183 NLRB 352
Butler Aviation International, Inc.
352
DECISIONS OF NATIONAL
Butler Aviation Company (Palm Beach) a Division of
Butler
Aviation International ,
Inc.
and Local
Lodge
No. 971 ,
International
Association
of
Machinists
&
Aerospace Workers , AFL-CIO.
Cases 12-C A-4634 and 12-RC-3363
June 15, 1970
DECISION, ORDER, AND DIRECTION
By MEMBERS MCCULLOCH, BROWN , AND JENKINS
On March 18, 1970, Trial Examiner Paul Bisgyer
issued
his
Decision in the above-entitled con-
solidated proceeding, finding that the Respondent
had engaged in and was engaging in certain unfair
labor practices within the meaning of the National
Labor Relations Act, as amended, and recommend-
ing that it cease and desist therefrom and take cer-
tain affirmative action, as set forth in the attached
Trial Examiner's Decision. The Trial Examiner also
found that the Respondent had not engaged in cer-
tain other unfair labor practices alleged in the com-
plaint and recommended that these allegations be
dismissed. The Trial Examiner further found that,
in view of his finding that the two alleged dis-
criminatees were not discharged in violation of the
Act, they were not eligible to vote and the chal-
lenges to their ballots should be upheld. Finally, the
Trial Examiner found that, as the parties have con-
ceded the nonsupervisory status of Erwin H. Enos,
whose challenged ballot affects the results of the
election, the challenge to his ballot should be over-
ruled, his ballot should be opened and counted, and
a revised tally of ballots should be issued.
Thereafter, the General Counsel filed exceptions to
the Trial Examiner's Decision with a supporting
brief, and the Respondent filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the Na-
tional Labor Relations Board has delegated its
powers in connection with this proceeding to a
three-member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the
Trial
Examiner's
Decision, the exceptions, the
briefs, and the entire record in this proceeding, and
hereby adopts the findings,' conclusions, and
recommendations of the Trial Examiner, except as
modified below.
The Trial Examiner concluded that Respondent
General Manager Karadavis' conduct in asking em-
' The Trial Examiner inadvertently stated that employee Raymond J
Craig, Jr , signed a union authorization card on June 7, when the record is
clear that he did so on June 8 We hereby correct this error
LABOR RELATIONS BOARD
ployee Coates whether he had paid his $11 union
dues and his inquiry of employee Bloeser whether
he had been contacted by the Union were not coer-
cive and therefore not violative of Section 8(a)(1)
of the Act. We find merit in the General Counsel's
exceptions to these findings . In our opinion, the
inquiries of Coates and Bloeser as to their union ac-
tivities during the Union 's organizational campaign,
since they served no legitimate business purpose,
could only be regarded by the employees as an ef-
fort by the Respondent to discourage their union
activities and were therefore coercive. Accordingly,
we find that the Respondent by such conduct vio-
lated Section 8(a)(1) of the Act.
The Remedy
We have found, contrary to the Trial Examiner,
that the Respondent engaged in certain additional
unfair labor practices in violation of Section
8(a)(1) of the Act. We shall therefore order that
the Respondent cease and desist therefrom.
Upon the basis of the foregoing findings of fact
and upon the record as a whole, we make the fol-
lowing additional conclusion of law which we shall
insert before the Trial Examiner's fifth conclusion
of law, which should be renumbered as the sixth
conclusion of law:
5. The Respondent by interrogating its em-
ployees about their union activities engaged in con-
duct violative of Section 8(a)(1) of the Act.
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the Recom-
mended Order of the Trial Examiner as modified
below and hereby orders that the Respondent, Bu-
tler Aviation Company (Palm Beach), a Division of
Butler Aviation International, Inc., Palm Beach,
Florida, its officers, agents, successors, and assigns,
shall take the action set forth in the Trial Ex-
aminer's Recommended Order, as so modified:
1. Insert the following paragraph before para-
graph 1(b) of the Recommended Order and
renumber the latter as paragraph 1(c):
"Interrogating its employees as to their union
activities in a manner constituting a violation
of Section 8(a)(1) of the Act."
183 NLRB No. 43
BUTLER AVIATION COMPANY
353
2. Insert the following paragraph before the
second paragraph of the Appendix to the Recom-
mended Order:
WE WILL NOT question our employees about
their union activities in a manner constituting a
violation of Section 8(a)(1) of the Act.
DIRECTION
Respondent submitted a supporting brief. The
Respondent's motion to dismiss the complaint, on
which ruling was reserved, is disposed of in ac-
cordance with my findings and conclusions below.
Upon the entire record,4 and from my observa-
tion of the demeanor of the witnesses, and with due
consideration being given to the arguments ad-
vanced by the parties, I make the following:
It is hereby directed that the Regional Director
for Region 12 shall, pursuant to the Rules and
Regulations of the Board, within 10 days from the
date of this Direction, open and count the ballot of
Erwin H. Enos, prepare and cause to be served
upon the parties a revised tally of ballots, including
therein the count of said ballot, and thereafter issue
the appropriate certification.
TRIAL EXAMINER'S DECISION AND REPORT
ON CHALLENGED BALLOTS
STATEMENT OF THE CASE
PAUL BISGYER, Trial Examiner: This consolidated
proceeding, with all the parties represented, was
heard on December 9 and 10, 1969, in West Palm
Beach, Florida, on the complaint of the General
Counsel issued in Case 12-CA-4634 on November
10,
1969,'
as subsequently amended, and the
amended answer of Butler Aviation Company
(Palm Beach), a Division of Butler Aviation Inter-
national, Inc.,2 herein called the Respondent or
Company. In issue in the complaint case are the
questions whether the Respondent discriminatorily
discharged employees Raymond D. Craig, Jr., and
James W. Coates in violation of Section 8(a)(1)
and (3) of the National Labor Relations Act, as
amended,3 and whether it interrogated employees
and maintained certain plant rules in effect in viola-
tion of Section 8(a)(1) of the Act. By order of the
Regional
Director, Case 12-RC-3363 was con-
solidated with the unfair labor practice proceeding
for the purpose of hearing and determining the is-
sues raised by the challenged ballots of the alleged
discriminatees named above and Erwin H. Enos, an
alleged supervisor. At the close of the hearing, the
General Counsel and the Respondent argued their
respective positions orally and thereafter only the
' The complaint is based on a charge filed on September 16, 1969, a
copy of which was duly served on the Respondent by registered mail the
same day
r Name appears as amended at the hearing
' Section 8(a)(I) makes it an unfair labor practice for an employer "to
interfere with , restrain, or coerce employees in the exercise of the rights
guaranteed in section 7 " Insofar as pertinent , Section 7 provides that
"[e]mployees shall have the right to self-organization , to form , ,loin, or
assist labor organizations , to bargain collectively through representatives of
their own choosing, and to engage in other concerted activities for the pur-
pose of collective bargaining or other mutual aid or protection
Section 8 (a)(3), with certain qualifications not material herein , prohibits
FINDINGS AND CONCLUSIONS
I.
THE BUSINESS OF THE RESPONDENT
The
Respondent,
a
Delaware
corporation,
operates a facility at Palm Beach International Air-
port, Florida, where it is engaged in the business of
refueling and maintenance of privately owned and
regularly scheduled aircraft. During the past year it
purchased goods and materials valued in excess of
$50,000 which were shipped directly to the facility
from sources outside Florida. Its gross volume of
business
during
the
same
period
exceeded
$500,000.
It is admitted, and I find, that the Respondent is
an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
II.
THE LABOR ORGANIZATION INVOLVED
It is agreed , and I find, that Local Lodge No.
971, International Association of Machinists
&
Aerospace Workers , AFL-CIO, herein called the
Union , is a labor organization within the meaning
of Section 2(5) of the Act.
III.
THE ALLEGED UNFAIR LABOR PRACTICES
A. The Evidence
1. Advent of the Union; the representation
proceeding
In or about June 1969,5' the Union initiated a
campaign to organize the Respondent's employees
at its Palm Beach International Airport facility.
After the Union filed a representation petition
(Case 12-RC-3363) on August 6,6 the parties, with
the approval of the Regional Director, executed on
September 4 a Stipulation for Certification Upon
Consent Election. On September 30, pursuant to
an employer "by discrimination in regard to hire or tenure of employment
or any term or condition of employment to encourage or discourage mem-
bership in any labor organization
"
' In accordance with the arrangement made at the hearing , stipulations
separately signed by the General Counsel and the Respondent are received
in evidence as General Counsel 's Exhibit 6 and the record is formally
closed
' Unless otherwise indicated , all dates refer to 1969
' It appears that a separate petition to represent only dispatchers was also
filed ( Case 12-RC-3392) and that , as a result of an election victory in that
unit , the Union was certified as the exclusive representative of those em-
ployees No question is raised with respect to that proceeding
354
DECISIONS OF NATIONAL LABOR RELATIONS
i
BOARD
this Stipulation, the Regional Director conducted a
secret election in which 12 votes were cast for the
Union, 11 against, and 3 ballots were challenged.
Two of the challenged ballots were cast by
Raymond D. Craig, Jr., and James W. Coates, the
alleged
discriminatees,
whom the Respondent
maintains were discharged for cause prior to the
eligibility date . The third ballot, which was cast by
Erwin H. Enos and was challenged by the Union on
the ground that he was a supervisor , is no longer in
issue . At the hearing, the Union conceded Enos'
nonsupervisory status, thereby entitling him to have
his vote counted.
2. Alleged interrogation
On June 7, 3 months before his discharge, em-
ployee Craig signed a union authorization card
when solicited at his home by Union Representative
Smith. Several days later General Manager Costes
(Gus) Karadavis observed employee Jack Hasson,
who was away from his job area, talking to Craig in
the installation shop where Craig worked. As
Karadavis
approached them Hasson departed.
Karadavis
asked
Craig
whether
Hasson
was
discussing and organizing for the Union. Answering
in the negative, Craig volunteered the information
that he had signed a union card and paid dues and
commented that the Union would not be such a bad
thing.
This is the substance of Craig's and
Karadavis' testimony. However, Craig gave addi-
tional testimony, which Karadavis denied, that the
latter also remarked to Craig that Hasson, whom he
was "trying to help," was "trying to stab" him in
the back and that, if the Union got in , "it would
tuin him." Craig further testified that, in reply, he
assured Karadavis that he had nothing to worry
about as there were not too many people who
favored the Union. While both witnesses impressed
me for their candidness, I find that Craig's recollec-
tion
concerning
Karadavis'
additional
remarks
more persuasive than the denial, and accordingly
credit Craig's testimony.
On June 16, Coates also
signed
a
union
authorization card at his home. About 2 days later
Karadavis approached Coates at his work station
and inquired whether he had paid his $11. Ap-
parently, both understood that the $11 referred to
union dues since Coates replied that he did not
have to as he had already acquired membership in
good standing at his former place of employment.
When Karadavis thereupon commented that Coates
"[t]hen ... really did not join," Coates repeated
that he was already a member, explaining that he
signed a pledge card in order to retain his union
membership in the event he wanted to change em-
7 In a second affidavit given to a Board agent on October 8, there also is
no reference to Bloeser's mentioning Coates or Craig to Karadavis in this
conversation
' On October 11, 1968, the Respondent posted a Memo To All Shop
Employees "to clarify the company policy as to the use of timecards"
ployers to go to the airlines. Karadavis indicated
that he I understood that this was a necessary
precaution.
Aboutia month before the discharge of Craig and
Coates, which occurred on September 4, Karadavis
asked employee William J. Bloeser, Jr., whether
anyone from the Union had contacted him. There is
a conflict in testimony as to Bloeser's reply. Ac-
cording to Bloeser, who had never signed a union
card, he answered that he "knew of the union. Jim
[Coates] and Ray [Craig] mentioned it at lunch."
However, in his pretrial affidavit given to a Board
agent on September 30, Bloeser stated that "in the
last part of July ... Karadavis came up to me in the
hangar and asked me if I had heard anything about
the Union. I told him no, because at that time I had
not heard anything about the Union. "7 Karadavis,
whose testimony accords with Bloeser's quoted
statement from his September 30 affidavit, specifi-
cally denied that the names of Coates and Craig
came up in the conversation. I credit Karadavis'
denial.
3. The discharges
On September 4, the Respondent discharged em-
ployees Craig and Coates under circumstances re-
lated below. At that time, Craig had been in the
Respondent's employ for some 5 years, while
Coates had approximately 14 months' service.
Their competency is not questioned. Admittedly,
their involvement in union activity was unexcep-
tional, being limited to signing union authorization
cards, Coates' retention of previously acquired
union membership , and their engagement in union
conversations between themselves. It is the General
Counsel's theory that the Respondent terminated
them, not for union activity as such, but in order to
eliminate two union votes in the representation
election that was subsequently scheduled to be held
on September 30.
On September 2, employee Enos, who was
designated to initial the timecards of coworkers
while his supervisor, Manager Marshall Jackson,
was on vacation,8 was struck by the identical
punch-in and punch-out imprints on the timecards
of Craig and Coates for the payroll period ending
August 28, which he was then checking. Enos
called this curious situation to General Manager
Karadavis' attention, showing him xeroxed copies
of the timecards of these individuals and inquiring
what Karadavis intended to do about it.9 The identi-
cal
nature
of the timecard imprints aroused
Karadavis' suspicions that Craig and Coates might
be punching each other's timecard in violation of
which, among other things , provided that department managers were
responsible for initialing late or overtime imprints
Although it is not important to determine the particular circumstances
under which Enos conveyed this information to Karadavis, I find
Karadavis' account more persuasive and reliable than Enos
BUTLER AVIATION COMPANY
company rules.10 As a consequence, Karadavis un-
dertook to investigate the matter and probably at
this point, although the record is not too clear as to
time sequence, examined the timecards of Craig,
Coates, and other hangar employees for a preced-
ing period. According to Karadavis, this inspection
revealed a virtual pattern of conduct, not engaged
in by their coworkers, whereby Craig and Coates
were
punching
each other's timecards. Coates
frankly admitted at the hearing that, although
aware
of
the
prohibition
against
punching
timecards of other employees, he had an arrange-
ment with Craig that, if either one saw the other on
the road coming to work in the morning , the one
who reached the timeclock first would, for con-
venience , punch the other's timecard. It was stipu-
lated by the parties that the weekly timecards for
the
period
beginning
the
week ending June 5
through September 4 "would tend to confirm that
Craig and Coates punched the time clock for each
other"11 and that "[t]here is no evidence of any
pattern tending to show that employee other than
Craig and Coates have punched each other's time
card."
Although convinced that Craig and Coates were
punching each other's timecards and that they
should be discharged for this offense, Karadavis
testified, he nevertheless decided first to consult the
Company's legal counsel because of the pendency
of the representation proceeding.12 After explaining
the situation to a company attorney and informing
him that he had not personally witnessed the of-
fense, Karadavis was advised to withhold action
until he observed whether Craig and Coates re-
peated their conduct the following morning when
they reported for work.
Accordingly, shortly before Craig and Coates
10 Because of discipline problems, the Respondent on or about
November 25, 1968, distributed among the employees copies of Company
Rules For Employees with a covering letter which stated that the "rules will
be strictly adhered to by all supervisors and personnel -NO DEVIATIONS
WILL BE PERMITTED " Two rules specifically deal with timecards and
provide , as follows
Group I, Rule 13 Lining up or congregating around time clocks before
lunch or quitting time, or punching another employee's time card
Group III, Rule 9 Intentional falsification of records relating to work
performed and time cards
The penalty prescribed for a Group I infraction is a reprimand the first
time, suspension for a second violation, and discharge for a third violation
With respect to a Group III violation , the penalty is "immediate discharge,
except in cases where unusual circumstances exist "
" In his testimony , Craig, although also aware of the rule against
punching another employee 's timecard , attributed some of the similarities
in his and Coates' timecard reporting-in imprints to the fact that there was
a period of time when they reported for overtime work before the regular 8
o'clock starting time, on which occasions either he and Coates arrived
about the same time or Coates had to wait for him to open the hanger
because only he ( Craig ) had a key As for similarties in lunch and departing
time imprints, Craig explained that they ate lunch together and one would
punch in and out for the other , and, at the close of the day, one would lock
up the shop while the other punched out for both The parties stipulated
that for the payroll period ending July 10, 1969, the timecard showed the
same early starting time on one day, for the entire workweek ending July
355
came to work on the morning of September 3,
Karadavis and Maintenance Manager Robert L.
Lewis took positions near the timeclock which
would enable Karadavis to hear and Lewis to see
the timeclock punched. A few seconds or so after 8
o'clock,13
Coates
approached the timeclock,
punched both his and Craig's timecards, and
proceeded to his work station. Karadavis then ex-
amined the timecards and, after exhibiting them to
Lewis, returned them to the rack. Thereupon, they
went to the east hangar door and looked for Craig's
car in the parking lot adjacent to the paint shop
were Craig customarily parked but could not locate
it. Several minutes later,14 Craig entered the hangar
and was observed by Karadavis and Lewis as he
walked by the timeclock to the installation shop
without clocking in or checking his timecard to see
if he was punched in. Neither Karadavis nor Lewis
made any comment to Craig. It is noted that the
evidence does not establish that, had Craig himself
punched in at this time, his card would have
recorded a later reporting-in time than that already
shown on his card. Later that morning, Karadavis
telephoned company counsel in St. Louis and re-
lated the foregoing episode. In the afternoon, com-
pany counsel called Karadavis back and informed
him that he could take disciplinary measures
against Craig and Coates. However, because of the
lateness in the day, Karadavis told the attorney that
he would defer action until the next morning to see
if these individuals persisted in their offense and
that, if they did, he would communicate with him
again.
The following morning (September 4) Karadavis
stationed
himself in another place near the
timeclock and observed Coates when he reported
for work. Coates went to the timeclock and, after
17, the timecard showed the same early starting time, and the same for one
day for the period ending July 24, after which day Craig went on vacation
'Y Karadavis testified that he had previously received instructions from
company counsel to refrain from terminating any employee or taking other
disciplinary action during the pendency of the representation proceeding
In addition , Karadavis testified that before calling company counsel in St
Louis, he tried to communicate with Charles Snell, vice president of
planning and training , at the Respondent's New York office to discuss his
contemplated action , as he had been instructed to do before the advent of
the Union , but could not reach Snell because he was out of the city
" The timecard imprints showed "8 0" in red as the reporting time As
the hour is divided into tenths for timekeeping purposes , " 8 0" covers the
period from 8.00 to 8 06 a in Although the imprint " 8 0" indicates that the
employee is technically late for work, which normally begins at 8 o'clock, it
appears that he is not docked but is paid from 8 o'clock
"The circumstances and timing of Craig's arrival are based on the sub-
stantially corroborative testimony of Karadavis , Lewis, and employee
Eckstein , which I find more probable than the accounts of Craig and
Coates . According to the combined testimony of Craig and Coates, while
driving to work from different parts of the city, they saw each other at an
intersection not far from the Respondent 's facility, Coates proceeded to
the facility , parking his car in the paint shop area , after Coates left his car,
he saw Craig getting out of his, and while Coates was punching both their
timecards Craig heard at the hanger door entrance the clicks of the
timeclock and for this reason did not bother to check his timecard when he
passed the timeclock
427-258 O-LT - 74 - 24
356
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
punching his and Craig's timecards,15 walked to his
work area. Approximately 15 to 20 seconds later,
Craig entered the hangar, went to the timeclock
where he removed his card from the rack, looked at
it, and returned the card to the rack. Karadavis,
thereupon, approached Craig and asked him why
he did not punch the clock and why the day before
he walked by the timeclock without checking his
card but this morning he did look at his card.
Craig's response was that he did not clock in
because Coates had already done so and that he
checked his card this morning because he was not
sure whether Coates had punched him in. Declaring
that
their
conduct
violated
company rules,
Karadavis stated that he would see him sub-
sequently. Craig replied that he knew the rules but
that they did not intend "to beat" the Company.
Karadavis then left for his office, taking the
timecards with him.16
After
consulting
company
counsel
again,
Karadavis decided to proceed with the discharge of
Craig and Coates for conduct which he considered
amounted to "[i]ntentional falsification of records
relating to work performed and time cards" under
Rule 9 of Group III because Craig had not yet re-
ported for work when his timecard was punched.17
Accordingly, he summoned Craig and Coates to his
office and, in the presence of Managers Lewis and
Jackson, informed them that he had observed
Coates punch Craig's timecard the past two
mornings and that he was therefore terminating
them. Reiterating his disavowal of any intention to
cheat the Company, Craig remarked that em-
ployees had been punching each other's cards for a
long time . When Karadavis inquired of Lewis and
Jackson whether they were aware of such a prac-
tice he received a negative answer. Karadavis then
indicated that he could investigate Craig's charge
but that it would not change his decision to ter-
minate him and Coates. At some point, Karadavis
mentioned the similarities in their timecards for an
earlier period. This elicited Craig's response that 90
percent of the timecards would be the same
because each timecard imprint covered a 6-minute
interval. Thus ended Craig's and Coates' employ-
ment with the Respondent.
Concerning the practice of employees punching
each other's timecards in disregard of company
rules, some evidence to that effect was adduced.
However, the testimony does not indicate that this
conduct was engaged in when the employee whose
card was punched had not already reported in for
work in the morning. On the contrary, the evidence
"Apparently to explain the reason Coates punched Craig's timecard
they testified that, while driving to work , they met at the same intersection
as the day before and that Coates entered the parking lot followed by
Craig.
11 The foregoing findings are based on those portions of the testimony of
Karadavis, Coates, and Craig which I believe reflect the probable truth
" Vice President Snell, who had drafted the Company 's rules, testified
that Rule 9 of Group III was designed to apply to a situation where an em-
ployee punched the timecard of another employee when the latter was not
of an employee punching another's card relates to
instances when employees went to lunch together
in the plant or when they worked late together and
one closed the shop while the other clocked out for
both.
There is also testimony given by Craig that super-
visors witnessed the conduct in question but only
named Manager Lewis. Coates added Karadavis
and Jackson. However, Lewis and Jackson denied
being aware of the asserted practice and so told
Karadavis at the discharge interview of Craig and
Coates. Moreover, it was Lewis who several months
before Craig's and Coates' dismissal permitted an
employee, Porter, to resign instead of being ter-
minated for having another employee punch his
timeclock while Porter was temporarily away from
the plant. Furthermore, two other employees, Enos
and Bloeser, testified that they did not believe su-
pervisors witnessed their punching each other's
cards when they went to lunch and that no super-
visors were even present when they worked late
and one of them closed the shop while the other
clocked both out.
4. The no-distribution and no-strike or picketing
rules
On or about November 25, 1968, the Respon-
dent distributed among employees copies of Com-
pany Rules for Employees, which, among other
things, contain the following restrictions on em-
ployee activities:
Group I, Rule 8.... Distribution of literature
without approval. t6
Group III, Rule 11. Taking part in any strike,
stoppage, sitdown, stay-in or slow-down or any
curtailment of work or restriction of produc-
tion, or interference with production of any of
the Butler Aviation operations, or picketing on
the company 's premises, or refusal to cross the
picket line of another union.
Vice
President
Snell
and
General
Manager
Karadavis
testified,
in
effect,
that
to
their
knowledge, no employee was ever disciplined or
discharged for violating these rules. However, no
evidence was presented that any employee ever en-
gaged in the prohibited conduct to furnish the oc-
casion for applying these rules.
In any
'event, Snell testified that these rules were
recently revised and now prohibit:
at work and that such conduct was tantamount to a falsification of records
and dishonesty In this respect, according to Snell, this rule differs from
Rule 13 of Group I which prohibits employees from "[l]ining up or con-
gregating around time clocks before lunch or quitting time or punching
another employee 's time card "
19 The first part of this rule, which prohibits "[s]olicitations and cam-
paigning during working hours without permission ," is not alleged in the
complaint to be unlawful.
BUTLER AVIATION COMPANY
Group I, Rule 8. . . . Distribution of literature
during working hours in working areas without
approval.
Group III, Rule 11. Participating in any sit-
down, slowdown, curtailment of work or
restriction of production unless such activity is
protected by applicable State or Federal law.
According to Snell, several days before the hearing
in this case, these new rules were issued to the
general managers at the Company's facilities, in-
cluding the Palm Beach one here involved, with in-
structions to replace the old rules in the Procedures
Manual. However, he was unable to testify whether
employees had been also informed of the rule revi-
sions, nor was other evidence of such employee
notification produced.
B. Concluding Findings
1. With respect to the discharges
As previously indicated, the General Counsel
contends that the Respondent discriminatorily ter-
minated employees Craig and Coates on September
4 in order to eliminate two union votes in the sub-
sequently scheduled election held on September 30
and that their violation of a company rule for-
bidding employees to punch another's timecard was
simply a pretext to hide its true unlawful motiva-
tion. The Respondent, of course, insists that the
discharges were for demonstrated cause.
As is usual in cases of this type, the critical
question thus presented is a factual one, depending
principally upon circumstantial evidence for its
determination. From my careful appraisal of the
record herein I find insufficient evidence to sustain
the General Counsel's position. It is perfectly clear
that Craig's and Coates' union involvement was
unexceptional, being practically limited to signing
authorization cards and Coates' retention of prior
union membership. Indeed, at the hearing the
General Counsel conceded that these individuals
were not "outstanding union adherents" but were
"just two union votes." Certainly, this fact alone is
insufficient to give rise to an inference that the
discharges were prompted by a desire to eliminate
two union votes, even though their union sym-
pathies were known'to the Respondent. This is par-
ticularly so where, as here, the employees were ac-
tually guilty of the offense of punching each other's
timecards-a practice in which they had been in-
dulging for some time, pursuant to prior arrange-
ment.
I am also not entirely convinced, as the General
Counsel argues, that the Respondent's reliance on
this
misconduct
was
pretextual
because the
Respondent purported to act on the basis of Rule 9
of Group III, which subjects employees to summary
discharge for "[i]ntentional falsification of records
relating to work performed and time cards." In the
357
General Counsel's view, Craig and Coates should
only have been reprimanded for violating Rule 13
of Group I which prohibits "[l]ining up or con-
gregating around time clocks before lunch or
quitting time, or punching another employee's time
card." While the Respondent might have been
more lenient and compassionate and simply repri-
manded Craig and Coates for violating the latter
rule, I am unable to infer that the Respondent acted
so unreasonably and arbitrarily in applying Rule 9
of Group III as to impugn its motivation, even
though the evidence does not establish that Coates'
clocking in for Craig resulted in Craig's entitlement
to wages not otherwise earned. The fact remains
that on the two mornings preceding the discharges,
Coates clocked Craig in shortly before he entered
the hangar to go to work and it was this circum-
stance which prompted General Manager Karadavis
to apply the discharge penalty of Rule 9 of Group
III.
Nor can the General Counsel's pretext argument
find support in the conduct of other employees who
punched the timecards of coworkers with impunity.
On this record, I am not convinced that Karadavis
was aware of such a practice or that those em-
ployees clocked in fellow workers in the morning
under circumstances similar to those that led to the
discharge of Coates and Craig. Significantly, about
4 months before the termination of Coates and
Craig the Respondent, in effect, forced an em-
ployee to resign for having another employee
punch his timecard while he was out of the plant.
Finally, the June conversations between Karadavis
and employees Coates, Craig, and Bloeser, occur-
ring as they did 3 months before the discharges in
question, do not reveal to me such hostility to the
Union's efforts to win certification as to warrant the
conclusion that the Respondent resorted to dis-
crimination to bring about the defeat of the Union
at the polls. Indeed, militating against a finding of
unlawful motivation is the fact that the Respondent
deals with sister locals of the Union and other labor
organizations at a number of company facilities.
In the last analysis, I find that the General Coun-
sel has failed to sustain his burden of proving by a
preponderance of the evidence that an antiunion
purpose dictated the discharges. To be fair, the
most that can be said for the General Counsel's
case is that the Respondent's assigned reason is not
beyond suspicion. But suspicion is not an adequate
substitute for evidence.
In view of the foregoing, I recommend that the
allegations of discrimination set forth in the com-
plaint be dismissed.
2. With respect to interference, restraint, and
coercion of employees
Except for the Respondent's no-distribution and
no-striking rules, found below to be invalid, I find
insufficient evidence to substantiate the allegations
358
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
of the complaint that the Respondent violated Sec-
tion 8(a)(1) of the Act. Specifically, I find no coer-
cive implications in General Manager Karadavis'
following conduct relied upon by the General
Counsel, whether considered independently or in
the context of his other remarks: his inquiry of em-
ployee Craig whether employee Hasson, who was
absent from his work station, was discussing or or-
ganizing for the Union and Karadavis' expression of
personal resentment over Hasson's union activity;19
Karadavis' asking employee Coates whether he had
paid his $11 union dues; and his inquiry of em-
ployee Bloeser whether he had been contacted by
the Union.
Accordingly, dismissal of the relevant allegations
of the complaint is recommended.
3. With respect to the no-distribution and no-
striking rules
Under firmly settled principles,20 the prohibition
against the distribution of literature without com-
pany approval, embodied in Group I, Rule 8,
quoted above, not limited as it is to the employees'
working time or working areas, clearly constitutes
an unreasonable and unwarranted impediment to
the employees' exercise of their statutory rights.
Similarly unlawful are the unqualified restrictions
which Group III, Rule 11, also quoted above, places
on employee rights to engage in a strike, picketing,
and other union and concerted activities protected
by the Act. Without disputing the invalidity of these
rules, the Respondent contends that no violation
should be found because the rules not only have
never been implemented but actually have been
recently rewritten to eliminate the doubtful provi-
sions. Alternatively, it argues that an unfair labor
practice finding is barred by the proviso to Section
10(b) of the Act21 since the rules were distributed
among the employees on November 25, 1968, more
than 6 months before the filing of the charges
herein. I find these contentions totally without
merit.
It is perfectly clear that the gist of the violation is
the maintenance in effect of the unlawful rules in
question and not their execution or promulgation.
Significantly, no employees were informed that the
rules were not operative. In these circumstances,
continued existence of these rules necessarily
served as an unlawful restraint on employee rights
to participate in protected union or other concerted
iB Cf United Aircraft Corporation (Pratt & Whitney Division ), 180 NLRB
278, fn 4. In this connection , it is noted that the record contains no
evidence, nor is it charged, that the Respondent utilized this episode to dis-
criminate against Hasson
20 Stoddard-Quirk Manufacturing Co , 138 NLRB 615
2' That section provides in pertinent part
Provided
no complaint shall issue based upon any unfair labor
practice occurring more than six months prior to the filing of the
charge with the Board and the service of a copy thereof upon the per-
son against whom such charge is made
4z N L R B v Mexia Textile Mills, Inc., 339 U S 563, 567-568 Central
activities, whether or not the Respondent intended
to, or did in fact, enforce or implement the rules.
As for the Respondent's asserted rescission of the
unlawful rules, it is also established law that the
cessation of unfair labor practices does not render
the cause moot or exculpate the wrongdoer of lia-
bility for his prior misconduct.22 This is all the more
so where, as here, the revocation of the rules had
not been announced to the employees.
Finally, I conclude, contrary to the Respondent's
contention, that an unfair labor practice finding is
not precluded by the 6-month statutory limitation
period. As indicated above, the violation charged is
not the j promulgation or distribution of the rules
among the employees, which concedely occurred
more than 6 months prior to the filing of the unfair
labor practice charge. Rather, the violation is based
on maintaining in effect unlawful rules during the 6
months preceding the filing of the charge. Since the
rules onl their face are invalid and therefore a find-
ing to that effect does not depend on events predat-
ing the limitations period, the 10(b) defense is not
available.`
In sum, I find that the Respondent, by maintain-
ing in effect the rules in question, violated Section
8(a)(1) iof the Act.
I.
THE EFFECT OF THE UNFAIR LABOR PRACTICES
UPON COMMERCE
The activities of the Respondent set forth in sec-
tion III; above, occurring in connection with the
Respondent's operations described in section I,
above, have a close, intimate, and substantial rela-
tionship to trade, traffic, and commerce among the
several,States, and tend to lead to labor disputes
burdening and obstructing commerce and the free
flow thereof.
V.
THE REMEDY
Pursuant to Section 10(c) of the Act, as
amended , I recommend that the Respondent be or-
dered to cease and desist from engaging in the un-
fair labor practices found and in any like or related
conduct
and take certain affirmative action
designed to effectuate the policies of the Act. The
affirmative
action
recommended shall include
rescission of the rules found invalid in this Decision
and the posting of an appropriate notice.
Soya of Canton, Inc, 180 NLRB 546, fn 1
" The factual situation in Local Lodge No. 1424, International Associa-
tion of Machinists [Bryan Manufacturing Co ] v N L R B , 362 U S 411,
422, on which the Respondent relies, is plainly distinguishable Unlike the
present case, the unfair labor practice finding which the Supreme Court
reversed was "inescapably grounded on events predating the limitations
period " The Court expressly differentiated between that type of case and
one "where occurrences within the six month limitations period in and of
themselves may constitute , as a substantive matter, unfair labor practices"
(at 416)
BUTLER AVIATION COMPANY
Upon the basis of the foregoing findings of fact
and upon the entire record in the case, I make the
following:
CONCLUSIONS OF LAW
1. The Respondent is engaged in commerce
within the meaning of Section 2(6) and (7) of the
Act.
2. The Union is a labor organization within the
meaning of Section 2(5) of the Act.
3. By
maintaining in effect rules unlawfully
restricting employees in their statutory right to dis-
tribute union literature and to participate in pro-
tected strike, picketing, or other union or con-
certed activities, the Respondent has interfered
with, restrained, and coerced employees in the ex-
ercise of guaranteed rights within the meaning of
Section 8(a)(1) of the Act.
4. The aforesaid unfair labor practices affect
commerce within the meaning of Section 2(6) and
(7) of the Act.
5. The Respondent has not discriminated against
employees Raymond D. Craig, Jr., and James W.
Coates in violation of Section 8(a)(3) and (1) of
the Act or otherwise engaged in conduct violative
of Section 8(a)(1) of the Act except as found
above.
RECOMMENDATION RESPECTING CASE 12-RC-3363
In view of my determination that Raymond D.
Craig, Jr., and James W. Coates were not dis-
criminatorily discharged, I find that they were not
eligible to vote in the representation election. I,
therefore, recommend that the challenges to their
ballots be upheld and their ballots not be counted.
As the parties have conceded the nonsupervisory
status of Erwin H. Enos, and as his challenged bal-
lot affects the results of the election, I find that this
employee was eligible to vote, that the challenge to
his ballot should be overruled, that his ballot should
be opened and counted, and that a revised tally of
ballots should be issued.
RECOMMENDED ORDER
Upon the basis of the above findings of fact, con-
clusions of law, and the entire record in this case,
and pursuant to Section 10(c) of the National
Labor Relations Act, as amended, it is ordered that
the Respondent, Butler Aviation Company (Palm
Beach), a Division of Butler Aviation International,
24 In the event no exceptions are filed as provided by Section 102 46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions , recommendations , and Recommended Order herein
shall, as provided in Section 102 48 of the Rules and Regulations, be
adopted by the Board and become its findings, conclusions , and order, and
all objections thereto shall be deemed waived for all purposes In the event
that the Board 's Order is enforced by a Judgment of a United States Court
of Appeals, the words in the notice reading "Posted by Order of the Na-
359
Inc., Palm Beach International Airport, Florida, its
officers, agents, successors , and assigns, shall:
1. Cease and desist from:
(a) Maintaining in effect any rule which
prohibits its employees when they are on nonwork-
ing time from distributing handbills, leaflets, or
other literature in nonworking areas, without com-
pany approval, on behalf of Local Lodge No. 971,
International
Association
of
Machinists
&
Aerospace Workers, AFL-CIO, or any other labor
organization, and from maintaining in effect any
rule which prohibits employees from participating
in any strike, work stoppage, picketing, or other
union or concerted activities protected by the Act.
(b) In any like or related manner interfering
with, restraining, or coercing employees in the ex-
ercise of rights guaranteed them by Section 7 of the
Act.
2. Take the following affirmative action which is
necessary to effectuate the policies of the Act:
(a) Rescind and annul any rule which prohibits
employees when they are on nonworking time from
distributing handbills, leaflets, or other literature in
nonworking areas, without company approval, on
behalf of any labor organization or which prohibits
employees from participating in any strike, work
stoppage, picketing, or other union or concerted
activities protected by the Act.
(b) Post at its facility at Palm Beach Interna-
tional Airport, Florida, copies of the attached
notice marked "Appendix. "2 Copies of said notice
on forms provided by the Regional Director for Re-
gion 12, after being duly signed by the Respon-
dent's authorized representative, shall be posted by
the Respondent immediately upon receipt thereof,
and be maintained by it for 60 consecutive days
thereafter, in conspicuous places, including all
places where notices to employees are customarily
posted. Reasonable steps shall be taken by the
Respondent to insure that said notices are not al-
tered, defaced, or covered by any other material.
(c) Notify the Regional Director for Region 12,
in writing, within 20 days from the date of the Trial
Examiner's Decision, as to what steps the Respon-
dent has taken to comply herewith.25
IT IS FURTHER ORDERED that the complaint, as
amended, be, and it hereby is, dismissed insofar as
it alleges that the Respondent discriminated against
Raymond D. Craig, Jr., and James W. Coates in
violation of Section 8(a)(3) and (1) of the Act, and
engaged in other conduct in violation of Section
8(a)(1) of the Act except as found herein.
IT IS ALSO RECOMMENDED in Case 12-RC-3363
that the challenges to the ballots of Raymond D.
tional Labor Relations Board" shall be changed to read "Posted Pursuant
to a Judgment of the United States Court of Appeals Enforcing an Order of
the National Labor Relations Board "
zs In the event that this Recommended Order is adopted by the Board,
this provision shall be modified to read "Notify the Regional Director for
Region 12, in writing, within 10 days from the date of this Order, what steps
Respondent has taken to comply herewith "
360
DECISIONS OF NATIONAL
Craig, Jr., and James W. Coates be upheld; that the
challenge to the ballot of Erwin H. Enos be over-
ruled; that his ballot be opened and counted; and
that a revised tally of ballots be issued.
APPENDIX
NOTICE TO EMPLOYEES
POSTED BY ORDER OF THE
NATIONAL LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT maintain in effect any rule
which prohibits employees when they are on
nonworking time from distributing handbills,
leaflets,
or other literature in nonworking
areas, without our approval , on behalf of Local
Lodge No. 971, International Association of
Machinists & Aerospace Workers, AFL-CIO,
or any other labor organization ; nor will we
maintain in effect any rule which prohibits em-
ployees from participating in any strike, work
stoppage, picketing, or other union or con-
certed activities protected by the Act.
WE WILL NOT in any like or related manner
interfere with , restrain, or coerce employees in
the exercise of rights guaranteed them by Sec-
tion 7 of the Act.
LABOR RELATIONS BOARD
WE WILL rescind and annul any rule which
prohibits employees when they are on non-
working time from distributing handbills,
leaflets,
or other literature in nonworking
areas, without our approval, on behalf of any
labor organization or which prohibits em-
ployees from participating in any strike, work
stoppage, picketing, or other union or con-
certed activities protected by the Act.
BUTLER AVIATION
COMPANY (PALM BEACH),
A DIVISION OF BUTLER
AVIATION
INTERNATIONAL, INC.
(Employer)
Dated
By
(Representative ) (Title)
This is an official notice and must not be defaced
by anyone.
This notice must remain posted for 60 consecu-
tive days from the date of posting and must not be
altered, defaced, or covered by any other material.
Any questions concerning this notice or com-
pliance with its provisions may be directed to the
Board's Office, Room 706, Federal Office Building,
500 Zack Street, Tampa, Florida 33602, Telephone
813-228-7711.