346 NLRB 543
Marquette Transportation/Bluegrass Marine
MARQUETTE TRANSPORTATION/BLUEGRASS MARINE
346 NLRB No. 54
543
Marquette Transportation/Bluegrass Marine and
Pilots Agree Association, of the Great Lakes and
Rivers Maritime Region Membership Group of
the International Organization of Masters,
Mates and Pilots, ILA, AFL–CIO. Case 26–CA–
18650
February 27, 2006
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN
AND SCHAUMBER
On June 30, 1999, Administrative Law Judge Law-
rence W. Cullen issued the attached decision finding,
among other things, that the pilots at issue were not su-
pervisors and that the Respondent violated Section
8(a)(3) and (1) of the Act by terminating them for par-
ticipating in a strike and by making various statements to
its pilots. The Respondent filed exceptions and a sup-
porting brief, the General Counsel and the Charging
Party each filed an answering brief, and the Respondent
filed reply briefs. The General Counsel filed cross-
exceptions with a supporting brief, the Charging Party
filed an answering brief concurring with the General
Counsel’s cross-exceptions, and the Respondent filed an
answering brief to the General Counsel’s cross-
exceptions. On June 28, 2001, the National Labor Rela-
tions Board issued an order remanding the proceeding to
the judge for further consideration in light of NLRB v.
Kentucky River Community Care, 532 U.S. 706 (2001);
Brusco Tug & Barge Co. v. NLRB, 247 F.3d 273 (D.C.
Cir. 2001); and Empress Casino Joliet Corp. v. NLRB,
204 F.3d 719 (7th Cir. 2000).
On August 28, 2001, the judge issued the attached
supplemental decision on remand, finding that the pilots
were supervisors and that, therefore, the Respondent had
not violated the Act. The General Counsel and the
Charging Party filed exceptions and supporting briefs,
the Respondent filed answering briefs, and the Charging
Party filed a reply brief. The Respondent filed cross-
exceptions1 and a supporting brief, to which the Charging
Party filed an answering brief.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision, the supplemen-
tal decision on remand, and the record in light of the ex-
ceptions and briefs and has decided to affirm the judge’s
rulings, findings,2 and conclusions in the supplemental
1 In light of our disposition of the case, we find it unnecessary to
pass on the Respondent’s cross-exceptions.
2 The General Counsel and the Charging Party have implicitly ex-
cepted to some of the judge’s credibility findings. The Board’s estab-
lished policy is not to overrule an administrative law judge’s credibility
decision on remand and to adopt the recommended Order
set forth in that supplemental decision.3
ORDER
The recommended Order of the administrative law
judge is adopted, and the complaint is dismissed.
Rosalind Thomas, Esq., for the General Counsel.
Bart Sisk, Esq. (The Kullman Firm), of Memphis, Tennessee,
for the Respondent.
Samuel Morris, Esq. (Allen, Godwin, Morris, Laurenzi &
Bloomfield), of Memphis, Tennessee, for the Charging
Party.
DECISION
STATEMENT OF THE CASE
LAWRENCE W. CULLEN, Administrative Law Judge. This
case was heard before me on May 24 and 25, 1999, in Mem-
phis, Tennessee. The complaint, as amended at the hearing is
based on an amended charge filed by Pilots Agree Association,
of the Great Lakes and Rivers Maritime Region Membership
Group of the International Organization of Masters, Mates and
Pilots, ILA, AFL–CIO (the Charging Party or the Union), and
alleges that Marquette Transportation/Bluegrass Marine (the
Respondent or the Employer) violated Section 8(a)(1) and (3)
of the National Labor Relations Act (the Act). The complaint
is joined by Respondent’s answer thereto as amended at the
hearing wherein it denies the commission of any violations of
the Act and asserts certain affirmative defenses thereto. Prior
to the close of hearing the General Counsel moved to amend
paragraph 7 of the complaint by adding an allegation based on
testimony elicited at the hearing. On Respondent’s objection
therein, I withheld ruling and directed the parties to address this
in their posthearing briefs. Upon further review I grant this
motion and note Respondent’s denial thereto. That allegation is
that Respondent’s president, John Eckstein, told employees at
the January 22, 1998 meeting that if they discussed Pilots
Agree while on the vessel or used company equipment to dis-
cuss the Union, they would be dealt with.
On the entire record, including the testimony of the wit-
nesses, and exhibits submitted and after review of the briefs of
the parties, I make the following
resolutions unless the clear preponderance of all the relevant evidence
convinces us that they are incorrect. Standard Dry Wall Products, 91
NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have care-
fully examined the record and find no basis for reversing the findings.
3 The judge recommended dismissal of the complaint because the
barge pilots, alleged as discriminatees, were statutory supervisors.
Member Liebman concurs in the dismissal only because she ac-
knowledges that the material facts concerning the supervisory issue
cannot be meaningfully distinguished from those in current Board
precedent involving the same pilot classification in which supervisory
status was found. See Alter Barge Line, Inc., 336 NLRB 1266 fn. 1
(2001); Ingram Barge Co., 336 NLRB 1259 fn. 1 (2001).
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
544
FINDINGS OF FACT
I. JURISDICTION
The complaint alleges, Respondent admits, and I find that at
all times material herein during the 12-month period ending
November 30, 1998, Respondent has been a corporation with
an office and place of business located in Paducah, Kentucky,
where it has been engaged in the business of providing towboat
and barge inland waterway transportation services, and pur-
chased and received at its facility, goods valued in excess of
$50,000 directly from points outside the State of Kentucky, and
has derived gross revenues in excess of $50,000 for the trans-
portation of freight in interstate commerce under arrangements
with and as agent for various common carriers, each of which
operates between various States of the United States and has
accordingly functioned as an essential link in the transportation
of freight in interstate commerce and has performed services in
excess of $50,000 in States other than the State of Kentucky
and has been an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
II. THE LABOR ORGANIZATION
The complaint alleges, Respondent denies, and I find that the
Union is a labor organization within the meaning of Section
2(5) of the Act.
A. The 8(a)(1) Allegations
Facts
Pilots Agree is a labor organization made up of inland wa-
terway tugboat pilots and captains formed to address issues of
safety, working conditions and pay and other terms and condi-
tions of employment. The employees involved in this case
testified that they initially learned of Pilots Agree in the fall of
1997 through radio contact and word of mouth with other pilots
and captains on the river. In January 1998, Pilots Agree sent
requests for recognition to numerous tugboat companies operat-
ing on the inland waterways seeking recognition and bargaining
on behalf of their employees who were employed as captains
and pilots. When the various tugboat companies including
Respondent, failed to comply with the demand for recognition
and bargaining, Pilots Agree called a strike at midnight on
April 3, 1998, and many of the captains and pilots including
several employed by Respondent, pulled their boats to shore in
support of the strike.
Respondent’s president, John Eckstein, conducted a meeting
on January 22, 1998, along with several other members of Re-
spondent’s management, with certain of Respondent’s pilots
and captains concerning work-related matters. Near the end of
the meeting Eckstein brought up the subject of Pilots Agree and
inquired if any of the pilots and captains were members and
allegedly threatened its employees with discharge if they en-
gaged in union activities. Eckstein testified at the hearing that
he had learned of Pilots Agree on the internet. Robert Sharp,
who was then employed as a pilot by Respondent and who
attended this meeting, testified that at the end of the meeting
President Eckstein spoke and asked the employees at the meet-
ing, whether they were members of Pilots Agree and that Eck-
stein also stated that he would not recognize or negotiate with
the Union and that he would “release” anyone who was con-
nected with the Union. Sharp testified that Eckstein said he had
“heard the Union was having a meeting and I won’t spy on you
but if you go, you will be released.” Steve Colby, Respon-
dent’s port captain and a 2(11) supervisor, testified that at this
meeting Eckstein asked for a show of hands of those in atten-
dance at the meeting who were members of Pilots Agree. He
testified he did not remember whether there was any discussion
of the consequences to employees, if they walked out in support
of Pilots Agree. Respondent’s general counsel, Greg Minton,
who also attended this meeting testified he was at the second
half of the meeting and that the subject of Pilots Agree was
brought up and that Eckstein addressed the group and talked
about the adverse impact on employees because of competition.
He testified he did not recall any discussion of the employment
status of those employees who supported Pilots Agree and did
not otherwise specifically recall Eckstein’s remarks. Respon-
dent’s vice president of traffic and sales, Darin Adrian, who
also attended the meeting testified that Eckstein brought up the
subject of Pilots Agree, said it was an issue and asked for com-
ments but did not say that Pilots Agree members would be fired
or terminated. He testified that Eckstein told the Pilots that
what they did on their own time was their business, but that
anything that occurred on the boats would be dealt with on an
individual basis. On cross-examination by the General Coun-
sel, he testified he did not recall all of the remarks made about
Pilots Agree during the meeting and did not recall Eckstein
saying anyone would be “released.” He does recall the prohibi-
tion of using the radio to discuss Pilots Agree and his assump-
tion was that some type of adverse employment action would
take place if the employees violated this prohibition which he
understood would include a prohibition against solicitation on
behalf of Pilots Agree. He acknowledged that he is aware that
the employees regularly discuss a variety of non-work-related
matters on the radio which discussions are permitted by Re-
spondent. He acknowledged that an inquiry as to whether the
employees were members of the Union could have been one of
the questions asked by Eckstein. Respondent’s president, Eck-
stein, testified that at the meeting he talked about economics
and competition and asked the employees to tell him about
Pilots Agree and that only employee Wilson admitted being a
member of Pilots Agree. He then questioned the employees
about any complaints about working conditions and the princi-
ple response he received was that the employees wanted higher
wages. He denied having made a threat that the employees
would be released if they attended an upcoming union meeting.
Following the meeting, the Respondent sent a letter to each
of the pilots and captains dated January 26, 1998, which was
signed by its president, Eckstein. In this letter, Respondent told
the pilots and captains that they were supervisors and could not
join a union and if they did, they would be “dealt with” by Re-
spondent. This letter also stated that Respondent would not
negotiate with the Union.
MARQUETTE TRANSPORTATION/BLUEGRASS MARINE
545
Analysis
I credit the testimony of Robert Sharp that Eckstein told the
employees they would be “released” if it was learned that they
attended an upcoming meeting of Pilots Agree. I found his
testimony to be specific, clear and unwavering and I find that
this was an unlawful threat of discharge if the employees were
found to support the Union. I do not credit Eckstein’s denial
that he said this. I thus find that this statement by Eckstein was
a threat of discharge and violative of Section 8(a)(1) of the Act.
It is undisputed that Eckstein asked the employees whether
they were members of the Union and inquired about the Union
at this meeting. I find that this constituted an illegal poll of the
employees concerning their union sympathies and unlawful
interrogation concerning their support for the Union and vio-
lated Section 8(a)(1) of the Act.
I further find that Respondent violated Section 8(a)(1) of the
Act by informing its employees in the letter of January 26,
1998, that it would not negotiate with the Union and that they
would be “dealt with” if they discussed the Union while on the
tugboat or used company equipment to discuss the Union.
B. Status of the Employees
I find that pilots Robert Sharp, Alvis Null, and Ferman Kel-
lum were at all times material herein employees within the
meaning of Section 2(3) of the Act. In the instant case, the
Respondent has asserted as an affirmative defense that its pi-
lots, Sharp, Null, and Kellum, were supervisors within the
meaning of Section 2(11) of the Act so as to exclude them from
the protection accorded employees under Section 7 of the Act
to engage in concerted activities concerning wages, hours, and
other terms and conditions of employment. The burden is on
the Respondent to demonstrate that its employees should be
excluded from the protection of the Act as supervisors. The
issue of supervisory status is to be decided on a case-by-case
basis. St. Alphonsus Hospital, 261 NLRB 620, 624 (1982);
Hicks Oils & Hicksgas, 293 NLRB 84, 91 (1989); Purolater
Products, 270 NLRB 694 (1984). In the instant case the evi-
dence establishes that the pilots’ principle function is to steer
the tugboat and accompanying barges in tow from place to
place as directed by the office and the captain of the tugboat.
The captain and pilots alternate their duties in 6-hour shifts in
the wheelhouse to steer the boat. The pilots as well as the cap-
tain while they are steering the boat, call to the mate or leadman
for the assistance of the deck crew to serve as lookouts at locks
and narrow bridges and the mate or leadman directs the work of
the deck crew.
At the hearing, pilots Sharp and Null replied in the negative
to the questions propounded by the General Counsel concern-
ing whether they had the authority to and/or performed the
factors set out in Section 2(11) of the Act which define a super-
visor. Thus, both Sharp and Null testified they have never been
told by Respondent that they could hire, transfer, suspend, lay-
off, recall, promote, discharge, reward, adjust grievances, disci-
pline, make work assignments or direct employees in the per-
formance of their work and that they had never performed these
duties in their role as pilots. Kellum did not appear at the hear-
ing.
Sharp also testified that he did not authorize overtime and if
he had a problem with an employee he would notify the captain
who would handle the problem. He also testified he could not
make purchases on behalf of Respondent and had no authority
to relieve an employee who wanted to leave the boat. Null
testified he did not supervise any employees, that his job was in
the wheelhouse to navigate the boat and in emergencies he
called the captain. He testified that the deckhands report to the
mate who reports to the captain and the oilier or assistant engi-
neer reports to the engineer who reports to the captain.
The Respondent called Andrew Belza, employed as a mate,
who testified he regarded pilots as supervisors but admitted that
if a deckhand did not respond to a whistle by the pilot, he
(Belza) would report this to the captain. Respondent also called
Captain Jay Roy Pulley who is employed by Respondent as
both a captain and a pilot. Pulley testified that when he serves
as either a captain or a pilot, he maintains logs, and receives
orders to add and drop off barges to the tow. Usually the cap-
tain diagrams the reconfiguration of the tow, but sometimes the
pilot does so. Respondent also called Relief Captain Bob Wil-
son who has served as a pilot. He testified that pilots have the
authority to reconfigure the tow. He also testified that if a
leadman rejected an order, he would wake the captain up to
take care of the matter. Respondent’s president, Eckstein, testi-
fied that the pay scale for captains and pilots is similar and is
three times that of all other crew personnel.
I find that the evidence supports the conclusion that pilots
Sharp, Null, and Kellum were employees within the meaning of
the Act and that Respondent has failed to meet its burden to
establish that they were supervisors within the meaning of Sec-
tion 2(11) of the Act so as to be excluded from the protection of
Section 7 of the Act. Moreover, the evidence submitted by
Respondent was also insufficient to support a finding that its
captains are supervisors within the meaning of Section 2(11)
the Act. No evidence of their authority to discipline or other-
wise supervise or responsibly direct employees was presented.
Spentonbush/Red Star Cos., 319 NLRB 988 (1995), enfd. de-
nied 106 F.3d 484 (2d Cir. 1997).
C. The Strike
On April 3, 1998, pursuant to a call for a strike by Pilots
Agree at midnight, tugboats of various tugboat companies in-
cluding Respondent participated in the strike. In many in-
stances the captains as well as the pilots participated in the
strike. In the case of Sharp and Null, neither was on duty when
the strike was called and it was the captains of their boat who
actually pulled the tugboat and towage to the nearest landing
area, although both notified their captain that they were also
participating in the strike and upon being relieved, left the boat.
Null was actually ordered to go to another boat which had been
pulled into a landing by Captain Pulley and upon Null’s refusal
to do so, was ordered off the boat he was on by Port Captain
Colby.
On April 16, 1998, Respondent sent a letter to its regular pi-
lots who were entitled to benefits, including Sharp and Null,
informing them that they had been replaced and that their bene-
fits were cancelled. Additionally, Respondent filled out termi-
nation forms for Sharp and Null designating that they had re-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
546
signed and indicating they were not eligible for rehire. In the
case of Kellum, who was a trip pilot and not entitled to bene-
fits, the termination form indicates he resigned and does not
contain any reference to rehire. Neither Sharp nor Null nor
Kellum ever contacted the Respondent to inform the Respon-
dent they wished to end their strike and return to work. Nor did
Respondent offer to return them to work but rather treated their
work stoppages as resignations. Sharp testified that in view of
the threat of Respondent to release employees who were found
to support the Union and in view of the January 26, 1998 letter,
and the April 16, 1998 letter directed to him stating that he had
been replaced, he believed he had been discharged. Null testi-
fied he believed he was discharged when Colby told him to get
off the boat. He also testified that he did not contact anyone at
the Respondent after he received the letter informing him of his
replacement as he believed he was discharged. Kellum did not
attend the hearing and the record is silent as to his participation
in the strike, specific duties performed as a pilot, or the details
of his leaving the boat other than the termination form prepared
by Respondent indicating he had resigned. There is a notation
on his termination report that Kellum called Respondent and
stated that he was a member of Pilots Agree and would be pull-
ing the boat over.
Analysis
In addition to its assertion that the tugboat pilots were super-
visors, Respondent also contends that the captains were super-
visors and contends that the action of the pilots in striking for
recognition of a union which represented Respondent’s super-
visors was an act Respondent could not be legally compelled to
undertake. Consequently Respondent concludes that the strike
activity was unprotected, citing Rapid Armored Truck Corp.,
281 NLRB 371 (1986). However, I find this contention has no
merit in view of my finding that Respondent has not carried its
burden of proving its assertion that its pilots and captains were
supervisors. Furthermore as discussed by the General Counsel
and the Charging Party in their briefs Rapid Armored involved
a disqualification of certification of a bargaining unit under
Section 9(b)(3) of the Act because it admitted to membership
guards and employees other than guards. Section 9(b)(3) pro-
hibits the certification of a unit of guards and nonguards. See
Sierra Vista Hospital, Inc., 241 NLRB 631 (1979), wherein the
Board held that the inclusion of supervisors did not disqualify a
labor organization from representing nonsupervisors.
Respondent further contends that the strike constituted mu-
tiny and was therefore unprotected. I find no merit to this con-
tention insofar as it relates to Sharp and Null. In the two inci-
dents involving Sharp and Null, the pilots were not on duty
when the boat was pulled into a landing by their captain. There
was no proof they took any action except to inform Respon-
dent’s management they were on strike. Respondent presented
no evidence concerning Kellum’s participation in the strike
other than the note on his termination report. I find Southern
S S Co. v. NLRB, 316 U.S. 31 (1992), and U.S. v. Lancaster, 18
U.S. 434 (1820), cited by Respondent does not apply to the
facts in this case. Respondent further contends that the alleged
discriminatees’ act of tying up their boats and halting produc-
tion was serious misconduct justifying their lawful termination,
citing Can-Tex Industries v. NLRB, 683 F.2d 1183, 1186 (8th
Cir. 1982).
I find the General Counsel has established a prima facie case
of a violation of Section 8(a)(3) and (1) of the Act by Respon-
dent’s discharge of Sharp and Null. Respondent’s animus to-
ward the Union has been established by the 8(a)(1) violations
as set out above. Respondent’s knowledge of the engagement
in the strike by Sharp, Null, and Kellum has also been estab-
lished in this record by their unrebutted testimony and by the
documentary evidence. Moreover the adverse employment
actions of the discharges of Sharp and Null has also been estab-
lished by Respondent’s treatment of them as having resigned
and the letter informing them that they had been replaced.
Respondent contends the word “replaced” is a term of art refer-
ring to an employer’s right to replace economic strikers. How-
ever the letter informing Sharp and Null that they had been
replaced in combination with President Eckstein’s previous
threats if employees engaged in union activities and the order-
ing of Null off the boat when he refused to transfer to another
boat, would certainly lead reasonable persons to the conclusion
that they had been discharged. Moreover the termination re-
ports of April 12, 1998, in the case of Sharp, and April 9, 1998,
in the case of Null indicating that they had been terminated, on
April 10, 1998, in the case of Sharp, and April 5, 1998, in the
case of Null lend further support to the conclusion that they
were discharged because of their participation in the strike.
In the case of both Sharp and Null, neither was on duty when
the boats were pulled over by their captains. Thus, there has
been no showing that Sharp and Null engaged in any miscon-
duct but rather they merely informed Respondent they were
engaged in a strike. Sharp testified he remained on the boat for
7 days until he was relieved by Respondent. This does not
appear to be misconduct. Null left the boat after being ordered
to do so by Respondent and there is no evidence of any mis-
conduct on his part. I thus conclude that the General Counsel
has established a prima facie case that these two employees
were discharged by Respondent in retaliation for their engage-
ment in concerted activities by participating in the strike, which
was protected activity under Section 7 of the Act. I find Re-
spondent has failed to rebut the prima facie case by the prepon-
derance of the evidence. Wright Line, 251 NLRB 1083 (1980),
enfd. 662 F.2d 899 (1st Cir. 1981), approved in NLRB v.
Transportation Management Corp., 462 U.S. 393 (1983).
With respect to Kellum, I find the evidence is insufficient to
support a violation of the Act. Kellum was a trip pilot and
there is no evidence that he was the recipient of any threats by
Respondent’s management or that he would have been hired for
another trip in any event or that he ever presented himself for
availability for another trip or that Respondent took any actions
toward him communicating in any form that he had been dis-
charged.
CONCLUSIONS OF LAW
1. Respondent is an employer within the meaning of Section
2(2), (6), and (7) of the Act.
2. Pilots Agree is a labor organization within the meaning of
Section 2(5) of the Act.
3. Respondent violated Section 8(a)(1) of the Act by
MARQUETTE TRANSPORTATION/BLUEGRASS MARINE
547
(a) Unlawfully interrogating and polling its employees con-
cerning their union sympathies and activities.
(b) Threatening its employees that it would not bargain with
the Union if the employees chose union representation.
(c) Threatening its employees that it would “release” them if
they engaged in union activities.
(d) Threatening its employees that they would be dealt with
if they discussed Pilots Agree while on the tugboat or used
company equipment to discuss the Union.
4. Respondent violated Section 8(a)(1) and (3) of the Act by
discharging employees Robert Sharp and Alvis Null, because of
their engagement in protected strike activities.
5. Respondent did not violate Section 8(a)(1) and (3) of the
Act with respect to the termination of employee Ferman Kel-
lum.
6. The above unfair labor practices in connection with the
business engaged in by Respondent as set out above have the
effect of burdening commerce within the meaning of Section
2(6) and (7) of the Act.
REMEDY
Having found that the Respondent violated the Act, it shall
be ordered to cease and desist therefrom and to take certain
affirmative actions designed to effectuate the policies and pur-
poses of the Act including the posting of an appropriate notice.
It is recommended that Respondent offer immediate rein-
statement to Robert Sharp and Alvis Null to their former posi-
tions or to substantially equivalent ones if their former positions
no longer exist, and that it make them whole for all loss of pay
and benefits sustained as a result of the discrimination against
them, with backpay and benefits to be computed in accordance
with F. W. Woolworth Co., 90 NLRB 289 (1950), and interest
as computed in New Horizons for the Retarded, 283 NLRB
1173 (1987). Interest shall be computed at the short-term Fed-
eral rate for the underpayment of taxes as set out in the 1986
amendment to 26 U.S.C. § 6621.
On these findings of fact and conclusions of law and on the
entire record, I issue the following recommended1
ORDER
The Respondent Marquette Transportation/Bluegrass Ma-
rine, its officers, agents, successors, and assigns shall
1. Cease and desist from
(a) Interrogating and polling its employees concerning their
union sympathies and activities.
(b) Threatening its employees that it would not bargain with
Pilots Agree if they chose union representation.
(c) Threatening its employees that it would “release” them or
that they would be “dealt with” if they engaged in union activi-
ties and/or discussed the Union while on the tugboat or used
company equipment to discuss the Union.
1 If no exceptions are filed as provided by Sec. 102.46 of the Board’s
Rules and Regulations, the findings, conclusions, and recommended
Order shall, as provided in Sec. 102.48 of the Rules, be adopted by the
Board and all objections to them shall be deemed waived for all pur-
poses.
(d) Discharging its employees because of their engagement
in union activities.
(e) In any like or related manner interfering with, restraining,
or coercing employees in the exercise of the rights guaranteed
them by Section 7 of the Act.
2. Take the following affirmative actions necessary to effec-
tuate the policies of the Act.
(a) Post the attached notice and mail a copy thereof to all
current employees and all employees employed by Respondent
since January 1998.
(b) Within 14 days of the date of this Order, offer reinstate-
ment to Robert Sharp and Alvis Null to their former positions
or, if those jobs no longer exist, to substantially equivalent
positions without prejudice to their seniority or any other rights
or privileges previously enjoyed, discharging if necessary, any
employees in that position.
(c) Make Robert Sharp and Alvis Null whole for any loss of
earnings and other benefits suffered as a result of the discrimi-
nation against them in the manner set forth in the remedy sec-
tion of this decision, with interest.
(d) Within 14 days from the date of this Order, remove from
its files any reference to the unlawful discrimination against
Robert Sharp and Alvis Null and within 3 days thereafter notify
them that this has been done and that the discriminatory action
will not be used against them in any way.
(e) Preserve and, within 14 days of a request, make available
to the Board or its agents for examination and copying, all pay-
roll records, social security payment records, timecards, per-
sonnel records and reports, and all other records, including an
electronic copy of the records if stored in electronic form, nec-
essary to analyze the amount of backpay due under the terms of
this Order.
(f) Within 14 days after service by the Region, post copies of
the attached notice marked “Appendix.”2 Copies of the notice,
on forms provided by the Regional Director for Region 26,
after being signed by the Respondent’s authorized representa-
tive, shall be posted by the Respondent immediately upon re-
ceipt and maintained for 60 consecutive days in conspicuous
places including all places where notices to employees are cus-
tomarily posted. Reasonable steps shall be taken by the Re-
spondent to ensure that the notices are not altered, defaced, or
covered by any other material. The Respondent shall duplicate
and mail, at its own expense, a copy of the notice to all current
employees and former employees employed by the Respondent
at any time since January 1998.
(g) Within 21 days after service by the Region, file with the
Regional Director a sworn certification of a responsible official
on a form provided by the Region attesting to the steps that the
Respondent has taken to comply.
As to any violations not specifically found, the complaint is
dismissed.
2 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
548
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we violated
the National Labor Relations Act and has ordered us to post and
abide by this notice.
Section 7 of the Act gives employees these rights.
To organize
To form, join, or assist any union
To bargain collectively through representatives of their
own choice
To act together for other mutual aid and protection
To choose not to engage in any of these concerted ac-
tivities
WE WILL NOT interrogate or poll our employees concerning
their union sympathies and activities.
WE WILL NOT threaten employees that we will not bargain
with Pilots Agree Association, of the Great Lakes and Rivers
Maritime Region Membership Group of the International Or-
ganization of Masters, Mates and Pilots, ILA, AFL–CIO.
WE WILL NOT threaten employees that we will release them or
that they will be dealt with if they engage in union activities.
WE WILL NOT discharge our employees because of their en-
gagement in union activities.
WE WILL NOT in any like or related manner, interfere with, re-
strain, or coerce our employees in the exercise of the rights
guaranteed them by Section 7 of the Act.
WE WILL within 14 days from the date of this Order offer
Robert Sharp and Alvis Null full reinstatement to their former
jobs, or if those jobs no longer exist, to substantially equivalent
jobs without prejudice to their seniority or any other rights
previously enjoyed and will make them whole for any loss of
earnings and other benefits resulting from the discrimination
against them, less any net interim earnings, plus interest.
WE WILL within 14 days from the date of the Board’s Order,
remove from our files any reference to the unlawful action
taken against Robert Sharp and Alvis Null and notify them
within 3 days thereafter in writing that this has been done and
that the unlawful discrimination will not be used against them
in any way.
MARQUETTE TRANSPORTATION/BLUEGRASS MARINE
Rosalind Eddins, Esq., for the General Counsel.
Bart Sisk, Esq. (The Kullman Firm), of Memphis, Tennessee,
for the Respondent.
Samuel Morris, Esq. (Allen, Godwin, Morris, Laurenzi &
Bloomfield), of Memphis, Tennessee, for the Charging
Party.
SUPPLEMENTAL DECISION ON REMAND
LAWRENCE W. CULLEN, Administrative Law Judge. I issued
my original decision in this case on June 30, 1999. In my deci-
sion
I
found
that
Respondent
Marquette
Transporta-
tion/Bluegrass Marine (Marquette) was in the business of pro-
viding towboat and barge inland waterway services and is an
employer within the meaning of Section 2(2), (6), and (7) of the
National Labor Relations Act (the Act). I also found Pilots
Agree Association, of the Great Lakes And Rivers Maritime
Region Membership Group of the International Organization of
Masters, Mates And Pilots, ILA, AFL–CIO (Pilots Agree or the
Union) was a labor organization of inland waterway tugboat
pilots and captains formed to address issues of safety, working
conditions and pay and other terms and conditions of employ-
ment, within the meaning of Section 2(5) of the Act.
In my decision I found as follows:
In the fall of 1997, the Union engaged in an organizational
campaign among captains and pilots engaged in towboat and
barge inland waterway services. On January 22, 1998, Re-
spondent conducted a meeting among its captains and pilots.
Near the end of the meeting Respondent’s President John Eck-
stein inquired whether any of the employees in attendance were
members of the Union and told them they would be “released”
if they attended an upcoming union meeting. I found that the
statement that they would be released was a threat of discharge
violative of Section 8(a)(1) of the National Labor Relations Act
(the Act). I found the inquiry about the Union was an illegal
poll of the employees concerning their union sympathies and
unlawful interrogation concerning their support for the Union
and violative of Section 8(a)(1) of the Act. I also found that
Respondent violated Section 8(a)(1) of the Act by informing its
employees in its letter to them of January 26, 1998, that it
would not negotiate with the Union and they would be “dealt
with” if they discussed the Union while on the tugboat or used
company equipment to discuss the Union.
I also found that on April 3, 1998, pursuant to a call by Pilots
Agree at midnight, captains and pilots of various tugboat com-
panies including pilots Robert Sharp, Alvis Null, and trip pilot
Ferman Kellum all employed by Respondent participated in the
strike. Sharp and Null were not on duty at the time and it was
the captains of their boats who actually pulled the tugboat and
towage to the nearest landing area. However, both notified the
captain that they were participating in the strike. Null was
ordered to go to another boat that had been pulled into a land-
ing, refused to do so and was ordered off the boat.
On April 16, 1998, Respondent sent a letter to its regular pi-
lots who were entitled to benefits, including Sharp and Null,
informing them that they had been replaced and that their bene-
fits were cancelled. Respondent also filled out termination
forms for Sharp and Null indicating that they had resigned and
that they were not eligible for rehire. I found that General
Counsel had established a prima facie case of a violation of
Section 8(a)(3) and (1) of the Act by Respondent’s discharge of
Sharp and Null in view of the evidence presented at the hearing
and that animus toward the Union had been established by the
8(a)(1) violations as found above. I found that the prima facie
case had not been rebutted by the Respondent. I found the
evidence was insufficient to support a violation of the Act with
respect to Kellum who did not testify. Kellum was a trip pilot
and there was no evidence he would have been hired for an-
other trip or that Respondent took any actions toward him
communicating in any manner that he had been discharged.
MARQUETTE TRANSPORTATION/BLUEGRASS MARINE
549
Central to my findings of the 8(a)(1) and (3) violations was a
determination that the pilots were “employees” under Section
2(3) of the Act. My determination on this issue was as follows:
I find that pilots Robert Sharp, Alvis Null, and Ferman Kel-
lum were at all times material herein employees within the
meaning of Section 2(3) of the Act. In the instant case the
Respondent has asserted as an affirmative defense that its pi-
lots Sharp, Null, and Kellum were supervisors within the
meaning of Section 2(11) of the Act so as to exclude them
from the protection accorded employees under Section 7 of
the Act to engage in concerted activities concerning wages,
hours and other terms and conditions of employment. The
burden is on the Respondent to demonstrate that its employ-
ees should be excluded from the protection of the Act as su-
pervisors. The issue of supervisory status is to be decided on
a case by case basis. St. Alphonsus Hospital, 261 NLRB 620,
624 (1982); Hicks Oils & Hicksgas, 293 NLRB 84, 91
(1989); Purolater Products, 270 NLRB 694 (1984). In the
instant case the evidence establishes that the pilots’ principle
function is to steer the tugboat and accompanying barges in
tow from place to place as directed by the office and the cap-
tain of the tugboat. The captain and pilots alternate their du-
ties in six hour shifts in the wheelhouse to steer the boat. The
pilots as well as the captain while they are steering the boat,
call to the mate or leadman for the assistance of the deck crew
to serve as lookouts at locks and narrow bridges and the mate
or leadman directs the work of the deck crew.
At the hearing pilots Sharp and Null replied in the negative
to the questions propounded by the General Counsel concern-
ing whether they had the authority to and/or performed the
factors set out in Section 2(11) of the Act which define a super-
visor. Thus, both Sharp and Null testified they have never been
told by Respondent that they could hire, transfer, suspend, lay-
off, recall, promote, discharge, reward, adjust grievances, disci-
pline, make work assignments or direct employees in the per-
formance of their work and that they had never performed these
duties in their role as pilots. Kellum did not appear at the hear-
ing.
Sharp also testified that he did not authorize overtime and if
he had a problem with an employee he would notify the captain
who would handle the problem. He also testified he could not
make purchases on behalf of Respondent and had no authority
to relieve an employee who wanted to leave the boat. Null
testified he did not supervise any employees, that his job was in
the wheelhouse to navigate the boat and in emergencies he
called the captain. He testified that the deckhands report to the
mate who reports to the captain and the oilier or assistant engi-
neer reports to the engineer who reports to the captain.
The Respondent called Andrew Belza, employed as a mate,
who testified he regarded pilots as supervisors but admitted that
if a deckhand did not respond to a whistle by the pilot, he
(Belza) would report this to the captain. Respondent also called
Captain Jay Roy Pulley who is employed by Respondent as
both a captain and a pilot. Pulley testified that when he serves
as either a captain or a pilot, he maintains logs, and receives
orders to add and drop off barges to the tow. Usually the cap-
tain diagrams the reconfiguration of the tow, but sometimes the
pilot does so. Respondent also called Relief Captain Bob Wil-
son who has served as a pilot. He testified that pilots have the
authority to reconfigure the tow. He also testified that if a
leadman rejected an order, he would wake the captain up to
take care of the matter. Respondent’s president, Eckstein, testi-
fied that the pay scale for captains and pilots is similar and is
three times that of all other crew personnel.
I find that the evidence supports the conclusion that pilots
Sharp, Null, and Kellum were employees within the meaning of
the Act and that Respondent has failed to meet its burden to
establish that they were supervisors within the meaning of Sec-
tion 2(11) of the Act so as to be excluded from the protection of
Section 7 of the Act. Moreover the evidence submitted by
Respondent was also insufficient to support a finding that its
captains are supervisors within the meaning of Section 2(11)
the Act. No evidence of their authority to discipline or other-
wise supervise or responsibly direct employees was presented.
Spentonbush/Red Star Cos., 319 NLRB 988 (1995), enfd. de-
nied 106 F.3d 484 (2d Cir. 1997).
Subsequent to my decision in this case, the Supreme Court
issued its decision in NLRB v. Kentucky River Community
Care, 532 U.S. 706 (2001). Two circuit courts in Brusco Tug
& Barge Co. v. NLRB, 247 F.3d 273 (D.C. Cir. 2001), and Em-
press Casino Joliet Corp. v. NLRB, 204 F.3d 719 (7th Cir.
2000), issued decisions denying enforcement of the Board’s
decisions concerning the status of individuals similar to the
pilots in this case. On June 28, 2001, the Board remanded this
case to me for review in light of these three decisions and the
issuance of a supplemental decision. I was also directed to
address the issue of whether the record should be reopened to
take additional evidence on the issue of whether the pilots “as-
sign” and “responsibly direct” employees and on the scope or
degree of “independent judgment” used in the exercise of such
authority.
On July 10, 2001, I issued a Notice and Invitation to File
Briefs with me on July 30, 2001, addressing the issues and
matters set out by the Board’s Order Remanding. On July 30,
the General Counsel and Respondent filed their briefs. I subse-
quently received the Charging Party’s brief which had been
sent to an incorrect address. All briefs have been considered.
With respect to whether the current record contains sufficient
evidence for me to address the issues raised by the Board’s
Order, the General Counsel contends that the 2 days of testi-
mony and substantial documentation in the record concerning
the authority and job duties of the pilots is sufficient to address
whether the pilots “assign” and “responsibly direct” employees
and the degree of “independent judgment” exercised under such
authority. The General Counsel thus contends that the reopen-
ing of the record is not warranted as the current state of the
record is sufficient for the administrative law judge to issue a
supplemental decision addressing the issues raised by the
Board’s Order. Charging Party contends the record is sufficient
to address the issues raised by the Board’s Order. I was also
directed to consider and make specific findings, including
credibility, concerning the testimony of Andrew Belza. Re-
spondent contends in his brief that the record should be re-
opened and additional testimony taken if I am not persuaded
that the pilots are supervisors and that the complaint should be
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
550
dismissed. The General Counsel and counsel for the Charging
Party contend the record is sufficient to address the issues
raised by the Board’s Order.
Mate Andrew Belza testified concerning the duties of a pilot
and the hierarchy of command on the tugboat and the tow. He
has been a mate for 2-1/2 years, is a 6-year employee and the
tugboats operate 24 hours a day, 7 days a week. On the back
watch it is pilot, mate, and deckhand. Belza as the mate directs
the work of the deckhands. The pilot is in charge of the vessel
and the tow of barges and is the highest ranking official on the
back watch. He is the counterpart of the captain on the forward
watch. The mate directs the work of the deckhands which con-
sists of chipping off old paint and painting, serving as a look-
out, securing the tow of barges, assisting with the reconfigura-
tion of the tow and with making locks on the upper Mississippi
River on a frequent basis. On the front watch which is from 6
a.m. to 12 p.m. and from 6 p.m. to 12 a.m., the captain is in
command, and the mate reports to the captain as does the engi-
neer or oiler and the cook. On the back watch the pilot is in
charge and calls out orders to the mate. Belza testified that
although he directs the work of the deckhands, the pilot may
change the priority of the work, require the deck crew to per-
form other tasks as required such as repairing the sounder, re-
placing lights that have burned out, and serving as lookout in
making locks or in inclement weather with poor visibility.
Normally the pilot contacts the mate and informs him of a
change in priority such as in an instance when land-based man-
agement has called in an order to drop off or pick up barges.
The mate will then direct the deckhands in the performance of
the assignment he has been given by the pilot. On occasion the
pilot will contact the deckhands himself when the mate is in
another location. The mate and the deckhands are expected to
follow the orders of the pilot and failure to do so will result in
termination which will be carried out by land-based manage-
ment on the pilot’s and captain’s recommendations. The pilot
is answerable for any mishaps that occur with the tugboat and
the tow by virtue of his license and is subject to Coast Guard
regulations and scrutiny. He is questioned by Coast Guard
officials in connection with any investigations following acci-
dents. The situation confronting pilots in the operation of the
tugboat and tow is constantly changing due to weather changes,
levels of the river and current flows, the making of different
locks, obstacles in the river, bridges, and an excess of pleasure
boats in the area. It is the pilot’s responsibility to safely navi-
gate the tugboat and the tow through this constantly changing
situation and it is essential that the mate and the deck crew
follow the orders of the pilot. I fully credit the testimony of
Belza as corroborated by Captain Jay Roy Pulley and Relief
Captain Bob Wilson who testified in Respondent’s case. I find
Belza’s testimony to be detailed and straightforward. He did
not attempt to embellish his testimony but readily conceded his
lack of specific knowledge of Trip Pilot Kellum with whom he
had only sailed on one occasion. Although he had not sailed
with Null or Sharp, his description of the duties of the pilot and
the work relationship of the pilot, mate, and deck crew was
relevant and material in outlining the level of the pilots’ super-
visory authority.
Analysis
After a review of the General Counsel’s, the Charging
Party’s, and Respondent’s briefs and the record as a whole, I
find the record contains sufficient evidence for the undersigned
to address the issues raised by the Board’s Order.
Section 2(3) of the Act excludes supervisors from the protec-
tion of the Act. 29 USA §152(3). Section 2(11) of the Act
defines supervisor as:
Any individual having authority, in the interest of the em-
ployer, to hire, transfer, suspend, lay off, recall, promote, dis-
charge, assign, reward, or discipline other employees, or re-
sponsibly to direct them, or to adjust their grievances, or effec-
tively to recommend such action, if in connection with the
foregoing the exercise of such authority is not of a routine or
clerical nature, but requires the use of independent judge-
ment. [Emphasis added.]
Section 2(11) requires an affirmative answer to three ques-
tions, if an employee is to be deemed a supervisor. NLRB v.
Health Care & Retirement Corp. of America, 511 U.S. 571
(1994). (1) Does the employee have authority to engage in one
of the 12 activities listed in Section 2(11); (2) Does the exercise
of that authority require the use of independent judgment; and
(3) Does the employee hold their authority in the interest of the
employer? For the reasons hereinafter set out in this decision, I
find that each of the above questions should be answered in the
affirmative.
With respect to the Supreme Court’s ruling in Kentucky
River, the Court upheld the Board’s rule that the burden of
proving 2(11) supervisory status rests on the party asserting it.
As I found in my decision that the burden of proving 2(11)
supervisory status of the pilots rested on the Respondent, this
ruling is consistent with the Supreme Court’s ruling in Ken-
tucky River. In Kentucky River, the Court rejected the Board’s
interpretation of “independent judgment” in Section 2(11)’s
definition of the term “supervisor.” The Court rejected the
Board’s interpretation that, i.e., registered nurses will not be
deemed to have used “independent judgment” when they exer-
cise ordinary or professional or technical judgment in directing
less-skilled employees to deliver services in accordance with
employer-specified standards. The Court found the Board’s
interpretation of “independent judgment” to be inconsistent
with the Act. However, the Court recognized that the Board
has discretion to determine whether the scope or degree of “in-
dependent judgment” meets the statutory threshold. The Court
also left open the question of the interpretation of the 2(11)
definition of supervisors and the 2(12) definition of profession-
als and the question of the interpretation of the 2(11) supervi-
sory function of “responsible direction” noting the possibility
of distinguishing employees who direct other employees from
those who direct them in specific tasks.
The General Counsel notes that the Court rejected the
Board’s interpretation that the health care employees in Ken-
tucky River did not use “independent judgment” when they
exercised ordinary professional or technical judgment in direct-
ing less-skilled employees to deliver services in accordance
with employer-specified standards. The General Counsel notes
that the Court conceded that the Board has the discretion to
MARQUETTE TRANSPORTATION/BLUEGRASS MARINE
551
determine, within reason, what scope of discretion qualifies for
supervisory status. The General Counsel argues that it is thus
within the discretion of the Board to determine whether the
judgment associated with any enumerated 2(11) authority satis-
fies the statutory threshold to such a degree that it constitutes
independent judgment. She contends that the Court accepted
the Board’s analysis and decision in Chevron Shipping Co., 317
NLRB 379 (1995), that the individuals at issue were not super-
visors but left open the question of the possibility of interpret-
ing the 2(11) supervisory function of “responsible direction” by
distinguishing employees who direct the manner of other’s
performance of discrete tasks and who are thus 2(3) employees
from those who direct other employees and are thus 2(11) su-
pervisors.
The General Counsel argues that the record as a whole, fails
to establish that the pilots have the authority to hire, transfer,
suspend, lay off, recall, promote, reward employees, or to ad-
just grievances, or to effectively recommend any of these indi-
cia of supervisory status. The General Counsel contends in
brief that “the evidence establishes that any judgment pilots
might exercise in performing nominally supervisory functions,
such as assigning or directing the work of employees, falls well
below the statutory threshold required by the Act to constitute
independent judgment. Thus, to the extent the deckhands may
receive direction in the performance of their work, it is no dif-
ferent from the type of direction given by the employees at
issue in Chevron USA, 309 NLRB 59 [(1992)], wherein the
Board reasonably found that such direction was not that of a
supervisor, but of a more experienced employee over one who
is less skilled.” The General Counsel also cites A. L. Mechling
Barge Lines, Inc., 192 NLRB 1118, 1119 (1971).
The Court in Brusco, directed the Board to reconcile its deci-
sion with two earlier Board decisions finding pilots of tugboats
were 2(11) supervisors. The General Counsel argues in brief
that the:
Earlier Board decisions were made at a time when the pilots
and mates were perceived by both management and crew per-
sonnel as officers. The term officer had a precise meaning in
the industry, as one with authority to issue orders. Refusal to
comply with these orders resulted in discipline. Evidence in
more recent cases fails to establish such. Moreover, those de-
cisions placed undue weight on the potential danger involved
in the operation of a complex piece of equipment. Thus the
later decisions suggest that the Board has become cognizant
of the erosion of the traditional authority of wheelhouse per-
sonnel, particularly pilots. Moreover, the Board’s latest de-
termination that operation of complex machinery is insuffi-
cient to confer supervisory status upon an individual has been
adopted by the Circuit Court.
See Cooper/T Smith, Inc. v. NLRB, 177 F.3d 1259 (11th Cir.
1999). The General Counsel thus concludes that the decision of
the administrative law judge in the instant case is not inconsis-
tent with prior Board precedent and Brusco does not warrant a
reversal.
The Charging Party contends that “Because neither the inter-
pretation of ‘independent judgment’ that was used by the Board
in Kentucky River nor the application of that interpretation was
incorporated into the instant case, the Supreme Court’s decision
in Kentucky River is not applicable to the present case.” The
Charging Party argues that even if Kentucky River is applicable
to this case, it does not affect the status of the pilots. It con-
tends that the Supreme Court left open the possibility of inter-
preting the supervisory function of responsible direction by
distinguishing employees who direct the manner of other’s
performance of discrete tasks from employees who direct other
employees. The Charging Party contends the pilots in the in-
stant case fall into the former category. They do not direct
other employees. Rather they direct the manner of the employ-
ees’ performance of tasks while on the vessel. The Charging
Party argues the authority given to pilots to assign or responsi-
bly direct does not reach the level of authority required to qual-
ify them as supervisors under the Act.
Respondent contends in its brief that the evidence produced
at hearing concerning the supervisory status of the pilots par-
ticularly in view of the Brusco case and Masters, Mates & Pi-
lots Local 28, 136 NLRB 1175 (1962), enfd. 321 F.2d 376
(D.C. Cir. 1963), and Bernhardt Bros. Tugboat Service, 142
NLRB 851, enfd. 328 F.2d 757 (7th Cir. 1963), establishes that
Respondent’s pilots are supervisors under Section 2(11) of the
Act as they have the responsibility to assign work and direct
other employees while on the back watch. Respondent urges
that Belza’s detailed testimony should be fully credited. It was
supported by the testimony of Captain Pulley and Relief Cap-
tain Wilson who testified in this case and was reluctantly cor-
roborated by alleged discriminatees Null and Sharp. It clearly
establishes that the pilot is the sole person in charge and is the
highest level official on duty when he is on the back watch. He
has the authority to navigate the vessel and barges, reprioritize
work, and order the mate and other employees to stand lookout,
check the sounder for water levels, tie and untie barges, assist
in the making of locks and all that is necessary in the safe navi-
gation of the vessel and the barges. The authority of the pilot is
absolute and must be obeyed.
I find based on Belza’s testimony as corroborated by other
witnesses and the record as a whole that the Respondent has
met its burden of proof in establishing that the pilots are super-
visors within the meaning of Section 2(11) of the Act. I thus
modify my previous decision in this regard.
In my previous decision I credited the testimony of the pilots
who testified that they did not have the authority and/or per-
form the factors set out in Section 2(11) of the Act which de-
fine a supervisor. They testified they do not have the authority
to hire, transfer, suspend, layoff, recall, promote, reward, dis-
charge, adjust grievances, or discipline employees and have
never done so in the performance of their work. They testified
they did not make work assignments or direct employees in the
performance of their work but rather merely called to the mate
or lead deckhand for lookout and other duties connected with
going through locks in the river and if they observe any prob-
lems with the tow. They contended the mate handles this and
directs the work of the deck crew. In Bernhardt cited in
Brusco, the trial examiner with Board approval concluded that
the tugboat pilots involved in that case had the authority to
direct crew members other than routinely. Relying on credited
testimony he cited the pilots responsibility at 854 “on watch,
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
552
relying upon his own experience and judgment, decides if the
weather is bad enough to require a lookout against shifting
navigational hazards, and if so when and where to place the
lookout and which crew member should be so assigned.” The
trial examiner concluded at 854 that the pilots had “authority
responsibly to direct the crew members on their watch and that
the exercise of such authority is not merely routine, but on the
contrary requires the use of independent skill and judgment.”
The trial examiner thus concluded that the pilots were supervi-
sors within the meaning of the Act. Similarly in Local 28, the
administrative law judge with Board approval, found pilots
were supervisors for the same reasons.
In Brusco, the D.C. Circuit Court of Appeals denied en-
forcement and remanded the case to the Board. In its decision
the D.C. Circuit remanded for the Board “to explain why its
decision in this case is not inconsistent with Local 28 and
Bernhardt or alternatively, to justify its apparent departures.”
The Board has directed me to reconsider my decision in view of
Kentucky River, Brusco, and Empress. In my initial decision in
this case I found that testimony of the pilots’ assignment of
work was merely a direction to the mate or lead deckhand who
carried out the order. However, in the earlier Bernhardt and
Local 28 decisions, on virtually identical facts, the trial exam-
iners concluded, and the Board adopted their conclusions, that
based on the safety hazards and requirement that pilots make
decisions under loosely constrained conditions, the pilots did
indeed exercise direction over significant matters requiring the
use of independent judgment. My review of Bernhardt and
Local 28 convince me that although I credited the pilots who
testified at the initial hearing that they did not assign work to
the crew but merely called to the mate or lead deckhand who
directed the work of the crew, it is obvious that the pilots do
more than this in the direction of the operation of the boat and
barges as they are navigated through the inland waterways.
The orders of the pilot must be followed if the tugboat and the
tow are to be safely navigated to their destinations. The pilots
in the instant case perform the same duties as those in the
Bernhardt and Local 28 cases. I thus modify my determination
with respect to the assignment of work and find that the pilots
in the instant case direct the work of the crew and do so with
the exercise of significant independent judgment under condi-
tions that are loosely constrained by Respondent. I find that the
pilots have authority in the interest of the employer to assign
work to the crew and to responsibly direct them and that such
authority is not of a routine or clerical nature but requires the
use of independent judgment. Since the Board has directed me
to analyze this case as viewed in light of the above-cited prece-
dents, I am constrained to reconsider my conclusion that the
pilots were not supervisors. In so doing and in reliance on the
precedent of Bernhardt and Local 28, I find the pilots were
supervisory employees at the time they engaged in the work
stoppage which was not protected insofar as it affected them. I
thus find that the pilots were not protected by Section 7 of the
Act and that Respondent did not violate the Act by the state-
ments made by its President Eckstein, the letter sent to the pi-
lots or by the termination of the pilots. But see McAllister
Bros., 278 NLRB 601, 613 (1986), where captains were held
not to be supervisors as the boat personnel were experienced
and qualified to perform jobs without constant supervision.
CONCLUSIONS OF LAW
1. Respondent is an employer within the meaning of Section
2(2), (6), and (7) of the Act.
2. Pilots Agree is a labor organization within the meaning of
Section 2(5) of the Act.
3. At all times material herein, pilots Null, Sharp, and Kel-
lum were supervisors under Section 2(11) of the Act.
4. The inquiries made by Vice President John Eckstein and
the remarks directed to the captains and pilots at the January
22, 1998 meeting and Respondent’s letter to the pilots and cap-
tains of January 26, 1998, were not violative of the Act as the
captains and pilots were supervisors under Section 2(11) of he
Act.
5. As supervisors their engagement in the strike was unpro-
tected and Respondent did not violate the Act by its termination
of pilots Null, Sharp, and Kellum for their engagement in the
strike.
The complaint is dismissed in its entirety.