123 NLRB 859
Westinghouse Air Brake Co.
WESTINGHOUSE AIR BRAKE COMPANY
859
Westinghouse Air Brake Company, Union Switch & Signal
Division and Westinghouse Air Brake Office and Technical
Union, Petitioner.
Case No. 6-RC-1970.
April 22, 1959
SUPPLEMENTAL DECISION AND CLARIFICATION
OF UNIT
On February 24,1958, following a Decision and Direction of Elec-
tion 1 and an election held pursuant thereto, the Board issued a certi-
fication of representatives in the above-entitled proceeding in which
Westinghouse Air Brake Office and Technical Union was certified as
the exclusive bargaining representative in an appropriate unit of
office and plant clerical employees.
Thereafter, on August 8, 1958, the
Union filed a motion in which it requested the Board to clarify the
unit to determine whether or not leaders should be included.
The
Employer opposed this motion.
On November 17, 1958, the Board
ordered a hearing for the purpose of taking testimony on the super-
visory status of leaders.
Accordingly, a hearing was held before
Hearing Officer H. G. Borchardt on December 8, 9, 15, and 16, 1958.
Thereafter, the Employer filed a brief.
The rulings of the hearing
officer made at the hearing are free from prejudicial error and are
hereby affirmed.
The office and plant clerical unit found appropriate and certified
by the Board contained no express reference to leaders, as no mention
had been made of that classification.
On the day of the election, the
question of the eligibility of leaders to vote was raised.
The matter
was settled temporarily by permitting them to vote subject to chal-
lenge.
Since their ballots were not decisive of the outcome of the
election, they were not counted.
Thereafter, the parties commenced
bargaining negotiations during which the Union sought to include
the leaders in the unit.
The negotiations culminated in the execution
of a contract on July 11, 1958, effective from July 21, 1958, to June 1,
1959, under the terms of which the leaders were specifically excluded.
The Employer contends that the Union is estopped-at least for the
duration of the contract-from asserting that the leaders should be
included in the unit.
The Employer urges that the contract was ar-
rived at by virtue of the Union's offering to waive the inclusion of
leaders in return for certain concessions which were made by the
Employer. The Union contends that it insisted at all times that leaders
were nonsupervisory and should be included and that it signed the
agreement only after it could not obtain a contract which covered
them.
' Westinghouse Air Brake Company, Union Switch d Signal Division, 119 NLRB 1391.
123 NLRB No. 101.
860
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
However, we find no need to resolve this issue in making our deter-
mination herein.
Under a certification, a union acquires certain obli-
gations as well as certain rights. If leaders are nonsupervisory em-
ployees, then the Union not only has the right to represent them but
the corresponding duty to do so which it cannot avoid.
The Union
could not bargain away its obligation to represent all the employees in
the certified unit, either voluntarily or involuntarily.
As we would
give no weight to an agreement to exclude employees covered by the
certification, we need not determine whether the circumstances in
the instant case resulting in the exclusion of leaders constitute an
agreement with the Employer not to represent these employees.2
Ac-
cordingly, we find no merit in the Employer's contention that the
Union is estopped at this time from asserting that leaders should be
included in the bargaining unit.
Superficially, the situation presented in the instant case may appear
similar to that in the rather recent A. 0. Smith case.'
However, we
consider the cases clearly distinguishable.
For in A. 0. Smith the
union, after the Board had found a unit of all office and clerical em-
ployees to be appropriate, stipulated to the exclusion of 18 clericals
from the eligibility list thereby preventing them from voting in the
election, and then entered into 2 subsequent contracts excluding the 18
clericals from coverage in the unit, despite the specific inclusion of
their classification in the unit certified by the Board.
Here, neither the
unit petitioned for and found appropriate by the Board decision nor
the resultant certification included the classification of leader and all
employees in this classification were permitted to vote subject to
challenge.
Moreover, this is not a situation in which the Board will revoke a
certification because a union has failed to afford equal and full repre-
sentation to all employees.
For, unlike the Smith case, where the
Union agreed even before the election and certification to the exclu-
sion of employees whose classification was clearly covered by the unit
finding and subsequent certification, the Union herein has maintained
from the date of the election that leaders are nonsupervisory employees
whom it has sought to represent, while the Employer has taken a
contrary position.
Thus, there is a bona flde dispute between the
parties as to whether leaders are included or excluded from the unit
in which the Union was certified by the Board, which question can best
be resolved by a clarification of the certification.4
Finally, we find
no merit in the Employer's contention that the Union has unduly
delayed in moving to clarify the certification.
The motion was filed
within a month of the signing of the contract.
2 117ilford Auto Sales, Inc., 106 NLRB 1396.
3 A. 0. Smith Corporation, Kankakee Works, 119 NLRB 621.
4 See The Daily Press, Incorporated, 110 NLRB 573, 579.
WESTINGHOUSE AIR BRAKE COMPANY
861
With respect to the merits of the proceeding, the Employer, contrary
to the Union, contends that all 26 leaders in the accounting and
production departments are supervisors and should be excluded from
the office and plant clerical unit.
All 18 leaders in accounting and 8 leaders in the production depart-
ment are classified as Leaders-Class B and all possess and exercise
basically the same authority.
Upon the basis of the evidence adduced at the supplemental hearing,
it appears that leaders have no authority to hire or fire or effectively
to recommend such action.
Their rate range is from $434 to $573
a month, while the highest paid employees working with them earn
$430 to $532 a month. Leaders draw up the initial vacation schedule,
upon ascertaining the desires and seniority of the various employees
in the section.
However, the final determination as to vacations rests
with the supervisor who also takes the measures necessary to maintain
discipline.
Leaders may not sign passout slips but are, of course,
notified when an employee leaves the section or subsection.
They do
recommend to management the need for overtime work and additional
help, although the effectiveness of such recommendation is not clear.
In the accounting department, 5 of the 17 leaders in factory
accounting work alone, 4 lead 1 employee, 4 lead 2 other employees,
and 4 lead 3 employees. The leader in tabulating works with eight
other employees. In the production department, the five leaders in
the order group have two to six employees with whom they work.
The three leaders in planning and scheduling lead four to eight
employees.
If leaders are assumed to be supervisors, there would be
one supervisor for every six employees in the order group and a
supervisor for every nine employees in planning and scheduling.
The ratios would otherwise be 1 to 13 and 1 to 18, respectively.
The
Employer contends that its operations are temporarily depressed
and that, with its normal complement "expected" toward the end of
1.959, each leader will have four to six employees under him.
However,
we find merit in the Union's contention that the Board should not
make a determination on the basis of speculation as to increased
business volume.5
In these circumstances, we find that leaders are not supervisors
as defined in the Act and that they are properly included in the unit.
Accordingly, we shall amend our certification with respect to the
classifications of employees included in the unit by specifically in-
cluding the leaders.
[The Board amended the certification of representatives issued
to the Westinghouse Air Brake Office and Technical Union specifically
to include in the certified unit the leaders.]
5 United States Gypsu m Company, 118 NLRB 20, 26-27.