164 NLRB 903
Reinforced Steel Workers
REINFORCED STEEL WORKERS
903
Reinforced
Steel
Workers
Local 426,
International
Association
of
Bridge,
Structural , and Ornamental Iron Workers,
AFL-CIO, and Regis O'Brien , its Business
Agent
[K. G. Marks, Inc.]
and Raymond
Smith. Case 7-CB-1279.
May 23,1967
ORDER
BY MEMBERS BROWN, JENKINS, AND ZAGORIA
On
September 6,
1966,
Trial
Examiner
Rosanna A. Blake issued her Decision in the above-
entitled proceeding, finding that the Respondents
had engaged in certain unfair labor practices and
recommending that they cease and desist therefrom
and take certain affirmative action to remedy such
unfair labor practices. On the same date, the case
was transferred to the National Labor Relations
Board. I
Thereafter, the Respondent Union.requested an
extension of the time for filing exceptions and brief
originally
set
for
September 29,
1966.
The
Respondent Union's request was granted and the
date
for
filing
exceptions
was extended to
October 20, 1966. Subsequently, at the request of
Respondent O'Brien, the date was further extended
from October 20, 1966, to November 8, 1966. On
November 9, 1966, the Board received from
Respondent O'Brien a "motion for rehearing" and a
"motion for extension of time in which to file
exceptions and brief pending ruling on motion for
rehearing." Counsel for the General Counsel filed a
brief
on
November 10, 1966, in opposition to
Respondent
O'Brien's
motions.
The
Board's
Executive Secretary, on November 10, 1966, by
telegram informed Respondent O'Brien that the
Board would not rule on his motion for rehearing
until it had considered the entire matter in light of
any exceptions and briefs which may be filed. An
extension was granted to November 21, 1966, to file
exceptions
and briefs.
Respondent O'Brien on
November 17, by telegram, insisted that the Board
proceed to act on Respondent O'Brien's motion for
rehearing prior to filing exceptions and briefs as
required
by the Board in its telegram of
November 10, 1966.
The
Board, through its
Executive
Secretary
in
a
telegram
dated
November 18, 1966, reiterated that the Board would
not rule on Respondent O'Brien's motion for
rehearing until it had considered the entire matter in
the light of any exceptions and briefs which may be
filed. Time for filing exceptions and briefs was again
extended to November 23, 1966, and Respondent
O'Brien was informed no further extension would be
granted. Respondent O'Brien, by telegram dated
November 24, 1966, protested the Board's action of
November 18, 1966, and stated that Respondent
O'Brien's exceptions and briefs would be filed on or
before December 7, 1966. The Board, through its
Executive
Secretary,
by
telegram
dated
November 30, 1966, notified Respondent O'Brien
that the time for filing exceptions and briefs in this
case expired November 23, 1966.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
Board has delegated its powers in connection with
this case to a three-member panel.
Respondent O'Brien's motion for a rehearing2
suggests questions of procedure, fact, law, and
policy which might have been properly cognizable by
the
Board if appropriately raised in exceptions
which conformed to the requirements of Section
102.46 of the Board Rules and Regulations. As
reflected above, however, during the period while
this
motion
was pending before the Board,
Respondent O'Brien made numerous requests for
extensions of time in which to file exceptions. It is
consequently
clear
that
Respondent
O'Brien
intended that this document be considered by the
Board only as a motion for rehearing, as
denominated, and that it not be considered as
exceptions to the Trial Examiner's Decision. In all
the circumstances, we shall consider this document
in accord with Respondent O'Brien's intent. No
exceptions having therefore been filed by any of the
parties herein and Respondent O'Brien having failed
to
present
to
the
Board
any
extraordinary
circumstances to excuse him from the necessity of
complying with the Board's regulations, we shall
abide
by Section 102.48(a) of the Rules and
Regulations.
Section 102.48(a) provides "In the
I The text of pertinent parts of the Board Rules and
Regulations, Series 8, as amended, including Sections 102.46 and
102 48, was attached as a matter of course to the Order
transferring the case to the Board, served on the parties
Subsequent to the transfer of this matter to the Board, the
Charging Party requested withdrawal of his charges herein The
General Counsel filed a brief in opposition thereto, and a reply to
this opposition was filed by Respondent Union We note that in
her decision the Trial Examiner found that Respondents, jointly,
engaged in unfair labor practices in violation of the Act which
were not only violative of the rights of the Charging Party but also
as to rights of other individuals This proceeding is a public
procedure looking to public ends, and not a private one seeking
only to enforce the private rights of the Charging Party Further,
neither the Charging Party in making his request for withdrawal
nor Respondents present adequate basis for granting the request
In all the circumstances, the Charging Party's request for
withdrawal of his charges is hereby denied
2 The motion for rehearing is opposed by the General Counsel
Under all the circumstances, including the absence of any
showing that Respondent O'Brien is prepared to present relevant
evidence which is newly discovered or was previously unavailable
to him or that a reopened hearing is otherwise warranted, we deny
the motion for rehearing in its entirety
Spector Freight System,
Inc, 141 NLRB 1110, Julian Aluminum Foundry Company, 120
NLRB 1319 The request for oral argument is denied as the
present record adequately presents the issues and position of the
parties
164 NLRB No. 113
904
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
event no timely or proper exceptions are filed as
herein provided ,
the findings , conclusions, and
recommendations of the trial examiner as contained
in his decision shall, pursuant to section 10(c) of the
act, automatically become the decision and order of
the Board and become its findings , conclusions, and
order, and all objections and exceptions thereto shall
be deemed waived for all purposes."3
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, and Section 102.48 of
the
National Labor Relations Board Rules and
Regulations , Series 8, as amended , the National
Labor Relations Board hereby adopts the findings
and conclusions of the Trial Examiner as contained
in
her
Decision , and orders that Respondents,
Reinforced Steel Workers Local 426 , International
Association of Bridge , Structural and Ornamental
Iron Workers , AFL-CIO, its officers , agents, and
representatives , and Regis - O'Brien , its business
agent, shall take the action set forth in the Trial
Examiner's Recommended Order.4
to file briefs. A brief was filed by counsel for the General
Counsel and counsel for the Respondents also filed a brief.
Having considered the entire record, the demeanor of
the witnesses while testifying, and the briefs, I make the
following:
FINDINGS OF FACT
1.
THE BUSINESS OF THE COMPANY
K. G. Marks, Inc., herein called Marks or the Company,
is a Michigan corporation which has its main office and
place of business in Port Huron, Michigan. It is engaged in
the construction business and it was stipulated that during
the year ending December 31, 1964, a representative
period, Marks purchased and caused to be transported
and delivered to its Port Huron, Michigan, place of
business construction materials, equipment, and other
goods and materials valued in excess of $100,000, of which
goods and materials valued in excess of $50,000 were
transported and delivered to its Port Huron place of
business directly from points located outside the State of
Michigan. It is accordingly found that the Company is
engaged in commerce within the meaning of Section 2(6)
and (7) of the Act.
3 We are of the opinion that the several extensions granted
Respondent O'Brien by the Board 's Executive Secretary to file
exceptions and briefs , as required by the Board Rules and
Regulations, were not restrictive of any rights of this Respondent
under the Act, and no showing was made by Respondent O'Brien
of the existence of any extraordinary circumstances warranting
further extensions N.L.R.B v Pat Izzi Trucking Co , 343 F.2d 753
(C A 1), enfg 149 NLRB 1097 ,
Kiekhaefer Corporation v
N L.R B , 273 F 2d 314
(C A 7), cert denied 362 U.S 950,
N.L.R.B v MooneyAtrcraft , Inc., 310 F 2d 565 (C A 5), Kovach v
NLRB , 229F2d138 , 143,144 (CA 2),enfg. 110NLRB1307
4 The Board does not ordinarily hold those acting as employer
or union agents personally liable for backpay , and Member Brown
does not read paragraph 2(a) of the Order as intending to impose
such personal liability on Respondent O'Brien in this matter See
Hoisting and Portable Engineers , Local 4 , International Union of
Operating Engineers , AFL-CIO (Corey Steeplejacks , Inc), 141
NLRB 1231, 1232 , Marble Polishers, Machine Operators and
Helpers,
Local
No 121 ,
AFL-CIO (Miami
Marble
& Tile
Company), 132 NLRB 844 , 845
Members Jenkins and Zagoria
note,
however,
that
even if the various motions filed by
Respondent O'Brien had been considered as exceptions, such
motions took no exception to the remedy recommended by the
Trial
Examiner,
which clearly
makes both Respondents,
Local426 and Regis O'Brien , jointly liable for remedying the
violations of the Act . They further note that the Board has in the
absence of exceptions held a union agent personally liable for
backpay See Edward C. Partin, Business Agent, General Truck
Drivers, Chauffers , Warehousemen & Helpers of America, Local
No 5, Teamsters (Ryder Truck Lines , Inc), 148 NLRB 819
TRIAL EXAMINER'S DECISION
ROSANNA A. BLAKE, Trial Examiner: Upon a charge
filed on December 1, 1964, by Raymond E. Smith, an
individual, the
General
Counsel, acting through the
Regional Director for Region 7, issued a complaint on
November 5, 1965, in which it was alleged that the
Respondents had engaged in conduct which violated
Section 8(b)(1)(A) of the Act. In their answer Respondents
denied having committed any unfair labor practice.
Upon due notice, a hearing was held on May 5, 1966, in
Detroit, Michigan. All parties were represented by counsel
and were afforded full opportunity to present evidence, to
examine and cross-examine witnesses, to argue orally, and
II.
THE LABOR ORGANIZATION INVOLVED
It is admitted and I find that Reinforced Steel Workers
Local 426, International Association of Bridge, Structural
and Ornamental Iron Workers , AFL-CIO, is a labor
organization within the meaning of Section 2(5) of the Act.
It is admitted that Regis O'Brien is the business agent for
Local 426.
III.
THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
In June 1965, the Board filed a petition for adjudication
in civil contempt and for the other civil relief in the United
States Court of Appeals for the Sixth Circuit, sub nom.
National Labor Relations Board v. Reinforced Steel
Workers, Local 426, International Association of Bridge,
Structural
and Ornamental Iron Workers, AFL-CIO,
including Regis O'Brien, its Business Agent; Reinforcing
Steel Service Corp., Case 16,222.
The petition was based on a decree entered by the court
on October 27, 1964, against the Union and its officers,
including O'Brien, enforcing an order of the Board issued
on August 20, 1964. The court's decree directed the Union
and O'Brien to cease and desist from, inter alia:
(a) Maintaining in effect and/or enforcing any
agreement, arrangement, understanding, or practice
whereby employees who are not members of the
Union are required to secure a permit from the Union
as a condition of obtaining or retaining employment
with a number of named employers, including K. G.
Marks, Inc.
(b) Causing or attempting to cause a number of
named employers, including K. G. Marks, Inc., or any
other employer, to discriminate against employees.
(c) Causing or attempting to cause K. G. Marks, Inc.,
inter alia, or any other employer, to lay-off employees
who are not members of the Union before employees
who are members.
The petition also alleged that the Union's officers,
including Business Agent Regis O'Brien, knew the terms
REINFORCED STEEL WORKERS
905
of the decree, that they nonetheless sought to maintain
and enforce an arrangement, understanding, or practice
whereby nonmembers of the Union are required to obtain
permits from the Union as a condition of obtaining or
retaining employment; had caused or attempted to cause
strikes, work stoppages, or slowdowns because employees
did not have permits from the Union; and had caused or
attempted to cause employees to stop working with or to
refuse to work with employees without such permits.
More particularly, the petition alleged that on or about
November 27, 1964, the Union, by its business agent,
Regis O'Brien, caused K. G. Marks, Inc., then engaged in
construction work at Saginaw, Michigan, to discharge or
demote employees or withhold work from employees
because they did not have work permits issued by the
Union.
The petition also alleged that on or about November 27,
1964, the Union, by its business agent, O'Brien, attempted
to cause Marks to designate employee Raymond E. Smith
as the first man to be laid off in the event of a reduction in
force because he was working without a dobie or work
permit issued by the Union.
On or about August 11, 1965, a stipulation was signed by
a Board representative and by Regis O'Brien, personally
and as a representative of the Union, which stated that the
Union and O'Brien admitted each and every allegation of
the civil contempt petition and that they caused an
employer (other than K. G. Marks, Inc.) to violate Section
8(a)(3) of the Act by discharging an employee (other than
Raymond Smith) because he did not have a work permit
issued by the Union. The stipulation also provided that the
court was empowered to enter an order adjudging the
Union and Regis O'Brien in civil contempt of the court's
October 27, 1964, decree. The court was also empowered
to require the Union and O'Brien to purge themselves of
contempt by, inter alia, notifying, in writing, a number of
employers, including K. G. Marks, Inc., that:
the employees of said employers are not required to
secure working permits or dobies issued by or any
clearance from Local 426 as a condition of obtaining
or retaining employment.
An adjudication of civil contempt was entered by the
court on September 8, 1965, and criminal contempt
proceedings are currently in progress.
As will be seen, the above proceedings were based in
part upon the events with which the present proceeding is
concerned.
B. The Credibility Determinations Made Herein
Much of the testimony of the witnesses called by
counsel for the General Counsel is undenied. However, in
some cases, the facts found depend on whether I credit the
testimony of Raymond Smith, K. G. Marks, the president
of K. G. Marks, Inc., and Nelson Krick, the Company's job
superintendent on a Marks' project, all of whom were
i A "dobie" is a card given a member of the International which
permits him to work within the jurisdiction of a local of which he
is not a member. The member pays $2 for every 15 days he works
up to 90 days when he is automatically transferred into the local
within whose area he is working A "permit" is issued to nonunion
members or to members who are "behind in their dues" and
called as witnesses by counsel for the General Counsel, or
the testimony of Regis O'Brien, the chief witness for
Respondents . In addition to the fact that much of Smith's
testimony is undisputed , he impressed me as a particularly
honest and straightforward witness and I am convinced
and find that he was telling the truth about the events in
dispute. Marks and Krick also impressed me as truthful
witnesses and their testimony is supported by various
events about which there is no dispute. Accordingly, I
have credited the testimony of each of the three men and
the findings of fact set forth below are based primarily on
their testimony.
O'Brien , on the other hand , was a belligerent witness
whose demeanor convinced me that his purpose was to
conceal rather than to reveal the true facts . Furthermore,
portions of his testimony are inconsistent with many of the
undisputed facts and there are conflicts between his
testimony and statements in his prehearing affidavit.
Having considered O'Brien 's demeanor and the record as
a whole, I am convinced that he was an unreliable witness
and do not credit his testimony concerning disputed facts.
C. The Events Occurring More Than 6 Months Prior to the
Filing of the Charge
Raymond Smith became a member of the International
Association of Bridge , Structural and Ornamental Iron
Workers, AFL-CIO, in 1941 and was still a member at the
time of the hearing. He became a member of Local 426,
which has its office in Detroit , in 1954 by transferring his
Union "book" from Local 10 in Kansas City, Missouri. He
remained a member of Local 426 until 1958 when he was
offered a job in Kansas City and transferred his "book"
back to Local 10. Sometime thereafter , Smith obtained a
job in Dallas and transferred his "book" to the local in that
area. When he was offered a job in Michigan in 1959, he
again transferred into Local 426.
Smith continued to be a member of Local 426 until May
1963 when he got a job in Los Angeles and transferred his
membership to the appropriate local.
Smith returned to Port Huron on May 17, 1964. A few
days later , he was offered a job as a journeyman resteel
worker by Leonard Martinek , vice president of Collins and
Catlin, a construction company. Smith told Martinek that
he was not a member of Local 426 but of an out-of-state
local and would have to "contact" Regis O'Brien, the
business agent of Local 426 and get a "dobie" or arrange
to transfer into Local 426 before he could work for Collins
and Catlin. i
In late May, Smith called O 'Brien in Detroit and told
O'Brien that he had been offered a job in Port Huron and
asked if he could mail his "book" and money for a dobie or
whether he would have to bring his "book " in personally.
O'Brien told Smith that he would have to appear in person
before the executive board and that O'Brien could do
nothing for Smith until Smith had appeared before the
allows them to work for a specified period Smith testified that "It
is always customary in a union when you go into another local ...
to notify the business agent
and where you are working . .
since I would be considered an out of state union man, I was
obligated to contact [O'Brien] and pay for the privilege of
working, either on a dobie or permit
"
k
906
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
board. Smith reported to Collins and Catlin that he could
not go to work on June 1, as the latter wished him to do,
because the executive board did not meet until about
June 7.2
Smith appeared before the Union's executive board in
Detroit on or about June 7. He was asked why he was there
and what he wanted. He replied that he wanted to go to
work and wanted a "dobie" or to transfer into Local 426 so
he could work. The board members said that this was not
the board's problem but a problem for O'Brien. In the
presence of the executive board, O'Brien called Smith a
"liar ... with a few, cuss words thrown in" and charged
that Smith was "soliciting work" in Port Huron which,
O'Brien said, Smith had no right to do. In Smith's words,
"I tried to tell [O'Brien] the job was offered to me,
although I felt like I had a right to solicit this job . . . . " (Cf.
the statement in Respondents' brief that the Examiner
may take "official notice" that solicitation of work is not
forbidden by the area agreements or the union constitution
or bylaws and is most common in the industry.)
Smith asked O'Brien for a dobie but O'Brien refused to
give him one. O'Brien also said that he would not allow
Smith to work for any Port Huron contractor but told
Smith that if he would be at the Union's Detroit office, a
distance of about 70 miles from Smith's home, every
morning at 8 a.m., O' Brien could probably find work for
Smith "around Detroit."3
No member of the executive board was called by
Respondents to deny Smith's testimony concerning what
was said during his appearance before it on or about
June 7, 1964.
Smith reported to Collins and Catlin what had happened
and was told, "we are sorry, we can't hire you without the
permit. "4 Thereafter, Smith obtained a job as a mechanic;
i.e., a job at other than his "trade" and over which
Respondents do not claim jurisdiction . He continued to
work for the same employer until the fall of 1964 when he
was hired by K. G. Marks, Inc.
D. Smith's Employment by Marks and his Efforts to
Obtain a Permit From Respondents
In early September 1964, the general superintendent of
K. G. Marks, Inc., a Port Huron construction company,
asked Smith if he would like to work for that Company
again as a foreman and suggested that Smith talk to K. G.
Marks, the president of the company.s Smith talked to
K. G. Marks a day or two later and Marks told Smith that
the Company would soon start building a reservoir at
Saginaw, Michigan, and said that he would like Smith to
act as foreman of the employees who would do the
"resteel" work. Smith testified that he agreed to accept
the job "with the understanding I would have to get
clearance through Regis O'Brien"; i.e., obtain a dobie
from or transfer into Local 426.
About September 5, Smith called O' Brien 's office and
spoke to Victor Vojick, the assistant business agent of
Local 426. Smith explained that he was going to work for
Marks on the Saginaw reservoir and wanted to know about
getting a permit. Vojick told Smith "to have K. G. Marks
call for [Smith] and ask for [him] to be sent out and for
[Smith] to be in the hall and they would send [him] out."
It was arranged for Marks to call about September 8.
Vojick was not a witness and Smith's testimony in this
respect is also undisputed.
On the day set, Smith was at the union hall and sat in a
position from which he could be seen. However, he was
not sent out to the Marks' job or to any other job. He asked
O'Brien if Marks had called for him, O'Brien answered in
the affirmative but told Smith that he was "absolutely" not
going to allow Smith to work for any contractor in Port
Huron. O'Brien repeated his suggestion that if Smith
wanted to come to Detroit every morning and take his
chances with the "rest of the men," he would probably be
sent out on a job.6
Smith asked for a "dobie" or permit to work for Marks
but O'Brien refused, again saying "he would not let"
Smith work for any contractor in Port Huron.
K. G.
Marks, Inc., did not have a contract with
Local 426 or with the International and was not a party to
any exclusive hiring arrangement with Local 426 or the
International. The iron or resteel work on the Saginaw
project
was done by Marks directly and not by a
subcontractor. Nelson Krick was the job superintendent of
the project with authority to hire and fire employees.
Smith was admittedly hired by Marks as a foreman and
the
undisputed testimony establishes that Smith's
authority was such that he was a supervisor within the
meaning of Section 2(11) of the Act during the first month
or 6 weeks he worked for Marks on the Saginaw project.
The undisputed evidence also establishes that an
experienced ironworker may be hired as a journeyman
"today," i.e., on one job, and "tomorrow," i.e., on another
job, as a foreman. Whether a man is hired as a foreman or
a rank-and-file employee depends on the number of
foremen needed by the contractor and the latter's opinion
of the applicant's experience and skill, such as his ability
to read blue prints.
E. Smith's Efforts to Obtain the Assistance of the
International
Shortly after the events set forth in the section
immediately above, Smith called the International in St.
Louis and spoke to J. R. Downes, the general secretary.
He explained the situation and Downes told Smith to put
t Evidence of events which occurred more than 6 months prior
to the filing of the charge was admitted without objection Such
evidence, of course, may be received to "shed light" upon events
which occurred within the 6 months limitation period
Local
Lodge No
1424, Machinists (Bryan Mfg Co) v N L R.B , 362 U S
411, 417 Actually, Smith's failure to be hired by Collins and
Catlin on or about June 8, set forth infra, occurred less than 6
months before the filing of the charge However, the complaint
does not allege that Respondents violated the Act by their
conduct in June and the evidence concerning the events at that
time was introduced only as background
Y Local 426 has "jurisdiction" over 34 counties including the
county in which Port Huron is located.
" Smith testified that if Collins and Catlin had a contract with
Local 426, he was not aware of it but that, to his knowledge, the
Company always employs Local "426 men "
s Smith had worked for Marks as a foreman several years
before He testified, without denial, that the foremen on such jobs
"must be" union members "at all times " Both Smith and Marks
denied that there was any "profit-sharing" arrangement between
Smith and the Company in connection with the Saginaw project I
credit their testimony
6 Smith testified without denial that there was more resteel
work in the Port Huron area than qualified employees to do it and
asked, "Why should I drive [to Detroit] when they can't get men
within five minutes drive of my house"
REINFORCED STEEL WORKERS
907
"everything" in writing and send it to the International
which would "take action on it and give [him] some help."
Downes was not called as a witness and Smith's testimony
in this respect is also undisputed.
A few days later, Guy Morrison, another representative
of the International, called Smith and arranged a meeting
with Smith at a Detroit hotel. At the meeting, Morrison had
a copy of Smith's letter and said that Smith "should be
entitled to transfer back" into Local 426 and that the
International "would intervene on [his] behalf." Morrison
first told Smith to see O'Brien and that he would talk to
O'Brien and tell the latter to take Smith into the Local.
However, Morrison changed his mind and told Smith to
stay away from O'Brien saying that the International
"would handle it."
Smith reminded Morrison that because Marks was
hiring him as a foreman, he would have to hire journeymen
ironworkers and commented that if O'Brien refused to
give him a dobie or a permit, O'Brien might be "reluctant"
to furnish Smith with men. Smith asked what he should do
in that case. Morrison told Smith to have Marks "go
through the regular channels to get men from the union."
Morrison said that if O'Brien ignored the requests, Smith
"had permission from the International to work laborers,
or anybody to do the job, to man the job .... [He] must
man the job and ... had permission to do so." Morrison
was not a witness and Smith's testimony in this respect is
also undenied.7
F. The Efforts to Htre Resteel Men for the Marks' Job
Smith reported his conversation with Morrison to Marks
and was hired by Marks in late September 1964. He did
"miscellaneous" work until about the middle of October
when he reported to the Saginaw jobsite. The first week or
two, he worked alone but he knew that he would need men
before long and started calling reinforced steelworkers
who lived in the area. These men were journeymen
ironworkers
who belonged
to
Local 426
and several
members of Local 426 came by and asked for and were
offered jobs. However, they said that "they would have to
contact O'Brien" and let him know they were going to
work in Saginaw . They came back shortly thereafter and
told Smith that they could not work for him."
William Bond , a member of Local 426 who was called as
a witness by the
Respondents , testified that he and
another member of Local 426 went by the project and that
Smith asked them to work because he needed men badly.
Smith explained to Bond and the other men that "he had a
problem with Mr. O'Brien," that the job had to be manned
and he had to use "laborers "; i.e., men who were not
members of the Union . Bond said that he did not "think"
he intended to go to work on the Marks' job, that he told
Smith that he and the other members of the
Local
"weren't going to work, we were going on vacation," and
added that that was the way he "put it." Bond further
testified that the reason he refused Smith's offer of a job
was, "there were laborers there, and then his dispute with
Mr. O'Brien. I didn 't want to get involved in anything, is
about what it boils down to."9 Bond explained that he went
to the project to "check to see who was on the job, see
what the job looked like ." He added that he was "just
checking to see if it was properly manned and to see who
the company was and see who was on the job which is
customary."
In late October, i.e., not long after Smith arrived on the
Saginaw jobsite, O'Brien came to the project , asked Smith
what he was doing there , and told Smith "to get off the job
until he got it straightened out." O' Brien also said that no
one could work until the "thing was straightened out."
Smith reported his conversation with O'Brien to Marks'
general superintendent who called O'Brien . Smith, in
turn, called Morrison, the International representative he
had talked to earlier, and reported what had happened. It
is undisputed that Morrison told Smith to "get back on the
job and stay there and man it anyway [he ] could if Regis
O'Brien would not let the regular iron workers work for"
Smith. Morrison also told Smith to have no "contact" with
O'Brien because the International would take care of the
"matter."
Job Superintendent Nelson Krick testified that he asked
Smith to try to hire "rod busters and resteel men" and
during the "first week or so" "we would go out in the
evenings" and during the daytime, Smith would go out and
look for men. Krick further testified , without objection,
that "some of [the men] would say they would come out to
work, and then they would call the hall and check in with
the hall and then they would tell Mr . Smith afterwards
they couldn't do it because they were instructed not to." In
short, Smith was unable to hire "any union men."
Krick was also present when Smith called the union
"hall" in Detroit and, during the same call, Krick talked to
O'Brien .
Krick asked O'Brien to send some resteel
workers to the job but all he "got was a lot of swearing and
cussing and a flat no we wouldn 't get them unless we got
rid of Raymond Smith." Krick called O 'Brien on another
occasion and asked for resteel men and O ' Brien again told
Krick that there would be no men until Marks "got rid of
Raymond Smith ," that he would send men when Marks
"got rid" of Smith . As set forth infra, the Company had no
trouble obtaining men after the strike and the demotion of
Smith.
As a result of Marks' inability to hire any member of
Local 426, Marks began using "laborers" to do the resteel
work. These men were members of the Laborers' union
but were not members of Local 426 and did not have the
' In their brief, Respondents ignore Smith's efforts to transfer
have the "promise" of a job about 3 weeks later and agreed that
into Local 426 or to obtain a "dobie" and state only that Smith
the man with him was also unemployed Bond added that he and
"had not reinstated his membership in [Local 426] since his
the other man began working on December 9, but he admitted
return from California in 1963
11
that he did not know, when he went to the Marks' jobsite, the date
" O'Brien testified that "several people from the Saginaw area"
on which he would be going to work
reported to him that Smith was working as a foreman
" Later, Bond asserted that he did not go to the project to apply
for a job although he was not employed at the time He claimed to
908
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
training and skill of journeymen ironworkers.10 However,
they learned rapidly and by late November Smith was well
satisfied with the quality of their work. According to
Smith, the laborers "eventually ... showed an interest in
joining the iron workers" union.
G. Respondents' Demands and the Picket Line at the
Project
On the "evening" of November 24, O'Brien went to the
Company's field office at the Saginaw project and told Job
Superintendent Krick that he was going to put a picket line
on the project the next day unless Raymond Smith was off
the job. Also present during the conversation were William
Allore, the Carpenters' business agent, a Mr. Stockford of
the Roofers' union, and Francis Hovey of the Laborers'
union. One of the three asked why O'Brien would not send
men to the job and O'Brien replied that there was one man
on the job he wanted off "first" and identified the man as
Raymond Smith. O'Brien asked Hovey to have his
laborers stop doing resteel work and Hovey refused.
O'Brien gave as his reason for wanting Smith taken off the
job the fact that Smith's book was "out in California.""
At 7:30 a.m. on November 25, which was the day before
Thanksgiving, there was a picket line at the project and
some if not all of the pickets were members of Local 426.
None of the employees on the project would work and
K. G. Marks called the International in St. Louis, reported
the facts, asserted that the Company had "gone through
all of the necessary steps to procure people from the hall,"
that no men had reported, and that the project was at a
complete standstill because the other "trades" refused to
work because of the picket line.
The following telegram, dated St. Louis, 2:04 p.m.,
November 25, was received by Marks that afternoon:
Following wire sent Regis O'Brien, Business Agent of
our Local#426, Detroit, Michigan, quote
Information received at this office reflects that you
have placed an unauthorized picket line on the K. G.
Marks, Inc., Saginaw
Water reservoir project,
Saginaw, Michigan. You are instructed herewith to
immediately remove any pickets on this project and
request from this office assistance in connection with
your efforts to adjust any existing controversy
between K. G. Marks, Inc. and your Local Union.
This is for your information and in reply to your
telegram of this date.
J. R. Downes , General Sec'y.,
Intl. Assn . of Bridge , Structural
and Ornamental Iron Workers
in Marks testified without dispute that when no men were
obtained from Local 426, the International was "contacted" and
said if the "hall" cannot provide employees to use whatever men
were available which he understood to mean carpenters, laborers,
or anybody that "we could fill in with " As set forth supra,
International
Representative
Morrison
had
given
Smith
permission to hire anyone he could if O'Brien ignored his requests
for employees In their brief, Respondents make it appear that no
effort was made to hire journeymen ironworkers but that, from the
In the meantime, Marks talked to O'Brien and, in
Marks' words, O'Brien "insisted" that the Company get
rid of Smith but Marks "absolutely refused" to do so.
Marks testified that the basis for O'Brien's position
apparently was that Smith was a subcontractor. Marks
replied that Smith was not a subcontractor and offered to
show O'Brien his books but O'Brien said, "to hell with
records.
They don't mean anything." O'Brien also
"cussed" Smith and, it appears, also made accusations or
suggestions about Smith personally. O'Brien admitted at
the hearing that he told Marks that "as long as Mr. Smith
was on that job as foreman, I could not supply him with
members" of Local 426.
The next day was Thanksgiving and no one was required
to work. However, the picket line reappeared on Friday,
November 27. O'Brien was on the picket line and Marks
and O'Brien had another meeting, this one fairly early in
the morning. O'Brien told Marks that his Company would
get no men and that the picket line would remain "unless
[O'Brien] could man the job with a foreman appointed by
[O'Brien]." Marks argued that Smith should continue as
foreman but as he put it:
even though the strike was unauthorized,. . . we had
a job going and we had to meet certain deadlines and
we were already behind because of various things, the
weather, and I had to go along with the stipulation
that [the Union] would appoint their superintendent
but we would be able to keep Mr. Smith on the job.
O'Brien told Marks that if he were permitted to appoint
the foreman, the Company could have all of the resteel
workers it needed and, in Marks' words, "we were never
short on resteel workers after this point." O'Brien also
sought an agreement that Smith would be the first man to
be laid off but Marks would not agree to this proposal.
After the Marks-O'Brien conversation, the picket line
was removed and Marks testified without denial that "The
guys left the picket line and went to work on the job." This
meant that the laborers who had been doing the resteel
work for about a month either returned to their former jobs
or were laid off.
Marks reported to Smith that the "best " he could do,
other than to be faced with a long strike , even though the
International said that the strike was illegal , was to reduce
Smith to journeyman and replace him as foreman . Smith's
replacement was Louis Crawford, a member of Local 426.
first, Marks and Smith were determined to use laborers to do the
resteel work.
i i Another business agent, Joe Piquette, may also have been
present
However, Respondents did not call either Allore,
Stockford, Hovey, or Piquette as a witness as they surely would
have done if the testimony of any of them would have supported
O'Brien's version of the meeting O'Brien admitted that he asked
the business agents of the other unions to take their men off the
job and that they refused to do so
REINFORCED STEEL WORKERS
909
Smith's demotion meant a reduction in pay of about 50
cents an hour and the loss of certain benefits such as living
expenses and free gasoline.12
O'Brien testified that the only reason for the picket line
was "because the carpenters and laborers were doing
what [he] regarded as iron workers' work . . . ." He also
admitted that he was not seeking to cause the men doing
the resteel work to join Local 426.
Thereafter, the resteel work was done by Union "book"
men, one "permit" man, and Smith. Smith quit on
March 20, 1965, and, at the time of the hearing, was
working as a bridge inspector. is
Both Marks and O'Brien testified that during one of
their conversations Marks suggested that O'Brien send
him a contract, that he would look it over and sign it.
However, O'Brien did not send Marks a copy of a contract,
his asserted reason being that a new contract with other
companies had just been negotiated and had not yet been
printed.
H. Analysis and Conclusions
1. Respondents' restraint and coercion of employees
When Collins and Catlin wanted to hire Smith as a rank-
and-file employee on or about June 1, 1964, Respondents
refused either to admit him into membership in Local 426
or to give him a dobie or a permit to work. As a result,
Smith was not hired and thereafter got a job as a
mechanic.
A few months later, K. G. Marks, Inc., offered Smith a
Job as foreman but Respondents again refused to issue
Smith a dobie or to transfer his membership into
Local 426. However, Smith was hired by Marks but when
the Company tried to hire members of Local 426 as rank-
and-file employees, it was unable to do so either because
of direct instructions from Respondents or because
members, like Bond, were aware of the dispute between
Smith and Respondents and did not want to run the risk of
reprisals for accepting jobs which would be supervised by
Smith. During the same period, Respondents refused to
refer men to the Marks' job despite a number of direct
requests.
When the Company was unable to hire members of
Local 426 to do the resteel work, it assigned members of
the Laborers' union to work under Smith and they in fact
did the resteel work for about a month. Then, on
November 24, O'Brien told Job Superintendent Krick that
there would be a picket line "unless Raymond Smith was
[taken off] the job" and the project was in fact picketed
on November 25 and on November 27, the next workday.
After meeting with O'Brien, Marks agreed to and did
demote Smith, and replaced him with a foreman who was a
member of Local 426. In addition, Marks transferred or
laid off the laborers who had been doing the resteel work
and replaced them with members of-Local 426 or holders
of permits or dobies issued by Respondents, the one
exception being Smith. Respondents also sought, but
without success, to obtain a promise from Marks that
Smith would be the first man laid off when the amount of
resteel work decreased.
It is clear that the members of Local 426 were aware of
O'Brien's attitude toward Smith and that the trouble
Smith and Marks were having with Respondents stemmed
from the fact that Smith was not a member of Local 426
and had not been issued a dobie or a permit by
Respondents. The members of Local 426 also knew that,
as a result of Respondents' conduct, Smith was replaced
as foreman with a member of Local 426 and that the rank-
and-file
laborers
were replaced with members of
Local 426. Of course, the laborers themselves knew that
they were replaced only because they were not members
of Local 426 and did not have dobies or permits issued by
Respondents.
It is admitted that Marks and the Union were not parties
to a collective-bargaining contract and Respondents do not
deny that, absent a contract containing a valid union-
security clause and/or a valid exclusive hiring hall
arrangement, Marks had the statutory right to hire anyone
he wanted to do the resteel work. Likewise, Respondents
do not deny that a union and/or its agents violate the Act
by forcing an employer to hire only union members either
by
direct
agreement
or
via
an exclusive hiring
arrangement under which only members are referred or
are given preference in referrals. And in their brief,
Respondents
concede that it is "known" from
"innumerable past cases" that O'Brien "favors members
over nonmembers and wields his authority accordingly."
By their conduct, Respondents attempted to cause and
largely succeeded in causing Marks to replace members of
the Laborers with members of Local 426 or men holding
dobies or permits issued by Respondents. O'Brien
testified, when asked at the hearing why he put up the
picket line, that the only reason was that "they were using
laborers to place our reinforcing." (Cf. the contention in
Respondents' brief that the purpose of the picket line was
to cause Marks to sign a contract with Local 426.)
Such conduct clearly restrained and coerced employees
in the exercise of their right to become or remain or to
refrain
from
becoming or remaining members of
12 O'Brien's testimony makes it clear that K G Marks, Inc , as
well as Smith , was in his "bad books" because, according to
O'Brien, Marks had used carpenters and laborers in the past to do
resteel work As for Smith, O'Brien charged that in 1958, or
earlier, Smith had worked during a strike He admitted, however,
that he did not see Smith working but claimed that a report to this
effect was made and that the Union started an investigation in
1956 or 1958 which was not completed because of a change in
officers O'Brien also charged that Smith was "subcontracting"
before he went to California and that he refused to work on jobs
the Union referred him to because he wanted to work in Port
Huron O'Brien 's testimony that he had no conversations with
Smith between 1962 and the fall of 1964, i e , after Smith was
working as a foreman for Marks, is not credited (Cf O'Brien's
statement on cross-examination that the first time he saw Smith in
1964 was "either in the spring or summertime ") I also discredit
O'Brien's testimony that he received no requests for resteel men
on the Saginaw job before the strike (O'Brien's prehearing
affidavit states that he received calls for men before the strike.
O'Brien also referred at the hearing to the "trouble we had with
K G Marks
As far as supplying the people that were doing
the work under Raymond Smith" and admitted that he told Marks
that "as long as Mr Smith was on that job as foreman, I could not
supply him with Union members.") Also discredited is O'Brien's
testimony that he did not ask that Smith be taken off the Marks'
project and his unlikely claim that Marks promised to continue to
pay Smith the foreman's rate after his demotion to journeyman
13 Although Respondents argue that Smith did not want to
work , at least as a journeyman resteel worker, he was willing to
accept a job as such with Collins and Catlin in May-June 1964 and
in fact worked for Marks as a journeyman between November 27,
1964, and March 20, 1965, i e , during the winter months when
outside work is particularly disagreeable.
910
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Local 426. Of course, the illegal effect of Respondents'
conduct was not limited to the laborers who lost their jobs
and other nonmembers of Local 426 but was, if anything,
greater in the case of the members of Local 426 who were
given proof that nonmembers of Local 426 can and do lose
their jobs which are then given to employees who are
members of Local 426 or who are acceptable to Regis
O'Brien. It is self-evident that having seen this display of
power over jobs, even with an employer who did not have a
contract with Local 426, any member of Local 426 who
was considering dropping out of the Union would hesitate
to do so lest he find it difficult or impossible to obtain or
retain jobs in the future. It follows, therefore, and I find
that Respondents violated Section 8(b)(1)(A) of the Act by
causing or attempting to cause Marks to transfer or layoff
rank-and-file
employees
who were not members of
Local 426 and to replace them with members of Local 426
or holders of permits or dobies issued by Respondent.14
However, it was recognized throughout the proceeding
that the major issue in the case is whether Respondents'
efforts to obtain the discharge of Smith, a supervisor, and
their success in getting him demoted from supervisor to
journeyman violated Section 8(b)(1)(A) of the Act; i.e.,
coerced and restrained employees in the exercise of their
statutory rights. Although, generally speaking, supervisors
do not come within the Act's protection, Respondents
recognize in their brief that "There is an exception to the
rule-if the coercive activity occurs
under such
circumstances as might deter employees from the exercise
of Section 7 rights, then even though the coercive activity
was directed solely against nonemployees, a violation of
the Act is said to have resulted." (Emphasis supplied.)
The congressional purpose in confining the Act's
protection to employees and leaving employers free to
discharge supervisors who belong to the same union as the
rank-and-file employees was to assure employers of the
undivided loyalty of their representatives. t' But to leave a
union free, in the absence of a valid contract so providing,
to demand that a supervisor be penalized because he is not
a union member would either create or tend to create the
very situation which Congress sought to avoid; i.e., that
the loyalty of foremen would be divided at the very least or
even that they would give their primary allegiance to the
union rather than to their employer. And the possibility of
this result is even greater in industries such as the one
here in which a man may work as an employee much or
most of the time and as a foreman only occasionally. This
would be so because a man who is a foreman only part of
the time could not fail to be aware that his job chances as a
rank-and-file employee would be reduced if his actions,
while a foreman, antagonized the union or its agents.
It is probable that few employees are aware of the
legislative history which discloses that Congress wanted to
guarantee employers the undivided loyalty of their
foremen but employees recognize that supervisors are
management representatives and that , as such , it is their
duty to represent management's interest, leaving it up to
the bargaining representative to represent the employees'
interests.
In
short,
employees
understand
why
management has the right to insist that its representatives
do not "sit on both sides" of the labor- management table.
Under these circumstances, rank-and-file employees
would also understand that the fact that an employer
discharges a foreman for activity on behalf of the
employees' union does not mean that he will discharge
rank-and-file employees for the same conduct.
On the other hand, employees do not expect their
employer to prefer that his supervisors belong to or be
active on behalf of the employee union. Even in industries,
such as the one here, in which foremen are customarily
members of the same union as the employees, the latter
surely do not believe that management regards foremen
who are not union members as automatically undesirable
from its point of view. 16 In any event, in the instant case,
K. G. Marks made it abundantly clear that he wanted
Smith as foreman of the resteel work and that, as far as he
was concerned, Smith's lack of membership in Local 426
was immaterial.
Although Marks did not object to Smith's efforts to
become a member of Local 426 or to obtain a dobie from
Respondents, he resented and resisted Respondents'
demands that he discharge Smith because the latter was
unable to join Local 426 or obtain a dobie. However,
because Marks had to get the reservoir built and could not
afford a long strike, he agreed to and did demote Smith
and replaced him with a foreman selected by
Respondents.
The employees, both those who were and those who
were not members of Local 426, were thus given ample
evidence that Respondents' power was such that they
could cause a reluctant employer to demote even a
supervisor. If the Union was both willing and able to force
Marks, who had no contract with Local 426, to hire only
members as supervisors, the employees could have little
doubt that the Union could and probably would make sure
that union membership or a union dobie or permit was a
14 Although paragraphs 11 through 14 of the complaint describe
the conduct discussed above, along with Respondents' efforts to
obtain the discharge, demotion, and layoff of Smith, paragraph 15
of the complaint does not allege that Respondents violated
Section 8(b)(1)(A) of the Act by causing or attempting to cause
Marks to replace the laborers with members of Local 426.
However, the complaint requested that Respondents be ordered
to cease and desist from the acts set forth in "paragraphs 10
through 14, above ...." and in his brief, counsel for the General
Counsel contended that Respondents violated the Act by causing
Marks to replace the laborers with members of Local 426 or with
men holding dobies or permits issued by Respondents.
Respondents' demands with respects to the laborers, as well as
Smith, were fully litigated and were, of course, motivated by the
same fact; i.e., that they, like Smith, were not members of local
426. Finally, both demands were made at the same time and
Respondents' picket line was designed to and did accomplish
both results; i.e., the removal of Smith and the laborers. Under
these circumstances , I do not regard myself as foreclosed from
finding a violation based on the removal of the laborers. Sec
Granada Mills , Inc., 143 NLRB 957, 958, fn . 1; Monroe Feed
Store, 112 NLRB 1336 ; Eagle-Picher Mining & Smelting Co. v.
N.L.R.B., 119 F .2d 903 ,910 (C. A. 8); Rocky Mountain Natural Gas
Company, Inc. v. N.L.R.B., 326 F.2d 949, 951, fn . 3 (C.A. 10). Cf.
N.L.R.B. v. Piqua Munising Wood Products Co., 109 F.2d 552, 557
(C. A. 6); Frito Company v. N.L.R .B., 330 F.2d 458 (C.A. 9).
15 See Vol. 1. Leg. Hist. of I.MRA, p. 304, ff.
Is The custom in certain industries for foremen to retain their
union membership may be due in part to the fact that the same
man may be a foreman on one job and a rank-and-file employee on
the next job . A requirement that such men must resign from the
union during any period when they are foremen could be very
expensive ; i.e., they would have to pay initiation fees repeatedly.
Breaks in their union membership might also affect adversely
their eligibility for union pensions or other similar benefits.
REINFORCED STEEL WORKERS
911
condition precedent to obtaining and retaining a job as a
rank-and-file employee.
Furthermore, it is abundantly clear that Respondents
first sought to force Marks to get rid of Smith by refusing
to allow members of Local 426 to work on the project
under Smith and it was only when this tactic failed that
Respondents
made their direct demands which they
enforced by means of a picket line which closed down the
entire project. In other words, Respondents' campaign
against Smith included direct pressure upon employees;
i.e., those members of Local 426 who were prohibited from
working for Smith and who clearly were unwilling to work
under Smith lest Respondents deprive them, in turn, of
jobs on other projects either by seeing to it that they were
not hired by union foremen or by refusing to refer them to
jobs when employers asked for men.
Thus, when viewed as a whole, Respondents' conduct
put employees on notice that Local 426 and Regis O'Brien
were determined to remove from the job every man, be he
a supervisor or a rank-and-file employee, who was not a
member of Local 426 or did not have a dobie or a permit
issued
by
Respondents.
To state it another way,
Respondents' demands with respect to Smith and with
respect to the laborers were so interrelated that the
employees would be unable to distinguish between them
and would view them as a single act the purpose of which
was to reserve all resteel jobs for union members or for
men who had the approval of the Union and/or Business
Agent O'Brien. Indeed, Respondents' conduct made it
clear to members of Local 426 that if they wanted to be
hired as foremen, they had to be members of Local 426 or
acceptable to Business Agent O'Brien while employees
and that Local 426 and Regis O'Brien reward rank-and-file
employees who are "good" union members by having
them appointed foremen. In sum, the effect of
Respondents' conduct which was directed at Smith was to
cause members of Local 426 to abide by union policies;
i.e., policies which bar members from working under
supervisors who are not members or do not have dobies or
permits and which bar them from working on jobs on
which nonmembers or men without dobies or permits are
working as rank-and-file employees. Needless to say,
coercion and restraint can result from observing that
nonmembers lose their jobs, not only as employees but as
supervisors, and that members are rewarded by being
given both supervisory and rank-and-file jobs formerly
held by nonmembers.
In fact, it is impossible to limit the effect of
Respondents' conduct on Smith himself to those periods
when he was working as a supervisor. As a matter of fact,
Respondents' conduct probably meant that, in the future,
Marks and other employers would be reluctant to hire
Smith as a supervisor lest they would be unable to obtain
qualified workmen and would be shut down by a picket
line. Under these circumstances, it is probable that Smith,
at best, can work at his trade only as a rank-and-file
employee and the reasonable tendency of Respondents'
conduct would be to restrain and coerce Smith, when he
was not a supervisor, in the exercise of his statutory right
to work, without being a member, for any employer who is
not a party to a contract containing a valid union-security
clause
or
a
valid
hiring
hall
agreement." Indeed,
Respondents' attempt to secure an agreement that, after
his demotion to journeyman, Smith would be the first man
to be laid off, would restrain and coerce Smith during the
period
when he was employed by Marks as a
nonsupervisor.
Having considered Respondents' entire course of
conduct and having considered the context in which
Respondents' demands with respect to Smith occurred;
i.e., at the same time that they demanded the removal of
rank-and-file nonmembers, I find that their attempt to
have Smith discharged and their success in getting him
demoted constituted restraint and coercion of employees
in the exercise of their statutory rights and, therefore,
violated Section 8(b)(1)(A) of the Act.
In my opinion, "It was inevitable" that members of
Local 426
as
well
as
nonmembers
would regard
Respondents' demands with respect to Smith and his
resulting demotion as "symbolic" of what could and
probably would happen to them if they were not members
of Local 426, or sought to work without a permit, or
worked for a foreman who was not a member, or worked
on a job along with nonmembers of Local 426. A. O. Smith
Corporation, Granite City Plant, 132 NLRB 339, 393. If
Respondents were "powerful enough" to force a reluctant
employer, such as Marks, to demote a foreman who
"dared to stand up to [them], what chance would a plain
rank-and-file employee have in a contest with [them] ?"
The "clear message" to rank-and-file employees was that
their present and future job opportunities, both as rank-
and-file
employees and as foremen, depended on
Respondents' pleasure and "The threat to their job
security"
if
they
antagonized
Respondents,
as
demonstrated by their power to cause Marks to demote a
foreman he wanted to keep, "was as plain" as if
Respondents had told the employees that they would be
similarly punished if they sought to work contrary to
Respondents' wishes."See also N.L.R.B. v. International
Woodworkers of America, AFL-CIO [W. T. Smith Lumber
Co.], 243 F.2d 745, 748 (C.A. 5) in which the union's
conduct was directed at supervisors and independent
contractors. In Oil City Brass Works, 147 NLRB 627, 629,
630, which involved the discharge of a foreman because he
gave testimony adverse to the Company, the Board held
that
the
discharge interfered
with the employees'
" As a practical matter, Respondents' refusal to admit Smith
as a member of Local 426 or to give him a dobie means that he is
barred from working at his trade either as a journeyman, as in the
case of Collins and Catlin, or as a supervisor, as in the case of
Marks
Respondents' conduct also made it clear that their
attitude toward Smith was the same without regard to whether the
job he was offered was a supervisory or a rank-and-file job
IS Although the court refused to enforce the Board's order in
the above case, it did so on the facts, i e , because it disagreed
with the Board's finding that the union was responsible for the
foreman's demotion As for the contention that the Board had no
jurisdiction because a foreman was involved, the court said, "We
agree with the Board that if [the supervisor's] demotion was an
unfair labor practice and if `the employees should regard [his]
demotion as symbolic of what would happen to them if they were
to exercise their statutory rights,'
the Board had jurisdiction "
A 0 Smith Corporation, Granite City Plant v N L R B, 343 F 2d
103, 111-112 (CA 7)
912
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
organizational rights because "in such situations, the
employees would reasonable believe a similar fate would
befall them" if they testified adversely to the employer.' 9
I am also convinced that, in the
instant case, the
employees would also regard the designation as foreman of
member Louis Crawford as a replacement for Smith as
"symbolic" of the benefits which the Union and Business
Agent
O'Brien can and do obtain for rank-and-file
employees who are members of Local 426, thereby further
encouraging employees to become and remain members of
the Union, to abide by its rules and to do nothing which
might antagonize Business Agent O'Brien.
It is well established that the test of restraint and
coercion is the effect on employees of the conduct
involved (N.L.R.B. v. Ford Brothers, 170 F.2d 735, 738
(C.A. 6)) and that the effect of similar conduct may be
different because the parties involved are different or
because of the context in which it occurred. It is the
Board's duty to consider the congressional purpose in
enacting the various provisions of the Act and to prevent
and remedy restraint and coercion of employees by both
employers and unions. I do not believe that the Board's
duty is any the less because the restraint and coercion
resulted from conduct directed at a supervisor or because
a supervisor may benefit as a result . And, as pointed out
previously, a finding of a violation here does not conflict
with but instead effectuates the congressional policy of
guaranteeing employers the undivided loyalty of their
supervisors and to hold otherwise would create the very
result Congress sought to prevent.
It was Respondents who chose to enforce their demands
that only members or holders of a dobie or a permit be
hired, either as a supervisor or as rank-and-file employees,
and they sought to achieve that result by conduct which
was directed not only at Supervisor Smith but which
involved equally a refusal to allow members to work under
Smith, a refusal to allow members to work with rank-and-
file
nonmembers, and finally a demand that both
Supervisor Smith and the rank-and-file employees be
replaced with members. I believe that the employees
would view Respondents' conduct as a whole and, in my
opinion, the Board may properly view their conduct with
respect to Smith as so interrelated with their other
conduct that it is impossible to disentangle the effect on
the employees of the various parts thereof.
2. Respondents' efforts to cause employers to follow the
practice of hiring or retaining only those nonmembers of
Local 426 who have permits or dobies
The Board's earlier Order, the decree of the court of
appeals enforcing the Order, the stipulation subsequently
entered into by Local 426 and Business Agent O'Brien
personally, the adjudication in civil contempt, all set forth
supra, and the facts found herein make it clear that
Respondents seek to cause employers to follow a practice
of hiring or retaining only members of Local 426 or those
nonmembers who have been issued a dobie or a permit by
Respondents, and the facts set forth above also establish
that Respondents seek to impose such a practice upon
employers who are not parties to collective-bargaining
contracts containing a valid union-security clause or a
valid
hiring
hall
arrangement.
The replacement of
nonmembers on the Marks' project with "book" members
primarily also discloses that members of Local 426 may be
hired or retained without such dobies or permits.
However, because of the prior proceedings, no order will
be issued based upon Respondents' conduct in this
respect. Of course, this does not mean that Respondents'
insistence that nonmembers can be hired or retained only
if they have been issued a dobie or a permit has not been
considered insofar as it sheds light on or explains their
actions with respect to both Smith and the rank-and-file
employees doing the resteel work before Respondents
made their demands and established the picket line.2o
CONCLUSIONS OF LAW
I. K. G.
Marks,
Inc., is an employer engaged in
commerce within the meaning of Section 2 (6) and (7) of the
Act.
2. Reinforced Steel Workers Local 426, International
Association of Bridge , Structural and Ornamental Iron
Workers, AFL-CIO, is a labor organization within the
meaning of Section 2(5) of the Act and its business agent,
Regis O'Brien , is its officer or agent.
3. Respondents coerced and restrained employees in
violation of Section 8(b)(1)(A) of the Act by causing or
attempting to cause K. G. Marks, Inc., to discharge or to
demote Smith and to agree that , following his demotion,
Smith would be the first rank-and-file employee to be laid
off and by causing or attempting to cause K. G. Marks,
Inc., to replace rank-and-file employees who were not
members of Local 426 with members of Local 426 and/or
holders of a permit or dobie issued by Local 426 and its
officers or agents ,
particularly
Business Agent Regis
O'Brien.
4. Respondents violated Section 8(b)(1)(A) of the Act by
seeking to maintain a practice under which employers are
required to hire or retain as rank -and-file employees only
members of Local 426 or holders of a permit or dobie
issued by Respondents even though the employers are not
parties to a contract which contains a valid union -security
clause or a valid exclusive hiring hall agreement.
THE REMEDY
As indicated previously, the unfair labor practices found
above were, in part, the basis for an adjudication in civil
contempt which provided that Respondents could purge
themselves of their contempt by taking certain action
which included notifying employers, including K. G.
Marks, Inc., that they would cease and desist from
engaging in certain conduct and by posting notices to that
'" Although the court enforced the Board's order in the above
case, it did so on the limited ground that the Board must and has
the power to protect
its witnesses. Oil City Brass Works v
N L R B , 357 F 2d 466, 470 (C A 5) Being a case against an
employer, the court had no reason to consider the distinction,
pointed out above, between union and employer action directed at
supervisors Its opinion does not indicate whether or not its
decision in the Woodworkers' case, cited above, was brought to its
attention.
"' Although the petition for adjudication in civil contempt
refers to the demotion or discharge of the laborers, the relief
requested therein did not include a provision that Respondents
make the laborers whole for any losses they may have suffered by
reason of Respondents' unfair labor practices
Under these
circumstances I do not believe that findings and an order based
thereon duplicate or conflict with the contempt proceedings
REINFORCED STEEL WORKERS
913
effect. Under these circumstances, I do not believe that a
second order, which is merely a duplication of what has
already been done, is either necessary or proper. However,
I believe that a second order is necessary to remedy fully
Respondents' illegal conduct which was directed at Smith
and the laborers who were taken off the resteel work as a
result of Respondents' demands and the picket line.
It is clear that Smith will be unable to find employment
at work under the jurisdiction of Local 426, either as a
supervisor or a journeyman, unless he can give employers
assurance
that
Local 426,
its
agents
and officers,
particularly Business Agent O' Brien , will not picket their
jobsites because Smith is employed there and will not
engage in any other conduct which will prevent or delay
getting the work done such as by refusing to refer
employees, on request, by refusing members of Local 426
permission to work on the job under or with Smith, and by
causing members to refuse employment under or with
Smith because they fear that Respondents will deny them
employment by refusing to refer them, or by causing
foremen who are members to refuse to hire them, or by
taking some other action which will reduce their job
opportunities.
Therefore,
the
order
will
direct
Respondents to deliver to the Board a signed statement
addressed to Smith which is designed to reduce the
reluctance of employers doing resteel work to hire Smith
either as a supervisor or as a journeyman.21
I
believe that in order to expunge the effect of
Respondents' illegal conduct, it is also necessary for
Respondents to make Smith and the laborers whole for
any losses they may have suffered as a result of
Respondents' demands and picket line. The order will so
provide and any backpay found due Smith and the
laborers will be computed on the basis of the formulas set
forth in F. W. Woolworth Company, 90 NLRB 289, and Isis
Plumbing & Heating Co., 138 NLRB 716. The record
indicates that the resteel work on the Saginaw project has
long since been completed; if not, it is understood that
Respondents are not liable for any backpay to either Smith
or the laborers after the date on which such work was (or
is) completed.
As noted supra, Respondents first sought to enforce
their
illegal
condition
for
obtaining
or
retaining
employment by refusing to refer men to the project when
requested to do so, by causing by direct or indirect means
members of Local 426 to refuse to work under Supervisor
Smith or on a project on which rank-and-file employees
were working who were not members of Local 426 or who
did not have a dobie or a permit issued by Respondents. In
my opinion, the illegal effect of Respondents' conduct will
remain unexpunged unless members of Local 426 and
holders
of
a
dobie or a permit are notified that
Respondents will not interfere, directly or indirectly, with
their job opportunities because they work under or with
Raymond Smith. Accordingly, the order will direct
Respondents, upon being furnished by the Regional Office
with a sufficient number of copies of the notice, to sign and
return to the Regional Office a copy to be mailed to each
member or holder of a dobie or permit on the date of which
this decision and order issues. The order will also direct
21 Of course, a valid contract is no defense in the case of Smith
because of Respondents' refusal either to admit him to
membership in Local 426 or to give him a dobie or a permit
Respondents to furnish the Regional Office a stamped
envelope addressed to each such member and dobie or
permit holder. The mailing requirement is based on the
large area over which Respondents have jurisdiction (34
counties) and the probability that members of Local 426,
at least, will not see a copy or copies of the notice posted at
Respondents' Detroit office. Respondents will also be
directed to sign and return to the Regional Office, upon
being furnished by the Regional Office with a sufficient
number of copies of the notice, a sufficient number of
copies to enable the Regional Office to send a copy of the
notice to each laborer who ceased doing resteel work as
the result of Respondents' demands and picket line. In
this case, Respondents will be required to provide the
Regional Office with a stamped envelope addressed to
each such laborer for whom the Regional Office is able to
furnish, within 60 days, an address.
In order to expunge the effect of Respondents' conduct,
the notice, which is the only document ordinarily seen by
employees, must inform them of their statutory rights and
that Respondents, in the absence of a valid contract
making membership a condition of employment, are not
permitted to prevent nonmembers from being hired to do
resteel work and are not permitted to reserve, either by
direct or indirect means, jobs for members. The testimony
of union member Bond suggests that he would have
accepted a job under Smith had he not feared that if he did
so, Respondents would reduce his job opportunities by
direct
or indirect action. It is thus evident that
Respondents' ability to enforce illegal conditions of
employment depends in part upon their control over the
job prospects of members of Local 426 and men who are
issued a dobie or a permit by that Union and its officers
and agents.
Because Respondents seek to force employers to hire
only
members or holders of a permit or dobie,
Respondents will be directed to cease and desist from
engaging in any conduct which restrains and coerces
employees in the exercise of their statutory rights which
include the right, in the absence of a valid contract, to
work without being a member of Local 426 and without
obtaining a dobie or a permit.
RECOMMENDED ORDER
Based upon the entire record in the case and the
foregoing findings of fact and conclusions of law, it is
recommended that Respondents,
Reinforced
Steel
Workers Local426, International Association of Bridge,
Structural and Ornamental Iron Workers, AFL-CIO, its
officers,
agents, successors, and assigns, and Regis
O'Brien, business agent of Local 426, shall:
1. Cease and desist from:
(a) Restraining
and coercing employees, including
members of Local 426 and men who have been issued a
dobie or permit by that Union or its agents, including
Business Agent Regis O'Brien, by causing or attempting
to cause, by any means, K. G. Marks, Inc., or any other
employer, to refuse to hire, to discharge, demote, or
otherwise limit the employment of Raymond E. Smith as a
supervisor or as a journeyman because he is not a member
of Local 426 and does not have a dobie or a permit issued
by Respondents or their agents; the means prohibited
include, but are not limited to, direct demands, picketing,
refusing to refer men on request, refusing to permit
members and dobie and permit holders to work under or
914
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
with Smith, and causing members and holders of a dobie
or a permit to refuse to accept such employment because
they fear that if they do so, Local 426, its agents and
officers, particularly Business Agent Regis O'Brien, will
reduce their own job opportunities by direct or indirect
action such as by refusing to refer them to jobs and by
causing foremen who are members of Local 426 to refuse
to hire them.
(b) Restraining and coercing employees by causing or
by attempting to cause K. G. Marks, Inc., or any other
employer, to refuse to hire, to transfer, to lay off, or to
discharge rank-and-file employees because they are not
members of Local 426 or have not been issued a dobie or a
permit by Local 426 or by its officers and agents,
particularly Business Agent O' Brien , unless such action is
permitted by a valid collective-bargaining contract.
(c) Engaging in any other conduct which restrains and
coerces employees in the exercise of the rights guaranteed
them by the Act, including the right to work without being
a member of Local 426 or without a •dobie or a permit
unless such a requirement is provided for in a valid
collective-bargaining contract.
2. Take the following affirmative action which is
necessary to effectuate the policies of the Act:
(a) Make Raymond E. Smith, who was demoted from
his position as supervisor, and the laborers who were
replaced on the Marks' Saginaw reservoir project whole
for any losses they may have suffered because of
Respondents' unfair labor practices; any backpay found
due is to be computed in the manner set forth in the
section of this Decision entitled "The Remedy."
(b) Furnish the Regional Director for Region 7 of the
National Labor Relations Board with a signed statement
addressed to Raymond E. Smith which states that they do
not object to his employment as a supervisor of resteel
work or as a journeyman doing such work because he is
not a member of Local 426 and has not been issued a dobie
or permit, that they will not cause or attempt to cause
employers to refuse to hire him, to discharge him, or to
demote him, or otherwise limit his job opportunities by
engaging in any conduct including, but not limited to, the
making of demands on his employers, by picketing the job
on which Smith is working, by refusing to refer men, on
request, by causing or attempting to cause members of
Local 426 or holders of a dobie or a permit to refuse to
work under or with Smith, either by issuing instructions or
by causing such men to refuse to work under or with Smith
because they fear that, if they do so, Respondents will
reduce their job opportunities either by direct or indirect
means, including, but not limited to, refusing to refer them
or by causing foremen who are members of Local 426 to
refuse to hire them.
(c) Sign and return to the Regional Director for
Region 7, upon being furnished by the Regional Office
with a sufficient number of copies, a copy of the attached
notice marked "Appendix," to enable the Regional Office
to mail a copy to each man who, on the date on which this
Decision and Order issues, is a member of Local 426 or
holds a dobie or permit issued by Local 426 or its officers
or agents, particularly Business Agent O'Brien; furnish
the Director of Region 7 a stamped envelope correctly
addressed to each member and holder of a dobie or a
permit on the date provided above.
(d) Sign and return to the Regional Director for
Region 7, upon being furnished by the Regional Office
with a sufficient number of copies, a copy of the notice to
be mailed to each laborer on the Marks' Saginaw reservoir
project
who was transferred, demoted, laid off, or
discharged as a result of Respondents' demands and
picket line; furnish the Regional Director a stamped
envelope addressed to each such laborer whose address is
furnished to Respondents by the Regional Office within 60
days of the date on which this Decision and Order issues.
(e) Make available to the Board or its agents, upon
request, any and all records necessary to enable it or them
to determine whether Respondents have signed sufficient
copies of the notice and have furnished a sufficient
number of stamped, correctly addressed envelopes to
enable the Regional Office to mail a copy of the notice to
the persons named in section 2(c) of this Order.
(f) Post at their Detroit, Michigan, office and at any
other place where notices to members are customarily
posted,
copies
of
the
attached
notice
marked
"Appendix."22 Copies of said notice, to be furnished by
the Regional Director for Region 7, after being duly signed
by a representative of Local 426 and by Regis O'Brien
personally, shall be posted by them immediately and
maintained by them for at least 60 consecutive days
thereafter, in conspicuous places, including all places
where notices to members are customarily posted.
Reasonable steps shall be taken by Respondents to insure
that such notices are not altered, defaced, or covered by
any other material.
(g) Notify said Regional Director, in writing, within 20
days from the date of the receipt of this Decision, what
steps they have taken to comply herewith.23
22 In the event that this Recommended Order is adopted by the
Board, the words "a Decision and Order" shall be substituted for
the words "the Recommended Order of a Trial Examiner" in the
notice. In the further event that the Board's Order is enforced by
a decree of a United States Court of Appeals, the words "a Decree
of the United States Court of Appeals Enforcing an Order" shall
be substituted for the words "a Decision and Order "
za In the event that this Recommended Order is adopted by the
Board, this provision shall be modified to read "Notify said
Regional Director, in writing, within 10 days from the date of this
Order, what steps Respondent has taken to comply herewith "
APPENDIX
NOTICE
Pursuant to an Order of a Trial Examiner of the National
Labor Relations Board, and in order to effectuate the
policies of the National Labor Relations Act, as amended,
we hereby notify you that:
WE WILL NOT engage in any conduct the purpose of
which is to cause K. G. Marks, Inc., or any other
employer
doing
work
which falls
within
our
jurisdiction, to refuse to hire, to discharge, to demote,
to lay off, or to otherwise limit the job opportunities of
Raymond E. Smith, either as a supervisor or a
journeyman, because he is NOT a member of
Reinforced Steel Workers Local 426, International
Association of Bridge, Structural and Ornamental
Iron Workers, AFL-CIO, or has not been issued a
dobie or a permit.
WE WILL NOT engage in any conduct the purpose of
which is to cause or to attempt to cause K. G. Marks,
Inc., or any other employer, to remove employees
doing resteel work because they are not members of
Local 426 or do not have a dobie or a permit and to
REINFORCED STEEL WORKERS
replace them with members of Local 426 or dobie or
permit holders unless such action is permitted by a
valid collective-bargaining contract.
WE WILL NOT refuse to refer men to K. G. Marks,
Inc., or to any other employer, upon request, or picket
a K. G. Marks, Inc., project or the project of any other
employer because Raymond Smith is employed on
the job either as a supervisor of resteel work or as a
journeyman resteel worker.
WE WILL NOT deny members of Local 426 or
holders of a dobie or a permit permission to work on
any project because Raymond Smith is working there
either as a supervisor of resteel work or a journeyman
resteel worker.
WE WILL NOT deny, by direct or indirect means,
including, but not limited to, refusing to refer them or
causing foremen to refuse to hire, members of
Local 426 or holders of a dobie or a permit job
opportunities because they do resteel work under or
with Raymond Smith.
WE WILL pay Raymond Smith and the laborers
doing resteel work on the K. G. Marks, Inc., Saginaw
reservoir
project for any losses they may have
suffered because of our demands and picket line on or
about November 25-27,1964.
WE WILL furnish Raymond E. Smith with a signed
statement which will notify him and prospective
employers that we do not object to his employment as
a supervisor of resteel work or as a journeyman doing
such work because he is not a member of Local 426
and has not been issued a dobie or a permit, that we
will not cause or attempt to cause employers to refuse
to hire him, to discharge him, to demote him, to lay
him off, or in any other manner to interfere with his
job
opportunities
by engaging in any conduct
including, but not limited to, the making of demands
on his employer, by picketing the job on which he is
working, by refusing to refer men, on request, to his
employer, by causing or attempting to cause members
of Local 426 or holders of a dobie or a permit to refuse
to do resteel work under or with Smith, either by
issuing instructions or by causing members and
holders of a permit or dobie to refuse to work under or
with Smith because they fear that, if they do so, we
will reduce their job opportunities either by direct or
indirect means, including, but not limited to, refusing
to refer them on by causing foremen to refuse to hire
them.
ALL EMPLOYEES, including members of Local 426
and each holder of a permit or dobie issued by us, are
free to work on any project on which the resteel
915
supervisor or supervisors and/or the employees doing
such work are not members and/or do not have a
dobie or a permit unless such a requirement or
requirements are contained in a valid collective-
bargaining contract.
WE WILL NOT cause or attempt to cause K. G.
Marks, Inc., or any other employer, by making
demands, or by setting up a picket line, or by
engaging in any other conduct, to appoint as a
supervisor of resteel work a rank-and-file employee
who is a member of Local 426 or holds a dobie or a
permit unless such a requirement is included in a
valid collective-bargaining contract.
ALL EMPLOYEES are free to do resteel work, either
as a supervisor or a journeyman, although they are not
members of Local 426 or do not have a dobie or a
permit unless membership, or a dobie or a permit, is
required by a valid collective-bargaining contract.
WE WILL NOT engage in any other conduct which
restrains and coerces employees in the exercise of the
rights guaranteed them by the Act, including the right
to work without being a member of Local 426 or
without a dobie or a permit unless such a requirement
is
provided for in a valid collective-bargaining
contract.
REINFORCED STEEL
WORKERS LOCAL 426,
INTERNATIONAL
ASSOCIATION OF BRIDGE,
STRUCTURAL AND
ORNAMENTAL IRON
WORKERS, AFL-CIO
(Labor Organization)
Dated
By
(Representative)
(Title)
REGIS O'BRIEN, BUSINESS
AGENT OF LOCAL 426
By
Dated
(Representative)
(Title)
This notice must remain posted for 60 consecutive days
from the date of posting, and must not be altered, defaced,
or covered by any other material.
If persons have any question concerning this notice or
compliance with its provisions, they may communicate
directly with the Board's Regional Office, 500 Book
Building, 1249 Washington Boulevard, Detroit, Michigan
48226, Telephone 226-3244.
298-668 0-69-59