131 NLRB 452
Local 825, Int'l Brotherhood of Operating Engineers
452
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
4. By laying off Jimmy T. Gale, Dorris Potts, and Wilbur L. Vick pursuant to
rule 31 , the Respondent has discriminated with respect to their hire or tenure of
employment, thereby discouraging the free exercise of the rights guaranteed by
Section 7 of the Act and discouraging membership in and activities on behalf of
the above-named Union, and has thereby engaged in and is engaging in unfair labor
practices within the meaning of Section 8(a)(3) and (1) of the Act.
5. The aforesaid unfair labor practices are unfair labor practices within the
meaning of Section 2(6) and (7) of the Act.
[Recommendations omitted from publication.]
Local Union 825, International Brotherhood of Operating Engi-
neers, AFL-CIO [Carleton Brothers Company ] and Peter A.
Neuffer.
Case No. 2-CC-581.
May 10, 1961
DECISION AND ORDER
On November 29, 1960, Trial Examiner A. Norman Somers issued
his Intermediate Report in the above-entitled proceeding, finding
that the Respondent had engaged in certain unfair labor practices.
The Trial Examiner also found that the Respondent had not engaged
in certain other unfair labor practices and recommended that the com-
plaint be dismissed with respect to such allegations.
These findings,
conclusions, and recommendations,are more fully set forth in the copy
of the Intermediate Report attached hereto. Thereafter, the Respond-
ent and the General Counsel filed exceptions to the Intermediate Re-
port and supporting briefs.
Pursuant to the provisions of Section 3(b) of the National Labor
Relations Act, as amended, the Board has delegated its powers in con-
nection with this case to a three-member panel [Members Rodgers,
Leedom, and Fanning].
The Board has reviewed the rulings of the Trial Examiner made at
the hearing and finds that no prejudicial error was committeed.
The
rulings are hereby affirmed. The Board has considered the Intermedi-
ate Report, the exceptions and briefs, and the entire record in this
case and hereby adopts the findings,' conclusions, and recommenda-
tions of the Trial Examiner with the following modifications :
(1) The Trial Examiner found, and we agree, that the Respondent
violated Section 8(b) (4) (i) (B) of the Act by inducing and encour-
aging employees, members of Respondent Union, to engage in a work
stoppage on July 7, 1960, with an object of forcing or requiring Carle-
ton, the prime contractor on the Hillcrest construction project, to
cease doing business with Peter A. Neuffer and A. E. Kollman, two
nonunion contractors engaged in operations at the same project.
The
i We correct the Trial Examiner 's apparently inadvertent error in footnote 4 of the
Intermediate Report that it was Johnson, Instead of Tobin , who "described himself as
'office manager'"
131 NLRB No. 67.
LOCAL 825, INT'L BROTHERHOOD OF OPERATING ENGINEERS 453
Trial Examiner also found, inter alia, that the Respondent violated
Section 8(b) (4) (ii) (B) by impliedly threatening Carleton with a
further refusal by its members to perform services if the two non-
union contractors were restored to the job.
While we agree that the
Respondent violated Section 8(b) (4) (ii) (B) of the Act, we do not
deem it necessary to pass upon what the Trial Examiner characterized
as an "implied threat" to Carleton.
Rather, we predicate our finding
on the strike of July 7 against Carleton, Frontino, and Wright, which
necessarily restrained and coerced all and each of them in order to
force Carleton to cease doing business with Neuffer and Kollman.
A
work stoppage engaged in for such a purpose clearly violates Section
8(b) (4) (ii) (B) of the Act.'
(2) The Trial Examiner recommended that the Board issue an
order limited to prohibiting further secondary boycott action against
only the Employer involved in this case, citing the Supreme Court's
Communications Workers 3 decision.
The General Counsel filed ex-
ceptions to the Trial Examiner's recommended order on the ground
that such a limited order is not an adequate remedy for the violations
found.
We have recently had occasion to consider what is an ade-
quate and appropriate remedy in cases involving violations of Section
8(b) (4).
On the basis of, and for the reasons stated in, W. D. Don
Thomas Construction Company,4 we find merit in the General Coun-
sel's exceptions and will, accordingly, issue an appropriate order,'
prohibiting like or related conduct involving any other secondary
employer.
ORDER
Upon the entire record in this case, and pursuant to Section 10(c)
of the National Labor Relations Act, as amended, the National Labor
Relations Board hereby orders that the Respondent, Local Union
825, International Brotherhood of Operating Engineers, AFL-CIO,
its officers, agents, representatives, successors, and assigns, shall:
1. Cease and desist from :
(a) Engaging in, or inducing or encouraging any individual em-
ployed by Carleton Brothers Company, or Frank Frontino Excavat-
ing Co., Inc., or Wright Excavators, Inc., or by any other person
engaged in commerce or in an industry affecting commerce, to engage
in, a strike or a refusal in the course of his employment to use, manu-
facture, process, transport, or otherwise handle or work on any goods,
articles, materials, or commodities, or to perform any services, where
B International Hod Carriers, Building and Common Laborers' Union of America, Local
No. 1140, AFL-CIO (Gilmore Construction Company), 127 NLRB 541.
8 Communication Workers of America, AFL-CIO, et at. v. N.L R B , 362 U S 479
4130 NLRB 1289 (Supplemental Decision and Amended Order)
5 Member Fanning dissents from the application of a "broad" order on the basis of his
separate opinion in United Association of Journeymen, etc. (W D. Don Thomas Con-
struction Company), supra, footnote 4
454
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
an object thereof is to force or require said companies or any other
employer or person to cease doing business with Peter A. Neuffer
and/or A. E. Kollman.
(b) Threatening, coercing, or restraining Carleton Brothers Com-
pany, or Frank Frontino Excavating Co., Inc., or Wright Excavators,
Inc., or any other person engaged in commerce or in an industry
affecting commerce, where an object thereof is to force or require said
companies or any other employer or person to cease doing business
with Peter A. Neuffer and/or A. E. Kollman.
2. Take the following affirmative action which the Board finds will
effectuate the policies of the Act :
(a) Post in conspicuous places in the Respondent's business offices,
meeting halls, and all places where notices to members are customarily
posted, copies of the notice attached hereto marked "Appendix." B
Copies of said notice, to be furnished by the Regional Director for the
Second Region, shall, after being duly signed by the Responde'nt's
authorized representative, be posted by Respondent immediately upon
receipt thereof and be maintained by it for 60 consecutive days there-
after.
Reasonable steps shall be taken to insure that such notices are
not altered, defaced, or covered by any other material.
(b) Furnish to the Regional Director for the Second Region signed
copies of the notice attached hereto marked "Appendix," for posting
by Carleton Brothers Company and the said excavating companies
referred to above, they being willing, at places where they customarily
post notices to their employees.
(c) Notify the Regional Director for the Second Region, in writ-
ing, within 10 days from the date of this Order, what steps the Re-
spondent has taken to comply herewith.
6In the event that this Order is enforced by a decree of a United States Court of
Appeals, there shall be substituted for the words "Pursuant to a Decision and Order" the
words "Pursuant to a Decree of the United States Court of Appeals, Enforcing an Order "
APPENDIX
NOTICE TO ALL MEMBERS OF LOCAL UNION 825, INTERNATIONAL
BROTHERHOOD OF OPERATING ENGINEERS AFL-CIO
Pursuant to a Decision and Order of the National Labor Relations
Board, and in order to effectuate the policies of the National Labor
Relations Act, as amended, we hereby notify you that :
WE WILL NOT induce or encourage employees of Carleton Broth-
ers Company, or Frank Frontino Excavating Co., Inc., or Wright
Excavators, Inc., or of any other employer, to engage in a strike
or a refusal in the course of their employment to use, manufac-
ture, process, transport, or otherwise handle or work on any
LOCAL 825, INT'L BROTHERHOOD OF OPERATING ENGINEERS 455
goods, materials, articles, or commodities or to perform any serv-
ices, or threaten, coerce, or restrain Carleton Brothers Company,
or Frank Frontino Excavating Co., Inc., or Wright Excavators,
Inc., or any other employer or person, in order to force or require
said companies, or any other employer or person, to cease doing
business with Peter A. Neuffer a'nd/or A. E. Iiollman.
LOCAL UNION 825, INTERNATIONAL
BROTHERHOOD
OF
OPERATING
ENGINEERS, AFL-CIO,
Labor Organization.
Dated----------------
By-------------------------------------
(Representative)
(Title)
This notice must remain posted for 60 days from the date hereof,
and must not be altered, defaced, or covered by any other material.
INTERMEDIATE REPORT AND RECOMMENDED ORDER
STATEMENT OF THE CASE
This case was heard before Trial Examiner A. Norman Somers in New York City
on September 12, 15, 20, and 21, 1960, on complaint of the General Counsel and
answer of Respondent.
The issue was whether Respondent, as alleged in the com-
plaint, engaged in secondary strike activity and threats in violation of Sec-
tion 8(b) (4) (i) and (ii) (B) of the Act, as amended by the Labor-Management
Reporting and Disclosure Act of 1959 (Public Law 86-257, 86th Cong, 1st sess.).i
Previously, the matter had been presented to a district court on petition by the
General Counsel under Section 10(1) for a restraining order (limited, of course,
to whether a showing of probable cause had been made). The district court on
September 19, 1960, issued its decision granting the restraining order.2
The General Counsel and Respondent presented oral argument, which has been
duly considered, and waived filing of briefs.
Upon the entire record, and my obser-
vation of the witnesses, I hereby make the following:
FINDINGS OF FACT
I. COMMERCE JURISDICTION
Robert Carleton, the prime building contractor at the projects involved in the
events here considered, is engaged in the construction business under the name and
style of Carleton Brothers Company.
He has his principal office in Palisades, New
Jersey, and during the year preceding the events here involved, purchased and caused
to be transported across State lines to various jobsites materials exceeding $150,000
in value.
Hudik-Ross, Inc., the prime plumbing contractor on the projects here involved,
is a New Jersey corporation, which in the same year bought and caused to be
transported across State lines to its various projects materials exceeding $50,000 in
value.
Frank Frontino Excavating Co, Inc., subcontractor of Carleton on the project,
and Wright Excavators, Inc., subcontractor of Hudik-Ross on the project, are New
York corporations engaged in excavating services, and affect the operations of their
respective contractors.
It is found that Carleton and Hudik-Ross, the prime contractors, and Frontino
and Wright, their respective subcontractors, are employers and persons engaged in
commerce or in industries affecting commerce within the meaning of Sections
2(2), (6), (7), and 8(b) (4) of the Act.
The relevant portions of Section 8(b) (4) are set forth In Appendix A of this report.
2 Samuel M. Kaynard, Acting Regional Director v. Local Union 825, International Union
of Operating Engineers, 46 LRRM 3118
(D.C.S.N.Y.).
456
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
H. THE LABOR ORGANIZATION INVOLVED
Respondent, Local Union 825, International Brotherhood of Operating Engineers,
AFL-CIO, is a labor organization within the meaning of the Act.
M. THE UNFAIR LABOR PRACTICES
A. The issue involved
The case presents the narrowest of factual issues.
Certain employees at a school
construction site, of which Carleton was the building contractor, stopped work part
of an afternoon and of the next morning because two' of Carleton's subcontractors
at the site were nonunion.
One of them was Peter A. Neuffer, the Charging Party,
and the other A. E. Koliman.
The men returned after Carleton got nd of these
subcontractors.
The Union denies that it induced or encouraged the action and
claims it to have been a spontaneous manifestation of solidarity inspired by union
members' traditional aversion to working on the same job with nonmembers; and it
further disclaims having threatened Carleton with a work stoppage if he retained or
recalled the subcontractors in question.
B. The evidence
1. General observation
The issue is close because the credited evidence relating to the cause of the stop-
page presents a question of the inference validly to be drawn from a combination of
circumstances.
In the main, they consist of telephone conversations of various
persons with Robert Tobin, the representative of the Union normally reached when
that medium of communication is used.
The persons talking to Tobin included the
two nonunion subcontractors and an employee of one of them; also Bruno Scalabrin,
general superintendent for Carleton, and Carleton himself. If Carleton's testimony
were to be taken at face value, nothing need be left to inference, for it crosses every
t and dots every i of potential liability.
Carleton attributed to Tobin, in an alleged
conversation the morning after the stoppage started, an explicit statement that
Tobin ordered the stoppage and an express threat by him that it would continue
until Carleton came to some understanding with the Union, and he attributed the
same statement to two union delegates with whom he met several days later.
His
testimony was marred by exaggerated accounts of the duration of the stoppage and
eccentricities of response, which gave the events a puzzling overcast, until they were
restored to proper perspective by his general superintendent, Scalabrin, who followed
him on the stand.
Carleton was recalled for 'further examination after Scalabrin
completed his testimony, and accepted Sacalbrin's version of the length of the
stoppage in place of his own.
We must also conclude that Carleton, in his con-
versation with Tobin (and later with two business agents of the Union), received
no more explicit statements concerning the Union's Tole in the stoppage than did
Scalabrin.
The result is that our determination must rest less on direct evidence,
which, as has been judicially noted, is in any event "rarely obtainable" 3 in labor
relations cases, but on a record in which the controversy is less over the individual
parts than over their sum when taken as a whole.
2. Background; the two school construction sites and the nonunion contractors
For over 8 months preceding July 7, when the stoppage occurred, Carleton had
been engaged as prime 'building contractor at two public school 'construction sites
in New York. One was in Clarkstown, known as the North Hillcrest School or
jobsite.
The other was at North Monsey, 5 miles away, known as the North Monsey
School.
The employees of the various subcontractors belonged to some union in
the building trades.
Those who operated machinery were members of Respondent
Union.
These consisted of the employees of Frontino Excavating Company, Inc.,
and Wright Excavators, Inc., who have been previously identified as the subcontrac-
tors, respectively, of Carleton and of Hudik-Ross, Inc., the prime plumbing con-
tractor.
The principals of these subcontractors, themselves, as in the case of Frank
Frontino, either belonged to the Union, or, as in the case of Russell Wright and
William R. Fisher, the two coowners or "partners" of Wright, were "permit men,"
whom the Union specially permitted to engage in the same work as their employees.
8 Hartsell Mills Company v N.L R B., 111 F. 2d 291, 293 (C A. 4).
LOCAL 825, INT'L BROTHERHOOD OF OPERATING ENGINEERS 457
The exceptions to the above were Peter A. Neuffer, the Charging Party, and A. E.
Kollman.
They were self-employed persons who, under contract with Carleton,
engaged in excavation work with their own equipment, Neuffer by himself without
any employee, ,and Kollman, when the amount of work warranted, with an employee
who would operate extra equipment owned by Kollman -for that purpose.
Their
work alternated between the North Mousey and the North Hillcrest sites, but for
the last month preceding the stoppage, they were at North Hillcrest, where the stop-
page occurred.
Neuffer and Kollman neither belonged to the Union ,nor were "permit men" from
the Union.
Despite this, during all the 8 months that Kollman and his employee
worked on the jobs and the 3 months that Neuffer was there, they experienced no
repercussions at either site concerning their union status.
The matter was first raised
on July 6, 1960, the day before the stoppage in a telephone conversation between
Roger Johnson, employee of Kollman, and Robert Tobin of the Union.
This is
detailed below.
3. The conversations with Kollman's employee on July 6 relative to union status
Johnson testified that on July 6, while he was on the job at North Hillcrest, he was
told by William Cable, a member of the Union, whom he had met a month earlier
while working at a different site for some other employer, that Tobin of the Union
wanted to speak to him or to Kollman, his employer, and that Cable gave him the
Union's number for that purpose.
We discuss Cable's role in the events in a later
context.
Preliminarily, we indicate that Cable, on July 6, was hired at the North
Monsey School by Superintendent Scalabrin to operate the welding machines at that
jobsite, on which he began July 7.
Johnson called Tobin, told him of Cable's message, and informed him that he was
calling because Kollman was not "available." 4
According to Johnson, Tobin, after
ascertaining from him the extent of Kollman's equipment and the size of the work
force (consisting only of Kollman and Johnson) inquired whether Johnson or Koll-
man "was Union," to which the answer was no; Tobin asked for the ,name of the
contractor, and when told it was Carleton, remarked, "He is union," and that "as
long as we [Kollman and Johnson] weren't Union, we would have to get off the
job; we could not work for a Union contract. If we didn't get off the job, he would
have to send somebody around to see about it."
Tobin, in substance, corroborated Johnson, except the portions attributing to him
the ultimatum that Johnson and Kollman would have to get off the job.
He quoted
Johnson as saying that he wanted a meeting with one of the union delegates in order
to get "squared away" because "it looked like there might be some difficulty there"
(on the North Hillcrest site), and that he replied he would be "happy to take that
information" but that he thought that the person to talk to would be the contractor
himself.
There is no evidence that until July 7, when the stoppage occurred, there
was any "difficulty" experienced by either Kollman or Neuffer, the other nonunion
contractor.
Additionally, Johnson, a mere employee of Kollman, would hardly
have been likely to initiate a talk with Tobin on the subject of such a difficulty.
As
4 At the outset, there was an intimation of a dispute over Tobin's authority to speak
for the Union in the various conversations here involved, Respondent' s counsel describing
him as "a clerk and member of the Union [who] as such answers the telephone."
Johnson described himself as "office manager, I run the office," qualifying it, however,
with the explanation that he was subordinate to Henry McArdle and Robert Fanning, the
Union's business representatives , for whom he claimed to act as liaison with persons call-
ing on union business .
If the testimony of the various witnesses in the case is a fair
criterion , then it would appear that this intramural gradation was lost upon the world
outside.
It would seem to have eluded not only the witnesses who testified to conversa-
tions with Tobin concerning the events here in issue, but also witnesses who testified con-
cerning their regular dealings with Tobin on union matters
Subcontractors Frontino
and Wright testified they hired their help on referral from the Union, and that their
dealings were mostly with Tobin and at times with McArdle and Fanning
This was done
indiscriminately and, apparently without awareness of any difference in his status from
that of the other two
To Frontino, himself a member, Tobin was "the business agent;
one of them," and to Wright be was a "delegate " At any rate, as the hearing progressed,
the early portents of dispute over Tobin's status would seem to have faded and given way
to a concession .
Several times the Trial Examiner stated on the record that he under-
stood Tobin's authority to be conceded and that he would understand from counsel's
silence that be was not misstating Respondent's position
This observation was not
challenged
Independently of this, the evidence warrants the finding, here made, that
Tobin had authority to speak for the Union in the manner ascribed to him.
458
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the record indicates, after the difficulty did break out the following afternoon,
Neuffer and Kollman called Tobin directly to discuss their plights with him.
The
weight of probability is therefore on the side of Johnson's version, which attributes
to Tobin the initiation of the subject of the "difficulties" to be expected if he and his
employer, Kollman, remained on the job.
This is quite apart from infirmities be-
setting Tobin's testimony as a whole of which Johnson's testimony is free. Johnson's
version of his conversation with Tobin is credited and so also is his testimony that it
was Cable who gave him the message to call.5
4. The stoppage and the conversations with Tobin concerning it
About 3:30 on the afternoon of July 7, or an hour before quitting time, all work
at the North Hillcrest site stopped.
General Superintendent Scalabrin, who had just
come in from the North Monsey site, was informed by the respective stewards of
the laborers' and of the carpenters' unions that they were ordered to do so because
of the presence of Carleton's nonunion subcontractors on the North Hillcrest site,
and Mike Rocca, an employee of the union affiliated subcontractor, Frontino, like-
wise told Scalabrin that the Union asked him "why he was working on the job with
nonunion men" and that he would not report next morning because he "couldn't
afford to get in trouble with the Union." 6 Scalabrin summoned Carleton from North
Monsey to try "to solve the problem."
Meanwhile, Neuffer, one of the two non-
union contractors, called Tobin after Frontino's employee Rocca had spoken to him
and given him the Union's number.?
Neuffer informed Tobin that Frontino's men
had stopped work at the North Hillcrest site because of his presence at the job and
asked what could be done to remedy this. Tobin replied he would talk only to
Carleton.
Neuffer communicated this to Carleton.
Carleton and Scalabrin then
called the Union, but could reach no one there.
Carleton, however, did manage
to reach the unions in the other trades.
That night Carleton let Neuffer go and the
following morning before scheduled starting time, Carleton's superintendent told
Kollman he too would have to leave the job.
Kollman did so, with Johnson, his
employee.
On the morning of July 8, at 8 o'clock, starting time, the employees in all the
trades except that of Respondent Union resumed work.
The engine operators in-
formed Scalabrin that they asked Tobin if they could go to work, and he replied,
"You can do what you want, I am not stopping you from going to work."' How-
ever, they requested that Scalabrin "help straighten it out and get a definite answer
from the union." Scalabrin called Tobin about 9 or 10, and Tobin, in effect, told
Scalabrin substantially what the men had indicated he had said to them.
On cross-
examination, Scalabrin added that Tobin so stated to him after he indicated that
Carleton had "dropped" the nonunion contractors.
Respondent asks that this last
not be given credence and treated as an afterthought I have weighed this in the light
of the character of Scalabrin's testimony taken as whole, and have concluded that
5It is credited against Cable's denial that on July 6, the day he was hired at North
Monsey, he had seen or spoken to Johnson or had even been at the North Hillcrest site.
Cable's admissions of other parts of Johnson's testimony strongly corroborate Johnson.
Cable admitted he had met Johnson on another job, as Johnson testified.
He also
admitted that as a longtime member and former steward of the Union, who would not
work on the same job with a nonunion man, he questioned Johnson's union status while
on that job
The fact that Johnson's status was first raised on a Carleton job the day
the person who had previously questioned his union status was hired supports Johnson's
identification of Cable as the one who gave him the message leading to the same kind of
inquiry from the Union
8 The testimony concerning what the men told Scalabrin was received subject to con-
nection, and decision was reserved on later motions to strike it.
My ruling is as follows :
The testimony was not connected up, and as such is hearsay, and since it does not fall
within any recognized exception to the hearsay rule, it may not be regarded as evidence
that the statements attributed to the Union were in fact made by it. This and all other
such testimony will therefore be given no weight as probative that the Union made the
statements these persons attributed to it.
The testimony is retained, however, for the
limited purpose of describing the occurrence which prompted Scalabrin's and Carleton's
efforts to communicate with the Union
7I excluded what Rocca said to Neuffer about the cause of stoppage, a matter which
would seem mooted by Neuffer's ensuing talk with Tobin
8 This testimony was received under the same conditions as that described in footnote 6,
above, and is retained for the same limited purpose (except as indicated in footnote 15,
infra).
LOCAL 825, INT'L BROTHERHOOD OF OPERATING ENGINEERS 459
Scalabrin's omission thereof on direct was inadvertent , and that this additional testi-
mony warrants being credited , and it is a Scalabrin then inquired whether Cable,
who as mentioned before (footnote 5) had started on July 7 at North Monsey as a
direct employee of Carleton, could work, and Tobin replied that that could not be
done "until we have the meeting on Tuesday [July 12]."
The above requires explaining .
Implicit in this conversation is that Cable too had
stopped working .
The Respondent claims that the purpose in arranging for the Tues-
day meeting and of suspending Cable's services was to make sure that Cable's em-
ployment by Carleton was covered by Respondent's standard form of contract,
which would guarantee certain requisite payments into a pension and welfare fund.
Carleton, however, testified that in a call he made to Tobin not long after Scalabrin's,
Tobin put it generally on the ground that it was to impress upon him what was
required on a union job.
Business Representatives McArdle and Fanning called on Carleton at North
Hillcrest the afternoon of July 12.
They presented a contract to him for his signa-
ture, explaining that it was to guarantee certain minimal requirements in connec-
tion with his direct employment of any person operating the welding machines
(Cable's job).
Carleton explained that he was covered by a master contract made
between the Union and an employers' building association in New Jersey, to which
he belonged, and that he was bound by its terms despite the fact that he was not
a direct signatory to it.
The meeting ended without Carleton 's signing the proffered
contract or the representatives requiring it, and so Cable returned to his job at
North Monsey the next day.
The above are basically noncontroversial features of Carleton's testimony.
The
controversial and controverted features include his testimony, which, in the intro-
ductory portion of this narrative, I have already discounted, namely, that Tobin,
in the conversation of July 8, explicitly told him that he had ordered the stoppage
at North Hillcrest and threatened that it would continue until the contract was
signed on Tuesday.
Tobin denied that Carleton had spoken to him at all that day,
but the probabilities are strong that Carleton, as the principal directly involved
and more particularly as the recipient of Tobin's admitted message to Neuffer that
he wanted to speak directly to Carleton , would follow up Scalabrin's call in order
to receive more particulars concerning the Tuesday meeting.
Carleton also testified
that at the outset of the meeting on Tuesday , Business Representatives McArdle
and Fanning admitted , in the same manner as Tobin before , that the Union had
ordered the stoppage at North Hillcrest, but I likewise discount that.
Credited,
however, is Carleton's testimony that Tobin told him on July 8 that the purpose
of the scheduled meeting was to impress upon him his obligations on a union job.
The meeting of the business representatives on Tuesday took place only with
Carleton, except, as Carleton and Scalabrin testified , that Scalabrin joined it during
the last 5 minutes .
Scalabrin's contribution to the discussion was a request that
the union delegates supply a list of contractors in good standing with the Union
whom Carleton might take on in replacement of Neuffer and Kollman (Neuffer
being the operator of a bulldozer, for moving of earth, and Kollman of a back hoe
machine for digging trenches ).
Fanning and McArdle said they would, but no such
list has been forthcoming io
For its bearing on the ultimate fact in issue, we turn to the conversations between
the Union and the nonunion subcontratcors involved .
On the morning of July 8,
Kollman called Tobin and, in the same manner as Neuffer the afternoon before,
9 Some indication has been given in the introductory statement of this report of the
contrast between Scalabrin 's objective testimony and the extravagant claims of his boss,
Carleton
It was obvious that this witness was given to understatement rather than the
reverse, and he was easily the most creditworthy of the important witnesses in the case.
His omission of the item in question on direct examination is understandable in the light
of the pressures under which he took the stand
This occurred late in the day after the
protracted and taxing ramblings of his superior, and a question arose as to whether there
would even be time for Scalabrin to testify.
When he took the stand, it was apparent that
he was cutting the fat with a swath wide enough to affect the meat
When, on cross-
examination, he mentioned that in the July 8 conversation he first told Tobin of having
dropped the nonunion contractors , he did so in response to a request to repeat his talk
with Tobin
There was no prior suggestion to him concerning the newly included item.
iU This version of the meeting is disputed by McArdle and Fanning
Their claim is that
Scalabrin did not participate at all in the meeting.
Tipping the scales is the credible
Scalabrin's corroboration of Carleton on that score
Also to be considered are the con-
versations of Neuffer and Kollman with the Union's Tobin relative to their union status,
which we summarize in the ensuing text.
460
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
told him about the stoppage and its cause, and asked for the terms on which he
could be permitted to stay.
Tobin responded that he would have no information
for him until after the meeting of the business representatives with Carleton on
Tuesday.
Neuffer called Tobin again on July 9, and on July 25 or 26 called at the
Union's office.
Kollman made a second call to Tobin on July 27. The substance
of the talks in each instance is about the same.
Neuffer and Kollman asked Tobin
for a permit from the Union to perform the work which they had done for Carle-
ton on the school sites until the stoppage.
Tobin replied the Union would be will-
ing to sign a contract with them to hire members of the Union to do the work, but
would not permit them to engage in it.
Each complained that this would be eco-
nomically unfeasible for him.
Tobin's explanation to Neuffer was that he had 600
members out of work and his obligations were to them"
We return to Cable.
He achieves significance from the fact that Respondent
claims that his stopping work on July 8 at North Mousey and Respondent's keeping
him off the job until after the July 12 meeting was unrelated to the situation at
North Hillcrest and stemmed solely from Respondent's desire to insure that Cable's
employment by Carleton conformed with standard contractual requirements, par-
ticularly as they related to payments into the welfare and pension fund.
Of course,
if the dispute over whether Respondent induced or encouraged the stoppage of the
persons at the North Hillcrest site were decided favorably to it, it would leave as a
residual issue the question of whether its instructions to Cable to suspend work until
after July 12 had as an object, apart from the one which Respondent claims was its
only object, preventing Carleton from retaining the nonunion subcontractors at the
North Hillcrest site.
All of this is deferred to the conclusionary part of the discus-
sion.
At this time, we discuss merely the particulars of the occurrences which
involve Cable.
Tobin testified that he did not know that Cable had gone off the job until the
morning of July 8, some time after Scalabrin had spoken to him.
At that time,
Tobin testified, Cable called and inquired whether Carleton had a contract with Re-
spondent, and on Tobin's informing him that there was none in the files, Cable
declared that he would not work for Carleton because his pension and welfare would
be in jeopardy.
Tobin's timing is a bit difficult to square with his testimony, sub-
stantiating that of Scalabrin, that during the latter's call, which Tobin testified pre-
ceded the one made by Cable, he had already told Scalabrin that Cable could not
work until after the meeting set for July 12. It is also in conflict with the testimony
of Business Representative Fanning that on the afternoon of July 7, he learned from
Tobin that the North Hillcrest job was "down," but that even earlier that day, he
had been told by Tobin that an appointment had been made "to go down and see
about Mr. Cable and the welding machines."
Scalabrin, in fact, testified that as early as 2 o'clock on July 7, relatively contem-
poraneous with the stoppage at North Hillcrest, Cable had informed him that "as of
that evening, he don't believe he will be able to start his machines in the morning
pending a conversation with the union that evening," and that the next morning
when he got to North Monsey between 10 and 11, after his talk with Tobin, he saw
Cable "walking around," and asked Cable "what happened to the call with the
union," to which Cable responded, that "they said I can't start until we have that
meeting on Tuesday."
All of this time would indicate that something was already
brewing concerning Cable on July 7.
This is further borne out by Cable's own
account of what precipitated his asking the Union whether Carleton had a contract.
Cable testified that toward the end of the workday on July 7, he overheard two
laborers at the North Monsey site, whom he did not identify, talking about a work
stoppage at a Carleton jobsite other than at North Monsey (which could only have
referred to the North Hillcrest site) which made him feel he "might be wrong in
working here for [Carleton], so I better find out," and that pursuant thereto, he
called the Union before speaking to Scalabrin.
But on a matter of that importance
to him, Cable would hardly have temporized to the next day, and would expectably
have called as soon as he experienced the misgiving.
Scalabrin is thus corroborated
in his testimony that it was on the 7th that Cable stated his working next morning
hinged on his discussion with the Union that evening.
n Tobin's version is in accord with Neuffer's and Kollman's except that the reason he
testified they gave for seeking the Union's clearance was their interest in its benefits,
more particularly the higher remuneration they would receive for their work
Under that
version, their importunities to Tobin would denote a sudden conversion out of keeping
with their prior apparent contentment with their nonunion status
This would be in-
comprehensible except for their dislodgement from the Carleton construction projects
because of it.
LOCAL 825, INT'L BROTHERHOOD OF OPERATING ENGINEERS 461
It would appear a fair inference, however, that Cable had been in contact with
the Union about the Carleton job even earlier than the 7th. It has been previously
found that on July 6, the day he applied for the job with Carleton, he informed
Johnson that Tobin wanted to talk to him, which led to the call in which Tobin
inquired of Johnson about his and Kollman's union status and the warning that they
could not remain on a union job.
Tobin, who did not know Johnson, could hardly
have sent such a message through Cable unless the latter had made representations
to him based upon his admitted acquaintance with Johnson as a person whose union
status he had questioned on a prior job.
Additionally, it was the custom for mem-
bers of the Union, including Cable, to notify the Union when they were about to
begin on a new job. Tobin and Cable testified that this time, as it happened, Cable
departed from custom and started on the job with Carleton without prior notifica-
tion.
Yet Tobin testified that when Cable, as he asserted, notified him for the first
time on July 8 of his working for Carleton, he did not call him to account for hav-
ing failed to give advance notice, which rather indicates that Cable, sensitive to his
obligations as a union member (supra, footnote 5), had been in previous touch
with the Union concerning the Carleton job.
When it is considered that until Cable's
advent on the scene, the two nonunion contractors had worked on both sites with-
out any incident relating to their union status, it would seem a fair inference that
the sequence of events here was touched off by Cable's initial contact with Tobin
on July 6.
And this brings us to the resolution of the issue of ultimate fact in the case.
C. Concluding findings
What we have, -then, is a situation in which after two nonunion contractors are
on a job for months without incident, the employee of one of them is summoned to
the telephone by a representative of the Union through a member who recognized
that employee as one whose union status he had questioned on another job. In the
ensuing talk, the representative of the Union, after ascertaining that the employee
and his employer are "nonunion" and are working on a job for a contractor who is
"union," warns the employee that he and his employer must leave the job or the
representative would see that it is done.
The next day, there is a general stoppage
on the project, which those engaging in it inform the general contractor's super-
intendent is the result of their being called to account by their respective union
representatives, including that of Respondent Union, for working with nonunion
men.12
One of these subcontractors, that same afternoon, calls up the representative
of the Union, who had issued the exit ultimatum of the day before. In that call,
he informs the representative that the members of the Union stopped work because
of his presence on the job and asks what can be done, but the union representative
insists that he will speak only to the general contractor.
The general contractor,
after trying unsuccessfully to reach the Union, but reaching the unions in the other
trades, dismisses the two nonunion subcontractors.
The following morning, the
employees in the other trades resume work, but not the members of this Union. The
latter advise the superintendent that the union representative told them on the tele-
phone that he was not requiring them to refrain from working, and request that the
superintendent call to clarify the matter.
The general superintendent calls the rep-
resentative of the Union and tells him that the nonunion people have been "dropped,"
and the representative confirms that they are not being ordered to stay off the job.
The general superintendent inquires whether the union member directly employed
by the general contractor and working on the other project may work, and his reply
is that this must await a later meeting with two union delegates in which he will
learn what is required of him on a union job. The meeting thus held is devoted to
discussion of the necessity of the general contractor's signing a contract with the
Union, with the latter finally accepting the contractor's explanation that he is bound
by the terms of a contract between the Union and an employer association, of which
he is a member. At the end, the superintendent of the general contractor asks the
union delegates for the names of subcontractors acceptable to the Union, who can
replace the two nonunion subcontractors who had been let go, and the union dele-
gates promise to supply such names.
After this the dismissed subcontractors renew
their requests to the Union for clearance to enable them to resume work on the job
without precipitating a stoppage, and the Union advises that it will insist upon a con-
tract with them for performance of the work solely from the ranks of its members.
without participation therein by subcontractors as employers , the reason assigned
v We repeat the caveat that
this is not considered as evidence that the union repre-
sentatives made the statements thus attributed to them supra, footnotes 6 and 8.
462
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
being that the Union must look after the interests of many members who are out
of work.
The Union candidly acknowledges that it was hardly pleased with the presence
of the nonunion contractors on the job but insists that so far as the competent
evidence in the record shows, stoppage by the men on the job, however inspired,
was not its doing, and that there is no indication the Union or its representatives
strayed from the fine line which separates an admitted aspiration, which is not pro-
hibited, from action calculated to achieve it, which is.
There is no question but that lending plausibility to the Union's position is the
traditional aversion of members of unions, especially in the building trades, to work-
ing with nonunion men, which will frequently cause them to stop work on a job
without inducement or encouragement from their leaders.
The Union's claim, of
total spontaneity of the stoppage which occurred on July 7 is marred, however, by
the showing in the record that it was the Union which initiated the inquiry concern-
ing the status of the nonunion subcontractors and which made the first demand that
they leave the job.
This occurred in Tobin's conversation with Johnson, Kollman's
employee.
Whether or not Tobin's threat to Johnson is to be construed as a threat
to Carleton within the proscription of (ii) of 8(b) (4) (B), it manifesty bears on
whether the Union had a responsible hand in the next day's stoppage within the
proscription of (i) of 8(b)(4)(B).
Tobin's ultimatum to Johnson was a declara-
tion of union propose, which was being accomplished by the stoppage.
The action
was taken by men who until then had worked in complete harmony with the per-
sons against whose tenure it was directed.
Their resorting to it so closely upon the
heels of the Union's declaration of a purpose which the next day's action carried
into effect rationally indicates a link between the Union's declaration of July 6 and
the men's conduct of July 7.
Respondent's position, in substance, is that the linkage thus envisioned is but a
hypothesis, which does not attain the stature of a valid inference in the absence of
positive evidence to support it, which is another way of underscoring the gap be-
tween "suspicion" and "proof."
Although these terms roll off the tongue as hostile
categories dwelling in ironclad isolation, objective analysis would indicate that in
fields concerned not with the certainties of mathematical theorems but with the
uncertainties inhering in reconstruction of past event, the two concepts have a point
of contact whereby the one can attain the honored status of the other, depending
upon how a hypothesis rationally explaining a given sequence stands up against com-
peting hypotheses.
The competing hypothesis advanced by the Respondent is that
the action of the men was self-motivated and inspired by a long tradition against
working with nonunion men.
But, since it is hardly conceivable that men would
work many months together without becoming aware of their respective status, the
competing explanation at once raises the question of why, despite such tradition,
the men during all this time tolerated the nonunion contractors on the jobs, only to
become intolerant of it for the first time the day after the union representative
declared his purpose to have them removed.
As against the hypothesis that this was
sheer coincidence, the "probable inference which common sense, enlightened by
human knowledge [would] draw from [this sequence]" 13 is that the declarant of
a purpose which is effectuated the next day by men who are subject to his instruc-
tions had a responsible hand in that action.
Lending added force to that inference is the declarant's reception of the news
of the stoppage when it occurred.
When Subcontractor Neuffer specifically informed
Tobin on the telephone that the Union's members had gone off the job because of
his presence, Tobin's reaction was hardly one of either surprise or disassociation
from it.
His answer to Neuffer's plea to remedy this was that he would speak only
to the general contractor.
Tobin admitted that such a stoppage was "an unauthorized
strike."
It is reasonable to expect, therefore, that if informed of an unauthorized
strike of another character, he would have acted in the instant to put a stop to it.
Tobin's explanation that he had no authority to take action until given his instruc-
tions by the business representatives is undermined by factors previously pointed
out (supra, footnote 4).
He is the only representative stationed in the office, and
judging from the authority with which he spoke to all persons concerned, it is un-
likely that he did not have the power to take immediate action to end an unauthor-
ized strike
But even if the facts were otherwise, Respondent's position would hardly
be aided by the manner in which the business representatives received the news of
the stoppage.
As previously found, Tobin informed Fanning and MCArdle of the
is Cf. Ma8terson v. Harrta County, 15 S.W. 2d 1011, 1014 (Tex.), 67 A.L R. 1324, 1329
LOCAL 825, INT'L BROTHERHOOD OF OPERATING ENGINEERS 463
stoppage and the reason for it the afternoon of the 7th.14
Their instructions to him,
as Tobin stated it, were "to contact the men if you can," and that "I could tell the
men to go back, but I couldn't force the men to go back to work."
This last is
hardly a union's way of dealing with a wildcat strike.
But Tobin's ensuing actions
lend dubious support to the assertion that he received even the milder instructions.
Tobin testified that he tried to reach the men at the job, but could not.
Absenting
oneself from the office so as to be utterly unavailable even to the general contractor
is hardly the way to make contact.
Tobin's statement that the men could go back came only after Carleton terminated
the nonunion contractors' services. Scalabrin's account of what the men said to him
before he called Tobin would indicate they had received this permission before the
conversation in which he said to Tobin that he "dropped" the subcontractors.15 But
it would seem unlikely that on a matter thus calculated to carry out the Union's pre-
viously declared purpose, it would not have been in touch with the situation so as
to know that purpose had already been accomplished.
The occurrences after Scalabrin's and Carleton's talks with Tobin the morning
of July 8 would seem fairly instinct with the premise that the retention or recall of
the two nonunion subcontractors was incompatible with the continuance of the
union members on the job. Thus, there is Tobin's response to Kollman, the morn-
ing of the 8th when the latter, like Neuffer the evening before, pleaded for clear-
ance to continue on the job, that this would await the meeting with Carleton on
Tuesday.
There is Scalabrin's request, at Tuesday's meeting, that the Union supply
a list of contractors acceptable to it from which to select replacements for Neuffer
and Kollman, and the Union's assurance that it would do so.
Finally, there are
the repeated requests of Neuffer and Kollman to Tobin for clearance to go back
to the Carleton construction sites, and Tobin's as often-repeated insistence, in re-
sponse thereto, that this could only be done on the basis of a contract under which
the work would be performed exclusively by employees, because of the need to
take care of the Union's many unemployed members.
All of this could only have
proceeded upon the premise that Respondent, at the very least, was adopting the
action which brought about the dislodgment of the two nonunion contractors in
the very manner portended by Tobin's ultimatum to Johnson the day before, and
that their continued dislodgment was the condition of the members of the Union
performing on the job.
In the light of the above, it is not too important what Cable's role in the case
was.
Respondent's contention that the suspension of work by Cable at North
Monsey was due to misgivings over whether his employment by Carleton was
covered by the requisite contract and that that accounted for the Tuesday meeting,
even if accepted, would not affect the conclusion concerning Respondent's role in
the stoppage at the North Hillcrest site.
But, as long as we are on Cable, it should
be noted that the record hardly bears out Respondent's contention that Cable's case
is completely insulated from the North Hillcrest situation.
The contrary would
appear from Cable's attributing his own misgivings to his having overheard two
unidentified laborers at North Monsey talk about the North Hillcrest stoppage.
As
against this vague source, there is the fact, as previously found, that on July 6
Cable was already in communication with Tobin concerning Johnson at the North
Hillcrest site.
Cable's testimony that the situation at North Hillcrest created misgivings about
whether his employment by Carleton was covered by the requisite provisions for
payments into the pension and welfare fund, and Tobin's testimony that the doubt
was aggravated by the absence in the files of a contract containing Carleton's signa-
ture, is undermined by a number of objective circumstances.
First, when Johnson,
on July 6, in response to Tobin's inquiry, identified Carleton as the contractor at
North Hillcrest, Tobin at once recognized Carleton as "union" and, indeed, assigned
"This was the timing as given by Fanning, and it is credited as against Tobin's and
McArdle's testimony that it was on the 8th.
The nature of the instructions they assert-
edly gave Tobin, as recited in the text, indicates that it could only have occurred in the
contex of a still-current stoppage, which would no longer have been the case if the con-
versation had been on the 8th.
35 Presumably Respondent does not oppose this departure from the limitation imposed
upon receipt of hearsay testimony, as previously described
(supra, footnote 6)
Its use
here to the detriment of the General Counsel is justified on the ground that it was he
who introduced it.
464
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
that as the reason why Johnson and Kollman had no business being there.
Secondly,
as Tobin admitted, he assumed that Carleton, as the contractor on a job which was
"union," despite the absence of a contract bearing his signature, was making the
requisite payments into the pension and welfare fund.
Cable, as an old union mem-
ber and one-time steward (supra, footnote 5), could hardly have been under a dif-
ferent impression, for it is unlikely that he would have started on a job other than
one he knew to be "union."
This is indeed confirmed by his recital of what he said
to Scalabrin when he applied for the job at North Monsey.
Cable testified that on
seeing three welding machines there he said to Scalabrin that "these . . . call for
an operating engineer, and we always cover them"-a point which he would hardly
have expected to carry weight on other than a union job. Cable's announcement to
Scalabrin on July 7 that his return the next day hinged on a pending conversation
with the Union came at relatively the same time as the stoppage at North Hillcrest,
and on his own version, that occurrence was what caused him to communicate with
the Union.
When we consider that in the conversation between Scalabrin and Tobin
the morning of July 8, the reference was to whether Cable, no less than the strikers,
could work, also that in response to Kollman's plea to Tobin the same morning for
clearance to stay on the job, Tobin said that this awaited the outcome of the Tuesday
meeting, and finally that at that meeting there was discussion, apart from the matter
of whether Carleton was required to sign a contract, of supplying an acceptable list
from which replacements could be chosen for Neuffer and Kollman, it becomes
rather difficult to take at full face value Respondent's assertion that it acted solely
to protect Cable's pension and welfare status.
Even if the protection of Cable was
truly a motivant for Respondent's action, this would hardly serve to erase from the
slate the existence also of a motive on Respondent's part, which is written rather
large by the "whole congeries of facts," 16 namely, to insure that Carleton, as a con-
tractor who was "union," would refrain from the offense of having poeple on his job
who were nonunion.
And under Section 8(b) (4) it is sufficient that the termination
of the nonunion subcontractors be an object of Respondent's action, even if not its
sole object.
One further observation might be in order.
As indicated earlier, Respondent
contends that it has managed to- walk the tightrope between attitude and conduct, its
position being however it might have felt, and still does, about the presence of non-
union people on a union job, it has not been proven on the record to have carried
this aversion over into the field of prohibited action. In so contending Respondent
argues that "the statute must be interpreted literally."
Respondent's position, it
seems to me, misconceives the nature of the proceeding and its purpose.
A pro-
ceeding before the Board is civil in nature and looks not toward punishment, but
prevention and remedy only.17
The guideline in evaluating the record is not a
"literal" interpretation of the statute, such as that contended for by Respondent, but,
as the courts have long enjoined upon us, a "liberal" one in the interest of effectuat-
ing its purposes and policies.is
Under that standard, the Agency, in the discharge of its decisional function,
exercises its powers in a manner comparable to a tribunal in equity, and is guided
by equitable principles.19
As such, it looks to the situation as a whole, and seeks
to achieve a fair balance between the protection of the rights of the accused and
of the public interest, as embodied in the statute and as authoritatively inter-
preted.
Whatever the union or its members may feel about an interpretation of
Section 8(b)(4) which cuts into a traditional aversion against working on a con-
struction job with nonunionmen, it is the fact that Section 8(b)(4), as authorita-
tively interpreted, forbids union inducement or encouragement of such stoppage and
also (since the 1959 statute) threat of such stoppage, designed to force a contractor
to dispense with the services of such subcontractor or subcontractors as he may see
fit to use 20 If Respondent deems this restriction too onerous or as "upsetting to
1e N.L R.B. v. Link-Belt Company, 311 U.S. 584, 588.
17 Cf. Republic Steel Corporation v. N L.R B., 311 U S. 7
18 See N L R.B. v. Griswold Manufacturing Company, 106 F. 2d 713, 721 (C A. 3) ;
Jeffery-DeWitt Insulator Co v. N L.R B., 91 F. 2d 134 ,
139 (C A. 4) ;
N.L R.B. v.
Knoxville Publishing Co., 124 F. 2d 875, 881
(C.A. 6) ; North Whittier Heights Citrus
Association v. N.L.R.B., 109 F. 2d 76 (C.A. 9) ; cf. Phelps Dodge Corporation v. NL.R.B.,
313 U.S. 177.
18 N.L R B. v. United States Steel Corporation, 278 F. 2d 896, 901
( C.A. 3), and cases
cited.
20 Cf. Denver Building and Construction Trades Council et at .
(Gould
c6 Preisener),
82 NLRB 1195 ,
1210 ; set aside 186 F. 2d 326
(C.A.D.C.), but enfd.
( reversing the
C.A.D.C.) in 341 U. S. 675.
LOCAL 825, INT'L BROTHERHOOD OF OPERATING ENGINEERS 465
the balance between the rights of employees and the rights of employers," 21 its
recourse is to the legislature, and to it alone.
Congress has, indeed, recently, on a
selective basis eased some restrictions of the Act for specific industries.
And while
special exemptions have been made for the construction trades in some respects,22
they do not include a relaxation of the restrictions of Section 8(b)(4), such as has
been made for the clothing and garment industry,23 which, if correspondingly ex-
tended to the building trades, might perhaps have immunized the conduct here in
question.24
However, until and unless Congress sees fit to extend this exemption to
the construction trades, it goes without saying that they are and will continue to be
subject to the same restrictions under Section 8(b) (4) as are all other unexempt
trades.
Cf. John F. LeBus Regional Director v. International Union of Operating
Engineers, Hoisting and Portable, Local Union 406 (Baltimore Contractors, Inc.) 188
F. Supp. 392. (D.C. E. La.)
Yet a shrunken appraisal of the record such as con-
tended for by Respondent could, in effect, achieve for it by indirection an immunity
not given it by statute.
An insight into the potentiality of stalemate inhering in
Respondent's position can be gleaned, perhaps, from a colloquy initiated by the
Trial Examiner in an effort to clear up a seeming ambiguity in Respondent's position.
This arose while Respondent was resisting the General Counsel's effort to establish
that Carleton's nonrecall of the banished subcontractors was and is induced by a
fear that Respondent will order a work stoppage if he recalls them.
The relevant
portion reads:
TRIAL EXAMINER:
. Is it your contention, Mr. Mooney, that so far as
the union was concerned and so far as the union is concerned, Mr. Neuffer and
Mr. Kollman can go right back to doing excavating if Mr. Carleton wants them?
Is it your contention that is all right?
Mr. MOONEY: It is my position that the Respondent Union in this case did
not induce, encourage, instruct or appeal .to or direct any of the employees who
were operating engineers on that jobsite to stop work or engage in a work
stoppage, and with an object thereof of compelling Mr. Carleton to terminate
the employment of Neuffer and Kollman.
In the tensions and stresses of a hearing, it is possible that the failure precisely to
reply to a specific question thus put by the deciding officer is inadvertent and does
not stem from a desire to avoid it. The fact is, however, that this question remains
unanswered.
The result, if Respondent's conception of the record is accepted, is
to put it atop the best of two possible worlds: the accomplishment of its purpose
to keep Neuffer and Kollman indefinitely off the job, with immunity derived from an
appraisal of the evidence founded upon an assumption that the law is somehow in-
hospitable to the insights which commonsense, enlightened by experience, brings to
a situation.
The evidence taken as a whole establishes that the stoppage of July 7 on the part
of the workers at North Hillcrest, following months of working in harmony with
the nonunion subcontractors, was causally related to the Union's declared purpose
of the day before, which the stoppage was calculated to effectuate; that inde-
pendently of this, the Union, when informed of the stoppage by one of these sub-
contractors, adopted and sanctioned it; and that the entire course of conduct con-
stituted, and still does, a continuing, even if unarticulated, threat to Carleton of a
work stoppage if the two nonunion contractors are restored to the job.
The con-
clusion, expressed in the language of the statute, is that with an object of forcing
21 Senator Goldwater during debate on the Labor-Management Reporting and Disclosure
Act of 1959. II Lgislative History of Labor-Management Reporting and Disclosure Act of
1,959 (Government Printing Office 1959) 1361.
Z' E g., exemption from the restriction against "prehire" contracts, and a shortening of
the grace period to employees for complying with the membership requirement of a
union-security contract from 30 days to 7 (Section 8(f)); also, under the first proviso
of Section 8(e), a qualified exemption from the prohibition against entering into "hot
cargo" contracts.
23 See second proviso to Section 8(e).
"Cf. Shalov, "The Landrum-Griffin Amendments : Labor's Use of the Secondary Boy-
cott," 45 Cornell Law Quarterly 724.
599198-62-vol 131-31
466
^ DECISIONS OF NATIONAL LABOR RELATIONS BOARD
or requiring Carleton to cease doing business with Peter A. Neuffer and A. E. Koll-
man, the Union, in violation of Section 8(b) (4) (i) (B) of the Act, induced and en-
couraged the employees of Frontino and Wright, at the North Hillcrest site, and
employee Cable at the North Monsey site, to refuse in the course of their employ-
ment to render services, and in violation of Section 8(b) (4) (ii) (B) of the Act,
threatened Carleton with inducing and encouraging such refusal, thereby also coerc-
ing and restraining him.25
IV. THE REMEDY
It having been found that Respondent engaged in unfair labor practices in vio-
lation of 8(b) (4) (i) and (ii) (B) of the Act, it will be recommended that Respondent
cease and desist therefrom. In keeping with the principle of equity adjudication,26 that
the injunction be no broader than what it is calculated to prevent a recurrence of the
specific violation found and to remedy its effects,27 the recommended restraint and
remedial action will be addressed to the specific situation here disclosed.
On the basis of the foregoing findings and on the entire record, I hereby make the
following:
CONCLUSIONS OF LAW
1. By inducing and encouraging individuals employed by Frank Frontino Exca-
vating Co., Inc., Wright Excavators, Inc., and Carleton Brothers Company, to refuse,
in the course of their employment, to perform services, with an object of forcing
or requiring Carleton Brothers Company to cease doing business with Peter A.
Neuffer and A. E. Kollman, Respondent has engaged in and is engaging in an unfair
labor practice within the meaning of Section 8(b) (4) (i) (B) of the Act; and by
threatening, with like object, said Carleton to induce or encourage the said employees
to engage in such refusal, thereby also coercing and restraining Carleton, Respond-
ent has engaged in and is engaging in an unfair labor practice within the meaning of
Section 8(b) (4) (ii) (B) of the Act.
2. Said unfair labor practices affect commerce within the meaning of Section
2(6) and (7) of the Act.
[Recommendations omitted from publication.]
ffi Wright, it is true, is a subcontractor not of Carleton , but of Hudik-Ross , the prime
plumbing contractor.
However, the employees of Wright and Frontino work on the same
site and are subject to common instructions from the Union.
A stoppage by Wright's
employees could hardly occur without its engulfing Frontino 's employees in the same
action, and like the stoppage of the latter's employees contributed to the economic pressure
calculated to force Carleton's dismissal of Neuffer and Carleton.
The complaint charges Respondent with having "threatened employees and individuals
employed by Carleton, Frontino and Wright and other employees" and of having
"threatened, coerced and restrained Carleton, Frontino, Hudik-Ross,
Wright and the
Board of Education [for which the schools were being constructed]."
None of this ie
established except the implied threat to Carleton, as found.
The complaint also alleges that all of this, in addition to being designed to force
Carleton to cease doing business with Neuffer and Kollman, was designed as well to force
Wright to cease doing business with Hudik-Ross, and to force Carleton and Frontino,
reciprocally, to cease doing business with each other.
To be sure, a stoppage by the men
for the purpose of forcing Carleton to banish Neuffer and Kollman from the job would
pro tanto halt business operations between the employers of the striking employees and
other employers. But this is plainly not an object, but a pure incident of the means of
accomplishing it.
The targets were Neuffer and Kollman. The means were economic
pressure upon Carleton, and the embarrassment to the various contractors and sub-
contractors were simply Incidents in the exertion of the pressure.
The distinction between
object and means is cogently pointed out by Judge Learned Hand in Douds v. International'
Longshoremen's Association, Independent, et al.
(New York Shipping Association), 224
F. 2d 455 (CA. 2), cert denied 350 US 873.
The allegations of the complaint inconsistent with the findings made in the text are
accordingly recommended for dismissal.
2b See N L R B. v. United States Steel, supra, footnote 18.
n Communications Workers of America, AFL-CIO, et al. (Ohio Consolidated Tele. Co) v.
N.L.R B., 362 U.S. 479.