239 NLRB 504
Triple A South
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
International Brotherhood of Boilermakers, Iron Ship-
builders, Blacksmiths, Forgers & Helpers, Local
Lodge No. 732, AFL-CIO (Triple A Machine Shop,
Inc., d/b/a Triple A South) and William E. White,
Oscar Lee Dunn, Raymond Talley, Roy Lee Fillin-
game, and Byron Dale Gizoni. Cases 21-CB-6176,
21-CB-6326, 21-CB-6359, 21-CB-6366, and 21-
CB-6370
November 28, 1978
DECISION AND ORDER
BY CHAIRMAN FANNING AND MEMBERS JENKINS
AND PENELLO
On August 22, 1978, Administrative Law Judge
James T. Baker issued the attached Decision in this
proceeding. Thereafter, Respondent and the General
Counsel each filed exceptions and supporting briefs.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its au-
thority in this proceeding to a three-member panel.
The Board has considered the record and attached
Decision in light of the exceptions and briefs and has
decided to affirm the rulings,' findings,2 and conclu-
sions of the Administrative Law Judge, and to adopt
his recommended Order, as modified herein.3
Respondent and the Employer are parties to a col-
lective-bargaining agreement which requires all em-
ployees to become members of Respondent. Since
the contract does not provide for checkoff, Respon-
dent requires all members to tender their monthly
dues directly.4 It considers members who have failed
to tender dues for 2 or more months to be delin-
quent. Each month it posts at or near the timeclocks
a notice listing such persons. The notices specify the
We deem it unnecessary to pass on Respondent's contention that the
Administrative Law Judge erred in denying Respondent's request that other
alleged discriminatees be excluded from the hearing room when an alleged
discriminatee or other witness testified. Assuming, arguendo, that the denial
was inconsistent with our current policy regarding the exclusion of potential
witnesses, no prejudice to Respondent is evident. See Unga Painting Corpo-
ration. 237 NLRB 1306 (1978).
2 Respondent has excepted to certain credibility findings made by the
Administrative Law Judge. It is the Board's established policy not to over-
rule an Administrative Law Judge's resolutions with respect to credibility
unless the clear preponderance of all of the relevant evidence convinces us
that the resolutions are incorrect. Standard Dry Wall Products, Inc., 91
NLRB 544 (1950), enfd. 188 F.2d 362 (3d Cir. 1951). We have carefully
examined the record and find no basis for reversing his findings.
3In accordance with the General Counsel's exceptions, we shall modify
the Order to r-quire that Respondent refund reinstatement fees paid by its
members Fillingame and Gizoni. See Teamsters, Local Union No. 122 (Au-
gust A. Busch & Co. of Mass., Inc.), 203 NLRB 1041 (1973).
4 The Administrative Law Judge concluded that each of the five Charging
Parties had actual notice of their obligations to pay monthly dues, both
during periods of employment and during periods of layoff, because they
had been provided, upon their initiation into membership, with packets of
information which contained letters outlining these responsibilities.
amounts owed and the periods for which they are
owed and grant the delinquents 10 days within which
to pay the arrearages before the Union seeks their
termination.
The Administrative Law Judge found that Re-
spondent breached its fiduciary duty of fairness with
respect to employees White, Fillingame, and Gizoni
by seeking their termination without providing them
with adequate prior notice of their delinquency and
by failing to accord them reasonable opportunities to
pay their arrearages. In so finding, the Administra-
tive Law Judge rejected Respondent's contention
that its notice postings constituted adequate notice to
these members, since Respondent was aware that
White was on military leave and that Fillingame and
Gizoni were on l yoff during the period of the post-
ing. With respect to members Dunn and Talley, how-
ever, the Administrative Law Judge found that the
notice posting constituted sufficient notice because
both Dunn and Talley were employed at the plant
during the period of the posting and because they
admitted they were generally aware of their dues
obligations and of the Union's practice of posting
monthly a list of delinquent employees. Nevertheless,
the Administrative Law Judge concluded that Re-
spondent breached its fiduciary duty of fairness by
failing to accord Dunn and Talley reasonable oppor-
tunities to pay their arrearages before seeking their
termination.
Although we agree with the Administrative Law
Judge that Respondent breached its fiduciary duty of
fairness with respect to all five of the Charging Par-
ties, we disagree with his finding that Respondent's
posting of a list of delinquent members at or near the
timeclocks constituted, in and of itself, adequate no-
tice to Dunn and Talley. The Board has consistently
held that a union's fiduciary obligation to its mem-
bers entails taking "the necessary steps to make cer-
tain that a reasonable employee will not fail to meet
his membership obligations through ignorance or in-
advertence but will do so only as a matter of con-
scious choice." Conduction Corp., 183 NLRB 419, 426
(1970). In holding a labor organization to this stan-
dard we have required that it give the delinquent em-
ployee actual as opposed to constructive notice of his
dues delinquency 5 and that it provide him with a
reasonable opportunity to meet his obligations. 6
5See District 9, International Association of Machinists and Aerospace
Workers, AFL-CIO (Borg-Warner Corp), 237 NLRB 1278 (1978). The Ad-
ministrative Law Judge's reliance on Granite City Steel Company.
169
NLRB 1009 (1968), in support of his conclusion that the mere posting of a
notice is sufficient is plainly misplaced. In Granite City, the Board adopted
a trial examiner's finding that a union failed to provide adequate notice to
an employee where the employee credibly denied receiving a notice al-
though the union maintained it had attached the notice to the employee's
timecard.
6 See August A. Busch & Co., supra.
504
BOILERMAKERS, LOCAL LODGE 732
In the instant case, however, the only effort by Re-
spondent to notify Dunn, Talley, and the other
Charging Parties was by posting a notice at or near
the timeclocks. Apparently, Respondent was content
to leave it to happenstance or to the factory "grape
vine" to ensure that Dunn, Talley, and the others 7
received actual notice of their dues delinquency and
their possible loss of employment. Under these cir-
cumstances, and in view of Dunn's and Talley's
credited denials that they had seen the posted notice,
we find Respondent breached its fiduciary duty not
only by its treatment of Dunn and Talley after July
7, as found by the Administrative Law Judge, but
also by the inadequacy of its initial notice proce-
dure.8
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor Re-
lations Board adopts as its Order the recommended
Order of the Administrative Law Judge, as modified
below, and hereby orders that the Respondent, Inter-
national Brotherhood of Boilermakers, Iron Ship-
builders, Blacksmith Forgers & Helpers, Local Lodge
NO. 732, AFL-CIO, National City, California, its of-
ficers, agents, and representatives, shall take the ac-
tion set forth in the said recommended Order, as so
modified:
1. Insert the following for paragraph 2(b) and re-
letter the subsequent paragraphs accordingly:
"(b) Refund the reinstatement fees paid by Roy
Lee Fillingame and Byron Dale Gizoni."
2. Substitute the attached notice for that of the
Administrative Law Judge.
7As found by the Administrative Law Judge the remaining Charging
Parties were in no position to observe the posted notice inasmuch as they
were either on layoff status or on temporary military leave
aIn passing, we note that a union could demonstrate that it has met its
fiduciary duty to employees in several ways. Thus, for example. the union
could present credible evidence of personal notice to the employee or offer
documentary proof such as a return receipt from a registered letter or certi-
fied mail.
APPENDIX
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT fail to give reasonable advance
notice to our members that they are about to
become delinquent in their dues, and our notice
to such members shall contain the following: (I)
the amount of dues owed, (2) the months for
which dues are owed or the method of calculat-
ing the pending dues delinquency, and (3) the
last day upon which the specified amounts can
be paid to the Union.
WE WILL NOT fail to carry out our fiduciary
responsibility to our members by failing to give
them reasonable notice of their dues delinquen-
cy which would authorize us to require the Com-
pany to terminate them under the union-security
provision of our collective-bargaining agreement
with the Company.
WE WILL NOT fail in our fiduciary responsibil-
ity to our members by implementing the union-
security provision of our contract with the Com-
pany in an a:bitrary and capricious way so as to
lead to the termination of our members or their
loss of employment, seniority, or other rights
and privileges.
WE WILL NOT cause or attempt to cause Triple
A Machine Shop, Inc., d/b/a Triple A. South,
or any other employer, to discriminate against
Oscar Dunn, Roy Fillingame, Bryon Gizoni,
Raymond Talley, and William White, or any
other employee, in violation of Section 8(a)(3) of
the Act.
WE WILL NOT in any other manner restrain or
coerce employees in the exercise of rights guar-
anteed in Section 7 of the Act, except to the
extent that such rights may be affected by our
lawful application and implementation of an
agreement requiring membership in a labor or-
ganization as a condition of employment.
WE WILL NOT notify Triple A Machine Shop,
Inc., d/b/a Triple A South, in writing, that we
withdraw all our objections to the Company em-
ploying Oscar Dunn, Roy Fillingame, Bryon Gi-
zoni, Raymond Talley, and William White, and
in the letter we shall request their full reinstate-
ment and the restoration of their full seniority
rights and privileges as though their employment
or recall rights had never been interrupted.
WE WILL make Oscar Dunn, Roy Fillingame.
Byron Gizoni, Raymond Talley, and William
White whole for any loss of pay suffered by
them because of the discrimination against
them, plus interest.
WE WILL refund to employees Roy Fillingame
and Byron Gizoni the reinstatement fees paid to
us by them.
INTERNATIONAL
BROTHERHOOD
OF
BOILER-
MAKERS,
IRON
SHIPBUILDERS, BLACKSMITHS,
FORGERS & HELPERS,
LO(CAL
LODGE No.
732, AFL-CIO
505
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
DECISION
STATEMENT OF THE CASE
JAMES T. BARKER. Administrative Law Judge: This case
was heard before me at San Diego, California, on May 16,
17, and 18, 1978, pursuant to an order consolidating cases,
consolidated amended complaint, and amended notice of
hearing, issued by the Regional Director of the National
Labor Relations Board for Region 21 on February 23, 1978.
The consolidated complaint was timely issued in relation to
the separate charges filed by the Charging Parties herein, and
alleges violations of Section 8(bX2) and (bX)()(A) of the
National Labor Relations Act, as amended, hereinafter called
the Act. I The parties were afforded full opportunity to exam-
ine and cross-examine witnesses, introduce relevant evidence,
present oral argument, and to file briefs with me. The parties
waived oral argument and timely filed briefs.2
Upon the entire record in this proceeding, my observa-
tion of the witnesses, and the briefs filed by the parties, I
make the following:
FINDINGS OF FACT
I. THE BUSINESS OF THE COMPANY
During the calendar year 1977, Triple A Machine Shop,
Inc., d/b/a Triple A South, hereinafter called the Compa-
ny, purchased and received goods valued in excess of
$50,000 from suppliers located outside the State of Califor-
nia.3 Specifically, on April 29, the Company, through its
purchasing agent, Ted W. Harley, issued a purchase order
to Delaval Turbine, Inc., for goods and products valued at
approximately $140,000, and said products were received
at the Company's premises in San Diego, California, in five
separate shipments on five separate dates in August and
September. The Company, through Harley, placed the
April 29 order with Delaval's sales representative located
in Downey, California, and the goods and products pur-
chased from Delaval were shipped from Farmington, Con-
neticut, to San Diego, California.
Following receipt
thereof, and upon specific approval of Harley, documents
were forwarded to the Company's offices in San Francisco,
California, where the subject invoices were paid by checks
IOn August 23. 1977, the Regional Director issued a complaint and no-
tice of hearing in Case 21-CB-6176 based upon a charge which had been
filed in said case on July 15, 1977. That proceeding was consolidated pur-
suant to the February 23, 1978 order of the Regional Director.
2 On motion of counsel for the General Counsel. an attachment to Re-
spondent's brief designated by Respondent as Exh. 1, is hereby rejected as
irrelevant to the issues in this proceeding. Moreover. no showing was made
justifying a failure on Respondent's part to proffer the material incorporat-
ed in the proposed Exh. I during the course of the hearing herein.
Further, in his brief, counsel for Respondent raises contentions made
during the course of the hearing to the effect that the complaint herein must
be dismissed on jurisdictional and constitutional grounds. These conten-
tions were raised by Respondent during the course of the hearing before me
and were rejected as lacking legal merit. A determination of jurisdiction is
made, infra, and in all other respects, I adhere to my rulings made during
the course of the hearing.
Unless otherwise specified, all dates refer to the year 1977.
issued during the calendar year 1977 and made payable to
Delaval at its Pittsburgh, Pennsylvania, address. Delaval's
account at the Mellon Bank in Pittsburgh, Pennsylvania,
was credited in the amounts of the separate checks in Octo-
ber and December, respectively.4
Upon the basis of the foregoing, I find that the opera-
tions of the Company during the calendar year 1977 were
sufficient to justify the assertion of jurisdiction over the
Company under the Board's discretionary jurisdictional
standards, and I accordingly find that the Company is, and
at all times material herein has been, an employer engaged
in commerce and in an operation affecting commerce with-
in the meaning of Section 2(2), (6), and (7) of the Act.
Siemons Mailing Service, 122 NLRB 81 (1958).
11. THE LABOR ORGANIZATION INVOLVED
Respondent, International Brotherhood of Boilermak-
ers, Iron Shipbuilders, Blacksmiths, Forgers & Helpers, Lo-
cal Lodge No. 732, AFL-CIO, concedes, and I find, that at
all times material herein it has been a labor organization
within the meaning of Section 2(5) of the Act.
IIl. THE ALLEGED UNFAIR LABOR PRACTICES
A. The Issues
The principal issues in this proceeding are whether Re-
spondent, (1) failed to give reasonable notice to the five
alleged discriminatees of delinquencies in periodic dues re-
quired by Respondent as a condition of retaining member-
ship in Respondent; (2) failed to specify the amounts of the
arrearages in periodic dues assertedly owed by the five al-
leged discriminatees, and each of them, for the periods of
time to which said amounts related; (3) failed to specify to
the alleged discriminatees the method used by it in com-
puting the arrearages; (4) failed to afford the five alleged
discriminatees, and each of the, adequate opportunity to
make payment of the arrearages; and (5) in breach of its
fiduciary duty to the five alleged discriminatees, and each
of them, attempted to cause, and did cause, the Company
to terminate their employment for failure to pay periodic
dues.
Respondent denies the commission of any unfair labor
practices and affirmatively contends that each of the al-
leged discriminatees received actual notice by reason of the
contents of the greeting letter, the constitution, and collec-
tive-bargaining agreements routinely dispatched by Re-
spondent to new members, including the alleged discrimi-
natees; and that Gizoni and Fillingame were personally
notified of their dues delinquency by letters dispatched to
them. Moreover, Respondent contends that reasonable no-
tice was accorded each of the alleged discriminatees by
virtue of (1) notices posted at the timeclocks and time
4 The foregoing is based upon the credited testimony of Ted W. Harley
and documentary evidence of record. Harley's testimony, considered in
light of his responsibilities and functions as purchasing agent of the Compa-
ny, and in further light of the documentary evidence of record, and the
internal shipping and cost accounting procedures maintained by the Com-
pany, support the findings above made with respect to the amount of the
purchases, the interstate nature of the shipments, and the consummation of
the purchase during the calendar year 1977.
BOILERMAKERS, LOCAL LODGE 732
shack used by all unit employees, including the alleged dis-
criminatees; (2) pronouncements made by officials of the
Union during the course of union meetings concerning the
necessity of dues payments and the effects of dues delin-
quency upon continued employment; and (3) reminders
issued unit employees by departmental supervisors, fore-
men, and leadmen. For these reasons, and because the rec-
ord establishes a legitimate basis grounded in actual dues
delinquency for Respondent's termination demands, there
exists, contends Respondent, no evidentiary or record basis
to support a finding of a breach of fiduciary duty on the
part of Respondent.
B. Pertinent Facts
1. Background facts
The alleged discriminatees were initially employed by
the Company as follows:
Byron Gizoni
Raymond Talley
Roy Fillingame
Oscar Dunn
William White
January 1976
June 1976
January 1977
January 1977
January 1977
On July 7, Dunn, Talley, and White were terminated for
nonpayment of union dues, and December 16, the Compa-
ny dispatched separate letters to Fillingame and Gizoni,
who were then on layoff status due to a lack of work, ad-
vising each of them that because they had "lapsed" in their
dues and were "no longer in good standing with the
Union" they were not eligible for recall and their names
had been removed from the seniority list and all seniority
and recall rights had been terminated. 5
On February 3, 1976, the bylaws of the Union went into
effect. Section V of the bylaws provides for monthly dues
of $9.25 and a reinstatement fee for mechanics of $125.6
The bylaws also provide that an installment arrangement
for paying reinstatement fees "may be worked out" be-
tween the individual member involved and the secretary-
treasurer of the Union. Section V(D) also provides as fol-
lows:
A week before the end of each month, a list shall be
posted at the timeclocks listing the members who shall
fall in arrears on their dues by the end of that same
month.
In effect at the time the bylaws were adopted by the
Union was article XXIX of the constitution of the Interna-
tional, which provided as follows:
SUSPENSION AND REINSTATEMENT
Suspension for Non-Payments
Section 1. Whenever any member allows his month-
ly dues, assessments, or fines to become two (2) calen-
The credited testimony of Gizoni, Talley. Fillingame, Dunn. and White.
and documentary evidence of record, estabhlishes the foregoing
6 At times pertinent, the monthly dues were set at $8.75.
dar months in arrears, he shall be automatically sus-
pended from all rights, privileges, and benefits of the
International Brotherhood. No monthly dues shall be
accepted until all financial obligations owed to the
Brotherhood or any subordinate body, such as field
dues, District Lodge dues, fines, or assessments have
been paid.
This clause was incorporated as article XXX of the re-
vised constitution adopted on August 12, 1977.
Since March 14, 1977, Respondent and the Company
have been parties to a collective-bargaining agreement con-
taining a union-security clause requiring all employees to
become and remain members of Respondent in good
standing. Article 7 further provides, inter alia.
7.2 The Company will immediately remove any em-
ployee from employment who fails to place him/her-
self and keep him/herself in compliance with the
above upon official written notice from the Union of
such failure.
Each of the Charging Parties became members of Re-
spondent, and Respondent dispatched to each of them re-
ceipts showing full payments of initial fees in accordance
with the following schedule:
Gizoni
Talley
Fillingame
Dunn
White
April 23, 1976
November 10, 1976
March 15, 1977
April 7, 1977
April 7, 1977
Under prevailing practice, Respondent delivered to each
new member a packet of material containing a copy of the
International constitution, the bylaws of the Union, the
collective-bargaining agreement between the Union and
the Company, a folder containing an official receipt for
initiation fees, an identification card, and a letter of greet-
ing from Respondent over the signature of its secretary-
treasurer and business manager. In pertinent part, the let-
ter read as follows:
Here is a little information that will help you in the
future, and perhaps save you some money. Your initi-
ation receipt is dated -
which means that your are
paid through-
. You will have to pay $8.75
for
and ever), month thereafter. As Secretary-
Treasurer of the Lodge, I am responsible for the fi-
nances of our Local and if a member becomes delin-
quent in his dues, I will have no choice but to request
the Company to pull his card, with the result that until
he pays a reinstatement fee ($125.00 for a Journey-
man, $100.00 for a Helper), he does not work, and
then it is up to the Company if they want him back. If
a member fails to pay his or her dues within 60 days
they are delinquent, so keep a check on your status
with the Lodge. The Lodge does not send out notices
to watch the time for your own good.
If you are hurt on the job, or are sick and are going to
be off the job for awhile, make sure you contact me so
that your status with the Lodge is okay. If you are on
layoff, the fee is $1.50 per month. If you are off sick or
disabled, the fee is $.75 per month, but if you are off
507
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
the job for any length of time and fail to contact me
you may become delinquent. It is your responsibility.
Each of the Charging Patties received the packet contain-
ing the above-described documents, and each was aware of
the amount of the monthly dues and the fact that dues
were payable monthly.7
Neither Dunn, Tally, nor White paid monthly dues for
May and June.8
Dues delinquency notices to members listing the names
of members whose monthly dues are 2 months in arrears,
and vulnerable to termination under the collective-bargain-
ing agreement, are posted monthly on the premises of the
Company, including places at or near the time shack used
by employees for the purpose of daily clock-in and -out.
These monthly postings frequently become the topic of
conversation among employees affected, and it is not un-
common on a random basis for one employee to notify
another of the inclusion of his name on a newly posted
dues delinquency list. Some employees whose names are
posted on such a list have contacted John Fletcher, Re-
spondent's chief shop steward, and made dues remittents
directly to him for transmission to the Union. Moreover,
some supervisors, foremen, and leadmen advise employees
under their direction that they owe dues, or that they are
becoming delinquent in their dues, or that they owe 2
months' dues. Moreover, at union meetings on a recurring
basis, William Lajeunesse, Respondent's business manager
and secretary-treasurer, and Fletcher remind members
present at the meeting to keep their dues current, not to
become delinquent in their dues, to maintain a current
mailing address with the Union, and to avoid a dues delin-
quency which would lead to termination.9
2. The alleged unlawful conduct
a. The July 1 dues delinquency list
On June 22, Kathy Kleamovich, a secretary working un-
der the direction of Respondent's business manager, pre-
pared a dues delinquency list for July I. The list contained
the names of active members who had not paid dues for
May and June. The list was transmitted to John Fletcher,
who posted a copy of the list at or near the timeclock at the
Company's premises. This list was posted on June 22 and
remained posted until July 7 or thereafter. The delinquency
list as posted contained the names of 79 employees listed in
three columns and was dated June 22. Above the list of
names and under the heading, Dues Delinquency List as of
The testimony of the five alleged discriminatees. and reasonable infer-
ences to be drawn therefrom, support the foregoing findings. Because the
record evidence is sufficient to warrant a finding that under its practice.
Respondent routinely includes in the packet forwarded to new members a
copy of the greeting letter, I find. contrary to the testimony of Fillingame.
that he, like the other alleged discriminatees. received a copy of the greeting
letter. I find that Fillingame's recollection in this regard is inaccurate.
William White conceded this. The testimony .of Talley and Dunn to the
contrary is not credited,
9The testimony of John Fletcher, Henry Jalbert. and Victor Anderson
has been considered in connection with the foregoing findings. I have also
evaluated the testimony of Simon Abdulla, Fred Godwin. and the five
Charging Parties with respect to these findings
July 1, 1977, the following textual material appeared:
The below listed members owe dues for May and June
1977 in the amount of $17.50, and payment must be
received in the Local Lodge 732 office by 5 p.m.
Thursday, June 30, 1977 or Local Lodge 732 will re-
quest the Company remove you from the payroll as of
8 a.m. Friday, July 1, 1977 as per article 7, paragraph
7.2 of the Agreement in force at this time.
This written notice was signed by Lajeunesse. Chief Stew-
ard Flethcher gave copies of the list which he had posted to
other shop stewards. No steward spoke to Dunn, Talley, or
White concerning their dues status, nor was a copy of the
list shown to them by the steward.
On June 29 Lajeunesse dispatched a letter to the Compa-
ny which read as follows:
Please be informed that due to the upcoming holiday
weekend, Local Lodge 732 is postponing the imple-
mentation of Article 7, paragraph 7.2 of the Agree-
ment in force between Local Lodge 732 and Triple
"A" South until Wednesday, July 6, 1977.
Attached please find an up-to-date list of members
about to become delinquent in their dues.
Local Lodge 732 will contact Triple "A" South before
8:30 A. M. Wednesday, July 6, 1977 as to procedure in
relation to the Contract.
Attached was a two-column list of names which included
Dunn, Talley, and White. Upon receipt of the attached list,
Fred Godwin, personnel manager of the Company, noti-
fied the applicable department heads that the names of
certain of their employees had appeared on the dues delin-
quency list. No department head or supervisor spoke to
Dunn, Talley, or White concerning the list or the status of
their dues.' °
Thereafter, on July 6, by letter, Lajeunesse postponed
action implementing paragraph 7.2 of the collective-bar-
gaining agreement for 24 hours and set 8:30 a.m. on Thurs-
day, July 7, as the time when he would contact the Compa-
ny concerning this matter. The following day, Godwin
called Respondent by telephone and confirmed the fact
that the employees listed on the notice which had been
attached to the Union's June 29 letter were still considered
by the Union to be delinquent in their dues. Immediately
thereafter, he notified the individual department heads that
the employees on the list were to be terminated at the end
of the day shift. Godwin did not take a special, personal
initiative in contacting any of the employees."
b. The "notification"
From June 18 until July 5 when White returned to the
premises of the Company to report for work, White was on
I'
Ihere is no material issue of fatc underlying these findings which are
full, sustained by the credited testimony of John Fletcher. Kathy Kleamo-
vich, Oscar Dunn. Raymond I'alles. and Fred Godwin. The testimony of
Victor Anderson has also been considered in light of the testimony of the
('harging Parties, which negatives the implication that they were counseled
by, supervisors andor stewards concerning their delinquency in dues.
I The foregoing is based upon the credited testimony of Fred Godwin
and documentary evidence of record.
508
BOILERMAKERS, LOCAL LODGE 732
military leave. On July 6 he observed for the first time his
name listed among those employees whose dues had be-
come delinquent as of July I. This notice, containing two
columns of names, was the list which had been attached to
the June 29 communication from Lajeunesse to the Com-
pany, and when White observed it, the list was posted in
the machine shop near the tool pickup site. Neither Dunn
nor Talley observed any July I dues delinquency list con-
taining their names.
Immediately after finishing his shift in the afternoon of
July 6, White purchased a money order in the amount of
$17.50 and dispatched it to the Union. The money order,
dated July 6, came to the attention of Kathy Kleamovich
on July I 112
c. The July suspensions
(I) Talley reacts
Soon after 10 a.m. on July 7, Godwin spoke with Talley
and informed Talley that he was being terminated."3 Talley
and Godwin conversed concerning the role of the Union in
the termination, and Talley asked what he should do about
his impending severance. Godwin told Talley to contact
the Union. Talley immediately placed a telephone call to
the Union's office and spoke with Kathy Kleamovich. He
asked to speak with Lajeunesse but was informed he was
not in. Kleamovich asked if she could be of assistance to
Talley, and Talley answered in the affirmative, telling her
that he had been told that he was being terminated at the
end of the day because he was behind in his dues. Talley
informed Kleamovich that he did not have sufficient
money to make a dues payment that day, but that he
2 The credited testimony of William White, Oscar Dunn, Ras mond I al-
ley, and Kathy Kleamovich establishes the foregoing In crediting the iesti-
mony of Dunn and Talley to the effect that they did not observe any July I
delinquency list containing their names, I have considered not only their
affirmative testimony to this effect, but the testimony of record suggesting
that the posted monthly lists were not given uniform deference and scrutiny
by all employees and members. In crediting White's testimony that he had
purchased and dispatched a money order to the Union on July 6. I have
rejected the inference of Kleamovich's testimony to the effect that because
it was not received in the Union's office until July I I. White's July 6 money
order had been held by White for a period of time following its purchase
Initially, I conclude from my observation of White as he appeared before
me as a witness and testified concerning the dispatch of the July 6 money
order, that he was testifying honestly, and I credit him. Moreover. I discern
no reason why White would expend the money for the purchase of a money
order to meet his dues obligation and then delay in dispatching it to serve its
intended purpose. Moreover, Kleamovich was not questioned by Respon-
dent's counsel as to the procedures followed in the office for recording dues
payments received through the mail, and Kleamovich was not otherwise
specific in delineating the basis of her recollection as to the date of receipt
of White's money order. I find no basis for rejecting Kleamovich's testi-
mony insofar as it stands for her present recollection of the date on which
she first observed the money order which White had dispatched, but I other-
wise find White's affirmative testimony more reliable in establishing the
date of dispatch.
The testimony of White to the effect that he was told by Ray Robles prior
to going on military leave that he could defer payment of his dues until he
returned is not credited. White's testimony on cross-examination with re-
spect to this conversation, considered together with the content of his pretn-
al affidavit, requires this credibility resolution and convinces me that White
was inaccurate in his recollection and sought to rationalize this aspect of his
testimony.
13 It appears this was a chance meeting, and Godwin did not Initiate it.
would be in the following day to pay his dues as soon as he
secured his paycheck. Kleamovich answered that that
would be too late.'4 Talley knew when he spoke to Kleam-
ovich that he had not paid his dues for May and June and
that this would result in a delinquency and render him
vulnerable to termination."
(2) The terminations accomplished
Subsequently, at approximately I p.m., Ed Nichols, a
supervisor, assembled a group of employees comprised of
Dunn, Talley, White, and two other employees, and in-
formed them that the)' were being terminated at 4 p.m. at
the conclusion of the workday because they had become
delinquent in their dues.
,3) White responds
Immediately thereafter White spoke with John Fletcher,
Jan Helsel. and Ray Robles, union stewards. He informed
Fletcher that he had been given a termination notice.
White told Fletcher that he had been on military leave and
had been unable to transmit his dues. Prior to going on
leave, White had notified Ray Robles that he had been
called to military duty and would be on leave. Fletcher
placed the phone call and reported back, telling White that
nothing could be done. Thereupon, White went to Nichols
and requested that his termination be made effective at 2
p.m. White's request was granted.
Upon leaving the premises at 2 p.m., White went to the
union hall and spoke with Kathy Kleamovich. White stat-
ed that he had been terminated and was upset about it. He
requested to see Lajeunesse, who was not in. White waited
for a period of time, but Lajeunesse did not return and
eventually White left the offices.'
Later in the afternoon, however, White spoke with La-
jeunesse by the telephone. He informed Lajeunesse that he
had dispatched a $17.50 money order to the Union in pay-
14The foregoing is based upon the credited testimony of Raymond Ial-
le). Although Fred G;odwin did not testify concerning any consersatlon
with Talley. I find no significant basis for disbelieving ralley's testimony
concerning the information imparted to him by Godwin. The testimony of
Kathy Kleamovich is in no manner inconsistent with that of 'alley. and she
did not specifically dens speaking with lalley on July 7.
I I do not credit Talley's testimony to the effect that he believed when he
spoke with Kleamovich that his May dues had been remitted by a money
order obtained by his girlfriend. Tallev's testimony in this regard was not
convincing. In any event, there Is insufficient basis for challenging the accu-
racy of the testimony of Kathy Kleamovich concerning the actual dues
status of Talley in May and June. as reflected by Respondent's records. On
the basis of testimony elicited from Talley on cross-examination, I find that
he was aware in May and June that failure to pay dues for 2 successive
months would result In delinquency.
In reaching credibility resolutions adverse to Tally with respect to this
aspect of his testimony. I have considered the conflicting testimony of Tal-
ley and Kleamovich with respect to a conversation between them which
transpired several months after Talley's terrmnation. While there is basis In
logic and plausibility for doubting the accuracy of Kleamovich's recollec-
tion to the effect that during this conversation, Talley conceded that his
earlier termination had been his own fault, and he was pursuing the instant
charge in order to obtain money to purchase a home. Talley's own testi-
mony concerning the content of his post-termination conversation with
Kleamosich did disclose a tendency on Ta!!ey's part to rationalize and prof-
fer explanations which materially militated against his credibility
ie The testimony of William White establilhes the foregoing
509
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
ment of his dues and further stated that he had been termi-
nated. As a result of the discussion, Lajeunesse told White
that if he could persuade the Company to rehire him, he,
Lajeunesse, would accept White's $17.50 dues payments.
Thereupotn, White called Godwin and spoke to him con-
cerning the matter. He made an appointment for the fol-
lowing day for the purpose of a meeting between Godwin,
Lajeunesse, and White. White called Lajeunesse and in-
formed him of the meeting arrangements. White went to
the company premises at the appointed time on July 8, but
Lajeunesse was not there. Attempts were made to contact
Lajeunesse, but he could not be reached. As a result, God-
win and White went to Respondent's premises and spoke
with Ramsey, president of the Union, and explained the
circumstances surrounding White's termination.17 Ramsey
gave his verbal approval to White's return to work.
Thereafter, Godwin spoke to a departmental assistant
supervisor in an effort to determine whether White's ser-
vices could be used during the weekend. White was in-
formed there was no need for his services over the week-
end, and Godwin instructed White to report the following
Monday morning at 7:30 a.m. White did so but was told by
the assistant personnel manager, Elton Phillips, that the
Union had called on Friday evening and had stated that
under no circumstances was White to return to work.
White was refused employment.
After the passage of several days, White again talked to
Lajeunesse by telephone and was told by Lajeunesse that
there was nothing he could do to resolve the matter involv-
ing White's suspension from the Union and his termina-
tion. A week or two later, White again spoke with John
Fletcher who informed White that if he remitted a rein-
statement fee of $125 to the Union, the money would be
held and White could then seek reemployment from the
Company. Fletcher asserted that he would have a civil suit
if the Company refused to reemploy him. White stated that
he would not make such a remittance.'
(4) The response of Dunn
Soon after learning from Ed Nichols that he was being
terminated for nonpayment of union dues, Dunn, together
with White, as found, met with Chief Steward Fletcher and
stewards Jan Helsel and Ray Robles. Dunn informed the
union representatives that he was only I month behind in
his dues and had earlier requested Helsel to provide him
with an envelope in which to dispatch his dues payment.
17 The record does not disclose precisely what Ramsey was told by way of
explanation.
The foregoing is based upon the credited and undisputed testimony of
William White. Neither William Lajeunesse or Union President Ramsey
were called to testify. Fred Godwin was not interrogated concerning his role
in White's effort to obtain reinstatement in the Union and reemployment.
I specifically credit White's testimony that when he first spoke with La-
jeunesse in the late afternoon of July 7, Lajeunesse told him, in effect. that
he, Lajeunesse, would interpose no objection if White could persuade the
Company to rehire him. I infer that this avowal on the part of Lajeunesse
was made in light of the equities implicit in White's case, since he had been
on leave of absence for the greater portion of the notice posting period, and
White's assertion that he had already mailed his dues payment. That Lajeu-
nesse took a different tact with Dunn later does not militate against this
finding.
Robles and Fletcher stated that they could do nothing for
Dunn, and Robles inquired if Dunn could pay a $125 rein-
statement fee. Dunn replied in the affirmative, and Robles
advised him to get in touch with Lajeunesse.
Then, on July 8, Dunn spoke with Lajeunesse. Dunn had
attempted to contact Lajeunesse the previous day but was
unable to reach him. When he spoke with Lajeunesse,
Dunn informed Lajeunesse that he had been terminated.
Lajeunesse asked if he had a $125 reinstatement fee, and
Dunn said that he did. Lajeunesse stated that if Dunn
would transmit the payment to the Union, he would be
reinstated in the Union and give him a letter to take to his
foreman. Dunn contacted Ed Nichols, his foreman, in an
effort to learn when he could return to work. Nichols stat-
ed that Dunn would have to speak to the departmental
superintendent who was then on vacation and would be
returning in a few days. In due course, Dunn spoke with
the superintendent and informed him of his conversation
with Lajeunesse. The superintendent, Bill Borinski, stated
that, pursuant to the Union's instructions, Dunn could not
be rehired for 60 days. Borinski refused to rehire Dunn
before the expiration of the 60-day period. After several
efforts to contact Lajeunesse by telephone, Dunn reached
Lajeunesse the following day and told Lajeunesse what Bo-
rinski had stated. Lajeunesse responded, "Well, okay; keep
in touch." 19
Dunn had not paid his dues for May or June, nor had he
dispatched a payment for July dues prior to his termination
on July 7. He had spoken to Jan Helsel on June 5 and had
requested Helsel to provide him with an envelope in which
to dispatch his July dues. No envelope was provided. 20
d. The December suspensions
(I) The December I list
On December 1 Kleamovich prepared a list of members
who had not paid their dues for October and November.
Byron Gizoni and Roy Fillingame were included in the list.
Both Gizeni and Fillingame were on layoff status due to
19 The foregoing is based upon the creidted and undisputed testimony of
Oscar Dunn. Neither William Lajeunesse nor Bill Borinski were called as
witnesses to testify concerning their role in this incident.
20 The foregoing is based upon a composite of the credited testimony of
Oscar Dunn and Kathy Kleamovich. I have also considered the testimony
of John Fletcher and William White insofar as their testimony has a bearing
upon conversations involving Dunn in the period of time immediately after
Dunn was informed of his impending termination.
I do not creidt the testimony of Dunn to the effect that he mailed his dues
payment for May and owed dues only for June and July. The records of
Respondent, as described and characterized by Kleamovich show no credit
for a May payment, and Dunn was unable to produce a money order re-
ceipt in support of his testimony that he dispatched a money order in early
May in payment of his May dues. There is no record evidence to establish
irregularities on the part of Respondent in properly crediting the payments,
and there is no basis for concluding that Kleamovich's characterization of
the dues status of Dunn was erroneous. Moreover, I do not credit Dunn's
testimony to the effect that he was told by Jan Helsel that he could abstain
from paying dues for a period of 90 days without becoming delinquent.
Helsel denied this statement attributed to him by Dunn and credibly testi-
fied that he routinely informed employees that the dues delinquency period
spanned 60 days. I am convinced that in attributing this statement to Helsel.
Dunn was endeavoring to rationalize his failure to timely pay dues for May.
June. and July. and this factor casts additional doubt upon Dunn's credibili-
ty.
510
BOILERMAKERS, LOCAL LODGE 732
lack of work, and Respondent had knowledge of their lay-
off status. On December 13 a letter was dispatched to the
Company by Respondent advising the Company as fol-
lows:
Please be informed that after due notification, the be-
low listed members of Local Lodge 732 and employees
of Triple "A" South have refused to pay, have lapsed
in their dues, and are not eligible for recall.
Gizoni and Fillingame, together with 31 other employees,
were listed as falling into the specified category, Neither
Gizoni nor Fillingame had made dues remittances for Oc-
tober or November.
(2) The terminations
Pursuant to normal procedure, upon receipt of the De-
cember 13 correspondence, Godwin took the latter to Oui-
da Gizoni, a personnel clerk in the employ of the Company
and mother of Bryon Gizoni, and instructed her to dis-
patch letters to the employees listed in the December 13
communication advising the employees that they were not
eligible for recall. Upon observing her son's name on the
list, Ouida Gizoni requested John Fletcher's permission to
write a check in an amount sufficient to cover the lapsed
dues and Fletcher stated she could do so and told her to
write the check in the amount of $17.50. Fletcher accepted
the check and took it to the office of Respondent and sub-
mitted it. Lajeunesse stated that he could not accept the
check and told Fletcher to return it. Fletcher did so.
Thereafter, on December 16, the Company dispatched
letters to each of the 33 employees listed in the December
13 communication from the Union. The letter advised the
employees that they were no longer eligible for recall be-
cause the Company had been notified by the Union that
the employee to whom the letter was addressed had lapsed
in his dues and was no longer in good standing with the
Union. The letter contained a further paragraph as fol-
lows:
We regret that as of 14 December, 1977 your name
has been removed from the seniority list and all se-
niority and recall rights terminated.
Absent a loss of status with the Union, Gizoni would
have been recalled on January 5, 1978, and Fillingame dur-
ing the first week of January 1978. Neither was recalled in
the order of their previously held seniority positions.
Neither Gizoni nor Filling game offered to pay the rein-
statement fee of $125 in December, but each was reinstated
in the Union in January and thereafter paid reinstatement
fees.21
Neither Gizoni nor Fillingame received any dues delin-
quency notification from Respondent either before or fol-
lowing receipt of the December 16 letter from the Compa-
ny, although Kathy Kleamovich testified, in effect, that on
December I she had dispatched letters to all members in
21 The foregoing is based upon the credited testimony of Bryon Gizoni.
Roy Fillingame, Fred Godwin. and Ouida Gizoni. I credit the testimony of
Kathy Kleamovich onl) to the extent that it is consistent with the foregoing
findings.
layoff status as employees of the Company advising them
that they were delinquent in their October and November
dues and that if dues payments were not received in the
amount of $17.50 within 10 days from the date of the letter,
suspension from membership and termination from em-
ployment would result. Both Gizoni and Fillingame credi-
bly testified that they received no communication of the
type described by Kleamovich although they were receiv-
ing mail at the time in question at addresses reflected in the
records of Respondent. Kleamovich testified that she dis-
patched the letters by regular mail, she retained no file
copies of the letters, and none of the letters were returned
as undeliverable. 2
Conclusions
The threshold question in this proceeding is whether Re-
spondent dealt fairly with the Charging Parties herein, and
each of them, in enforcing the union-security provision of
the collective-bargaining agreement. A resolution of this
question involved an analysis of whether Respondent ac-
corded reasonable notice to each of the Charging Parties of
a type and character which would apprise them of their
dues obligation, including the amount of their arrearages,
the period of time covered by the arrearages, or the method
used in computing the arrearages; and which would pro-
vide also an adequate opportunity to make payment of the
alleged arrearages. I find that Respondent failed to accord
reasonable notice to White, Gizoni, and Fillingame, but
did so with respect to Dunn and Talley. Beyond this foun-
dational issue, however, there remains the question of
whether Respondent gave fair and evenhanded enforce-
ment to its dues payment requirements, as those require-
ments were implemented and applied to the Charging Par-
ties. I find that it did not and that Respondent must be
held to have violated Section 8(b)(1)(A) and (b)(2) of the
Act by virtue of its conduct toward each of the Charging
Parties separately.
The principles controlling the initial issue herein are well
and cogently summarized by Adminstrative Law Judge
Jennie M. Serrica in her Decision in Jo-Jo Management
Corp. d/b/'a Gloria's Manor Home for Adults, 225 NLRB
1133, 1143 (1976), affirmed by the Board. In her Decision,
Administrative Law Judge Serrica stated:
With respect to the alleged violations of Section
8(b)(l)(A) and 8(bX2), the Board and courts have held
that a union seeking to enforce a union-security provi-
sion against an employee has a fiduciary duty to deal
fairly with the employee affected. At an minimum this
duty requires that the union inform the employee of
his obligations in order that the employee may take
22 I find on the basis of the testimony of Gizoni and Fillingame that they
did not receive the letters described by Kleamovich. I conclude that from
their testimony and the credited testimony of Joseph Edgel. an employee
and member similarly situated to Gizonl and Fillingame. that no letters of
the type described by Kleamosich were, in fact, dispatched to all members
of the Union in layoff status who had failed to remit dues payments for
October and November. Edgel credibly testified he received no letter from
the Union, even though he. like Gizoni and Fillingame. was in layoff status
in December and received a December 16 notification from the Company
terminating his seniority and recall rights for loss of good standing with the
Union
511
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
whatever action is necessary to protect his job tenure.
Further, where
the protection
of an individual
employee's right to continued employment is to be
balanced against the statutorily restricted rights of the
union to enforce a union-security agreement requiring
membership as a condition of employment, a union
must show that it had dealt fairly with the employee
and given him clear notice of what is required of him.
Absent such a demonstration, the individual's right
must be held paramount and protected. Under well-
established decisional principles, a union's fiduciary
duty to advise employees regarding their contractually
specified obligation requires positive action, without
regard to an employer's concurrent obligation to pro-
vide such notice, or any information the employee
may have been provided through fellow employees.
An employee is not presumed to be on notice as to the
extent of his obligations to the union.
For all essential purposes, the cases cited by Administra-
tive Law Judge Serrica in support of her analysis comprise
a comprehensible body of applicable precedent. Included
therein are the decisions of the Board in Hotel, Motel &
Club Employee's Union, Local 568, AFL-CIO (Philadelphia
Sheraton Corporation), 136 NLRB 888 (1962), enfd. 320
F.2d 254 (3d Cir. 1963), and Rocket and Guided Missile
Lodge 946, International Association of Machinists and Aero-
space Workers, AFL-CIO (Aerojet-General Corporation),
186 NLRB 561 (1970), relied on by the General Counsel in
support of his theory of the complaint. It is within the
guidelines of the principles and decisional precedent delin-
eated in the Gloria's Manor Home case that a proper resolu-
tion of the instant matter rests.
As a predicate to the decision herein, it is essential to
find, as I do, that each of the Charging Parties subsequent
to being accepted into membership in the Union, was ap-
prised in writing of his obligation to pay monthly dues as a
condition to retaining membership in the Union and con-
tinuing his employment in the bargaining unit. This was
accomplished through the content of the documents com-
prising the information packet distributed to and received
by each of them from the Union soon after their initiation
into membership. The principal source of information to
the new initiates was the letter of welcome, which was
couched in simple terms susceptible of easy comprehension
by the recipients.23 Each of the Charging Parties was, I
find, aware of the obligation to pay monthly dues to the
Union in the amount of $8.75. Beyond this, the Union fol-
lowed the practice of posting dues delinquency notices
monthly in the plant in prominent positions likely to com-
mand the attention and interest of employee/members.
Each of the Charging Parties, save Dunn, conceded that
they had been aware prior to their separation from employ-
ment of the Union's practice of posting these monthly no-
tices. I find, in point of fact, that Dunn was also aware of
the practice for he had been in the employ of the Company
'3 The more technical language of the Union's constitution. bylaws, and
the collective-bargaining agreement itself, may have been informative, but
the Charging Parties are laymen and not lawyers or labor relations special-
ists, and they could not reasonably be charged with a comprehension and
mastery of the intricacies of those separate documents.
for 6 months prior to his separation, and had been accept-
ed into membership in the Union some 90 days prior to his
termination. I doubt that he was so indifferent to events
within the plant, and so uninformed concerning union mat-
ters that he ignored the postings and the conversation and
reaction that those postings evoked. I do not credit his
testimony that he had not been aware of the posting pro-
cess.
Thus, I find upon the record as a whole, that at relevant
times, each of the Charging Parties knew the amount of
monthly dues and harbored no uncertainty as to the conse-
quence in terms of job tenure and union membership of a
2-month delinquency dues payments. Written information
made available to them by Respondent, combined with the
posted notices, plant scuttlebutt, and the jobsite grapevine
was fully sufficient, I find, to school the Charging Parties
in the realities of their dues obligation generally, and the
adverse effect upon their job tenure of a dues delinquency.
As I comprehend the theory of the compalint, and the
contentions raised by the General Counsel in support
thereof, it is asseted that, in the circumstances of this case,
an obligation rested with Respondent to take the addition-
al step beyond the general one above described of notify-
ing each of the Charging Parties, in specific terms, of the
fact of their dues delinquency, the amount of their arrear-
age, and the period of time to which the arrearage related
or the method of calculating it, and to accord each of the
Charging Parties reasonable opportunity to pay the arrear-
age and avoid termination. I find that this was a require-
ment and that it was breached with respect to White, Gizo-
ni, and Fillingame, but that it was adequately met with
respect to Dunn and Talley.
Initially, it is reasonable to infer that, while a member/
employee has an affirmative obligation to be attentive to
his own dues status, and to exercise a degree of prudence
and individual responsibility in avoiding a delinquency
which might impair his standing with the union, and
threaten his job tenure under a union-security arrange-
ment, a labor organization in fulfilling its fiduciary respon-
sibility to its members, nonetheless, must of necessity, be
held accountable for adhering to notice procedures and
processes which in the context of impending dues delin-
quency minimize the likelihood of a default in dues pay-
ments on the part of one of its members, with a consequen-
tial loss of membership and job status through honest
error, miscalculation, oversight, or chance circumstances.
Conducton Corporation, a subsidiary of McDonnell Douglas
Corporation, 183 NLRB 419 425-426 (1970); General Truck
Drivers, Chauffeurs, Warehousemen and Helpers Local 270,
a/w International Brotherhood of Teamsters, Chauffeurs,
Warehousemen & Helpers of America, Inc. (Bulk Transport,
Inc.), 186 NLRB 299, 301 (1970); Hotel, Motel & Club Em-
ployees' Union, Local 568, AFL-CIO (Philadelphia Sheraton
Corporation), supra. Thus, a labor organization may reason-
ably be required to accord members on the verge of delin-
quency specific advance notice of a type which defines the
amount of their arrearage and the period of time covered
by the arrearage, and to give this notice in a written or oral
form likely to come to the attention of the member/em-
ployee. Teamsters Local Union No. 122, International Broth-
erhood of Teamsters, Chauffeurs, Warehousemen and Helpers
512
BOILERMAKERS, LOCAL LODGE 732
of America (August A. Busch & Co. of Mass., Inc.), 203
NLRB 1041 (1973); see also Local 545, International Union
of Operating Engineers, AFL-CIO (Joseph Saraceno & Sons,
Inc.), 161 NLRB 1114, 1121 (1966), and cases cited therein
at fn. 23; Hotel, Motel and Club Employees' Union, Local
568 AFL-CIO [Philadelphia Sheraton Corp.] v. N.L.R.B.,
320 F.2d 254, 258 (3d Cir. 1963), enfg. 136 NLRB 888
(1962). The elements of form, content, timeliness, and no-
toriety or "delivery" come into play and are essential ingre-
dients of a proper notice, whether transmitted in writing or
conveyed orally directly to a member by a steward, officer,
or other authorized agent of the union. Nothing in this
obligation requires the union to assume the role of a bill
collector, to make house calls, or to maintain a constant
hotline contact with each individual member. Nonetheless,
the nature of the fiduciary relationship is such, and the
obligation of the union to act in the paramount best inter-
est of its members so fundamental, that an obligation of
attentive vigilance would seem to rest with a union requir-
ing it to take into account unusual facts and circumstances
known to it or fairly chargeable to union knowledge which
relate to the duty status of the member, or group of mem-
bers, and which would have the foreseeable effect of sub-
stantially diminishing, if not extinguishing, the likely re-
ceipt of notice under acceptable procedures normally
followed by the union for advising or warning members of
a pending delinquency. See N.L R.B. v. International Union
of Electrical, Radio and Machine Workers, A FL-CIO, Frigi-
daire Local 801 [General Motors Corporation], 307 F.2d
679, 683-684 (D.C. Cir. 1962), enfg. 129 NLRB 1379
(1961), 130 NLRB 1286. In a corollary manner, the fiduci-
ary responsibility of the union to its members is such, it
would seem, as to require reasonable flexibility and even-
handed forebearance when a member in the category just
described fails in a timely fashion to remit delinquent dues
and protect his employment status, but acts promptly after
receiving specific notification to remit delinquent dues. See
International Union of Electrical, Radio and Machine Work-
ers, AFL-CIO (General Motors Corporation), supra,
N.L.R.B. v. International Woodworkers of America, Local
Union No. 13-433, AFL-CIO [Ralph L. Smith Lumber Co.],
264 F.2d 649, 657 (9th Cir. 1959). By contrast, no obliga-
tion of special vigilance or forebearance attaches to mem-
bers not of this described category, but this latter postulate
assumes that there exists a defined policy and predictable
practice on the part of the union which has been uniformly
applied to the membership inter se and to the members
within the same bargaining unit. If the notice procedures
are adequate to meet the test applied by the Board in Ho-
tel, Motel & Club Employees' Union, Local 568, AFL-CIO
(Philadelphia Sheraton Corporation), supra; and Teamsters
Local Union No. 122, International Brotherhood of Team-
sters, Chauffeurs, Warehousemen and Helpers of America
(August A. Busch & Co. of Mass., Inc.), supra, but the en-
forcement procedures are lacking in defined, predictable
standards because they are governed by the whims and
caprices of the officials charged with responsibility for im-
plementing the established policies and procedures, the
union, nonetheless, is open to a charge of invidious con-
duct. See, e.g., Teamsters Local Union No. 122, International
Brotherhood of Teamsters, Chauffeurs, Warehousemen and
Helpers of America (August A. Busch & Co. of Mass., Inc.),
supra, Kling v. N.L.R.B., 570 F.2d 350 (9th Cir. 1978). The
facts of each case must, of course, govern the application
of these general principles to a specific amalgum of fact.
Applying these guidelines to the instant case, I find that
the notice accorded Dunn and Talley was sufficient and
reasonable when measured against applicable precedent.
The notice was timely filed in relation to the July I delin-
quency date pertinent in the case of Dunn and Talley, and
it purported to allow a period of 8 days prior to the delin-
quency date in which to make remittance of May and June
dues. The notice was posted in places reasonably proxi-
mate to the workplace of Dunn and Talley, and in promi-
nent places within the plant, in accordance with the past
practice with which both Dunn and Talley were conver-
sant. The pertinent notices contained an unambiguous spec-
ification of the months for which dues were owed and de-
fined the total amount of dues for which a delinquency
existed as $17.50. The notice mandated payment on or be-
fore the close of business on June 30, and, in direct terms,
described the consequences of nonpayment as removal
"from the payroll." Interpreting this notice, as I must, in
light of the background knowledge possessed by Dunn and
Talley concerning the dues obligation generally, I find the
content of the notice fully adequate and fair, and sufficient
to remove any cloud over its reasonableness. No special
circumstances attached to the duty status of either Dunn or
Talley as would have foreseeably aborted the notifying ef-
fects of the posted notices when applied to either Dunn or
Talley. Both were employed in the plant throughout the
period of the posting and neither responded in a timely
fashion to the mandate of the notice. Respondent correctly
contends that personal service of notice of dues delinquen-
cy upon members was not essential in the circumstances
pertaining. Cf. Granite City Steel Company, 169 NLRB
1009, 1011 (1968). That neither employee/member ob-
served the notice was due, I find to no fatal deficiency in
Respondent's posting procedures, or in the content of the
notice itself, but was due rather to the individual indiffer-
ence of Dunn. and Talley.
If the matter had rested there, and if Respondent had
acted toward Dunn and Talley in a manner consistent with
an established, fair dues collection procedure, the propriety
of Respondent's actions in enforcing the terms of the con-
tract so as to accomplish the termination of both Talley
and Dunn from their positions of employment with the
Company for reason of dues delinquency would have with-
stood legal scrutiny. However, as the record evidence fully
demonstrates, it was precisely at this point in time when
the whims and caprices of Respondent's officials, particu-
larly Lajeunesse, intervened rendering Respondent's subse-
quent actions toward Dunn and Talley unlawful.
The sum total of record evidence reveals that, in prac-
tice, Respondent imposed no fixed cutoff date from
month-to-month for accepting payment of dues from
members seeking to avoid delinquency. Rather, the proof
adduced before me suggests that the practice was a flexible
one fully in Lajeunesse's control. Undisputed testimony of
Chief Steward Fletcher and Steward Helsel reflects this.
Moreover, the record evidence establishes that in July, La-
jeunesse unilaterally deferred by I day, until July 7, the
513
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
deadline for implementing the contract provisions gov-
erning terminations of employees delinquent in their May
and June dues; and in December the deadline date for
implementing the contract was fixed as the 13th day of the
month. This evidence, which stands unrefuted in the rec-
ord, requires a finding that, insofar as payment of delin-
quent dues was concerned, time was not of the essence
and, in the critical area of enforcement of article 7.2 of the
bargaining agreement, the esoteric reactions of Lajeunesse
prevailed. As modus opprandi of this type receives no stat-
utory insulation and is not within the area of legitimate
intraunion policy which has traditionally been shielded
from the dictates of the Board or the courts. See, e.g.,
N.L.R.B. v. International Woodworkers of America, Local
Union No. 13-433, A FL-CIO, supra.
Considering this factor in conjunction with the further
evidence adduced by the General Counsel revealing, (I)
the out-of-hand refusal of Respondent, through its agents,
to counsel on July 6 and 7 with Talley and Dunn, re-
spectively, concerning their dues status despite the initia-
tives of each to do so; (2) a refusal on the part of Respon-
dent to grant Talley a I-day further period of grace for
submitting his dues payment; and, (3) the subsequent inter-
position of Respondent, once the mandate governing
Dunn's termination had been implemented by the Compa-
ny, to preclude Dunn's rehire for a period of 60 days, it
must be held that the General Counsel established a prima
facie showing of a failure on Respondent's part to fulfill its
fiduciary responsibility to Dunn and Talley and an in-
volvement of Respondent as an affirmative force in their
loss of employment status.
Clearly, it was essential for Respondent to have adduced
evidence to counter the adverse thrust of the General
Counsel's proof. No such evidence was forthcoming, and
Respondent, for practical purposes, rested its case upon a
thesis of adequate notice and evenhanded treatment of all
delinquent members, presumably in deference to the legal
imperative of equal treatment to all members similarly sit-
uated. But, contrary to the Respondent, the record does
not support the notion of equal treatment. Rather, there is
present a sufficient showing of conduct on the part of Re-
spondent's agents toward Dunn and Talley to find, that,
with respect to the, Respondent demonstrated a capricous
disregard for their interest in maintaining the continutiy of
their employment and an arbitrary abandonment of the
fiduciary responsibility owed them to deal fairly with them,
and all other employees in the bargaining unit, in all mat-
ters affecting their job interest and rights as union mem-
bers. It is necessary, in my view of the record, to relate this
finding to the inferences made more graphic by the unlaw-
ful treatment accorded White, Gizoni, and Fillingame, dis-
cussed below, and to indulge the inference urged by the
General Counsel to the effect that Respondent elevated its
manifest interest in collecting reinstatement fees over the
proper pursuit and fulfillment of its fiduciary responsibility
to its members, and the unit employees which it repre-
sented.
In sum, I find that Respondent failed in its fiduciary
responsibility to unit employees and members Dunn and
Talley, and thereby violated Section 8(b)(1)(A) of the Act,
and engaged in conduct violative of Section 8(b)(2) by
causing, or attempting to cause, the termination of Dunn
and Talley, in the circumstances discussed.
Moreover, I conclude and find that Respondent violated
the same provisions of the Act with respect to White, Gizo-
ni, and Fillingame. In this regard, the facts, as I view them,
establish, virtually by definition, that Respondent failed to
give reasonable notice and adequate opportunity to White,
Gizoni, and Fillingame to settle their dues obligation. Re-
spondent was officially charged with knowlege of White's
approved absence from duty on military leave during the
period of June 18 through July 5. White not only mailed
full payment of his delinquent dues at first opportunity on
July 6, after he first observed a posted notice advising him
of his dues delinquency and pending termination, but he
immediately undertook, through representatives of Re-
spondent to seek equitable treatment at the hands of its
agents. He based his request for equitable consideration on
his mailed remittance and his absence from the plant on
leave during the virtual entirety of the posting period.
Clearly, White's case raised, or should have raised, in the
councils of Respondent's hierarchy, significant equitable
considerations requiring careful deliberation and sympa-
thetic response on the part of officials charged with con-
ducting the business of Respondent in those aspects deal-
ing with its fiduciary responsibilities to members. No such
deliberation
or consideration was
forthcoming,
and
White's termination and loss of membership standing in
the Union resulted. Respondent acted with full knowledge
of the facts which clearly removed White's case from the
realm of the routine and which differentiated White in a
positive manner from any supposed free rider component
of the membership. Respondent must be held to have acted
unfairly with respect to White in a manner inconsistent
with the spirit of the Act. The evasive, divergent, essentially
idiopathic conduct of Lajeunesse and Union President
Ramsey, augmented by that of Fletcher, chief steward, was
antithetic to a rudimentary fulfillment of the fiduciary obli-
gation owed White, as a member.
In a similar manner, Respondent breached its fiduciary
responsibility to Gizoni and Fillingame by failing to give
any specific notice to them of their dues delinquency cov-
ering the period of October and November. Cf. Local 4012,
Communications Workers of America, AFL-CIO (Michigan
Bell Telephone Co.), 184 NLRB 166 (1970); FMC Corpora-
tion, 207 NLRB 639 (1973). It must be inferred that the
reasonable notice requirement established by the Board en-
compasses the mandate that a labor organization give full,
fair, and timely specific notice to members, like Gizoni and
Fillingame, who were in lay-off status and therefore isolat-
ed from frequent or periodic contact with stewards and
officials of the Union, and outside of the reach also of the
normal notice posting procedure. The proof of record, as I
have determined it, establishes a failure on Respondent's
part to follow procedures calculated to maximize the likeli-
hood of timely receipt by Gizoni and Fillingame of the
required type of fully explicated notice as would have ap-
prised them of the nature and extent of the dues obligation
and would have permitted them to take actions necessary
to protect their job and seniority rights. Convincing is Gen-
eral Counsel's contention that Respondent's failure to in-
sure delivery of proper notice to Gizoni and Fillingame
514
BOILERMAKERS, LOCAL LODGE 732
was so imbued with indifference as to raise the inference
that Respondent acted as it did, not in protection of an
avowedly evenhanded dues enforcement policy, but in
futherance, rather, of an invidious scheme to collect rein-
statement fees. This conclusion is fully reinforced by Re-
spondent's conduct in refusing to accept the proffered re-
mittance, made on behalf of Gizoni by his mother, who
was in the employ of the Company and who received early
notice of Respondent's intention to invoke article 7.2 of the
collective-bargaining agreement against Gizoni. Consider-
ing the affirmative duty residing with Respondent to in-
form employees and members of their dues obligation in
specific terms, in context of the obligation possessed by
individual members, including those in layoff status, to act
responsibly in paying dues in amounts uniformly required
as a condition of membership, the balance here must clear-
ly be struck in favor of members Gizoni and Fillingame.
I find that, by virtue of its conduct towards White, Fil-
lingame,
and
Gizoni,
Respondent
violated
Section
8(bXIXA) of the Act, independently, and in violation of
Section 8(bX2) of the Act caused and attempted to cause
the Company to terminate White and cancel the recall
rights of Fillingame and Gizoni, within the meaning of Sec-
tion 8(a)(3) of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON
COMMERCE
The activities of Respondent, as set forth in section III,
above, occurring in connection with the operation of the
Company, described in section 1, above, have a close, inti-
mate, and substantial relationship to trade, traffic, and
commerce among the several states and tend to lead to
labor disputes burdening and obstructing commerce and
the free flow of commerce.
V. THE REMEDY
Having found that Respondent has committed certain
unfair labor practices within the meaning of Section
8(bXIXA) and Section 8(bX2) of the Act, it will be recom-
mended that Respondent cease and desist therefrom and
take certain affirmative action designed to effectuate the
policies of the Act and to dissipate the effects of the unfair
labor practices.
Having found that Respondent unlawfully caused the
Company to terminate the employment of Oscar Dunn,
Roy Fillingame, Byron Gizoni, Raymond Talley, and Wil-
liam White, within the meaning of Section 8(aX3) and (1)
of the Act, I shall recommend that Respondent notify the
Company, in writing, with copies to each discriminatee,
that it recinds any and all demands made upon the Com-
pany that the individuals aforesaid be terminated, and ad-
vise the Company, in writing, with copies to each discrimi-
natee, that it has no objection to the employment of any or
all of the individuals aforesaid in their former or substan-
tially equivalent positions of employment in accordance
with the seniority position and with all other rights and
privileges to which each would have been entitled but for
the unlawful conduct of Respondent. I shall further recom-
mend that Respondent make whole Oscar Dunn, Roy Fil-
lingame, Byron Gizoni, Raymond Talley, and William
White, and each of them, for any loss of earnings they may
have suffered as a result of their unlawful terminations.
with interest thereon. Backpay, in each case, shall be com-
puted in the manner prescribed in F. W. Woolworth Com-
panv, 90 NLRB 289 (1950), together with interest thereon
in accordance with the policy of the Board, set forth in
Florida Steel Corporation, 231 NLRB 651 (1977).24 Backpay
liabilities shall terminate 5 days after Respondent notifies
the Company and the Charging Parties that it has no ob-
jection to the full reinstatement or recall of the Charging
Parties.
Because the violations of the Act herein found to have
been perpetrated by Respondent go to the heart of the Act,
a broad cease and desist order shall be recommended.
Upon the basis of the foregoing findings of fact, and
upon the entire record in this proceeding, I make the fol-
lowing:
CONCLUSIONS OF LAW
I. Triple A Machine Shop, Inc., d/b/a Triple A South,
is an employer engaged in commerce within the meaning
of Section 2(2), (6), and (7) of the Act.
2. International Brotherhood
of Boilermakers,
Iron
Shipbuilders,
Blacksmiths,
Forgers & Helpers,
Local
Lodge No. 732, AFL-CIO, is a labor organization within
the meaning of Section 2(5) of the Act.
3. By failing in its fiduciary relationship to Roy Fillin-
game, Bryon Gizoni, and William White, in not according
them reasonable notice of their dues delinquency, includ-
ing a statement of the precise amount of dues owed, the
months for which the dues were owed or a reasonable ex-
planation of the method used in computing the amount of
dues, and to provide them also with a reasonable opportu-
nity to pay the amount of dues owed, Respondent re-
strained and coerced employees in the exercise of the rights
guaranteed in Section 7 of the Act and thereby engaged in
unfair labor practices within the meaning of Section
8(bX(1)(A) of the Act.
4. By failing in its fiduciary relationship to Oscar Dunn
and Raymond Talley by imposing arbitrary and caprious
impediments to the efforts of Dunn and Talley to satisfy
their dues obligation, and thus to assure their continued
employment in their then present position of employment,
and by interposing an objection to Dunn's return to his
former position of employment until the expiration of a
60-day period, Respondent engaged in conduct in violation
of Section 8(b)(IXA) of the Act.
5. By causing, and attempting to cause the Company to
discharge Oscar Dunn, Roy Fillingame, Byron Gizoni,
Raymond Talley, and William White, and by additionally
interposing an objection to the return of William Dunn to
his former position of employment until the expiration of a
60-day period, Respondent engaged in conduct in violation
of Section 8(bX2) of the Act.
6. The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
2 See, generall.
ISLs Plumbing & Heating Co. 138 NL RB 716 (1962).
515
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Upon the basis of the foregoing findings of fact, conclu-
sions of law, and the entire record, and pursuant to Section
10(c) of the Act, I hereby issue the following recom-
mended:
ORDER 25
The Respondent, International Brotherhood of Boiler-
makers,
Iron
Shipbuilders,
Blacksmiths,
Forgers,
&
Helpers, Local Lodge No. 732, AFL-CIO, its officers,
agents, and representatives, shall:
i. Cease and desist from:
(a) Giving effect to, implementing, or in any manner
enforcing a practice which fails to accord reasonable notice
to members of their dues delinquency, said resonable oral
or written notice to include a statement of the precise
amount of dues owed, the month for which said dues are
owed, or an explanation of the method used in computing
the amount of dues owed, and which, additionally, accords
members an adequate opportunity to pay the amount spec-
ified as owing.
(b) Failing in its fiduciary relationship and responsibilty
to members by imposing arbitrary and caprious impedi-
ments to the good-faith efforts of members to satisfy their
dues obligation.
(c) Causing or attempting to cause Triple A Machine
Shop, Inc., d/b/a Triple A South, or any other employer,
to discharge or discriminate against employees with respect
to their tenure of employment or terms and conditions of
employment or to apply the union-security provisions of
any collective-bargaining agreement to which Respondent
is signatory to employees who have not been accorded rea-
sonable notice of their dues delinquency, or in an arbitrary
or caprious manner inconsistent with the fiduciary respon-
sibility owed members.
(d) In any other manner restraining or coercing employ-
ees in the exercise of rights guaranteed in Section 7 of the
Act.
2. Take the following affirmative
action which
is
deemed necessary to effectuate the policies of the Act:
25 In the event no exceptions are filed as provided by Sec. 102.46 of the
Rules and Regulations of the National Labor Relations Board, the findings,
conclusions, and recommended Order herein shall, as provided in Sec.
102.48 of the Rules and Regulations, be adopted by the Board and become
its findings, conclusions, and Order, and all objections thereto shall be
deemed waived for all purposes.
(a) Make whole Oscar Dunn, Roy Fillingame, Byron
Gizoni, Ray Talley, and William White for any loss of
earnings they may have suffered because of their unlawful
loss of status in their former positions of employment by
paying to each the sum of money computed in the manner
specified in the section of this Decision entitled "The Rem-
edy." Backpay liabilities shall terminate 5 days after Re-
spondent notifies the Company and the Charging Parties
that it has no objection to the full reinstatement or recall of
the Charging Parties.
(b) Notify Triple A Machine Shop, Inc. d/b/a Triple A
South, in writing, with copies to Oscar Dunn, Roy Fillin-
game, Byron Gizoni, Raymond Talley, and William White,
that it rescinds any request or demand which resulted in
the termination of Oscar Dunn, Raymond Talley, and Wil-
liam White on July 7 and which resulted in the cancellation
of recall eligibility for Roy Fillingame and Byron Gizoni
on December 16. Said written notification, with copies to
each of the discriminatees aforesaid, shall also advise the
Company that Respondent has no objection to the employ-
ment of any and all of the discriminatees in their former or
substantially equivalent positions of employment with full
seniority and other rights and privileges restored as though
their employment rights had nver been interrupted.
(c) Post at its office and meeting halls, and all other
places where notices to members are customarily posted,
copies of the attached notice marked "Appendix." 6 Cop-
ies of said notice, on forms provided by the Regional Di-
rector for Region 21, after being duly signed by Respon-
dent's representatives, shall be posted by it immediately
upon receipt thereof, and be maintained by it for 60 con-
secutive days thereafter, in conspicuous places, including
all places where notices to members are customarily post-
ed. Reasonable steps shall be taken by the Respondent to
insure that said notices are not altered, defaced, or covered
by any other material.
(d) Mail signed copies of the notice to the Regional Di-
rector for Region 21 for posting by Triple A Machine
Shop, Inc., d/b/a Triple A. South, if willing, at all places
where notices to its employees are customarily posted.
(e) Notify the Regional Director for Region 21, in writ-
ing, within 20 days from the date of this Order, what steps
Respondent has taken to comply herewith.
26 In the event that this Order is enforced by a judgment of the United
States Court of Appeals. the words in the notice reading, "Posted by Order
of the National Labor Relations Board" shall read "Posted Pursuant to a
Judgment of the United States Court of Appeals Enforcing an Order of the
National Labor Relations Board."
516