen.10
On April 23, Lozinak spoke to Slusher on the telephone and
sent him a letter, and on each occasion told Slusher that his
employment was being terminated both for lying in a company
investigation and for violation of the Respondent’s harassment
policy. Lozinak’s termination letter to Slusher states: “Your
termination is based upon lying in a company investigation and
violation of the Exxon Mobil Harassment Policy.” (GC Exh. 7.)
On the other hand, in his telephone conversation with Slusher,
Lozinak further explained to Slusher that he was, in fact, being
terminated for giving out Breneisen’s abstract. (Tr. 56.)
At the hearing, the Respondent changed its story and claimed
that Slusher had been fired only for lying. It emphasized and
repeated that it had a policy against lying and it cited examples
of other employees who had been terminated for violating the
lying policy. By citing these examples, the Respondent again
sought to confirm, explicitly and implicitly, that lying was the
only reason Slusher was terminated. Lozinak testified that the
reason he recommended Slusher be terminated was because
“He lied, that’s it.” (Tr. 378, 388.) Moreover, the second sen-
tence of the Respondent’s posthearing brief states, consistent
with its presentation during the hearing: “Slusher’s termination
was based upon his lying during a Company harassment inves-
tigation.”
In its posthearing brief, the Respondent states, “The starting
point of the company’s case is that Mr. Slusher distributed the
abstracts en masse.” (R. Posthearing Br. p. 7.) However, this
“starting point” was not proven. The Respondent argues that
Slusher was the only employee to whom Blommaert gave a
copy of the abstract, and therefore, is the only person who
could have distributed the abstract to the employees’ lockers at
the Lockport facility the next day. But, Blommaert himself
could have distributed the abstract the next day. Also, Slusher
gave a copy of the abstract to Matter, and the Respondent failed
to establish whether Matter gave the abstract to any other em-
ployee. In short, the evidence leaves open the possibility that at
least one or more of several employees could have distributed
the abstract. Thus, the starting point of the Respondent’s case
was not proven. Moreover, this new starting point discloses yet
another shift in the Respondent’s explanation for its action in
discharging Slusher.
Lozinak based his discharge of Slusher, in part, on Slusher’s
alleged “mass distribution” of Breneisen’s abstract. (GC Exh.
7.) However, and without regard to the Respondent’s position
at the hearing that lying was the only basis for Slusher’s dis-
charge, Lozinak’s attempt to explain what he meant by “mass
distribution” was contrived and incredible. Lozinak first denied
that mass distribution referred to the alleged distribution of the
abstract to the employees’ lockers at the Lockport facility.
Then, Lozinak confessed that maybe he used a “bad word” in
10 Whether Slusher was mistaken is another question. It is certainly
possible that he was mistaken because he admitted that he might have
inadvertently given the file to Schaeffer. Although there is a written
statement from Schaeffer in evidence that would support such inadver-
tent disclosure, that document was not offered for the truth of the
statement. (R. Exh. 11; Tr. 335.) Thus, the most that can be said is that
it is possible Slusher was mistaken.
EXXON MOBIL CORP.
9
referring to mass distribution. Then, Lozinak stated that by
mass distribution, he meant any distribution outside of supervi-
sors. None of those statements are believable, and they disclose
a person who, realizing he used a phrase in his discharge letter
that his Company has a difficult time explaining, offers increas-
ingly incredible explanations in an effort to extricate himself.
They also show a person whose testimony is not worthy of
belief.
D. Evidence–Limited Admissibility
During the hearing and with Lozinak on the witness stand,
the Respondent offered into evidence several documents for the
limited purpose of showing the alleged reasonableness of Lozi-
nak’s action in terminating Slusher’s employment. The Re-
spondent expressly waived any intent to offer the documents
for the truth of the matters contained therein. These documents,
(including R. Exhs. 8–12, 16–17; Tr. 324, 326, 327–328, 335,
368), were received in evidence upon this representation.
Lozinak was cross-examined by the General Counsel about
the Respondent’s harassment policy and whether that policy
prohibited employees from discussing, and perhaps coming to
disagreements about, union matters. Lozinak was hesitant in his
answers and was generally not credible in attempting to explain
what the harassment policy covered. Later, the General Counsel
offered into evidence the Respondent’s position statement for
the purpose of proving the following statement in that docu-
ment: “At that time [during the weeks before the decertification
election], the Company was weary of disciplining an employee
[Slusher] for harassment which basically consisted of union
propaganda and threats. . . .” The apparent, indeed obvious
purpose of the offer was to impeach Lozinak’s testimony con-
cerning the scope of the harassment policy, whether it applied
to union and concerted activity, and whether Slusher had been
disciplined for engaging in union and concerted activity.
When the General Counsel offered the Respondent’s position
statement into evidence, the Respondent requested that the
entire statement be placed into evidence, including all attach-
ments. The General Counsel did not object, and the entire posi-
tion statement was received. (Tr. 422–423.) The attachments to
the position statement included the same documents that had
previously been offered by the Respondent and received into
evidence for a limited purpose, viz. (R. Exhs. 8–12, 16–17).
The Respondent now contends that these documents are in
evidence for all purposes, including the truth of the matters
contained in the documents. This contention is rejected.
Federal Rule of Evidence 105 provides as follows:
When evidence which is admissible as to one party or for one
purpose but not admissible as to another party or for another
purpose is admitted, the court, upon request, shall restrict the
evidence to its proper scope and instruct the jury accordingly.
Notwithstanding this rule, a court may properly restrict its
consideration of evidence that has been admitted whether or not
a party has interposed a limiting request. As the court stated in
Clark v. United States, 61 F.2d 695, 708 (8th Cir. 1932):
The fact that immaterial evidence may have been admitted
does not necessarily require the reversal of a case where a
court sits without a jury as a trier of fact, as there is a pre-
sumption that it acts only upon the basis of proper evidence.
If a jury had received this documentary evidence, the Gen-
eral Counsel would be hard-pressed to raise an objection. How-
ever, it is the Board’s duty to consider only the evidence that
was properly and lawfully admitted. The documentary evidence
under consideration herein was neither properly nor lawfully
admitted, at least for the wholesale purposes presently sought
by the Respondent.
The evidence was not properly admitted without limitation
because it is apparent from the context in which the evidence
was offered that the General Counsel was offering the docu-
mentary evidence solely for its impeachment value. Thus, the
General Counsel did not offer the attachments to the position
statement, and only after the Respondent’s counsel requested
that the entire document be admitted, did the General Counsel
agree. Accordingly, these documents were received for the
limited purpose of impeaching Lozinak, in spite of the lack of a
limiting request from counsel. Moreover, before the General
Counsel offered the position statement into evidence, the Re-
spondent’s counsel had already offered many of the documents
that were attachments to the position statement. The General
Counsel had objected to the admission of those statements, and
the Respondent’s counsel had agreed that he was not offering
them for the truth of the matters contained therein. Based on the
Respondent’s representation, the documents were received into
evidence for a limited purpose.
The documents are written statements by third persons who
were not called as witnesses in this case. They are clearly hear-
say and would not have been admitted if they had been offered
for the truth of the matters contained therein. I will not permit
the statements to come in through the back door (or in a back-
handed manner) when they had already been given only limited
admission through the front door. The documents were received
in evidence and are considered for the purposes offered by both
parties—by the Respondent as evidence that Lozinak had a
good-faith basis for deciding to discharge Slusher, and by the
General Counsel as part of a document offered to impeach Loz-
inak.
E. Analysis
1. Suspension of Slusher on April 14
Under Section 8(a)(1) of the Act, it is an unfair labor practice
for an employer to interfere with, restrain, or coerce employees
in the exercise of the rights guaranteed in Section 7 of the Act.
The Respondent suspended Slusher on April 14, because of a
complaint by Breneisen that Slusher gave copies of his abstract
to other bargaining unit members. Slusher had received the
abstract from a bargaining unit member who had a pending
grievance, and it tended to show that the Respondent had
treated similarly situated bargaining unit members differently.
Slusher gave or showed the abstract to other bargaining unit
members pursuant to and in support of that grievance process,
and in support of the Union’s dispute regarding the implemen-
tation of the Respondent’s drug and alcohol policy. Indeed, one
of the employees to whom Slusher gave a copy of the abstract
had a pending grievance under that same drug and alcohol pol-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
10
icy. Such actions in support of grievances are protected under
the Act. NLRB v. City Disposal Systems, 465 U.S. 822, 836
(1984); Roadmaster Corp., 288 NLRB 1195 (1988).
The protected nature of Slusher’s actions in distributing Bre-
neisen’s abstract is not affected by the merits of or success of
the grievance. John Sexton & Co., 217 NLRB 80 (1975). Thus,
the Respondent’s argument regarding the validity of the Un-
ion’s disparate treatment claim in Blommaert’s grievance is
misplaced. Moreover, I need not address the validity of the
Union’s disparate treatment claim to acknowledge the propriety
of making the claim. Both Blommaert and Breneisen were
drivers for the Respondent and they were both arrested for
DUIs. However, Blommaert was suspended, but Breneisen was
not. Breneisen’s DUI occurred before the Respondent imple-
mented the Exxon drug and alcohol policy on the Mobil driv-
ers, and perhaps that explains why the two drivers were treated
differently. However, if so, the Respondent never explained this
reason and the basis for the disparate treatment to Slusher, and
even if it had, the Union, through Slusher, would still have the
right, if not obligation, to challenge the propriety of the dispa-
rate treatment in a grievance. The mere articulation of a basis
for disparate treatment does not require the other party to ac-
cept it nor does it prevent the other party from challenging it
through proper channels.
Slusher properly filed a grievance on behalf of Blommaert in
December 2002, challenging the drug and alcohol policy, and
properly filed a grievance on behalf of Blommaert in April
2003, alleging disparate treatment. The second grievance was
generated by the abstract Blommaert gave to Slusher on April
5. Slusher was engaged in protected activities under the Act
when he, in turn, showed the abstract to other bargaining unit
members on April 6, and when he filed Blommaert’s grievance
on April 11.
Although Lozinak suspended Slusher based on Breneisen’s
April 10 complaint of harassment, a memorandum written by
Lozinak on April 14, could be read to imply that Slusher was
also suspended for Breneisen’s previous complaint against
Slusher (involving Slusher’s questions to Breneisen regarding
his DUI), and Ostergaard’s February 21 complaint against
Slusher (regarding the discussion between Slusher and Oster-
gaard about supporting the Union).11 Even if the Respondent
were to claim that Slusher was suspended because of all three
complaints, the determination that Slusher was suspended for
protected activity would not change. All three complaints in-
volved complaints by antiunion workers (Breneisen and Oster-
gaard) against the union steward for engaging in protected ac-
tivities on behalf of the Union and other bargaining unit mem-
bers. And whether or not the Respondent labels such protected
activity as harassment, the activity remains protected. New York
Telephone Co., 266 NLRB 580, 582 (1983) (naming the activ-
ity harassment did not change or affect the protected nature of
the activity).
Where an employer is found to have disciplined an employee
because of protected activity, it is not necessary to analyze the
action pursuant to Wright Line, 251 NLRB 1083 (1980), enfd.
11 See R. Exh. 14, which refers to harassment “claims” against
Slusher.
662 F.2d 899 (1st Cir. 1981), cert. denied 455 U.S. 989 (1982).
Neff-Perkins Co., 315 NLRB 1229 (1994) (Wright Line analy-
sis is unnecessary in a single-motive case). However, the pre-
sent case involves a variation of that principle. Here, the imme-
diate cause of Slusher’s suspension was not something that he
had done, but was simply the allegation by another employee
that Slusher had done something (which, as it turns out, was
protected under the Act). Nevertheless, the same, single-motive
analysis set forth in Neff-Perkins should apply here where the
employer precipitously disciplines an employee based on such
a complaint because the alleged underlying, protected activity
is still the substantial basis for the discipline. The fact that the
employer would suspend the union steward on the basis of an
allegation, and before an investigation may show that it had
already decided the issue, or that it was intent on taking action
against the union steward, but it does not change the underlying
and purported basis for the discipline.
Although the Respondent claims to have suspended Slusher
pending the completion of its investigation, that investigation
was completed on the very day Slusher was suspended. The
investigation entailed obtaining two written statements and
viewing a videotape. In light of the speed with which this inves-
tigation was completed, and the otherwise precipitous action in
suspending Slusher, I conclude that the Respondent had already
completed its investigation when it suspended Slusher. Slusher
was suspended not to allow the Respondent to complete an in-
vestigation, but rather to obtain the necessary supervisory ap-
provals for Slusher’s discharge. (See Tr. 414–416.)
When an employee is disciplined for conduct that is part of
the res gestae of protected union activities, as occurred herein, it
must still be determined whether the employee’s actions were so
egregious as to place him outside the protection of the Act.
American Steel Erectors, Inc., 339 NLRB No. 152 (2003); Con-
sumers Power Co., 282 NLRB 130, 132 (1986). The standard
for making this determination is whether Slusher’s actions were
so flagrant, violent, or extreme as to render him unfit for future
employment with the Respondent. Dreis & Krump Mfg., 221
NLRB 309, 315 (1975).12
Slusher’s conversation with Ostergaard involved a discus-
sion between two bargaining unit members about the advan-
tages and disadvantages of union representation. Slusher advo-
cated union membership and Ostergaard was against union
membership. Slusher did advise Ostergaard that the Union
could impose a sanction for his actions against the Union and in
derogation of the Union’s negotiating position. However, there
is no evidence that this was said in a malicious, abusive, or
improper manner. Indeed, the Respondent did not call Oster-
gaard as a witness, and I credit Slusher’s account of the discus-
12 This standard may not be fully or properly applicable when the
discipline under consideration is a suspension rather than a discharge.
Nevertheless, it is proper to use the standard in these circumstances in
order to account for and be governed by the element of extreme mis-
conduct that the standard encompasses. Moreover, the question of
“unfit for future employment” need not be reached if the conduct, in the
first instance, is not flagrant, violent, or extreme. Such is the case here.
Finally, the standard would be properly applicable in any event when
considering the lawfulness of Slusher’s discharge, which is addressed
below.
EXXON MOBIL CORP.
11
sion. The discussion between Ostergaard and Slusher was an
entirely proper, if not normal, discussion between two workers
who were on opposite sides of the union representation issue.
See Liberty House Nursing Homes, 245 NLRB 1194, 1202
(1979) (a discussion between a prounion and an antiunion em-
ployee, in which a threat of discharge was made, constituted
protected activity).
Slusher’s discussion with Breneisen regarding Breneisen’s
DUI was also handled properly and civilly by both parties to
the conversation. Slusher was attempting to obtain information
for use in a prospective disparate treatment claim. Breneisen
voiced no opposition to Slusher’s questions, and he told Slusher
about his previous DUI. Indeed, in March during a safety meet-
ing, Breneisen told many of his other coworkers about his DUI.
It was only after his meeting with Slusher that Breneisen went
to Lozinak with a complaint. But Breneisen’s “Monday-
morning” complaint does not change the nature of his discus-
sion with Slusher, which was handled properly by both parties.
Finally, there was nothing in Slusher’s distribution of Bre-
neisen’s abstract that could be called, or that approaches, fla-
grant, violent, or extreme. Slusher showed the abstract to Mo-
reno, who had a pending grievance under the drug and alcohol
policy, and he showed it to Machinski, a bargaining unit mem-
ber who asked to see it. Slusher may also have inadvertently
shown the abstract to Schaeffer. These actions were in further-
ance of Slusher’s duties as the union steward.
The Respondent argues that Slusher distributed Breneisen’s
abstract to workers at Lockport by placing copies of it in the
employees’ lockers. In fact, Slusher’s denial of this activity
was, at least at the time, the lie for which the Respondent
claimed to have discharged Slusher. (Tr. 154.) However, the
Respondent did not offer into evidence the videotape that per-
haps would support that claim. Moreover, even if I were to
accept that claim, it would not change the result. The bargain-
ing unit members had a right to know if the employer was treat-
ing them in a disparate manner. They were also entitled to
know if such disparate treatment favored antiunion members.
These are matters that could have a significant affect on their
union activity and the Union’s negotiations for a new collec-
tive-bargaining agreement, which were ongoing at the time.
The information in the abstract was not private. It was accessi-
ble to anyone at the Lake County courthouse, and it was di-
rectly relevant to the ongoing negotiations and to at least one
pending grievance and one prospective grievance. Moreover,
Breneisen had already demonstrated his lack of concern over
the matter becoming public by stating in front of about 10–12
workers that he had a DUI. Accordingly, Slusher’s distribution
of the abstract is equally protected whether he distributed it to
two workers or many workers.
Thus, assuming that Breneisen objects to the distribution of
the abstract, which can only be assumed since Breneisen did
not testify at the hearing, such an objection is undercut by Bre-
neisen’s public disclosure of his DUI before his coworkers at
the safety meeting in March, 1 month before Slusher showed
the abstract to coworkers. Moreover, Slusher’s distribution of
the abstract to his supervisors is something that was proper and
in furtherance of the grievance, and was a disclosure that would
necessarily have been done when the grievance was filed.
Slusher’s limited distribution of the abstract as found herein
was proper and was not beyond his legitimate pursuit of the
Union’s and his grievant’s interests.
For the Respondent to label Slusher’s protected activities as
harassment, and for it to investigate these activities upon the
solicited complaints of antiunion workers, says more about the
Respondent’s union animus than it does about any impropriety
of the actions. There is no evidence in this record indicating
that Slusher’s actions, for which he was investigated and sus-
pended by the Respondent, were undertaken in a flagrant, vio-
lent, or extreme manner. Also, Slusher’s motivation in distrib-
uting the abstract was in furtherance of protected activity, and
was not retaliatory or otherwise improper. See Prescott Indus-
trial Products Co., 205 NLRB 51 (1973) (where the Board
listed improper motive as a factor that characterized activity no
longer protected by the Act). Moreover, there is no evidence in
the present case that Slusher’s actions were such as to render
him unfit for future employment with the Respondent.
Where the conduct for which the Respondent claims to have
disciplined an employee was protected union activity, the only
issue is whether the employee lost the protection of the Act by
his conduct. Felix Industries, 331 NLRB 144 (2000). I find that
Slusher did not lose protection under the Act. Accordingly, his
suspension violated Section 8(a)(1) of the Act.
2. Discharge of Slusher on April 23
A. The Respondent claims that Slusher lied when he re-
sponded to questions from his supervisors during their investi-
gation of his distribution of Breneisen’s abstract, and that he
was discharged for lying. Slusher allegedly lied when he an-
swered, as Lozinak testified, that he did not distribute Bre-
neisen’s abstract to any coworkers. This interrogation occurred
in Lozinak’s office, and Lozinak, Heisen, and Slusher were the
only persons present. As explained above, the distribution of
the abstract constituted protected, union activity by Slusher.
An employee is under no obligation to respond to questions
that seek to uncover his protected activities. See United Ser-
vices Automobile Assn., 340 NLRB No. 90 (2003); St. Louis
Car Co., 108 NLRB 1523 (1954). An employer may not dis-
charge an employee for lying in response to such questions.
E.g., Tradewaste Incineration, 336 NLRB 902 (2001). Thus,
taking the Respondent at its word, that it discharged Slusher for
lying when he was being interrogated about his protected activ-
ity, the Respondent’s discharge of Slusher violated Section
8(a)(1) of the Act. Frazier Industrial Co., 328 NLRB 717
(1999).
The Respondent argues that the Act does not give employees
carte blanche to lie about protected activity; therefore, Slusher
could be lawfully discharged for lying about it. I need not ad-
dress the Respondent’s carte blanche argument in order to find
and conclude, as I do, that the discharge of Slusher under the
circumstances of this case violated the Act. The circumstances
of Slusher’s discharge include the following: (1) he was en-
gaged in protected activities for which the Respondent interro-
gated and suspended him; (2) he responded to the questions
asked of him by the Respondent; (3) the Respondent had no
other, lawful reason to interrogate Slusher about his protected
activities; (4) the Respondent knew that Slusher’s activities
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
12
were protected and, in any event, Slusher told Lozinak that his
activities were protected before Lozinak terminated him; and
(5) the Respondent discharged Slusher for engaging in his pro-
tected activities and for lying about his protected activities, but
he did not lie.
The Respondent relies on 6 West Limited Corp. v. NLRB,
237 F.3d 767 (7th Cir. 2001), for the proposition that an em-
ployer may terminate an employee for lying about protected
activity. However, in 6 West Limited, the employee was fired
for appearing to lie about misconduct in the workplace. This
misconduct was the theft of pages from a notebook kept in the
manager’s locked office. The misconduct was not alleged to be
protected activity and the court did not address such a claim.
Accordingly, 6 West Limited does not support the Respondent’s
contention that Slusher could be terminated for allegedly lying
about his protected activities under the circumstances in the
present case.
Moreover, the proposition put forth by the Respondent does
not withstand analysis under the Act or the long and consistent
enforcement of the Act by the Board. Under the Respondent’s
argument, an employer that had a strict policy against lying
could fire a worker who was talking to a coworker about bring-
ing in a union, but when interrogated by his supervisor if he
was talking about union matters, denied that he had talked
about it. (This hypothetical is more stark than, but not substan-
tially different from, the situation in the present case in which
the Respondent discharged Slusher because he allegedly lied
when interrogated about protected activity.) The Board has long
held that lying under those circumstances was not misconduct,
but rather was evidence of coercion to support an 8(a)(1) viola-
tion. See, e.g., Performance Friction Corp., 335 NLRB 1117
(2001). Under the Respondent’s argument, an employer could
lawfully discharge an employee because of responses by the
employee that were caused and coerced by, and resulted from,
the employer’s own violations of law. The Respondent cannot
create good cause for discharging Slusher under these circum-
stances. Supershuttle of Orange County, Inc., 339 NLRB No. 2
(2003). The Respondent’s argument is rejected.
The Respondent contends that Lozinak had a good-faith, rea-
sonable basis for believing that Slusher had lied. I accept this
contention, without deciding it, but it does not change the re-
sult. First, whether or not Lozinak believed that Slusher had
lied, Lozinak knew that the alleged lie concerned protected
activity. Second, since Slusher did not lie to Lozinak, Lozinak’s
reasonable belief that he did lie would certainly not render
Slusher unfit for future employment with the Respondent.
Slusher was discharged for alleged misconduct that was part
of the res gestae of protected union activities. His conduct,
whether it is viewed as distributing Breneisen’s abstract to bar-
gaining unit members or responding to interrogation from his
supervisors about such distribution, did not cause him to lose
the protection of the Act. Under all of the circumstances, I con-
clude that the Respondent’s discharge of Slusher violated Sec-
tion 8(a)(1) of the Act.
B. Alternatively, in NLRB v. Burnup & Sims, 379 U.S. 21,
23 (1964), the Supreme Court held that “[Section] 8(a)(1) is
violated if the employee is discharged for conduct in the course
of protected activity, despite the employer’s good faith, when it
is shown that the misconduct never occurred.” The elements of
this violation are (1) protected activity, (2) knowledge by the
employer, (3) the reason for the discharge was misconduct in
the course of such protected activity, and (4) the employee was
not, in fact, guilty of such misconduct.
In the present case, Slusher was engaged in protected activity
and the Respondent knew of this because Slusher both filed
Blommaert’s disparate treatment grievance and told Lozinak of
the protected activity before Slusher was terminated. Slusher
was discharged because, according to the Respondent’s revised
rationale, he allegedly lied about the protected activity. Finally,
Slusher was not guilty of this misconduct, i.e., lying about the
protected activity. Accordingly, the Respondent’s discharge of
Slusher violated Section 8(a)(1).
C. The Respondent also contends that, under Wright Line,
supra, there is no evidence of illegal motive or union animus,
and if there were, the Respondent would have taken the same
action in the absence of protected activity. Since Slusher was
discharged because of his protected activity, this latter argu-
ment is rejected without further discussion. And although it is
not necessary that I engage in a Wright Line analysis, I will
briefly address the Respondent’s former argument regarding the
presence or absence of illegal motive or union animus.
Antiunion motivation may be, and often is, established indi-
rectly. All of the circumstances in the case should be consid-
ered in making a determination of motive. Fluor Daniel, Inc.,
304 NLRB 970 (1991). Among the individual factors that the
Board has found to support an inference of animus are (1) the
abruptness of the termination; (2) failure to adequately investi-
gate the alleged misconduct; (3) the unexplained failure to pro-
duce critical evidence or testimony which would be supportive
of the employer’s claims; and (4) shifting or inconsistent expla-
nations. See, e.g., Medic One, Inc., 331 NLRB 464, 475 (2000);
Dynabil Industries, 330 NLRB 360 (1999); Lampi LLC, 327
NLRB 222 (1998); and Master Security Services, 270 NLRB
543, 552 (1984).
(1) and (2). The Respondent decided to discharge Slusher as
soon as he responded to Lozinak’s question about naming the
persons to whom he had distributed the abstract. Lozinak con-
cluded that Slusher must have lied because Lozinak had state-
ments by Schaeffer and Machinski that they had received cop-
ies of the abstract from Slusher. But Schaeffer’s statement
shows, at most, that Slusher may have been mistaken, not that
he lied. (See R. Exh. 11.) Machinski’s statement is less clear on
whether Slusher may have been mistaken, but the possibility of
mistake, rather than a deliberate lie, is still apparent. (See R.
Exh. 12.) Moreover, the Respondent failed to get or request
clarification from these employees, either at the time or at the
hearing. More importantly, the Respondent failed to confront
Slusher with these statements or ask him to elaborate on the
possible inadvertent disclosure of the abstract. Thus, the Re-
spondent acted abruptly in discharging Slusher and it failed to
adequately investigate Slusher’s alleged misconduct, i.e.,
whether he had lied.
(3) The Respondent not only failed to call as witnesses,
Schaeffer and Machinski, from whom it had obtained written
statements, it more tellingly failed to call Breneisen as a wit-
ness. Breneisen was against the Union and had filed the decerti-
EXXON MOBIL CORP.
13
fication petition. Breneisen is the one who filed the complaints
against Slusher and is the person whose abstract Slusher had
distributed. Breneisen presumably would be favorable to the
Respondent, would be opposed to Slusher, and certainly would
have had important information to provide in this case. The
Respondent offered no explanation for its failure to call Bre-
neisen as a witness.
(4) Lozinak telephoned Slusher on April 23 to tell him of his
termination. Lozinak told Slusher that he was being terminated
for giving out Breneisen’s abstract. When Slusher received
Lozinak’s termination letter, lying was added to the reason(s)
for his termination. At the hearing of this case, the Respondent,
perhaps appreciating that Slusher’s distribution of the abstract
was protected activity, alleged that lying was the only reason
for Slusher’s discharge. These shifting explanations undercut
any claim of a lawful basis for Slusher’s discharge, and make
incredible the differing explanations put forward by the Re-
spondent.
The Respondent has maintained throughout this proceeding
that Slusher’s distribution of the abstract was not protected
activity, and, going further, that such distribution constituted
harassment. If the Respondent truly viewed the distribution of
the abstract in this manner, it would have sought to learn how
Slusher obtained the abstract. If Slusher obtained the abstract
from another employee, which he did, that employee would or
could be equally or more responsible than Slusher was for its
distribution. But the Respondent showed that it was not truly
concerned with investigating and discovering the persons who
were responsible for distributing the abstract. The Respondent
demonstrated that it was only concerned with obtaining evi-
dence against Slusher. And the striking characteristic that dis-
tinguishes Slusher from every other driver is that Slusher was
the union steward for 6 years, and he aggressively enforced the
collective-bargaining agreement with the Respondent through-
out his tenure.
Accordingly, for all of the foregoing reasons, I conclude that
under a Wright Line analysis, the General Counsel has satisfied
its burden of proving unlawful motive or union animus in the
Respondent’s discharge of Slusher.
The Respondent argues that by pursuing the disparate treat-
ment claim on behalf of Blommaert, Slusher violated his duty
of fair representation to Breneisen. The Respondent argues that
Slusher really intended for Breneisen to lose his job as opposed
to Blommaert being successful in the grievance and winning
back his job. This argument is rejected factually and legally. I
have found that Slusher properly pursued the grievance on be-
half of Blommaert, and, in doing so, did not intend to harm
Breneisen. Moreover, there was sufficient evidence to file the
grievance, if not to oblige Slusher to pursue it. Second, the
Respondent’s argument stems from the necessary fact that in
every disparate treatment claim, there is one employee who is
(allegedly) treated better than the grieving employee. If the
Respondent’s argument were valid, an employer would be im-
mune from disparate treatment claims and a union could never
pursue such a claim or grievance when both of the comparable
employees were union members.
I do not doubt that Slusher was likely less troubled over pos-
sible adverse consequences to Breneisen than he might have
been if the comparable employee were not antiunion. But
whether Slusher was troubled is not the issue. He did not inves-
tigate and file the grievance on behalf of Blommaert in order to
harm Breneisen, but to help Blommaert and to force the Re-
spondent to honor the contract and treat the employees fairly.
The Respondent lists various factors to support its argument
that Slusher’s distribution of the abstract was motivated by his
intent to retaliate against Breneisen. The Respondent argues
that Slusher failed to investigate the claim, but this is exactly
what Slusher did do. He waited until he received the proof of
Breneisen’s DUI before he disclosed it to any unit members or
supervisors. The Respondent argues that the timing is suspi-
cious because Slusher’s distribution of the abstract occurred
about 5 weeks after Breneisen filed the decertification petition.
However, a more compelling argument on timing is the fact
that Slusher filed the grievance on behalf of Blommaert within
1 week of his receipt of the abstract, and the distribution of the
abstract occurred within that week. Thus, timing points more
toward a proper, protected activity purpose than a retaliatory
purpose. The Respondent also argues that Slusher ignored Bre-
neisen’s explanation of his DUI, but this argument, instead,
ignores Slusher’s testimony. Slusher testified that Breneisen
told him that he (Breneisen) had a DUI. Slusher did not claim
that Breneisen stated that he had been convicted of a DUI. The
Respondent argues the latter point, and then, having set up the
pigeon, shoots it with the argument that it is incredible. This
argument is rejected. The Respondent also argues that Slusher
departed from past practice because he failed to raise the dispa-
rate treatment issue on behalf of two other employees who had
grievances in 2002. However, I have found that Slusher did not
learn of the disparate treatment until 2003, and did not obtain
documentary proof of it until April 5, 2003. Accordingly,
Slusher did not ignore Breneisen’s explanation and did not
depart from his past practice. In distributing the abstract,
Slusher was not motivated by an intent to retaliate against or
harm Breneisen, but rather to properly pursue a claim of dispa-
rate treatment on behalf of a bargaining unit member.
A union is able to pursue a claim of disparate treatment on
behalf of a union member just as any other person who is sub-
ject to discriminatory treatment. The purpose of such a claim is
to assert rights under the law on behalf of the grievant, not to
penalize the comparable employee, even if that employee is
treated better than similar employees. The objective is to have
all employees, including the grieving employee, treated as well
as the more favored employee, not the reverse so that all em-
ployees would be treated as poorly as the grieving employee.
Slusher validly and properly investigated and asserted rights
under the law on behalf of Blommaert who apparently and
arguably was treated different from and worse than a compara-
ble employee. By doing so, he violated no duty to Breneisen.
For all of the foregoing reasons, I conclude that the Respon-
dent discriminated against Nick Slusher and violated Section
8(a)(1) of the Act when it discharged Slusher because of his
protected activities.13
13 The General Counsel alleges that the Respondent’s suspension and
discharge of Slusher also violated Sec. 8(a)(3) of the Act. In view of the
remedy provided herein, I find it unnecessary to determine whether the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
14
CONCLUSIONS OF LAW
1. The Respondent is an employer engaged in commerce
within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Respondent violated Section 8(a)(1) by suspending
and discharging its employee, Nick Slusher.
3. The foregoing violations constitute unfair labor practices
affecting commerce within the meaning of Section 2(6) and (7)
of the Act.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
Respondent also violated Sec. 8(a)(3) of the Act. Postal Service, 250
NLRB 4, 6 (1980).
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Having found that the Respondent unlawfully suspended and
discharged Nick Slusher, I shall order that the Respondent offer
him reinstatement and make him whole for any loss of earnings
and other benefits, computed on a quarterly basis from the date
of discharge to the date of a proper offer of reinstatement, less
any net interim earnings, as prescribed in F. W. Woolworth Co.,
90 NLRB 289 (1950), plus interest as computed in New Hori-
zons for the Retarded, 283 NLRB 1173 (1987).
[Recommended Order omitted from publication.]