159 NLRB 1
Litho-Graphic Press, Inc.
Litho-Graphic Press, Inc. and Local 1, Amalgamated Lithogra-
phers of America.
Case 29-CA-358.
June 10, 1966
DECISION AND ORDER
On April 8, 1966, Trial Examiner David S. Davidson issued his
Decision in the above-entitled proceeding, finding that Respondent had
engaged in and was engaging in certain unfair labor practices and
recommending that it cease and desist therefrom and take certain af-
firmative action, as set forth in the attached Trial Examiner's Decision.
Thereafter, the General Counsel filed exceptions to the Trial Exam-
iner's Decision.
Pursuant to the provisions of Section 3(b) of the National Labor
Relations Act, as amended, the National Labor Relations Board has
delegated its powers in connection with this case to a three-member
panel [Chairman McCulloch and Members Farming and Jenkins].
The Board has reviewed the rulings of the Trial Examiner made at
the hearing and finds that no prejudicial error was committed.
The
rulings are hereby affirmed.
The Board has considered the Trial Ex-
aminer's Decision, the exceptions, and the entire record in the case, and
hereby adopts the findings, conclusions, and recommendations of the
Trial Examiner, with the addition noted hereinafter.
[The Board adopted the Trial Examiner's Recommended Order with
the following modification :
[Add the following as the second indented paragraph in the not ice:
[WE WILL NOT in any like or related manner interfere with the
efforts of the above-named Union to bargain collectively on behalf
of the employees in the appropriate unit.]
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
On the basis of a charge filed on July 26, 1965, by Local 1, Amalgamated Lithog-
raphers of America, affiliated with the International Typographical Union, the Gen-
eral Counsel issued a complaint against Respondent Litho-Graphic Press, Inc.,
alleging that Respondent has refused to bargain with the Charging Party in violation
of Section 8(a)(5) and (1) of the Act.
Respondent denies the commission of any
unfair labor practices.
This proceeding was heard before Trial Examiner David S Davidson in Brooklyn,
New York, on March 14, 1966.1
At the close of the hearing the parties made brief
1 At the hearing Fred Dove Alter, president of Respondent, represented Respondent
Both
before and after the opening of the formal hearing Alter was advised of his right to be
represented by counsel and lie stated that he had chosen to proceed without counsel with
knowledge of his right to be represented
159 NLRB No. 14.
1
243-084-07-vol. 159-2
`Z
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
oral statements of their respective positions .
They were given until March 28, 1966,
to supplement their statements with written briefs if they so desired .
No briefs
were filed.
Upon the entire record in this case, I make the following:
FINDINGS AND CONCLUSIONS
I. THE BUSINESS OF THE RESPONDENT
Respondent is a New York corporation with its principal place of business in Hicks-
ville, New York, where it engaged in business as a general commercial lithographer.
During its fiscal year ending April 1, 1965, a representative period, Respondent in
the course of its business purchased and caused to be transported and delivered to its
Hicksville plant, goods and materials valued in excess of $50,000 from various enter-
prises located in the State of New York, each of which other enterprises had received
said goods and materials in interstate commerce directly from outside the State of
New York. I find, as Respondent admitted at the hearing, that Respondent is and
has been an employer engaged in commerce and in operations affecting commerce
within the meaning of the Act and that assertion of jurisdiction is warranted.2
H. THE LABOR ORGANIZATION INVOLVED
Local 1, Amalgamated Lithographers of America, affiliated with the International
Typographical Union, is a labor organization within the meaning of Section 2(5)
of the Act.
M. THE ALLEGED UNFAIR LABOR PRACTICES
A. The facts
On March 4, 1963, Local 1, Amalgamated Lithographers of America, was certified
in Case 2-RC-12434 as the representative of Respondent's lithographic produc-
tion employees following an election in which they voted six to three in favor of
such representation.
Thereafter, Allen Olmstead, director of organizing and financial secretary of
Local 1, Amalgamated Lithographers of America, met on a number of occasions over
a period of approximately 1 year with Respondent President Alter in an effort to
negotiate a collective-bargaining agreement.
Although no agreement was reached,
no further meetings were held after early 1964.3
In the spring of 1965, Olmstead and Alter had two conversations about the negotia-
tions, one as a result of a chance encounter.4 In May, Olmstead met Alter while
visiting the plant of another employer.
Olmstead asked about the contract, and
according to Alter, he replied, "We would see. I am not too anxious."
According
to Olmstead, Alter replied, "Never, if I can do it that way."
Later in May, Olmstead
telephoned Alter at Respondent's plant and asked Alter to resume negotiations.
Ac-
cording to Alter, he replied that he was satisfied to leave things at "status quo."
According to Olmstead, Alter replied that he did not see any reason why he should
continue negotiations, but would think it over and let Olmstead know.
There was
no further contact between Olmstead and Alter until after the charges were filed. I
credit Alter as to both conversations.
His memory appeared more certain than
Olmstead's, and his candor was beyond question.
Thereafter, the charge in this proceeding was filed.
At some point after the filing
of the charge and before November or December 1965,5 Olmstead again met with
2 Siemona Mailing Service, 122 NLRB 81.
8In accord with the testimony of Alter, whose memory as to the dates of the initial
negotiations appears to have been more accurate than Olmstead's, I find that the initial
negotiations did not continue after a telephone conversation between Olmstead and Alter
in March 1964, and that there was no further contact between them thereafter during 1964
* Alter and Olmstead differed as to the sequence and timing of the two conversations
In
view of my Impression that Alter's recollection of dates was generally more vivid than
that of Olmstead, who undoubtedly had negotiations with many employers other than Re-
spondent during this period, I credit Alter's testimony as to the sequence and timing of
the conversations.
6The date 1964 which appears at p. 13, 1. 17 of the transcript is, in context, an obvious
error.
LITHO-GRAPHIC PRESS, INC.
3
Alter and attempted to persuade him to resume negotiations.
At that time, as Alter
testified, his position was that since Olmstead had filed charges with the Board, he
would await resolution of the charges before telling him whether or not he would re-
sume negotiations.6
At the time of the certification, Local 1 was affiliated with Amalgamated Lithog-
raphers of America, which was then a separate unaffiliated Internatoinal Union.
Between the time of the certification and the spring of 1965, Local 1 disaffiliated
from Amalgamated Lithographers of America, which in turn was in the process of
merging with the International Photo Engravers Union of North America.7 Sub-
sequently, but before May 1965, Local 1, which retained the words "Amalgamated
Lithographers of America" as part of its name, affiliated with International Typo-
graphical Union.
Local 1 continues to operate as an autonomous local union, retain-
ing basically the same officers that it had prior to the change in its affiliation, and has
enforced its previously existing contracts.
Both the disaffiliation and affiliation
actions were submitted to vote of the Local 1 membership by mailed ballot.
A sub-
stantial portion of the Local's membership participated in both votes and voted
overwhelmingly in favor of both actions.
No other organization has claimed rights
as the successor to the original Local 1, Amalgamated Lithographers of America.
Between the time of the certification and the filing of the charge, the number of
employees in the unit expanded from 9 to 13 and there was some turnover among the
original 9 employees in the unit.
After the charge was filed, Respondent apprised
the General Counsel that he had a good-faith doubt as to Respondent's majority
and questioned the Charging Party's status as successor to the certified union, appar-
ently following consultation with the secretary of an association to which Respondent
belongs.
Alter did not, however, raise either of these matters in his conversations
with Olmstead in May.
Alter at no time after the 1963 election sought to ascertain from his employees
whether a majority desired representation by Local 1, and with a few exceptions had
no indication from employees as to their desires. In fact, as was stipulated at the
hearing, during May 1965, when Olmstead talked with Alter, and in July, when the
charges were filed, 8 of the 13 employees in the unit were members of the
Charging Party.
B. Concluding findings
1. Respondent's obligation to bargain with the Charging Party
As the Board has recently stated: 8
[I]n unfair labor practice cases the Board has consistently held that there is an
irrebuttable presumption that the majority status of a certified union continues
for 1 year from the date of certification; that thereafter the presumption is re-
buttable, and an employer may lawfully refuse to bargain only if it can show by
objective facts that it has a reasonable basis for believing that the union has lost
its majority status since its certification.
On the facts set forth above, I find that the Charging Party properly claims rights
as the successor to the union which was certified in the representation case.
The facts
show that the continuity of the organizational existence of Local 1 has been preserved,
there is no confusion as to the identity of the successor to the certified union, the
changes in its affiliation have been voted by the membership of the Local, and the
Local continues to function autonomously in its day-today affairs with no substantial
change in its leadership. In these circumstances, I am satisfied that the Charging
Party is the successor to the certified union and may claim all the rights which flow
from the certification to represent Respondent's lithographic production employees
in the certified unit.9
"Alter also testified, "On a number of occasions I have indicated to [Olmstead] that I
was not interested in continuing contract talks, but this came after the charge that the
NLRB made and I stated to him that the reason I wasn't interested is because I wanted
the NLRB to clear the air with regard to this charge, which I felt was not applicable and
the conversations were around that."
7 See Local No 1, Amalgamated Lithographers
of America v. Brown, 59 LRRM 2905
(N Y S Ct , 1965).
" United States Gypsum Company, 157 NLRB 652
"Minnesota Mining and Manufacturing Company, 144 NLRB 419, Emery Industries, Inc
(Dice Road), 148 NLRB 51 ; The Pacific Telephone and Telegraph Company, 113 NLIIB
478, 518-520; Cochran Co., Inc., 112 NLRB 1400, 140S
4
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
As more than a year has elapsed since the certification, the question remains to be-
decided whether Respondent had reasonable basis grounded in objective facts to be-
lieve that the Union had lost its majority status when Olmstead sought to resume
negotiations.
On the one hand, the evidence shows that in the 2 years since certifica-
tion no agreement was reached and negotiations were apparently abandoned by the
Charging Party after the first year.
The unit grew from 9 to 13 employees, and some
of the original employees had left Respondent and were replaced by newly hired
employees.
On the other hand, Respondent had made no effort to determine whether
the Charging Party's majority continued and had received no information to give
him an opinion one way or the other.
Moreover, when Olmstead presented Re-
spondent with the request to renew negotiations in May, Alter freely admitted that
he did not then question the continuing majority of the Union and did not think to
do so until after the complaint herein issued when he sought advice in framing an
answer.
As the facts adduced at the hearing made clear, had Alter questioned
Local 1's majority in May 1965, Local 1 was in a position to establish that its majority
did in fact continue. In these circumstances I conclude that despite the lack of
diligence of Local I in pursuing its bargaining rights, the presumption that it continued
to represent a majority was not rebutted.
2. Respondent's alleged refusal to bargain
Respondent contends that it did not refuse to bargain because Alter's responses to,
Olmstead were not categorical refusals to bargain.
While I am inclined to agree
that Alter's response to Olmstead at their chance meeting in May was not a refusal
to bargain, I do not so view his response during his subsequent telephone conversa-
tion with Olmstead.
At the chance meeting Alter said he would see about bargaining,
but also that he was not anxious to bargain.
When Olmstead called later to repeat
his request to renew bargaining, it was clear that whatever accident led to the earlier
encounter, Olmstead intended to pursue his request seriously.
Having temporized at
the time of their earlier encounter, Alter's reply to Olmstead's later telephone call that
he was satified to leave things at the "status quo" could reasonably be construed only
as a rejection of further bargaining by Alter after reflection, particularly in view of-
his earlier comment that he was not anxious to bargain.
It is not necessary, however, to rely solely on the May telephone conversation to
find that Respondent refused to bargain in violation of the Act, for Respondent freely
concedes that after the charges herein were filed, Respondent refused to bargain with,
the Charging Party because of the pendency of the charges and so informed Olmstead.
It is well settled that the filing of charges does not relieve an employer of the obliga-
tion to bargain and a refusal to bargain because charges are pending violates the Act.IO'
Accordingly, I conclude that commencing during May 1965, and at all times there-
after, Respondent has refused to bargain with the Charging Party and has thereby
violated Section 8 (a) (5) and (1) of the Act.
IV. THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON COMMERCE
The activities of the Respondent set forth in section III, above, occurring in connec-
tion with its operations described in section I, above, have a close, intimate, and
substantial relation to trade, traffic, and commerce among the several States, and tend
to lead to labor disputes burdening and obstructing commerce and the free
flow thereof.
V. THE REMEDY
Having found that the Respondent has engaged in unfair labor practices violative
of Section 8(a)(5) and (1) of the Act, I shall recommend that it cease and desist
therefrom and take certain affirmative action designed to effectuate the policies of
the Act.
CONCLUSIONS OF LAW
1. Respondent is an employer engaged in commerce or operations affecting com-
merce within the meaning of Section 2(2), (6), and (7) of the Act.
2. The Charging Party is a labor organization within the meaning of Section 2(5)
of the Act.
10 Meyer Fabes, at al , d/b/a Gateway Luggage Mfg . Co , 122 NLRB 1584 , 1587, foot-
note 6 , N L It R. v. International Shoe Corporation of Puerto Rico, 357 P.2d 380 (C A. 1),
enfg 152 NLRB 699.
LITHO-GRAPHIC PRESS, INC.
5
3. All lithographic production employees of Respondent employed at its Hicksville,
New York, plant, excluding office and clerical employees, cutters, watchmen, and all
other employees, guards, and supervisors as defined in the Act, constitute a unit
appropriate for collective bargaining within the meaning; of Section 9(b) of the Act.
4. At all times since May 1, 1965, the Charging Party has been and now is the
exclusive representative of the employees in the said unit for the purposes of collec-
tive bargaining within the meaning of Section 9(a) of the Act.
5. By refusing on and since an undetermined date in May 1965 to bargain collec-
tively with the Charging Party as the representative of the employees in the above
unit, the Respondent has engaged in and is engaging in unfair labor practices affecting
commerce within the meaning of Sections 8(a)(5) and (1) and 2(6) and (7)
of the Act.
RECOMMENDED ORDER
Upon the basis of the foregoing findings of fact and conclusions of law, and pursu-
ant to Section 10(c) of the Act, I hereby recommend that the Respondent, Litho-
Graphic Press, Inc., Hicksville, New York, its officers, agents, successors, and
assigns, shall:
1. Cease and desist from:
(a) Refusing to bargain collectively in good faith concerning rates of pay, hours
of employment, and other terms and conditions of employment with Local 1, Amal-
gamated Lithographers of America, affiliated with the International Typographical
Union, as the exclusive representative of the employees in the appropriate unit
described in paragraph 3 of the section of the Decision entitled "Conclusions of Law."
(b) In any like or related manner interfering with the efforts of the above-named
Union to bargain collectively on behalf of the employees in the appropriate unit
2. Take the following affirmative action which is necessary to effectuate the policies
of the Act:
(a) Upon request, bargain collectively with the above-named Union as the ex-
clusive representative of all employees in the appropriate unit, and embody in a signed
agreement any understanding reached.
(b) Post at its plant at Hicksville, New York, copies of the attached notice marked
"Appendix." 11
Copies of such notice, to be furnished by the Regional Director
for Region 29, shall, after being signed by an authorized representative of the
Respondent, be posted immediately upon the receipt thereof, and be maintained by it
for a period of 60 consecutive days thereafter, in conspicuous places, including all
places where notices to employees are customarily posted.
Reasonable steps shall
be taken by the Respondent to insure that such notices are not altered, defaced, or
covered by any other material.
(c) Notify the said Regional Director, in writing, within 20 days from the date
of the receipt of this Trial Examiner's Decision, what steps the Respondent has taken
to comply herewith.12
u In the event that this Recommended Order is adopted by the Board, the words "a
Decision and Order" shall be substituted for the words "the Recommended Order of a Trial
Examiner" In the notice. In the further event that the Coard's Order Is enforced by a
decree of a United States Court of Appeals, the words "a Decree of the United States Court
of Appeals Enforcing an Order" shall be substituted for the words "a Decision and Order."
12 In the event that this Recommended Order is adopted by the Board, this provision
shall be modified to read, "Notify the Regional Director, in Nsriting, within 10 days from
the date of this Order, what steps the Respondent has taken to comply herewith "
APPENDIX
NOTICE TO ALL EMPLOYEES
Pursuant to the Recommended Order of a Trial Examiner of the National Labor
Relations Board, and in order to effectuate the policies of the National Labor Rela-
tions Act, as amended, we hereby notify our employees that:
WE WILL NOT refuse to bargain collectively with Local 1, Amalgamated
Lithographers of America, affiliated with the International Typographical Union,
as the exclusive representative of all the employees in the bargaining unit de-
scribed below.
WE WILL, upon request, bargain with Local 1, Amalgamated Lithographers of
America, affiliated with the International Typographical Union, as the exclusive
bargaining representative of all the employees in the bargaining unit described
6
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
below with respect to rates of pay, wages , hours of employment, and other terms;
and conditions of employment , and, if an understanding is reached , embody such
understanding in a signed agreement.
The bargaining unit is:
All lithographic production employees at our Hicksville , New York, plant,
excluding office and clerical employees , cutters, watchmen, and all other
employees , guards, and supervisors as defined in the Act.
LITHo-GRAPHIC PRESS, INC.,
Employer.
Dated-------------------
By--------------------------------------------
(Representative)
(Title)
This notice must remain posted for 60 consecutive days from the date of posting,.
and must not be altered, defaced, or covered by any other material.
If employees have any question concerning this notice or compliance with its,
provisions, they may communicate directly with the Board's Regional Office, 16 Court
Street, Fourth Floor, Brooklyn, New York, 11201, Telephone 596-5386.
Jer Marai Lingerie Co. and Los Angeles Dress and Sportswear
Joint Board, International . Ladies' Garment Workers' Union,.
AFL-CIO.
Case 01-CA-68?8.
June 10,1966
DECISION AND ORDER
On March 23, 1966, Trial Examiner James R. Hemingway issued
his Decision in the above-entitled proceeding, finding that the Re-
spondent had engaged in and was engaging in certain unfair labor
practices and recommending that it cease and desist therefrom and take
certain affirmative action, as set forth in the attached Trial Examiner's
Decision.
The Trial Examiner further found that the Respondent had.
not engaged in certain other unfair labor practices alleged in the com-
plaint.
Thereafter, the Respondent and the Charging Party each filed
exceptions and supporting briefs.
The General Counsel did not file,
exceptions or a brief.
Pursuant to the provisions of Section 3 (b) of the National Labor
Relations Act, as amended, the National Labor Relations Board has
delegated its powers in connection with this case to a three-member
panel [Members Fanning, Brown, and Jenkins].
The Board has reviewed the rulings of the Trial Examiner made at
the hearing and finds that no prejudicial error was committed.
The
rulings are hereby affirmed.
The Board has considered the Trial Ex-
aminer's Decision, the exceptions and briefs, and the entire record in
this case, and hereby adopts the Trial Examiner's findings," conclu-
sions, and recommendations, as modified herein.'
' In the absence of exceptions thereto, we adopt pro forma the Trial Examiner's finding
that Respondent did not otherwise violate Section 8(a)(1) of the Act as alleged in the
complaint.
2 It appears from the record that some of Respondent 's employees do not speak nor have
a complete command of English.
Therefore, we shall require that the notice be printed
in both English and Spanish.
159 NLRB No. 6.