169 NLRB 131
General Dynamics Corp.
CONVAIR DIV. OF GENERAL DYNAMICS CORP.
131
Convair Division of General Dynamics Corporation
and Engineers
&
Architects Association, San
Diego Chapter, Professional Division (Salaried).
Case 21-CA-7227
January 12, 1968
DECISION AND ORDER
BY CHAIRMAN MCCULLOCH AND MEMBERS
BROWN AND JENKINS
On March 15, 1967, Trial Examiner Henry S.
Salim issued his Decision in the above-entitled
proceeding, finding that the Respondent had en-
gaged in certain unfair labor practices within the
meaning of the National Labor Relations Act, as
amended, and recommending that it cease and de-
sist therefrom and take certain affirmative action,
as set forth in the attached Trial Examiner's Deci-
sion. Thereafter, the Respondent filed exceptions
to the Trial Examiner's unfair labor practice
findings, and the Charging Party filed exceptions
to the adequacy of the Trial Examiner's recom-
mended remedial order. Each of these parties
respectively filed briefs in support of its exceptions
and, in addition, each filed an answering brief to the
other's exceptions. The General Counsel filed an
answering brief to the exceptions of Respondent.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its
powers in connection with this case to a three-
member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the
Trial Examiner's Decision, the exceptions, briefs,
and the entire record in the case and finds merit in
the Respondent's exceptions. I The Board therefore
adopts the findings and conclusions of the Trial Ex-
aminer only to the extent consistent with the Deci-
sion herein.
The complaint alleged, and the Trial Examiner
found, that Respondent violated Section 8(a)(5) and
(1) of the Act by:', (1) notifying the Union, on May
3, 1966, that because of doubt of its current majori-
ty status, it would no longer recognize the Union as
the representative of the unit employees described
below when the contract then in effect between the
parties reached its August 24, 1966, terminal date;
and (2) refusing, at all times after the May 3, 1966,
notification, to meet with the Union for purposes of
negotiating any new agreement, unless and until
the Union proved its majority through the Board's
election processes. For reasons explicated below,
we find, contrary to the Trial Examiner, that the
Respondent entertained a good-faith belief that the
Union had lost its majority status by May 1966, and
that its refusal to bargain for that reason was not,
therefore, unlawful.
THE RELEVANT FACTS
A proper understanding of the issues depends in
part upon occurrences preceding the particular
events covered by the allegations of the complaint.
We therefore first set forth the relevant background
facts.
The unit involved is composed of all professional
employees at the Respondent's Lindbergh Field
operations in San Diego County, California. The
Union has represented these employees for a
number of years and has negotiated bargaining con-
tracts with Respondent on their behalf since about
1957.2 In June 1963, following a petition filed by
the Employer, the Board conducted an election
among these professional employees, and the
Union won by a vote of 282 to 260.3 Accordingly,
on July 1, 1963, the Board certified the Union as
the representative of these employees. Thereafter,
the Respondent and the Union executed two suc-
cessive contracts, the last of which was for a 2-year
term beginning August 24, 1964.
At the same time that the Board conducted the
1963 election in the certified unit, it also conducted
an election in a unit composed of about 4,200
professional employees who were employed at the
Respondent's Kearney-Mesa Field facility, also
located in San Diego County, California. The
Union lost that election by a vote of 2,149 to 1,388.
On the dates of the above elections, and for about
2 years thereafter, Respondent maintained its Lind-
bergh Field facility and its Kearney-Mesa Field
facility as two separate corporate divisions, the
former being titled "Convair Division," and the
latter, "Astronautics Division." The Board's July
1, 1963, certification of the Union based on the
election held at the Lindbergh Field facility there-
fore defined the unit as extending, in scope, to all
professional employees in the "Convair Division."
The contracts thereafter executed by the parties, in-
cluding that executed August 24, 1964, defined the
covered unit in the same terms.
In the spring of 1965, Respondent placed into ef-
fect an administrative reorganization plan designed,
in part, to effect certain economies in the use of per-
1 Respondent's request for oral argument is hereby denied, as the
record and the briefs adequately present the issues and contentions of the
parties
2 The history of bargaining on behalf of these employees dates back to
1947. From that date until 1957 the operations involved were owned by
Consolidated Vultee Corporation. In 1957, the Respondent acquired
169 NLRB No. 26
Consolidated as a result of merger.
The Union and other unions also represent separate units of employees
of the Respondent at this and other facilities who are in nonprofessional
classifications.
8 There were 629 eligible voters then in the unit, but only 542 cast valid
ballots. There were five void ballots and one challenged ballot.
350-212 0-70-10
132
'DECISIONS OF NATIONAL LABOR RELATIONS BOARD
sonnel. Pursuant to this plan it eliminated the "As-
tronautics Division" as an organizational division;
joined the Kearney-Mesa Field facility with the
Lindbergh Field facility to make it also part of the
"Convair Division"; began a reduction of personnel
for a new "Convair Division"; and instituted per-
sonnel policies looking to the use of similarly
oriented personnel at each of the two facilities in-
terchangeably and/or the same work teams for re-
lated work projects and study proposals. Respond-
ent then adopted and pursued a labor relations pol-
icy aimed at combining into one single unit , for pur-
pose of bargaining, any similarly classified groups
of employees who, just prior to the reorganization,
had been represented by the same union representa-
tive at each location, but under separate contracts.
Thus, it appears that at times geared to periods
when such bargaining contracts came up for
renegotiation the Respondent sought - and in most
instances obtained- the agreement of the unions in-
volved to a restructuring of the bargaining relations
so as to obtain the merger of all the similarly
represented employees in the new two-field division
under one bargaining contract.4
The Union appears to have favored this employer
policy, and it sought to employ it to obtain the
Respondent's agreement to a merger of the Kear-
ney-Mesa professional employees in the certified
unit. Thus, shortly after the Respondent had reor-
ganized the "Convair Division," the Union asked
the Employer to extend the August 24, 1964, con-
tract, then covering the Lindbergh Field profes-
sionals, to the unrepresented professional em-
ployees at the Kearney-Mesa facility. It claimed
that such employees now constituted an "accre-
tion" to the unit for which it had obtained the Board
certification in 1963. Respondent resisted this de-
mand on the ground, among others , that the Kear-
ney-Mesa complement of professionals far ex-
ceeded in size the complement of the represented
professionals at the Lindbergh Field facility, and
noted that the former had voted overwhelmingly
against the Union in the 1963 elections. Ac-
cordingly, in August 1965, Respondent instituted
a unit clarification proceeding with the Board in
which it urged that the Union's "accretion" claim
was unjustified. The Board sustained Respondent's
position and on October 29, 1965, clarified its 1963
certification to redescribe the certified unit as one
confined to the professionals of the Lindbergh Field
facility and as expressly excluding those at the
Kearney-Mesa facility.5
Following the Board's determination in the unit-
clarification case, the Union began an organization
campaign among the Kearney-Mesa professional
employees and, on April 8, 1966, it filed with the
Board a petition for an election in a unit confined to
those employees. (Case 21-RC-10023.) Respond-
ent thereafter received notice that a Board hearing
on this petition would be held May 24, 1966.
Because it believed that, in the circumstances, a
combined two-facility unit could now appropriately
be established, and because it also believed that the
Union no longer enjoyed a majority among the
professionals then employed at the Lindbergh Field
facility, Respondent decided it would oppose the
Union's petition for the Kearney-Mesa employees,
and would request the Board at the representation
hearing to conduct a single election among the
professional employees at both its fields. The
course of action it initiated in pursuit of that objec-
tive forms the immediate backdrop of this com-
plaint.
As indicated above, Respondent advised the
Union that it entertained doubt of the Union's
present majority status in the unit covered by the
contract, by a letter dated May 3, 1966. On May
23, Respondent received from the Union a letter
dated May 20, in which the Union offered to submit
to a third party, for check against Respondent's
payroll lists, a petition form which, according to the
Union, had recently been circulated among the unit
employees and had been signed by a majority in the
unit. The Union represented this petition as affirm-
ing the employees' desire to have the Union con-
tinue as their bargaining representative, and as
proving, therefore, that
Respondent's claimed
doubt of the Union's majority status had no founda-
tion in fact.
On May 24, the day after the Respondent
received the Union's May 20 letter, Respondent
met with the Union as a party-litigant, first at a
prehearing conference, and then at the hearing in
the representation case initiated by the Union's
petition
for
the
Kearney-Mesa
employees.
Although Respondent apparently made no specific
reference to the Union's above described May 20
signature check proposal, Respondent did make ap-
parent to the Union in the course of the proceeding
its unwillingness to accept the Union's proposal and
its reasons therefor. Specifically, Respondent dis-
closed to the Union its belief that a two-facility unit
of its professional employees at both the Kearney-
Mesa and Lindbergh Fields should now be
established. It also made evident that certain of the
considerations which impelled that belief had also
4 In some instances , consent elections were conducted on a single-unit
basis among employees who had theretofore been represented by the in-
terested union under two separate contracts respectively covering each of
the two operations involved. In others, the interested union and the
Respondent effected the merger in the course of bargaining and without
the conduct of Board elections , by executing a single contract covering the
employees in a unit coextensive with the new division. The Union here in-
volved was one of the several unions which agreed to and did negotiate a
single contract for an overall unit . This agreement, however, covered a
group of nonprofessional employees not involved in this case.
' Case 21-UC-6. The Board also found that the evidence of integration
of the two facilities it then had before it was not sufficient to destroy the
separate identity of the Lindbergh Field employees as a separate unit.
CONVAIR DIV. OF GENERAL DYNAMICS CORP.
133
led it, in part, to question the Union's majority
status among the Lindbergh Field professional em-
ployees.
Respondent gave the Union advanced notice of
the formal position it later maintained at the hear-
ing, when, at the prehearing conference , it advised
the Union , inter alia, that it proposed to file a pe-
tition under Section 9(c) of the Act for the purpose
of obtaining an election in a combined two-facility
unit. It also plainly invited thereby an expression
of the Union's views on the matter.
The Union opposed the Respondent's single-unit
election proposal. Accordingly , when the hearing
opened, Respondent formally presented its position
to the Board and sought to file a petition for a two-
facility unit. The Hearing Officer pointed out, how-
ever, that to the extent that the Respondent 's peti-
tion sought to raise a question concerning represen-
tation among the Lindbergh Field employees, it was
premature under the Board's contract bar rules, as
the existing contract admittedly covered such em-
ployees and the 90th day before that contract's ex-
piration date would not arrive until 2 days later, on
May 26.6 Respondent then announced its intent to
present its petition at the appropriate time , and the
Union thereupon asserted it would "break" any
such , petition by the filing of 8(a)(5)
charges.
Nevertheless , the Respondent did file the petition
on May 26 (Case 21-RM-1254) in which it for-
mally requested the establishment of a two-facility
unit, and this petition was then consolidated for pur-
poses of the hearing with the Union's representa-
tion petition for the single-facility unit of the Kear-
ney-Mesa Field employees. On May 27, the Union
filed the 8(a)(5) charges in this proceeding. 7 On Au-
gust 17 , the Regional Director issued the complaint
herein, and on August 19, he issued a decision in
the
consolidated representation proceeding in
which he dismissed the Respondent's petition in
Case 21-RM-1254, and directed an election in a
unit confined to the professional employees at the
Kearney-Mesa facility in Case 21-RC-10023.
Thereafter, in September and October , the Union
continued to seek the Respondent 's agreement to
bargain with it fora new contract for the Lindbergh
Field employees . While Respondent willingly met
with the Union whenever requested , it continued to
assert a belief that the Union did not have the sup-
port of a majority of those then employed in that
unit, and it refused for that reason to negotiate for
a new contract. Respondent offered , however, to
cooperate With the Union in invoking the Board's
aid in resolving the doubt through the election
processes. It proposed that the parties enter into a
consent-election agreement; but the Union refused,
insisting that it was entitled to rely on the Board's
July 1, 1963, certificate as proof of its present right
to recognition and had no obligation otherwise to
establish its majority status. In this context, on Oc-
tober 12, 1966, Respondent again attempted to in-
voke the Board's representation processes by filing
a petition (Case 21-RM-1268) for an election in the
certified unit. a Because of the pendency of this
complaint, and in accord with established Board
practice, that petition was not entertained.
At the hearing in this case, the Respondent ad-
duced specific evidence to show what caused it to
believe that, by May 1966, a majority of the Lind-
bergh Field employees then within the certified unit
were not union supporters. This evidence showed
that Respondent considered the following facts,
among others:
(1) The Union had won the 1963 election in the
certified unit - then containing about 629 em-
ployees - by a slim margain of 22 votes. Ac-
cordingly, and in the absence of any contractual
requirements for union membership at any time
after such election, the Union's majority status
could be adversely affected by a shift in sentiment
of only a very small number of employees.
(2) There were in fact no bargaining contracts
thereafter consummated which required employees
to become union members ; and the sole evidence
readily available to the Respondent as a reliable
measure of union support was that provided by the
employees' checkoff authorizations.
By May 1966, the number of unit employees who
supported the
Union through the voluntary
checkoff arrangments had decreased to only about
26 percent of the complement in the certified unit.
The maximum number of unit employees who had
at any one time in the 3-year period after the 1963
election authorized the voluntary checkoff had not
exceeded 36 percent of the certified unit's compl-
ement.9
(3) The composition of the certified unit's com-
plement had undergone drastic changes in the 3-
year period since the last election, not only because
of ordinary turnover factors, but also because of the
personnel reduction and interchange measures
Respondent instituted under its 1965 reorganiza-
tion plan to effect the planned economies in the use
of the related personnel of the two operations it had
consolidated into a single division. Thus, as a result
of these reorganization measures, the complement
in the certified unit had been reduced, by May
6 As set out in Leonard Wholesale Meats, 136 NLRB 1000, modifying
Deluxe Metal Furniture Co., 121 NLRB 995, a petition filed before the
90th day of an existing contract's expiration date will be dismissed on
grounds of contract bar. As the Union's bargaining contract herein bore a
termination date of August 24, the earliest date on which a petition could
be filed under these rules was May 26.
4 The filing of these charges had the effect of blocking the conduct of
any election in a unit including any employees at the Respondent's Lind-
bergh Field facility unless and until an official determination was made
that such charges had no merit
8 Meanwhile, on September 23, 1966, a Board-conducted election in a
unit confined to the Kearney-Mesa facility had been held, in which a
majority of such employees had voted against the Union
9 Sometime after May 3, 1966, the Union advised the Employer that
apart from the 141 employees who paid dues through the checkoff system
another 20 paid dues directly to the Union.
134
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
1966, to about 539 employees, as compared to the
629 employees who had been part of the same com-
plement when the election was conducted in 1963;
and the complement in the unrepresented Kearney-
Mesa operation had also been reduced to about
2,000 employees, as compared to the, more than
4,000 who had been part of that unit's complement
when the election was there conducted in 1963.
Replacements for departing personnel at each loca-
tion had been recruited, where possible, from the
other, with the result that of the 539 employees in
the certified unit as of May 1966, 118 were em-
ployees who had been transferred there from the
nereby
Kearney-Mesa Field, where, as above
noted, the Union had been overwhelmingly de-
feated in 1963. In addition, about 60 of those ini-
tially employed to work at the facility containing the
certified unit had been permanently transferred to
the unrepresented Kearney-Mesa unit.
Conclusions
The precise question we are called upon to
answer, in light of all the foregoing record facts, can
be phrased as follows: Was the Respondent's as-
serted doubt of the Union's majority status as of
May 3, 1966, in the face of the Board's outstanding
certificate a "good-faith" doubt supported by objec-
tive considerations? For Respondent here defends
its refusal to bargain on that ground.
Because of their special relevance to our con-
sideration of Respondent's defense, we deem it ap-
propriate at the outset here to restate certain
guidelines we have customarily employed in cases
such as this. Such guidelines are, perhaps, best
described in the following quotations from
Celanese Corporation of America, 95 NLRB 664,
671-673:
In the interest of industrial stability, this Board
has long held that, absent unusual circum-
stances, the majority status of a certified union
is presumed to continue for 1 year from the
date of certification. In practical effect this
means two things: (1) That the fact of the
union's majority during the certification year is
established by the certificate, without more,
and can be rebutted only by a showing of
unusual circumstances; and (2) that during the
certification year an employer cannot, absent
unusual circumstances, lawfully predicate a
refusal to bargain upon a doubt as to the
union's majority, even though that doubt is
raised in good faith. However, after the first
year of the certificate has elapsed, though the
certificate still creates a presumption as to the
fact of majority status by the union, the pre-
sumption is at that point rebuttable even in the
absence of unusual circumstances. Competent
evidence may be introduced to demonstrate
that, in fact, the union did not represent a
majority of the employees at the time of the al-
leged refusal to bargain. A direct corollary of
this proposition is that after the certificate is a
year old, as in cases where there is no cer-
tificate, the employer can, without violating the
Act, refuse to bargain with a union on the
ground that it doubts the union's majority,
provided that the doubt is in good faith.
By its very nature, the issue of whether an
employer has questioned a union's majority in
good faith cannot be resolved by resort to any
simple formula. It can only be answered in the
light of the totality of all the circumstances in-
volved in a particular case. But among such cir-
cumstances, two factors would seem to be es-
sential prerequisites to any finding that the em-
ployer raised the majority issue in good faith in
cases in which a union had been certified.
There must, first of all, have been some
reasonable grounds for believing that the union
lost its majority status since its certification.
And, secondly, the majority issue must not
have been raised by the employer in a context
of illegal antiunion activities, or other conduct
by the employer aimed at causing disaffection
from the union or indicating that in raising the
majority issue the employer was merely seek-
ing to gain time in which to undermine the
union.
In examining all of the factors disclosed by the
record before us in light of these two considera-
tions, we find no warrant for the Trial Examiner's
conclusion that, in questioning the Union's majority
as it did, on May 3, 1966, and thereafter, the
Respondent was not acting in good faith. In com-
bination, all the objective facts before the Respond-
ent, as outlined above, do, we believe, establish
that it had a reasonable basis for doubting that the
Union still represented a majority of the employees
on May 3, 1966. We must, however, emphasize
that, in reaching this conclusion, we do not rely to
any significant extent on the fact standing alone that
less than a majority of the employees supported the
Union through the checkoff arrangments. For we
are aware of the fact that individual employees may
not authorize checkoffs for wholly personal reasons
unrelated to their interests in supporting a union as
their bargaining representative. However, we can-
not say that, when considered together with such
other circumstances as are here also present,
Respondent could not have reasonably interpreted
the decrease in the number of unit employees on the
checkoff list as reflecting also a proportionate
decrease in the extent of the Union's overall sup-
port within the unit. As noted above, as a result of
the Respondent's 1965 economic reorganization
plan, the overall complement of the unit employees
CONVAIR DIV. OF GENERAL DYNAMICS CORP.
135
had not only been substantially reduced, but there
had been placed within the unit, in substantial num-
bers, and as replacements for departing unit person-
nel, employees from the similarly constituted but
unrepresented unit in the nearby Kearney-Mesa
operation,
where the same union had been
overwhelmingly rejected in an election conducted
simultaneously with that conducted in the certified
unit.10 Moreover, according to information which
the Union furnished the Respondent sometime after
it received the Respondent's May 3 letter, only 161
of the 539 unit employees - but 20 more than those
on the Respondent's checkoff lists - were in fact
union members ; plainly, 378 were not. All of these
circumstances were sufficient, in our opinion, to
have given rise to a reasonable doubt concerning
the Union's continued majority status.
It follows, from the above, that Respondent was
within its legal rights when it sought on May 24 and
thereafter to invoke the machinery provided by the
Act to determine the Union's status," unless it en-
gaged in conduct either before or after Respondent
raised the majority issue which is inconsistent with
its assertion that it raised that issue in "good faith."
Respondent, however, has a record of consistent
adherence to the principles of collective bargaining;
and there is here no independent evidence that
Respondent was opposed to the Union or that it en-
gaged in any other unfair labor practices reflecting
adversely upon the reasons it has given for refusing
to bargain with the Union. It is true that Respond-
ent failed to accept the Union's May 20 letter-
proposal that its representative status be ascer-
tained through check by a third party against the
Respondent's payroll lists of the signatures on a pe-
tition form which, according to the Union, affirmed
the Union's claim that a majority desired the Union
to continue as the bargaining representative.12
However, as the record also shows that by the
date Respondent received that notice, Respondent
had already decided to exercise its legal right to in-
voke the Board's machinery, we cannot say that the
Respondent's refusal to accept this union signature
10 Contrary to the Trial Examiner's view, these facts do not depict a
turnover situation like that in cases where we have held that mere turn-
over in a unit's personnel does not justify an employer's questioning a cer-
tified union's majority status. As the Trial Examiner noted, the cases
holding that ordinary turnover factors will not normally affect a union's
majority are based on a presumption that a union can usually attract the
support of new employees in the same ratio as of those who have de-
parted But here Respondent had a very substantial number of the "new"
unit employees coming in from an unrepresented complement of its own
employees at another location, where the Union had been affirmatively
rejected.
11 Cf Frito-Lay, Inc
151 NLRB 28, at 30; and Celanese Corporation
ofAmerica, supra at 674.
12 The record contains testimony that such a petition form was circu-
lated among the employees and a copy of the form in blank was received
in evidence However, neither the General Counsel nor the Charging
Party offered the signed petition form in evidence, and there is thus no
proof that the petition was, in fact, signed by a majority as was asserted by
the Union to Respondent
- check proposal, standing alone, demonstrated that
it had not raised the issue of the Union's majority
status in good faith.
In light of all the foregoing circumstances, and as
we are persuaded that Respondent's asserted doubt
was reasonably premised and was advanced in good
faith, we shall dismiss the complaint.
ORDER
Pursuant to the provisions of Section 10(c) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board hereby orders that the
complaint herein be, and it hereby is, dismissed.
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
HENRY S. SAHM, Trial Examiner: Upon a charge filed
by Engineers & Architects Association, San Diego
Chapter, Professional Division (Salaried), on May 27,
1966, the General Counsel for the National Labor Rela-
tions Board, by the Regional Director for Region 21, is-
sued a complaint dated August 17, 1966, against Convair
Division of General Dynamics Corporation, herein called
the Respondent, alleging that the Respondent had en-
gaged in and was engaging in unfair labor practices within
the meaning of Sections 8(a)(5) and (1) and 2(6) and (7) of
the National Labor Relations Act, as amended. Copies of
the charge, complaint, and notice of hearing were duly
served upon the Respondent and the Union.
With respect to the unfair labor practices, the com-
plaint alleges, in substance, that on February 17, 1947,
the Union was duly certified by the Board as the exclu-
sive
bargaining representative of Respondent's em-
ployees in the unit found appropriate by the Board and
that, since on or about May 3, 1966, Respondent has
refused to bargain with the Union as such exclusive bar-
gaining representative, although the Union has requested
it to do so. On or about August 27, 1966, Respondent
filed its answer, admitting in part, and denying in part, the
allegations of the complaint.
All parties were represented and afforded full oppor-
tunity to be heard, and to introduce relevant evidence, to
present oral argument, and to file briefs. General Counsel
and Respondent filed excellent briefs on December 30,
1966, which have been fully considered.
Upon the entire record, in the case and from observa-
tion of the witnesses, there are made the following:
FINDINGS OF FACT2
1.
THE BUSINESS OF RESPONDENT
Respondent is, and at all times material herein has
been , a division of a Delaware corporation engaged in
research development and manufacturing of aerospace
1 Respondent's unopposed motion to correct the transcript is hereby
granted, and the record is corrected as moved
2 Official notice has been taken of the record in the case of Convair
Division of General Dynamics Corporation, 21-RC-10023 (May-June
1966).
136
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
and other products. In the course and conduct of its busi-
ness operations, Respondent annually ships products
valued in excess of $50,000 from its San Diego, Califor-
nia, plants directly to customers outside the State of
California. Respondent admits, and it is found, that at all
times material herein it has been engaged in commerce
within the meaning of the Act.
II.
THE LABOR ORGANIZATION INVOLVED
Engineers
& Architects
Association,
San
Diego
Chapter,. Professional Division (Salaried), is a labor or-
ganization within the meaning of Section 2(5) of the Act.
III.
THE ALLEGED UNFAIR LABOR PRACTICES
A. Background
Respondent Corporation maintains two plants in San
Diego: its Kearny-Mesa plant and its Lindbergh Field
plant which is 8 miles distance from Kearny-Mesa. In
1947, the Lindbergh Field plant was operated by Con-
solidated Vultee Aircraft Corporation, a predecessor in
title to Respondent. Subsequent to 1947, Consolidated
Vultee Aircraft was merged into General Dynamics Cor-
poration. In March 1957, General Dynamics established
at the Lindbergh Field plant a division, which was sub-
sequently given the name General Dynamics/Astronau-
tics. In March of 1958, General Dynamics opened the
Kearny-Mesa plant and moved Astronautics to the Kear-
ny-Mesa plant.
On Febeuary 15, 1965, Respondent
General Dynamics underwent a administrative reor-
ganization whereby it recombined Astronautics and Con-
vair into a single division named the Convair Division of
General Dynamics, in order to eliminate overhead costs
and effect a more effective, efficient, and competitive
operation.3
B. Sequence of Events
On January 7, 1947, the Board issued a Decision and
Direction of Election, in Case 21-R-3252, directing an
election in a unit of professional and nonprofessional em-
ployees at Consolidated Vultee Aircraft Corporation's
Lindbergh Field Plant (San Diego Division).4 On Februa-
ry 17, 1947, the Union herein was certified, in Case
21-R-3252, as the exclusive bargaining representative of
certain classes of professional and nonprofessional em-
ployees.5 Thereafter, Consolidated Vultee was merged
into General Dynamics Corporation and, by 1963, there
were in existence four General Dynamics facilities at
which employees, who fell within the classifications listed
in the 1947 certification, were employed and represented
by the Union. These four facilities were: General Dynam-.
ics/Pomona,
General
Dynamics/Electronics,
General
Dynamics/Astronautics, and General Dynamics/Con-
vair. General Dynamics/Convair was the successor of
8 See G . C. Exh. 2(e).
4 G. C. Exh. 2(a).
S Consolidated Vultee Aircraft Corporation, 71 NLRB 1350.
6 Case 21-RM-926.
7 At this time, there were approximately 542 employees in the Lind-.
bergh Field unit and approximately 4200 in the Kearny-Mesa unit. The
unit employees at both plants perform essentially the same duties.
a Case 2l-UE-6.
Cse 21-RM-926.
lu Article I states the Union shall represent all Convair employees in
Consolidated Vultee, and General Dynamics/Astronau-
tics was established in. 1956 at Lindbergh Field, and in
1957 new facilities were opened at Kearny-Mesa, 8 miles
distance from Lindbergh Field, and the Astronautics
Division was moved to Kearney-Mesa.
Separate collective-bargaining contracts were executed
by the Respondent and Union for General Dynam-
ics/Convair, General Dynamics/Astronautics units, and
also the Pomona and Electronics units which are not in-
volved in this proceeding.
On May 1, 1963, Convair filed a petition in Case
21-RM-925, seeking an election among the professional
employees at the Lindbergh Field plant in San Diego
represented by the Union. Pursuant to an Agreement for
Consent Election, Convair and the Union agreed upon a
unit appropriate for the purposes of collective bargaining
within the meaning of Section 9(b) of the Act.
On June 21, 1963, a majority of the employees, by a
secret-ballot election conducted under the supervision of
the Regional Director for Region 21 of the Board, elected
to retain the Union and designated and selected said labor
organization as their collective-bargaining representative
in negotiations with Convair. On July 1, 1963, the Union
was certified by the Board as the bargaining representa-
tive of the employees in the agreed upon unit.6
On May 1, 1963, General Dynamics/Astronautics
filed a petition seeking an election in the bargaining unit
of professional employees then represented by the Union
at the Kearny-Mesa plant in San Diego. On June 21,
1963, the employees at Kearny-Mesa voted to reject the
Union as their representative.7
On August 24, 1964, General Dynamics/Convair and
the Union entered into a 2-year collective-bargaining
agreement which was to expire on August 24, 1966, with
a provision for automatic renewal for 1 year unless either
party gives written notice of desire to terminate or amend
the agreement.
On August 26, 1965, Respondent filed a petition"
seeking to clarify the certified bargaining unit , which peti-
tion alleged the Union was demanding under an accretion
theory to represent certain classes of professional em-
ployees who were permanently assigned to the Kearny-
Mesa plant, and who had voted in the June 21, 1963,
election which the Union won, supra. 9 The Union was
seeking in this regard to require the Respondent to ar-
bitrate under articles 1 and 13 of the then current con-
tract10 whether the agreement executed by the parties on
August 24, 1964, should be extended to cover the em-
ployees at the Kearny-Mesa installation. The Respondent
insisted that the contract did not include the Kearny-
Mesa employees.
On October 29, 1965, the Regional Director issued an
order clarifying the certification in Case 21-UC-61, reaf-
firmed the appropriateness of the unit certified in Case
21-RM-925, but modified the description of this unit so
that it included only employees at the Lindbergh Field
plant and excluded employees at the Kearny-Mesa plant
and offsite bases. tt
the appropriate unit located in San Diego except those at offsite bases.
Kearny-Mesa is in San Diego . Article 13 provides for a grievance and ar-
bitration procedure. See G. C. Exh. 3.
11 The Regional Director found there was not sufficient geographical in-
tegration to warrant the inclusion of both Lindbergh and Kearny-Mesa
into a single unit. Moreover, he held that the Respondent 's reorganization
of February 15, 1965, whereby Astronautics and Convair were merged
into a single division did not alter the separateness of these two plants as
they had formerly existed and that they should continue as separate units.
See II , A, supra.
CONVAIR DIV. OF GENERAL DYNAMICS CORP.
137
On May 3, 1966, Respondent acting through its
director of personnel relations,
Milton V. Wisdom,
notified the Union that it was terminating the existing col-
lective-bargaining agreement , due to expire on August
24, 1966, because "We cannot legally meet with
representatives of your union for the purpose of negotiat-
ing a collective bargaining agreement,' 112 . . . "in view of
reasonable doubts on stated grounds that the Union
represented a majority of the employees." This "reasona-
ble doubt" that the Union represented a majority of the
employees was based on Respondent's contention that
only 26 percent of the unit employees at the Lindbergh
Field plant had authorized dues checkoffs. 13
On May 17, 1966, the Union notified Respondent that
it was under no duty to establish its majority and
requested the Respondent
again
to
begin contract
negotiations with respect to its employees working at the
Lindbergh Field plant at the above-described unit. 14 The
Respondent did not reply to the Union's letter.
On May 20, 1966, the Union again wrote a letter to
Respondent stating that while it was under no legal
obligation to do so, it was willing to demonstrate by sub-
mitting employees' "written designations to an impartial
third person to check against [Respondent's] payroll list
of unit employees to dispel any doubts" that a majority of
the employees in the Lindbergh Field unit by their signa-
tures had reaffirmed their desire to have the Union con-
tinue to represent them.15 No reply was made by Re-
spondent to this letter.
Respondent thereafter would neither assent to the
Union's request to bargain nor would it accede or agree
to the Union's offer to demonstrate by signatures of the
employees at the Lindbergh Field unit desired to have the
Union continue to represent them. The Respondent Cor-
poration admits it has not bargained for a new contract to
succeed the one which expired on August 24, 1966.16
On August 24, 1966, the date when the contract ex-
pired, the parties met, at which time the Union requested
the Respondent to begin negotiations for a new contract.
The latter refused stating it would continue to doubt the
Union represented majority of the Lindbergh Field Plant
unit employees because only 26 percent of them had
signed dues checkoff authorizations and that it would
continue to refuse to recognize the Union until such time
as the Union either consented to an election, or in the al-
ternative, until such time as 51 percent of the employees
in the unit had executed dues checkoff authorizations.
The Union refused both proposals.
On October 11, 1966, a month before the hearing in
this case, the Respondent Employer again filed a petition
in Case 21-RM-1268, seeking an election in a unit of
professional engineering employees at the Respondent's
San Diego, California, Lindbergh Field, plant. On Oc-
tober 12, 1966, the Regional Director dismissed this peti-
ti6n because of the issuance of a complaint in the instant
proceeding.
On October 24, 1966, the Respondent appealed from
the Regional Director's decision contending that the com-
plaint lacked merit and that the Employer's refusal to bar-
gain and the filing of the petition was not in bad faith but
in an effort to resolve the Respondent Employer's good-
faith doubt as to the Union's majority status. The
Respondent Employer stated that the complaint in this
proceeding is based upon technical grounds and that there
is a complete absence of any evidence that the Em-
ployer's refusal to bargain with the Union was caused by
a desire to gain time to undermine the Union or by a re-
jection of the principle of collective bargaining or any
other improper motive.
The Board on November 4, 1966, 3 days before this
hearing, concluded that, as there was an outstanding com-
plaint alleging a violation of Section 8(a)(5) in the unit in-
volved in the petition, the Regional Director's action in
dismissing the petition was warranted.17
Contentions
The General Counsel contends that inasmuch as the
unit found by the Regional Director was appropriate and
could not be relitigated, that when Respondent declined
to have a signature check by a third person, withdrew
recognition, and refused to bargain with the Union that
such action was taken in bad faith and consequently was
a violation of Section 8(a)(5) of the Act.18
Respondent, on the other hand, claims there was no
refusal to bargain because not only was there no proof ad-
duced of the Union's majority but also there was no de-
mand to bargain. Furthermore, argues Respondent, its
refusal to agree to a signature check by a third person
cannot be equated with a violation of Section 8(a)(5),
because the unit was not only inappropriate but it also
had a good-faith doubt of the Union's majority status.
Discussion and Conclusions
It is a fundamental rule that an employer may refuse to
bargain with a union only when such refusal is predicated
upon a good-faith doubt of the union's majority status.19
Thus, the primary issue to be resolved in this case is
whether or not the Respondent Employer had a predicate
of those facts and circumstances upon which a good-faith
doubt of the Union's majority status could be based.
While the Board, itself, has noted the complexity of the
problem of the determination of the presence or absence
of a good-faith doubt, it has, with court approval,
established several general principles which can be used
to resolve the issue and which are applicable to the case
at bar.20
12 See G, C. Exh. 7 attached hereto as Appendix B [Appendix B
omitted from publication].
13 See also paragraph 14 of Respondent's answer. G. C Exh 1(e).
14 G. C Exh. 8(a).
is See G C. Exhs 8(b) and 10
16 See paragraph 18, of G. C. Exh 1 (e)- Respondent's answer.
17 Convair Division of General Dynamics Corp., Case 21-RM-1268.
18 Section 8(a)(5) provides:
It shall be an unfair labor practice for an employer-
to refuse to bargain collectively with representatives of his em-
ployees, subject to the provisions of Section 9(a).
" Joy Silk Mills, Inc., 85 NLRB 1263 , 1264, enfd. 185 F.2d 732
(C.A.D.C.), cert, denied 341 U.S. 914.
20 In Celanese Corporation, 95 NLRB 664, 673, the Board stated that:
By its very nature, the issue of whether an employer has questioned
a union's majority in good faith cannot be resolved by resort to any
simple formula. It can only be answered in the light of the totality of
all the circumstances involved in a particular case. But among such
circumstances , two factors would seem to be essential prerequisites
to any finding that the employer raised the majority issue in good faith
in cases in which a union had been certified. There must, first of all,
have been some reasonable grounds for believing that the union had
lost its majority status since its certification
And, secondly, the
majority issue must not have been raised by the employer in a context
of illegal antiunion activities , or other conduct by the employer aimed
at causing disaffection from the union or indicating that in raising the
majority issue the employer was merely seeking to gain time in which
to undermine the union.
138
!DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Thus, the Board, with the concurrence of the Supreme
Court, has long held that absent unusual circumstances,
there is an irrebuttable and conclusive presumption that
a union's majority status continues for 1 year from the
date of certification.21 After the year, the certificate still
creates a presumption of majority status, which is nor-
mally rebuttable by an affirmative showing that the union
no longer commands a majority status.22 Furthermore,
even if the employer does have a good-faith doubt as to
the union's majority status, his right to refuse to bargain
with the union is limited by the Supreme Court's holding
in the Brooks case, supra.23
Applying these principles to the facts in the instant
case, the Respondent not only resorted to "self-help" but
has failed to demonstrate an objective basis for its refusal
to recognize the Union. Respondent attempts to equate
a decline in the Union's membership dues deduction
authorizations from 28 percent in June 1963, when the
certification election was held, to 26 percent in April
1966, as justification for its withdrawal of recognition and
refusal to bargain on May 3, 1966. Such ratiocination is
a non sequitur. Not only is this contention frivolous and
the asserted predicate based on attentuated and fallacious
reasoning, but also there is not a scintilla of evidence of
the members' disenchantment with their Union.
Respondent's alleged good-faith doubt of the Union's
majority must fail because it is bottomed not only on an
impuissant base, but also on the false assumption that
there is any rational relationship between members' al-
leged defections and their rescinding union dues deduc-
tion authorizations.
Respondent would thus seek to
establish a consequent disinterest in the Union on the
part of its members. If this proposition were given cre-
dence, it might be argued that if employees elected not to
sign dues checkoff authorizations, they would thereby
incur the risk of being threatened with the employer
withdrawing recognition from their
Union
merely
because they exercised their legal right not to authorize
such checkoffs.24
Moreover, there is no showing in this record, which
would support a finding that any of the unit employees, if
given a free choice, were desirous of revoking the Union's
representative authority. Nor were any such employees
produced by Respondent, to support such a conclusion.25
Respondent offered no probative evidence to rebut the
presumption and reasonable inference of continued union
authorization to represent. Consequently, Respondent's
assertion of an alleged, reasonable good-faith doubt of the
Union's
majority
because of the decline in dues
authorizations must be rejected. Corroborative of this
conclusion is the congent fact that Respondent refused to
agree to a signature check by a third person and its
withdrawal of recognition almost 4 months before the ter-
mination of the then current contract. See III, B.
Its refusal to agree to a signature check by a third party
indicates that Respondent's actions, under the circum-
stances herein disclosed, might leave much to be desired
and warrants an inference that the Respondent's in-
sistence on an election was not motivated by a good-faith
doubt of the Union's majority.26
Finally, the Respondent contends that, due to em-
ployees turnover, the presently constituted unit bears lit-
tle resemblance to the unit which was certified originally
in 1963. It is believed and found that the alleged turnover
of Respondent's employees in the unit involved is per se
insufficient to demonstrate that the Union lost its majori-
ty status. The Board and courts have held that employee
turnover, standing alone, does not prove a reasonable
basis for believing that a union lost its majority since the
last election. "New employees will be presumed to sup-
port a union in the same ratio as those whom they have
replaced."27
Consequently, Respondent has failed to substantiate its
belief that the Union no longer enjoyed a majority status.
A mere subjective doubt, even in good faith, without a
demonstrable objective basis does not entitle Respondent
to refuse to recognize its employees' certified bargaining
representative, even assuming that the refusal occurred
after the certification year. Absent such a reasonably
based doubt of the Union's majority status, Respondent
must continue to honor the certification until it is lawfully
rescinded.28
Moreover, Respondent's failure to reply to the Union's
written requests of May 17 and 20, 1966, to begin bar-
gaining negotiations, thereby rebuffing these entreaties
and refusing recognition, warrants the assumption that
Respondent rejected the collective-bargaining principle
and did not comport itself within the purview of Sections
8(a)(5) and 8(d) of the Act.29 See Owego Street Super-
market, Inc., 159 NLRB 1735.
In light of the findings explicated above, Respondent's
contention that the General Counsel has the burden of
proving the Respondent's lack of good faith in its refusal
to bargain must also be rejected. While normally the
General Counsel meets its burden by the showing that the
employer engaged in unfair labor practices designed to
dissipate the union's majority status, the Board has noted
that an employer's bad faith may also be demonstrated by
conduct independent of unfair labor practices. In H & W
Construction Company, Inc., 161 NLRB 852, the Board
stated:
. good or bad faith must be tested by the standard
of whether the refusal to bargain was, or was not,
motivated by such a doubt. This essentially is the for-
21 Ray Brooks v. N.L.R.B., 348 U.S. 96; Celanese Corp., supra; J. A.
Terteling & Sons, Inc., dibia Western Equipment Co., 149 NLRB 248.
22 Frito-Lay, Inc., 151 NLRB 28; Oneita Knitting Mills, Inc., 150
NLRB 689 , 700-701; Celanese Corp., supra. See also Respondent's con-
tentions on this page, which mistakenly argues that the burden to prove
the union's majority was upon the General ounsel.
23 In Brooks, the Supreme Court stated that when an employer con-
tends that it is presented with evidence that his employees have deserted
their certified union , he may not engage in self-help or judicial interven-
tion . The employees may submit their own grievance to the Board, or an
employer may petition the Board for relief. Meanwhile the employer must
continue to bargain in good faith until the Board has given some indication
that his claim has merit. The Court noted: The underlying purpose of this
statute is industrial peace; to allow employers to rely on employee's right
in refusing to bargain with the formally designated union is not conducive
to that end, it is inimical to it. See also N.L.R.B. v. Satilla Rural Electric
Membership Corporation, 322 F.2d 251 (C.A. 5), enfg. 137 NLRB 387.
11 See Farmbest Inc., 154 NLRB 1421, where the Board held acollec-
tive-bargaining contract clause which provided that all of the provisions of
the contract will be terminated if the union loses its representative status
is unlawful. The Board held that the intrinsic effect of this contract clause
was to threaten employees with the loss of existing benefits and privileges
if they exercise their right to change their bargaining agent.
25 N.L.R.B. v. Electric Furnace Co., 327 F.2d 373 (C.A. 6).
26 Aaron Bros., 158 NLRB 1077.
27 Schill Steel Products, Inc.,
161 NLRB 939; National Plastic
Products, 78 NLRB 699, 706, enfd. 175 F.2d 755 (C.A. 4); N.L.R.B. v.
Small Tube Products Inc., 319 F.2d 561,563 (C.A. 3).
28 Ray rooks v. N.L.R.B., supra; N.L.R.B. v. Auto Ventshade Inc., 276
F.2d 303, 307 (C.A. 5); N.L.R.B. v. American Aggregate Co., 305 F.2d
559, 561 (C.A. 5).
23 See III, B, supra.
CONVAIR DIV. OF GENERAL DYNAMICS CORP.
139
mulation of the controlling standard as it has
uniformly been declared by the Courts of Appeals
for many years . It is true that, with relatively few ex-
ceptions , in cases where- a bad-faith refusal has been
found, the Employer's lack of good-faith doubt has
been inferred from independent unfair labor prac-
tices aimed at dissipating union support. But as the
Board was careful to note in Aaron Brothers,
evidence of other unlawful conduct is not a sine qua
non to such a finding. The determination of good
faith , or bad - the Board stated - "of necessity must
be made in the light of all relevant circumstances" of
a given case. We agree in principle with the Serpa
rule [155 NLRB 99], and with the policy considera-
tions underlying it, as elaborated in Aaron Brothers.
We believe , however, that under the applicable
standard the General Counsel satisfied that rule in
this case by his affirmative showing that the Re-
spondent's refusal to bargain was not in fact pred-
icated on a doubt of majority but upon an entirely
independent, and unsupported, ground , as to which
good faith is not available as a defense.30
Accordingly, in the case at bar, and, for the reasons
delineated above and below, it is concluded and found
that the General Counsel has sustained this burden.
Therefore, from all the facts and circumstances including
Respondent's asserted good-faith doubt of the Union's
majority based on only 26 percent of the unit employees
authorizing dues deductions , the presumption of the
Union's continuing majority status , Respondent's refusal
to agree to a signature check, and its claim that the
present unit bears little resemblance to the unit originally
certified in 1963, it is concluded that Respondent's vari-
ous defenses are without merit and that it acted in bad
faith in questioning the Union's majority.31
The Respondent also contends it had a good-faith and
well-founded doubt with respect to the appropriateness
of the unit here involved . However, it is well settled that
in the absence of newly discovered or previously
unavailable evidence, a respondent is not entitled to
relitigation in a Section 8(a)(5) proceeding of issues which
were or could have been raised in a related representation
proceeding. 32 Here, the Respondent did not make a meri-
torious offer to adduce at the hearing any newly
discovered or previously unavailable evidence. Nor did
the Respondent allege that any special circumstances
exist herein which would require the Board to reexamine
the decision it made in the representation proceeding. In-
asmuch as the Respondent has already litigated the issues
in the representation proceeding, it has not raised any
issue which is properly triable in the instant unfair labor
practice proceeding.
Assuming, arguendo, that the appropriateness of the
unit was asserted by Respondent in good faith, neverthe-
less, the Board has long held and recently reaffirmed that
a good-faith but erroneous doubt as to the appropriate-
ness of the unit is not a defense to an otherwise meritori-
ous charge of refusal to bargain.33
Respondent also argues that there was no duty to bar-
gain on a new contract until at least June 10, 1966, 2
weeks after the filing of the charge, but cites no authority
for this proposition. No demand, states Respondent, has
ever been made by the Union that it commence bargain-
ing prior to June 10, 1966. The Trial Examiner does not
agree with either the Respondent's statement of the facts
or law. No particular form of words is required to
establish a demand to bargain. It is sufficient if the lan-
guage or conduct employed, expressly or by implication,
conveys with reasonable clarity a request by a bargaining
representative to meet with the employer concerning bar-
gaining negotiations or conditions of employment within
the bargaining unit. As was said by the Circuit Court in
Joy Silk
Mills
v.
N.L.R.B.,
185
F.2d 732, 741
(C. A. D. C.), cert. denied 341 U.S. 914:
. the request to bargain [need not] be in haec ver-
ba, so long as there was one by clear implication. The
Labor-Management Relations Act "is not a statute
of frauds or an act prescribing the formalities of con-
veyancing. No seal or writing is required by its
terms.
Nor is any special formula or form of
words. "34
It is accordingly found that the record and the facts
detailed above establish the Union's demand to bargain
and the Respondent's refusal.
As mentioned before, on May 3, 1966, Respondent
wrote a letter to the Union notifying it that Respondent
31 In Jem Mfg. Co., 156 NLRB 643, the Board defines procedural
ground rules for judging an employer's "good-faith doubt" defense in
refusing to bargain on the basis of a union's showing of signed authoriza-
tion cards. In the process, the Board finds that the employer violated the
Act by refusing to recognize and bargain with the union. Jem received a
recognition request from the union , inspected the authorization cards,
and, relying on these cards, commenced bargaining with the union. How-
ever, after changing attorneys, the company broke off bargaining and de-
manded that the employees be allowed to express their union sentiments
in an election. The Trial Examiner found a violation because the company
failed to show that it had a good-faith doubt as to the majority status of the
union when it refused recognition The Board agreed with the Examiner's
ultimate conclusion, but rejected his chain of reasoning. Citing its ruling in
John P Serpa, Inc, supra, the Board held it is up to the General Counsel
to prove that the employer in bad faith decline recognition. Ordinarily, the
General Counsel does this by showing that the employer engaged in unfair
labor practices designed to dissipate the union's majority status. How-
ever, the Board notes, an employer's bad faith may also be demonstrated
by conduct independent of unfair labor practices. In this case, the Board
states the General Counsel met his burden of proof by showing that the
employer had checked the union's cards and began contract negotiations.
Since the General Counsel established a prima facie case, the Board con-
tinues, the burden of proof is shifted to the employer to show why the card
check was erroneous and why on other grounds the employer in good faith
believed' recognition was mistakenly granted.
Merely asserting that
authorization cards are unreliable as proof of employee desires is not
enough to rebut a prima facie case, the Board concludes
31 Respondent, in arguing that it had reasonable grounds based on ob-
jective considerations for believing that the Union had lost its majority
status, relies heavily upon N L.R.B. v. Laystrom Manufacturing Com-
pany, 359 F.2d 799 (C.A. 7), denying enforcement of 151 NLRB 1482
However, that case is clearly distinguishable from the instant situation
There the union, relying exclusively upon the presumption of the con-
tinuance of its majority status, made no effort to demonstrate its majority
status. In marked contrast , here the Union offered to prove its majority by
a signature check which Respondent refused to agree to accept. It is thus
clear that the Respondent not only lacked reasonable grounds for believ-
ing that the Union had lost its majority status , but refused to avail itself of
convincing evidence that the Union enjoyed continued majority support
in the bargaining unit. Accordingly, it is found that the General Counsel
has affirmatively established facts showing that the Respondent could
have had no real doubt about the Union's majority status; facts which the
Seventh Circuit noted were absent in Laystrom (and which, that opinion
seems to indicate, would have led the court to a different conclusion had
they been present).
32 Pittsburgh Plate Glass Co. v. N L R B , 313 U.S 146; Collins &
Aikman Corp. 160 NLRB 1750
33 See Southland Paint Co , 156 NLRB 22, and cases cited therein.
34 See also Van De Kamp's Holland-Dutch Bakers, Inc., 56 NLRB
694, 707, 711, enfd. 152 F.2d 818 ,154 F.2d 828 (C A. 9)
140
DECISIONS OF NATIONAL
was terminating the then existing agreement (the expira-
tion date of which was August 24, 1966), because of a
doubt,with respect to the Union's majority representa-
tion. This letter stated in pertinent part as follows:
1. As of 2 May 1966, our examination of the dues
checkoff authorization cards among the salaried em-
ployees as defined in the Recognition clause of the
current
agreement between the Engineers and
Architects Association and Convair shows only
26.2% of these employees are members of your
Union.
2. You have never indicated that any substantial
percentage of your membership pay dues in any
other manner.
In this regard , it is pertinent to note there was no union-
security agreement in the then existing collective-bargain-
ing agreement nor did any of the previous contracts ever
require that unit employees become members of the unit.
Moreover, the dues checkoff under the current contract
(1964-66) was voluntary and none of the agreements had
ever required union members to participate in dues
checkoff. In fact, at no time was there a majority of the
unit employees participating in dues checkoff.
In an attempt to refute Respondent's allegations, the
Union prepared a petition, signed by its members stating
that they desired to be represented by the Union.35 The
Union also offered to submit the list of signatures ap-
pended to the said petition to an impartial third party in
order to prove to Respondent the Union's majority
status. No reply-was made by Respondent to this offer to
submit the signatures to a third party.
With this history, it is difficult to understand how
Respondent could have entertained a reasonable doubt
that the Union represented a majority of the employees
in the appropriate bargaining unit so as to warrant its
position in the present case . 36 By its silent rejection of the
Union's offer to submit the signature petition to a third
party, Respondent's lack of good faith is found in its
failure to look into the Union's offer to demonstrate its
majority. "Where, as here, the union had proof of its
majority status readily available and [Respondent] chose
not to learn the facts, it took the chance of what they
might be."37 By such conduct and because it withdrew
recognition of the Union, under the circumstances
hereinabove detailed, Respondent rejected the collective-
bargaining principle enunciated in the Act.
Accordingly, it is found that the Union was duly cer-
tified by the Board as the collective-bargaining represent-
ative of the employees of the Respondent in the ap-
propriate unit described below; that the Union at all times
since June 21 , 1963, has been and now is the exclusive
bargaining representative of all the employees in the
aforesaid unit, within the meaning of Section 9(a) of the
Act; and that Respondent has, since May 3, 1966,
refused to bargain collectively with the Union as the ex-
clusive bargaining representative of its employees in the
appropriate unit. By such refusal, it is found the Respond-
ent has engaged in, and is engaging in, unfair labor prac-
33 G. C. Exh. 10.
36 Cf. N.L.R.B. v. Economy Food Centers, Inc., 333 F.2d 468, 472
(C.A. 7); N.L.R.B. v. Elliott- Williams Co., 345 F.2d460 (C.A. 7).
37 Jas. H. Matthews & Co. v. N.L.R.B. 354 F.2d 432 (C.A. 8), cert. de-
nied 384 U .S. 1002.
3e If not dispositive , at least highly persuasive is the Board 's decision in
U.S. Gypsum Co., 90 NLRB 964, finding an 8(a)(5) violation, where the
company claimed inter alia, it had a good-faith doubt of the union's
LABOR RELATIONS BOARD
tices within the meaning of Section 8(a)(5) and (1) of the
ACt.38
IV.
THE EFFECT OF THE UNFAIR LABOR PRACTICES UPON
COMMERCE
The activities of the Respondent set forth in section
III, above, occurring in connection with its operations
described in section I, above, have a close, intimate, and
substantial relationship to trade, traffic, and commerce
among the several States and tend to lead to labor
disputes burdening and obstructing commerce and the
free flow of commerce.
V.
THE REMEDY
Having found that the Respondent has engaged in un-
fair labor practices within the meaning of Section 8(a)(5)
and (1) of the Act, it is recommended that it cease and de-
sist therefrom, and, upon request, bargain collectively
with the Union as `the exclusive representative of all em-
ployees in the appropriate unit and, if an understanding is
reached, embody such understanding in a signed agree-
ment.
CONCLUSIONS OF LAW
1. Convair Division of General Dynamics Corpora-
tion is an employer engaged in commerce within the
meaning of Section 2 (6) and (7) of the Act.
2. Engineers and Architects Association, San Diego
Chapter, Professional Division (Salaried), is a labor or-
ganization within the meaning of Section 2(5) of the Act.
3.
All employees in the below job classifications em-
ployed at the Lindbergh Field Plant of Convair Division
of General Dynamics Corporation, as aerodynamics en-
gineer-senior,
aerodynamics
engineer,
architectual
designer, associate engineer , chemist-senior, chemist,
construction engineer A, construction engineer B, design
engineer-senior,
design engineer , dynamics
engineer-
senior, dynamics engineer, electrical engineer A, electri-
cal engineer B, electronics engineer -senior, electronics
engineer, engineering drawings checker , engineering illus-
trator, engineering loft coordinator-senior, engineering
loft coordinator, missile test engineer, operations en-
gineer-senior,
operations
engineer,
physicist-senior,
physicist, process analyst, process engineer, publications
editor-illustrations, publications editor-writing, publica-
tions technical specialist, quality control engineer-senior,
quality control engineer, reliability engineer-senior , relia-
bility engineer, research engineer-senior, research en-
gineer, engineering representative, engineering specifica-
tions representative, engineering writer, flight test control
engineer-senior, flight test control engineer, flight test en-
gineer-senior, flight test engineer, flight test instrumenta-
tion engineer-senior, flight test instrgmentation engineer,
hydrodynamics
, engineer-senior,
hydrodynamics
en-
gineer, linesman-senior , linesman, mechanical design en-
majority because on payday few employees stopped at the union's
premises to pay their monthly union dues. Accord: Leisure Lads, Inc.,
124 NLRB 431, 439-440; Gulfmont Hotel Co., 147 NLRB 997, where
the company, as here, defended an 8(a)(5) charge on the ground that only
a small percentage of the employees signed authorizations for dues
checkoffs. The Board held this was not a sufficient basis for the Respond-
ent believing the union had lost its majority. See also U.S. Gypsum Co.,
143 NLRB 1122, 1126; Randolph Rubber Co., 152 NLRB 496,500.
CONVAIR DIV. OF GENERAL DYNAMICS CORP.
141
gineer A, mechanical design engineer B, metallurgist
senior, metallurigist, missle instrument analyst, missle
test analyst, missle test conductor, research test engineer,
service engineer-senior, service engineer, specifications
analyst, standards engineer, structures engineer-senior,
structures engineer, test engineer A, test engineer B, ther-
modynamics engineer-senior, thermodynamics engineer,
tool design analyst, tool engineer, tool planning analyst,
weight engineer-senior, weight engineer constitute a unit
appropriate for the purposes of collective bargaining
within the meaning of Section 9(b) of the Act excluding
all other employees, including employees, in such classifi-
cations employed at offsite bases, management, con-
fidential, security employees and supervisors as defined
in the Act, as amended.
4. On June 21, 1963, and at all times thereafter, the
above-named labor organization has been and is the cer-
tified and exclusive representative of all employees in the
aforesaid appropriate unit for the purposes of collective
bargaining within the meaning of Section 9(a) of the Act.
5. By refusing on or about May 3, 1966, and at all
times thereafter, to bargain collectively with the above-
named labor organization as the exclusive bargaining
representative of all the employees of Respondent in the
appropriate unit, Respondent has engaged in and is en-
gaging in unfair labor practices within the meaning of Sec-
tion 8(a)(5) and (1) of the Act.
6. By the aforesaid refusal to bargain, Respondent has
interfered with, restrained, and coerced, and is interfering
with, restraining, and coercing, employees in the exercise
of the rights guaranteed to them in Section 7 of the Act,
and has thereby engaged in, and is engaging in, unfair
labor practices within the meaning of Section 8(a)(1) of
the Act.
7. The aforesaid unfair labor practices are unfair labor
practices affecting commerce within the meaning of Sec-
tion 2(6) and (7) of the Act.
[Recommended Order and Appendix omitted from
publication. ]