127 NLRB 823
United Steelworkers of America, AFL-CIO
UNITED STEELWORKERS OF AMERICA, AFL-CIO
823
creases and other benefits , by engaging and threatening to engage in surveillance
of union activities , by interrogation under coercive circumstances , by sanctioning
and otherwise participating in the circulation of a petition to induce employees to
refrain from union membership and activities.
5
The aforesaid unfair labor practices are unfair labor practices affecting com-
merce within Section 2(6) and (7) of the Act.
[Recommendations omitted from publication.]
United Steelworkers of America, AFL-CIO [Tennessee Coal &
Iron Division of United States Steel Corporation] and United
Association of Journeymen and Apprentices of the Plumbing
and Pipefitting Industry of the United States and Canada,
Local 91, AFL-CIO; Building and Construction Trades Coun-
cil of Jefferson County, Alabama, and Vicinity ; Frank Tom-
brello; Sullivan, Long and Hagerty ; International Brother-
hood of Electrical Workers , Local 136, AFL-CIO
Local 4203, United Steelworkers of America, AFL-CIO and
Building and Construction Trades Council of Jefferson
County, Alabama, and Vicinity ; United Association of Jour-
neymen and Apprentices of the Plumbing and Pipefitting
Industry of the United States and Canada, Local 91, AFL-
CIO; Frank Tombrello ; Sullivan, Long and Hagerty ; Inter-
national Brotherhood of Electrical Workers, Local 136, AFL-
CIO.
Cases 1Vos. 10-CC-393, 10-CC-396, 10-CC-398, 10-CC-100,
10-CC-402, 10-CC-395, 10-CC-397, 10-CC-399, 10-CC-401, and
10-CC-103.
May 19, 1960
DECISION AND ORDER
On July 30, 1959, Trial Examiner George A. Downing issued his
Intermediate Report in the above-entitled proceedings, finding that
the Respondents had not engaged in the unfair labor practices alleged
in the consolidated complaint and recommending that the complaint
be dismissed in its entirety, as set forth in the copy of the Intermediate
Report attached hereto.
Thereafter, the General Counsel, the Charg-
ing Parties, and TCI filed exceptions to the Intermediate Report and
supporting briefs.
The Respondents filed a brief in support of the
Intermediate Report.'
The Board has reviewed the rulings made by the Trial Examiner at
the hearing and finds that no prejudicial error was committed.
The
rulings are hereby affirmed.
The Board has considered the Inter-
mediate Report, the exceptions and briefs, and the entire record in
i The request of the Respondents for oral argument , which is opposed by union Charging
Parties, is hereby denied as, in our opinion , the record , the exceptions , and briefs ade-
quately present the issues and position of the parties
127 NLRB No. 97.
824
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
these cases, and hereby adopts the findings and conclusions of the
Trial Examiner only to the extent consistent with our decision herein.
For the reasons herein and contrary to the Trial Examiner we find
that by picketing the construction site of an addition to the existing
plant of TCI where only the employees of the subcontractors were at
work and by directing the picketing at the entrance to the entire
premises of TCI to the employees of the subcontractors with an object
of forcing or requiring the contractors to cease doing business with
TCI, or to force the subcontractors to cease doing business with the
contractors, the Respondents violated Section 8(b) (4) (A) of the Act.
I. THE FACTS
This case arose out of a dispute of Respondents Steelworkers with
Tennessee Coal & Iron Division of United States Steel Corporation
over the Respondents' demand that so much of the work contracted
to Koppers and Sullivan for the construction of a multimillion-dollar
addition to the existing sintering plant as fell within the existing job
classifications be given to their members, some of whom were in layoff
status.
When TCI refused the demand, the Respondents began picket-
ing at two locations : at the construction site where the employees of
Koppers' and Sullivan's subcontractors were at work, and at the en-
trance to the entire premises of TCI, used in common by TCI em-
ployees and the employees of the subcontractors.
As a result of the
picketing, the work at the construction site stopped and was not re-
sumed until some 2 months later when the parties reached an agree-
ment.
The work at the existing plant, however, except for the two
8-hour shifts used by the plant employees for picketing the construc-
tion site, continued unabated.
Are the contractors and subcontractors "allies" of TCI Q
The Trial
Examiner found that, as the subject matter of the dispute was the
very work which the subcontractors of Koppers and Sullivan were
performing, they were not neutral employers, but were themselves
parties to, and directly involved in, the dispute.
We do not agree.
In the process of decisional interpretation of Section 8(b) (4) (A)
the Board has developed two tests for ascertaining the existence of
"ally" relationship between the employers involved in the dispute.
Thus, the Board has held that when the primary and secondary em-
ployers, although separate legal entities, are commonly owned or con-
trolled, or are engaged in closely integrated operations, they would
be regarded, under certain circumstances, as a single employer under
the Act and hence "allies" in, and parties to, a union's dispute with
the primary employer.2
The other test of the "ally" relationship is
predicated upon the conduct of the secondary employer. If a third
2 National Union of Marine Cooka and Stewards, et at. (Irwin-Lyons Lumber Company),
87 NLRB 54; J. G Roy and Sons Company, 118 NLRB 286, remand . 251 F. 2d 771 (C.A. 1).
UNITED STEELWORKERS OF AMERICA, AFL-CIO
825
party employer engages in conduct which is inconsistent with his
professed neutrality in the dispute such as performing the farmed-out
struck work of the primary employer, it may be properly assumed
that, by knowingly engaging in such conduct, the third party employer
had abandoned his "neutral" status and laid himself open to economic
pressure by the union.'
Neither of these tests when applied here would
establish the existence of an "ally" relationship between TCI and the
contractors.
There is no evidence that Koppers, Sullivan, or their
subcontractors are commonly owned or controlled, or that they are
engaged in integrated operations with TCI.
All that the record shows
is that, as independent contractors and in the regular course of their
business, they undertook with their own employees and equipment the
construction for TCI of a multimillion-dollar addition to the existing
plant.
As such independent contractors, these employers are entitled
to protection against economic pressure, under Section 8(b) (4) (A),
when the pressure is applied in aid of a dispute with the primary
employer.4
Nor did Koppers and Sullivan, or their subcontractors, engage in
performing farmed-out "struck" work.
When we think of "struck"
work, we have in mind work which the struck employer would under
normal circumstances perform himself, but because of the strike,
transfers such work to an "ally."
We are not faced with that situa-
tion here.
The construction work assigned to the contractors did not
operate to withdraw work or employment from TCI's own employees.
Instead, it involved functions beyond, or in addition to, those per-
formed by TCI employees.
While it may be true that regular TCI
employees, or those in layoff status in pertinent job classifications,
could have performed some of the work on the project, that work was
part of, or related to, a major expansion of the existing plant facilities.
It did not affect either the regular plant operations or employment.
No plant employees have been laid off or discharged after the construc-
tion work began.
As the employees of the subcontractors were not
doing work which, but for the assignments, would have been normally
performed by TCI employees, we find no merit in the contention that
the work performed by the subcontractors was farmed-out "struck"
work.'
Similarly, there is no basis for the contention that the subcon-
slnternational Die Sinkers Conference et at. (General Metals Corporation ), 120 NLRB
1227;
Doud v. Metropolitan Federation of Architects , etc (Project Engineering Com-
pany), 75 F. Supp. 672
(D.C., N.Y.) ; N L.R B v. Business Machine and Office Appliance
Mechanics etc. (Royal Typewriter Co ), 228 F . 2d 553 (CA. 2)
4 N L R.B. v. Denver Building & Construction Trades Council, et al. (Gould & Prei8ner),
341 U.S. 675 ; Local 761, International Union of Electrical and Machine Workers, AFL-
410 (General Electric Company, etc.), 123 NLRB 1547, where the Board found no "ally"
relationship because bhe independent contractors were performing work which was entirely
different from that of the Company's employees , or such work was contracted prior to
the labor dispute.
5 Cf. N.L R B. v. Springfield Building and Construction Trades Council et al. (Leo
Spear Construction Co., Inc ), 262 F. 2d 494 (C A. 1), affg. 120 NLRB 600.
826
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
tractors by their own conduct. have stripped themselves of their
"neutral" status.
Apart from such considerations, we note that there
is no showing that either of them had notice before the execution of
the contracts that the Respondents were claiming, or about to claim,
some of the work covered by the contracts.
Although after the picket-
ing began, they became aware of the Respondents' claim to part of the
work performed by them and have attempted to continue the work that
their contracts had called for them to perform, it is well established
that business dealings with the struck employer, in the same manner
and to the same extent as it had before the strike, cannot be regarded
as a forfeiture of their neutral status.'
Likewise untenable is the contention that, because the Respondents
asserted a claim to part of the work contracted out, an otherwise
independent-contractor relationship between TCI and its contractors
was converted into an "ally" relationship.
The claim asserted by the
Respondents was not based, as the Trial Examiner has found, either
on a Board's certification, an assignment clause in their basic contract
with TCI, or the job classifications; and the basic contract with TCI
contained no provision restricting the company from contracting out
construction work.
He found, however, that as some of the work
contracted out could have been performed by the employees within the
job descriptions or classifications set up by the parties, which included
certain trade or craft jobs to be performed in construction, rehabilita-
tion of facilities, or maintenance work at the plant, the Respondents
had an "arguable" basis for their position that so much of the work be
given their members as fell within these classifications?
To find under
these circumstances, as we are urged to do, that under a colorable claim
to work assigned to independent contractors, the Respondents could
unilaterally establish an "ally" relationship between TCI and its con-
tractors, would result in an unwarranted extension of the "ally" doc-
trine and thereby defeat the legislative intent by means of Section
8 (b) (4) (A) to extend immunity against secondary pressure to neutral
third party employers who became involved in the dispute of others
through no fault of their own.
Under a similar factual situation, we refused to find the existence of
an "ally" relationship between a company and its independent con-
°Metal Polishers, etc., Union, et at. (Climax Machinery Company ), 86 NLRB 1242,
where the secondary employer continued to process , as it customarily had in the past,
hard chrome plating work subcontracted by the primary employer ; Dallas General Drivers,
etc, Local No. 745, AFL-CIO (Associated Wholesale Grocery of Dallas, Inc.), 118 NLRB
1251 , where retail grocery stores, after the strike, continued to conduct normal business
relationship with the wholesale grocery, the primary employer.
T In the absence of assignment of work or any contractual limitation upon the ICI's
right to contract construction work, we regard the setting up of the job classifications
merely as an understanding between the parties that whenever the Company 'will engage
in construction, rehabilitation of facilities , or maintenance work at the plant as its own
contractor, so much of that work as covered by these classifications shall be- assigned to
members of the Respondents.
UNITED STEELWORKERS OF AMERICA, AFL-CIO
827
tractors in the recent Catalina Island case .8
There the company, in
carrying out its plans for a change in the method of its loading and
unloading operation's, contracted out the work performed by its long-
shore employees to independent tugboat and trucking operators.
The
union, relying on its jurisdiction over longshore work in the area, by
custom and tradition, and the fact that the change in the method of
operations was to result in the loss of employment by their members,
objected to the assignment and in due course commenced picketing the
contractors' operations.
We held in that case that, as the company
had the right to contract out the work, and as the object of the picket-
ing was to force the contractors to stop doing business with the com-
pany, the picketing was in violation of Section 8(b) (4) (A).
As the
record in the instant case is abundantly clear that TCI had the right
to contract construction work and as Koppers and Sullivan, as well as
their subcontractors, did not engage in any conduct inconsistent with
their neutrality, we find that they are "neutral" third party employers
entitled to immunity against secondary pressure under Section
8(b) (4) (A) of the Act.
Picketing, whether primary or secondary?
The evidence leaves no
doubt that the picketing both at the construction site and at the en-
trance to the TCI's premises was not directed at the TCI employees,
buthad the sole objective of reaching employees of the subcontractors,
and that the cessation of work on the construction site was a foresee-
able and primary objective of the picketing rather than an unavoida-
ble or incidental effect thereof.
The construction site is located some
600 to 800 feet from the existing plant. It is separated from the
plant by railroad tracks which pass through a cut, as much as 50 feet
deep in places, making direct communication with the plant incon-
venient.
The distance to the construction site by road and the bridge
over the railroad tracks is about one-half mile.
At the time of the
picketing only subcontractors' employees were at work at the con-
struction site.
It is to these employees that the pickets addressed
their appeals to leave the job claiming the work for themselves.
No
plausible explanation was offered by the Respondents why, if the
dispute was with TCI only, it was necessary for them to resort to
picketing of a geographically separated construction site where no
TCI employees were at work or expected to be at work in the fore-
seeable future and induce the subcontractors' employees to leave the
construction site.
The picketing at the approach to the TCI entire
premises, used in common by both TCI and subcontractors' employees,
was likewise directed only to the subcontractors' employees.
While
TCI employees were permitted by the pickets to enter the premises,
the subcontractors' employees were denied admittance.
As a result of
s Interndtional Longshoremen's and Warehousemen's Union et al.
( Catalina Island
Sightseeing Lines ), 124 NLRB 813.
828
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the picketing at both locations, all work at the construction site
stopped and was not resumed until after TCI and the Respondents set-
tled the dispute some 2 months later. In the meantime, the work at
the existing sintering plant, except for two 8-hour shifts used by the
plant employees for picketing of the construction site, continued un-
abated despite the current dispute with TCI.
The Respondents con-
tend that, as the picketing was wholly at or 'near the premises of TCI,
with whom the Respondents are engaged in a labor dispute, it cannot
be called secondary even though an object of the picketing was to
dissuade all persons from entering or working on the premises.
We
disagree.
It is well established that the ownership of the premises
where the picketing occurs is but one of the elements to be taken into
consideration in ascertaining the nature of the picketing.' It is not
conclusive.
Here, the picketing of TCI, the primary employer, could
have been carried on effectively without embroiling the secondary
employers.
It was not necessary for the Respondents, in order to
advertise their dispute with TCI, to extend the picketing to the con-
struction site, a geographically separated location, where no plant
employees were at work, or to picket at the entrance to the entire
premises in such a manner as to direct their inducement to work
stoppage only to employees of the secondary employers.
Upon the
entire record, we find that as the picketing was conducted in such a
manner and at such locations as to show that the inducement of work
stoppage by secondary employees was the primary objective of the
picketing rather than its incidental effect, we find that the picketing
at both locations was not primary picketing.10
"Object" of picketing : We find no merit in the Respondents' con-'
tention that, as the ultimate objective of the picketing was to force
TCI to assign the disputed part of the work to its own employees, the
inducement of work stoppage by the subcontractors' employees was
not for an "object" proscribed by Section 8(b) (4) (A).
Although the
assignment of the disputed work to TCI's own employees could have
been the Respondents' ultimate objective, we are satisfied that in re-
sorting to the picketing the Respondents had also another immediate
objective, that of forcing or requiring the contractors to cease doing
business with TCI, or to force the subcontractors to cease doing busi-
0 N L R.B v. Denver Building
&
Construction Trades Council,
et al, supra; Local
Union No 55, and Carpenters' District Council, etc. (Professional and Business Men's
Life Insurance Co ), 108 NLRB 363, enfd 218 F. 2d 226 (C.A. 10) ; United Brick & Clay
Workers of America, et at. v. Deena Artware, Inc , 198 F. 2d 637 (C.A. 6) ; Retail Fruit &
Vegetable Clerks' Union, Local 1017, at at. (Retail Grocers Association of San Francisco),
116 NLRB 856, enfd. 249 F. 2d 591 (C.A. 9), Local 761, International Union of Elec-
trical, Radio and Machine
Workers, AFL-CIO (General Electric Company, etc),
123
NLRB 1547.
10 Local 761 , International Union of Electrical, Radio and Machine Workers, AFL-CIO
(General Electric Company, etc.), supra; General Teamsters et at, Local _249 (Crump,
Incorporated ), 112 NLRB 311 ; Radio Broadcast Technician's Local 1225 et at.
( Rollins
Broadcasting, Inc ), 117 NLRB 1491.
UNITED STEELWORKERS OF AMERICA, AFL-CIO
829
ness with the contractors.
There is substantial evidence that inter-
ference with the business relations between TCI, its contractors, and
subcontractors was not only a direct and foreseeable, rather than an
incidental, effect of the picketing, but that it was designed to disrupt
the operations of the subcontractors.
Thus, the inducement was di-
rected only to the employees of the subcontractors with knowledge
that their refusal to work would force the contractors to discontinue
performance of the work specified by the latter's contracts with TCI.
In the course of the picketing, the pickets informed the employees of
the subcontractors that the work they were performing belonged to
the pickets and that the subcontractors' employees would have to
leave the construction site.
Subsequent efforts of the subcontractors
to resume work on the site met with renewed picketing.
When the
requests were made that the employees of the subcontractors be per-
mitted to return to the job, Respondents' representatives, Elliott and
Farr, denied the requests.
When the representative of the Operating
Engineers, Thrash, inquired in behalf of its members if the dispute
with TCI was still pending, Elliott replied in the affirmative and said
that "he was going to keep them [members of the craft unions] all
out until the trouble [dispute over the assignment of work] was
settled."
As the disputed work had already been contracted out to the
contractors, the Respondents in resorting to picketing must have also
realized that the reassignment of this work was not possible unless the
subcontractors were forced to stop doing business with the contractors,
and the contractors were forced to cease doing work for TCI or TCI
canceled its contracts with them.
Upon the entire record, we find
that, as an object of the picketing was to force or require the sub-
contractors to cease doing business with the contractors and the con-
tractors, in turn, to cease doing business with TCI, the picketing was
for an object proscribed by Section 8(b) (4) (A).11
II. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE
The activities of the Respondents, as set forth above, which have
been found to constitute unfair labor practices, occurring in connec-
tion with the operation of the companies involved herein, have a
11 In a number of cases, the Board inferred as "object" proscribed by Section 8(b) (4) (A)
from the evidence that the inducement of work stoppage by employees of neutral em-
ployers was designed to disrupt the operations of such neutral employers
United Asso-
ciation
of Journeymen,
etc.
(AFL ), Local 106, et al.
( Columbia-Southern Chemical
Corporation ), 110 NLRB 206 ; Retail Fruit and Vegetable Clerks' Union, Local 1017, AFL-
CIO, et al
( Crystal Palace Market), 116 NLRB 856.
A similar "object" of picketing was
inferred from an unnecessary extension of the primary picketing to the construction area
where only employees of the neutral employer were at work in the following cases .
Local 761, International
Union of Electrical, Radio and Machine Workers, AFL-CIO
(General Electric Company, etc ), 123 NLRB 1547 , where the union extended the picket-
ing to gate 3-A which was reserved for the use of the employees of the contractors ;
United Brick it Clay Workers of America, et al. v. Deena Artware, Inc ., 198 F. 2d 637
(C.A. 6), where the picketing was extended to the area of construction of a new plant
then being erected by an independent contractor, and where such an extension was not
necessary in order to cover all the entrances to the existing plant.
830
DECISIONS OF NATIONAL LABOR RELATIONS BOARD'
close, intimate, and substantial relation to trade, traffic, and commerce
among the several States and tend to lead to labor disputes burdening
and obstructing commerce and free flow of commerce.
III. CONCLUSIONS OF LAW
1. Respondents International and Local 4203 of United Steelwork-
ers of America, AFL-CIO, are labor organizations within Section
2 (5) of the Act.
2. Tennessee Coal & Iron Division of the United States Steel Cor-
poration is engaged in commerce within Section 2(6) of the Act.
3. Respondents have violated Section 8(b) (4) (A) of the Act, by
engaging in unfair labor practices affecting commerce within the
meaning of the Act.
IV. THE REMEDY
Having found that the Respondents have engaged in unfair labor
practices, we shall order them to cease and desist therefrom and to
take certain affirmative action designed to effectuate the policies of
the Act.
The secondary employers involved in the dispute are Contractors
Koppers and Sullivan and their subcontractors. It is to the em-
ployees of the subcontractors that the Respondents directed their in-
ducement of work stoppage with an object of forcing the subcon-
tractors to stop doing business with the contractors and thereby to
force Contractors Koppers and Sullivan to stop doing business with
TCI.
Accordingly, to make our order effective, we will enjoin the
Respondents from inducing work stoppages in all cases where an ob-
ject of such inducement is to force the contractors and their subcon-
tractors to stop doing business with TCI or to force the subcon-
tractors to cease doing business with the contractors.
ORDER
Upon the entire record in this case and pursuant to Section 10(c)
of the National Labor Relations Act, as amended, the National Labor
Relations Board hereby orders that Local 4203, United Steelworkers
of America, AFL-CIO, and United Steelworkers of America,
AFL-CIO, their officers, representatives, agents, successors, and
assigns, shall :
1. Cease and desist from engaging in, or inducing or encouraging
the employees of Koppers Company, Inc., and Sullivan, Long and
Hagerty, or the employees of their subcontractors, Frank Tombrello,
Burgin Moving Company, Tully Plumbing and Heating Company,
and Jackson Electric Company, or of any other employer, except the
employees of Tennessee Coal & Iron Division of the United States
Steel Corporation, to engage in a strike or a concerted refusal in the
course of their employment to use, manufacture, process, transport, or
UNITED STEELWORKERS OF AMERICA, AFL-CIO
831
otherwise handle or work on any goods, articles, materials, or com-
modities, or to perform any services, where an object thereof is to
force or require the said employers or any other employer or person
to cease doing business with Tennessee Coal & Iron Division of the
United States Steel Corporation, or to force the subcontractors to cease
doing business with the contractors.
2. Take the following affirmative action, which the Board finds will
effectuate the policies of the Act:
(a) Post at their offices and meeting halls in Wenonah and Birm-
ingham, Alabama, copies of the notice attached hereto marked
"Appendix A." 12
Copies of said notice, to be furnished by the Re-
gional Director for the Tenth Region, shall, after being duly signed
by the Respondents, be posted by them immediately upon receipt there-
of, and be maintained by them for a period of 60 consecutive days
thereafter in conspicuous places, including all places where notices to
members are customarily posted.
Reasonable steps shall be taken by
the Respondents to insure that the notices are not altered, defaced, or
covered by any other material.
(b) Furnish to the said Regional Director signed copies of the
aforementioned notice for posting by Tennessee Coal & Iron Division
of the United States Steel Corporation, Koppers Company, Inc.,
Sullivan, Long and Hagerty, Frank Tombrello, Burgin Moving Com-
pany, Tully Plumbing and Heating Company, and Jackson Electric
Company, they being willing, at places where they customarily post
notices to their employees.
(c) Notify the Regional Director for the Tenth Region, in writing,
within 10 days from the date of this Order,. what steps the Respond-
ents have taken to comply herewith.
12 In the event that this Order is enforced by a decree of a United States Court of
Appeals, there shall be substituted for the words "Pursuant to a Decision and Order" the
words "Pursuant to a Decree of the United States Court of Appeals, Enforcing an Order,"
APPENDIX A
NOTICE TO ALL MEMBERS OF LOCAL 4203, UNITED
STEELWORKERS OF
AMERICA, AFL-CIO, AND TO ALL EMPLOYEES OF TENNESSEE COAL
& IRON DIVISION OF THE UNITED STATES STEEL CORPORATION; KOP-
PERS
COMPANY, INC.; SULLIVAN, LONG AND HAGERTY; FRANK
TOMBRELLO
BURGIN MOVING COMPANY; TULLY PLUMBING AND
HEATING COMPANY; AND JACKSON ELECTRIC COMPANY
Pursuant to a Decision and Order of the National Labor Relations
Board, and in order to effectuate the policies of the National Labor
Relations Act, we hereby notify you that :
WE WILL NOT engage in, or induce or encourage the employees
of Koppers Company, Inc., and Sullivan, Long and Hagerty, or
832
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the employees of their subcontractors , Frank Tombrello, Burgin
Moving Company, Tully Plumbing and Heating Company, and
Jackson Electric Company or any other employer , except Ten-
nessee Coal & Iron Division of the United States Steel Corpora-
tion, to engage in a strike or a concerted refusal in the course of
their employment to use, manufacture, process, transport, or
otherwise handle or work on any goods, articles, materials, or
commodities , or to perform any services , where an object thereof
is to force or require the said employers or any other employer or
person to cease doing business with Tennessee Coal & Iron Divi-
sion of the United States Steel Corporation, or to force the sub-
contractors to cease doing business with the contractors.
LOCAL 4203, UNITED STEELWORKERS
OF AMERICA, AFL-CIO,
Labor Organization.
Dated----------------
By-------------------------------------
(Representative )
( Title)
UNITED STEELWORKERS OF AMERICA , AFL-CIO,
Labor Organization.
Dated----------------
By-------------------------------------
(Representative )
(Title)
This notice must remain posted for 60 days from the date hereof,
and must not be altered , defaced, or covered by any other material.
INTERMEDIATE REPORT
STATEMENT OF THE CASE
This proceeding, brought under Section 10(b) of the National Labor Relations
Act, as amended (61 Stat. 136), was heard in Birmingham, Alabama, on May 21
and 22, 1959, with all parties represented.
The consolidated complaints, issued on
February 19 and March 12, 1959, by the General Counsel of the National Labor
Relations Board and based on charges duly filed and served, alleged in brief that
the Respondents International and Local 4203 of Steelworkers had, since January 28,
1959, in furtherance of a labor dispute with Tennessee Coal & Iron Division of the
United States Steel Corporation (herein called TCI) and in violation of Section
8(b)(4)(A) of the Act, induced or encouraged employees of some of the Charging
Parties and of other employers to engage in a strike with an object of forcing their
employers to cease doing business with TCI and with each other.
Respondents answered jointly, denying the commission of the alleged unfair labor
practices.
They also pleaded certain affirmative defenses which may be briefly sum-
marized as follows: (1) Their dispute was with TCI, for whose employees Respondent
International was the certified representative, and their acts were for the purpose of
enforcing certain contractual obligations of TCI with respect to certain job assign-
ments at and upon TCI properties; (2) the picketing was only primary, and without
attempt to extend the dispute to premises of any other employer; and (3) the case
has been rendered entirely moot through settlement of the dispute with TCI.
Upon the entire record in the case and from my observation of the witnesses, I
make the following:
FINDINGS OF FACT
I
THE EMPLOYER'S BUSINESS; THE LABOR ORGANIZATIONS
I find on facts alleged in the complaint and admitted in the answer (i.e., annual
extrastate sales exceeding $500,000) that TCI is engaged in commerce within the
UNITED STEELWORKERS OF AMERICA, AFL-CIO
833
meaning of the Act, and that Respondents .are labor organizations within the meaning
of Section 2(5) of the Act.
II.
THE UNFAIR LABOR PRACTICES
A. The evidence
TCI operates a number of plants, mines, quarries, and other facilities in the gen-
eral vicinity of Birmingham, including an ore-conditioning and sintering plant at
Wenonah, 10 miles west of Birmingham, with which we are concerned. Since
January 8, 1952, Respondent International has been the certified bargaining repre-
sentative of the production and maintenance employees at that plant, which is subject
to a basic collective-bargaining agreement dated August 3, 1956, and expiring June 30,
1959.
TCI and the International had also set up job descriptions and job classifications
which included certain trade or craft jobs (e.g., electrician, carpenter, machinist,
millwright, painter, bulldozer operator) to be performed in construction, rehabilita-
tion of facilities, and in repair and maintenance work.
Provision was also made
for an apprenticeship program leading to journeyman status in such crafts.
By a
further agreement, TCI was to give prior consideration to employees in a layoff
status before hiring new employees, and under certain circumstances the laid-off
employees were to be placed in a labor reserve force pool for as much as 2 years,
with retention of seniority.
There was no provision in the basic contract which related specifically to the
Company's right to contract construction work, though there was a general manage-
ment prerogative provision which gave the Company exclusive right to manage the
business, mines, and plants and to direct the working forces.
Historically, the Com-
pany has from time to time contracted construction work at its various properties,
and in some such cases disputes arose between it and Respondents similar in nature
to the present one.
In the latter part of 1958, TCI contracted with Koppers Company, Inc. (herein
called Koppers) for the construction of a multimillion-dollar addition to the sintering
plant, and Koppers subcontracted certain grading and excavating work to Frank
Tombrello. In addition, TCI contracted with Sullivan, Long and Hagerty (herein
called Sullivan) for the moving of a small office building from the construction site,
and Sullivan subcontracted portions of its work to Burgin Moving Company, Tully
Plumbing and Heating Company, and to Jackson Electric Company.
In November 1958, TCI informed the Local's grievance committee that the con-
tract had been let and that it was to be a "lock and key" job (i.e., to be fully performed
by the contractors).
However, no live issue arose until late in January, after the
work began.
Before reaching the disputed activities, however, it will be helpful to note the
physical layout of the plant premises, including the construction site, a general de-
scription of which appears on the appendix attached hereto.
The darker portions
shown on the plat represent the new facilities which are being added, except for
the small office building which is shown near the road intersection in the area west
of the words "Residential Area."
The highway runs off the map in a northwesterly
direction to Brownsville, a mile away, where the Local's union hall is located.
Railroad tracks (belonging to the Company) lead in from the north and pass through
a cut, as much as 50 feet deep in places, between the existing plant and one part of
the addition.
Also across the tracks from the main plant and southwest of the
addition are certain ore storage, stocking, and reclaming facilities, at which some
of the steelworker employees were employed.
Despite the division by the railroad
tracks, the platted area is a single, contiguous tract of some 25 acres, and the Com-
pany owns as well the land along the road back to Brownsville, which constitutes
the normal approach to the plant.
At the time of the work stoppages, employees of the electrical contractors were
working on the office building, and Tombrello' s men were excavating in the area
south of it in the direction of the proposed addition.
The distance from the plant,
airline, was estimated at from 600 to 800 feet, but by road from the parking area
(near the word "Screening" on the plat) and across the railroad bridge, it was about
one-half mile.
Sullivan began moving the office building on January 19, and Tombrello began
excavating on January 26.
On January 28, the Local's grievance committee met with
George M. Neal, plant superintendent, and stated (as they had previously) that
they expected their members (some of whom were then on layoff) to do what work
they could with respect to the construction and referred specifically to certain elec-_
5 60940-61-vol. 127-54
834
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
trical work which was then being done by employees of Jackson.
Neal refused the
request.
Thereupon several of the grievance committee members, including Marchant,
president of the Local, went to the construction site and told the electricians that the
electrical work was theirs and that the electricians would have to leave the job.
The electricians left for a few hours, while they checked with their union, and then
resumed work.
On January 29, the committee again voiced their objections to Neal and stated
their intention of going to the site and requesting the construction employees to leave.
Around 9:30 a.m. the plant employees left their jobs, formed an auto caravan, and
,drove from the parking area to the construction site, where they told the employees
of Tombrello, Jackson, and Tully to leave the job.
Construction work ceased, but
there was no resumption of plant work until the 3 o'clock shift.
On February 3, when plant employees of Tombrello and Sullivan resumed work,
a similar incident occurred, with the steelworkers again ordering the construction
employees to cease work.
Again the plant operations did not resume until the
3 o'clock shift.
Committee members, including Marchant, participated in both in-
cidents, on January 29 and February 3.
In the meantime, between the two work stoppages, groups of plant employees
stationed themselves along the access road at Brownsville in front of the union hall
and there turned back construction workers on their way to the plant. Similar con-
duct followed the cessation of construction work on February 3.
However, no
attempt was made during such activity to induce steelworkers not to work, and the
plant continued to operate.
Undisputed evidence established that the picketing on
the road at Brownsville was at the point where, traditionally, the steelworkers had
picketed during their disputes with TCI.
There was no resumption of the construction work until the day following the
hearing in the Federal court on the Section 10(1) injunction action, and there has
been no subsequent interference with the work. In the meantime, a day or so before
that hearing, Respondents reached a settlement of their dispute with TCI, under
which certain (undisclosed) portions of the construction work were assigned to
steelworkers.
B. Concluding findings
Despite its factual simplicity, this case possesses significant implications on three
-separate fronts.
It is, first, a major skirmish between Respondents and United
States Steel in an intermit(ent engagement concerning the Union's attempt to limit
the Company's right to contract construction work-a current issue, though doubt-
less a minor one, in the pending national negotiations. In the second place, it is
part of a jurisdictional battle between craft unions and industrial unions, as shown
by the brief of the Charging (craft) Unions, who, yielding none of their prior
.opposition to Board interpretations of Section 8(b) (4) (A), now bluntly call for
evenhanded justice.'
Finally-and here we reach the legal issues-it represents
an attempt by the General Counsel, by enforcing a literal interpretation of certain
language in N.L.R.B. v. Denver Building & Construction Trades Council, et al.
(Gould & Preisner), 341 U.S. 675, to expunge the distinction between primary and
secondary action and to overrule the basic theory of such cases as Oil Workers Inter-
national Union etc. (The Pure Oil Co.),
84 NLRB 315, and United Electrical,
Radio and Machine Workers of America, et al. (Ryan Construction Corporation),
85 NLRB 417, while distinguishing those and similar cases on their facts.
This case takes us back to fundamentals.
As the General Counsel argues and as
I agree, the case is shorn of the refinements and the special features which have led
in other cases to the devising and application of special criteria for determining
whether a secondary boycott had been established. It will be helpful, in avoiding
-ithe confusion of false analogies , to note what the case is not.
We start with the
'Thus the brief reads
As is well known, the undersigned labor organizations have stoutly resisted various
interpretations of the Board with respect to the so-called secondary boycott provi-
sions of Section 8 (b) (4) (A) of the Act.
Nothing in this brief is intended to vary
any of those positions
The Building Trades Unions, including the undersigned, have
.found, however, during the twelve years of administration of the Taft-Hartley Act
an increasingly stringent application of Section 8(b) (4) (A) to their activities
This
section of the law has been applied in such manner as to disadvantage the Building
Trades Unions and to advantage both employers opposed to such unions and industrial
.unions, such as Respondent. It is the position of the Charging Unions that, as long
as these adverse precedents are outstanding, they should be applied in evenhanded
'manner to Respondent and similar unions
UNITED STEELWORKERS OF AMERICA, AFL-CIO
835
agreement of both the General Counsel and the Charging Unions that the case
is not one of common situs picketing .
It is more obviously not a case of ambula-
tory picketing, or customer or consumer picketing, or a product boycott, or an
"ally" case.
Neither does it possess any of the special features which characterized
the "unique situation" presented in Retail Fruit etc. Uni'bn Local 1017, et a!., AFL-
CIO v. N.L.R.B. (Retail Grocers Association of San Francisco ), 249 F. 2d 591, 599,
,enfg. 116 NLRB 856, or such other unique situations as exist where military bases
and other governmental installations occupy vast areas, as in International Association
of Machinists Local Lodge 889 et al. (Freeman Construction Company et al.), 120
NLRB 753, 761, at footnote 6, and Atomic Projects etc. Workers et al. (New
Mexico Building Branch, Associated General Contractors of America ), 120 NLRB
400, enfd. 262 F. 2d 931 (C.A., D.C.).
To translate the implications drawn from the special aspects of any of the
foregoing types of cases to the totally different one here under consideration
would be mischievous , if not "treacherous business ."
Cf. Federal Trade Commis-
sion v. Bunte Brothers, Inc., 312 U.S. 349, 353 .
Thus no matter how good the
rules which the Board devised, for example, for such special situations as Brewery,
.etc., Workers et a!. (Washington Coca-Cola Bottling Works , Inc.),
107 NLRB
299, and Sailors' Union of the Pacific, AFL (Moore Dry Dock Company), 92
NLRB 547, there is no warrant in law or logic for applying them to a case which
embodies none of their special features.
We come then to what the General Counsel and the Charging Unions say the
.case is.
Both place their main reliance on the Denver Building case, supra, and
both put the matter simply and bluntly.
The General Counsel argues that "Any
,engaging in, or inducing others to engage in a work stoppage solely for the purpose
of forcing one employer to cancel a contract with another , as here, violates Section
.8(b) (4) (A), and it makes no difference whether it is primary, secondary, a com-
mon situs, or anything else."
[Emphasis supplied.]
The Charging Unions carry
that position to its extreme , though logical, conclusions , arguing that as the objective
of the inducement was to obtain the removal of the subcontractors from the job-
site so that TCI could do the work (or part of it) by using steelworkers, the action
was illegal whether it occurred at the jobsite or within the plant
Indeed, they
argue, the objective being illegal, the initial action in calling the steelworkers from
,the plant itself consummated a violation of the Act before the employees of the
contractors were forced off the job.
The General Counsel and the Charging Unions also agree that such cases as
Ryan, supra, and General Electric Company etc. (Local 761, International Union
.of Electrical, etc., Workers, AFL-CIO),
123 NLRB 1547, do not apply. The
General Counsel's distinction is that the question in those cases was whether the
activities affecting the business relations of two employers were incidental to the
legal strike, and that that question cannot arise where there was no object other
than forcing two employers to stop doing business with each other.
The Charging
Unions argue that a common situs is involved in every building and construction
project where an 8(b) (4) (A) is committed, and that when the objective is legal,
the fact that there are neutral employees on the job who are affected by the strike
does not make for an 8 (b)1(4) (A), for that is protected under Section 13.
Where
the objective is illegal , they argue that the strike or picketing is illegal even though
accomplished on the common situs, citing Denver Building, supra.
We start with fundamental principles , long established by Board and court deci-
sions.
Section 8(b).(4) (A) was aimed at secondary boycotts and secondary strike
activities and was not intended to proscribe primary action by a union having a
legitimate labor dispute with an employer.
Denver Building, supra, 341 U.S. at 686-
'687; International Rice Milling Co. Inc., et al. v. N.L.R B. 341 U.S 665, 672-673; 2
Di Giorgio Fruit Corp. v. N.L.R.B., 191 F. 2d 642, 649 (C.A., D.C.), cert. denied
342 U.S. 869; Moore Dry Dock Company, 92 NLRB 547, 548. Picketing at the
premises of a primary employer is traditionally recognized as primary action even
though it is "necessarily designed to induce and encourage third persons to cease
doing business with the picketed employer."
Moore Dry Dock Company, Pure Oil
Company, Ryan Construction Corporation, Di Giorgio Fruit Corporation, supra.
Plainly, the object of all picketing at all times is to influence third persons to with-
2 The Supreme Court cited approvingly the Board 's decision in Pure Oil and Ryan,
supra, at the pages which contain the bulk of the Board 's holdings .
Though some question
exists concerning the continuing vitality of Ryan as a precedent , see, e g , Retail Fruit &
"Vegetable
Clerks Union Local 1017 at at., AFL-CIO v . N L R B , 249 F 2d 591, 596
(C.A 9), the Board has not overruled it (see Roanoke Building 4 Construction Trades
Council, AFL-CIO, at al, 117 'NLRB 977, 978 , at footnote 2) despite possible sub silentio
inroads, as , for example , in General Electric Company, supra
836
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
hold their business or services from the struck employer.
Seafarers International
Union etc. v. N.L.R.B. (Salt Dome Production Co.), 265 F. 2d 585, 591 (C.A.,
D.C.). In this respect there is no distinction between lawful primary picketing and
unlawful secondary picketing proscribed by Section 8(b)'(4)t(A).
International
Brotherhood of Teamsters, etc. (Schultz Refrigerated Service, Inc.), 87 NLRB 502,
505.
A union may lawfully inflict harm on a neutral employer , without violating
that section, so long as the harm is merely incidental to a traditionally lawful
primary strike, conducted at the place where the primary employer does business-
N.L.R.B. v. Service Trade Chauffeurs, etc. (Howland Dry Goods), 191 F. 2d 65,
67 (CA. 2).
Here the situs of the dispute was the plant premises , and the inducements were
applied only there and at the point where Respondents had traditionally advertised
their disputes with TCI.
See International Rice Milling, supra .
The subject matter
of the dispute-the "res"-was the work which the contractors were doing and
which Respondents were claiming under their contract with TCI.
The object of
the inducement was to force or require TCI to assign certain portions of the work
to its steelworker employees .3
Though an inevitable effect of attaining that objective
would be some interference with the contractual arrangement which TCI had made
with the contractors, such effect was purely secondary and incidental to accom-
plishing the ultimate object.4
The foregoing findings distinguish this case from all others which have been cited
by the parties.
Indeed, the General Counsel conceded he was unable to cite a case
which is factually analogous .
Crucial distinctions can immediately be noted in the
three cases on which he seems chiefly to rely.
In Local 1796, United Brotherhood of Carpenters etc. (Montgomery Fair Co., a
Corporation), 82 NLRB 211, the dispute was with an outside contractor (the pri-
mary employer), and the inducements were exerted against employees of a depart-
ment store to force the latter to cease doing business with the contractor.
In Marie T. Reilly, d/b/a Reilly Cartage Co., 110 NLRB 1742, the Board rejected
the union's contention that it was seeking to enforce its contractual rights vis-a-vis
certain carriers, claimed to be the primary employers, and found instead that the
union was pursuing a longstanding dispute with Reilly, a nonunion employer, and
that its inducements of the carriers ' employees not to handle Reilly 's freight were
in pursuance of secondary, rather than a primary, dispute.
In Los Angeles Building and Construction Trades Council, AFL, et al. (Standard
Oil Company of California ), 105 NLRB 868 , the dispute was among the unions
who represented employees of five contractors who were doing work at Standard's
refinery, the employees of one of whom were represented by a non-AFL union.
The
Board found that the strike by the respondent craft unions was a violation of Section
8(b) (4) (A) because an object was to force Standard, who was found not to be a
primary employer, to terminate its contract with the contractor who employed the
non-AFL employees.
Actually, the closest case in point is Pure Oil Company, supra., though we have
here an a fortiori case for dismissal .
Pure Oil had an arrangement for the use of
Standard Oil's dock facilities.
The respondent union, in support of its strike against
Standard over the terms of a new agreement, picketed Standard's refinery and the
dock.
As a consequence Pure's employees refused to cross the picket line to enter
upon the dock to load Pure's products-work which before the strike had been
regularly performed by Standard's employees under an arrangement with Pure for
the sharing of expenses , including wages.
In addition, the crew of a tanker (mem-
bers of NMU) refused to receive Pure's cargo unless loaded by Standard foremen,
who were not involved in the dispute.
The subject matter of the dispute was not
"Counsel for the Charging Unions agreed in the opening statements that the purpose
of the inducement "was to get the work for the steelworkers in the plant," and the same
concession is made in brief
4As Judge Learned Hand pointed out in Douds v
International Longshoremen's 4880-
ccation, Independent, et at , 224 F. 2d 455 , 459 (CA. 2), cert denied, 350 US. 873
All strikes and "concerted refusals" to work involve some cessation of business , that
is the only sanction they can have
when Congress limited the wrong to occasions
when the cessation was an "object" of the conduct, it excluded much indeed that the
ordinary law of tort would have included If it had not clone so, it would have made
nearly all strikes unlawful .
The "object" of an action is the concluding state of
things that the actor seeks to bring about that which satisfies his aim
Hence it
is a term relative to the whole sequence of steps that he proposes ; and it does not
apply to those that are only intermediate to it
If I wish to enter my house, but
can do so only by passing through my garden , my "object" is to enter the house, and
it is not a subsidiary "object" to pass through the garden.
UNITED STEELWORKERS OF AMERICA, AFL-CIO
837
any part of the work which was being done by or for Pure, but was the content of a
new agreement with Standard, with which Pure was wholly -unconcerned.
Though the situs of the dispute was, as here, the primary premises, and though the
picketing, as here, constituted primary action, the present case goes beyond Pure Oil
in the significant respect that here the subject matter of the dispute was the very
work which the contractors were doing.5
The controversy was thus also their own;
the fact that Respondents' demands were advanced only vis-a-vis TCI does not change
or obscure the fact that the contractors were not "unoffending" or "unconcerned"
employers (cf. Denver Building, supra) but were themselves parties to, and directly
involved in, the dispute.
The above conclusions are unaffected by rejection of Respondents' contention that
the certification and the contract constituted an assignment of the disputed work to
Respondents' craft employees.
Neither did the job descriptions amount to or re-
quire the assignment of the work covered by the descriptions; they only set up the
standards to be applied in giving work within the classifications.
But that point is
immaterial under the present complaints, though it might have had some pertinency
in a Section 8(b),(4) (D) proceeding 6
What is material is that Respondents had
members in a layoff status who were qualified to do some of the construction work and
who had done similar work in the past.
There was thus an arguable basis for
Respondents' position, and they could properly and lawfully advance demands that
so much of the work be given their members as fell within the established job
-classifications.
Rejected also is Respondents' contention that settlement of their grievance with
TCI mooted the case.
Local 74, United Brotherhood of Carpenters & Joiners, etc.,
,et al. v. N.L.R.B. (Watson's Specialty Store), 341 U.S. 707, 715.
Furthermore, the
underlying dispute from which the present case arose remains unresolved.
It is concluded and found, for the reasons stated above, that Respondents did not
engage in a secondary boycott and that their conduct did not violate Section
8(b)(4)(A) of the Act.
Though the above conclusions render immaterial the question whether the Inter-
national was, like the Local, a party to the acts complained of, I shall nevertheless
state my findings on the point to avoid the necessity of a remand in the event the
Board disagrees with my conclusion that no secondary boycott was established. I
conclude and find, on the basis of the facts found below, that the International was
a party to and was responsible for the conduct complained of herein:
The International was the certified bargaining representative, was the signatory
to the contract, and was an essential party to the grievance procedure established
thereby.
It was fully aware of the dispute which gave rise to the work stoppages,
was kept fully informed of developments, and participated with management of
United States Steel in working out the ultimate solution.
George Elliott, district
representative, and R. E. Farr, district director, both knew that the dispute arose
from.the Union's claim of the work and both refused company requests that the
contractors be permitted to return to the job. Indeed-to adopt the summary in
Respondents' brief-Farr "indicated the possibility of a complete, companywide
shut down of all of TCI's operations."
Upon the basis of the foregoing findings of fact and upon the entire .record in the
case, I make the following:
CONCLUSIONS OF LAW
1. Respondents are labor organizations within the meaning of the Act.
2. TCI is engaged in commerce within the meaning of the Act.
5 It is in this respect that the true significance of the failure to strike the plant appears.
9 Indeed, the General Counsel cites and relies only upon Section 8(b) (4) (D)
cases In
arguing that under the contract and the job descriptions Respondents were not entitled
to the disputed work.
Though both a jurisdictional strike and a secondary boycott may "stem from a single
state of facts"
(Wendnagel d Company, 119 NLRB 1444; Northwest Heating Company,
107 NLRB 542), they are disparate types' of unfair labor practices, and to prove one
does not prove the other. It matters not, for example, In the case of a jurisdictional
strike that the inducements occur only on the primary premises and that no secondary
employer or their employees may be involved ; yet those are matters of crucial concern in
establishing a secondary boycott.
Though it Is unnecessary and Improper to determine
here whether Respondents' conduct was unlawful under Section 8(b) (4) (D), because of
the withdrawal of the charges, it might be observed that the evidence made out what
might well have been a violation of that section but for the adjustment of the dispute
(see Section 10(k) ).
The comments made herein regarding the lawfulness of Respondents'
conduct relate, therefore, only to lawfulness under Section 8 (b) (4) (A).
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