346 NLRB 1011
Oasis Mechanical, Inc.
OASIS MECHANICAL, INC.
346 NLRB No. 91
1011
Oasis Mechanical, Inc. and Plumbers & Pipefitters
Local 344. Case 17–CA–23050
April 27, 2006
DECISION AND ORDER
BY CHAIRMAN BATTISTA AND MEMBERS LIEBMAN AND
SCHAUMBER
On September 14, 2005, Administrative Law Judge
Thomas M. Patton issued the attached decision. The
Respondent and the General Counsel each filed excep-
tions and a brief in support of their exceptions. The Re-
spondent and the General Counsel also filed answering
briefs.
The National Labor Relations Board has delegated its
authority in this proceeding to a three-member panel.
The Board has considered the decision and the record
in light of the exceptions and briefs and has decided to
affirm the judge’s rulings, findings, and conclusions, as
modified,1 and to adopt the recommended Order as modi-
fied and set forth in full below.2
1 In adopting the judge’s make-whole remedy, we do not rely on the
judge’s assumption that Patrick Murray was hired before Jones,
O’Donnell, Franklin, and Mason applied. Instead, we note that, be-
cause Murray was hired for an HVAC position, and the General Coun-
sel has not established that any of the discriminatees were qualified to
perform HVAC work, Murray did not fill a position that would have
been available for the discriminatees, but for the Respondent’s dis-
criminatory conduct.
2 We note that the Respondent is free to argue at compliance that in-
statement is not appropriate in this case because it allegedly made the
discriminatees unconditional offers of employment in March 2005.
The Respondent may also argue, at compliance, that the backpay period
was tolled at the time of those offers of employment. In light of the
foregoing, we shall modify the judge’s Order. See Solvay Iron Works,
341 NLRB 208, 208–209 (2004); Desert Aggregates, 340 NLRB 1389
(2003). We also modify the judge’s Order to reflect that, under FES,
331 NLRB 9, 14 (2000), the Respondent’s conduct constitutes not only
a refusal to hire the two applicants who would have been hired (as
determined at compliance), but also a refusal to consider the remaining
applicant, for whom no position would have been available. We further
modify the judge’s Order to include the standard provision ordering the
Respondent to remove from its files any reference to its unlawful con-
duct and to notify the applicants that this has been done. Further, be-
cause we acknowledge that the Respondent cannot meet an obligation
to offer instatement within 14 days of this Decision and Order to appli-
cants whose identities are yet to be determined, we modify the judge’s
order to remove the 14-day time limit in that provision. See Tri-County
Paving, 342 NRLB 1213 (2004). We emphasize, however, that this
variance from our usual time limits does not give the Respondent carte
blanche to delay its offers of instatement after a compliance determina-
tion regarding applicants’ eligibility for such offers.
We recognize that the complaint did not allege, and thus the Board
does not find, a “refusal to consider” violation. Thus, the cease-and-
desist order does not contain this phrase. However, the absence of this
violation does not preclude the Board from entering a complete remedy
for the “refusal to hire” violation as to all three discriminatees. This
includes an order that the Respondent consider for hire the applicant for
whom no position existed at the relevant time.
ORDER
The Respondent, Oasis Mechanical, Inc., Princeton,
Texas, its officers, agents, successors, and assigns, shall
1. Cease and desist from
(a) Refusing to hire applicants for employment be-
cause of their activities on behalf of Plumbers & Pipefit-
ters Local 344 or any other labor organization.
(b) In any like or related manner interfering with, re-
straining, or coercing its employees or applicants in the
exercise of the rights guaranteed them by Section 7 of the
Act.
2. Take the following affirmative action necessary to
effectuate the policies of the Act.
(a) Offer employment, if it has not already done so, to
two of the following named applicants, whose identities
are to be determined in the compliance stage of this pro-
ceeding consistent with the remedy section of the judge’s
decision, in the positions for which they applied on Feb-
ruary 11, 2005, or if such positions no longer exist, em-
ployment in substantially equivalent positions: Tommy
O’Donnell, Mike Franklin, and Larry Mason.
(b) Consider the remaining applicant for future job
openings that arise in accord with nondiscriminatory
criteria, and notify the applicant, the Charging Party, and
the Regional Director for Region 17 of such openings in
positions for which the applicant applied, or substantially
equivalent positions.
(c) Make the selected applicants whole for any loss of
earnings and other benefits suffered as a result of the
discrimination against them, in the manner set forth in
the remedy section of this decision.
(d) Within 14 days from the date of this Order, remove
from its files any reference to the unlawful refusals to
hire and to consider for hire the three named applicants,
and within 3 days thereafter notify the named applicants
in writing that this has been done and that the refusals to
hire and to consider for hire will not be used against
them in any way.
(e) Preserve and, within 14 days of a request, or such
additional time as the Regional Director may allow for
good cause shown, provide at a reasonable place desig-
nated by the Board or its agents, all payroll records, so-
cial security payment records, timecards, personnel re-
cords and reports, and all other records, including an
electronic copy of such records if stored in electronic
form, necessary to analyze the amount of backpay due
under the terms of this Order.
(f) Within 14 days after service by the Region, post at
its jobsites in the State of Oklahoma, copies of the at-
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1012
tached notice marked “Appendix.”3 Copies of the notice,
on forms provided by the Regional Director for Region
17, after being signed by the Respondent’s authorized
representative, shall be posted by the Respondent and
maintained for 60 consecutive days in conspicuous
places including all places where notices to employees
are customarily posted and in locations where they may
be observed by applicants for employment. Reasonable
steps shall be taken by the Respondent to ensure that the
notices are not altered, defaced, or covered by any other
material. In the event that, during the pendency of these
proceedings, the Respondent has gone out of business or
closed the facility involved in these proceedings, the Re-
spondent shall duplicate and mail, at its own expense, a
copy of the notice to all current employees and former
employees employed by the Respondent at any time in
the State of Oklahoma since February 11, 2005.
(g) Within 21 days after service by the Region, file
with the Regional Director a sworn certification of a re-
sponsible official on a form provided by the Region at-
testing to the steps that the Respondent has taken to
comply.
IT IS FURTHER ORDERED that the complaint is dismissed
insofar as it alleges violations of the Act not specifically
found.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
The National Labor Relations Board has found that we vio-
lated Federal labor law and has ordered us to post and obey
this notice.
FEDERAL LAW GIVES YOU THE RIGHT TO
Form, join, or assist a union
Choose representatives to bargain with us on
your behalf
Act together with other employees for your bene-
fit and protection
Choose not to engage in any of these protected
activities.
WE WILL NOT refuse to hire applicants for employment
because of their activities on behalf of Plumbers & Pipe-
fitters Local 344 or any other labor organization.
3 If this Order is enforced by a judgment of a United States court of
appeals, the words in the notice reading “Posted by Order of the Na-
tional Labor Relations Board” shall read “Posted Pursuant to a Judg-
ment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board.”
WE WILL NOT in any like or related manner interfere
with, restrain, or coerce you in the exercise of the rights
listed above.
WE WILL offer employment, if we have not already
done so, to two of the following named applicants,
whose identities are to be determined in the compliance
stage of this proceeding consistent with the remedy sec-
tion of the judge’s decision in this case, in the positions
for which they applied on February 11, 2005, or if such
positions no longer exist, employment in substantially
equivalent positions: Tommy O’Donnell, Mike Franklin,
and Larry Mason.
WE WILL consider the remaining applicant for future
job openings that arise in accord with nondiscriminatory
criteria, and WE WILL notify the applicant, the Charging
Party, and the Regional Director for Region 17 of such
openings in positions for which the applicant applied, or
substantially equivalent positions.
WE WILL make the selected applicants whole for any
loss of earnings and other benefits suffered as a result of
the discrimination against them, in the manner set forth
in the remedy section of this decision.
WE WILL, within 14 days from the date of this Order,
remove from our files any reference to the unlawful re-
fusals to hire the named applicants and to consider them
for hire, and WE WILL, within 3 days thereafter notify the
named applicants in writing that this has been done and
that the refusals to hire them and to consider them for
hire will not be used against them in any way.
OASIS MECHANICAL, INC.
Charles T. Hoskin, Esq., for the General Counsel.
John D. Meyer, Esq. (Blankenship & Associates LLC), of
Greenwood, Indiana, for the Respondent.
DECISION
STATEMENT OF THE CASE
THOMAS M. PATTON, Administrative Law Judge. This case
was tried in Oklahoma City, Oklahoma, on July 7 and 8, 2005.1
The charge was filed by Plumbers & Pipefitters Local 344 (re-
ferred to as Local 344 and the Union). Local 344 is an affiliate
or constituent member of United Association of Journeymen
and Apprentices of the Plumbing and Pipefitting Industry of the
United States and Canada. The initial charge was filed on Feb-
ruary 28. An amended charge was filed on May 20. The com-
plaint issued on May 26. The complaint alleges that Oasis Me-
chanical (referred to as Oasis, the Respondent, and the Em-
ployer) violated Section 8(a)(1) and (3) of the National Labor
Relations Act (the Act) by refusing to consider for employ-
ment or to employ four named employees. The complaint also
alleges that the Respondent violated Section 8(a)(1) of the Act
by a supervisor interrogating employees about their union af-
1 All dates are 2005, unless otherwise stated.
OASIS MECHANICAL, INC.
1013
filiation and by giving employees the impression that it would
be futile for them to select a union as their collective-
bargaining representative. The Respondent denies any violation
of the Act.
On the entire record, including my observation of the de-
meanor of the witnesses and the inherent probability of the
testimony and after considering the briefs that were filed by the
General Counsel and the Respondent, I make the following
FINDINGS OF FACT
I. JURISDICTION
The Respondent is a corporation engaged in the supply and
installation of plumbing,
heating, ventilation,
and air-
conditioning (HVAC) equipment as a subcontractor in the con-
struction industry and maintains its business office in Prince-
ton, Texas. The answer admits facts showing that Respondent
meets the Board’s jurisdiction standards and that it is an em-
ployer engaged in commerce within the meaning of Section
2(2), (6), and (7) of the Act.
II. LABOR ORGANIZATION
The complaint alleges, the answer admits, and I find that at
all material times the Union has been a labor organization as
defined in Section 2(5) of the Act.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A. Introduction
The alleged unfair labor practices occurred during the course
of an asserted unsuccessful attempt by Darren Jones, Tommy
O’Donnell, Mike Franklin, and Larry Mason to become em-
ployees of the Respondent for the purpose of organizing for
Local 344, a practice known as salting.
The thrust of the complaint and the evidence presented by
the Government is that Jones, O’Donnell, Franklin, and Mason
(the applicants) are employees who had the relevant training
and experience for jobs that the Respondent was seeking to fill,
that each applied for a job, that none were considered for hire
or hired and that antiunion animus was a motivating reason for
the Respondent’s action. See FES, 331 NLRB 9 (2000). The
alleged statements in violation of Section 8(a)(1) were made
while the applicants were at one of the Employer’s jobsites.
The Respondent’s position is that the evidence does not es-
tablish that the Employer was motivated by antiunion consid-
erations. The Respondent argues that the applicants were not
hired based upon valid business considerations. The Respon-
dent also argues that the evidence does not show that the appli-
cants were bona fide applicants for employment and that it
would accordingly not be a violation to decline to hire them.
Regarding the alleged unlawful statements, the Respondent
contends that the evidence does not show that the statements
were made by a supervisor or agent and that the statements,
considered in context, would not be unlawful if made by a
supervisor or agent.
Much of the relevant evidence is not in dispute. My findings
of fact are based on the entire record, including my observation
of the demeanor of the witnesses, consideration of the exhibits,
and assessing the probabilities. Testimony inconsistent with my
findings has not been credited because it is in conflict with
more credible evidence or because it is not credible and unwor-
thy of belief.
B. Detailed Facts
1. The salting attempt
At the time of the alleged violations, the Respondent had
subcontracts for plumbing and HVAC work at construction
projects in Texas, Oklahoma, and Arkansas, including two
jobsites in Norman, Oklahoma. One of the Norman projects
was identified as the Crimson Park Apartments (the Crimson
jobsite). The asserted salting attempt occurred at the Crimson
jobsite. The other job in Norman was Oklahoma University
student housing (the OU jobsite). Other Oklahoma jobs in pro-
gress at relevant times were in Oklahoma City, Sapulpa, Still-
water, and Edmond.
Bobby Cox is Respondent’s president and chief operating of-
ficer. Scott Mitchell is a superintendent for the Employer.
Mitchell had management responsibility for all of Respondent’s
several projects in Oklahoma. At the time of the alleged unfair
labor practices Mitchell was principally engaged in managing
work the Respondent was performing at the Crimson jobsite.
Buddy Potter had the title of foreman for Respondent and
worked at the Crimson jobsite. The complaint alleges that Cox,
Mitchell, and Potter acted as supervisors and agents of the Re-
spondent within the meaning of Section 2(11) and (13) of the
Act. The Employer admits these complaint allegations with
respect to Cox and Mitchell, but denies that Potter was a statu-
tory supervisor or an agent. The employees of the Employer are
not represented by a labor organization and there is no relevant
collective bargaining history.
Bailey Williams was employed by the Employer in Okla-
homa until sometime in January. On February 11, Williams
visited the union hall in Oklahoma City to discuss working on
union jobs. He met with Local 344 Business Agents Darren
Jones and Tommy O’Donnell. In the course of the meeting
Williams told Jones and O’Donnell that the Employer was hir-
ing. Jones and O’Donnell had recently received training in
salting the jobsites of nonunion employers. After their meeting
with Williams, Jones and O’Donnell decided to attempt to salt
the Employer at the Crimson jobsite, about 16 miles from
Oklahoma City.2
Jones called Bobby Cox and discussed employment, without
disclosing his union affiliation. Cox said that the Employer was
hiring licensed plumbing and HVAC journeymen and that he
would have his superintendent in Oklahoma call Jones. Shortly
thereafter Scott Mitchell called Jones. Their conversation was
recorded.3 The conversation included the following:
SCOTT MITCHELL: . . . but its all plumbers work.
You’ve got any plumbers experience?
DARREN JONES: Uh, yeah. We’ve got plumbing li-
censes and everything.
MITCHELL: Have you ever done apartments before?
2 In this decision, distances between cities are as reported by
Mapquest.com., 2005.
3 Jones’ account of his conversation with Cox and his testimony that
Mitchell called him is credited. A transcript of the recorded conversa-
tion with Mitchell was received without objection.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1014
JONES: Apartments? Oh, yeah, yeah.
MITCHELL: OK, OK. Well, you might want to hook up
today and talk or something?
. . . .
JONES: Well, I’ve got a couple of buddies that are
looking for a job, too.
MITCHELL: eally? Well, I’ve got, uh, 41 buildings and
I’ve got another one in Stillwater just like it. [Stillwater,
Oklahoma is about 67 miles from Oklahoma City.]
. . . .
MITCHELL: These down here in Norman, these are
pretty good size jobs, too. There, you know, it takes a lot
of people to build an apartment complex.
JONES: Yeah, uh, how much do you pay?
MITCHELL: It really just depends on the person’s per-
sonal experience. What kind of experience do the guys
you got now?
JONES: Oh, we’re all licensed journeymen. You know,
we’ve got plenty of ten years experience, and
. . . .
MITCHELL: Yeah, why don’t you guys come out here,
one of you or all of you, come out here and talk to me and
I’ll be glad to talk to you, I’d love to put you guys on.
JONES: OK, where you gonna be at, Norman?
MITCHELL: I’ll be at Norman all day, I’ve got inspec-
tions all over the place down there.
JONES: OK, well I’ll just give you a call when we get
close, then.
MITCHELL: You got caller ID this is my cell phone.
JONES: Yeah, I got caller ID.4
Local 344 members Mike Franklin and Larry Mason were
not working and agreed to join the salting attempt. Jones,
O’Donnell, Franklin, and Mason traveled together to the Crim-
son jobsite on the afternoon of February 11. At Jones’ direction
all four were dressed in uuion shirts and hats.
Jones made a surreptitious tape recording of what was said
during the visit to the Crimson jobsite. The actual tape re-
cording was received as an exhibit as was a transcript prepared
by the Government, as annotated by Jones. The Respondent
objected to admission of the transcript, contending that it was
not accurate. The transcript was not received as a true copy, but
as a convenience, to the extent that it proved to be accurate. On
brief, the Respondent submitted an alternative transcript
marked appendix A to the brief that has been marked Exhibit
R-6 and made a part of the record, on the same basis as the
Government prepared transcript. My comparison of the tape
cassette with the two transcripts discloses inaccuracies and
omissions in both transcripts.5 My findings regarding the rele-
vant portions of what was said at the Crimson jobsite on Febru-
ary 11 are based upon my listening to the tape and upon the
portions of the two transcripts that the General Counsel and
Respondent agree are accurate. The tape lasts for about 75 min-
utes and is recorded on both sides of a single cassette. The tape
4 The discussion of caller ID is consistent with Mitchell having
placed the call. Inferentially, Jones called Mitchell later and was given
the address of the Crimson jobsite.
5 The inaccuracies and omissions do not appear to be intentional.
begins at the point when the applicants are on the Crimson
jobsite and Jones makes initial contact with the Employer by
speaking to Buddy Potter. Because the issues include whether
alleged statements violated Section 8(a)(1) of the Act when
considered in context, and in view of the disagreements regard-
ing the accuracy of the transcript of the tape introduced by the
Government, relevant portions of the recorded conversations
are set forth below. The roles of Franklin and Mason were
largely passive and they remained in Jones’ vehicle for much of
the time. The tone of the remarks made by the participants was
affable. The tape includes the following:
. . . .
JONES: You Scott?
POTTER: No, I’m Buddy. . . . I’m the super on this job.
All you all are licensed?
O’DONNELL, JONES, LARRY MASON AND MICHAEL
FRANKLIN: Yeah
POTTER: All four of you?
JONES: Yeah, all four of us.
POTTER: Ah, fuckin’-A. Can you wait just a minute.
. . . .
SCOTT MITCHELL: (unintelligible). . . you guys been
out here?
JONES: We’ve been out here a while. How you doing?
Scott?
MITCHELL: Scott. Good to meet you.
JONES: Darren Jones
O’DONNELL: I’m Tommy O’Donnell. Ya’ll needin’
some hands?
MITCHELL: Yep. Well, tell me something, have you all
ever worked in the City of Norman?
O’DONNELL: yeah
. . . [extended technical discussion of plumbing issues
on the job]
O’DONNELL: How many hands ya’ll needin’?
POTTER: A bunch.
. . . .
MITCHELL: What kind of money you guys looking at to
start?
JONES: Uhh
MITCHELL: Are all you all journeymen?
JONES: Yeah. Actually I’ve got my mechanical license
and I’ll have my apprenticeship plumbing license, but I’ve
got my mechanical license. I’m mechanical.
MITCHELL: So you’re Mechanical?
JONES: Yeah.
JONES: God Damn, boy, you’re out.
O’DONNELL: When you’re talking money, what are
you paying top end out here?
MITCHELL: Well, first of all, hiring somebody off the
street. I’ve got a clown up there, working up there Ed-
mond, hired him and paid him $18 per hour and that guy’s
worth about six. He don’t know anything, he don’t work.
O’DONNELL: Are you just going off experience?
MITCHELL: I hate to, just hire someone in, to say I’m
just going to pay someone a set amount of money. How
much experience you guys got?
OASIS MECHANICAL, INC.
1015
O’DONNELL: We’ll, I’ve got 5 years of plumbers and
pipefitters experience in the local union in Oklahoma City.
MITCHELL: What’s the Union pay?
O’DONNELL: They’re paying, $22.50.
MITCHELL: Well, hell, I can’t get you [background
coughing] and benefits.
O’DONNELL: Well, we’re not asking for $22.50. What
I’m saying is, though, I’ve got 5 year of apprenticeship,
BAT training.
JONES: All four of us do.
O’DONNELL: We all do and I’ve got my journeyman’s
plumbers license since ‘91. You know, I graduated from
plumbers apprenticeship school in ‘92. got my plumbing
license in ‘91. I’ve been working out of Plumbers and
Pipefitters in Oklahoma City since 1986.
MITCHELL: OK.
JONES: Everyone of us has been through the appren-
ticeship school. Like I said, I’m the only one without a
plumbing license, I got my apprenticeship plumbing li-
cense. I got my mechanical license. So I work on me-
chanical mostly.
MITCHELL: Well, we’ve also got mechanical here too.
We’ve got mechanical here and, uh, lets see, 7 plumbing
jobs in Oklahoma. They are all apartment complexes,
that’s about all we do. And, three heat and air jobs.
POTTER: You all still union?
O’DONNELL: Uh huh.
POTTER: What, uh, are you gonna quit?
JONES: No. Would we have to?
POTTER: Well, I don’t know.
POTTER: I’ve always understood that if you were union
you couldn’t work on non-union jobs.
JONES: No, it’s the other way around.
POTTER: It ain’t now?
JONES: No.
POTTER: You’ve got to buy into the union. He said
(unintelligible). It costs about a thousand bucks to get in.
MITCHELL: Is it?
JONES: Naw, it ain’t that much.
POTTER: How much is it?
JONES: It ain’t that. Its just according to the circum-
stances.
POTTER: They wouldn’t say nothing about you work-
ing a non-union job.
JONES: We are the Union. We’re here representing the
Union.
POTTER: You trying to bring the Union here?
JONES: Yeah.
POTTER: That’s probably won’t happen.
JONES: What?
POTTER: That’s probably not going to happen.
JONES: It’s not going to happen?
O’DONNELL: Why not?
POTTER: The big man’s walking around. He’s proba-
bly not going to buy the union.
O’DONNELL: Why not. Bring more quality and better
work. Better conditions for everyone.
O’DONNELL: Well, they may not be union now, but
everyone ought to have a chance to organize and be union
if they want to.
POTTER: Yeah, that would be nice. You ain’t gonna
hurt my feelings.
O’DONNELL: You out of Texas?
. . . .
JONES: You ever thought about being union?
POTTER: Yeah, I’ve thought about it. My brother’s un-
ion.
. . . .
O’DONNELL: Where’s big boss at?
O’DONNELL: If He’s ready to hire some guys—we’re
ready to take off.
POTTER: We don’t have a problem with you guys at
all.
POTTER: What do you got to have?
O’Donnell: Whatever ya’ll think. What’s top jour-
neyman get?
POTTER: $18
POTTER: Usually a journeyman get his own job.
JONES: How many journeyman you all got out here.
POTTER: There’s four on this one.
JONES: How many apprentices.
POTTER: There’s seven.
JONES: Damn, you do need a lot of help, don’t you?
POTTER: Yeah.
JONES: You’ve got a lot of plumbing here, don’t you?
MITCHELL: Yeah in just this part.
MITCHELL: There’s 34 unit per boiler.
JONES: Hard to get hands?
MITCHELL: Especially here in Norman. These inspec-
tors know there stuff, now.
JONES: Well, they can be hard on you or they can be
easy on you. Most of the time they are hard on you.
MITCHELL: We’ve got one going in Edmond.
JONES: How’s that inspector?
MITCHELL: . . . You know where the old man is?
POTTER: Yeah, he’s in the red pickup.
MITCHELL: Yeah, I’d like for him to talk to these guys
here.
MITCHELL: You are some Before I go hire a bunch of
high dollar people.
. . . .
JONES: You all both supervision?
MITCHELL: Yeah. He’s the foreman of this job and I
handle everything in Oklahoma.
FRANKLIN: You live in Oklahoma City?
MITCHELL: I live in Edmond. We’ve got another job
about 2 or 3 minutes away from here on campus.
FRANKLIN: How many journeyman ya’ll have working
all together?
MITCHELL: I don’t know. It fluctuates, hell, pick up
two or three here and lose another one there. See, like
right now, we don’t have anyone at all working in Sa-
pulpa.
JONES: It’s hard to find qualified people, isn’t it?
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1016
MITCHELL: It’s hard to find qualified people. Probably
one out of one journeyman are either drunk or druggies or
both. [laughter]
. . . .
JONES: . . . What hours you all workin’?
MITCHELL and POTTER: 8 to 4:30. About 8 to 4:30
. . . .
O’DONNELL: You think they’ll hire us?
JONES: Not when we tell’um we want to organize
them.
. . . .
O’DONNELL: Are you doing that job out north of Still-
water? Out there on that golf course?
MITCHELL: Yep. That thing is 41 buildings, and uh,
hey Johnnie, before you run out [trials off, unintelligible
period of 10–15 seconds]
O’DONNELL: I think their gonna hire us.
JONES: Yeah, its gonna work out. Its gonna work out.
. . . .
FRANKLIN: How many hours you working?
JONES and MITCHELL: Eight
FRANKLIN: Days, five days a week?
MITCHELL: But, like, the other day, we worked until
about midnight, cause we were really, really hurtin’. So, it
won’t hurt you guys on the union side come to work for a
non-union job?
JONES: No.
MITCHELL: Really?
JONES: Get approval from the hall and we can work it.
MITCHELL: The Union don’t keep you guys busy?
JONES: Oh, they keep us pretty busy. Got any welding
going on out here?
MITCHELL: No, not really.
JONES: Boilers going in here.
MITCHELL: No, got boilers going in over there at the
OU campus. Got two boilers over there and they’re going
to tear down those other houses and build more apartments
on the other side of the road. Up off of Imhoff and Chau-
tauqua.
O’DONNELL: Who does the hiring? You do the hiring?
MITCHELL: Pretty much, pretty much. I don’t normally
hire but with his approval but, at this point in time I’m to
the point where if I don’t get the job done it ain’t gonna
happen. We’re hurtin’, I mean we’re hurtin’. Heatin’ and
air is what’s killing us.
O’DONNELL: Have you all ever thought about signing
an agreement?
MITCHELL: What agreement?
O’DONNELL: With the local. Union agreement.
MITCHELL: There ain’t enough money for they many
plumber, if the union comes on the job it will cost too
much.
O’Donnell: Yeah, but you can do it with half. You
could do it with half of what you got out here.
MITCHELL: I’ve got six or seven people today doing
nothing but picking up trash. I can’t afford union wages
picking up trash.
O’DONNELL: Who’s doing the plumbing? They’re not
union plumbers.
MITCHELL: The only time I’ve worked union, I’ve only
worked union one time, a job over in Muskogee and I had
a small union contractor who was just starting out and me
and him got together he helped me out do heat and air for
me. And they did a good job I ain’t lyin’ they did a beau-
tiful piece of work. But, my god those guys took all day to
do it.
. . . .
JONES: Who we waiting on?
MITCHELL: My boss.
. . . .
JONES: [Another contractor] needing hands too, huh?
MITCHELL: Yeah, everyone does. If you had 50 people
out here, you’d have enough, but we don’t have that kind
of money.
. . . .
MITCHELL: . . . You don’t have to sign any kind of an
agreement with the Union to go to work over here. How
does that work? You go wherever you want to go an if the
Union calls, you say. “sorry I’m busy today”?
O’DONNELL: We can come over here and work, all
we’ve got to do is get approval from the Business Man-
ager and go to work.
MITCHELL: Really
O’DONNELL: Yeah. Everybody has the opportunity to
work.
. . . .
JONES: Well, I mean, what are you paying?
MITCHELL: Well, I can’t get anywhere near that. I
can’t get near $22 per hour.
O’DONNELL: We never said that. We just said that’s
our scale is, $22.50 and benefits.
MITCHELL: What do you think is fair for you guys.
JONES: That’s up to you all.
JONES: Ya’ll are doing the hiring.
MITCHELL: Anywhere from $15 per hour to $18 per
hour and the foreman will make higher than that. But I
don’t have anyone glueing pipe making more than $18 per
hour and I don’t think a foreman should be doing pipe.
JONES: Yeah.
MITCHELL: Have you all got phone numbers where I
can get in touch with you?
JONES: Are you all not going to hire today?
MITCHELL: Well, [Bobby Cox] wants us to run over
there. Apparently, we’ve got some problems over at OU
that we may have to go look at this evening. He’s gonna
be in a hurry for us to go with him over there, Oklahoma
University job.
O’DONNELL: Have you all got applications? How do
you all do your hiring procedure?
. . . [Mitchell provides four applications.]
O’DONNELL: When do you think you’ll hire?
MITCHELL: I don’t know, I might call you guys this
evening. But, I don’t want to keep you guys, you guys
have already been hanging out here. I don’t want to keep
you here after dark, but that’s the way the old man runs.
OASIS MECHANICAL, INC.
1017
JONES: [cell phone tone] You gonna be around long
enough for us to fill these out?
MITCHELL: Uh, maybe. If I’m not here I can get
Buddy to stay.
. . . [Mitchell leaves and employees talk amoung them-
selves while completing the job the applications. Jones in-
structs the other Applicants on how to fill out the applica-
tions. ]
JONES: [In answer to a question regarding comleting
the application] Just put plumber and the date you start.
That’s what he said wasn’t it?
. . . .
JONES: what they are looking for is plumbers. Em-
ployment desired.
. . . .
POTTER: [approaching the applicants] you get it [the
applications] done?
JONES: Yeah
O’DONNELL: you think there’s any chance you’ll hire
us?
POTTER: Yeah.
. . . .
POTTER: You got the OSHA training course?
JONES: Yeah, I do.
. . . .
POTTER: That’s a requirement for this job. For every
six people we have, we have to have a member on the
team that has OSHA card. That’s real good.
. . . .
POTTER: When can you all start work?
O’DONNELL: Monday
FRANKLIN: They said they might call us this weekend.
POTTER: Probably so.
. . . .
POTTER: Good, good, good, good. You live in Mus-
tang? You do
JONES: You’ve got something out in Yukon too?
POTTER: Yeah, we’ve got a big job.
JONES: You all got a bunch of work, a ton of work.
POTTER: We’ve got a guaranteed four years solid work
if we don’t get another job in Oklahoma. Guaranteed four
years.
JONES: You think we can organize ya’ll?
POTTER: I don’t know. [laughter] You can try. I won’t
mind.
JONES: You think we can organize ya’ll.
POTTER: I don’t know. [laughter] You can try. I won’t
mind
JONES: You get any benefits or anything?
POTTER: No, we buy our own insurance.
JONES: Man, you need that, don’t ya.
O’DONNELL: You thought about being a union mem-
ber?
POTTER: I’ve talked to him a couple of times.
JONES: You a plumber?
POTTER: Yeah. What he says he likes the most about
it, he likes the benefits, but what he likes most is that if
you don’t like someone’s bullshit, you say fuck you I’m
out of here and go to the hall. And go to work somewhere
else.
JONES: Do you think they’ll give us any trouble cause
we’re union on hiring us?
POTTER: I don’t think so. That’s on you guys. They
aren’t gonna come get us or nothing. We can hire who-
ever the fuck we want.
O’DONNELL: We want to get hired on and we want to
organize the company.
JONES: That’s what we’re here for.
POTTER: I tell you what, it will be a big job. It will be
a big job with Bobby Cox, he’s the owner of this com-
pany.
JONES: We want to organize this company and make it
move up for everyone. Help you guys out too.
POTTER: What will make it better is if we have quali-
fied help the.
JONES: Thanks, we appreciate it.
POTTER: Good to meet you all.
JONES: Hey, let me give you my card.
POTTER: Alright
JONES: Call me.
POTTER: Alright, I will man.
. . . .
The applicants gave their written applications to Potter when
they were completed and they left the jobsite. It was about quit-
ting time at the jobsite.
From time to time Mitchell was not a participant because of
unrelated cell phone interruptions and his speaking with other
persons on the jobsite regarding the work. During a substantial
period of time when the applicants were at the jobsite, Mitchell
was not available because he was accompanying a building
inspector who was making a scheduled inspection. Mitchell had
mentioned the building inspection when he called Jones earlier
that day, before he learned of Jones’ union affiliation. Potter
remained in the area while the Applicants were on the jobsite,
and did not work with the tools, but he was not within hearing
distance while the applicants were completing the application
forms.
The Employer typically recruits new HVAC and plumbing
employees by using classified help wanted newspaper ads and
by giving recruiting bonuses to current employees who refer
prospective employees who are hired. On February 11, the date
of the asserted salting effort, the Employer was offering recruit-
ing bonuses for journeyman plumbing applicants. On February
17–23, the Employer placed the following ad in the Norman
Transcript, a Norman, Oklahoma newspaper.
LICENSED HVAC & plumbing journeymen needed to work
on multi-family construction projects in OK. Call Bobby Cox
at . . . [two telephone numbers].
On February 17, the Employer placed an identical ad in the
Stillwater News Press, a newspaper in Stillwater, Oklahoma,
located about 66 miles from Oklahoma City. The Employer
place the same ad in the Oklahoman, an Oklahoma City news-
paper March 2–9.
At the time of the salting effort Cox was recovering from se-
rious health problems and his wife’s active role in operating the
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1018
company had been curtailed by her own serious health prob-
lems. Mitchell testified that Cox had lapses of memory because
of his medical issues, which included brain surgery. Because of
these problems, a clerical employee had been hired to assist in
performing office work at the Employer’s office in Princeton
and Cox had delegated additional management authority to
Mitchell. In particular, Cox relied more heavily than in the past
on Mitchell’s recommendations regarding hiring employees
and the staffing level of projects in Oklahoma. Cox testified, “I
ask they all come through me, but, like I said, if Scott says, I
want to hire this guy that is good, he would have got hired.” I
conclude that Cox reserved the right to make the final decision
to hire job applicants, but on February 11, his review of the
qualifications of applicants recommended by Mitchell was
merely procedural, and he did not independently review those
applicants’ qualifications.
Following his final conversation with the applicants, Potter
gave their job applications to Cox, who was in his pickup truck
at the jobsite, having driven to Norman from Princeton, Texas,
that day, a distance of about 188 miles. I credit Mitchell’s tes-
timony that Cox arrived at the jobsite on the afternoon of Feb-
ruary 11, rather than in the morning as recalled by Cox in his
testimony. Cox routinely visited the jobsites and I find, based
on credited testimony by Cox and Mitchell, that Cox’s visit to
the Norman jobsite at the same time that the applicants were
present was coincidental.
Cox testified that he looked briefly at one of the applications
and put the applications on the dashboard of his truck. The
applications were subpoenaed by the Government, but were not
produced. Cox claimed that he had no recall of what happened
to the applications after he put them on the dashboard. That
testimony was not credibly offered and is highly improbable.
The Employer was attempting to hire licensed plumbing jour-
neymen and was giving recruiting bonuses to current employ-
ees. Cox did recall that on February 11, Potter had told him that
he had called Potter’s brother (apparently a union plumber) and
had been advised, “this is a setup.” In addition, Mitchell testi-
fied that Potter had told him that Potter’s brother said that it
was a “trap.” In these circumstances it is unbelievable that Cox
would be unable to account for the applications after they were
given to him. In reaching this conclusion I have considered
Mitchell’s testimony that Cox was experiencing short-term
memory problems and find that Mitchell’s testimony on this
issue is insufficient to warrant a different conclusion.
Mitchell and Cox communicated with both cell phones and
two-way radio. Mitchell testified that he was sure that he ad-
vised Cox that the Applicants were union, most likely by radio,
but claimed to not recall Cox’s reaction. Cox testified that he
must have spoken with Mitchell about the applicants on Febru-
ary 11, but claimed that he had no actual recall of such a dis-
cussion. Mitchell and Cox’s claimed lack of memory was un-
convincing and improbable. It is inconceivable that Mitchell
would not have informed Cox of the salting attempt as soon as
the Applicants’ agenda became apparent. I infer that at the time
Cox was given the applications he had been informed of the
substance of the conversations the applicants had with Potter
and Mitchell.
Cox testified that he could remember that the application that
he looked at stated that the position applied for was “organizer”
and that he needed plumbers and HVAC workers, not organiz-
ers. This testimony regarding the position applied for is not
credited because it was not credibly offered and is inconsistent
with the testimony of the applicants and the tape recording of
Jones instructing the applicants to write “plumber” on their
applications as the employment desired. Moreover, Cox’s tes-
timony concerning this fact issue is improbable, in part because
it would be inconsistent with the Union’s interests to apply to
work as an organizer, since it would undermine the Union’s
position in the salting case if, as happened, the applicants were
not hired. The Union, of course, had no reason to anticipate that
the Employer would contend that the applications had inexpli-
cably disappeared.
Based on credible testimony of the applicants, the tape re-
cording of the applicants discussing the completion of their job
applications, and reasonable inferences based thereon, I con-
clude that on February 11, each of the applicants completed an
application for employment with the Respondent as a plumber;
each application indicated that the applicant would accept any
wage rate; each application indicated that the applicant was
prepared to begin work on February 14, the next workday; each
application was on a form like those in evidence, e.g., General
Counsel’s Exhibit 6; and that each application provided the
information requested on the form. I further conclude that each
applicant noted on his application that he was a union organ-
izer. In this regard, assuming, without deciding, that one or
more of the applications bore the notation “organizer,” without
the word “union,” I do not credit Cox’s claim that he did not
associate the word “organizer” with unions. Cox was a former
union member and he conceded that he knew what a union
organizer was. Moreover, it is inconceivable that neither
Mitchell nor Potter mentioned to Cox that the applicants were
union organizers. I impute the knowledge of Mitchell and Pot-
ter to Cox. (Potter’s disputed status as a supervisor and agent is
addressed infra.) Although not necessary to reach the foregoing
conclusions regarding the applications, those conclusions are
supported by an adverse inference I draw from the failure of the
Respondent to produce the subpoenaed applications or to satis-
factorily explain their nonproduction.
I conclude that O’Donnell, Franklin, and Mason each have
an Oklahoma journeymen plumbing license. Jones was not a
licensed journeyman plumber, a fact he repeatedly misrepre-
sented to the Employer. Thus, in their initial telephone conver-
sation, Mitchell stated at that time he was hiring for plumber’s
work and inquired, “You’ve got any plumbers experience?”
Jones replied, “Uh, yeah. We’ve got plumbing licenses.” Later
in the same conversation, after Jones mentioned that he had a
couple of buddies who were looking for work, Mitchell asked
again about experience and Jones stated, “Oh, we’re all li-
censed journeymen.” When the four salts arrived at the jobsite
to apply for the plumbing jobs that Jones had discussed with
Mitchell, Potter immediately asked, “Are you all licensed?” and
the four all said “Yeah.” Potter followed up by asking, “All
four of you?” and Jones reiterated, “Yeah, all four of us.”
Later, after Mitchell and Potter told the applicants that the
Employer would be needing hands and it appeared that job
OASIS MECHANICAL, INC.
1019
offers might be made, Mitchell again asked if all four were
journeymen. Jones initially said, “Yeah.” Probably realizing the
possibility that his misrepresentation regarding his qualifica-
tions might be found out, Jones added, “Actually I’ve got my
mechanical license and I’ll have my apprenticeship plumbing
license, but I’ve got my mechanical license.” Later Jones told
Mitchell that he was the only one without a plumbing license,
stating, “I got my apprenticeship plumbing license.” Jones testi-
fied that he was a pipefitter and welder. He described his cre-
dentials as an Oklahoma mechanical license, Oklahoma welder
certification, an Oklahoma boiler installation license, and an
OSHA safety course.
Jones did not testify that he ever actually had the “appren-
ticeship plumbing license” he mentioned to Mitchell and there
is no evidence that he had taken any steps to qualify himself to
work as a plumbing apprentice in Oklahoma. The Employer
sometimes referred to apprentices as helpers. The record does
not establish what occupation or trade Jones’ mechanical li-
cense was issued for. Potter and Mitchell may have assumed
that Jones mechanical license covered HVAC work, but the
evidence does not show that Jones was a licensed HVAC jour-
neyman. None of the applicants were shown to have relevant
HVAC skills. The record shows that the Employer’s Oklahoma
jobsites had some boiler work, but there is no evidence that the
Employer was hiring, or had plans to hire employees to perform
boiler work or pipefitting work. I note that the Employer sub-
contracted some of their work.
Cox testified that he told Potter to have the applicants call
back regarding their applications. I do not credit this testimony
because it was not credibly offered and is inconsistent with
other credible testimony. Potter did not tell the applicants to
call back, as Cox claimed he had instructed Potter. Rather, the
tape recording discloses that Potter asked the applicants when
they could start work and O’Donnell replied, “Monday.”
Franklin said to Potter, “They said they might call us this week-
end,” to which Potter replied, “Probably.” In this regard, I note
that the tape recording shows that Mitchell, in response to
O’Donnell’s inquiry as to when the Employer would be hiring,
replied, “I don’t know, I might call you guys this evening.”
Potter confirmed in his final discussion with the applicants that
he had phone numbers to reach them. The applicants were
never contacted by the Employer before the charge was filed on
February 28. Mitchell’s testimony, “I never had their phone
number” was not credibly offered and is inconsistent with other
creditable evidence. As noted above, Mitchell had Jones’ phone
number, since had called Jones earlier that day. Moreover, Pot-
ter had a phone number for each of the applicants. Both Cox
and Potter acknowledged by their testimony that Potter had
been assigned to meet with the applicants and receive their job
applications. Mitchell testified that in his discussions with the
applicants he asked, “Have you all got phone numbers where I
can get in touch with you?”
The applicants did not attempt to call the Respondent after
they left the jobsite on February 11. Jones and O’Donnell testi-
fied that in March, after the charge was filed, the Employer
offered to hire them, but that the offers were declined.
2. The status of Buddy Potter
Bailey Williams’ testified that he and Potter had worked for
the Respondent at the Crimson jobsite August–November 2004
and for 1 day in January. Bailey testified that he was a super-
visor and that he had the same authority as Potter when they
were working together. At the time he testified he was not
working for the Employer and he had approached the Union
looking for work.
Williams testified that two persons he had recommended had
been hired to work at a jobsite in Stillwater, about 82 miles
from Norman. Williams stated that the employees were hired a
few days later. Williams testified:
Q. Okay. And to the best of your knowledge, did they
actually get interviewed by Mr. Mitchell?
A. To the best of my knowledge, no.
Q. Did they complete a job application when they were
hired?
A. It was after they were—they were verbally hired.
Q. Did you communicate to them that they were hired?
A. Yes.
This testimony, elicited with leading questions, has been ac-
corded little weight because the record does not show that Wil-
liams had any actual knowledge of what occurred between the
time of his recommendations and the hiring of the employees
several days later. Williams’ conclusory testimony agreeing
that he did “communicate” to the employees that they were
hired lacks any foundation. Significantly, Williams acknowl-
edged that there was a $100-recruiting bonus for referring each
new employee who was hired. The recruiting bonus was avail-
able to all employees.
Mitchell testified that before he assumed greater responsibil-
ity for the work at the Crimson jobsite, Potter had been his
“right hand man.” Mitchell testified that Potter’s duties had
been diminished and that he had been effectively demoted prior
to February 11, but Potter had not been informed of his demo-
tion. I found this testimony to be unconvincing, however, this
is not affirmative evidence sufficient to establish what authority
Potter possessed.
As noted above, Jones had asked Potter and Mitchell, “You
all both supervision?” and Mitchell replied, “Yeah. He’s the
foreman of this job and I handle everything in Oklahoma.”
Mitchell stated that he answered in this fashion to avoid embar-
rassing Potter. Mitchell that Potter was aware of his diminished
authority, but not how Potter gained such knowledge. Potter
was present and participated while Mitchell spoke with the
Applicants.
Potter was salaried, while the other employees were hourly.
When the applicants were present, Potter did not work with the
tools. Mitchell told the Applicants to give their completed job
applications to Potter and Potter gave the applications to Cox.
The General Counsel contends that the evidence establishes
that Buddy Potter was a statutory supervisor. Section 2(11) of
the Act states:
The term “supervisor” means any individual having authority,
in the interest of the employer, to hire, transfer, suspend, lay
off, recall, promote, discharge, assign, reward, or discipline
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1020
other employees, or responsibly to direct them, or to adjust
their grievances, or effectively to recommend such action, if
in connection with the foregoing the exercise of such author-
ity is not of a merely routine or clerical nature, but requires
the use of independent judgment.
It was the General Counsel’s burden to prove affirmatively
that Potter was a statutory supervisor. See NLRB v. Kentucky
River Community Care, 532 U.S. 706 (2001). The burden was
not satisfied. There are substantial secondary indicia that Potter
was a statutory supervisor. Indeed, it appears very likely that
he was a supervisor. However, secondary indicia alone are
insufficient to prove that Potter was a supervisor. The evidence
must affirmatively establish that Potter possessed one of the
several primary indicia of statutory supervisory status enumer-
ated in Section 2(11) of the Act. Wilshire at Lakewood, 343
NLRB 141 (2004); Ken-Crest Services, 335 NLRB 777,
(2001).
Bailey Williams’ testimony regarding his own authority is
insufficient to prove that Potter possessed any of the primary
indicia while he worked with Potter. His testimony is inade-
quate to prove that he effectively recommended the hire of the
employees in Stillwater. Thus, while he recommended two
unidentified employees be hired, the record is insufficient to
permit a determination that they were hired based on his rec-
ommendation, rather than an independent evaluation at a higher
level. In this regard, the record does not disclose the process
that was followed following Williams’ recommendation. Even
assuming that the evidence establishes that Williams was a
supervisor, his conclusory testimony regarding Potter’s author-
ity is insufficient to prove that Potter was a supervisor.
The General Counsel contends that Potter was acting as an
agent of the Respondent when he spoke with the applicants.
The evidence does not establish that Potter’s exchanges with
the Applicants at the Crimson jobsite were within the scope of
his authority or were actually authorized or subsequently rati-
fied. The remaining issue is whether Potter was clothed with
apparent authority. In Saia Motor Freight, Inc., 334 NLRB 979
(2001), the Board states:
It is a long-established policy and practice of the Board to ap-
ply the common law principles of the Agency. Allegany Ag-
gregates, Inc., 311 NLRB 1165 (1993). Under the doctrine of
apparent authority, an agency relationship is established
where a principal’s manifestations to a third party supply a
reasonable basis for the third party to believe that the principal
has authorized the alleged agent to perform the acts in ques-
tion. Id.; see generally Dentech Corp., 294 NLRB 924, 925
(1989). Thus, in determining whether the actions by individu-
als towards employees are attributable to an employer, the test
is whether “under all the circumstances, ‘the employees
would reasonably believe that the employee in question was
reflecting company policy and speaking and acting for man
agement.”’ Waterbed World, 286 NLRB 425, 426–427
(1987), supplemented by 289 NLRB 808 (1988), supple-
mented by 301 NLRB 589 (1991), enfd. 974 F.2d 1329 (1st
Cir. 1992) (quoting Einhorn Enterprises, 279 NLRB 576
(1986), enfd. 843 F.2d 1507 (2d Cir. 1988), cert. denied sub
nom. Star Color Plate Service, 488 U.S. 828 (1988)); see also
Victor’s Cafe 52, 321 NLRB 504, 513 (1996).
The General Counsel has convincingly demonstrated that the
evidence of Potter’s apparent authority satisfies the standards
articulated in Saia Motor Freight. This conclusion is based
upon Mitchell having told the Applicants that Potter was the
“foreman of the job,” Potter’s participation in Mitchell’s job
interview of the applicants; Mitchell telling Jones that he could
have Potter remain while the job applications were completed
and accept the completed applications; and the extent of Pot-
ter’s involvement in the application process.
3. Hiring after February 11
Mitchell acknowledged that the Employer needed additional
help. Thus, he testified:
Q. When you run a job where you have plumbers, do
you have to keep a particular ratio with respect to licensed
journeymen versus helpers? And does it happen that you
occasionally get out of ratio and need to hire people?
A. It happens. It does happen.
Q. Was that happening at the Crimson Apartment
complex on February 11th, 2005? Is that the reason you
needed additional licensed?
A. I believe that the—we definitely could have used
more help. There is no question about that. I believe at
that point in time I knew that we had—The Links of Still-
water was about to start and Mustang Creek was about to
start and I knew that if we didn’t get a licensed plumber
we would be in trouble in the future so what we were
banking on was getting people now and getting them used
to the was we operate in order to put those people on those
jobs. But we definitely could have used them, some
hands, at Crimson Apartments at that time.
The following chart shows the job application date and the
hire date of employees the Employer hired to work at jobsites
in Oklahoma during the month of February. The dates are, in
some cases, partially based on inferences drawn from docu-
ments in the record. The record unequivocally establishes,
however, that all these employees, other than Patrick Shawn
Murray, applied and were hired after February 11. It is probable
that Murray filled out his IRS Form W-4 and was hired before
the applicants, because the Applicants turned in their applica-
tions at the end of the workday on February 11.
OASIS MECHANICAL, INC.
1021
Name
Applied
Position
Hired
Patrick Shawn
Murray
2/11
HVAC
2/11
Burt Joslin
2/17
HVAC
2/17
William Sidney Cobb
2/16
Plumber’s
Helper
2/16
Travis Nicholas
2/21
Plumber
2/21
Steve Rosales
Plumber’s
Helper
2/22
Randall “Scott”
Fletcher
2/22
HVAC
2/22
Andrew Dietrich
2/23
Plumber/
Operator
2/23
Jason Taylor
Plumber’s
Helper
2/23
Jose G. Escamilla
2/23
Plumber’s
Helper
2/28
David Black
2/28
HVAC
Helper
2/28
Jeremy Hamm
2/28
HVAC
Helper
2/28
David Joyner
2/28
HVAC
Helper
2/28
Wayne Lunsford
2/28
Plumber
Helper
2/28
Shannon Payne
2/28
Plumber
Helper
2/28
David Trimble
2/28
HVAC
Helper
2/28
Mitchell testified that Travis Nicholas was formerly a
plumbing contractor and had a contracting license. According
to Mitchell, having a contracting license indicated a higher
level of knowledge than a journeyman plumber. The record
does not establish, however, that the knowledge required to
obtain a contracting license was relevant to the work Nicholas
was hired to perform. Dietrich possessed an operator license,
but the evidence does not show that the Employer was seeking
an operator or that his operator license was a factor in the deci-
sion to hire Dietrich.
Cox credibly testified that he would not hire a licensed
plumber for a helper position. The record does not establish
whether he was testifying that would not pay journeyman
wages for helper work or that he would not hire an overquali-
fied journeyman to work at helper wages. Cf. Kelly Construc-
tion of Indiana, 333 NLRB 1272 (2002). The weight of the
evidence is that the Applicants were seeking only journeyman
positions. When Potter asked what wages the Applicants had to
have, O’Donnell answered, “Whatever ya’ll think. What’s top
journeyman get?” The applicants repeatedly stressed that they
were journeymen. Mitchell’s remarks about wages gave the
applicants repeated opportunities to express their interest in
working as apprentices, but they did not, nor did they indicate
on their applications that they sought apprentice positions.
There is an absence of substantial probative evidence that the
applicants expressly or implicitly sought jobs as apprentices.
4. Analysis and preliminary conclusions
a. Interrogation
The complaint states that on February 11, Potter interrogated
employees about their union affiliation. The Respondent is
responsible for any interrogation of the applicants by Potter
because of the apparent authority he possessed. On brief, the
General Counsel identifies the alleged unlawful interrogation as
the following exchange between Potter and the applicants:
POTTER: You all still union?
O’DONNELL: Uh huh
POTTER: What, uh, are you gonna quit?
JONES: No. Would we have to?
POTTER: Well, I don’t know.
POTTER: I’ve always understood that if you were union
you couldn’t work on non-union jobs.
JONES: No, it’s the other way around.
POTTER: It ain’t now?
JONES: No
Paid union organizers who seek employment to both obtain
work and to organize unrepresented employees are employees
protected by the Act. NLRB v. Town & Country Electric, 516
U.S. 85 (1995).
The General Counsel argues that an employer violates Sec-
tion 8(a)(1) of the act when one of its supervisors or agents
questions a job applicant about his or her union activities or
sympathies and contends that the circumstances are similar to
those in M. J. Mechanical Services, 324 NLRB 812 (1997).
The Respondent contends that M. J. Mechanical is factually
distinguishable because Potter did not ask the Applicants how
they felt about the union. The Respondent next argues that if
M. J. Mechanical holds that that an employer commits a per se
violation if questions are asked about an applicant’s union af-
filiation during a job interview, it would be inconsistent with
the holdings in Rossmore House, 269 NLRB 1176 (1984);
Boydston Electric Inc., 331 NLRB 1450 fn. 5 (2000); and Fac-
china Construction Co., 343 NLRB 886 (2004).
The Respondent argues that under Rossmore House, not
every question about an applicant’s or employee’s union status
or affiliation is a per se violation of the Act and that the ques-
tion must be coercive under all the circumstances. The Respon-
dent largely adopts the analysis Board Member Higgins in his
dissent in M. J. Mechanical, which states:
As to Colon and Derleth, I do not agree that the questions di-
rected to them were coercive. Board law is clear that a ques-
tion is not coercive simply because it delves into a Section 7
area. The Board looks at the particular circumstances of each
case. Rossmore House, 269 NLRB 1176 (1984). Further, as
Rossmore House makes clear, one such circumstance is
whether the employees are known adherents of the union. In
the instant case, Colon and Derleth were known adherents of
the Union. In addition, based on the questions directed to
them, there is nothing to suggest that they reasonably would
be coerced. The questions, as reasonably perceived, were
aimed at ascertaining how Colon and Derleth, as union mem-
bers, would protect themselves from union discipline, not
whether they were, in fact, union members.
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1022
The Board decisions decided since M. J. Mechanical clearly
show that the Board does not view questions asked of job ap-
plicants to be per se violations, at least where the applicants are
known union adherents. In Boydston Electric the Board states
at fn. 5:
In the circumstances of this case, we adopt the judge’s finding
that the Respondent did not unlawfully interrogate employee
Donald Martin. We note that the Board normally finds the in-
terrogation of an applicant during an interview to be inher-
ently coercive. See, e.g., Culley Mechanical Co., 316 NLRB
26, 27 fn. 8 (1995). However, in this case, Martin, in his own
words, “tried to be as obvious as possible” in showing his
support for the Union when applying for the job by wearing a
union shirt, hat, and pencil clip and the Respondent’s repre-
sentative simply asked him how long he had been in the Un-
ion. Thus, noting the open advocacy of the applicant and the
nature of the question asked, we do not find this a coercive in-
terrogation under Sec. 8(a)(1).
In Oil Capital Electric, 331 NLRB 1450 (2002), the Board
acknowledged, but did not find it necessary in that case to ad-
dress, the apparent tension between M. J. Mechanical and
Rossmore House. In a subsequent case, however, the Board
concluded, citing Boydston Electric, that where an applicant
went to an employer’s jobsite wearing a union organizer hat
and a jacket with union insignia, the employer did not violate
the Act by asking questions about the union. Facchina Con-
struction, 343 NLRB at 887. The Board emphasized the open
advocacy of the employee and the nature of the questions. Con-
sidering all the circumstances of the present case, including the
seemingly genuine interest of Potter in union representation
and the context in which the questions were asked, the ques-
tions were not coercive and did not violate the Act.
b. Impression of futility
The complaint states that on February 11, Potter gave em-
ployees the impression that it would be futile for them to select
a union as their collective-bargaining representative. On brief,
the General Counsel identifies the questioning at issue as the
following exchange between Potter and the Applicants:
JONES: We are the Union. We’re here representing the
Union.
POTTER: You trying to bring the Union here?
JONES: Yeah
POTTER: That’s probably won’t happen.
JONES: What?
POTTER: That’s probably not going to happen.
JONES: It’s not going to happen?
O’DONNELL: Why not?
POTTER: The big man’s walking around. He’s proba-
bly not going to buy the union.
O’DONNELL: Why not. Bring more quality and better
work. Better conditions for everyone.
O’DONNELL: Well, they may not be union now, but
everyone ought to have a chance to organize and be union
if they want to.
POTTER: Yeah, that would be nice. You ain’t gonna
hurt my feelings.
The reference to the “big man” was an obvious reference to
Cox. The foregoing exchange took place shortly after Jones
asked Potter, “Do you think they’ll give us any trouble cause
we’re union on hiring us?” and Potter replied, “I don’t think
so.” Later, the following exchange took place:
O’DONNELL: We want to get hired on and we want to
organize the company.
JONES: That’s what we’re here for.
POTTER: I tell you what, it will be a big job. It will be a
big job with Bobby Cox, he’s the owner of this company.
JONES: We want to organize this company and make it
move up for everyone. Help you guys out too.
POTTER: What will make it better is if we have quali-
fied help the.
JONES: Thanks, we appreciate it.
POTTER: Good to meet you all.
The General Counsel argues that Potter’s statements sent the
message to the alleged discriminatees that union activities
would not likely succeed. The General Counsel argues that the
circumstances are similar in many respects to those found in
Commercial Erectors, Inc., 342 NLRB 940 (2004), a salting
case, where the Board stated at fn. 4, “Moreover, we find that
Tunnell’s statement to “forget” about organizing and his pre-
diction that the company “will not go union” were unlawful
threats that attempts to unionize the Respondent would be fu-
tile.” The Employer in Commercial Erectors was engaged in
erecting a commercial building. Tunnell was the project super-
visor and was in charge of hiring at the site.
The Respondent argues that Potter’s statements to the appli-
cants are vague and do not indicate that it would be futile for
the union members to pursue organizing the Company. The
Respondent contends that Potter’s expressed interest in the
Union and his expressed interest in the applicants being hired
are inconsistent with threatening the employees with the futility
of attempting to organize the Employer and do not convey futil-
ity, even if isolated from the broader context.
Employers who threaten employees with the futility of se-
lecting a bargaining representative violate Section 8(a)(1) of the
Act. Wellstream Corp., 313 NLRB 698 (1994). The Respon-
dent is responsible for Potter’s remarks on the likelihood of the
Union’s success in getting the Respondent to recognize the
Union.
Potter’s statements must be evaluated in the context, not in
isolation, and using the standards established by the Supreme
Court in NLRB v. Gissel Packing Co., 395 U.S. 575 (1969). See
Frontier Telephone of Rochester, Inc., 344 NLRB 1270 (2005);
Madison Kipp Co., 240 NLRB 879 (1979). See also Rossmore
House, 269 NLRB 1176 (1984). It was obvious that Potter
would have no influence regarding union recognition, Potter
expressed his own support for union recognition and he was
only sharing his personal view that the Union would have a
difficult time convincing Cox to recognize the Union. Viewed
in context, Potter’s remarks were not a threat and did not vio-
late the Act.
OASIS MECHANICAL, INC.
1023
c. Refusal to hire
To establish a discriminatory refusal to hire, the General
Counsel must first show: (1) that the Respondent was hiring, or
had concrete plans to hire, at the time of the alleged unlawful
conduct; (2) that the applicants had experience or training rele-
vant to the announced or generally known requirements of the
positions for hire; and (3) that antiunion animus contributed to
the decision not to hire the applicants. The General Counsel
must show that was at least one available opening for the appli-
cant. If this is established, the burden shifts to the respondent to
show that it would not have hired the applicants even in the
absence of their union activity or affiliation. FES, 331 NLRB 9
(2000), enfd. 301 F.3d. (2002).
The evidence shows that the Employer had concrete plans to
hire in the future. That evidence includes the initial telephone
conversation between Mitchell and Jones when Mitchell voiced
the Employer’s need for licensed plumbers, the newspaper
advertising, and Mitchell’s statements to the applicants at the
jobsite regarding the need for licensed plumbers. The hiring
records show that the Employer hired two plumbers later in
February.
O’Donnell, Franklin, and Mason were experienced journey-
men plumbers and clearly had experience and training relevant
to the announced or generally known requirements for licensed
plumber positions. Assuming, without finding, that a licensed
plumber can be employed as an apprentice plumber in Okla-
homa, I find that they did not apply for apprentice positions. As
noted earlier, they were not shown to be qualified for or to have
applied for HVAC positions. Jones was not shown to be quali-
fied as a licensed HVAC journeyman or as a journeyman
plumber. He did not apply for a plumber apprentice position
and was not shown to have qualified himself under Oklahoma
law to work as an apprentice. The evidence does not show that
the Employer handled apprentice qualification for its employ-
ees. In view of the foregoing, I find that the General Counsel
has introduced evidence that satisfies the second FES initial
showing requirement regarding O’Donnell, Franklin, and Ma-
son, but not as to Jones.
The General Counsel has satisfied the third initial FES re-
quirement with the testimony of Cox, who testified, in sub-
stance, that he did not hire the applicants because they were
union organizers.
The burden of going forward accordingly shifts to the Em-
ployer to show that it would not have hired O’Donnell, Frank-
lin, and Mason even in the absence of their union activity or
affiliation.
At the hearing the Employer contended that the evidence
presented by the government does not show that the Applicants
were bona fide applicants for employment and that the evidence
affirmatively shows that they were not bona fide applicants.
These contentions are addressed in detail on brief, including a
review of the facts and law that the Employer contends sup-
ports its position. The position of the employer is consistent
with the concurring opinion of Board Member Cowan in Exte-
rior Systems, Inc., 338 NLRB 677 (2002). It is clear that the
Employer’s position is not the current position of the Board and
I am bound to apply Board law, unless it has been overruled by
the Supreme Court. Accordingly, I do not undertake an analysis
of this contention.
Because the Employer has not met its FES burden, I con-
clude that the Respondent has engaged in a discriminatory re-
fusal to hire O’Donnell, Franklin, or Mason.
d. Refusal to consider
In FES, supra, the Board announced that to establish a dis-
criminatory refusal to consider the General Counsel must show
that the employer excluded applicants from a hiring process and
that antiunion animus contributed to the decision not to con-
sider the applicants for employment. If the General Counsel
makes this showing, the burden shifts to the employer to prove
that it would not have considered the applicants even absent
their union activity or affiliation.
The General Counsel has failed to prove that the Respondent
excluded the union applicants from its hiring process. There is
no evidence that the applicants were denied the opportunity to
apply and to be considered along with nonunion applicants for
positions with the Respondent. The fact that Cox, the final de-
cision maker may have summarily rejected the applicants when
he read on the applications that the employees were union or-
ganizers does not establish a refusal to consider. See
Zurn/N.E.P.C.O., 345 NLRB 1 (2005).
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce within
the meaning of Section 2(2), (6), and (7) of the Act.
2. The Union is a labor organization within the meaning of
Section 2(5) of the Act.
3. Respondent engaged in an unfair labor practice within the
meaning of Section 8(a)(1) and (3) of the Act by refusing to
hire Tommy O’Donnell, Mike Franklin, and Larry Mason.
4. Respondent has not otherwise violated the Act.
5. The unfair labor practice of Respondent affects commerce
within the meaning of Section 2(6) and (7) of the Act.
REMEDY
Having found that Respondent has engaged in certain unfair
labor practices, I find that it must be ordered to cease and desist
and to take certain affirmative action designed to effectuate the
policies of the Act. The Respondent must offer employment to
the union applicants whom it would have hired but for its
unlawful discriminatory practices. There were more qualified
journeyman plumbers who applied than positions that were
available. As the Board held in FES, where the number of ap-
plicants exceeds the number of available jobs, the compliance
proceeding may be used to determine which of the applicants
would have been hired for the openings. See Zurn/N.E.P.C.O.,
above. Accordingly, the determination of which discriminatees
would have been hired for the relevant openings will be left to
compliance. It is noted that there is no evidence of journeyman
plumbers being hired at any of the Respondent’s Oklahoma
jobsites after February. Based upon position statements filed in
connection with subpoena issues before the hearing opened, it
appears that the Respondent made unconditional offers of in-
statement to the discriminatees before other journeyman
plumbers were hired and there has been no contention that ap-
plicants should have been hired for job openings that were
DECISIONS OF THE NATIONAL LABOR RELATIONS BOARD
1024
filled after February. Accordingly, the remedy will be limited to
the two journeyman plumber jobs filled in February. The Re-
spondent must make the discriminatees whole for any lost earn-
ings as prescribed in F. W. Woolworth Co., 90 NLRB 289
(1950), plus interest as computed in New Horizons for the Re-
tarded, 283 NLRB 1173 (1987).
[Recommended Order omitted from publication.]