346 NLRB 465
Northeast Iowa Telephone Co.
NORTHEAST IOWA TELEPHONE CO.
346 NLRB No. 47
465
Northeast Iowa Telephone Co. and Teamsters 421,
affiliated with the International Brotherhood of
Teamsters. Cases 18–CA–17200, 18–CA–17334,
and 18–RC–17190
January 31, 2006
DECISION, ORDER, AND
CERTIFICATION OF REPRESENTATIVE
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND SCHAUMBER
On October 6, 2004, Administrative Law Judge Kelt-
ner W. Locke issued the attached decision. The Respon-
dent filed exceptions and a supporting brief and the Un-
ion filed a brief in opposition to the Respondent’s excep-
tions.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The National Labor Relations Board has considered
the decision and the record in light of the exceptions and
briefs and has decided to adopt the judge’s rulings, find-
ings,1 and conclusions,2 for the reasons set forth below,
and to adopt the recommended Order.
I. BACKGROUND
On October 13, 2003, the Union filed a petition to rep-
resent an employerwide unit of the Respondent’s techni-
cians, office clerical employees, plant manager, and
wireless manager. The Regional Director held a hearing
on October 27 to address unit issues. At the hearing, the
Respondent argued that the plant and wireless managers
(collectively managers) were statutory supervisors.
Based in part on the absence of General Manager Arlan
Quandahl’s testimony, the Regional Director found the
evidence with respect to the managers’ supervisory status
to be inconclusive and allowed both to vote under chal-
lenge. The Respondent filed a request for review renew-
ing its argument that the managers were statutory super-
visors and requesting that the record be reopened to al-
low Quandahl to testify. The Board denied the request
for review. Northeast Iowa Telephone Co., 341 NLRB
1 The Respondent has excepted to some of the judge’s credibility
findings. The Board’s established policy is not to overrule an adminis-
trative law judge’s credibility resolutions unless the clear preponder-
ance of all the relevant evidence convinces us that they are incorrect.
Standard Drywall Products, 91 NLRB 544 (1950), enfd. 188 F.2d 362
(3d Cir. 1951). We have carefully examined the record and find no
basis for reversing his findings.
2 With respect to the unfair labor practice allegations, we agree with
the judge, for the reasons set forth in his decision, that the Respondent
created the impression that its employees’ union activities were under
surveillance in violation of Sec. 8(a)(1).
No party excepted to the judge’s decision to dismiss the remaining
unfair labor practice allegations. Further, the Respondent has not ex-
cepted to the judge’s recommendation to overrule Objections 1 and 3.
670 (2004). The election was held on December 3, 2003.
In the relevant bargaining unit, of the eight eligible vot-
ers, four cast ballots in favor of the Union and two voted
against representation with one challenged nondetermi-
native vote.
After the election, the Respondent filed timely objec-
tions, alleging, among other things, that the managers
were supervisors and that their prounion conduct de-
stroyed laboratory conditions requiring a new election.
The judge recommended overruling the Respondent’s
objection, finding (1) that the managers were not statu-
tory supervisors and (2) that even if they were supervi-
sors, they did not engage in conduct which would com-
promise the laboratory conditions necessary for a free
and fair election. For the reasons set forth below, we
agree that assuming the managers are statutory supervi-
sors, their conduct was not objectionable.3
II. THE MANAGERS’ SUPERVISORY DUTIES AND
PROUNION CONDUCT
Both Plant Manager Dennis Landt and Wireless Man-
ager Thomas Hahn report directly to the Respondent’s
general manager, Arlan Quandahl. Since 2000, Dennis
Landt has held the plant manager position after being
promoted by the Respondent’s board of directors. After
his promotion, Landt was paid on a salary basis and was
no longer eligible for overtime pay. Landt spends ap-
proximately 20 percent of his time on administrative
tasks and 80 percent of his time performing work similar
to that of the technicians, including ensuring that the
technicians perform their installation work properly.
Landt oversees the work of two technicians located at
the Respondent’s Monona facility.4 Landt arrives at the
office half an hour before the technicians in order to re-
view the trouble tickets received overnight. Upon the
technicians’ arrival, Landt discusses the tickets with the
technicians to determine the assignment of tickets. The
assignments are made, at least in part, on the geographic
proximity of the jobs.5
Landt also participates in the technicians’ annual
evaluations. Landt fills out an evaluation form rating
each employee on a 0-100 scale and drafts narrative
3 As noted above, no party has excepted to the judge’s recommenda-
tion to overrule Objections 1 and 3.
4 The other two Monona technicians are overseen by the wireless
manager, Thomas Hahn. Hahn did not testify at the hearing. However,
it is undisputed that Hahn’s supervisory authority is coextensive with
Landt’s. Therefore, the discussion of Landt’s authority applies equally
to Hahn.
5 Throughout the day, trouble tickets are placed on a bulletin board.
An office clerical may try to locate Landt to get a trouble ticket taken
care of right away or a technician might simply take the ticket on his
own initiative and address the problem without being assigned to the
task by Landt.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
466
comments. Landt presents drafts of his evaluations to
Quandahl and includes a recommended wage increase.
After Quandahl has reviewed the evaluation form, Landt
meets with the technician to discuss performance. On
some occasions, Quandahl has required Landt to make
minor changes in the evaluations. For example, Quan-
dahl required Landt to supplement a technician’s evalua-
tion regarding that employees’ deficient participation in
the sales process.6
After Landt made the requested
changes, Quandahl asked him to again revise the evalua-
tion and emphasize the sales-related comments. Addi-
tionally, in at least three instances, Quandahl declined to
follow Landt’s recommendations regarding wage in-
creases. On one occasion, Quandahl awarded the two
technicians whom Landt evaluated a greater wage in-
crease than indicated in Landt’s evaluations. On another
occasion, Quandahl gave one employee a lower wage
increase than Landt recommended based on that em-
ployee’s deficiencies in the sales area. However, Landt
testified that the actual wage increases awarded in all
these instances were based on his evaluations.
The managers also take part in the hiring process. The
only two technicians to be hired during Landt’s tenure as
plant manager were recruited by Landt and hired on the
strength of his recommendations. Landt spoke to both
employees, encouraged them to apply, discussed each
one’s technical abilities and work ethic with Quandahl,
and ultimately recommended that they be hired. Quan-
dahl conducts his own interview of applicants after con-
sulting with Landt about their technical qualifications.
While interviewing job applicants, Quandahl focuses on
personality and whether the applicant is a good fit for the
Company.
Landt also testified that he has the authority to disci-
pline technicians but indicated that he never had to do so.
During the organizing campaign, the managers mani-
fested their support for the Union. The managers at-
tended union meetings held at employees’ homes and
informally spoke at the meetings along with other em-
ployees sitting around the table. The managers also
signed authorization cards while other employees were
present. Landt told the technicians he supervised that “if
they felt that’s what they should do [vote for the Union]
that’s what they should do,” that if the Union won it
could help resolve issues concerning the “fairness of
overtime and comp time,” and that the Union would help
6 Quandahl relies exclusively on Landt’s evaluation of the em-
ployee’s technical skills. Quandahl operates the financial and growth
ends of the business and relies on the managers for the technical as-
pects.
protect against layoffs.7 Although the judge found that
the Respondent did not take a stand against the Union
before the election, the Respondent admits in its excep-
tions that “Quandahl made clear his views on the union
and that it was not necessary.”8
III. ANALYSIS
Respondent’s Objection 2 alleges that the Petitioner’s
use of the managers, who the Respondent argues are
statutory supervisors, “to actively obtain support for Peti-
tioner in the December 3, 2003 election destroyed labora-
tory conditions necessary for a free and fair election.” In
agreeing with the judge that the Respondent’s Objection
2 should be overruled, we find it unnecessary to rely on
his finding that the managers are not statutory supervi-
sors. Instead, assuming arguendo that the managers are
statutory supervisors, we find that their prounion conduct
did not interfere with employee free choice and did not
materially affect the outcome of the election.
In Harborside Healthcare, Inc., 343 NLRB 906, 909
(2004), the Board clarified the standard to be applied in
cases involving objections to an election based on super-
visory prounion conduct. In such cases, the Board exam-
ines two factors. First, the Board examines whether the
supervisor’s prounion conduct reasonably tended to co-
erce or to interfere with employee free choice. To that
end, the Board weighs the nature and degree of supervi-
sory authority possessed by those engaged in the proun-
ion activity and the nature, extent, and context of the
conduct in question. Id. Second, the Board examines
whether the conduct interfered with the employees’ free-
dom of choice to the extent that it materially affected the
outcome of the election. This inquiry requires considera-
tion of the margin of victory, whether the conduct was
widespread or isolated, the timing of the conduct, the
dissemination of the conduct, and the lingering effect of
the conduct. Id. Importantly, the Board noted that evi-
dence of express threats or promises is not required in
order for prounion supervisory conduct to be objection-
able. Id., Glen’s Market, 344 NLRB 294, 295 (2005).
Further, the Board has decided to apply its Harborside
decision retroactively to all pending cases. SNE Enter-
prises, Inc., 344 NLRB 673 (2005).
Initially, based on the limited evidence of supervisory
authority and the nature of the alleged supervisors’ con-
duct, we find that the plant and wireless managers’
prounion conduct did not reasonably tend to coerce or to
interfere with employee free choice. While we assume
7 There is no indication that Hahn spoke with employees regarding
the Union apart from his participation in the meetings also attended by
Landt.
8 We interpret Quandahl’s views as antiunion.
NORTHEAST IOWA TELEPHONE CO.
467
for purposes of our analysis that the plant and wireless
managers are statutory supervisors, we note that they do
not wield the full panoply of supervisory authority. Nei-
ther manager has ever disciplined a technician or been
involved in a technician’s termination or suspension.9
Further, to the extent that either manager is responsible
for scheduling technicians, the scheduling appears to be
of a routine nature. The strongest evidence of supervi-
sory authority is in the areas of effective recommenda-
tion to hire and to grant wage increases pursuant to the
annual evaluation process.
With respect to the managers’ prounion conduct, it is
undisputed that the conduct was limited to attending un-
ion meetings, participating in discussions at those meet-
ings, signing authorization cards in front of employees,
and mentioning some of the issues that a union could
help resolve, such as the fairness of scheduling, over-
time, and layoffs. Such prounion activity markedly dif-
fers from that in Harborside.
In Harborside, 343 NLRB at 909, where the Board
found objectionable supervisory prounion conduct, the
supervisor in question initiated discipline, assigned
schedules, gave principal input on evaluations, directly
suspended employees, and effectively recommended
suspension and termination. At least one employee testi-
fied in Harborside that the supervisor “could write you
up and make you lose your job.” Armed with such broad
authority over the employees’ day-to-day working condi-
tions, the supervisor repeatedly told employees during
the election campaign that they could lose their jobs if
the union lost the election, initiated loud and intimidating
confrontations with employees to cajole them to support
the union, and engaged groups of employees in discus-
sions during which the supervisor made numerous refer-
ences to the lack of job security. The supervisor also told
employees that she was counting on them to vote for the
union. Additionally, the supervisor solicited authoriza-
tion cards from employees, pressured an employee to
wear a union pin, solicited employee signatures on a un-
ion petition, and required at least one employee to attend
union meetings.
Here, conversely, the conduct of the managers does
not approach the extensive and intimidating prounion
conduct engaged in by the high-level supervisor in Har-
9 While there was testimony that the managers have the authority to
discipline employees, there was no evidence that such discipline has
ever occurred or if it were to occur what form and effect it would have.
Chairman Battista does not rely upon the absence of evidence of exer-
cise of authority. In this regard, he notes that Sec. 2(11) speaks of
possession of authority. And, in Chairman Battista’s view, the posses-
sion of supervisory authority, if accompanied by Harborside-type
prounion conduct, can be sufficient to intimidate an employee into
supporting the union.
borside. To the extent that the managers possess super-
visory authority, the employee technicians are affected
by it in two limited circumstances—at their initial hiring
and during the annual evaluation process. Further the
managers’ prounion conduct was limited at best. The
managers attended meetings held in employees’ homes,
spoke at those meetings along with the other attendees,
signed authorization cards in front of other employees,
and mentioned some of the potential issues that a union
could help resolve. The Respondent does not allege that
the managers solicited authorization cards from other
employees. Accordingly, the managers’ prounion con-
duct coupled with their limited supervisory authority did
not reasonably tend to coerce or to interfere with em-
ployee free choice.
Even assuming that the managers’ conduct was objec-
tionable, we find that it did not materially affect the out-
come of the election. While the Union’s two-vote mar-
gin of victory might support such a finding that the man-
agers’ conduct could have materially affected the out-
come of the election, other relevant factors lead us to the
opposite conclusion. First, the managers’ conduct ap-
pears to have been isolated. Concededly, the managers
attended a number of union meetings, engaged in limited
discussions with employees about the campaign, and
signed authorization cards in front of other employees.
However, there is no evidence that the managers signed
their cards in front of employees under their supervision.
The only prounion conduct directed by the managers to
the technicians under their supervision was Plant Man-
ager Landt’s statements (1) that if the employees felt that
they should vote for the Union then they should vote for
the Union and (2) that if the Union won it could help
resolve issues regarding overtime, compensatory time,
and layoffs. The first statement is not itself an endorse-
ment of the Union and the second is merely a statement
of the potential benefits of collective bargaining. Fur-
ther, this is not a case in which employer representatives
were prounion during the organizing campaign such that
the prounion sentiments of a supervisor might be attrib-
uted to the employer and their effect on the election
compounded. Instead, the Respondent admitted that
Quandahl made clear to the employees during the cam-
paign that the Union was not necessary. Accordingly, to
the extent that Landt’s statements could be viewed as
prounion they are less likely to be attributed to the Re-
spondent. Further, the Respondent’s admitted antiunion
stance would have served to mitigate the supervisor’s
conduct in this case given the limited nature of their con-
duct and of their authority. Based on these facts, we
conclude that the managers’ prounion conduct, even if it
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
468
were objectionable, did not materially affect the outcome
of the election, despite the small margin of victory.
Lastly, we take issue with our concurring colleague’s
accusation that we have imposed some preset view of the
“natural state” of labor relations in reaching our decision.
We do not assume that employers are prounion or anti-
union, and we firmly believe that Section 8(c) gives em-
ployers the right to espouse either view. Similarly, the
fact that an employer is prounion or antiunion will not
itself render an election invalid. We simply say that if an
employer expresses an antiunion view, that may mitigate
a supervisor’s prounion coercive conduct. However, the
fundamental issue remains the same. That issue is
whether a supervisor’s prounion actions have interfered
with employees’ exercise of their Section 7 right to
choose whether or not to be represented. When supervi-
sors inject themselves in the debate in a coercive manner,
employee free choice may well be inhibited.
ORDER
The National Labor Relations Board adopts the rec-
ommended Order of the administrative law judge and
orders that the Respondent, Northeast Iowa Telephone
Company, Decorah, Iowa, its officers, agents, successors,
and assigns, shall take the action set forth in the Order.
CERTIFICATION OF REPRESENTATIVE
IT IS CERTIFIED that a majority of the valid ballots have
been cast for Teamsters 421, affiliated with the Interna-
tional Brotherhood of Teamsters, and that it is the exclu-
sive collective-bargaining representative of the employ-
ees in the unit found appropriate.
MEMBER LIEBMAN, concurring.
The majority decides that under the Board’s Harbor-
side decision, in which I dissented, the conduct at issue
here was not objectionable. Although I agree with that
conclusion,1 I write separately to disavow any sugges-
tion that the natural state of affairs is for an employer to
be antiunion, that the law is premised on this adversarial
stance, and that if an employer is in fact prounion, it is
both unnatural and somehow unlawful (or at least
grounds for overturning a union election victory). The
majority implicitly assumes that employees will be able
to exercise free choice in an antiunion atmosphere, but
will somehow be inhibited in a prounion atmosphere. Its
approach, even if premised on assumptions that more
closely resemble the prevalent state of affairs, is short
sighted and unfortunate. It is also wrong as a matter of
legal analysis.
1 Harborside Healthcare, Inc., 343 NLRB 906 (2004). Like Member
Schaumber, I do not join Chairman Battista’s position expressed in fn.
9 of the majority’s decision.
Michael C. Duff, Esq., for the General Counsel.
Alan I. Model, Esq. (Grotta, Glassman & Hoffman, P.C.), of
Roseland, New Jersey, for the Respondent.
Andrea F. Hoeschen, Esq. (Previant, Goldberg, Uelmen, Gratz,
Miller & Brueggeman, S.C.), of Milwaukee, Wisconsin, for
the Charging Party.
BENCH DECISION AND CERTIFICATION
STATEMENT OF THE CASE
KELTNER W. LOCKE, Administrative Law Judge. I heard this
case on September 13 and 14, 2004, in Decorah, Iowa. After
the parties rested, I heard oral argument, and on September 16,
2004, issued a bench decision pursuant to Section 102.35(a)(1)
of the Board’s Rules and Regulations, setting forth findings of
fact and conclusions of law. In accordance with Section 102.45
of the Rules and Regulations, I certify the accuracy of, and
attach hereto as “Appendix A,” the portion of the transcript
containing this decision.1
Further Discussion Concerning Case 18–RC–17190
On December 3, 2003, the Board conducted an election in
Case 18–RC–17190. The Union received a majority of the valid
votes and challenges were not sufficient in number to affect the
outcome. The Employer timely filed three objections.
In the bench decision, I concluded that the Board already had
considered Respondent’s first and third objections and had
rejected them in a published order. Northeast Iowa Telephone
Co., 341 NLRB 670 (2004). Because these objections were not
before me, I did not consider them further. However, I did con-
sider Respondent’s second objection, which stated as follows:
Petitioner’s use of said statutory supervisors to actively
obtain support for Petitioner in the December 3, 2003 elec-
tion destroyed the laboratory conditions necessary for a
free and fair election.
The words “said statutory supervisors” refer to Dennis Landt
and Tom Hahn, whose job titles were plant manager and wire-
less manager, respectively. Landt testified during the hearing
but Hahn did not.
In the bench decision, I concluded that Respondent had
failed to carry its burden of proving that the putative supervi-
sors met the definition of “supervisor” set forth in Section 2(11)
of the Act. Therefore, I recommended that Respondent’s sec-
ond objection be overruled. The following discussion explains
in greater detail my conclusion that neither Landt nor Hahn was
a statutory supervisor.
The evidence established that sometime around the year
2000, Landt’s job title changed to “plant manager.” Before that
time, Landt received an hourly wage rate and could earn over-
time pay for overtime work. When Landt’s title changed to
plant manager, he began receiving a salary and no longer drew
overtime pay.
1 The bench decision appears in uncorrected form at pages 387
through 414 of the transcript. The final version, after correction of oral
and transcriptional errors, is attached as appendix A to this certification.
NORTHEAST IOWA TELEPHONE CO.
469
The evidence established that Landt oversaw the work of two
technicians, Stan Dull and Scott Chase. Unlike Landt, Dull, and
Chase are paid by the hour and receive overtime pay.
Landt testified that he spends 80 percent of his worktime do-
ing the same type of technical duties which Dull and Chase
perform. The remaining 20 percent of his worktime, Landt
performs administrative tasks.
Landt does not have a private office but works out of a
downstairs conference room which he shares with a number of
other individuals. Each weekday morning, Landt arrives at
work before Dull and Chase and reviews the work orders and
trouble tickets which he has received from office employees.
Landt then tells Dull and Chase about the work orders when
they arrive. The record does not establish that Landt uses inde-
pendent judgment to make work assignments, as contrasted to
discussing the available work with the two men and then col-
lectively deciding who should do which job.
Landt testified that he “probably” had authority to require an
employee to work overtime. However, the record falls short of
establishing that Landt uses independent judgment in the as-
signment of overtime. Similarly, Landt has authority to grant
employees’ vacation requests or, presumably, to deny them.
However, Landt has never denied a vacation request.
Landt prepares annual performance appraisals for Dull and
Chase, but shows these draft appraisals to General Manager
Quandahl before giving them to the employees. On occasion,
Quandahl instructs Landt to change the performance evalua-
tions in some way.
Landt can make a recommendation that management grant a
wage increase to Dull and Chase, but the record fails to estab-
lish that such recommendations are effective. To the contrary,
when Landt most recently recommended wage increases for
these employees, management did not follow those recommen-
dations.
Landt does not have access to the employees’ personnel
files. He may possess authority to issue an employee an oral
warning but the record does not indicate that he has ever used
this authority.
Landt has recommended that management hire certain indi-
viduals who were, in fact, hired. However, General Manager
Quandahl participated in the interview process.
The Act defines “supervisor” to mean “any individual having
authority, in the interest of the employer, to hire, transfer, sus-
pend, lay off, recall, promote, discharge, assign, reward, or
discipline other employees, or responsibly to direct them, or to
adjust their grievances, or effectively to recommend such ac-
tion, if in connection with the foregoing the exercise of such
authority is not of a merely routine or clerical nature, but re-
quires the use of independent judgment.” See 29 U.S.C.
§ 152(11).
Thus, to warrant a conclusion that a particular person meets
the statutory definition of supervisor, the evidence must estab-
lish three elements: (1) That the individual had authority to
perform one of the functions listed in the statute; (2) that the
individual exercised this authority in the interest of the Em-
ployer, and (3) that the exercise of such authority is not of a
merely routine or clerical nature but requires the use of inde-
pendent judgment.
The burden of proving supervisory status rests with the party
asserting such status. Benchmark Mechanical Contractors, Inc.,
327 NLRB 829 (1999); Alois Box Co., 326 NLRB 1177 (1998).
In this case, that party is the Employer, Northeast Iowa Tele-
phone Company.
The evidence, summarized above, indicates that Landt had
some authority to direct, assign, reward, and discipline employ-
ees in the interest of the Employer. However, the record does
not establish that Landt’s exercise of such authority went be-
yond the routine or required the use of independent judgment.
Landt’s authority to reward employees consisted of filling
out annual performance appraisals and recommending wage
increases. As noted above, the general manager sometimes tells
Landt to modify the performance appraisal before giving it to
the employee and does not always follow the recommendations.
Therefore, I conclude that Landt’s authority to reward employ-
ees falls short of that required to establish supervisory status
under Section 2(11).
Landt’s authority to impose discipline also is limited. Al-
though Landt believed he had authority to give an oral warning,
the record does not indicate that such a warning would be an
“official” action within a disciplinary system rather than merely
cautionary remarks offered by one employee to another. More-
over, in practice, Landt did not give such warnings.
It is true that the Employer paid Landt a salary rather than an
hourly wage. However, the form of compensation is not one of
the indicia listed in Section 2(11). Such a “secondary indica-
tion” is not dispositive. General Security Services Corp., 326
NLRB 312 (1998). Similarly, it is not dispositive that Landt
sometimes attended management meetings.
Landt was also a shareholder in Respondent but that fact
does not confer supervisory status. Employees at many compa-
nies own stock in their employers, and sometimes buy those
shares through payroll deductions under an employee stock
purchase plan. Needless to say, this ownership interest does not
turn the employees into statutory supervisors.
In sum, I conclude that Landt’s “supervisory” duties did
not require the exercise of independent judgment but instead
were the routine actions typical of a leadman. Byers Engi-
neering Corp., 324 NLRB 740 (1997); S.D.I. Operating Part-
ners, L.P., 321 NLRB 111 (1996). Therefore, I also conclude
that Landt was not a supervisor within the meaning of Section
2(11) of the Act.
The Employer also asserts that Wireless Manager Tom Hahn
is a statutory supervisor. However, Hahn did not testify and the
record otherwise does not establish that he possessed any more
authority than Landt, whom I have concluded is not a supervi-
sor. Similarly, the evidence fails to demonstrate that Hahn’s
“supervisory” duties were any less routine, or required any
greater exercise of independent judgment, than Landt’s. Ac-
cordingly, I conclude that the Employer has not met its burden
of proving either Landt or Hahn to be a statutory supervisor.
Because Landt and Hahn are not supervisors, even if they
had engaged in union activities, it would not provide a basis for
setting aside the election. Therefore, I recommended that the
Employer’s second objection be overruled.
Even should the Board disagree with my conclusion that
Landt and Hahn are not supervisors, I would still recommend
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
470
that the Employer’s objection be overruled because the record
does not establish that either Landt or Hahn engaged in any
conduct which would compromise the laboratory conditions
necessary for a free and fair election.
My observations of the witnesses lead me to conclude that
the testimony of Dennis Landt is reliable and I credit it. Based
on that testimony, I find that Landt signed a union authorization
card which he obtained from Union Business Agent John
Rosenthal. However, Landt never solicited any employee to
sign an authorization card.
Landt attended union meetings, where he expressed his opin-
ions during informal group discussions, but he did not speak
more than others attending the meeting and never delivered a
formal speech. Landt never told employees that they had to
come to union meetings. The Employer has not asserted that
Hahn, who did not testify, possessed or exercised a greater
amount of supervisory authority than Landt, and the record
would not support such a conclusion. I find that Hahn’s author-
ity to perform the supervisory functions listed in Section 2(11)
does not exceed that of Landt. Likewise, the record does not
establish that Hahn engaged in union activities to any greater
extent than Landt, and I conclude that he did not.
A supervisor’s union activities do not invariably disturb the
laboratory conditions necessary for a free and fair election, and
do not necessarily require that an election be set aside. How-
ever, the Board will sustain an objection based upon a supervi-
sor’s prounion conduct in either of two situations: (1) When the
employer takes no stand contrary to the supervisors’ prounion
conduct, thus leading the employees to believe that the em-
ployer favors the union, or (2) when the supervisors’ prounion
conduct coerces employees into supporting the union out of
fear of retaliation by, or expectation of rewards from the super-
visors. Sutter Roseville Medical Center, 324 NLRB 218 (1997).
The record does not establish that the Employer had taken a
stand contrary to the Union before the December 3, 2003 elec-
tion. It is true that General Manager Quandahl made a violative
statement which reasonably would convey to an employee the
impression that her telephone calls to the Union were under
surveillance. However, Quandahl made this statement in late
May 2004, almost 6 months after the December 3, 2003 elec-
tion. Credited evidence does not demonstrate that, before the
election, management made statements which took a stand
against the Union.
In these circumstances, if a supervisor engaged in certain
prounion conduct before the election, the conduct could consti-
tute a basis for overturning the election. Nonetheless, I do not
conclude that Landt’s prounion conduct was sufficient to dis-
turb the necessary laboratory convictions. Likewise, the record
does not establish that Hahn engaged in any prounion conduct
which would warrant setting the election aside.
Landt did not solicit any employee to sign a union authoriza-
tion card. There is no evidence that he expressed prounion
views in the workplace. Even when he attended a union meet-
ing at a private home, Landt did not take any leadership role but
simply expressed his views as part of a group discussion. There
is no evidence either that employees regarded Landt as speak-
ing for the Employer or that they reasonably would consider
him to be expressing the viewpoint of management.
In sum, the Employer has not established that either Landt or
Hahn made prounion statements in the workplace or otherwise
expressed their views in a manner which reasonably would
convey to employees that they were voicing the Employer’s
position. Therefore, notwithstanding the lack of evidence that
the Employer had taken any stand against the Union, I conclude
that the conduct of Landt and Hahn does not warrant setting the
election aside.
In Sutter Roseville Medical Center, above, the Board also noted
that an election would be set aside when a supervisor’s prounion
conduct coerced employees into supporting the union out of fear of
retaliation by, or expectation of rewards from the supervisor. The
record does not establish that either Landt or Hahn engaged in such
coercive conduct and I find that they did not.
Therefore, even if the evidence had established that Landt
and Hahn were supervisors, I would still recommend that the
Board overrule the Employer’s second objection.
REMEDY
Having found that the Respondent has engaged in certain un-
fair labor practices, I find that it must be ordered to cease and
desist and to post the notice to employees attached hereto as
Appendix B.
Further, I recommend that the Board overrule the Em-
ployer’s objection in Case 18–RC–17190, severe this case from
the unfair labor practice cases, and remand it to the Regional
Director for the appropriate certification.
CONCLUSIONS OF LAW
1. The Respondent, Northeast Iowa Telephone Company, is
an employer engaged in commerce within the meaning of Sec-
tion 2(2), (6), and (7) of the Act.
2. The Charging Party, Teamsters 421, affiliated with the In-
ternational Brotherhood of Teamsters, is a labor organization
within the meaning of Section 2(5) of the Act.
3. The Respondent violated Section 8(a)(1) of the Act by
threatening an employee that management was monitoring that
employee’s cellular telephone calls to the Charging Party.
4. The aforesaid unfair labor practice is an unfair labor prac-
tice affecting commerce within the meaning of Section 2(6) and
(7) of the Act.
5. The Respondent did not engage in any unfair labor prac-
tices not specifically found herein.
On the findings of fact and conclusions of law, and on the
entire record in this case, I issue the following recommended2
ORDER
The Respondent, Northeast Iowa Telephone Company, its
officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Creating the impression that it has placed its employees’
union activities under surveillance by monitoring their cellular
telephone calls.
2 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommend
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
NORTHEAST IOWA TELEPHONE CO.
471
(b) In any like or related manner interfering with, restraining,
or coercing its employees in the exercise of their rights to self-
organization, to form, join, or assist any labor organization, to
bargain collectively through representatives of their own choos-
ing, or to engage in concerted activities for the purpose of col-
lective bargaining or other mutual aid or protection, or to re-
frain from any and all such activities.
2. Take the following affirmative action necessary to effec-
tuate the policies of the Act.
(a) Within 14 days after service by the Region, post at its fa-
cility in Monona, Iowa, copies of the attached notice marked
“Appendix B.”3 Copies of the notice, on forms provided by the
Regional Director for Region 18, after being signed by the Re-
spondent’s authorized representative, shall be posted by the
Respondent immediately upon receipt and maintained for 60
consecutive days in conspicuous places including all places
where notices to employees are customarily posted. Reasonable
steps shall be taken by the Respondent to ensure that the notices
are not altered, defaced, or covered by any other material. In
the event that, during the pendency of these proceedings, the
Respondent has gone out of business or closed the facility in-
volved in these proceedings, the Respondent shall duplicate and
mail, at its own expense, a copy of the notice to all current em-
ployees and former employees employed by the Respondent at
any time since May 27, 2004.
(b) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Regional Director attesting to the
steps that the Respondent has taken to comply.
APPENDIX A
This decision is issued pursuant to Section 102.35(a)(10) and
Section 102.45 of the Board’s Rules and Regulations. I con-
clude that Respondent’s general manager violated Section
8(a)(1) by making one unlawful statement, but I recommend
that the Board dismiss the other allegations raised by the Com-
plaint. Additionally, I conclude that the Board already has re-
jected two of Respondent’s objections in the representation
case and recommend that the Board overrule the third.
Procedural History
On October 10, 2003, the Union, Teamsters 421, affiliated
with the International Brotherhood of Teamsters, filed a peti-
tion with the National Labor Relations Board in Case 18–RC–
17190. The Union sought to represent certain employees of the
Respondent, Northeast Iowa Telephone Company.
On December 3, 2003, pursuant to a Decision and Direction
of Election dated November 7, 2003, the Board conducted a
secret ballot election in which two units of Respondent’s em-
ployees had the opportunity to vote. One of these units con-
sisted of office clerical employees and is not at issue in this
proceeding. The other unit consisted of the following employ-
ees:
3 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
All full-time and regular part-time technicians employed by
the Employer at its Monona and Decorah, Iowa facilities; ex-
cluding office clerical employees, and guards and supervisors
as defined in the National Labor Relations Act, as amended.
After the election, the Board impounded the ballots because
of a pending request for review of the Decision and Direction
of Election.
On February 25, 2004, the Union filed an unfair labor prac-
tice charge against Respondent in Case 18–RC–17200.
In an April 30, 2004 Order, the Board denied Respondent’s
Request for Review of the Decision and Direction of Election
in the representation case. This action resulted in the ballots
being counted on May 5, 2004. The tally of ballots showed that
in the technicians unit, there were approximately 8 eligible
voters, no void ballots, 4 votes cast for the Union, 2 votes cast
against the Union, and 1 challenged ballot.
On May 11, 2004, Respondent filed timely objections to
conduct affecting the results of the election.
On June 14, 2004, the Union amended the unfair labor prac-
tice charge it had filed in Case 14–CA–17200. On June 18,
2004, the Union filed another unfair labor practice charge
against Respondent, which was docketed as Case 18–CA–
17334.
On June 28, 2004, the Regional Director for Region 18 of the
Board issued a Complaint and Notice of Hearing in Case 18–
CA–17200.
On July 1, 2004, the Regional Director issued a Report on
Objections, Order Directing Hearing, Order Consolidating
Cases and Notice of Hearing. This document consolidated the
representation case with the unfair labor practice case then
pending hearing.
On July 23, 2004, the Regional Director issued an Order Fur-
ther Consolidating Cases, Amended Consolidated Complaint
and Notice of Rescheduled Hearing. This document consoli-
dated the second unfair labor practice charge, in Case 18–CA–
17334 with the first, Case 18–CA–17200, and both unfair labor
practice charges with the objections in Case 18–RC–17190. For
brevity, I will refer to it simply as the “Complaint.”
On September 13, 2004, a hearing opened before me in
Decorah, Iowa. At the beginning of the hearing, I granted the
General Counsel’s motion to correct some apparent typographi-
cal errors in the Complaint. This decision will quote the Com-
plaint as it has been corrected by the amendment.
On September 13 and 14, the parties presented evidence. On
September 14, 2004, after all sides had rested, counsel pre-
sented oral argument concerning both the unfair labor practice
and representation issues.
Today, September 16, 2004, I am issuing this bench deci-
sion, which first will address the unfair labor practice issues.
Cases 18–CA–17200 and 18–CA–17334
Undisputed Matters
In its Answer to the Complaint, Respondent admitted a num-
ber of allegations. Based on those admissions, I find that the
General Counsel has proven that the Union filed and served the
unfair labor practice charges as alleged in Complaint para-
graphs 1(a), (b), and (c).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
472
Additionally, based on Respondent’s admissions, I find that
it is an Iowa corporation with places of business located in
Monona and Decorah, Iowa, and that at all material times, it
has been engaged in providing telephone services and products,
cable television service, internet service, and wireless service to
various communities in northeast Iowa.
Respondent also has admitted facts establishing that it meets
both the Board’s statutory and discretionary standards for the
assertion of jurisdiction. I so find. Further, I conclude that at all
material times, Respondent has been an employer engaged in
commerce within the meaning of Section 2(2), (6), and (7) of
the Act.
Respondent admits, and I find, that at all material times, the
Union has been a labor organization within the meaning of
Section 2(5) of the Act.
Additionally, based on the admissions in Respondent’s An-
swer, I find that at all material times, General Manager Arlan
Quandahl and Office Manager Julie Hemmersbach have been
supervisors of Respondent within the meaning of Section 2(11)
of the Act and its agents within the meaning of Section 2(13) of
the Act.
Disputed Matters
Respondent has denied other allegations, which I will discuss
in the order they appear in the Complaint.
Complaint Paragraphs 5(a) through 5(g)
Complaint paragraphs 5(a) through 5(g) allege that Respon-
dent’s general manager, Arlan Quandahl, made a number of
unlawful statements during a meeting which took place on Feb-
ruary 17, 2004. It is appropriate to begin the discussion of these
allegations with an overview of the meeting and an assessment
of the credibility of the persons who testified about it.
Office Manager Julie Hemmersbach supervised employees
Ann Marie Kirkestrue, whose title was administrative assistant,
and Audrey Tschirgi, whose title was customer service admin-
istrator. Notwithstanding the word “administrator” in Tschirgi’s
title, no party asserts that either Kirkestrue or Tschirgi was a
supervisor and the record would not support such a finding.
The working relationships between Hemmersbach and Kirk-
estrue and between Hemmersbach and Tschirgi had deterio-
rated. It appears that these employees and their supervisor were
still on speaking terms but hostility had become manifest. Ac-
cording to General Manager Quandahl, the tension could be
discerned by someone who walked into the office. “It was an
adversarial place out there,” he said.
The lack of communication took its toll on the work. Be-
cause of inconsistencies and inaccuracies, Quandahl began to
doubt the accuracy of the data in the status reports the office
staff produced.
It appears that the communication problems also slowed the
speed of production. After the office staff had been working on
a report for 2 to 3 weeks, Quandahl called a meeting to discuss
the matter with Office Manager Hemmersbach and her two
employees, Kirkestrue and Tschirgi. Complaint paragraphs 5(a)
through 5(g) allege that Quandahl made unlawful statements at
this February 27, 2004 meeting.
Complaint Paragraph 5(a)
Complaint paragraph 5(a) alleges that on or about February
17, 2004, Respondent threatened employees that job duties of
one employee had been taken away due to the employee’s sup-
port of the Union. Respondent denies this allegation.
No witness testified that Quandahl made the statement at-
tributed to him in Complaint paragraph 5(a). However, to the
extent that the testimony of Kirkestrue and Tschirgi contradicts
that of Quandahl and Hemmersbach, my observations of the
witnesses lead me to credit Quandahl and Hemmersbach.
Moreover, other evidence is consistent with the conclusions I
draw from the demeanor of the witnesses. The record suggests
that both Kirkestrue and Tschirgi harbored some ill feelings
which may have colored their testimony.
On cross-examination, Kirkestrue admitted that during the
February 17 meeting, she either called Hemmersbach a “bitch”
or said that Hemmersbach was acting like one in her dealings
with employees. Further, Kirkestrue sometimes testified in a
somewhat halting manner which raised a question concerning
how much her words mirrored something she had rehearsed
rather than her original memories of the meeting.
Tschirgi admitted that her relationship with Hemmersbach
was strained and that had always been the case. Moreover,
Tschirgi admitted that a conflict involving her husband and
Quandahl’s wife (who worked together for a county depart-
ment) had created tensions.
This animosity did not help Kirkestrue and Tschirgi to be
dispassionate and disinterested witnesses. But nonetheless,
neither Kirkestrue’s testimony nor Tschirgi’s testimony about
the February 17 meeting quoted Quandahl as saying that any
employee’s job duties had been taken away because of that
employee’s support for the Union.
No other evidence supports this allegation. Finding that
Quandahl did not make the statement attributed to him in Com-
plaint paragraph 5(a), I recommend that the Board dismiss this
allegation.
Complaint Paragraph 5(b)
Complaint paragraph 5(b) alleges that during this same Feb-
ruary 17, 2004 conversation, General Manager Quandahl
“threatened employees that he would sell Respondent or move
it if employees did not support Respondent.” Read literally,
these words do not allege a violation of the Act. Therefore, I
recommend that the Board dismiss this allegation.
Possibly, the drafter of the language in Complaint paragraph
5(b) intended it to say “if employees did not support Respon-
dent against the Union.” However, no credited evidence estab-
lishes that Quandahl made any statement of this kind during the
February 17, 2004 meeting.
Moreover, even discredited testimony does not support a
finding that Quandahl threatened to sell or move Respondent
because employees supported, or continued to support, the
Union. Kirkestrue did testify that Quandahl made a comment
about moving the company, but her testimony does not link
moving the company to any employee’s union sympathies or
activities.
Kirkestrue’s testimony clearly indicates that Quandahl’s
comments focused on the communication problem in the front
NORTHEAST IOWA TELEPHONE CO.
473
office. Quandahl wanted Kirkestrue and Tschirgi to begin their
work days by writing down what work they intended to do and
then to close their work days by writing down what they had
accomplished. Quandahl directed them to give these notes to
their supervisor so that she would be aware of the work and its
progress.
Reading “between the lines” of Kirkestrue’s testimony, I in-
fer that she and Tschirgi vigorously opposed this instruction.
Kirkestrue claimed that the supervisor already knew what Kirk-
estrue was doing because the supervisor’s desk was nearby.
Tschirgi admitted the she did not respect the supervisor.
Both Kirkestrue and Tschirgi testified that this meeting
lasted several hours, which would seem to be a long time to
discuss the communication problem, at least if the employees
agreed there was, in fact, a problem. But extended argument
about whether the problem existed, and if so, who bore respon-
sibility for it, could well prolong the meeting and frustrate
Manager Quandahl as well.
Cutting through the colloquy, Quandahl instituted a remedy
which appeared to be both simple and effective: At the start of
each workday, the employees would write down what they
were going to do and give the notes to the supervisor; at the end
of the day, they would follow up with notes summarizing what
they actually had accomplished.
It isn’t surprising that Kirkestrue and Tschirgi would resent
this instruction. At this same meeting, Kirkestrue had told
Quandahl that the supervisor was a “bitch” (or acting like one),
and, as previously noted, Tschirgi admitted in her testimony
that she did not respect the supervisor. Logically, employees
with such attitudes about their supervisor would not be enthusi-
astic about this supervisor exercising greater oversight.
However, Quandahl insisted that they follow the instruction
for two weeks and, according to Kirkestrue, threatened disci-
plinary action if they did not. Kirkestrue testified that during
this February 17, 2003 meeting, Quandahl said “that if we
weren’t going to be team players for the company, that he
would sell the company, be better off located in Houston, Min-
nesota.”
For the reasons discussed above, I do not credit this testi-
mony. However, even if I had credited it, the testimony does
not constitute a threat to move the company in retaliation for
Union activity.
The government would read the phrase “team player” to be
synonymous with “antiunion.” In context, however, Quandahl
clearly was not using the words “team player” as a veiled or
coded reference to union or antiunion sentiments. Kirkestrue’s
own testimony establishes that Quandahl had called the Febru-
ary 17, 2003 meeting to find out why the office staff was not
working as a team: “He wanted to know why we were not
communicating and being team players.”
Kirkestrue’s further testimony does attribute to Quandahl a
reference to the Union but even this testimony, which I specifi-
cally discredit, fails to provide a basis for equating the phrase
“team player” with “antiunion.” After testifying that Quandahl
wanted to know why they were not communicating and being
team players, Kirkestrue continued as follows:
I told Arlan Quandahl that Julie was not communicating to us
also. He also stated that we needed to be team players and to
work together, that no matter how much money it took, he
was not going to let the Union come in. He also stated that we
needed to report to Julie Hemmersbach morning and evening
on what we did during the day. That he had known what I was
doing since a lot of my job responsibilities were taken away
since my involvement with the Union. And he was giving us
two weeks and if we didn’t comply to this we would be rep-
rimanded if we didn’t report to Julie morning and evening that
our jobs would be terminated.
The words Kirkestrue attributes to Quandahl–“that no matter
how much money it took, he was not going to let the Union
come in”–seems unrelated to what came before and to what
came afterwards. They come from “out of the blue.” I suspect
that they are an interpolation added by Kirkestrue as she re-
hearsed her testimony.
Kirkestrue’s other reference to the Union in the testimony
quoted above also sounds uncomfortably out of place. Accord-
ing to Kirkestrue, Quandahl said “that he had known what I
was doing since a lot of my job responsibilities were taken
away since my involvement with the Union.”
Quandahl had no reason to interject that he knew what work
Kirkestrue was doing. Indeed, his major point was that the su-
pervisor, Hemmersbach, did not know what Kirkestrue or
Tschirgi was doing. Quandahl would have undermined this
point if he had said that he knew what the employees were
doing (even though the supervisor did not).
Moreover, Quandahl had no particular reason to bring up the
Union at all during this meeting. The Board had conducted the
representation election on December 3, 2003, more than 2
months earlier, and Respondent’s request for review remained
pending.
For these reasons, I discredit Kirkestrue’s testimony. But
even assuming for the sake of argument that Quandahl had, in
fact, spoken the words attributed to him by Kirkestrue, these
words do not constitute a threat to close or move the facility in
retaliation for Union activity.
In sum, I find that the government has failed to prove the al-
legations raised in Complaint paragraph 5(b). Therefore, I rec-
ommend that the Board dismiss them.
Complaint Paragraph 5(c)
Complaint paragraph 5(c) alleges that during this same con-
versation, Quandahl “prohibited employees from socializing
with other employees and managers because of their activities
on behalf of the Union.” Respondent denies this allegation.
In response to the question, “What, if anything, do you recall
about socializing,” Kirkestrue testified as follows:
We were not to socialize, Audrey Tschirgi and myself were
not to socialize with Tracy Smith ‘cause he would fill our
head with nonsense about joining the Union would be the best
thing that we could do.
Quandahl denied, clearly and unequivocally, that he told
employees that they should not socialize with other employees
because they supported the Union.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
474
Quandahl testified that he did not remember saying anything
at all about not socializing with Tracy Smith, but he specifically
denied instructing employees that they should not associate
with Smith because of the Union.
For the reasons already discussed, I do not credit Kirk-
estrue’s testimony. Therefore, I find that Quandahl did not
make the statement she attributed to him, quoted above. Ac-
cordingly, I recommend that the Board dismiss the allegations
in Complaint paragraph 5(c).
Complaint Paragraph 5(d)
Complaint paragraph 5(d) alleges that during this same Feb-
ruary 17, 2004 conversation, Quandahl accused employees of
not being team players because they supported the Union. Dur-
ing the hearing, I granted Respondent’s motion to dismiss these
allegations. However, some further discussion of my conclu-
sions may be helpful.
Because of Section 8(c) of the Act, I have serious reserva-
tions that such a statement, even if proven, would violate Sec-
tion 8(a)(1) of the Act.
Section 8(c) of the Act provides that “The expressing of any
views, argument, or opinion, or the dissemination thereof,
whether in written, printed, graphic, or visual form, shall not
constitute or be evidence of an unfair labor practice under any
of the provisions of this Act, if such expression contains no
threat of reprisal or force or promise of benefit.”
Arguably, in some circumstances, accusing someone of not
being a “team player” might convey a threat of reprisal. How-
ever, I need not explore that issue because the credited evidence
in this case does not establish that Quandahl accused employees
of not being team players because they supported the Union.
To the extent that Quandahl stated, or even implied, that
Kirkestrue and Tschirgi were not team players, he associated
that conclusion with their failure to communicate effectively
with their supervisor about their work. No credited evidence
indicates that Quandahl told Kirkestrue and Tschirgi that they
were not team players because of their Union sympathies or
activities.
Therefore, I recommend that the Board dismiss the allega-
tions raised by Complaint paragraph 5(d).
Complaint Paragraph 5(e)
Complaint paragraph 5(e) alleges that during this same Feb-
ruary 17, 2004 conversation, Quandahl “threatened to fire em-
ployees because of their support for the Union, and that em-
ployees had two weeks to get their act together.” Respondent
denies this allegation.
No credited evidence establishes that Quandahl made such a
threat, and I find that he did not. To the contrary, Quandahl told
Kirkestrue and Tschirgi that they must keep their supervisor
informed about their work by writing daily notes, and had to do
so for two weeks or else face disciplinary action.
Such a statement has nothing to do with employees’ union
activities. Therefore, I recommend that the Board dismiss the
allegations raised by Complaint paragraph 5(e).
Complaint Paragraph 5(f)
Complaint paragraph 5(f) alleges that during this same Feb-
ruary 17, 2004 conversation, Quandahl “threatened to spend
whatever was needed to fight the Union organizing campaign.”
Respondent denies this allegation.
Respondent contends that this Complaint paragraph does not
allege violative conduct because the alleged statement falls
within the protection of Section 8(c). I need not address this
argument because I conclude that no credited evidence estab-
lishes that Quandahl made such a statement.
Kirkestrue did testify that Quandahl “stated that we needed
to be team players and to work together, that no matter how
much money it took, he was not going to let the Union come
in.” Quandahl denied making this statement and I credit his
denial.
Because I conclude that the government has not proven the
allegations in Complaint paragraph 5(f), I recommend that the
Board dismiss these allegations.
Complaint Paragraph 5(g)
Complaint paragraph 5(g) alleges that during this same Feb-
ruary 17, 2004 conversation, Quandahl threatened employees
that they should find other jobs because they supported the
Union. Respondent denies this allegation.
No credited evidence establishes that Quandahl made such a
statement. Therefore, I recommend that the Board dismiss the
allegations raised in Complaint paragraph 5(g).
Complaint Paragraph 5(h)
Complaint paragraph 5(h) alleges that during the same Feb-
ruary 17, 2004 meeting, Quandahl “threatened an employee
that the employee has not been a team player because the em-
ployee supported the Union.” At hearing, I granted Respon-
dent’s motion to dismiss this allegation.
No credited evidence establishes that Quandahl made such a
statement. Rather, for reasons already discussed, I conclude that
Quandahl implied that Kirkestrue and Tschirgi needed to be-
come better team players because of their problems communi-
cating with their supervisor.
I recommend that the Board dismiss the allegations raised by
Complaint paragraph 5(h).
Complaint Paragraph 5(i)
Complaint paragraph 5(i) alleges that on about May 27,
2004, Respondent, by General Manager Quandahl, created the
impression of surveillance by threatening an employee that he
(Quandahl) was monitoring that employee’s cellular telephone
calls to the Union. Respondent denies this allegation.
For reasons already discussed, to the extent that the testi-
mony of Kirkestrue and Tschirgi conflicts with that of other
witnesses, I do not credit it. Instead, I credit Quandahl’s testi-
mony concerning this matter.
Respondent provides certain of its employees, including
Kirkestrue, with cell phones that they can use for personal mat-
ters as well as business. Up to a certain monthly limit, Respon-
dent pays the charges for these cell phones. Respondent’s staff
reviews the employee’s monthly statement to determine
whether cellphone use has exceeded the specified amount. Such
monthly statements include a list showing the telephone num-
bers called from that phone.
Quandahl testified that he routinely reviews such cellphone
bills, in part as a way of controlling expenses: “When I see a
NORTHEAST IOWA TELEPHONE CO.
475
pattern of numbers that I don’t relate to business activities it’s
not uncommon for us that we do a reverse directory check on
those numbers and see where they come from.”
Quandahl further testified that he “happened to do that” on a
particular bill for the cellphone provided to Kirkestrue, “and,
frankly, made a decision to go and say something to Marie
[Kirkestrue] that I had checked it . . . I was just doing normal
business and I wanted to let Marie know that ‘Hey, look, I just
want you to know that I saw this. You have the right to make
the calls. It’s an employee perk, I don’t have an issue with
that.”
Quandahl is not the only manager who examines employee
cell phone bills. Sometimes, the office manager and the control-
ler also reviews such bills. Quandahl explained that he did not
want Kirkestrue to hear from one of these individuals, “or at the
water cooler, that I had looked at her phone bill and saw this
call to the Union. I wanted her to hear it from me because I had
indeed looked at her phone bill and identified several calls that
having been made to the Union.”
Crediting Quandahl’s testimony, I find that he did tell Kirk-
estrue that he had examined her cellphone bill and found that
she had made several calls to the Union. Further, I find that he
told her that she had the right to make the calls, which was an
employee “perk.”
Ordinarily, in determining whether a particular statement in-
terferes with the exercise of Section 7 rights in violation of
Section 8(a)(1) of the Act, the Board does not take into account
the speaker’s motivation. Rather, the Board, applying an objec-
tive standard, considers what effect the statement reasonably
would have on an employee’s exercise of such rights.
Based on the present facts, I conclude that Quandahl’s
statement to Kirkestrue reasonably would create the impression
that her Union activities were under surveillance by Respon-
dent. Therefore, I recommend that the Board find that this
statement violated Section 8(a)(1) of the Act.
The Section 8(a)(3) Allegations
Complaint Paragraph 6(a)
Complaint paragraph 6(a) alleges that on or about November
7, 2003, Respondent took away job duties assigned to employee
Ann Marie Kirkestrue. Respondent’s Answer denies this allega-
tion. However, uncontradicted testimony establishes that Re-
spondent did modify Kirkestrue’s job duties on about that date.
On November 7, 2003, Quandahl memorialized the change
in an email message to Kirkestrue. That message stated as fol-
lows:
In confirmation of our discussions today, you have been ad-
vised the [sic] effective immediately, you will not be allowed
access to our UNIX accounts payable files. The AP section of
our systems contains confidential and critical financial infor-
mation that is accessible for management only. As you are
aware, you have been relieved of all administrative responsi-
bilities regarding corporate and board files and you have not
had access to the General Manager’s office, files, information,
mail or other such information that may be of a confidential
nature.
Your supervisor, Julie Hemmersbach, will provide additional
direction to provide you with work on a daily basis.
Uncontradicted evidence establishes that in making this
change, Quandahl took into consideration the ongoing Union
authorization drive. “I didn’t know who was active in the Un-
ion,” he testified, “and didn’t know what was being said or
done.”
Additionally, someone had broken into Quandahl’s office
several weeks earlier, and this fact may also have influenced his
decision.
The evidence is undisputed that Kirkestrue did not suffer any
loss of pay, reduction in hours, or change of employment loca-
tion because she no longer performed certain duties. Instead,
the office manager arranged for her to perform other duties.
The record does not indicate that these new duties were un-
pleasant, demeaning, or otherwise less desirable than the duties
Kirkestrue no longer performed.
In evaluating whether this action violated Section 8(a)(3) of
the Act, I will follow the framework the Board established in
Wright Line, 251 NLRB 1083 (1980), enfd. 662 F.2d 899 (1st
Cir. 1981), cert. denied 455 U.S. 989 (1982). Under Wright
Line, the General Counsel must establish four elements by a
preponderance of the evidence. First, the government must
show the existence of activity protected by the Act. Second, the
government must prove that Respondent was aware that the
employees had engaged in such activity. Third, the General
Counsel must show that the alleged discriminatees suffered an
adverse employment action. Fourth, the government must es-
tablish a link, or nexus, between the employees’ protected ac-
tivity and the adverse employment action.
In effect, proving these four elements creates a presumption
that the adverse employment action violated the Act. To rebut
such a presumption, the respondent bears the burden of show-
ing that the same action would have taken place even in the
absence of the protected conduct. Wright Line, 251 NLRB
1083, at 1089. See also Manno Electric, Inc., 321 NLRB 278,
280 fn. 12 (1996).
The General Counsel clearly has established the existence of
protected activity. Kirkestrue participated in the Union organiz-
ing campaign and signed an authorization card.
Additionally, the record establishes that Respondent was
aware of the Union organizing campaign. In fact, it had re-
ceived the Union’s petition about one month before the change
in Kirkestrue’s duties.
Third, the government must establish that Kirkestrue suf-
fered an adverse employment action. Deciding that issue should
begin with a definition of the term.
The dictionary defines “adverse” as “acting against” or “in a
contrary direction.” The discharge of an employee is certainly
contrary to employment and clearly constitutes an adverse em-
ployment action. A disciplinary warning may affect an em-
ployee’s tenure with a company and therefore is adverse to the
employee’s interest in continued employment.
Certain other employment actions are “adverse” because
they change the terms and conditions of employment in an
unfavorable way and thus make the job less desirable. A reduc-
tion in pay certainly constitutes a change for the worse. Trans-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
476
ferring an employee from an air-conditioned office to a loading
dock in Death Valley likewise constitutes an adverse change in
working conditions.
To meet its burden of proving that an adverse employment
action has taken place, the government must establish by a
preponderance of the evidence that the individual’s prospects
for employment or continued employment have been dimin-
ished or that some legally cognizable term or condition of em-
ployment has changed for the worse.
In the present case, Kirkestrue suffered no change in hours of
employment, no change in pay, and no change in location of
employment. Additionally, the government has not demon-
strated that Kirkestrue’s job duties changed in any way which
reasonably would make the work less desirable to her. Indeed,
Kirkestrue did not testify that the job had become any less
pleasant or any more onerous.
It is difficult for me to understand how Kirkestrue’s terms
and conditions have worsened when her pay hasn’t changed,
her benefits haven’t changed, her hours of employment haven’t
changed, her work environment hasn’t changed, and she has not
claimed that her work has become more difficult or less re-
warding in any way.
Kirkestrue has not asserted that she took some kind of pleas-
ure in reading the Respondent’s confidential financial reports.
Even if she had made such a strange claim, I would hesitate to
find that an employee’s secret reading of confidential financial
reports constitutes a term or condition of employment which
the law should protect. Indeed, Kirkestrue could derive no
benefit from her access to these documents that would be con-
sistent with her duty to guard their confidentiality.
Therefore, I conclude that, for purposes of Wright Line
analysis, Kirkestrue suffered no adverse employment action.
Because the government has failed to establish all four Wright
Line elements, it has not proven that the change in Kirkestrue’s
job duties violated Section 8(a)(3) of the Act.
As the Union’s attorney pointed out during oral argument,
even if such a change did not violate Section 8(a)(3), it might
still interfere with the exercise of employee rights in violation
of Section 8(a)(1) of the Act. In the present case, however, I
conclude that there has been no such interference.
Kirkestrue’s job did not get worse in any appreciable way.
Such a benign change would have little potential to chill the
exercise of protected rights.
Therefore, I recommend that the Board find that the actions
alleged in Complaint paragraph 6(a) do not violate either Sec-
tion 8(a)(3) or (1) of the Act.
Complaint Paragraph 6(b)
Complaint paragraph 6(b) alleges that on about February 17,
2004, Respondent required employees Ann Marie Kirkestrue
and Audrey Tschirgi to write down all jobs they expected to do
each day at the beginning of each day and to give those written
reports to Office Manager Julie Hammersbach, and then to
write down what they had done at the end of each day and to
give those written reports to Office Manager Julie Hammers-
bach. For reasons already discussed, I conclude that credited
evidence establishes that Respondent did require Kirkestrue and
Tschirgi to take these actions.
Complaint paragraph 6(c) alleges that Respondent engaged
in this action because the employees formed, joined or assisted
the Union, and engaged in concerted activities, and to discour-
age employees from engaging in these activities. The evidence
fails to support this allegation.
Following the Wright Line framework, I conclude that the
government has established both the existence of protected
activity and Respondent’s knowledge of it.
However, the General Counsel has not proven the third nec-
essary element, that of an adverse employment action.
Kirkestrue and Tschirgi complied with Respondent’s re-
quirement by writing a few sentences on a sheet of a “mini”
sized legal pad, one about half the size of a standard 8-1/2 by
11 inch sheet of paper. They testified that this activity took
between 5 and 10 minutes a day. That amount of time seems
implausibly long for the completion of such a simple and lim-
ited task, but even assuming that the employees did take 10
minutes in the morning and 10 minutes in the afternoon to do
this duty, it did not affect their employment adversely.
This action did not change their pay, hours of employment,
benefits, or working conditions. It reasonably would not make
their work less pleasant in any appreciable way.
In oral argument, the General Counsel contended that requir-
ing the employees to write these notes constituted an onerous
requirement. Because the notes only entailed a few sentences, I
asked whether it would be onerous to require the employees to
write a note consisting of only one sentence. The General
Counsel replied that “it is onerous precisely because it is not a
big deal.”
However, that argument strikes me as pernicious. Should the
same argument be raised in a case of constructive discharge, it
would point to the conclusion that an employer could make an
employee’s work intolerable simply by imposing a requirement
which is “no big deal.” That is a kind of “homeopathic” reason-
ing which would turn the law on its head.
I conclude that the government has not satisfied the third
Wright Line requirement. Additionally, the record does not
establish the fourth criterion, a nexus between the action and
the protected activity. Clearly, the record establishes that Re-
spondent imposed this requirement not in retaliation for Union
activities but to remedy the problem of poor communications
between the employees and their supervisor.
Therefore, I recommend that the Board dismiss the allega-
tions raised by Complaint paragraph 6(b).
The Objections
The Employer has raised three objections to the conduct of
the election. The first objection is as follows:
Petitioner’s inclusion of statutory supervisors, Plant Manager
Dennis Landt and Wireless Manager Tom Hahn, in the peti-
tioned-for unit destroyed the laboratory conditions necessary
for a free and fair election.
The Employer’s third objection is as follows:
By failing to render a determination as to the supervisory
status of Plant Manager Dennis Landt and Wireless Manager
Tom Hahn and directing that such individuals “vote under
challenge,” Region 18 of the Board, by and through its au-
NORTHEAST IOWA TELEPHONE CO.
477
thorized agents and representatives, engaged in conduct which
destroyed the laboratory conditions necessary for a free and
fair election.
I conclude that the Board’s April 30, 2004 order, reported at
341 NLRB 670, addresses and rejects these objections. In ac-
cordance with the Board’s Order, I also reject them.
Respondent’s second objection states as follows:
Petitioner’s use of said statutory supervisors to actively obtain
support for Petitioner in the December 3, 2003 election de-
stroyed the laboratory conditions necessary for a free and fair
election.
Respondent has failed to carry its burden of proving that the
alleged supervisors are actually supervisors within the meaning
of Section 2(11) of the Act. That section defines “supervisor” to
mean “any individual having authority, in the interest of the
employer, to hire, transfer, suspend, lay off, recall, promote,
discharge, assign, reward, or discipline other employees, or
responsibly to direct them, or to adjust their grievances, or ef-
fectively to recommend such action, if in connection with the
foregoing the exercise of such authority is not of a merely rou-
tine or clerical nature, but requires the use of independent
judgment.” See 29 U.S.C. § 152(11).
However, the evidence fails to establish that the individuals
in question exercise any authority that is not of a merely routine
nature. Additionally, the evidence fails to establish that the
asserted supervisors have the authority to effectively recom-
mend any of the employment-related actions enumerated in
Section 2(11).
Therefore, I recommend that this objection be overruled.
When the transcript of this proceeding has been prepared, I
will issue a Certification which attaches as an appendix the
portion of the transcript reporting this bench decision. This
Certification also will include provisions relating to the Find-
ings of Fact, Conclusions of Law, Remedy, Order and Notice.
When that Certification is served upon the parties, the time
period for filing an appeal will begin to run.
Throughout this proceeding, all counsel have displayed the
highest standards of civility and professionalism, which I truly
appreciate. The hearing is closed.
APPENDIX B
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
the Federal labor law and has ordered us to post and obey this
notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join or assist a union
Choose representatives to bargain with us on your be-
half
Act together with other employees for your benefit and
protection
Choose not to engage in any of these protected activi-
ties.
WE WILL NOT create the impression that we have placed our
employees’ union activities under surveillance by monitoring
their cellular telephone calls.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce our employees in the exercise of these rights,
guaranteed to them by Section 7 of the National Labor Rela-
tions Act
NORTHEAST IOWA TELEPHONE COMPANY