342 NLRB 437
North Hills Office Services
NORTH HILLS OFFICE SERVICES
342 NLRB No. 25
437
North Hills Office Services and Service Employees
International Union, Local 32B–32J, AFL–CIO
and National Organization of Industrial Trade
Unions and Service Employees International Un-
ion, Local 32B–32J, AFL–CIO. Cases 22–CA–
25399 and 22–CB–9585
July 9, 2004
DECISION AND ORDER
BY MEMBERS SCHAUMBER, WALSH, AND MEISBURG
On February 2, 2004, Administrative Law Judge Mar-
garet M. Kern issued the attached decision. The Re-
spondent filed exceptions and a supporting brief. The
General Counsel and the Charging Party filed answering
briefs.1
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings,2 findings,3 and conclusions
and to adopt the recommended Order.
1 There are no exceptions to the judge’s finding that the Respondent
National Organization of Industrial Trade Unions (NOITU) violated
Sec. 8(b)(1)(A) by accepting recognition and enforcing the terms of its
collective-bargaining agreement at a time when NOITU did not repre-
sent an uncoerced majority of the Meadows Complex employees and
by participating in a meeting arranged by Respondent North Hills Of-
fice Services at which it solicited employees to sign authorization cards
in the presence of North Hills’ vice president of Operations, Tom
Pellegrino. Additionally, there are no exceptions to the judge’s dis-
missal of allegations that Respondent North Hills violated the Act by
conditioning employment on employees’ acceptance of NOITU, paying
employees for time spent at a NOITU meeting, and setting initial terms
and conditions of employment.
Counsel for the General Counsel has moved to strike from inclusion
in the case record the Regional Director’s letter in Case 22–CA–25964
(Raritan Building Services Corp.), which was appended to the Respon-
dent’s brief in support of its exceptions. The motion is denied as moot.
See also Reliant Energy 339 NLRB 66 (2003). Member Walsh would
grant the motion. Reliant Energy states that parties will be allowed to
bring to our attention “pertinent and significant authorities” after their
briefs have been filed. The “pertinent and significant authority” in-
volved in Reliant Energy was a recent decision by a United States court
of appeals, which is clearly a document with precedential significance.
A Regional Director’s dismissal letter, on the other hand, has no prece-
dential value, and thus, in Member Walsh’s view, is not encompassed
within the terms “pertient and significant authorities” as set forth in
Reliant Energy. Accordingly, since it was not made a part of the record
it must be excluded from consideration by the Board, because to con-
sider such documents would deny the other parties to the proceeding an
opportunity for voir dire and cross-examination and would violate Sec.
102.45(b) of the Board’s Rules and Regulations. See Electron-Tec, Inc.,
310 NLRB 131 (1993); Today’s Man, 263 NLRB 332, 333 (1982).
2 We affirm the judge’s ruling allowing SEIU’s attorney, Larry
Engelstein, to testify even though he was acting as SEIU’s representa-
tive at the hearing. See Page Litho, Inc., 311 NLRB 881 fn.1 (1993);
Wells Fargo Armored Services Corp., 290 NLRB 872, 873 fn.3 (1988).
Respondent North Hills contends that the admission of Engelstein’s
testimony violated the judge’s sequestration order. During the hearing,
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondents, North Hills Office Services,
Woodbury, New York, its officers, agents, successors,
and assigns, and National Organization of Industrial
Trade Unions, Jamaica, New York, its officers, agents,
and representatives, shall take the action set forth in the
Order.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
Julie L. Kaufman, Esq., for the General Counsel.
Mark Portnoy and Murray Portnoy (Portnoy Messinger Pearl
& Associates, Inc)., of Syosset, New York, for Respondent
North Hills Office Services.
Stephen H. Kahn, Kahn Opton, LLP, of Fort Lee, New Jersey,
for Respondent National Organization of Industrial Trade
Unions.
Jodi P. Goldman, Esq., Service Employees International Union,
Local 32B-32J, New York, New York, for the Charging
Party.
the judge warned the parties that the credibility of witnesses who were
present during the testimony of other witnesses would be subject to
attack. We find that the judge fairly applied the sequestration order to
all parties to this proceeding, and we affirm her application of it.
3 In adopting the judge’s finding that the Meadows Complex re-
mained an appropriate unit for bargaining after the Respondent North
Hills acquired the Meadows Complex contract in August 2002, we also
rely on uncontradicted evidence that the Meadows Complex building
supervisors retained at least limited local autonomy. North Hills’ Vice-
President Pellegrino’s testimony confirmed that the building supervi-
sors oversaw the work of the night cleaning staff, released employees if
they needed to leave work, trained employees on the use of equipment,
and recommended disciplinary measures to Pellegrino. This evidence
of continued local autonomy further supports the continued appropri-
ateness of the Meadows Complex as a single-facility unit. See Esco,
Inc., 298 NLRB 837, 838 (1990) (basing appropriateness of single-
facility unit in part on a finding of “limited local autonomy” stemming
from the employer’s reliance on leadmen to oversee operations). For
this reason, Trane, 339 NLRB 866 (2003); Waste Management North-
west, 331 NLRB 309 (2000); and P.S. Elliot Services, 300 NLRB 1161
(1990), cited by North Hills, are distinguishable. In both Trane and
Waste Management Northwest, the Board relied on the fact that the
single facility had no local supervision, and in turn, no level of local
autonomy. Here, the Meadows Complex had two on-site supervisors
invested with at least limited local autonomy to oversee the day-to-day
operations of the facility. In P.S. Elliott, the Board relied on the fact
that all the employer’s employees were under the common supervision
of five area supervisors. Here, while the Meadows Complex was effec-
tively under the direct supervision of Pellegrino for the opening months
of the Employer’s operation, its other sites were often under the imme-
diate supervision of a project supervisor, who in turn reported to either
Pellegrino or another operations supervisor.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
438
DECISION
STATEMENT OF THE CASE
MARGARET M. KERN, Administrative Law Judge. This case
was tried before me in Newark, New Jersey on April 8 and 9,
and May 5 and 6, 2003. An amended consolidated complaint
issued on March 14, 2003, based upon unfair labor practice
charges and amended charges filed by Services Employees
International Union, Local 32B-32J, AFL–CIO (Charging Party
or Local 32B-32J) on September 27, 2002, November 18, 2002,
and January 23, 2003, against North Hills Office Services
(North Hills or Respondent) and National Organization of In-
dustrial Trade Unions (NOITU or Respondent).
It is alleged that since August 31, 2002, North Hills has been
a successor employer to Harvard Maintenance, Inc. (Harvard)
at an office complex located at 201-301 Route 17 North, Ruth-
erford, New Jersey (201/301), and that it has unlawfully refused
to recognize and bargain with Local 32B-32J as the representa-
tive of the building service employees employed at that loca-
tion. It is further alleged that North Hills rendered unlawful
assistance to NOITU, and unlawfully recognized NOITU as the
collective bargaining representative of those same employees.
Respondents defend these allegations on the grounds that North
Hills is not a successor employer to Harvard, and that the build-
ing service employees at 201/301 were appropriately accreted
to a preexisting bargaining unit between North Hills and
NOITU.
FINDINGS OF FACT
I. JURISDICTION
North Hills is a corporation with a main office located in
Woodbury, New York. It is engaged in the provision of com-
mercial building cleaning services in the New York/New Jersey
metropolitan area, including the two office buildings located at
201/301. Respondents admit, and I find, North Hills is an em-
ployer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
II. LABOR ORGANIZATION STATUS
Respondents admit, and I find, that Local 32B-32J and
NOITU are each labor organizations within the meaning of
Section 2(5) of the Act.
III. ALLEGED UNFAIR LABOR PRACTICES
A. Collective-bargaining relationship between Local 32B-32J
and Harvard
1. Multistate agreement
Harvard is a cleaning contractor that operates in the New
York/New Jersey metropolitan area. It employs approximately
1,500 building service employees within the City of New York.
In addition, Harvard employs building service employees at 22
locations in the State of New Jersey. Prior to 1996, Harvard
was a member of the Contractors Association of New York
City, an organization that negotiated collective-bargaining
agreements with Local 32B-32J. Since the dissolution of that
organization, Harvard has negotiated individually with Local
32B-32J. Harvard was signatory to the 1999 Independent Con-
tractors Agreement (1999 ICA), which was effective by its
terms from January 1, 1999 to December 31, 2001.1 That
agreement contained the following relevant provisions:
Article I, Section 2: This Agreement shall apply to all service
employees employed in any facility, including residential
buildings, in the City of New York, Nassau and Suffolk coun-
ties, and New Jersey . . .
The Employer shall be bound by each of the following
agreements in the event the Employer performs work covered
by those agreements:
. . . d) The 1999 Independent Contractors Agreement covering
New Jersey . . .
Article II, Section 1: The Union is recognized as the exclusive
collective bargaining representative of all classifications of
service employees within the bargaining unit as defined in Ar-
ticle I, Section 2, above.
Harvard is presently signatory to the 2002 Independent Con-
tractors Agreement (2002 ICA), the successor agreement to the
1999 ICA. The agreement is effective by its terms from January
1, 2001 to December 31, 2004. In the 2002 ICA, the following
relevant provisions appear:
Article I, Section 2: This Agreement shall apply to all service
employees employed in any facility, including residential
buildings, in the City of New York, Nassau, Suffolk, West-
chester, Putnam, Dutchess, Rockland, Orange and Sullivan
counties, New Jersey (north of Rote 195) and Connecticut . . .
The Employer shall be bound by each of the following
agreements in the event the Employer performs work within
the geographical areas subject to those agreements:
. . . c) The 2001 Independent Contractors Agreement covering
New Jersey.
Article II, Section 1: The Union is recognized as the exclusive
collective bargaining representative of all classifications of
service employees as defined in Article I, Section 2, above.
The lowest hourly wage rate for building service employees
in the 1999 ICA was in excess of $15 per hour, and in the 2002
ICA, the lowest hourly wage rate is in excess of $17.2
2. Regional agreement
In addition to the ICA, Harvard has been signatory to re-
gional agreements with Local 32B-32J, including the 1999 New
Jersey Independent Contractors’ Agreement (1999 NJCA).3
The 1999 NJCA, by its terms, was coterminous with the 1999
ICA. According to Larry Englestein, General Counsel of Local
1 This agreement was not offered into evidence by the Charging
Party until after the close of the hearing, and Respondent North Hills
objects to its introduction. This agreement was produced pursuant to
subpoena at the hearing, a copy was provided to all parties, and it was
the subject of testimony. Moreover, I indicated to the parties at the
hearing that the document was relevant. I therefore overrule the objec-
tion, and receive the document into evidence as C.P. Exh. 5.
2 The terms of the 1999 ICA and the 2002 ICA cover guards as well
as cleaners. The hourly wage rate for guards is slightly lower than the
wage rate for cleaners. There are no guards employed at 201/301.
3 This is the same agreement referenced in art. I, sec. 2 of the 1999
ICA. The 1999 NJCA was not introduced into evidence and is not part
of this record.
NORTH HILLS OFFICE SERVICES
439
32B-32J, in May 2001, Local 32B-32J negotiated what he de-
scribed as a novation or mid-term modification of the 1999
NJCA.4 The new agreement, the 2001 New Jersey Contractors’
Agreement (2001 NJCA), was intended to transition from a
situation where every building in New Jersey was subject to
different economic terms to the situation were economic terms
were uniform across geographic zones in New Jersey. The 2001
NJCA was signed by Stanley Doobin, Harvard’s owner, on
June 21, 2001. Michael Fishman, president of Local 32B-32J,
signed the 2001 NJCA with Harvard on November 14, 2001.
By its terms, the 2001 NJCA is effective from the date of its
execution until December 31, 2004. The first page of the
agreement (herein referred to as the preamble), states as fol-
lows:
A. The Employer agrees to be bound by the Independent Con-
tractors Agreement (ICA), attached hereto as Exhibit A,5 and
its successor agreement. If the Employer has not already done
so, it shall execute the ICA.
B. Notwithstanding anything to the contrary in the ICA, the
2001 New Jersey Contractors Agreement, attached hereto as
Exhibit B, shall apply within the Union’s jurisdiction in New
Jersey (the State of New Jersey from Route 195 North) in-
stead of the 1999 New Jersey Independent Contractors
Agreement.
C. Until the implementation date in any Zone (or part
thereof), as defined in the 2001 New Jersey Contractors
Agreement, only article I of that Agreement shall apply . . .
Article 1 of the 2001 NJCA provides:
1.1 This Agreement shall apply to all service employ-
ees (subject to the Union’s agreement with Local 68 of the
International Union of Operating Engineers) employed in
any facility, over 100,00 square feet (and in residential
buildings) in the State of New Jersey from Route 195
North, except that economic terms and conditions for resi-
dential buildings, hospitals, department stores, schools,
charitable, educational and religious institutions, race
tracks, nursing homes, theaters, hotels, shopping malls,
golf courses, bowling alleys and industrial facilities shall
be set forth in riders negotiated for each location covered
by this Agreement.
1.2 The Union is recognized as the exclusive collective
bargaining representative for all classifications of service
employees within the bargaining unit defined above.
The 2001 NJCA also contains a series of economic riders.
The Zone 2 rider provides in relevant part:
The following terms and conditions shall apply to all Class A
or B commercial office buildings in Essex County (excluding
the City of Newark), Hudson County (excluding locations in
Zone 1), Bergen, Union, Middlesex and Morris Counties,
4 Respondent North Hills’ motion to strike Englestein testimony,
made in its brief, is denied.
5 At of the time Harvard signed the 2001 NJCA, Exhibit A was the
1999 ICA. It was replaced by the 2002 ICA when that agreement was
negotiated to succeed the 1999 ICA.
when the terms are triggered in that county, or portion thereof
(the implementation date). The terms are triggered in a county
. . . when the Union demonstrates that 55% of the Class A and
B commercial office buildings 100,000 square feet or over in
that county...are cleaned by employers bound by the [ICA] . . .
Wages: 1.1. The minimum wage rate for cleaners shall be $7.
All incumbent full time employees shall receive the minimum
rate or an increase of 50 cents per hour, whichever is greater,
on the implementation date. All incumbent part time employ-
ees shall receive the minimum rate or an increase of $1 per
hour, whichever is greater, on the implementation date . . .
3. Single site recognition agreement
On March 9, 2001, Harvard entered into a cleaning services
contract with Linque Management Company, Inc., the manag-
ing agent for 201/301. In September and November 2001, Lo-
cal 32B-32J organizers went to 201/301 and solicited employ-
ees to sign authorization cards. On November 13, 2001, Doobin
signed a recognition agreement with Local 32B-32J, and
Fishman signed the agreement on November 15, 2001. The
agreement provided as follows:
The employer Harvard Maintenance recognizes [Local 32B-
32J] as the sole and exclusive bargaining representative for the
employees in the unit described below based on signed and
dated authorization cards presented by the union demonstrating
a majority of the employer’s employees at the location listed
below have selected the union as their collective bargaining
representative and pursuant to the Independent Contractors
Agreement:
All full-time and part-time employees employed at 201/301
Route 17, Rutherford, as building service employees, exclud-
ing guards and supervisors as defined in the National Labor
Relations Act.
B. Harvard’s Operation at the 201/301 Office Complex
Harvard performed cleaning services at 201/301 from March
9, 2001 to August 30, 2002, and employed six full-time em-
ployees and 21 part-time employees. The full-time employees
were porters and matrons who worked days, and the part-time
employees were cleaners who worked from 6 to 10 p.m. A part-
time evening supervisor was assigned to work in each of the
two buildings to supervise the cleaners. Carlos Rodriguez was
the building supervisor for 201, and Cesar Ramales was the
building supervisor for 301. The building supervisors possessed
the keys to open the doors, distributed cleaning supplies to the
employees, inspected the work of employees, and performed
cleaning work themselves. The building supervisors reported to
a senior supervisor, Athel Still, who worked onsite. Still made
all work assignments and had the authority to discharge em-
ployees. Harvard provided all of the equipment (vacuums,
mops, pails, trash cans, floor waxing, and polishing machines)
and supplies (hand towels, toilet paper, plastic bags, cleaning
solutions, polishes) used by the employees.
Thomas Smiley is Harvard’s vice-president for New Jersey
operations and his office is in Summit, New Jersey. Smiley
testified that Harvard’s 22 sites in New Jersey are located in
areas of Edison, Bergen, and Orange. He further testified that
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
440
the 201/301 site is not in close geographic proximity to the
other sites.
During the period that Harvard operated at 201/301, it main-
tained three levels of supervision above the onsite supervisors.
A field supervisor worked in the evenings and traveled from
site to site providing operational support. She dealt with the site
supervisors, performed inspections, and made sure supplies
were sufficient. The field supervisor reported to the operations
manager, who visited all 22 sites on a regular basis. Together,
the field supervisor and the operations manager were responsi-
ble for hiring. The operations manager reported to Smiley, who
also visited the New Jersey sites on a regular basis.
There was limited interchange of employees among the New
Jersey sites. One employee traveled among the sites and his job
was to shampoo carpets, and to strip and wax floors. According
to Smiley, during the period that Harvard operated at 201/301,
this employee did not have occasion to work there because the
building supervisors at 201/301 organized their own crews to
perform that work. Smiley could not recall an instance of an
employee being transferred from one New Jersey site to another
site, and there was no interchange of employees between New
Jersey and New York.
Each week, employees’ hours were reported to Smiley from
each of the 22 New Jersey sites. He reviewed the information, it
was entered into the company’s computer system, and then
forwarded to company headquarters in New York. Payroll and
benefits were centrally administered by Sonya Sumereba, Vice
President of Administration. Smiley maintained in his New
Jersey office all job applications and I-9 forms for New Jersey
job applicants, and forwarded copies to administration.
Of the 22 Harvard sites in New Jersey, Local 32B-32J repre-
sented only those employees employed at 201/301. As indi-
cated previously, Local 32B-32J was not recognized by Har-
vard to represent those employees until November 2001, and
the Local 32B-32J wage rates were not implemented until
January 1, 2002. The 201/301 building supervisors were paid
$8 per hour, and the evening workers received $7 per hour. The
full-time day workers earned between $9 and $10 per hour.
Ramales testified that his benefits included one week of paid
vacation, paid sick days, a personal day, and eight paid holi-
days.
C. North Hills’ Operation
As of August 31, 2002, North Hills employed approximately
366 cleaning service employees at 59 locations: 58 on Long
Island (Nassau and Suffolk Counties) and 201/301.6
To the
east, these sites extended to Hauppauge, Long Island, which is
20 miles from North Hills’ headquarters in Woodbury. To the
west, the sites extended to the 201/301 site in New Jersey. It is
not clear how many miles the 201/301 office complex is from
Woodbury, although in terms of relative distances, there was
testimony that it is a 20-minute drive, without traffic, from
6 Respondent had a contract to perform cleaning services at a 60th
location in Douglaston, Queens, but this work was subcontracted to
another firm and Respondent had no employees at that location. The
Douglaston, Queens location is discussed in further detail below. In
March 2003, North Hills acquired a 61st location, in Florham Park,
New Jersey.
Woodbury to Hauppauge, and a 45-minute drive from Wood-
bury to the 201/301 office complex.
Paul Kaplan has been Respondent’s president and owner for
the past 32 years. Reporting to Kaplan is Thomas Pellegrino,
vice-president of operations, who oversees the day-to-day op-
erations of all of North Hills’ sites.7 Eddie Matos, the opera-
tions manager reports to Pellegrino, and five operations super-
visors report to Matos. Pellegrino, Matos, and the operations
supervisors work out of the Woodbury headquarters, and all
visit the sites on a regular basis. Pellegrino, Matos, and one of
the operations supervisors interview and hire all employees. All
supplies are centrally ordered out of Woodbury and are either
stocked in a warehouse in Woodbury, or drop shipped directly
to worksites. Supplies that are kept in the warehouse are deliv-
ered to the worksites by warehouse employees using company
vans. The warehouse manager, Juan Rivera, also goes to job-
sites, on an as-needed basis, to fill in for an absent employee, or
to perform services on an emergency basis.
North Hills employs full-time porters who work in the day-
time, and part-time cleaners who work in the evenings. In addi-
tion, there are five floating employees who report each evening
to Woodbury. They are dispatched by Matos to various sites to
fill in for absent employees, to deliver supplies, to clean car-
pets, or to polish floors. The floating employees travel to the
worksites in company vans and if necessary, they transport the
equipment they use, such as floor scrubbers and polishers.
There is a site supervisor at each North Hills’ location. The
site supervisors work part-time in the evenings. If the supervi-
sor is absent, one of the managers from Woodbury fills in. If
there is a problem with an employee, the site supervisor reports
the matter to Pellegrino. It is Pellegrino’s decision whether the
employee is disciplined or terminated, and the site supervisor
carries out Pellegrino’s instructions. Site supervisors are re-
sponsible for calculating employees’ work hours and for for-
warding that information to the payroll department in Wood-
bury. They instruct employees’ in their duties and ensure the
work is done properly. North Hills provides all of the equip-
ment and cleaning supplies used by employees.
Pellegrino testified that seniority is credited on an employer-
wide basis. In the event of a layoff at a particular worksite, the
junior employee at the site is laid off but is eligible to bump a
less senior employee at a different location if they so choose.
Pellegrino testified that there have been occasions when em-
ployees have requested a permanent transfer, and he has tried to
accommodate such requests. Employees who are transferred
retain their seniority, wages and benefits.
Employees are temporarily reassigned to different worksites
for reasons of absenteeism and/or workload. Mindy Levy,
North Hills’ comptroller, testified that these types of transfers
occur on a company-wide basis approximately 30 times each
week.
Payroll checks are centrally generated out of Woodbury and
either mailed or delivered to each site. Levy administers pay-
roll, benefits, and all human resource matters from her office in
Woodbury. She coordinates employee vacation schedules, pro-
7 Kaplan and Pellegrino are admitted agents and supervisors of Re-
spondent North Hills.
NORTH HILLS OFFICE SERVICES
441
vides letters of reference and employment verification state-
ments, and handles all filings for disability benefits and
Worker’s Compensation. She maintains job applications and all
employee personnel files.
D. North Hills’ collective-bargaining relationship with NOITU
NOITU has represented all of North Hills’ employees in a
companywide unit since 1974. The October 18, 2000 to No-
vember 23, 2003 agreement, in evidence in this case, provided
in relevant part:
Section 1, Recognition: The Employer recognizes and ac-
knowledges the Union as the sole and exclusive bargaining
agency for all of its full-time and regularly scheduled part-
time employees excluding office clerical, supervisory, fore-
men, guards, and watchmen.
Section 3, paragraph 5: It is understood that any jobs hereinaf-
ter acquired by the Employer, or any subsidiary of the Em-
ployer, or by any corporation controlled by the Employer,
shall be deemed an expansion of the Employer’s establish-
ment and business and an accretion to the bargaining unit
herein above described, and such new job shall be deemed to
be automatically covered by the provisions of this Agreement
. . . The Employer shall give the Union written notice of said
jobs prior to their commencement.
The only historical exception to the company-wide NOITU
unit was the Douglaston, Queens location. That location is
owned by a company called Leviton Manufacturing. According
to Kaplan, when North Hills obtained the cleaning contract
from Leviton in 1988, Leviton insisted that North Hills’ em-
ployees be represented by Local 32B-32J. North Hills negoti-
ated a single-site agreement with Local 32B-32J covering that
single location, and the agreement was in effect from 1988 to
1994. In 1994, North Hills decided to subcontract the work at
Leviton to Paris Maintenance, a Local 32B-32J contractor. The
subcontracting arrangement with Paris Maintenance has con-
tinued uninterrupted since that time.
Kaplan testified that 8 years ago, North Hills acquired a
cleaning contract in Melville, Long Island where employees
had been represented by Local 32B-32J while working for the
predecessor employer. When North Hills took over the site, the
employees became part of the company-wide NOITU unit.
Pellegrino testified that he sets the wage rates for employees
at every site. The NOITU agreement sets a minimum wage of
$5.75 per hour, and Pellegrino is free to set wage rates provided
the rate does not fall below the minimum. He also retains the
authority, under the NOITU agreement, to give merit wage
increases. It is not uncommon for North Hills’ employees
working at the same jobsite to have different wage rates, nor is
it uncommon for a new hire to have a higher wage rate than an
existing employee. As of August 31, the wages of cleaning
service workers at all of North Hills’ locations ranged from $6
to $10.90 per hour. The wages for lead persons ranged from
$7.25 to $10 per hour.
The NOITU agreement contains a union security clause and
provides for dues checkoff.
E. North Hills’ Acquisition of the Cleaning Contract at the
201/301 Office Complex
In the summer of 2002, Linque entered into negotiations
with North Hills to replace Harvard as the cleaning contractor
at 201/301. Linque requested that the Local 32B-32J wage rates
be maintained, and that there be no interruption in medical
coverage for the full-time employees. Kaplan agreed to these
terms and North Hills was awarded the contract effective Sep-
tember 1, 2002.8 North Hills did not commit to pay the wage
increases under the Local 32B-32J agreements, nor did it com-
mit to maintain any other benefits.
North Hills placed want ads in local newspapers to solicit job
applicants. Pellegrino also visited the office complex on Satur-
day, August 17 and Saturday, August 24, 2002 and distributed
job applications to Harvard’s employees working at the site. He
testified that he told the night cleaners they would be hired at
the same rate of pay, but he made no mention of other benefits
during the interviewing process. He did tell the day porters that
North Hills had a medical benefits package. Pellegrino testified
that at no time during the interviewing process did any Harvard
employee inquire about what union would represent them, and
he denied telling any of the Harvard employees if they came to
work for North Hills they would be covered by the NOITU
collective-bargaining agreement.
Ramales testified that on August 17, he completed the North
Hills’ employment application and gave it to Pellegrino. Pelle-
grino then spoke with the aid of a Spanish translator to a group
of about nine Harvard employees. Pellegrino asked each em-
ployee what floor he or she worked on. Ramales said he was a
supervisor and asked if he would remain a supervisor. Pelle-
grino said he would. According to Ramales, Pellegrino told the
employees they would be paid the same wage rate they were
currently earning, and that they would have the same benefits.
On direct examination, Ramales testified that Pellegrino said he
was going to bring in his own union and that “if we were not to
continue with the union that he was going to bring in, that there
would not [be] any work then.” On cross examination, Ramales
changed his testimony and said Pellegrino did not say anything
about losing work. On redirect examination, Ramales reverted
to his previous testimony and said that Pellegrino told employ-
ees, “Those that didn’t like the new union, there wasn’t going
to be any work.”
By letter dated August 19, 2002, Murray Portnoy, North
Hills’ labor representative, wrote to Michael Fishman, president
of Local 32B-32J, and advised him that effective September 1,
2002, North Hills would be taking over the cleaning and main-
tenance services at the 201/301 site. Portnoy continued:
We anticipate offering a job to all the current/active employ-
ees working at the Meadows Office Complex. They will be
covered pursuant to our agreement with NOITU. . . We are
going to red-circle their current hourly rate and for all other
matters they will be covered under the terms and conditions of
our agreement with NOITU.
On August 21, 2001, Kevin Brown, an organizer for Local
32B-32J, wrote to Kaplan and advised him that he was making
8 The parties stipulated, however, the North Hills’ first work shift at
201/301 was on August 31, 2002.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
442
formal application for the employees at 201/301 to be hired by
North Hills.
On August 24, 2003, Ignacio Velez, an organizer for Local
32B-32J, went to 201/301 wearing a concealed tape recorder.
He entered the cafeteria where Pellegrino was meeting with and
interviewing the Harvard employees. Velez did not identify
himself at first, and asked Pellegrino for an application. Pelle-
grino asked Velez what position he was interested in and they
discussed the availability of day versus evening work. Accord-
ing to Velez, he asked Pellegrino if North Hills was union and
Pellegrino responded, “right now its NOITU.” Velez said he
was familiar working with unions and Pellegrino supposedly
asked, “what union, Local 32B-32J?” Velez said no, he was
familiar with Local 68. Pellegrino told Velez to fill out the
application and they would talk during the interview. Some
time thereafter, Velez started to walk out of the cafeteria and
Pellegrino approached him and asked him for the application
back. Velez asked Pellegrino if he knew about Local 32B-32J.
Pellegrino said he knew that Local 32B-32J represented em-
ployees in some buildings in the area. Velez asked if Pellegrino
knew that Local 32B-32J represented the employees at
201/301. Pellegrino at first said no, and when Velez asked
again, Pellegrino said yes, he did know that. Pellegrino asked
Velez if he was with Local 32B-32J and Velez acknowledged
he was a delegate. Pellegrino asked to see some identification
and Velez showed him a photo ID and his union medical insur-
ance card. According to Velez, Pellegrino then pulled out his
own union identification card. Velez asked him, “so you work
for NOITU?” and Pellegrino said yes. Pellegrino again asked
Velez for the employment application back, but Velez refused
and left. On cross examination, Velez was asked if Pellegrino
spoke to employees about Local 32B-32J, and Velez testified
that Pellegrino did not. He was asked if he heard Pellegrino
talking about NOITU to employees, and Velez said he could
not recall.
On Saturday, August 31, North Hills delivered equipment
and cleaning supplies to the 201/301 site. Pellegrino told Rama-
les that he should leave the employees in the same work as-
signments as they had when they worked for Harvard.
Ramales testified that on Thursday, September 5, 2002, at
5:45 p.m. he was told by Pellegrino to call all of the employees
to a meeting in the lobby of the 301 building. At the meeting,
Pellegrino introduced several individuals as representatives
from NOITU. In Pellegrino’s presence, the NOITU representa-
tives handed out authorization cards which the employees
signed. It was not until the meeting was over, at 6:30 p.m., that
the employees signed in to begin their shifts. They were not
paid for the time they spent at the meeting. An examination of
NOITU’s records reveals that North Hills began deducting dues
from employees’ paychecks, and remitting those dues to
NOITU, on September 18, 2002.
Ramales testified that the manner in which he performed his
job did not change from the time he worked for Harvard to the
time he worked for North Hills. His hours remained the same,
he received the same rate of pay and the same number of paid
holidays.9 He cleaned the same areas, using the same type of
equipment, and inspected the work of the same employees.
There was, however, a change in the supervisory structure.
Athel Still, the senior supervisor, was not retained by North
Hills and that level of onsite supervision was eliminated. In
September 2002, Pellegrino was present at the site three times
per week, sometimes for up to 16 hours at a time. On August
31, Pellegrino told Ramales Ramales would remain the building
supervisor for 301, and he told Ramales to leave employees in
the same work assignments they had when they worked for
Harvard. Pellegrino testified that the building supervisors also
made work assignments.
Following the takeover of the 201/301 site by North Hills,
the full-time employees were paid for 2 months of COBRA
coverage so they could continue receiving benefits under the
Local 32B-32J health plan. After 2 months, they became eligi-
ble for the NOITU health plan.
The first time there was an interchange of employees involv-
ing 201/301 was in mid-November 2002, and since that time
interchange has occurred with varying frequency. The senior
supervisor position that had been eliminated when North Hills
first took over was reinstated a month before the hearing.
Payroll records for the period ending September 3, 2002,
show that 23 of the 27 employees employed by North Hills at
201/301 had previously been employed at that location by Har-
vard.
F. Local 32B-32J’s Demand for Recognition
By letter dated September 18, 2002, Brown wrote to Kaplan
and stated that as the successor employer to Harvard, North
Hills had a duty to recognize and bargain with Local 32B-32J
under applicable successorship law, and that Brown was mak-
ing a demand for bargaining.
By letter dated September 19, 2002, Portnoy wrote to Brown
reminding him that he represented North Hills and that if
Brown wished to schedule a meeting, he should contact Port-
noy’s office and set up a mutual time and place to meet. Port-
noy added, “I will be glad to listen to whatever you have to
say.”
On September 20, 2002, Englestein called Portnoy and asked
him if North Hills was going to recognize Local 32B-32J at the
201/301 site. Portnoy responded that North Hills’ viewed the
location as an accretion to the existing bargaining unit covered
by the NOITU agreement, and North Hills would not recognize
Local 32B-32J. Englestein sent a letter to Portnoy on Septem-
ber 24, 2002 confirming their conversation.
IV. ANALYSIS
A. The accretion issue
An accretion is the incorporation of employees into an al-
ready existing larger unit when such a community of interest
exists among the entire group that the additional employees
have little or no separate group identity. Thus, they are properly
governed by the larger group’s choice of bargaining representa-
9 Ramales was terminated in late September 2002 by North Hills be-
cause of employee complaints about him. The basis for his belief that
he received the same number of paid holidays is therefore not clear.
NORTH HILLS OFFICE SERVICES
443
tive. NLRB v. Security-Columbian Banknote Co., 541 F.2d 135,
140 (3d Cir. 1976); Giant Eagle Markets Co., 308 NLRB 206
(1992); Safeway Stores, 256 NLRB 918 (1981). The Board has
followed a restrictive policy in finding accretions because it
forecloses the employees’ basic right to select their bargaining
representative. Towne Ford Sales, 270 NLRB 311 (1984), affd.
sub nom. Machinist District Lodge 190 v. NLRB, 759 F.2d
1477 (9th Cir. 1985). The factors relevant to finding an accre-
tion include the degree of centralization of managerial and ad-
ministrative control, common control over labor relations, col-
lective bargaining history, geographic proximity, integration of
operations, day-to-day supervision, interchange of employees,
and similarity of skills, functions, and working conditions. In
any given case, some factors will militate in favor of accretion,
and some against, and whether or not a particular operation
constitutes an accretion or a separate unit therefore turns on the
facts and circumstances that existed on the date the union de-
manded recognition. Gould, Inc., 263 NLRB 442 (1982). In this
case, Respondent North Hills took over the cleaning operation
at the 201/301 complex on August 31, 2002, and Local 32B-
32J demanded recognition on September 18, 2002. It is there-
fore the facts and circumstances that existed during this 19-day
period that must be considered.
During the relevant period of inquiry, North Hills maintained
centralized managerial and administrative control over all of its
work locations, including the 201/301 site. As vice-president of
operations, Pellegrino oversaw the day-to-day operations at all
59 sites. Pellegrino, the operations manager, and the five opera-
tional supervisors all worked out of the central offices in
Woodbury. Pellegrino was present at the 201/301 site on an
average of two to three times per week during the relevant pe-
riod, for extended periods of time. Equipment and supplies for
all locations were ordered out of the Woodbury office. Payroll,
personnel files, and employee benefits were centrally adminis-
tered by Levy.
North Hills also maintained central control over labor rela-
tions. Since 1974, North Hills’ owner has negotiated a com-
pany-wide agreement with NOITU for all cleaning employees
in its employ, and that agreement was in effect during the rele-
vant period. Levy was the contact person for all inquiries about
wages and benefits under the NOITU agreement. Pellegrino,
the operations manager, and one of the operations supervisors
were responsible for interviewing and hiring all employees at
all locations. Subject to the minimum wage rates contained in
the NOITU agreement, Pellegrino set wage levels for all em-
ployees at all locations.
The 201/301 site is not geographically proximate to North
Hills’ worksites on Long Island. Although no direct evidence
was adduced as to the number of miles that separates 201/301
from North Hills’ other sites, there is evidence that the 201/301
locations is, on a relative basis, twice the distance from the
company’s offices in Woodbury as the furthest location on
Long Island is from the Woodbury offices.
During the relevant period of inquiry, there was no func-
tional integration of operations and no interchange of employ-
ees involving 201/301. None of the five floating employees was
assigned to work at 201/301 and none of the employees at the
201/301 site was assigned to work at a different location. The
equipment used at 201/301 was delivered to that site on August
31 and remained at that site. While temporary transfers of em-
ployees were occurring on a regular basis among the other 58
sites on Long Island, there was no interchange involving the
201/301 site.
When Harvard operated at the 201/301 site, there were two
levels of onsite supervision: a senior supervisor who oversaw
operations in both buildings, and two building supervisors who
reported to the senior supervisor. Upon North Hills’ assumption
of the operation, the senior supervisor position was eliminated
and his duties were largely assumed by Pellegrino. Pellegrino
was at 201/301 for extended periods of time, he retained the
authority to discipline or discharge employees, and he, together
with the building supervisors, determined work assignments.
During the relevant period, the employees at 201/301 had the
same skill level, the same job duties, and worked the same
hours as North Hills’ other employees. They used the same type
of cleaning equipment, and used the same type of cleaning
supplies. Their wages were within the range of wages paid by
North Hills to all of its employees at all of its locations.
With respect to the history of collective bargaining, there is
conflicting evidence as to the scope of the bargaining unit that
covered the 201/301 employees prior to the takeover by Re-
spondent. In 1999, Harvard executed the 1999 ICA, and
thereby agreed to recognize Local 32B-32J as the bargaining
representative for all of its employees, in every facility, located
within the City of New York, Nassau and Suffolk Counties in
New York, and the entire State of New Jersey. The 1999 ICA
was succeeded by the 2002 ICA, which broadened the geo-
graphic boundaries of the bargaining unit even further. In addi-
tion to the locations covered by the 1999 ICA, in 2002, recogni-
tion was extended to include Harvard’s employees employed in
any facility in Westchester, Putnam, Dutchess, Rockland, Or-
ange, and Sullivan counties in New York, and the entire State
of Connecticut. As Brown testified, “it’s one union for three
states.” Thus, for the entire period of time that Harvard oper-
ated at 201/301, March 2001 to August 2002, it was party to a
collective-bargaining agreement that recognized Local 32B-32J
in a company-wide, multi-location unit. Yet, the uncontradicted
testimony of Smiley is that the terms of the ICA agreements
were never applied to any of the 22 Harvard locations in New
Jersey, and his testimony was corroborated by Brown and
Englestein. It was also corroborated by Harvard’s payroll re-
cords that showed that the employees at 201/301 earned be-
tween $7 and $10 per hour, far below the wage rates of $17 per
hour and more set forth in the ICA’s. Further complicating this
picture, in June 2001, Harvard recognized Local 32B-32J as the
collective bargaining representative in a regional unit encom-
passing the area of New Jersey north of I-195. That agreement
specifically provided that even though the economic terms of
the agreement were not applicable until a certain defined set of
triggering criteria existed, the recognition clause was immedi-
ately applicable. Finally, in November 2001, Harvard signed
yet another agreement with Local 32B-32J, this time recogniz-
ing Local 32B-32J in a unit limited to the 201/301 site. Con-
trary to the arguments of counsel for the General Counsel and
the Charging Party, the forgoing does not, in my view, clearly
establish a history of collective bargaining in a single-site unit.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
444
There are several factors that favor a finding of accretion in
this case. During the relevant period, North Hills exercised
centralized managerial and administrative control and common
control over labor relations. To a significant degree, day-to-day
supervision was centrally controlled by Pellegrino and his op-
erations staff. In addition, the employees at 201/301 share the
same skills, job functions, and working conditions as Respon-
dent’s other employees. Militating against a finding of accre-
tion are the facts that 201/301 is twice the distance from Re-
spondent’s central offices than any of its other locations, and
that, during the relevant period, there was no functional integra-
tion of operations and no employee interchange. The evidence
as to whether the history of collective bargaining for these em-
ployees was as a single-site unit, as a regional unit, or as a
companywide, multistate unit, is unclear. This factor, therefore,
does not weigh heavily one way or the other.
This presents a close issue, but on balance, I must conclude
that during the period August 31 to September 18, 2001, the
employees at 201/301 retained a sufficiently separate group
identity to establish an appropriate bargaining unit, and to war-
rant rejection of Respondents’ accretion claim. I do so for the
reason that a single-facility unit is presumptively appropriate
for collective bargaining, unless it has been so effectively
merged into a more comprehensive unit, or is so functionally
integrated, that it has lost its separate identity. Dattco, Inc., 338
NLRB 49, 50 (2002), citing New Britain Transportation Co.,
330 NLRB 397 (1999), and J & L Plate, 310 NLRB 429
(1993). Given the total lack of functional integration and em-
ployee interchange, and the significant distance that separates
the 201/301 site from Respondent’s 58 other sites, on balance, I
must conclude Respondents have not rebutted that well-settled
presumption.
B. The Successorship Issue
In NLRB v. Burns Security Services, 406 U.S. 272 (1972),
the Supreme Court set forth the criteria for determining whether
a new employer is the successor to the prior employing entity.
The approach is primarily factual and is based on the totality of
the circumstances presented by each case. The Court instructed
that the focus should be on whether there is “substantial conti-
nuity” between the enterprises, and whether a majority of the
new employer’s employees had been employed by the prede-
cessor. The Court held that, in these circumstances, when one
employer takes over the union-represented bargaining unit em-
ployees of another employer, it is bound to recognize the union
as the collective bargaining representative of the employees in
the unit.
The Supreme Court revisited the successorship issue in Fall
River Dyeing & Finishing Corp. v. NLRB, 482 U.S. 27 (1987),
where it reiterated the requirement that a “substantial continu-
ity” must exist between the enterprises before warranting a
finding that the new employer is a successor. Among the fac-
tors examined are whether the business of both employers is
essentially the same, whether the employees of the new com-
pany are doing the same jobs in the same working conditions
under the same supervisors, and whether the new entity has the
same production process, produces the same products and basi-
cally has the same body of customers. Id. at 43. The Court
made it quite clear that the substantial continuity analysis in
successor cases is to be taken primarily from the perspective of
the employees, i.e., whether those employees who have been
retained will understandably view their job situations as essen-
tially unaltered. Tree-Free Fiber Co., 328 NLRB 389 (1999).
Although each factor must be analyzed separately, they must
not be viewed in isolation and, ultimately, it is the totality of
the circumstances that is determinative. The Bronx Health Plan,
326 NLRB 810 (1998), enfd. 203 F.3d 51 (D.C. Cir. 1999). If it
is determined that the new employer is in fact a successor of the
old employer, and if a majority of the new employer’s employ-
ees were employed by the predecessor, the new employer has
an obligation to bargain with those employees’ collective bar-
gaining representative.
The employees at 201/301 constituted an appropriate unit
following North Hills’ takeover of the cleaning contract on
August 31, 2002, and 23 of the 27 employees employed as of
September 3, 2002, were employed by the predecessor com-
pany, Harvard. From the perspective of these employees, there
was virtually no change in the way they actually performed
their jobs. They performed the same cleaning duties, on the
same floors, for the same occupants, using the same type of
equipment and cleaning supplies, and at the same wage rate.
Their immediate supervisors remained the same and there was
no hiatus in their employment. The totality of circumstances
persuade me that North Hills’ operation at 201/301 was sub-
stantially similar to Harvard’s operation, and that from the
point of view of the unit employees, there was substantial con-
tinuity in the employing entity. I therefore find North Hills was
and is the successor employer to Harvard at the 201/301 loca-
tion. I further find that a majority of employees in the unit had
previously been employed by Harvard, and that at all times
since August 31, 2002, Local 32B-32J has been the exclusive
bargaining representative of those employees. By refusing to
recognize Local 32B-32J on September 20, 2002, North Hills
violated Section 8(a)(1) and (5) of the Act.
C. Unlawful Assistance
Ramales gave conflicting accounts of his conversation with
Pellegrino on August 17, 2002. On direct examination, Ramales
testified Pellegrino told employees if they did not support
NOITU as their representative there would be no work for
them. On cross examination, however, he testified that Pelle-
grino never made any reference to losing work. On redirect
examination, he returned to his first version and said Pellegrino
did threaten employees with loss of work if they did not “like”
NOITU. Pellegrino, on the other hand, testified that on the two
Saturdays in August that he interviewed employees, he did not
discuss NOITU with them.
Pellegrino was a generally credible witness. Ramales, on the
other hand, was clearly confused in his recollection of what
Pellegrino told employees on August 17, 2002. Moreover, Ra-
males was terminated by Pellegrino 1 month after North Hills
took over at 201/301, and he acknowledged during his testi-
mony that he was angry about his termination. Given these
circumstances, I find the credible evidence is insufficient to
establish that Pellegrino threatened employees with loss of
work if they did not select NOITU as their bargaining represen-
NORTH HILLS OFFICE SERVICES
445
tative. Nor do I find that he conveyed to employees that their
continued employment was conditioned upon their acceptance
of NOITU as their representative. I therefore recommend dis-
missal of paragraph 20 of the complaint.
Ramales’ uncontradicted testimony establishes that on Sep-
tember 5, 2002, Pellegrino called employees to a meeting in the
lobby of the 301 building, and at that meeting, Pellegrino intro-
duced NOITU representatives. Pellegrino remained while the
representatives distributed authorization cards and solicited
employees’ signatures. Ramales testimony is corroborated by
the signed authorization cards received in evidence. I therefore
find the evidence is sufficient to establish that Pellegrino’s
conduct on September 5, 2002 constituted unlawful assistance
to NOITU in violation of Section 8(a)(1) and (2) of the Act.
Famous Castings Corp., 301 NLRB 404, 407 (1991). The cor-
ollary of this finding is the unlawful assistance received by
NOITU. By soliciting employees to sign authorization cards
while at North Hills’ worksite, and in the presence of North
Hills’ vice president, Respondent NOITU received unlawful
assistance in violation of Section 8(b)(1)(A). I decline, how-
ever, to find any violation based upon the fact that employees
were paid for their time spent meeting with NOITU representa-
tives. Ramales testified that the employees were not paid for
their time and did not sign in until after the meeting was over. I
therefore recommend dismissal of paragraph 19(c) of the com-
plaint.
Immediately upon its takeover of the 201/301 site, North
Hills recognized NOITU as the representative of the unit of
cleaning service employees at 201/301, and applied the terms
of its collective-bargaining agreement with NOITU to those
employees. Beginning September 18, 2002, North Hills began
to deduct dues from employees’ paychecks. At no time did
NOITU represent an uncoerced majority of the employees at
201/301, however, and by engaging in this conduct, North Hills
violated Section 8(a)(1) and (2) of the Act. By accepting recog-
nition for the employees at 201/301, and by enforcing its col-
lective-bargaining agreement with respect to those employees,
Respondent NOITU violated Section 8(b)(1)(A) of the Act.
D. Unilateral Change in Working Conditions
On August 19, 2002, North Hills communicated to Local
32B-32J that it would continue to pay employees their current
hourly wage rate upon its takeover of the 201/301 site, but that
all other working conditions would be pursuant to the terms of
the NOITU agreement. The General Counsel argues that North
Hills was not free to set initial terms and conditions of em-
ployment without first bargaining with Local 32B-32J. Specifi-
cally, the General Counsel argues that because Pellegrino
unlawfully conditioned continued employment upon employ-
ees’ rejection of Local 32B-32J in favor of NOITU, North Hills
forfeited its right as a successor employer to set initial terms
and conditions of employment under the principles set forth in
Advanced Stretchforming International, 323 NLRB 529
(1997). Because I find that Pellegrino did not, in fact, make any
such statement to employees, the General Counsel’s allegation
is without merit.
As discussed previously, I found Ramales to be neither
credible nor reliable when he testified that Pellegrino threat-
ened employees with job loss on September 5. The only other
evidence that even suggests that Pellegrino made similar state-
ments was the testimony of Ignacio Velez who testified that on
August 24, while “wired” with a concealed tape recorder, he
was present at a meeting of employees where Pellegrino dis-
tributed job applications and conducted job interviews. Velez
testified that at no time did Pellegrino speak to employees
about Local 32B-32J, and that he “could not recall” if he spoke
to employees about NOITU. The whole point of Velez going to
the meeting was to witness and record any comments Pelle-
grino might make about what union was going to represent the
employees. Velez feigned inability to recall whether Pellegrino
mentioned NOITU, and the fact that no audiotape was intro-
duced in evidence, leads me to credit Pellegrino’s testimony
that he did not discuss NOITU with any employees that day.
Respondent North Hills did not forfeit its right to set initial
terms and conditions of employment for the employees at
201/301. It therefore had no obligation to bargain with Local
32B-32J prior to setting those initial terms. I therefore recom-
mend dismissal of paragraphs 14, 15, and 16 of the complaint.
CONCLUSIONS OF LAW
1. Respondent North Hills is an employer engaged in com-
merce within the meaning of Section 2(2), (6), and (7) of the
Act and has engaged in unfair labor practices affecting com-
merce within the meaning of Section 2(6) and (7) of the Act.
2. Local 32B-32J and NOITU are each a labor organization
within the meaning of Section 2(5) of the Act.
3. On August 31, 2002, Respondent North Hills became a
successor employer of Harvard at 201/301.
4. The following employees constitute a unit appropriate for
the purpose of collective bargaining within the meaning of
Section 9(b) of the Act:
All full time and regular part time building service employees
employed at the Meadows Office Complex located at 201/301
Route 17 North, Rutherford, New Jersey site, but excluding
office clerical employees, managerial employees, guards and
supervisors as defined in the Act.
5. Since August 31, 2002, Local 32B-32J has been the exclu-
sive representative of all employees in the appropriate unit for
purposes of collective bargaining within the meaning of Section
9(a) of the Act.
6. On September 18, 2002, Local 32B-32J made a valid bar-
gaining demand on Respondent North Hills.
7. Since September 20, 2002, Respondent North Hills has
violated Section 8(a)(5) and (1) of the Act by failing and refus-
ing to recognize and bargain with Local 32B-32J.
8. Since August 31, 2002, Respondent North Hills has vio-
lated Section 8(a)(2) and (1) of the Act by extending recogni-
tion to NOITU as the exclusive bargaining representative of the
unit employees, and by applying the terms of its collective-
bargaining agreement with NOITU to the unit employees, at a
time when NOITU did not represent an uncoerced majority of
those employees.
9. On September 5, 2002, Respondent North Hills, by Pelle-
grino, violated Section 8(a)(2) and (1) of the Act by arranging
for and attending a meeting with unit employees during which
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
446
representatives of Respondent NOITU solicited those employ-
ees to sign union authorization cards.
10. Since August 31, 2002, Respondent NOITU has violated
Section 8(b)(1)(A) of the Act by accepting recognition as the
exclusive bargaining representative of the unit employees, and
by enforcing the terms of its collective-bargaining agreement
with Respondent North Hills with respect to the unit employ-
ees, at a time when it did not represent an uncoerced majority
of those employees.
11. On September 5, 2002, Respondent NOITU violated Sec-
tion 8(b)(1)(A) of the Act by participating in a meeting with
unit employees that was arranged by a representative of Re-
spondent North Hills, and by soliciting unit employees to sign
union authorization cards, in the presence of a representative of
Respondent North Hills.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to take certain affirmative action designed to effectu-
ate the policies of the Act.
Respondent North Hills must withdraw and withhold recog-
nition from Respondent NOITU as the representative of the
employees at 201/301, and cease and desist from giving force
or effect to any collective-bargaining agreement covering those
employees, unless and until NOITU is certified by the Board as
the collective bargaining-representative of those employees.
However, nothing herein should be construed to require Re-
spondent North Hills to vary any wage or other substantive
term or condition of employment that has been established in
the performance of the collective-bargaining agreement.
Respondent NOITU must cease and desist from acting as the
bargaining representative of the employees at 201/301, and
from giving force and effect to any collective-bargaining
agreement covering those employees, unless and until it is cer-
tified by the Board as the collective bargaining representative
of those employees.
Respondent North Hills must recognize and, on request, bar-
gain with Local 32B- 32J as the exclusive collective bargaining
representative of the employees at 201/301, and if an agreement
is reached, reduce the agreement to writing.
Respondent North Hills and Respondent NOITU must jointly
and severally reimburse all former and present employees em-
ployed at 201/301 since August 31, 2002, for all initiation fees,
dues, and other moneys that may have been exacted from them
pursuant to the union-security provisions of the Respondents’
collective-bargaining agreement, with interest as provided for
in New Horizons for the Retarded, 283 NLRB 1173 (1987).
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended10
10 If no exceptions are filed as provided by Sec. 102.46 of the
Board’s Rules and Regulations, the findings, conclusions, and recom-
mended Order shall, as provided in Sec. 102.48 of the Rules, be
adopted by the Board and all objections to them shall be deemed
waived for all purposes.
ORDER
A. The Respondent North Hills, Woodbury, New York, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Recognizing and bargaining with Respondent NOITU at
a time when NOITU does not represent an uncoerced majority
of employees employed at 201/301 unless and until NOITU is
certified by the Board as the collective-bargaining representa-
tive of such employees.
(b) Arranging for or attending any meeting of employees
employed at 201/301 at which representatives of Respondent
NOITU solicit employees to sign authorization cards.
(c) Entering into or giving force and effect to a collective-
bargaining agreement with Respondent NOITU covering the
employees at 201/301 unless and until Respondent NOITU is
certified by the Board as the collective bargaining representa-
tive of those employees.
(d) Refusing to recognize and bargain with Local 32B-32J as
the exclusive collective bargaining representative of employees
employed at 201/301.
(e) In any like or related manner interfering with, restraining
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Withhold recognition from Respondent NOITU as the
representative of its employees at 201/301 unless Respondent
NOITU has been certified by the Board as their exclusive col-
lective bargaining representative;
(b) On request, recognize and bargain with Local 32B-32J
as the exclusive representative of the employees in the follow-
ing appropriate unit concerning terms and conditions of em-
ployment and, if an understanding is reached, embody the un-
derstanding in a signed agreement:
All full time and regular part time building service employees
employed at the Meadows Office Complex located at 201/301
Route 17 North, Rutherford, New Jersey site, but excluding
office clerical employees, managerial employees, guards and
supervisors as defined in the Act.
(c) Jointly and severally with Respondent NOITU, reimburse
all former and present employees employed at 201/301 since
August 31, 2002, for all initiation fees, dues, and other moneys
that may have been exacted from them with interest as provided
for in remedy section of this decision.
(d) Within 14 days after service by the Region, post at its
201/301 site in Rutherford, New Jersey copies of the attached
notice marked “Appendix.”11 Copies of the notice, on forms
provided by the Regional Director for Region 22, after being
signed by Respondent North Hills’ authorized representative,
shall be posted by Respondent North Hills immediately upon
receipt and maintained for 60 consecutive days in conspicuous
11 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
NORTH HILLS OFFICE SERVICES
447
places including all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by Respondent
North Hills to ensure that the notices are not altered, defaced, or
covered by any other material. In the event that, during the
pendency of these proceedings, Respondent North Hills has
gone out of business or closed the facility involved in these
proceedings, Respondent North Hills shall duplicate and mail,
at its own expense, a copy of the notice to all current employees
and former employees employed by Respondent North Hills at
that location at any time since August 31, 2002.
(e) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that
Respondent North Hills has taken to comply.
B. Respondent NOITU, Jamaica, New York, its officers,
agents, and representatives, shall
1. Cease and desist from
(a) Acting as the collective-bargaining representative of the
employees at 201/301 unless and until it is certified by the
Board as the collective-bargaining representative of such em-
ployees;
(b) Maintaining or giving any force or effect to any collec-
tive-bargaining agreement between it and Respondent North
Hills regarding the employees at 201/301 unless and until it is
certified by the Board as the collective-bargaining representa-
tive of those employees;
(c) In any like or related manner restraining or coercing em-
ployees in the exercise of the rights guaranteed them by Section
7 of the Act.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Jointly and severally with Respondent North Hills, reim-
burse all former and present employees employed at 201/301
since August 31, 2002, for all initiation fees, dues, and other
moneys that may have been exacted from them with interest as
provided for in remedy section of this decision;
(b) Within 14 days after service by the Region, post at its un-
ion office in Jamaica, New York, copies of the attached notice
marked “Appendix.”12 Copies of the notice, on forms provided
by the Regional Director for Region 22, after being signed by
Respondent NOITU’s authorized representative, shall be posted
by Respondent NOITU immediately upon receipt and main-
tained for 60 consecutive days in conspicuous places including
all places where notices to members are customarily posted.
Reasonable steps shall be taken by Respondent NOITU to en-
sure that the notices are not altered, defaced, or covered by any
other material.
(c) Sign and return to the Regional Director sufficient copies
of the notice for posting by Respondent North Hills, if willing,
at all places where notices to employees are customarily posted.
(d) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
12 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
IT IS FURTHER ORDERED that the complaint is dismissed inso-
far as it alleges violations of the Act not specifically found.
APPENDIX A
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT recognize and bargain with the National Or-
ganization of Industrial Trade Unions (NOITU) as the represen-
tative of our employees at the Meadows Office Complex lo-
cated at 201/301 Route 17 North, Rutherford, New Jersey
(201/301), unless and until NOITU is certified by the Board a
the collective bargaining representative of those employees.
We will not arrange for or attend meetings with you where
representatives of NOITU, or any other union, solicit union
authorization cards from you.
WE WILL NOT enter into or give force and effect to any col-
lective-bargaining agreement with NOITU covering our em-
ployees at 201/301 unless and until NOITU is certified by the
Board as the collective bargaining representative of those em-
ployees.
WE WILL NOT refuse to recognize Local 32B-32J as the ex-
clusive collective bargaining representative of our employees
employed at 201/301.
WE WILL not in any like or related manner interfere with, re-
strain, or coerce you in the exercise of the rights guaranteed
you by Section 7 of the Act.
WE WILL withhold recognition from NOITU as the represen-
tative of our employees at 201/301 unless and until NOITU is
certified by the Board as their exclusive collective-bargaining
representative.
WE WILL, jointly and severally with Respondent NOITU, re-
imburse all former and present employees employed at 201/301
for all initiation fees, dues, and other moneys which may have
been exacted from them, with interest.
WE WILL, on request, recognize and bargain with Local 32B-
32J as the exclusive collective bargaining representative of our
employees in the following appropriate unit concerning wages,
hours, and other terms and conditions of employment and, if an
understanding is reached, embody the understanding in a signed
agreement:
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
448
All full time and regular part time building service employees
employed at the Meadows Office Complex located at 201/301
Route 17 North, Rutherford, New Jersey site, but excluding
office clerical employees, managerial employees, guards and
supervisors as defined in the Act.
NORTH HILLS OFFICE SERVICES
APPENDIX B
NOTICE TO MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
Federal labor law and has ordered us to post and obey this no-
tice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain on your behalf with
your employer
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT act as the collective bargaining representative
of the employees of North Hills Office Services at 201/301
Route 17 North, Rutherford, New Jersey, unless and until we
are certified by the Board as the collective bargaining represen-
tative of those employees.
WE WILL NOT enter into or give force and effect to any col-
lective-bargaining agreement with North Hills Office Services
covering its employees at 201/301 Route 17 North, Rutherford,
New Jersey, unless and until we are certified by the Board as
the collective bargaining representative of those employees.
WE WILL NOT solicit authorization cards from employees
employed by North Hills Office Services in the presence of
representatives of North Hills Office Services.
WE WILL NOT in any like or related manner restrain or coerce
you in the exercise of the rights guaranteed you by Section 7 of
the Act.
WE WILL, jointly and severally with North Hills Office Ser-
vices, reimburse all former and present employees employed at
201/301 Route 17 North, Rutherford, New Jersey for all initia-
tion fees, dues, and other moneys which may have been exacted
from them, with interest.
NATIONAL ORGANIZATION OF INDUSTRIALTRADE UNIONS