169 NLRB 264
Super X Drugs of West Virginia, Inc.
264
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Super X Drugs of West Virginia, Inc. and
Food
Store
Employees
Union,
Local 34'7,
Amalga-
mated Meat Cutters and Butcher Workmen of
North America, AFL-CIO. Case 9-CA-4128
January 22, 1968
DECISION AND ORDER
BY CHAIRMAN MCCULLOCH AND MEMBERS
BROWN AND JENKINS
On July 26, 1967, Trial Examiner Stanley N.
Ohlbaum issued his Decision in the above-entitled
proceeding, finding that Respondent had engaged
in and was engaging in certain unfair labor practices
and recommending that it cease and desist
therefrom and take certain affirmative action, as set
forth in the attached Trial Examiner's Decision. He
further found that Respondent had not engaged in
certain other unfair labor practices alleged in the
complaint and recommended that such allegations
be dismissed. Thereafter, the Charging Party and
Respondent filed exceptions to the Trial Ex-
aminer's Decision and supporting briefs, and the
Respondent filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its
powers in connection with this case to a three-
member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the
Trial Examiner's Decision, the exceptions and
briefs, and the entire record in the case, and hereby
adopts the findings,' conclusions, and recommenda-
tions of the Trial Examiner with the following
modifications:
The Trial Examiner found,
inter
alia,
that
Respondent violated Section 8(a)(1) of the Act, by
"disparate and discriminatory" enforcement of its
rules against "solicitation" and the doing of "per-
sonal work on company time." Respondent ex-
cepted to this finding. For the reasons set forth
below, we find merit in Respondent's exceptions.
On January 5, 1967, Union Representatives
Sherwood Spencer, Jack Brooks, and Sesta
Pennington entered Respondent's store to remind
its employees of a union meeting to be held in a
local hotel that evening. The Union had held a
meeting among the employees prior to this time, but
Pennington, a union steward at the Kroger store ad-
jacent to Super X, arranged to have this one at a
drugstore across the street from Respondent's
premises. On the earlier occasion she had contacted
' We agree with the Trial Examiner that Respondent did not violate
Section 8(a)(5) of the Act . Although we do not adopt all of the rationale
the Trial Examiner developed to support that conclusion , we are satisfied
employees by telephone to inform them of the time
and place of the meeting.
Spencer, Brooks, and Pennington entered the
store in the early afternoon during working hours.
They did not ask Emanuel Borinsky, Respondent's
store manager, for permission to engage employees
in even a momentary conversation, but immediately
proceeded to confer successively with several em-
ployees, each of whom was performing her regular
job assignment.
For the most part Spencer talked to the em-
ployees. After exchanging the usual amenities, he
conveyed a standard message : the Union had called
a meeting that evening and would appreciate a large
gathering of employees. Spencer repeated this to
each of the employees, although a few had already
received advance notice of the meeting. Each en-
counter was relatively brief, but there were a suffi-
cient number of them to consume approximately 20
minutes of store working time. Customers in the
vicinity of distracted employees were neglected.
At some point during their tour of the store, it
became apparent to Assistant Store Manager Fredil
that the union representatives had not entered the
premises for business purposes. He directed Borin-
sky's attention to this fact. Borinsky approached
Spencer and said: "Sir, if you are here on Union
business, please do not talk to our employees while
they are working. This is their work time ... would
you please leave the store." Borinsky repeated this
request twice
more, but the only. immediate
response he received was a pointed observation
from Spencer and Pennington concerning the extent
of employee ownership of the store. Both Spencer
and Pennington also informed Borinsky that "you
don't know it but you've just done us a great big
favor ... you have done just what we wanted you
to do." Then, continuing to ignore Borinsky's re-
peated plea to depart, Spencer,. Pennington, and
Brooks proceeded to contact two additional em-
ployees in the selling area.
After concluding his conversation with the last
employee, Spencer turned to Borinsky and inquired
whether Borinsky intended to stop following him.
Borinsky answered Spencer with yet another
request to leave the store. Spencer then asked what
Borinsky would do if he did not leave. Borinsky
replied that he would call the police. Spencer and
Pennington promptly offered Borinsky a dime to
make the call, the former indicating that it would ac-
complish nothing as the union representatives were
not going to leave. Borinsky walked to the rear of
the store where he made a telephone call to William
Howe, Respondent's personnel director, in Cincin-
nati. After pausing briefly to watch Borinsky at the
telephone, Spencer, Pennington, and Brooks left
the store. However, they continued to peer at
that the General Counsel failed to establish that Respondent acted in bad
faith in declining to recognize the Charging Party on the basis of the
latter's submission of authorization cards.
169 NLRB No. 42
SUPER X DRUGS OF WEST VIRGINIA
265
Borinsky from outside through the store's plate
glass window.
Respondent has rules against solicitation and the
performance of personal work on company time.
These are contained in a pamphlet distributed to
employees at the time of their hire. The undisputed
testimony of several employees reveals that the
limited scope of such rules was well understood by
the store's personnel. Thus, employee Thompson
stated that "we just don't feel free" to talk to any-
one during working time and that other employees
"do very little ... if any" conversing with non-
customers. Employee Raymond Foster told in-
surance salesmen on two occasions "that it was
against Company policy to talk personal business
during working hours."
The Trial Examiner assumed the legality of the
above rules as promulgated by Respondent and as
understood by its employees. Nevertheless he held
that Respondent had violated Section. 8(a)(1) of the
Act by enforcing its rules in a "disparate and dis-
criminatory" manner. Of vital importance to this
conclusion is the Trial Examiner's finding that
"substantial credible evidence establishes that vari-
ous types of solicitation, chit chat, and gossiping
with visitors were openly carried on by employees
in the store, in selling areas during working time,
with the knowledge and acquiescence of manage-
ment." On this point the record does not sustain the
Trial Examiner's finding. Although the Trial Ex-
aminer discredited Borinsky's denial that he knew
'of violations of Respondent's rules, there is a
paucity of affirmative evidence that Respondent
knowingly tolerated a variety of infractions, while
singling out for inhibition Spencer's efforts to com-
municate with store employees. For example, no
employee called as a witness by the General Coun-
sel and credited by the Trial Examiner2 could testi-
fy to Borinsky's knowledge of, and acquiescence in,
any serious departure from the rules relating to sol-
icitation and personal work on company time. In-
deed only two of these employees, Griffith and
Thompson, could recall any incident where Bonn-
sky permitted a deviation from company policy.3
These incidents occurred when, shortly before the
adjoining Kroger store was to close, employees
Brooks and Thompson received Borinsky's permis-
sion to go next door and make a purchase.
Apart from this, the evidence as to other em-
ployee violations of Respondent's rules reveals that
they were as minor in nature and infrequent as were
those described above, and also were committed
without Respondent's knowledge. Employee Nunn
had the most experience with soliciting efforts from
the outside. She testified to the appearance of a
newsboy' on a couple of occasions, the single and
separate endeavors of two ladies to sell her a book
and a ticket to a church barbecue, and the impor-
tunings of an insurance solicitor. One of the ladies
and the insurance solicitor engaged in their sales ac-
tivity as they were checking out purchases through
the front aisles.
As to the "chit chat and gossiping with visitors,"
the record indicates that such conversations as oc-
curred were what one would normally expect in a
retail sales establishment where friendly, courteous
service is often reflected in an increase in the
volume of profitable activity. Moreover, Respond-
ent's store is in a relatively small city.5 Customer
and clerk know one another socially as well as on a
commercial basis. Consequently, there is a greater
opportunity
for
genuinely
amiable exchanges
between potential customers and a clerk, who might
also enjoy cordial social relationships outside of
regular business hours, than there would be in large
urban areas, where the typical retail sales transac-
tion is usually consummated by strangers.
In sum, the record shows that Respondent knew
of and permitted only two out of a small number of
insubstantial departures from its rules before it
sought to bring the activity involved herein to a halt.
This is not the kind of disparate and discriminatory
enforcement of a lawful no-solicitation rule which
would make enforcement thereof against organizing
activity on company time unlawful. Accordingly,
we find, contrary to the Trial Examiner, that the
General Counsel has not proven, by a preponder-
ance of the evidence, that Respondent enforced its
rules in a "disparate and discriminatory" fashion.
We shall therefore dismiss the complaint in its en-
tirety.
ORDER
Pursuant to Section 10(c) of the National Labor.
Relations Act, as amended, the National Labor
Relations Board hereby orders that the complaint
herein be, and it hereby is, dismissed in its entirety.
' These were employees Thompson, Nunn, Griffith, Martin, Sikora,
and Alford.
S Employee Sikora also testified that she , other clerks , and Borinsky
have purchased cigarettes in the store while on duty. In our view this is a
customary practice and should not be treated as a violation of Respond-
ent's rules . There is no evidence that Respondent so regarded it.
4 Employee Sikora pays her newsboy once a week in the store. She
works in the cosmetic department which is located in the front while
Borinsky, a pharmacist, fills prescriptions in the rear. There is no evidence
that Borinsky knew of this weekly, momentary business transaction
between Sikora and her newsboy.
5 1960 population, 18,642.
TRIAL EXAMINER'S DECISION
PRELIMINARY STATEMENT
STANLEY N. OHLBAUM, Trial Examiner: This case was
heard before me in Beckley, West Virginia, on April
11-13 and 18-19, 1967 , on complaint of General Counsel
of the Board' alleging, and answer of Respondent deny-
ing, violations of Section 8(a)(5) and (1) of the National
I Issued through the Board's Acting Regional Director for Region 9 on
January 31, 1967, upon charge filed by the above Union on December 8,
1966.
266
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Labor Relations Act, 29 U.S.C. Sec. 151, et seq., as
amended (Act).
All
parties
appeared
and
were
represented throughout the hearing by counsel or other
representative, who were afforded full opportunity to
present their evidence and contentions, examine and
cross-examine witnesses, propose findings of fact and
conclusions of law, and file briefs. Subsequent to the
hearing, briefs were received from General Counsel and
Respondent, which, together with the evidence, have
been carefully considered.
Upon the entire record2 and my observation of the wit-
nesses, I make the following:
FINDINGS OF FACT
I.
THE PARTIES ; JURISDICTION
Respondent, an Ohio corporation duly qualified to do
business in West Virginia, has at all material times main-
tained and operated a retail drugstore in Beckley, West
Virginia. During the 12-month representative period im-
mediately preceding issuance of the complaint, Respond-
ent's gross retail sales exceeded $500,000, and its
purchases and shipments directly in interstate commerce
from points outside of West Virginia into West Virginia
exceeded $50,000.
I find that at all material times Respondent has been
and is an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act, and the Union
a labor organization within the meaning of Section 2(5) of
the Act; and that assertion of jurisdiction herein is proper.
II.
THE ALLEGED UNFAIR LABOR PRACTICES
A. Issues
The issues presented are whether Respondent: (1) has
failed and refused to recognize, meet, and bargain with
the
Union as duly authorized collective-bargaining
representative of Respondent's employees in an ap-
propriate bargaining unit, in violation of Section 8(a)(5)
and (1) of the Act; (2) has interfered with, restrained, and
coerced employees in the exercise of rights guaranteed in
Section 7 of the Act, by ordering such employees' union
representatives to leave Respondent's business premises
under threat of calling for police to have them removed,
in violation of Section 8(a)(1) of the Act.3
B. Facts as Found
Credited testimony establishes the following facts:
The Super X drugstore chain, founded in 1960 and a
wholly owned subsidiary of the Kroger foodstore chain,
is organized into various corporations apparently bearing
the names of States in which operations are conducted.
Headquartered in and centrally controlled from Cincin-
nati, Ohio, the Super X chain now consists of some 275
2 Hearing transcript as correct in respect to obvious and typographical
errors set forth in "Appendix B," which is omitted from publication.
3 An amendment of the complaint by General Counsel at the hearing,
alleging unlawful interrogation of Respondent's employees by its agent
and counsel Robert J. Townsend , was dismissed on Respondent 's motion,
without opposition of General Counsel, at the conclusion of General
Counsel's case.
" The Union has had a bargaining relationship with Kroger for 23 years.
stores (around 230 in November 1966), located in 24
States from New York to California, with 4 in West Vir-
ginia including the Beckley store which was the locus of
events to be described.
Heading the Super X chain is its president, to whom
are answerable vice presidents including an administra-
tive vice president (S.W. Stephens) under whom func-
tions its personnel director (William J. Howe). Six re-
gional directors, each stationed in the heart of his particu-
lar region containing 40-60 stores, report directly to the
president. Approximately 29 district managers, each sta-
tioned centrally in his district containing about 10 stores,
report to the regional directors. Approximately 275 store
managers report to the district managers. At all material
times, Emanuel Borinsky was manager of Respondent's
Beckley store, which opened to the public in August 1966
and is adjacent to a Beckley Kroger foodstore under col-
lective agreement with the Union Charging Party herein.4
At a union organizational meeting on November 17,
1966, six of the nine employees in an appropriate bargain-
ing units at its Beckley store signed authorizations
designating the Union to represent them as their collec-
tive-bargaining agent. On the following day (November
18), a seventh employee also signed such a designation.
There being no evidence of illegality, impropriety, irregu-
larity, condition, or limitation in the procurement, execu-
tion, or delivery of any of these designations, which are
unambiguous and the authenticity of the signatures on
each of which has been adequately established, and there
being no evidence that any thereof have at any time been
canceled, rescinded, or withdrawn, I find that at all times
since November 17, 1966, the Union was the duly
authorized bargaining representative for six, and at all
times since November 18, 1966, for seven, of the nine
employees in an appropriate bargaining units at Respond-
ent's Beckley store.
On November 18, union representatives approached
Beckley store manager Borinsky and, exhibiting to him
the seven signed authorizations or facsimiles thereof,
which Borinsky looked at, requested that the Union be
recognized and bargained with. Without expressing doubt
as to the authenticity or effect of the signatures on any of
the written designations, Borinsky immediately made it
clear that he was not empowered to recognize or bargain
with a union and at once referred the matter and his call-
ers to his supervisor, Super X District Manager G. A.
Roessler, whom he telephoned and with whom one of the
Union's
representatives
(Spencer)
spoke.
District
Manager Roessler, likewise stating that he also lacked
authority to recognize or bargain with a union, informed
the union representatives, that he would forward the
request higher for response. This Roessler did, reporting
it to Super X Administrative Vice President Stephens in
Cincinnati, as well as to Regional Director or Manager
Fred Barney. Stephens in turn notified Super X Person-
nel Director Howe (also in Cincinnati), who directed its
labor consultant, C. T. Van Ausdall (Cincinnati), to noti-
fy the Union, which Van Ausdall on December 1 did,
Shortly after the opening of the Super X Beckley store, a recognitional-
bargaining demand upon Kroger by the Union (which then held no bar-
gaining representation designations or "cards" from Beckley Super X em-
ployees), upon the basis that the Beckley Super X store was an "accre-
tion" to the existing Beckley Kroger store unit, was declined by Kroger
for the reason that Super X was a "completely separate operation."
5 I.e., all of Respondent's Beckley store employees excluding office
clericals, professionals, guards, and supervisors as defined in the Act.
SUPER X DRUGS OF WEST VIRGINIA
declining to recognize the Union as bargaining represent-
ative, for the stated reason that "We doubt that you
represent a majority of our employees in that store." On
the same date (December 1) Respondent forwarded for
filing at the Board's Regional Office for Region 9, a peti-
tion praying that an election be held to determine the
representation
wishes
of its unit employees.6 On
December 5 the Union forwarded to Respondent (i.e., to
Van Ausdall) copies of the seven employees' representa-
tion designations, with a letter demanding recognition and
stating that since the Union did not "deem necessary" the
election for which the Employer had petitioned, the
Union would file charges against the Employer of refusal
to bargain if it did not recognize the Union on the basis of
the written representation designations. Such charges,
forming the basis of the present complaint, are dated
December 7 and were filed by the Union on December
8. On December 13 Respondent, through its attorney
William F. Sherman, returned these designations to the
Union, reiterating its "doubt that you represent a majori-
ty of our employees in our Beckley store" and its desire
for a Board-conducted election.
1. Borinsky's authority
Borinsky, a graduate pharmacist, has been manager of
Respondent's Beckley store since it opened in August
1966. As already indicated, the Beckley store was 1 of
about 230 Super X chain in November 1966, when Borin-
sky was confronted with the Union's recognitional-bar-
gaining demand. Beckley is a small? West Virginia com-
munity. The record" amply establishes without con-
troversion, and I find, that Beckley Store Manager Borin-
sky - as well as District Manager Roessler - at no time
possessed authority to recognize or bargain with a union.
The record" further establishes that the
Union's
November 18 recognitional-bargaining requests to Borin-
sky and Roessler, when passed on to authorized officials
in its organizational hierarchy, as well as its December 5
request to Respondent's labor consultant, C. T. Van
Ausdall, were declined by Respondent for the stated
reason that it doubted the Union's representative status.
Credited
testimony
of
Respondent's
Personnel
Director Howe establishes that it was he who, having the
authority,10 made the decision on behalf of Respondent
to decline to recognize or bargain with the Union, and in-
stead to insist upon a Board-conducted election, based
upon: (1) his general experience of some 19 years in the
6 This petition (Case 9-RM-471), filed on December 5, was dismissed
by the Acting Regional Director for Region 9 on February 3, 1967,
because of his issuance of the complaint herein upon the basis of the
Union's charge forming the subject of the instant case
9 1960 U S. census population 18,642 (1966 WorldAlmanac, p. 361).
8 Credited testimony of Respondent's witnesses Howe, Roessler, and
Bonnsky.
G C Exhs. 3, 4-A, 5, and 7; Resp Exhs 10 and 11; credited
testimony of General Counsel's witness Spencer and of Respondent's wit-
nesses Howe, Roessler, and Bonnsky
10 Credited testimony of Howe (corroborated in part by that of Borin-
sky and Roessler) establishes that Super X store managers and others sub-
ordinate to Howe have no authority to recognize or bargain with a union
and have never in fact done so, that such subordinates are specifically so
oriented , and that all union recognitional demands are relayed to Howe,
who passes on them and is the lowest ranking Super X official authorized
to pass on them. Howe's credited testimony further establishes that the
Super X chain has a central bookkeeping office, at the chain's Cincinnati
headquarters (in the Kroger Building), where payrolls, job applications,
and W-2 Forms are kept That such a national organization's labor rela-
267
industrial relations field; (2) specific experiences of Super
X with Board-conducted election outcomes; and (3) re-
ports received by him from Beckley Store Manager
Borinsky, to the effect that two of the nine unit employees
there had been told by Union Official Pennington "that
unless they joined the Union now that the Union would
see that they got fired after the Union got in."" Howe's
testimony with regard to the first two of the foregoing
reasons is uncontradicted and is credited.
With regard to the third alleged reason for Howe's re-
jection of the Union's recognitional-bargaining demand,
credited testimony of Respondent 's witnesses Regina
Brooks,
Raymond Foster, Borinsky, and
Howe
establishes that shortly after the seven union authoriza-
tions had been signed on November 17-18, an alleged re-
mark or remarks by Union Official Pennington to at least
Regina Brooks (a unit employee union card signer) that
nonsigners of union cards would "lose [their] job[s]"
when the Union came in, 12 was relayed by store em-
ployees Regina Brooks, Foster, and Wilson to Store
Manager Borinsky, who in turn promptly reported it to
Respondent' s
Personnel
Manager
Howe around
November 25. Although Borinsky reported to Howe that
two or three employees had been told by the Union that
if they failed to sign up "the Union would see that they
got fired after the Union got in ," Borinsky failed to men-
tion to Howe that two of the employees from whom he
heard this (Foster and Wilson) had not executed union
designations (nor that the third employee, Regina Brooks,
had signed a union designation) - facts, however, which
may have been unknown to Borinsky himself, since the
substantial credible evidence fails to establish that his
glance at the union cards shown to him by the union
representatives on November 18 was other than cursory,
or that he had independent knowledge as to the identity
of the card signers. Although produced as a General
Counsel rebuttal witness, Union Official Pennington did
not deny making the indicated statement, as testified to
by Regina Brooks (whose' uncontradicted testimony in
this aspect, particularly since in part corroborated by
Raymond Foster and Borinsky, I therefore credit, not-
withstanding misgivings regarding other aspects of her
testimony).
All circumstances considered, upon the
record presented I accordingly find that the described
statement was in fact made by Pennington ;
that, upon
and after receiving from Store Manager Borinsky the
latter's report as to Pennington's statement to employees,
Respondent's Personnel Director Howe believed that at
tions may thus be centrally controlled for purposes of union recognition
and bargaming , see Oklahoma Sheraton Corporation, 156 NLRB 681,
with which cf. Drug King, Inc., 157 NLRB 343
ii Howe testified that at no time in the 2 years he has been with
Respondent has it recognized a umon upon the basis of "cards" alone,
without a Board election, even though apparently there is no hard-and-fast
company policy not to do so Superex Drugs, Inc., 150 NLRB 972, a 1965
case involving a corporate relative of Respondent , appears to corroborate
Howe's position of "asking for an election . .
following its past prac-
tice" (150 NLRB at 978). According to Howe, he did not doubt the
genuineness of the signatures of the seven employees on the cards, but for
the reasons set forth above doubted the true representative status of the
Union, which a secret election would disclose - apparently particularly in
view of what he understood from Borinsky were coercive threats of
discharge by the Union to employees in attempting to gain signatures on
cards.
12 This could only have had reference to stock clerk Wilson and receiv-
ing clerk Foster, the only two unit employees who had not executed union
authorization cards.
268
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
least two or three of the total of nine Beckley store unit
employees whom the Union was claiming to represent
had been threatened with job loss by the Union in con-
nection with the solicitation or execution of union
designation cards; and that , under the circumstances
shown such belief on the part of Howe was not unrea-
sonable. 13
2.
Incident of January 5, 1967
On January 5, 1967, Union Representatives Spencer,
Jack Brooks, and Pennington entered Respondent's
Beckley store in order to apprise or remind union card
signers there of a union meeting that evening.14 When
Store Manager Borinsky learned of this, he at once ap-
proached the union representatives and directed them
from the store. The union representatives left upon Borin-
sky's repeated insistence , coupled with his indication (in
response to the union representatives ' inquiry as to what
he would do if they failed to leave) that he would call the
police, after continuing on their way out to greet and pass
the brief message to a few more union employees. is
Credited testimony16 establishes that : (1) although the
union employees thus spoken to momentarily "inter-
rupted" their work (cleaning or merchandise arranging;17
and, in only one case, checking out and receiving pay-
ment from a customer for merchandise) while merely
shaking hands and saying hello and receiving word as to
the meeting, such work "interruption" was entirely insub-
stantial, inconsequential , and not realistically a true work
interruption ; (2) although the attention of some customers
was attracted by what was occurring , 18 no significant or
meaningful disruption of Respondent's usual business,
operations , or routines occurred, nor was the described
activity then or thereafter prejudicial to the carrying on of
normal business activities or good order in the store; (3)
employees had been and were in effect free to take work
"breaks" at their individual discretion; (4) employees
were not in practice restricted from reasonable conversa-
tion with solicitors, visitors , or friends ;19 (5) there were
no signs displayed or posted forbidding or restricting sol-
icitation of or communication with employees ; (6) no per-
mission had been requested of Respondent by the Union
to communicate with the union employees as described.
In conjunction with their hire, new employees at the
Beckley store received an orientation leaflet listing
among
"Examples of behavior which will result in
disciplinary action, up to and including discharge, de-
pending on the seriousness and previous record," the
"Doing
[of]
personal work on company time" and
"Violation of Company's no solicitation rule." There is
no evidence that "personal work" or the "no solicitation
rule" has in any way at any time been defined . Credited
evidence20 establishes that the "no solicitation rule" by
any reasonable assumed standard (as well as other listed
"rules") has regularly been violated or ignored, with
knowledge and acquiescence of management (i.e., Store
Manager Borinsky, who in effect conceded he is an ad-
vocate and practitioner of relaxed administrative methods
and easygoing supervisory style of operation , and whose
disclaimers of knowledge of what was openly going on
I do not credit upon the record presented). Credited
evidence21 establishes prevalence in the Beckley store of
a loosely permissive habitus of solicitation of working
employees by outside vendors (e.g., newsboys, insurance
salesmen, book salesmen, charities, and others) and of
employees chatting with outside visitors . There is no
evidence that on any occasion , other than the described
visit of the union representatives on January 5, this was
stopped, objected to, or discouraged by management, nor
13 The application of the Charging Party (Union ) and General Counsel,
upon which decision was reserved at the hearing , that official notice be
taken of Board proceedings 9-CB-1379 , involving charges against the
Union by Respondent Employer here , of coercion of its employees by the
Union, and General Counsel 's refusal to authorize issuance of a complaint
thereon, is hereby granted Charging Party Exhibits 2, 3, 4, and 5 for
identification are accordingly received into evidence. The failure to issue
a complaint there is not diapositive here. Furthermore , the issue is dif-
ferent, The question before General Counsel in the other case was
whether sufficient evidence was available to justify prosecution of the
Union for in fact threatening or coercing employees as charged. The
question in this aspect of the instant case is whether the Employer
(Respondent here) reasonably believed its employees had been threatened
or coerced by the Union in connection with the solicitation of their signa-
tures on the union representation designation cards, so as to justify the
Employer in refusing to bargain with the Union upon the sole basis of the
employees' signatures on those cards , without a Board-conducted secret
election
14 Although the testimony of Union Officials Pennington , Jack Brooks,
and Spencer indicates that one or more employees may further have been
told that a Board representative would also be present to confer, the em-
ployees allegedly involved did not so testify
15 Credited testimony of employees Thompson , Nunn, and Martin
establishes that at least they already knew of the union meeting to be held
that evening , so that the union representatives ' personal visit to the store
on the occasion in question served only as a reminder or added stimulus
Union Representative Spencer 's testimony indicates that although he was
aware prior to January 5 that a Board representative would be there then,
he (Spencer) was unable to ascertain from the unit employees their at-
tendance capabilities prior to January 5 or elsewhere than in the store
because he did not know which shift (up to 9 p.m. closing) they would be
working on, since shift schedules were not posted before Saturday . In this
connection , it is officially noticed that although January 5, 1967, was a
Thursday and the previous Saturday was December 31, 1966 (ordinarily,
at least in the latter portion of the day , a prelude to festivities), since the
holiday of January 1, 1967, was a Sunday , the following day, January 2,
a Monday, was also a holiday and presumably a nonworkday . There is no
established proof as to when the work schedule for the week including
January 5 was actually posted or publicized
16 I e, General Counsel's witnesses Thompson , Nunn, Griffith, Mar-
tin, Alford , Spencer, Jack Brooks, and Pennington.
17 The Beckley Super X store is basically a self-service establishment,
with essentially no customer merchandise service unless requested. None
of the salesclerks here (with the possible exception of the clerk at the
checkout register to the extent indicated ) was involved with a customer at
the time in question
18 I find upon the basis of credited testimony of General Counsel's wit-
nesses Thompson , Nunn, Griffith , Martin, Spencer, Jack Brooks, and
Pennington that the attention of these customers was attracted or held by
the loud and insistent demands of Bonnsky in pursuit of the union
representatives, that the latter leave the store at once, rather than by the
described action of the latter
19 Respondent's own witness and employee Regina Brooks, openly
hostile to the Union, conceded that she has chatted with noncustomer
visitors in the store , pointing out that "You can talk and work at the same
time" and that "We have been told that we were not to,just stand and gos-
sip and talk
. Anything in reason , why we are allowed to do that."
Store Manager Borinsky conceded that he has never instructed any em-
ployee he could not speak with visitors coming into the store to chat; that
to his knowledge and without any objection by him, outsiders do visit and
chat with employees in the store , and that he has at no time in anyway told
employees they may not speak with a union representative coming in to
talk to them during working hours
20 Testimony of General Counsel's witnesses Thompson , Nunn, Mar-
tin, Alford, and Sikora, and of Respondent's witnesses Regina Brooks,
Raymond Foster, and Borinsky.
21 Id.
SUPER X DRUGS OF WEST VIRGINIA
269
that any visitor or solicitor had ever been ordered or
requested by management to leave.22
C. Applicable General Principles
Without attempting to construct a universal slide rule
or to explore into refinements, it appears that the Board
and courts have evolved a number of complementary
guiding principles available in situations of this type,
where there is no existing collective-bargaining relation-
ship between an employer and a union seeking recogni-
tion. These are:
(1) Faced with unambiguous union cards validly ex-
ecuted by a majority of employees in an approrpriate bar-
gaining unit, the cards being untainted by illegality or im-
propriety in procurement, an employer may not, in the
absence of good-faith doubt as to majority, refuse to ac-
cord recognition to the union and insist upon a Board-
conducted election as of right.23
(2) "Where the General Counsel seeks to establish a
violation of Section 8(a)(5) on the basis of a card showing,
he has the burden of proving not only that a majority of
employees in the appropriate unit signed cards designat-
ing the union as bargaining representative , but also that
the employer in bad faith declined to recognize and bar-
gain with the union. This is usually based on evidences in-
dicating that respondent has completely rejected the col-
lective-bargaining principle or seeks merely to gain time
within which to undermine the union and dissipate its
majority."24 The requirement of burden of proof is met
only by substantial credible evidence in the record, as
distinguished from suspicion , surmise, or conjecture.
(3) Extensive , or at least significant , employer violation
of the Act attending the employer's refusal to recognize
the union, evidences of unlawful motive on the em-
ployer's part , justifying inference of employer bad faith;25
whereas insubstantial violation by the employer, not such
as to be realistically coercive or cause rejection of the
union by the employees , does not suffice to justify such
inference.26
(4) In determining employer good or bad faith in refus-
ing union recognition based upon card showing, the
Board "considers all the surrounding circumstances as
well as direct evidence of motivation."27 "Whether an
employer is acting in good or bad faith in questioning the
union's majority is a determination which of necessity
must be made in the light of all the relevant facts of the
case, including any unlawful conduct of the employer, the
sequence of events, and the time lapse between the
refusal and the unlawful conduct."28
(5) "Absent an affirmative showing of bad faith, an em=
ployer, presented with a majority card showing and a bar-
gaining request, will not be held to have violated his bar-
gaining obligation under the law simply because he
refuses to rely upon cards, rather than an election, as the
method for determining the union 's majority.1129 In the
absence of significant employer violation of the Act, a
good-faith doubt by an employer refusing to recognize
and bargain upon the sole basis of union cards may be
"founded on no more than a distrust of cards. "30
21 There was, to be sure , testimony by Respondent 's witness Raymond
Foster (one of the only two nonsigners of union designations ) that he him-
self had once sent away an insurance solicitor who approached him while
at work , and by Manager Borinsky that he had noticed a similar episode
and reaction on the part of Assistant Manager Fredil . It is apparent, how-
ever, that self-elected request by an employee approached by an insurance
solicitor - based upon desire not to be bothered, or because of being other-
wise busy at'the moment , or for many other possible reasons - is in a dif-
ferent category from enforcement of such a measure by management, as
was the situation on January 5 with the union representatives For aught
that appears , the January 5 episode was unparalleled (either as to union
callers or other callers)
23 United Mine Workers ofAmerica v Arkansas Oak Flooring Co, 351
U S 62 , 71-72, 74-75; Florence Printing Co. v N L.R B., 333 F.2d 289,
291-292 (C.A. 4). Employer refusal to bargain with the union under such
circumstances constitutes violation of Section 8(a)(5) of the Act. Id The
question of '7appropriateness " of the bargaining unit need not be separate-
ly determined in a representation (R) case, but is determinable in an unfair
labor practice case alleging failure or refusal to bargain, in violation of
Section 8(a)(5). N L R B v. Primrose Super Market of Salem , Inc., 353
F.2d 675 (C;A. 1), cert denied 382 U S. 830 ; United Aircraft Corp. v.
N L R.B., 333 F.2d 819, 822 (C.A 2), cert. denied 380 U S 910;
Florence Printing Co v. N L.R.B., supra, 291; Owego Street Supermar-
kets, Inc., 159 NLRB 1735 ; Oklahoma Sheraton Corporation,
156
NLRB 681, 682, £n. 1.
24 John P Serpa, Inc., 155 NLRB 99, 100-101 (cited with approval in
Pizza Products Corporation v. N.L.R.B. , 369 F.2d 431, 436-438 (C.A
6)), reversed sub nom. Retail Clerks Union , Local 1179 v. N.L.R.B , 376
F.2d 186 (C,A 9), Board decision on remittitur 166 NLRB 336 Accord:
Aaron Brothers Company of California , 158 NLRB 1077 , 1079; Ben
Duthler, Inc,, 157 NLRB 69, 71-72; Strydel Incorporated, 156 NLRB
1185 , 1186-87 In commenting upon Serpa, the court stated in Pizza,
supra, 438. "In such a situation, the Board's order requiring an employer
to bargain with a union will not be enforced if there is no substantial
evidence on the record as a whole to establish that the employer in bad
faith refused ', to recognize and bargain with the union . N.L.R.B . v Great
Atlantic & Pacific Tea Co., 346 F 2d 936 (C.A. 5); Fort Smith Broadcast-
ing Co . v. 1N.L.R.B., 341 F.2d 874 (C.A. 8); Edward Fields, Inc. v.
N L R.B., 325 F.2d 754 (C A. 2) " The Pizza court also (id. at 436-437)
took occasion to quote the following language from N L.R.B. v. Flomatic
Corporation, 347 F.2d 74 , 78 (C.A. 2) (questioned in United Steelworkers
of America
[Northwest Engineering Co.] v. N L R .B., 376 F.2d 770
(C A D C.))• "A bargaining order, however, is strong medicine While it
is designed to deprive employers of a `chance to profit from a stubborn
refusal to abide by the law,' Franks Bros Co . v. N L.R.B., supra, 321
U S. at 705, 64 S Ct at 819 and although it undoubtedly operates to deter
employers from adopting illegal instrusive election tactics , its potentially
adverse effect on the employees' § 7 rights must not be overlooked See
Medo Photo Supply Corp . v. N.L.R B., supra, 321 U S. at 688 , 697-698
(Rutledge, J dissent). That section protects the right of employees to join
or refrain from joining labor organizations . And that right is implemented
by § 9(c)( 1) which provides for representation elections by secret ballot
Since a bargaining order dispenses with the necessity of a prior secret
election, there is a possibility that the imposition of such an order may un-
necessarily undermine the freedom of choice that Congress wanted to
guarantee to the employees , and thus frustrate rather than effectuate the
policies of the Act.... moreover it is beyond dispute that secret election
is a more accurate reflection of the employees ' true desires than a check
of authorization cards collected at the behest of a union organizer " The
Board itself recently saw fit to reiterate that "An election by secret ballot
is normally a more satisfactory means of determining employees' wishes,
although authorization cards signed by a majority may also evidence their
desires "Aaron Brothers of California, supra, 1078.
25 Irving Air Chute Company v . N.L.R B , 350 F.2d 176,182 (C.A. 2),
N L.R B v. Delight Bakery, Inc, 353 F 2d 344, 346-347 (C A 6), Joy
Silk Mills, Inc., 85 NLRB 1263, 1264, enfd. 185 F 2d 732, 741-742
(C.A.D.C ), cert. denied 341 U.S. 914.
26 N.L.R.B v Flomatic Corporation, 347 F 2d 74, 78-80 (C.A. 2),
Aaron Brothers Company of California, 158 NLRB at 1078 , 1080-81;
Strydel Incorporated, 156 NLRB 1185, 1187, Harvard Coated Products
Co., 156 NLRB 162, Hammond & Irving, Incorporated, 154 NLRB
1071, 1072-73, Clermont's, Inc, 154 NLRB 1397, 1401; Cameo Lin-
gerie, Inc., 148 NLRB 535, 538.
27 Hammond & Irving, Incorporated, supra, 1073
28 Aaron Brothers Company of California, 158 NLRB at 1078, 1079.
21 Aaron Brothers Company of California, 158 NLRB at 1078. See also
Clermont's, Inc, supra; Hammond & Irving, Incorporated, supra,
Cameo Lingerie, Inc., supra; cases cited supra, fns. 24 and 26
36 H & W Construction Company , Inc., 161 NLRB 852, 857.
270
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
(6) When the relatively sterile atmosphere desired by
the Board in its elections is disturbed through cognizable
impropriety31 of any contestant or its privy, occurring
between the time of election petition and the election,32
the election will, at the behest of a loser, be set aside and
rerun upon restoration of conditions under which a fair
and free election can be held.
(7) Where an employer, confronted with a bargaining
request by a union in fact - whether or not the fact be
known to the employer - representing a majority of em-
ployees in an appropriate bargaining unit and indicating
willingness to establish its status in a reasonable way, out
of hand refuses or fails to bargain, but instead embarks
upon unfair labor practices to oust the union, an election
held thereafter will be set aside at the behest of the de-
feated union provided it has timely filed objections to the
employer conduct affecting the election.33 If, in such case
(i.e., the union having a "card majority"), employer viola-
tion of the Act is established in an unfair labor practices
case involving the same or related misconduct,34 a bar-
gaining order
may issue, without requiring another
election.35 Where, however, unfair labor practices not af-
fecting the election outcome have occurred,36 the election
result may be certified notwithstanding a finding of viola-
tion of the Act.
D. Resolution
1. Respondent's alleged refusal to recognize and bargain
with Union (Act, Section 8(a)(5))
All factors shown by the entire record considered, it
would seem that "the beacon with the light that guides"37
here is principle (5) adverted to above, as established and
reiterated by the Board and currently in force. Finding as
91 E.g., employer preelection speech to massed employees on em-
ployer's premises within 24 hours preceding election. Peerless Plywood
Company, 107 NLRB 427. That violation of this election requirement
does not necessarily constitute an unfair labor practice under Act, Section
8(a)(1), see Johnston Lawn Mower Corporation,
110 NLRB 1955;
Peerless Plywood Company, supra; Sparkletts Drinking Water Corpora-
tion, 107 NLRB 1462. Coercive or otherwise improper statements in a
preelection speech made more than 24 hours prior to election may also
justify setting the election aside, even though not violative of Section
8(a)(1). Federal Envelope Company, 147 NLRB 1030, 1044; Ideal Bak-
ing Company of Tennessee, 143 NLRB 546; The Lord Baltimore Press,
142 NLRB 328; Dal-Tex Optical Company, Inc., 137 NLRB 1782; The
Trane Co., 137 NLRB 1.506. Where, however, such statements violate
Section 8(a)(1), they may a fortiori justify voiding the election. Industrial
Steel Products Company, Inc., 143 NLRB 336, 347; Dal-Tex Optical
Company, Inc., supra, 1786-87; but cf. Hy Plains Dressed Beef, Inc., 146
NLRB 1253, 1257.
32 That this is the critical period for consideration, see Goodyear Tire
and Rubber Company, 138 NLRB 453, 454-455; The Ideal Electric and
Manufacturing Company, 134 NLRB 1275, 1278.
33 Irving Air Chute Company, Inc., Marathon Division, 149 NLRB
627, enfd. sub nom. Irving Air Chute Company v. N.L.R.B., 350 F.2d 176
(C.A. 2); Bernet Foam Products Co., Inc., 146 NLRB 1277; Joy Silk
Mills, Inc., 85 NLRB 1263, enfd. 185 F.2d 732 (C.A.D.C.), cert. denied
341 U.S. 914.
39 Since Bernet Foam Products Co., Inc., supra, fn. 33, the union is no
longer put to a choice between (1) seeking to set aside an election on the
basis of filing objections to employer preelection misconduct or (2) seek-
ing a bargaining order on the basis of filing unfair labor practice charges of
employer violation of Section 8(a)(5) and ( 1). Participation in a Board
election does not foreclose the loser from thereafter filing an 8(a)(5)
charge. Flomatic Corporation, 147 NLRB 1304, fn. 1, modified on other
grounds 347 F.2d 74 (C.A. 2).
35 N.L.R.B. v. Boot-Ster Manufacturing Company, 361 F.2d 325 (C.A.
I do that Respondent, when confronted with the Union's
bargaining demands, entertained a good-faith doubt of the
Union's representative status, at least "founded on no
more than a distrust of cards"38 under the circumstances
shown, it is apparent that, if the Board's principle is to be
given effect, Respondent was entitled to insist upon an
election, provided it did not engage in concurrent unfair
labor practices such as to (1) factually negate the ex-
istence of such good-faith doubt, or (2) establish that it in
fact rejected (even though giving lip service to) the collec-
tive-bargaining principle, or (3) establish that it was mere-
ly seeking to gain time to undermine and overturn a union
majority among the employees constituting the proposed
collective-bargaining unit.
Additionally, as has been shown, Respondent has ad-
vanced and credibly established three specific further
reasons for its refusal to accord the Union the recognition
and exclusive collective-bargaining status it sought upon
the basis of "cards" alone. These reasons constituted ad-
ditional justification for Respondent's insistence upon a
Board-conducted election. Thus, it has been held that an
employer's past experience involving failure of unions
claiming a "card majority" to establish a true majority in
Board elections, may serve as a basis for the employer's
entertainment of good-faith doubt of union majority based
upon "cards," so as to justify the employer's refusal to
bargain upon the basis thereof and to insist upon proof
through Board election.39 It has also been held that infor-
mation reaching an employer as to union improprieties in
the solicitation or procurement of bargaining authoriza-
tion designation documents may provide valid basis for
good-faith doubt on the employer's part as to the true
representative status or strength of a union claiming ex-
clusivity of bargaining agency for employees, so as to jus-
tify employer insistence upon the Board's secret election
6); N.L.R.B. v. Philamon Laboratories, Inc., 298 F.2d 176 (C.A. 2), cert.
denied 370 U.S. 919; Irving Air Chute Company, supra, fn. 33; Bernet
Foam Products Co., Inc., supra, fn. 33; Joy Silk Mills, Inc., supra, fn. 33.
However, a bargaining order will not issue "unless the election be set
aside upon meritorious objections filed in the representation case." Irving
Air Chute Company, supra, in. 33, at 630. In certain situations, an 8(a)(5)
bargaining order remedy has been considered justified based merely upon
violation of Section 8(a)(1). Such a situation would exist where a blatant
program of defiance of Section 8(a)(1) occurs as a reprisal to a union "bard
majority" before the union has had opportunity to make a bargaining de-
mand. For examples of cases where 8(a)(5) bargaining orders have been
based upon 8(a)(1) violations, see: Summit Mining Corporation v.
N.L.R.B., 260 F.2d 894 (C.A. 3); N.L.R.B. v. Caldarera, dlbla Falstaff
Distributing Company, 209 F.2d 265 (C.A. 8); D. H. Holmes Company
Ltd. v. N.L.R.B., 179 F.2d 876 (C.A. 5; for remedial order, see D. H.
Holmes Co., Ltd.. 81 NLRB 753, 756). None of the cited cases involved
an 8(a)(5) refusal to bargain, but only 8(a)(1) violations. In the situations
encompassed by the foregoing note, diminution or even loss of union
majority in the intervening period does not relieve the employer of his
obligation to bargain. Ray Brooks v. N.L.R.B., 348 U.S. 96, 102-103;
Franks Bros. Company v. N.L.R.B., 321 U.S. 702; Medo Photo Supply
Corp. v. N.L.R.B., 321 U.S. 678, 687.
36 Examples would
be an isolated minor preelection episode or
postelection misconduct. Cf. Hy Plains Dressed Beef, Inc., supra, 1257.
37 Leventhal, J., in United Steelworkers of America, AFL-CIO v.
N.L.R.B. [Northwest Engineering Co.), 376 F.2d 770, 773 (C.A.D.C.).
39 H & W Construction Company, Inc., 161 NLRB 852, 857.
39 Peoples Service Drug Stores v. N.L.R.B., 375 F.2d 551 (C.A. 6);
Nalco Chemical Company, 163 NLRB 68. In A. L. Gilbert Company,
110
NLRB 2067, 2070, the Board characterized an employer's
willingness to submit to immediate election (as herein) as "very strong
evidence of good faith." See also Superex Drugs, Inc., 150 NLRB 972,
978.
SUPER X DRUGS OF WEST VIRGINIA
271
processes to establish the true facts under controlled,
coercion-free conditions .4041
For all of these reasons - both the application of the
controlling general principles set forth and also Respond-
ent's specific grounds for declining recognition-it is ac-
cordingly found and concluded that General Counsel has
failed to sustain his burden of proof of establishing by a
fair preponderance of substantial credible evidence that
Respondent's refusal to recognize and bargain with the
Union upon the basis of "cards" alone and its insistence
upon a Board election, was in bad faith or otherwise in
violation of Section 8(a)(5) or (1) of the Act as alleged in
the complaint.
2. Respondent's alleged refusal to permit communica-
tion between union and employee union members in its
store (Act, Section 8(a)(1))
It will be recalled that on January 5, when Union
Representatives Spencer, Brooks, and Pennington en-
tered the Super X Beckley store and unobtrusively
passed the word to a few of its members employed there
as to a meeting that night, they - unlike any other visitors
or even solicitors, and apparently without parallel in the
history of the store - were stridently pursued by Store
Manager Borinsky and summarily directed to leave the
store at once.
Respondent, at its Beckley store, was presumably free
to adopt and enforce evenhandedly a rule forbidding out-
siders' solicitation of all kinds in the store'42 or participa-
tion by its employees in solicitation, private business,
gossip or chitchat during working time43 or in selling
areas.44 Respondent claims it did just this by the printed
orientation leaflet which it gave to employees when they
were hired. Although the wording of the leaflet renders
this
somewhat doubtful,45 assuming
arguendo
that
Respondent's "no solicitation rule" - whatever it was -
applied to the described acts of the union representatives,
who could be regarded as not "soliciting" at the time in
question - and further assuming the language of the leaflet
to be unambiguous , clear, proper, and applicable to the
described activity here, it is nevertheless plain from the
evidence that such a "rule" was not in practice applied in
the Beckley store in accordance with what are now as-
serted to have been its intended terms. Indeed , there is an
absence of substantial credible evidence that it was ever
applied
at
all.
The substantial credible evidence
establishes that various types of solicitation, chitchat, and
gossiping with visitors were openly carried on by em-
ployees in the store, in selling areas during working time,
with the knowledge and acquiescence of management.
Furthermore , the store practiced so loose a "system°" of
taking informal "break time" at the ungoverned in-
dividual discretion or idiosyncrasy of employees them-
40 Peoples Service Drug Stores v. N L.R B., 375 F.2d 551, 2827-28
(C A 6), N L.R B. v Bedford-Nugent Corp., 317 F.2d 861, 865 (C A. 7),
Spero Sunlamp Division, Cooper-Hewitt Electric Co, Inc., 162 NLRB
1148, 1161 ; Briggs IGA Foodliner, 146 NLRB 443, 446
41 The Union hinted broadly at the hearing that any statements (i.e , by
Union Official Pennington) to solicited unit employees that they would be
fired if they did not join the Union referred, or were intended to refer, only
to the subject of an eventual union security provision - permissible by
West Virginia law under Sections 8(a)(3) and 14(b) of the Act- in any col-
lective agreement to be negotiated after the Union's representation status
was lawfully established. However, the statements credibly ascribed to
Pennington and not negated by her, were not so couched or circum-
scribed, nor is it likely they were so understood by the employees in-
volved. Moreover, such a contention apparently suggests a duty on the
part of Respondent's Personnel Director Howe (to whom Pennington's
statements were relayed by Beckley Store Manager Borinsky) to ascertain
the identity of Bonnsky' s informants, whether they were union designa-
tors, precisely what they had been told, whether there was tangible
evidence or indication of "spill-over" of any coercive union remarks from
union nondesignators to the ranks of union designators , etc , and that
Howe' s failure to make such inquiry rules out his claim of good-faith
doubt of the Union's representative status However, to turn presence or
absence of good-faith doubt upon such inquiry would be : (1) to preclude
as matter of law existence of good-faith doubt without such inquiry; (2) to
ignore the small size of the unit and to hold unreasonable as matter of law
Employer belief that the Union coercion of two or three out of nine unit
employees was sufficient indication that similar coercion might also have
been exercised against sufficient others (i.e , only about two more) to
negate the claimed union majority, (3) to brush aside Howe's other
described and independently valid bases for doubting the Union's majon-
ty, and (4) to ignore Howe's, "good-faith doubt," under applicable Board
decisions already noted, based on "no more than a distrust of cards" and
preference for the Board's secret election processes . Indeed, even if any
inquiry made by Howe had resulted in his learning no more than that two
or three unit employees (including two nonsigners of union designations)
had been possibly threatened or coerced as indicated, considering the
small size of the unit it could not be held as matter of law that any
judgment on his part that a few others (signers) might have been similarly'
coerced would have been unreasonable Cf. N.L R B. Y. Bedford-Nugent
Corp., 317 F.2d 861, 863 (C A 7). All circumstances considered , Howe's
failure to make further inquiry after receiving Bormsky's report - inquiry
itself potentially not without hazard as unlawful intrusion into the pro-
tected privacy of employees' organization activities (cf., e.g. , Johnnie's
Poultry Co., 146 NLRB 770, 775, enforcement denied on other grounds
sub nom. N.L R B v Johnnie's Poultry Co, 344 F.2d 617 (C A. 8);
Surprenant
Manufacturing Company v
N.L.R B ,
341
F.2d 756,
762-763 (C.A 6) - was not inconsistent with "good-faith doubt" as to the
Union's representative status here.
42 Cf Bonwit Teller, Inc. v. N.L.R.B., 197 F.2d 640, 642, 645 (C.A 2),
cert. denied 345 U S 905, The May Company, 136 NLRB 797, 798, fn
4, enforcement denied 316 F.2d 797 (C.A. 6), Marshall Field & Com-
pany, 98 NLRB 88, enfd. as modified 200 F 2d 375 (C.A 7), May De-
partment Stores Co. (Famous-Barr Company), 59 NLRB 976, 981, enfd
as modified 154 F 2d 533 (C.A. 8)
43 Cf Republic Aviation Corp. v N L R.B., 324 US 793, Bonwit
Teller, Inc. v N L R B., supra, fn. 42; Stoddard-Quirk Manufacturing
Co., 138 NLRB 615, 617, 621, 623, The May Company, supra, fn 42;
Marshall Field & Company , supra, fn 42; May Department Stores Co.
(Famous-Barr Company), supra, fn. 42, at 980.
44 Cf. Bonwit Teller, Inc. v. N.L.R.B., supra, fn. 42, The May Com-
pany, supra, fn 42; The GreatAtlantic & Pacific Tea Company, Inc, 123
NLRB 747, enfd. as modified 277 F.2d 759 (C A 5), Marshall Field &
Company, supra, fn
42 ; May Department Stores Co
(Famous-Barr
Company), supra, fn 42, at 981; cases cited supra, fn 42 , and infra, fn.
47
45 In this regard, the leaflet merely lists among "store policies" : "doing
personal work on company time" and "violation of Company's no solicita-
tion rule." Since, as already indicated , the "Company's no solicitation
rule" was nowhere defined , it is unfeasible to attempt to determine its
validity based upon its speculative nature. Unduly, unnecessarily, oppre-
sively, or unfairly broad or restrictive, as well as disparately purposed or
applied, employer interdicts of communications not only among em-
ployees themselves but with outsiders (including union organizers), have
been condemned as violative of the Act. See, e.g , N.L.R B v. Babcock &
Wilcox Co , 351 U.S. 105; Republic Aviation Corp. v. N L R B , 324 U.S
793; N L R B v. Whitfield Pickle Company, 374 F 2d 576, 578-579
(C A. 5), N.L.R B. v. United Aircraft Corp , 324 F.2d 128 (C A. 2), cert
denied 376 U.S 951, N L R.B. v Walton Manufacturing Company, 289
F 2d 177, 180-181 (C.A. 5); N L R.B v Monarch Machine Tool Co,
210 F 2d 183, 187 (C.A. 6), cert. denied 347 U.S. 967, cases cited supra,
fn. 42-44 However, as indicated above, substantial credible evidence
establishes that the actual practice observed in the store was one of ex-
treme permissiveness and in effect total tolerance by management of vari-
ous varieties of activities appearing to be of the general character pur-
portedly proscribed by its employees' orientation leaflet
272
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
selves, that it is unfeasible to attempt to determine
whether or not employees could fairly be treated as on
self-elected "break time" when some of this occurred.
Although Respondent was privileged to adopt and
apply rules of the nature it now contends these were, it
could not, without violating the Act, invoke and enforce
them for disparate , antiunion purposes or in discriminato-
ry, antiunion fashion, as here, with an eye cocked at union
representatives46 but closed to others.47
Particularly
considering the vague and undefined
character of the "rules" in question'48 the easygoing store
practices with regard to visitors and chatting, the loose
"break time" practices in effect permitting employees to
suspend work and take short intervals off at their own in-
dividual discretion, the fact that the employees' work was
not realistically interrupted nor the store routines
disturbed, and the extremely brief and transitory nature
of the greeting and terse message conveyed'49 a fair over-
view of the described episode of January 5, gauged in the
context of the record as a whole, indicates that Borinsky's
peremptory direction to the union representatives to
remove themselves from the store forthwith - spiritedly
delivered and reiterated crescendo in view of employees
- was rather glaringly disparate, being uniquely leveled at
the Union, and thereby discriminatory and in diminution
of employees' Section 7 rights.
I find that Respondent's sudden rigid total proscription
upon receipt of any communication by its employees,
when they received a brief message from the Union on
January 5 of a meeting to be held that evening, was on the
record here presented disparate and discriminatory, in
violation of Section 8(a)(1) of the Act.5°
3. Does Respondent's violation of Section 8(a)(1) war-
rant a bargaining order remedy?
There remain for consideration the questions whether
Respondent's described violation of Section 8(a)(1) was
such as to be inconsistent with or otherwise to rule out
existence of good-faith doubt on its part as to the Union's
representative status; and whether the 8(a)(1) violation
was of such character or extent as to constitute a pollu-
tant to the coercion-free atmosphere desired by the Board
in elections stamped with its certificate , so as through
Respondent's fault to preclude a fair election, thereby jus-
tifying reliance upon the "cards" as the best available
measure of employee sentiment and, accordingly, is-
suance of a bargaining order without an election.
The answer to these questions must be in the negative.
To begin with , it is evident that the January 5 violation of
Section 8 (a)(1) by Borinsky , a minor local supervisor
without authority to recognize or bargain with the Union,
occurring substantially later than Respondent's justified
refusal to bargain with the Union on the basis of "cards"
alone, was in no way inconsistent with past, contem-
poraneous, or future good-faith doubt by Respondent as
to the Union's true representative status. Nor may the
described infraction of Section 8(a)(1) fairly be con-
sidered of such character or substantiality as to render a
fair election contest no longer feasible, justifying - much
less
necessitating - reliance upon
"cards" alone to
prescribe the "strong medicine" 51 of a peremptory bar-
gaining order without an election.
Manifestly , the lone violative incident of January 5 did
not constitute a coercive additive to antecedent facts of
sufficient potency to alchemize Employer good-faith
doubt of union representative status into bad-faith doubt
or no doubt.52 Where a bargaining order is issued without
an election , in the face of employer opposition under cir-
cumstances claimed by the Charging Party to be com-
parable to those here , it is on the theory that unfair labor
practices deliberately perpetrated by the employer are of
such order and magnitude that the employer has rendered
a fair election impracticable if not impossible . Joy Silk
Mills, Inc., 85 NLRB 1263, 1264, enfd. as modified 185
F.2d 732 (C.A.D.C.), cert. denied 341 U.S. 914. It is ap-
parent that the described episode of January 5 was no
such pollutant . There is accordingly no compelling neces-
sity nor persuasive warrant for a bargaining order as
distinguished from an order based upon the outcome of a
49 The record is not without indication that Borinsky's eye was indeed
cocked that way. To begin with, there is no evidence of comparable en-
forcement of store "rules." Furthermore, employee Thompson, an im-
pressively credible witness, testified that in September Borinsky, pointing
out to her two men standing outside the store, instructed her to report to
him if they entered the premises in the future since they were "Union
men." Borinsky denied the incident. I credit Thompson.
41 Cf. N.L.R.B. v. Babcock & Wilcox Co., 351 U.S. 105, 112; Republic
Aviation Corp. v. N.L.R.B., 324 U.S. 793, 803, fn. 10; N.L.R.B. v. Hill &
Hill Truck Line, Inc., 266 F.2d 883, 886 (C.A. 5); Bonwit Teller, Inc. v.
N.L.R.B., 197 F.2d 640, 646 (C.A. 2), cert. denied 345 U.S. 905; Ward
Manufacturing, Inc., 152 NLRB 1270,127 1; Whitfield Pickle Company,
151 NLRB 430,43 1, fn. 1, enfd. as modified 374 F.2d 576 (C.A. 5); The
Wm. H. Block Company, 150 NLRB 341; Aluminum Extrusions, Inc.,
148 NLRB 1662, 1663, fn. 2; Miller Charles & Company, 148 NLRB
1579, enfd. 341 F.2d 870 (C.A. 2); Standard Manufacturing Company,
1,47 NLRB 1608, 1609; Montgomery Ward & Co., Inc., 145 NLRB 846,
enfd. as modified 339 F.2d 889 (C.A. 6); Revere Camera Company, 133
NLRB 1658, enfd. 304 F.2d 162 (C.A. 7); Memphis Publishing Com-
pany, 133 NLRB 1435; Marshall Field & Co., 98 NLRB 88, enfd. as
modified 200 F.2d 375 (C.A. 7); May Department Stores Co. (Famous-
Barr Company), 59 NLRB 976, 979; Peyton Packing Company, 49
NLRB 828, 843-847, enfd. 142 F.2d 1009, 1010 (C.A. 5), cert. denied
323 U.S. 730.
48 As stated by the Board in Sarkes Tarzian, Inc., 157 NLRB 1193, fn.
2, "ambiguity with respect to the intended coverage of the rule can best be
resolved by examining its application." Here it is plain that Borinsky's ap-
plication of the so-called "rules" was disparately, it would even seem
uniquely, leveled at the Union.
49 Unlike Randall's, 157 NLRB 86, and District 65, Retail, Wholesale
& Department Store Union (B. Brown Associates, Inc.), 157 NLRB 615,
cited by Respondent, the Union's representatives here were not attempt-
ing to organize or solicit , but merely transitorily passing along to its own
members the briefest kind of message of a meeting that night - in a context
of otherwise starkly inconsistent permissiveness on the part of manage-
ment regarding other varieties of chitchat by visitors and even solicitors
with employees. I cannot agree with Respondent's colorful characteriza-
tion of what occurred here as "a group of union agents invaded its store,
interfered with working employees and customers in selling areas and
created a scene .......
51 Respondent's contention that the January 5 incident was "instigated,
perpetrated and provoked .... in an effort to manufacture evidence to
bolster its weak 8(a)(5) charge against Respondent" (Resp. brief, p. 41) is
purely speculative, and I find that it is not established by substantial credi-
ble evidence or any justifiable inference on the basis thereof.
5' Anderson, J., speaking for the Second Circuit Court of Appeals in
N.L.R.B. v. Flomatic Corporation, 347 F.2d 74, 78 (C.A. 2); with which
cf. Leventhal, J., speaking for the District of Columbia Circuit in United
Steelworkers of America v. N.L.R.B. [Northwest Engineering Co.], 376
F.2d 770, 771 , questioning the Second Circuit's application of the princi-
ple in the factual context involved in Flomatic and declining to apply it in
Steel workers, and reminding (cf. Franks Bros. Company v. N.L.R.B., 321
U.S. 702) that "the choice of remedies is primarily within the province of
the Board."
52 See discussion supra, section II, C.
SUPER X DRUGS OF WEST VIRGINIA
fair election,53 which the Board regards as preferable to
"cards" as a barometer of employees ' real representation
desires. 54
It is accordingly found that Beckley Store Manager
Borinsky's described lone action on January 5, 1967,
fairly weighed upon the balances of surrounding circum-
stances, was not of such character as to negative ex-
istence on Respondent's part of a good-faith doubt as to
the Union's majority, nor sufficiently coercive or other-
wise of sufficient gravity to justify a bargaining duty
violation finding or bargaining order.55 56
Upon the foregoing findings and the entire record, I
make the following:
CONCLUSIONS OF LAW
1.
Super X Drugs of West Virginia , Inc., Respondent
herein, is an employer engaged in commerce within the
meaning of Section 2(2), (6), and (7) of the Act.
2. Food Store Employees Union, Local 347, Amalga-
mated Meat Cutters and Butcher Workmen of North
America, AFL-CIO, Charging Party herein , is a labor or-
ganization within the meaning of Section 2(5) of the Act.
3. It has not been established by substantial credible
sa Provided, of course, that coercion free, sterile "laboratory condi-
tions" (General Shoe Corporation, 77 NLRB 124, 127) in which Board
elections are required to be conducted, continue to prevail. If, through ac-
tion of or ascribable to either side, such conditions are destroyed, election
may be delayed until they are restored (supra, section II , C); or, in case of
charge and substantiated finding of significant employer unfair labor prac-
tice, altogether forfeited and a bargaining order still nevertheless hereafter
issued (supra section If, C.)
General Counsel's reliance upon Snow & Sons, 134 NLRB 709, enfd.
308 F.2d 687 (C.A. 9), is misplaced, since Snow involved an employer's
attempted renege upon his agreement to recognize the union based upon
"cards." Herein, Respondent at no time agreed to recognize the Union,
nor did Bormsky (or Roessler) have authority to pass upon any recogni-
tion demand. See in John P. Serpa, Inc., 155 NLRB 99 (reversed sub
nom, Retail Clerks Union, Local No 1179 v N L.R.B, 376 F.2d 186
(C A. 9), Board order on remittitur, 166 NLRB 336, which the Board
similarly distinguished from Snow upon the ground that in Snow the em-
ployer had reneged upon his original agreement to recognize the union
based upon "cards" (155 NLRB at 101, fn. 4), the person to whom the
cards had been,presented was authorized to extent recognition, the instant
case is a fortiori distinguishable from Snow.
54 Aaron Brothers of California, 158 NLRB at 1078, 1079.
55 Cf., e.g., N.L.R.B. v. Flomatic Corporation, 347 F 2d 74, 77-80
(C A 2) and Steelworkers v. N.L R B. [Northwest Engineering Co.],
supra; Converters Gravure Service, Inc.,
164 NLRB 397; Hercules
Packing Corporation,
163 NLRB 264; Poray, Inc., 160 NLRB 697;
Hammond &, Irving, Incorporated, 154 NLRB 1071 With the foregoing
cf. Drug King, Inc., 157 NLRB 343.
56 Substantially subsequent to General Counsel having rested his case
and shortly prior to conclusion of Respondent's defense - i e , on the
fourth day of hearing and shortly before Respondent rested - the
Charging Party (Union) sought to amend the complaint so as to allege
sundry other infractions by Respondent ; viz., coercion of an employee
around November
': 18 by rescheduling night assignments , discrimination
by granting special benefits to an employee (i.e., shift assignment to enable
the employee to attend a nursing course which the employee had previ-
273
evidence that, as alleged in the complaint herein, Re-
spondent Super X Drugs of West Virginia, Inc., has re-
fused or is refusing in good faith to bargain collectively
with the Charging Party Union.
4. By the conduct set forth in section II which has
been found to constitute unfair labor practices, Respond-
ent Super X Drugs of West Virginia, Inc. has interfered
with, restrained, and coerced its employees in the exer-
cise of rights guaranteed to them by Section 7 of the Act,
and thereby has engaged and is engaging in unfair labor
practices within the meaning of Section 8(a)(1) of the Act.
5. The aforesaid unfair labor practices affect com-
merce within the meaning of Section 2(6) and (7) of the
Act.
THE REMEDY
Having found that Respondent has engaged in unfair
labor practices , I shall recommend the customary order
in cases of this nature, designed to effectuate the policies
of the Act.
[Recommended Order omitted from publication.]
ously arranged to take), preemployment interrogation as to union views,
and intimidation of an employee on the eve of this hearing for complaining
to Respondent's counsel about her work schedule. When asked by the
Trial Examiner to indicate whether he concurred in the Charging Party's
application, counsel for General Counsel expressed concurrence only in
such part as not time-barred by Section 10(b) of the Act, conceding that
the proposed matter as to alleged preemployment interrogation was
barred under Section 10(b). There was no indication that General Counsel
had investigated any of these matters. Giving all circumstances the weight
they appeared to deserve, the Trial Examiner denied this tardy applica-
tion. Considerations underlying this ruling by the Trial Examiner included
the unsatisfactorily explained omission of these matters in the original
complaint and also in the first amendment thereto
(subsequently
eliminated on Respondent's application, without opposition) during the
first week of hearing herein; the precipitate timing of the proposed further
amendment, without satisfacory explanation of the failure to provide fair
advance notice thereof; the failure of the Charging Party to adhere to the
Trial Examiner's express requirement during the first week of hearing, to
make timely application - i.e., during the first week of hearing - in the
event amendment were to be sought; the failure of General Counsel to
move to amend his own complaint , the extreme untimeliness of the Charg-
ing Party's application, close to the end of Respondent's defense and
therefore of the entire hearing, necessitating as it would have the recalling
of witnesses and relitigation of this already prolonged case ; the basic un-
fairness toward Respondent of litigating in such fashion ; and the extreme
shallowness of the proof adduced on the allegations proposed to be added.
Nevertheless , while not allowing such amendment under the circum-
stances described, the Trial Examiner permitted the proof already in the
record with regard to these matters to remain in the record , and further
specified that the ruling was without prejudice to the filing of new charges
by the Charging Party if so advised. Even were the application to be
treated in the nature of a motion to conform pleadings to proof, upon the
record presented none of the matters in question has been established by
that fair preponderance of substantial credible evidence which the law
requires.