131 NLRB 710
The Lord Baltimore Press, Inc.
710
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
unquestioned in that case-was illegal, the General Counsel rested exclusively upon
the fact that the Board had found , in an earlier complaint proceeding, that the
employer )had in fact unlawfully withheld similar merit raises from these very same
employees exactly 1 year before. In reversing the Trial Examiner and dismissing
the complaint , the Board said: "An examination of the record herein reveals that
the General Counsel introduced no independent evidence showing that the Respond-
ent knew that the Charging Parties were engaging in union or other protected
activities at the time the wage increases were granted nor any independent evidence
establishing that the Charging Parties were denied wage increases because of their
activities or membershp-all essential elements of the unfair labor practice findings
made herein."
[Emphasis supplied.]
The Board then added: "While evidence,
whether record or in the form of prior Board findings, concerning the conduct which
occurred prior to the statutory 6-month period may be utilized as background evi-
dence to evaluate a Respondent's subsequent conduct, it is well established that Sec-
tion 10 (b) of the Act precludes the Board from giving independent and controlling
weight to such evidence."
I think it clear in ,the instant case that the General Counsel suggests I give inde-
pendent and controlling evidence to the prior unfair labor practices of the Respond-
ent to reach a conclusion that 1 year later its failure to recall Smith was motivated
by the same illegal intent .
Indeed, the General Counsel's position on this point is
clear on the record.
TRIAL EXAMINER :
. What evidence is there in this record , Mr. Butler,
within the 6-month period that tends to indicate the reason why the Company
did not call Mr. Smith to come back to work, was because he was union minded?
MR. BUTLER : Sir, I do not think that the General Counsel must show evidence
which occurred within the 6-month period to sustain its allegations.
There is nothing that occurred in the six months previous to the filing of the
charge which the General Counsel complains of other than the refusal to rein-
state Mr. Smith.
The charge was filed on September 2, 1960. I deem the General Counsel 's above
statement a virtual concession that "the evidence of what happened within the
period beginning 6 months before the filing of the original charge
. is not suffi-
cient standing alone to support a finding of
[illegal ]
discrimination ." 3
As the
Supreme Court stated : ".
. a finding of violation which is inescapably grounded
on events predating the limitations period is directly at odds with the purposes of the
Section 10(b). proviso." 4
I find that the evidence in this record is insufficient to
support the complaint as a matter of law.5
[Recommendations omitted from publication.]
3 Breckenridge Gasoline Company, 127 NLRB 1462
* Local Lodge 1424, International Association of Machinists , AFL-CIO, et al v. N L R B.
(Bryan Manufacturing Co ), 362 U.S. 411.
6 Cf. Paramount Cap Manufacturing Co., 116 NLRB 993.
The Lord Baltimore Press, Inc. and Amalgamated Lithographers
of America, Local 18.
Case No. 5-CA-1679.
May 22, 1961
DECISION AND ORDER
On June 21, 1960, Trial Examiner William F. Scharnikow issued
his Intermediate Report in the above-entitled proceeding, finding that
the Respondent had engaged in unfair labor practices and recom-
mending that it cease and desist therefrom and take certain affirma-
tive action, as set forth in the copy of the Intermediate Report at-
tached hereto.
Thereafter, the Respondent filed exceptions to the
Intermediate Report and a supporting brief.
131 NLRB No. 61.
THE LORD BALTIMORE PRESS, INC.
711
Pursuant to the provisions of Section3 (b) of the Act, the Board has
delegated its powers in connection with this case to a three-member
panel [Chairman McCulloch and Members Leedom and Fanning].
The Board has reviewed the rulings of the Trial Examiner made at
the hearing and finds that no prejudicial error was committed.
The
rulings are hereby affirmed.
The Board has considered the Interme-
diate Report, the exceptions and brief, and the entire record in the
case, and hereby adopts the findings, conclusions, and recommenda-
tions of the Trial Examiner.
ORDER
Upon the entire record in this case and pursuant to Section 10 (c)
of the National Labor Relations Act, the National Labor Relations
Board hereby orders that the Respondent, The Lord Baltimore Press,
Inc., Baltimore, Maryland, its officers, agents, successors, and assigns,
shall :
1. Cease and desist from :
(a) Refusing to bargain collectively in good faith concerning
wages, hours, and other terms and conditions of employment with
Amalgamated Lithographers of America, Local 18, as the exclusive
representative of all its employees in the following appropriate unit:
All lithographic department employees employed at the Respondent's
Baltimore, Maryland, location, excluding all other employees, profes-
sional employees, guards, and supervisors as defined in the Act.
(b) In any like or related manner, interfering with, restraining, or
coercing its employees in the exercise of their rights to self-organiza-
tion, to form a labor organization, to join or assist Amalgamated
Lithographers of America, Local 18, or any other labor organization,
to bargain collectively through representatives of their own choosing,
and to engage in concerted activities for the purpose of collective bar-
gaining or other mutual aid and protection, or to refrain from en-
gaging in any such activities.
2. Take the following affirmative action which the Board finds will
effectuate the policies of-the Act:
(a) Upon request, bargain collectively with Amalgamated Lithog-
raphers of America, Local 18, as the exclusive representative of all
employees in the appropriate unit, in respect to rates of pay, wages,
hours of employment, and other terms or conditions of employment,
and, if an understanding is reached, embody such understanding in
a signed agreement.
(b) Post at its plant at Baltimore, Maryland, copies of the notice
attached to the Intermediate Report marked "Appendix A." 1 Copies
' This notice shall be amended by substituting for the words "The Recommendations of
a Trial Examiner" the words "A Decision and Order "
In the event that this Order is
enforced by a decree of a United States Court of Appeals, there shall be substituted for
the words "Pursuant to a Decision and Order" the words "Pursuant to a Decree of the
United States Court of Appeals , Enforcing an Order."
712
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
of said notice, to be furnished by the Regional Director for the Fifth
Region, shall, after having been duly signed by the Respondent, be
posted by Respondent immediately upon receipt thereof, and be main-
tained by it for 60 consecutive days thereafter, in conspicuous places,
including all places where notices to employees are customarily posted.
Reasonable steps shall be taken by the Respondent to insure that such
notices are not altered, defaced, or covered by any other material.
(c) Notify the Regional Director for the Fifth Region, in writing,
within 10 days from the date of this Order, what steps it has taken
to comply therewith.
INTERMEDIATE REPORT AND RECOMMENDED ORDER
STATEMENT OF THE CASE
The complaint alleges, but the answer of The Lord Baltimore Press , Inc., herein
called the Respondent, denies that on and since February 1, 1960, the Respondent
has committed an unfair labor practice affecting commerce within the meaning of
Sections 8(a)(5) and ( 1) and 2(6) and (7) of the National Labor Relations Act,
as amended (61 Stat. 136, 73 Stat. 519), by refusing to bargain collectively with
Amalgamated Lithographers of America , Local 18, herein called the Union, as
the exclusive bargaining representative of an appropriate employee unit consisting
of all lithographic department employees employed at the Respondent's Baltimore,
Maryland, location, excluding all other employees , professional employees, guards,
and supervisors as defined in the Act.
Actually, the only issue raised by the Respondent in the present case concerns
the validity of an employee representation election in Case No . 5-RC-2767 (not
published in NLRB volumes ), upon the basis of which the Board , over the Re-
spondent's objections, certified the Union to be the exclusive bargaining representa-
tive in the aforesaid appropriate unit .
All the other essentials of the complaint are
either admitted in the answer or were established by stipulation or uncontradicted
evidence at a hearing held before the duly designated Trial Examiner at Baltimore,
Maryland, on May 16, 1960.
Since the hearing, I have received briefs from the
General Counsel and the Respondent.'
Upon the entire record in the case, I make the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE RESPONDENT
The Lord Baltimore Press, Inc., is a Maryland corporation with its principal
office in New York City.
It has a place of business in Baltimore , Maryland, where
it is engaged in the manufacture of folding cartons, labels, bookwork, and related
printed matter.
In its Baltimore operations during the 12 months preceding the
issuance of the complaint, the Respondent shipped products valued at more than
$50,000 directly to points located outside the State of Maryland.
I find that the
Respondent is engaged in commerce within the meaning of the Act and that it will
effectuate the policies of the Act to assert jurisdiction herein.
H. THE LABOR ORGANIZATION INVOLVED
Amalgamated Lithographers of America, Local 18, is a labor organization within
the meaning of the Act.
IH THE UNFAIR LABOR PRACTICE
A. The certification of the Union and the Respondent 's refusal to bargain
On April 28, 1959, the Union filed a petition in Case No. 5-RC-2767 for cer-
tification as the exclusive bargaining representative of the lithographic department
i Counsel for the Respondent , by letter to me dated June 16, 1960 , requested that I
direct the correction of eight obvious errors in the transcript of the hearing
The request
Is granted .
The letter has been included with the exhibits as Trial Examiner's Exhibit
No 1.
THE LORD BALTIMORE PRESS, INC.
713
employees at the Respondent's Baltimore plant.
On May 8, 1959, the Respondent
and the Union entered into a stipulation for certification upon consent election, set-
ting forth specifically their agreement that the departmental unit was appropriate for
the purposes of collective bargaining; that an election by secret ballot should be
conducted among the employees in this unit under the supervision of the Board's
Regional Director for the Fifth Region to determine whether they desired to be
represented by the Union; that the votes be counted by the Regional Director or
his agents and a tally of ballots furnished to each of the parties; and that all sub-
sequent procedure be in conformity with the Board's Rules and Regulations.
The election was held under the Regional Director's supervision on June 11, 1959.
According to the tally of ballots, which was served upon both the Respondent and
the Union, 129 ballots were cast of which 76 were votes cast for representation by
the Union and 53 were votes cast against such representation.
On June 16, 1959, the Respondent filed objections to the conduct of the elec-
tion asserting (1) that before the election, but without knowledge on the Respond-
ent's part, one of its supervisors had engaged in organizing and other activities on
behalf of the Union; and (2) that the Union had also issued false and misleading
propaganda to the employees .
On these grounds , the Respondent requested that
the election be set aside.
On September 23, 1959 , the Board's Regional Director issued his report on the
Respondent's objections, setting forth and accepting the substance of the statements
of the various "witnesses" presented by the Respondent in support of the objections,
but nevertheless overruling the objections, and recommending that the Union be
certified as exclusive bargaining representative.
On October 9, 1959, the Respondent filed with the Board its exceptions to the
Regional Director's report. It urged the Board, "even upon the basis of the factual
account set forth in the [Regional Director's] Report on Objections," to find that
the employees' right "to cast a free and unrestrained vote in the election . . . was
seriously impaired ," and, therefore, to set the election aside.
On November 27, 1959, the Board issued its decision and certification of repre-
sentatives.
It affirmed the Regional Director's conclusion that there had been no
showing by the Respondent of any ground which would warrant setting aside the
election.
The Board concluded that the Respondent's exceptions raised no ma-
terial issue.
Accordingly, it overruled the Respondent's objections to the conduct of
the election, and, in accordance with the result of the election, certified the Union
as the exclusive bargaining representative of the employees in the stipulated ap-
propriate bargaining unit.
By letter dated February 1, 1960, President William S. Colton of the Union re-
quested Vice President A. William Chapman of the Respondent to arrange a meet-
ing for the purpose of their entering into negotiations .
By letter, dated March 8,
1960, Vice President Chapman rejected the Union 's request, stating:
After thorough consideration of your request for a collective bargaining
meeting, we are of the opinion that the National Labor Relations Board was
wrong in overruling our objections to the election in this case .
We are still
convinced that no proper election was held and that the Board was in error
in certifying your union under the circumstances.
For this reason we must decline to recognize your organization as the repre-
sentative of employees of the Company.
B. Conclusions
From the foregoing, it appears, and I find, that since March 8, 1960 , the Re-
spondent has refused to bargain collectively with the Union although, on November
27, 1959, the Union was certified by the Board as the exclusive bargaining repre-
sentative of the Respondent's employees in an appropriate unit of lithographic de-
partment employees at the Respondent's Baltimore establishment .
At the hearing,
and again in his brief, the Respondent has explained that it challenges the validity of
the election upon which the Board, in issuing this certification, based its finding that
the Union was selected by a majority of the employees in the bargaining unit. It
not only argues that the Board's and the Regional Director's rejections of its objec-
tions to the conduct of the election were erroneous, but also that the Board and the
Regional Director erred in not providing a hearing on these objections in the repre-
sentation case, and that I also acted improperly in rejecting the Respondent's offer
to prove the basis for its objections to the election during the hearing in the present
complaint case.
But I am of the opinion that the issue which the Respondent thus seeks to litigate
in the present complaint case has already been decided by the Board in the repre-
714
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
sentation case, and that I am bound by this decision and cannot properly permit
relitigation of the issue.
Accordingly, I find that, as shown by the vote in the elec-
tion conducted by the Regional Director on June 11, 1959 , the Respondent was
selected by a majority of the Respondent 's employees in the appropriate Baltimore
unit.
In accordance with the Board's certification , findings, and conclusions in the
representation case and the Respondent's admitted refusal to bargain, I further con-
clude that, on and since March 8, 1960, the Respondent has committed unfair labor
practices within the meaning of Section 8(a)(5) and ( 1) of the Act, by refusing to
bargain collectively in good faith with the Union as the exclusive bargaining repre-
sentative of the Respondent's employees in an appropriate bargaining unit consist-
ing of the lithographic department employees employed at the Respondent 's Balti-
more, Maryland, location, excluding all other employees , professional employees,
guards, and supervisors as defined in the Act.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE
The activities of the Respondent set forth in section III, above, occurring in con-
nection with the operations of the Respondent set forth in section I, above, have
a close, intimate, and substantial relationship to trade, traffic, and commerce among
the several States, and tend to lead to labor disputes burdening and obstructing
commerce and the free flow of commerce.
V. THE REMEDY
Since it has been found that the Respondent has engaged in unfair labor practices
within the meaning of Section 8(a) (1) and (5) of the Act, I will recommend that
it cease and desist therefrom and take certain affirmative action in order to effectuate
the policies of the Act.
Upon the basis of the foregoing findings of fact, and upon the entire record in the
case, I make the following:
CONCLUSIONS OF LAW
1. Amalgamated Lithographers of America, Local 18, is a labor organization
within the meaning of Section 2(5) of the Act.
2. All lithographic department employees employed at the Respondent' s Balti-
more, Maryland, location, excluding all other employees, professional employees,
guards, and supervisors as defined in the Act, have constituted, and now constitute,
a unit appropriate for the purposes of collective bargaining within the meaning of
Section 9(b) of the Act.
3. The above-named Union was on or about November 27, 1959, and at all mate-
rial times since that date has been the exclusive representative of all employees in
the aforesaid appropriate unit for purposes of collective bargaining within the mean-
ing of Section 9(a) of the Act.
4. By refusing, on and since March 8, 1960, to bargain collectively in good faith
with the above-named Union as the exclusive representative of its employees in the
aforesaid appropriate unit, the Respondent has engaged in and is engaging in unfair
labor practices within the meaning of Section 8(a)(1) and (5) of the Act.
5. The aforesaid unfair labor practices are unfair labor practices affecting com-
merce within the meaning of Section 2(6) and (7) of the Act.
[Recommendations omitted from publication.]
APPENDIX A
NOTICE TO ALL EMPLOYEES
Pursuant to the recommendations of a Trial Examiner of the National Labor
Relations Board, and in order to effectuate the policies of the National Labor Rela-
tions Act, we hereby notify our employees that:
WE WILL NOT refuse to bargain collectively with Amalgamated Lithographers
of America, Local 18, as the exclusive representative of the employees of the
bargaining unit described below.
WE WILL, upon request, bargain with Amalgamated Lithographers of Amer-
ica, Local 18, as the exclusive representative of all the employees in the bar-
gaining unit described below with respect to rates of pay, wages, hours of em-
ployment, and other conditions of employment, and, if an understanding is
reached, embody such understanding in a signed agreement.
DAL-TEX OPTICAL COMPANY, INC .
715
The bargaining unit is:
All lithographic department employees employed by us at our Baltimore,
Maryland, location, excluding all other employees, professional employees,
guards, and supervisors as defined in the Act.
THE LORD BALTIMORE PRESS, INC.,
Employer.
Dated-------------------
By-------------------------------------------
(Representative)
(Title)
This notice must remain posted for 60 days from the date hereof, and must not be
altered, defaced, or covered by any other material.
Dal-Tex Optical Company, Inc. and International Union of
Electrical, Radio and Machine Workers, AFL-CIO
Dal-Tex Optical Company, Inc. and Willie B. Green.
Cases Nos.
16-CA-1359, 16-CA-1359-2, and 16-CA-1358.
May 23, 1961
DECISION AND ORDER
On December 29, 1960, Trial Examiner Leo F. Lightner issued his
Intermediate Report in the above-entitled proceeding, finding that
the Respondent had engaged in certain unfair labor practices and
recommending that it cease and desist therefrom and take certain
affirmative action, as set forth in the copy of the Intermediate Report
attached hereto.
Thereafter, the Respondent filed exceptions to the
Intermediate Report.'
Pursuant to the provisions of Section 3(b) of the Act, the Board
has delegated its powers in connection with these cases to a three-
member panel [Members Rodgers, Leedom, and Fanning].
The Board has reviewed the rulings of the Trial Examiner made
at the hearing and finds that no prejudicial error was committed. The
rulings are hereby affirmed.
The Board has considered the Inter-
mediate Report, the exceptions, and the entire record in these cases,
and hereby adopts the findings, conclusions, and recommendations of
the Trial Examiner.
ORDER
Upon the entire record in these cases, and pursuant to Section 10(c)
of the National Labor Relations Act, the National Labor Relations
Board hereby orders that the Respondent, Dal-Tex Optical Company,
Inc., Dallas, Texas, its officers, agents, successors, and assigns, shall:
1. Cease and desist from :
(a) Discharging or otherwise discriminating against employees
because they have given testimony, or appeared for the purpose of
giving testimony, under the Act.
i No briefs were filed by any of the parties.
131 NLRB No. 94.