132 NLRB 660
National Welders Supply Co., Inc.
660
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
we conclude that McDonald's voting in union elections constitutes
interference in the internal affairs of the Union and is violative of Sec-
tion 8(a) (2) and (1) of the Act.e
We therefore affirm our original
finding and order' respecting the voting activity of McDonald and the
responsibility therefor of Goss Mechanical Contractors Company, his
employer.
MiER BROWN took no part in the consideration of the above Sup-
plemental Decision and Order.
11 Nassau and Suffolk Contractors' Association, Inc., and its members, 118 NLRB 174,
184, 187; Anchorage Bu8inessmen's Association, Drugstore Unit, and its Member Employers,
etc., 124 NLRB 662.
7 Detroit Association of Plumbing Contractors, 126 NLRB 1381, at 1384-1386.
'National Welders Supply Co., Inc., Lee Associates, Inc., Investi-
gations, Inc., R. E. Lee, and W. B. Crider, Jr. and International
Union of Operating Engineers , Local No. 465, AFL-CIO.
Cases
Nos. 11-CA-1458 and 11-CA-1662. August 2, 1961
DECISION AND ORDER
On March 21, 1961, Trial Examiner. Thomas F. Maher issued his
Intermediate Report in the above-entitled proceeding, finding that the
Respondents had engaged in and were engaging in certain unfair labor
practices and recommending that they cease and desist therefrom and
take certain affirmative action, as set forth in the Intermediate Report
attached hereto.
Thereafter, the Respondents filed exceptions to the
Intermediate Report and a brief in support thereof.
Pursuant to the provisions of Section 3 (b) of the Act, the Board
has delegated its powers in connection with these cases to a three-
member panel [Chairman McCulloch and Members Leedom and
Brown].
The Board has reviewed the rulings'of the Trial Examiner made at
the hearing and finds that no prejudicial error- was committed.
The
rulings are hereby affirmed.
The Board has considered the Inter-
mediate Report, the exceptions and brief, and the entire record in the
cases, and hereby adopts the Trial Examiner's findings, conclusions,
and recommendations, with the following exceptions.
There are five Respondents in these cases, National Welders Supply
Co., Inc. ; Lee Associates, Inc. ; Investigations, Inc. ; R. E. Lee ; and
W. B. Crider, Jr. The Trial Examiner found, as the complaint
alleged, that the five Respondents violated Section 8(a) (1) by their
conduct with respect to employees of National Welders Supply, Inc.,
and applicants for employment with National Welders Supply, Inc.,
as set forth in the Intermediate Report, including (1) interrogation
concerning union membership, interest, or activity; (2) threats of dis-
132 NLRB No. 39.
NATIONAL WELDERS SUPPLY CO., INC., ETC.
661
charge for engaging in union activity ; (3) requests that any union
activity be reported to the Respondents; (4) and instructions to
refrain from union membership or activity.
The first charge herein against four of the Respondents, namely, Lee
Associates, Inc., Investigations, Inc., Lee, and Crider, was served
upon them on September 6, 1960. Relying on Section 10 (b) of the
Act, these four Respondents moved to dismiss the complaint with
respect to alleged unlawful conduct committed by them more than 6
months prior to the service of the charge upon them. In his Inter-
mediate Report, the Trial Examiner denied the motion to dismiss the
complaint.
He reasoned that, as these four Respondents had engaged
in unfair labor practices within as well as outside the 6-month period
and as they had engaged in such unfair labor practices in their capac-
itiy as representatives of the Respondent, National Welders Supply
Company, Inc., as to whom timely charges had been served covering
all the unfair labor practices found, it was "unnecessary to determine
what effect, if any, Section 10(b) of the Act has upon the evidence
detailed herein and the order that I shall issue based thereon."
As
Lee Associates, Inc., Investigations, Inc., Lee, and Crider engaged in
unfair labor practices within the 10(b) period, the Trial Examiner
properly denied their motion to dismiss the complaint.
However, as
the first charge was served upon them on September 6, 1960, we shall,
contrary to the Trial Examiner, limit our unfair labor practice find-
ings as to them to the unlawful conduct engaged in by them on and
after March 6, 1960, as detailed in the Intermediate Report.'
ORDER
Upon the entire record in these cases, and pursuant to Section 10 (c)
of the National Labor Relations Act, as amended, the National Labor
Relations Board hereby orders that :
A. The Respondent, National Welders Supply Co., Inc., Charlotte,
North Carolina, its officers, agents, successors, and assigns, shall :
1. Cease and desist from :
(a) Interrogating its employees, including applicants for employ-
ment, concerning their union membership, interest, or activity, in a
manner constituting interference, restraint, or coercion within the
meaning of Section 8 (a) (1) of the Act.
(b) Threatening or otherwise warning employees, including ap-
plicants for employment, that they would be discharged or not hired
for engaging in union activities.
(c) Requesting employees, including applicants for employment,
to report any union activity to their supervisors, or officers, or to the
Respondents, R. E. Lee or W. B. Crider, Jr.
'The H. K. Ferguson Company, 124 NLRB 544, 566. Cf. United Mine Workers of
America, 129 NLRB 146.
662
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(d) Instructing its employees, including applicants for employ-
ment, to refrain from joining or having anything to do with Inter-
national Union of Operating Engineers, Local No. 465, AFL-CIO,
or any other labor organization.
(e) In any like or related manner interfering with, restraining, or
coercing employees, including applicants for employment, in the ex-
ercise of their rights of self-organization, to form labor organiza-
tions, to join or assist International Union of Operating Engineers,
Local No. 465, AFL-CIO, or any other labor organization, to bargain
collectively through representatives of their own choosing, and to
engage in other concerted activities for the purpose of collective bar-
gaining or other mutual aid or protection, as guaranteed in Section
7 of the Act, and to refrain from any and all such activities.
2. Take the following affirmative action which the Board finds will
effectuate the policies of the Act :
(a) Post at its Charlotte and Derita, North Carolina, plants, copies
of the notice attached hereto marked "Appendix A." 2 Copies of said
notice, to be furnished by the Regional Director for the Eleventh
Region, shall, after having been duly signed by the Respondent's
authorized representative, be posted by the Respondent immediately
upon receipt thereof, and be maintained by it for 60 consecutive days
thereafter, in conspicuous places, including all places where notices
to employees are customarily posted.
The Respondent shall also per-
mit the other Respondents to post the notices required of them in sec-
tion B2(a) of this Order.
Reasonable steps shall be taken by the
Respondent, National Welders Supply, Inc., to insure that said no-
tices are not altered, defaced, or covered by any other material.
(b) Notify the Regional Director for the Eleventh Region, in
writing, within 10 days from the date of this Order, what steps the
Respondent has taken to comply herewith.
B. The Respondents, Lee Associates, Inc., Investigators, Inc., R. E.
Lee, and W. B. Crider, Jr., and each of them, their officers, agents,
successors, and assigns, shall :
1. Cease and desist from :
(a) Interrogating the employees of, including applicants for em-
ployment with, National Welders Supply Co., Inc., concerning their
union membership, interest, or activity in a manner constituting
interference, restraint, or coercion within the meaning of Section
8 (a) (1) of the Act.
(b) Threatening. or otherwise warning employees of, including
applicants for employment with, National Welders Supply Co., Inc.,
2 In the event that this Order is enforced by a decree of a United States Court of
Appeals, there shall be substituted for the words "Pursuant to a Decision and Order" the
words "Pursuant to a Decree of the United States Court of Appeals, Enforcing an Order "
NATIONAL WELDERS SUPPLY CO., INC.,- ETC.
663
that they would be discharged-Or not hired for engaging in union
'activities.
(c) Instructing employees of, including 'applicants for employ-
ment with National Welders Supply Co., Inc., to refrain from join-
ing or having anything to do with International Union of Operating
Engineers, Local No. 465, AFL-CIO, or any other labor organiza-
tion.
(d) In any like or related manner interfering with, restraining,
or coercing the employees of, including applicants for employment
with, National Welders Supply Co., Inc., in the exercise of their
right to self-organization, to form labor organizations, to join or
assist International Union of Operating Engineers, Local No. 465,
AFL-CIO, or any other labor organization, to bargain collectively
through representatives of their own choosing, and to engage in other
concerted activities for the purpose of collective bargaining or other
mutual aid or protection, as guaranteed in Section 7 of the Act, and
to refrain from any and all such activities.
2. Take the following affirmative action which the Board finds will
effectuate the policies of the Act :
(a) Post in their offices in Charlotte, North Carolina, and at the
Charlotte and Derita, North Carolina, plants of National Welders
Supply Co., Inc., copies of the notice attached hereto marked "Ap-
pendix B." 3
Copies of said notice, to be furnished by the Regional
Director for the Eleventh Region, shall, after having been duly
signed by the Respondents, Lee Associates, Inc., Investigations, Inc.,
R. E. Lee, and W. B. Crider, Jr., and each of them, be posted by the
Respondents immediately upon receipt thereof, and be maintained
by them for 60 consecutive days thereafter, in conspicuous places,
including all places where notices to employees, including applicants
for employment, are customarily posted.
Reasonable steps shall be
taken by the above-named Respondents to insure that said notices are
not altered, defaced, or covered by any other material.
(b) Notify the Regional Director for the Eleventh Region, in
writing, within 10 days from the date of this Order, what steps the
Respondents, and each of them, have taken to comply herewith.
8'See footnote 2, supra.
APPENDIX A
NOTICE TO ALL EMPLOYEES
Pursuant to a Decision and Order of the National Labor Relations
Board, and in order to effectuate the policies of the National Labor
Relations Act, as amended, we hereby notify our employees that:
WE WILL NOT interrogate our employees, including applicants
664
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
for employment, concerning union membership, interest, or ac-
tivities in a manner constituting interference, restraint, or coercion
within the meaning of Section 8(a) (1) of the Act.
WE WILL NOT threaten or otherwise warn our employees, includ-
ing applicants for employment, that they will be discharged or not
hired for engaging in union activities.
WE WILL NOT request our employees, including applicants for
employment, to report any union activity to any supervisor or
officer of this Company or to any outside agency or agent.
WE WILL NOT instruct our employees, including applicants for
employment, to refrain from joining or having anything to do
with International Union of Operating Engineers, Local No. 465,
AFL-CIO, or any other labor organization.
WE WILL NOT in any like or related manner interfere with,
restrain, or coerce our employees in the right to engage in or re-
frain from engaging in any or,all of the activities guaranteed
them by the National Labor Relations Act, as amended.
All our employees are free to become or remain, or to refrain from
becoming or remaining, members of any labor organization.
NATIONAL WELDERS SUPPLY CO., INC.,
Employer.
Dated----------------
By-------------------------------------
(Representative )
(Title)
This notice must remain posted for 60 days from the date hereof,
and must not be altered, defaced, or covered by any other material.
APPENDIX B
NOTICE TO ALL EMPLOYEES
Pursuant to a Decision and Order of the National Labor Relations
Board, and in order to effectuate the policies of the National Labor
Relations Act, we hereby notify all employees, including applicants
for employment that :
WE WILL NOT interrogate employees, including applicants for
employment, of National Welders Supply Co., Inc., concerning
union membership, interest, or activity in a manner constituting
interference, restraint, or coercion within the meaning of Section
8 (a) (1) of the Act.
WE WILL NOT threaten or otherwise warn employees, including
applicants for employment, of National Welders Supply Co., Inc.,
that they will be discharged or not hired for engaging in union
activities.
WE WILL NOT instruct employees, including applicants for em-
NATIONAL WELDERS SUPPLY CO., INC., ETC.
665
ployment, of National Welders Supply Co., Inc., to refrain from
joining or having anything to do with International Union of
Operating Engineers, Local No. 465, AFL-CIO, or any other
labor organization.
WE WILL NOT in any like or related manner interfere with, re-
strain, or coerce employees in the right to engage in or refrain
from engaging in any or all the activities guaranteed them by the
National Labor Relations Act, as amended.
All employees, including applicants for employment, are free to
become or remain, or refrain from becoming or remaining, members
of the above-named or any other labor organization.
LEE AssoclATES, INC.,
Employer.
Dated----------------
By-------------------------------------
(Representative )
( Title)
INVESTIGATIONS, INC.,
Employer.
Dated----------------
By-------------------------------------
(Representative )
(Title)
Dated----------------
By-------------------------------------
(R. E. LEE)
Dated----------------
By-------------------------------------
(W. B. CRIDIDR, Jr.)
This notice must remain posted for 60 days from the date hereof,
and must not be altered, defaced, or covered by any other material.
INTERMEDIATE REPORT
STATEMENT OF THE CASE
Upon charges and an amended charge filed on March 19, 1959, and July 25 and
September 2, 1960, respectively, by International Union of Operating Engineers, Local
No. 465, AFL-CIO, herein referred to as the Union, the Acting Regional Director for
the Eleventh Region of the National Labor Relations Board, herein referred to as the
Board, issued a consolidated complaint on September 12, 1960, against National
Welders Supply Co., Inc., Lee Associates, Inc., Investigations, Inc., R. E. Lee, and
W. B. Crider, Jr., Respondents herein, alleging violations of Section 8(a)(1) of the
National Labor Relations Act, as amended (29 U.S.C. Sec. 151, et seq.), herein called
the Act. In their duly filed answer, Respondents, while admitting certain allegations
of the complaint, denied the commission of any unfair labor practice.
Contemporaneously with the filing of their answer Respondents moved to strike
and to dismiss certain portions of the complaint and to make the complaint in certain
respects more definite and to require the filing of bill of particulars.
The foregoing
motions were referred for consideration and disposition to Trial Examiner Albert
P. Wheatley who, on September 29, 1960, reserved on the motions to dismiss, which
motions are hereby denied, for reasons specified herein (infra, and footnotes 11 and
12).
In addition, Trial Examiner Wheatley granted, in part, the motions to make
more definite and for a bill of particulars, the terms of which the General Counsel
complied with on October 7, 1960.
Pursuant to notice, a hearing was held before me on October 18 and 19 and No-
vember 10, 1960, at Charlotte, North Carolina.
All parties were represented at the
hearing and were afforded full opportunity to be heard, to introduce relevant evidence,
to present oral argument, and to file briefs.
During the course of the hearing the
General Counsel, over Respondents' objection, amended the complaint to include
666
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
certain incidents that were in fact accumulations of evidence relating to violations of
the Act already alleged.
With respect to these amendments and to certain allegations
in the consolidated complaint Respondents moved to dismiss for the reason that the
substance of the amendments and specified allegations constituted an enlargement
of the original charges in the case. "A complaint `may allege violations not alleged
in the charge if (a) they are closely related to the violations named in the charge,
and (b) occurred within six months before the filing of the charge.' " 1
As a detailed
review of the credible evidence in this case will disclose (infra) both of these con-
ditions have been fulfilled and I therefore deny Respondents' motions to strike and
dismiss.
Upon consideration of the entire record before me, including arguments made at
the hearing, the briefs of the parties, and upon my observation of the witnesses,2 I
make the following:
FINDINGS OF FACT
1. THE BUSINESS OF RESPONDENT NATIONAL WELDERS SUPPLY CO., INC.
National Welders Supply Co., Inc., hereafter referred to as the Company, is a North
Carolina corporation maintaining its main office and three installations in the Char-
lotte, North Carolina, area where it is engaged in the manufacture, sale, and distribu-
tion of commercial gases and cylinder trucks and the sale and repair of welding
equipment.
The Company also maintains warehouse and sales distribution centers
at Asheville, Fayetteville, and Salisbury, North Carolina, and at Greenville, Columbia,
Charleston, and Florence, South Carolina.
The Company annually purchases from
points outside of the State of North Carolina raw materials valued in excess of
$75,000.
During the same period it sold and shipped to customers outside the State
of North Carolina from its installations in the Charlotte area finished products valued
in excess of $250,000.
Respondents admit and decisions of the Board establish 3
that the Company is engaged in commerce.
II. THE LABOR ORGANIZATION INVOLVED
The Union is a labor organization within the meaning of Section 2(5) of the Act.
IH. THE ISSUES INVOLVED
1. The substantiality of evidence of unlawful interrogation, threats, warnings, and
other proscribed forms of interference, restraint, and coercion of the Company's
employees.
2. The employer status of labor consultants who were retained by the Company
and thereafter acted on its behalf.
3. The employee status of applicants for employment who have been interfered
with, restrained, and coerced.
4. The application of Section 10(b) of the Act to situations where parties Re-
spondent are added by amendment to the charge, and where the charge is enlarged
by addition of incidents to the complaint.
IV. THE UNFAIR LABOR PRACTICES
A. The advent of the Union
Union interest among the Company's employees first developed in late 1958 upon
the filing of a petition with the Board by the Union requesting that a representation
election be held.4
Six weeks before the election Union Representative Robert Hice
appeared on the scene and began soliciting memberships among the employees.
Despite his efforts the Union lost the election, held on February 24 and 25, 1959, by a
vote of 31 to 22.
1N L R B v. Pallette Stone Corporation. Inc, 283 F. 2d 641, 642 (C.A. 2).
Mt. Clemens
Metal Products Co, 126 NLRB 1297, footnote 7.
2 Unless specifically indicated to the contrary any credibility evaluation I make of the
testimony of any witness appearing before me is based, at least in part, upon his or her
demeanor as I observed it at the time the testimony was given. Cf
Bryan Brothers
Packting Company, 129 NLRB 285 To the extent that I indicate hereafter that I reject
in part or entirely the testimony of any given witness, it is my intent thereby to indicate
that such part or whole of the testimony, as the case may be, is discredited by me
Jackson Maintenance Corporation, 126 NLRB 115, 117, footnote 1.
s National Welders Supply Company, Inc., 129 NLRB 514.
A Case No. 11-RC-1196 (not published in NLRB volumes).
NATIONAL WELDERS SUPPLY CO., INC., ETC.
667
B. The Company's advisers
Immediately following the filing of the Union's first petition for a Board-conducted
election, the Company, in late 1958, retained a firm of labor consultants, Lee Associ-
ates, Inc., another Respondent herein, whose president, R. E. Lee, also a Respondent,
thereafter took an active part in the Company's labor problems, advising it as to its
rights in connection with the election petition, representing it at subsequent Board
proceedings, and recruiting, screening, and processing applicants for employment.
Lee Associates, Inc., maintains offices in Charlotte, North Carolina, and in addition
to the Company represents approximately 100 other clients.5 This organization shares
office space with and appears to be closely integrated with Investigations, Inc , an-
other Respondent herein. Investigations, Inc., was organized in March 1960. Its
president is Respondent W. B. Crider, Jr., and its vice president Respondent Lee,
who is also one of its principal stockholders.
The testimony adduced at the hearing
strongly suggests that each organization is the alter ego of the other but this inter-
relationship is of no relevance to the issues presented in this case, as both organiza-
tions, and their respective and overlapping officers, participated actively in the conduct
alleged to be violative of the Act.
The facts set forth hereafter establish in detail the close working relationship exist-
ing between these four Respondents and Respondent National. By such relationship,
instituted directly by Respondent National, these Respondents became agents of Re-
spondent National and employers within the meaning of Section 2(2) of the Act, sub-
ject to the remedial processes of the Board.
For "the Act makes one who aids the
immediate employer in contravening the statute an employer also.
Such an
interpretation is an adoption of the established common law principle that an agent is
accountable for his own illegal acts even though performed under conditions im-
posing liability on his principal." 6
C. Sequence of events
Upon receipt of notice of the election petition Respondent Company, in addition
to enlisting the professional services of Lee, undertook the more direct approach of
interviewing the employees. In November 1958, after consulting with Respondent
Lee, the Company's president, J. A. Turner, Jr., by his own admission, questioned
employees at both the Charlotte and Derita plants.
At the main plant (Charlotte)
he called a number of the employees to his office, including J. W. Bright and
Fred D. Hoke, told them of the Union's claim of a majority, and asked them how
they felt about the Union .7
Turner followed the same procedure at the Derita
plant where he assembled the employees, including R. J. Smith, nand asked each how
he felt about the Union.8
As the campaign progressed Respondent Lee appears to have assumed more direc-
tion of the Company's quest for information.
Thus in mid-January, in Turner's
office, Lee summoned employee Archie Small and, after warning him that the sub-
stance of their conversation was not to be repeated, asked him if he had ever had any
dealings with the Union.
When Small told him that on one occasion he had such
dealings, Lee told him "that they already knew that."
He then sought to learn who
had talked union with Small on company property, and who the union leaders were.
He then told Small that he did not have to supply the instigators' names as they
were already known and "they wouldn't be there too long after it was over." 9
5 The testimony of Respondent Lee. I do not credit Lee generally, however, except as
to undisputed matters peculiarly within his knowledge, admissions against his or the
other Respondents' interest, or except as his testimony is corroborated by the testimony
of credible witnesses.
In so concluding I rely entirely upon my observation of this wit-
ness at the hearing
Cf footnote 2, supra
9 N.L R B v. Taylor-Colqustt Co , 140 F. 2d 92, 93 (C.A 4).
7The credited testimony of Bright.
Employee Hoke's testimony was singularly un-
informative and evasive.
After several questions by me, however, he recalled having been
asked to Turner's office where he "guessed" he was asked how he felt about the Union
In the questioning that followed, Hoke became so agitated and evasive that I deem his
testimony to be valueless for any purpose and do not rely upon it herein.
8 The credited testimony of employee Smith, corroborated by President Turner
o The credited testimony of employee Small. In the course of the cross-examination of
Small, Respondent's counsel sought, by way of reference to a prior inconsistent statement,
to establish Small's lack of credibility.
This statement, as well as similar general and
specific statements taken from other employees, was procured at the employer's request
during the employee's continuing tenure of employment, and, in point of time, after the
commission of the acts alleged herein as unfair labor practices .
Specifically, by, the
668
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Small was emphatic that Lee did not limit his objection to union activity to such
as would affect an employee's work.
Respondent Lee conceded that he had such
a conversation with Small but that it was for the purpose of ascertaining who, if
anyone, was "bringing pressure to bear against him for signing a union card and
working on behalf of the Union," in such a manner that it was affecting Small's
work.
Lee thus sought by his testimony to create the impression that he was only
protecting Small, a known union leader, from the shop persecution by employees
opposed to the Union. I do not believe Lee, for his avowed reasons become flimsy
by his elaboration.
Thus he testified that he warned Small that if in the future anyone
brought pressure on him and Small failed to report this fact Small's job would be
in jeopardy.
Lee's zeal in thus protecting Small's right to work peaceably reaches
a ridiculous finale-the jeopardy of Small's job.
Mindful of this inconsistency and of
the eagerness with which Lee concededly sought to curtail union activity on company
time and property, I am further persuaded that his testimony generally is unworthy
of credence.
Lee had a similar conversation with Eugene Blevins during this same period.
Blevins, who had been hired several weeks previously, was called up to "Lee's
office," presumably an office at the plant being used by him.
Lee asked him if any-
one had approached him about the Union.io
Shortly after the February 1959 election Lee interviewed applicants for employ-
ment referred to him by the Company's secretary, Brice Keller.
One of these,
Stacy Long, credibly testified that in the course of the interview Lee asked him how
he felt about unions, and told him that a union had sought to organize the Com-
pany's employees and had failed, that he had the names of those who had voted for
the Union, and that he hoped to get rid of them before the next election was held.
Lee told Long of the job he had in mind for him and told him that if he engaged in
,any union activities it would be found out and not only would Long lose his job
but he would be "black-balled" in the area.
Lee further requested Long to report
to him any approach to join the Union or any threat on the part of a union member
or leader.
For reasons not relevant to the issues in this case Long was never selected
for employment.ii
Thereafter on June 22, 1959, Burmah H. Curtis applied at the Company's office
for employment.12
Secretary Keller interviewed him and passed him on to Plant
statement, the individual employee expressed the voluntary nature of his action and dis-
claimed any threat, bribe, or inducement by management of the Company for refraining
from union activities
Significantly, most of the employees questioned at the hearing
concerning this statement which they had signed, had extreme difficulty in defining the
words and phrases to which they had subscribed.
The compulsions inherent in the procurement of such a statement are obvious I can-
not, therefore, blind myself to reality and place credence upon them or permit their use
to damage what I deem to be otherwise credible testimony. I therefore reject the state-
ments for all purposes
N L R.B. v. Habib Marcus, d/b/a Marcus Bros., 272 F 2d 253
(C.A 2)
10 Blevins' credited testimony. I do not accept Lee's explanation of this questioning as
being merely a chance meeting in the plant and a query as to how he was getting along
and if "pressure was being brought to bear on him."
u It Is Respondents' contention that Long and other applicants for employment who
were never hired are not properly included in the category of "employees" for purposes
of assessing the allegations of the unlawful conduct herein.
The Supreme Court has
disposed of Respondent's argument by classifying such individuals as employees for the
purpose of assessing
discrimination.
Phelps Dodge Corp. v. N.L.R B.,
313 U S. 177,
183-187.
Discrimination, of course, has always been held to constitute interference, restraint,
and coercion in violation of Section '8(a) (1), as well as being the basic substance of
Section 8 (a) (3).
N LR B. v. Remington Rand, Inc., 94 F. 2d 862, 869 (C A. 2) ; Sixth
Annual Report of the NLRB, 87-89 (1941). Certainly, therefore, if an applicant be con-
sidered an employee when the victim of unlawful discrimination , he becomes no less an
employee when he allegedly becomes the victim of interference, restraint, and coercion,
of which discrimination is but one variety.
za Respondents move to dismiss the complaint as -to this particular incident,
occurring
as it did following the signing of a settlement agreement, later rescinded, in Case No.
11-CA-1458 and more than
6 months prior to the filing of the charge in Case No.
11-CA-1662
"The Board is not precluded from `dealing adequately with unfair labor
practices which are related to those alleged in the charge and which grow out of them
while the proceeding is pending before the Board.' 11
N.L.R B. v. Pant Milling Company,
360 U.S. 301, 309.
[Emphasis supplied.]
Accordingly, Respondents' motion to dismiss
on this ground is denied.
NATIONAL WELDERS SUPPLY CO., INC., ETC.
669
Superintendent Coggins who secured an application from him, interviewed him, and
referred him to Respondent Lee Associates, Inc., at its Charlotte office.
Upon visit-
ing that office Curtis was interviewed by Charles Geer who held the title of industrial
engineer and vice president in the Lee organization.13
Geer asked Curtis if he had
heard of the trouble the Company had had with the Union and elaborated by referring
Curtis to a notice he would see on the bulletin board (if he got the job) to the effect
that anyone found to be talking about or having anything to do with the Union
would be dismissed.
The notice which is frequently referred to in the record read as
follows:
TO ALL EMPLOYEES
A GOOD MANY OF YOU HAVE RECENTLY BEEN ASKING QUES-
TIONS IN REGARD TO THE FOLLOWING MATTERS AND WE HAVE
DECIDED TO STATE THE COMPANY'S POSITION ON THESE MAT-
TERS AS CLEARLY AND AS DEFINITELY AS WE CAN FOR EVERY-
BODY ALIKE.
IT IS NOT NECESSARY, AND IT IS NOT EVER GOING TO BE NEC-
ESSARY, FOR ANYONE TO BELONG TO THE OPER. ENG. UNION, OR
ANY OTHER UNION, IN ORDER TO WORK IN THIS PLANT.
NO PERSON WILL BE ALLOWED TO CARRY ON UNION ORGANIZ-
ING ACTIVITIES IN THE PLANT DURING WORKNG HOURS. ANY-
BODY WHO UNDERTAKES TO DO SO AND WHO THEREBY INTER-
FERES WITH HIS OWN WORK OR THE WORK OF OTHERS WILL BE
DISCHARGED.
WE WILL NOT TOLERATE ANY ACT BY THE UNION OR UNION
MEMBERS WHICH IS DONE WITH THE PURPOSE OF CAUSING ANY
TROUBLE IN THE PLANT FOR EMPLOYEES WHO ARE OPPOSED TO
THE UNION. THOSE WHO UNDERTAKE TO PUT SUCH PRESSURE
ON OTHER EMPLOYEES WILL BE DISCHARGED.
ANYBODY WHO TELLS YOU ANYTHING CONTRARY TO THE
FOREGOING IS NOT TELLING YOU THE TRUTH.
NATIONAL WELDERS SUPPLY CO. INC.
Geer told Curtis of the recent election and went on to say that they knew every
man who had anything to do with the Union .
Geer, by his own admission, then
directed Curtis that if he were approached by anyone
"while on the job that he
should report this to his supervisor." 14
Geer explained to Curtis, and reiterated
at the hearing, that the reason for this effort to eliminate union activity during work-
ing hours and on the property was the dangerous character of the work , the manu-
facture of oxygen, and the dangers inherent in employee distraction.
By the time David S. Harllee applied for a job with the Company in October 1959,
Lee Associates, Inc., had assumed not only the interviewing of applicants but their
recruiting as well .
Accordingly, Harllee, in answering a newspaper ad, went directly
to Lee.
Harllee credibly testified to three interviews with Lee; two prior to his
hiring and one a week thereafter.
During the course of the first interview, Lee
asked Harllee if he had ever been a member of a union .
Harllee appeared to have
the necessary qualifications and was recalled for another interview and offered a job.
After a week on the job Harllee returned to Lee's office at Lee's earlier request.
Lee
on this occasion told him "not to say anything about the union out there , that they
didn't like the union and that if [he ] said anything about the union or talked or
anything, that [he] would probably get dismissed from the job."
The hiring procedure at the Derita plant assumed similar overtones during this
period .
Thus employee Berrell Gardner credibly testified that in November 1959,
while interviewing him for a job , Plant Foreman Howard Smith asked him if he
belonged to the Union and told him the Company was nonunion .15
Smith turned
Gardner over to Lee for further interviewing.
Lee, in the course of the interview,
"Geer is no longer associated with Lee
14 Geer's account of this incident agreees substantially with Curtis' credited account and
is accepted.
I do not, however, credit his denial that he told Curtis that the union ad-
herents were known. It stretches credulity to conclude that an organization as active
and presumably as qualified as Lee Associates, Inc, of which the witness was vice presi-
dent, had not, in 6 months , identified the leaders of the Union whose activities on the
property they were seeking to curtail.
25 1 do not credit Foreman Smith 's denial of this statement attributed to him.
670
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
asked Gardner if he had any dealings with the Union or if any of his relatives
were "union people." Lee then told Gardner that people "had been fired on account
of talking about the union" and in this respect Gardner testified that Lee did not
limit his warning to the engaging in union activities "on the job." 16
Sinkler Vogt applied for work with the Company on March 1, 1960, reporting
first to Secretary Keller who referred him to Lee Associates, Inc.
Respondent Lee
interviewed Vogt and in the process told him that he could get a job with the
Company as long as he was not involved with the Union. Lee then asked him if he
had ever belonged to a union, to which Vogt replied that he had worked on a union
job but that he was only employed as an "extra." Lee, in approving Vogt for
employment, warned him in conclusion that if he got involved with the Union he
would be fired.17
And in this respect Vogt had no recollection whatever that Lee
had limited his warning on union activities to those which occurred on company
time and property.
A month thereafter, Philip C. Howard applied for a job at the Company's Derita
plant, where he saw Foreman Smith. Smith referred him to Secretary Keller. In the
course of his conversation with Howard, Keller asked him if he had belonged to a
labor union; to which Howard replied that he had belonged to the Steelworkers 10
years previously.
Keller gave him an application form to fill out and sent him to
Lee.
Lee also inquired of Howard's union membership and was given the same reply.
Whereupon, Lee stated that the Company had been having "a little labor trouble."
Howard left after filing his application with Lee.
He thereafter made several calls
to Keller to inquire as to his application.
On one call Keller told him the report
from Lee had not yet been received by the Company, and on the final call to Keller,
Howard was told that "the job fell through."
This was his last contact with the
Company.18
Early in May 1960, Kenneth Buchanan applied for work with the Company and
saw Foreman Howard Smith who referred him to Secretary Keller.
Keller put
Buchanan to work in the plant and several days thereafter sent him a message,
through Foreman Smith, to report to Respondent Lee's office.
During the course of
Buchanan's interview, Lee asked him if he ever belonged to a union or would be in
favor of a union, and Buchanan answered in the negative.
Meanwhile Respondent
Crider, who was present throughout the interview, was engaged in making notes.
Lee also asked Buchanan if any of his family were members of the Union and he
concluded the interview by stating that if Buchanan "was for the union and tried to
get it," he would not work for the Company.19
In the latter part of June 1960, employee Ransom B. Tarleton applied for work
in answer to a classified advertisement and was interviewed by Foreman Howard
Smith, who referred him to Secretary Keller.20
Keller gave Tarleton an application
form to fill out and directed him to Lee Associates, Inc., where he was interviewed by
Respondent Crider.
Employee Tarleton's testimony as to what occurred at this interview bears signifi-
cance only by virtue of its confusion. In detailing what happened at the interview,
Tarleton volunteered that he was not sure whether or not Crider asked him if he
ever belonged to a union. Later on he testified that "he thought he asked [him] that
question."
And when next asked what he replied to this question, Tarleton testified,
"I told him that I didn't know anything about a union, that I had never been under
one."
The significant feature of this witness' testimony is his uncertainty as to what
was asked him, and his prompt recall of his reply.
Tarleton impressed me as an
intelligent individual who should have experienced little difficulty in either recollect-
ing past events or answering questions.
And upon my observation of this witness I
am convinced that he did understand the question, and knew the answers, but that
he was laboring under compulsions, real or fancied, which related to his employment
tenure.
Thus, assessing his testimony, I am constrained to interpolate his remarks
and credit them as evidence of Crider's interrogation of him concerning the Union.21
In addition to the foregoing incidents involving alleged threats and interrogation
of employees, evidence was offered in the form of testimony by employee Thomas
16 The credited testimony of employee Gardner
17 The credited testimony of employee Vogt.
is The credited testimony of Howard I do not accept Keller 's explanation of his con-
versation with Howard as being, in part, a discussion , not of a labor union, but of a
credit union.
19 The credited testimony of Buchanan.
20 Tarleton had sought a job a month earlier but it had been filled before he had made
inquiries.
21 Respondent Crider was never specifically questioned concerning the Tarleton interview.
NATIONAL WELDERS SUPPLY CO., INC., ETC.
671
Braswell and rebuttal testimony by Respondents Lee and Crider relating to an inci-
dent occurring in the offices of these respective Respondents and their counsel, and
to several pretrial statements in apparent contradiction with one another and with
Braswell's own testimony.
The substance of the evidence adduced by the General
Counsel would, if believed, contribute nothing but an accumulation
of incidents
similar to those already detailed herein and would in no way add or detract to any
order I would recommend be issued herein.
As a resolution of this conflict of evi-
dence would thus contribute nothing to the final results in this proceeding and would
unduly burden this report, I shall make no findings with respect to any alleged
incident relying for its proof upon the testimony of Thomas Braswell, or any incident
concerning him, which testimony I do not consider herein for any purpose.
D. Analysis and conclusions
The facts detailed above describe in chronological order a campaign on the part
of the Company and its retained agents calculated to uncover all that was to be
learned of the Union's progress among the employees, to forewarn applicants and
newly hired employees of the Company's predisposition against the Union, to seek
out by way of employee espionage and reporting any union activity or leadership
that might have otherwise gone unnoticed, to insinuate that the Company and its
retained agents had knowledge of who among the employees belonged to or were
active in the Union, and to underline the consequences of union membership, activity,
or leadership by suggesting that anyone who became so involved and those already
so involved would be discharged and "black-balled" in the area.
By thus interrogating the employees and applicants, threatening and warning them
of the discharge that would result from their union membership and activity, asking
them to spy upon their fellow employees and reportthe results of the espionage to
company supervisors and officers and to Respondents Lee and Crider, and by in-
structing the employees to avoid the Union, the Respondent Company and Re-
spondents Lee, Lee Associates, Inc., Crider, and Investigations, Inc., all acting in the
Company's interest and behalf,22 interfered with, restrained, and coerced the em-
ployees, including applicants for hire in the exercise of their statutory right of self-
organization.
Citation of authority is unnecessary to establish that such conduct, col-
lectively and as individual incidents detailed herein, constitute a violation of Section
8(a)(1) of the Act, and I so find.
It is Respondent's position, however, as stated in its argument before me, in its
brief, and in the cross-examination of witnesses, that all it' has done here is to legiti-
mately insulate itself from the damage to its plant and plant efficiency by promulgat-
ing and policing a regulation which forbade union activity on company time and
property.
A study of the incidents described above and the credited evidence upon
which they rest clearly defines an attempt on the part of the Company and the other
Respondents in its behalf, to eliminate the Union and anyone remotely associated
with it.
Under circumstances which so clearly establish that the Company's rule "was
adopted for a discriminatory purpose" and that the notice was posted as an adjunct
of this same purpose, I find it unnecessary to consider further the legal aspects of this
particular plant rule 23
Indeed, were the evidence of discriminatory motivation less
clear the company reliance upon its rule would be nonetheless fruitless because (1)
the rule was applicable to nonworking as well as working time, and (2) there was
no showing in the record by the testimony of any company official, credible or other-
wise, "that special circumstances make the rule necessary in order to maintain pro-
duction or discipline." 24
2' Respondents Lee Associates, Inc , Lee Investigations, Inc., and Crider moved to dis-
miss the complaint with respect to conduct committed by them, and each of them, prior to
the filing and service on September 6, 1960, of the amended charge in aCse No 11-CA-1662,
wherein they were designated for the first time as parties Respondent to these proceed-
ings.
As the credited evidence detailed above discloses the commission by these Respond-
ents, and each of them, of conduct found to be unlawful at times within the period of
6 months prior to the filing of the amended charge, as well as prior to such period, and
as, in any event, these Respondents have been found to have acted as representatives of
Respondent National at all times covered by both charges herein as well as by the amended
charge, I find it unnecessary to determine what effect, if any, Section 10(b) of the Act has
upon the evidence detailed herein and the order that I shall issue based thereon. Accord-
ingly, I deny Respondents' motion to dismiss
23 Republic Aviation Corporation v. N L.R B., 324 U S. 793, footnote 10; Walton Manu-
facturing Company, 126 NLRB 697, 698.
24 Walton Manufacturing Company, supra
In this respect I can place no reliance upon
672
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
In conclusion, therefore, I find for the reasons detailed above that Respondents
and each of them have interfered with, restrained, and coerced the employees of the
Respondent Company in the exercise of their rights guaranteed them by Section 7
of the Act, thus violating Section 8(a)( I) of the Act.
V. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE
The activities of the Respondents set forth in section IV, above, occurring in con-
nection with the operations of the Company described in section I, above, have a
close, intimate, and substantial relation to trade, traffic, and commerce among the sev-
eral States, and tend to lead to labor disputes burdening and obstructing commerce
and the free flow thereof.
VI. THE REMEDY
Having found that the Respondents engaged in certain unfair labor practices, I
shall recommend that they cease and desist therefrom and take certain affirmative
action which it is found necessary to effectuate the policies of the Act, including the
posting of two appropriate notices at each of Respondent Company's plants and
installations : one notice at each location being signed by Respondent Company, and
designated herein as "Appendix A," and the second notice ("Appendix B") being
signed by the other Respondents. In addition I would recommend that the latter
notice, designated as "Appendix B," be posted in the offices of Respondents Lee
Associates, Inc., Investigations, Inc., R. E. Lee, and W. B. Crider, Jr., in public and
conspicuous places for a designated period.
In relation to the framing of an adequate remedy for the unlawful conduct I have
found herein I have particularly considered the nature of the operations of Respond-
ents Lee Associates, Inc., and Investigations, Inc., and their respective presidents,
Respondents R. E. Lee and W. B. Crider, Jr. These Respondents, by their own ad-
mission, are retained by approximately 100 industrial clients, presumably for the
purpose of rendering a labor relations service similar to that rendered to the Respond-
ent Company.
There is nothing in this record to suggest that in the rendering of
such services to its clients generally these Respondents, or any one or more of them,
indulged in the same unlawful tactics which I have found they committed with respect
to Respondent National's employees. I am, therefore, precluded from requiring that
these particular Respondents post notices or otherwise notify the employees of their
other clients that they will cease and desist from the unlawful conduct committed
with respect to Respondent National's employees. Instead I will recommend the
posting be limited, as noted above, to these Respondents' own offices and to the sev-
eral installations of Respondent National and that it specify that these particular
Respondents will cease and desist their unlawful actions not only with respect to
Respondent National's employees but to the employees of any other employer.
To
require less would be a meaningless gesture that would in no way effectuate the
remedial purposes of the Act.
Upon the basis of the above findings of fact, and upon the entire record in the
case, I make the following:
CONCLUSIONS OF LAW
1. The operations of Respondent National Welders Supply Co., Inc, occur in
commerce within the meaning of Section 2(6) and (7) of the Act.
2. The Union is a labor organization within the meaning of Section 2(5) of the
Act.
3. By interfering with, restraining, and coercing the employees in the exercise of
the rights guaranteed in Section 7 of the Act, the Respondents have engaged in and
are engaging in unfair labor practices within the meaning of Section 8(a)(1) of
the Act.
4. The aforesaid unfair labor practices are unfair labor practices within the mean-
ing of Section 2(6) and (7) of the Act.
[Recommendations omitted from publication.]
the testimony of Charles Geer, whom I have previously credited In part, that the purpose
of the rule was one of safety (supra)
Geer was not an official of the Company promulgat-
ing the rule but merely an ex-official of the Company's representative in labor relations
matters
It is my understanding of the Walton case that a more substantial showing of
"'special circumstances" must be made