186 NLRB 646
American Federation of Musicians
646
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
American Federation of Musicians of the United
States and Canada and Wichita Falls Musicians'
Association Local No. 688, AFM1 and National
Association
of
Orchestra
Leaders.
Case
16-CC-332
November 19, 1970
DECISION AND ORDER
BY CHAIRMAN MILLER AND MEMBERS BROWN
AND JENKINS
On January 6, 1970, Trial Examiner Thomas S.
Wilson issued his Decision in the above-entitled
proceeding, finding that the Respondents had not
engaged in the unfair labor practices alleged in the
complaint and recommending that the complaint be
dismissed in its entirety, as set forth in the attached
Trial Examiner's Decision. Thereafter, the General
Counsel and Charging Party filed exceptions to the
Decision and supporting briefs, and the Respondents
filed an answering brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection with this case to a three-member
panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the Trial
Examiner's Decision, the exceptions and briefs, and
the entire record in the case, and hereby adopts the
findings,2 conclusions, and recommendations of the
Trial Examiner.3
ORDER
TRIAL EXAMINER'S DECISION
STATEMENT OF THE CASE
Thomas S. Wilson, Trial Examiner: Upon a charge duly
filed on May 15, 1969, by the National Association of
Orchestra Leaders, the General Counsel of the National
Labor Relations Board, hereinafter referred to as the
General Counsel i and the Board, respectively, by the
Regional Director for Region 16, Fort Worth, Texas, issued
its complaint dated July 17, 1969, against American
Federation of Musicians and Wichita Falls Musicians'
Association # 688 AFM, hereinafter referred to collectively
as the Respondent or the Union, or individually as the
International or Local 688.
The complaint alleged that Respondent had engaged in
and was engaging in unfair labor practices affecting
commerce within the meaning of Section 8(b)(4)(i) and
(ii)(B) and Section 2(6) and (7) of the National Labor
Relations Act, as amended, herein referred to as the Act.
Respondent duly filed an answer admitting certain
allegations of the complaint but denying the commission of
any unfair labor practices.
Pursuant to notice, a hearing thereon was held before me
in Wichita Falls, Texas, on July 31, 1969. All parties
appeared at the hearing, were represented by attorneys or
personal representatives, and were afforded full opportuni-
ty to be heard, to produce and cross-examine witnesses, and
to introduce evidence material to the hearing. Oral
argument was waived. Briefs were received from General
Counsel and Respondent on September 12, 1969.
Upon the entire record in the case, and from my
observation of the witnesses, I make the following:
FINDINGS OF FACT
1. THE BUSINESS OF THE ALLEGED SECONDARY
EMPLOYER2
For the fiscal year ending December 25, 1968, a
representative period, the Officers' Open Mess at the
Sheppard Air Force Base, Texas, herein referred to as the
Club, had gross sales consisting in large measure of food
and drink, amounting to $606,409.03 plus $134,872 in dues.
The Club is and has been in the business of providing
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board orders that the complaint be, and it
hereby is, dismissed in its entirety.
The caption appears as amended at the hearing.
s We correct the Decision with regard to the February 21 conversation
between Major Padden and Gladwyn Harding, wherein the Trial Examiner
inadvertently referred to Leo Baxter instead of Harding. The record also
shows that Harding and not Baxter played an engagement at the club that
night.
3 Chairman
Miller
agrees with the Trial Examiner's finding that
Harrah's Club,
176 NLRB No. 77, is dispositive of this case since the
Officer's Club, by virtue of its contract with the Electro Tones band, is the
employer of the members of the band, and is the primary employer in this
dispute. The Trial Examiner relied on Harrah's Club, but did not clearly
articulate a finding that an employer-employee relationship existed in this
case, as it did in Harrah's. An examination of the record and, in particular,
the contract above referred to, compels such a finding, in Chairman
Miller's view, and is the determining factor herein.
I This term includes the attorney appearing for the General Counsel at
the hearing.
2 The complaint dated July 17, 1969 , contained inter alia the following
paragraphs.
6.
Since on or about February I. 1969, Respondent Musicians Union
and Respondent Local 688 have been engaged in a labor dispute with
the
Officers' Club because the Officers' Club has
entered into
contractual relations with and engaged orchestra leaders to perform
who are not members of
the
Respondents and who employed
musicians who were not members of the Respondents.
9.
At no time material herein have the Respondents had any labor
dispute with Harding, Baxter or any other orchestra leaders who are
members of the Musicians Union.
By a document labeled "Amendment to Complaint ..." dated July 25 the
aforementioned paragraphs were deleted and the following substituted
therefore:
6.
At all times material herein, Respondent Musicians Union and
186 NLRB No. 95
AMERICAN FEDERATION OF MUSICIANS
647
entertainment and refreshment to its officer -members. The
Club paid the sum of $45,901.45 for entertainment, an
integral part of the Club's business.
Accordingly, I find the Club is now, and has been at all
times material herein, an employer engaged in commerce
within the meaning of Section 2(6) and (7) of the Act .3
II.
THE UNION INVOLVED
It is admitted and, therefore, found that American
Federation of Musicians and Wichita Fills Musicians'
Association # 688 AFM are labor organizations within the
meaning of Section 2(5) of the Act.
At all times material herein Major John F. Padden was
the business manager, or in Air Force terminology the
Secretary-Custodian,
of the Officers' Open Mess at
Sheppard Air Force Base which is here referred to as the
Club. Padden succeeded to this position when the former
Secretary-Custodian, Captain Edwyn M. Saiki, had been
transferred to other duties in December 1968. Saiki had
negotiated most of the entertainment contracts involved
herein.
Sam Gibbs, son-in-law or brother-in-law of Billy Peeler,
operates the Sam Gibbs Orchestra Service in Wichita Falls,
Texas, which is a booking service for bands and orchestras.
Some band leaders secure bookings for their bands through
personal contact with the Secretary-Custodian of the Club
while others secure such bookings through the Sam Gibbs
Agency.
III. THE ALLEGED UNFAIR LABOR PRACTICES
A.
The Dramatis Personnae
W.
G. (Billy) Peeler is the "full-time" president of Local
688 which has jurisdiction in and around Wichita Falls,
Texas. He has been a member of the Union for 28 years and
its local president for many years.
E.
V. Lewis is an assistant to the International president
of AFM who is, among other things, in charge of the
International's unfair list.
Walon D. Holt is the manager of a band composed of two
of his sons and other fellow collegians which is known as
the Electro Tones. Neither Holt nor the Musicians in the
band are members of the Union.
Gladwyn E. Harding and Leo Baxter are each the leader
of his own band or orchestra. They and their musicians are
all members of the Union.
Both the nonunion Electro Tones and the union Harding
and Baxter bands have played numerous engagements at
the Club over a long period of years.
Respondent Local 688 have been engaged in a labor dispute with
orchestra leaders who entered into contractual relations with the
Officers' Club because these orchestra leaders were not members of
the Respondents and because they employed musicians who were not
members of the Respondents.
4
t
t
4
i
9.
At no time material herein have the Respondents had any labor
dispute with the Officers' Club or with Harding, Baxter, or any other
orchestra leaders who were members of the Musicians Union.
As a result of these rather fundamental changes made by this so-called
amendment paragraph 13 of the original complaint reading as follows:
13.
An object of the acts and conduct of the Respondents set forth in
paragraphs 7, 8, 9, 10, 11 and 12 above, was and is to force or require
Harding, Baxter and other orchestra leaders who are members of the
Musicians Union to cease doing business with the Officer's Club.
B.
The Incident Leading to the Trouble
Sometime in November 1968 Sam Gibbs telephoned
Walon D. Holt offering the services of his booking agency.
During this conversation Sam Gibbs inquired of Holt if he
and the Electro Tones did not want to become members of
the Union. Holt answered this last question by stating that
he and the Electro Tones were considering whether it would
be to their benefit to join the Union.
On November 22, 1968, Captain Saiki and Band Leader
Spic Copenhaver entered into a contract through the Sam
Gibbs Orchestra Service whereby Spic Copenhaver and the
Spix IV, Copenhaver's band of four musicians, were to
provide dance music from 8 p.m. until 12 p.m. at the Club
for $120 on February 7, 1969.
For reasons undisclosed in this record this engagement
by Spic Copenhaver and the Spix IV was canceled.
Because of this cancellation Major Padden entered into
an Air Force "Contract (for Entertainment Services)"
dated January 27, 1969, with the Electro Tones to play for a
dance at the Club on February 7, 1969, between the hours
of 8:30 p.m. and 12:30 a.m. The Electro Tones were to
This paragraph was amended to read:
13.
An object of the acts and conduct of the Respondents set forth in
paragraphs 7, 8, 9, 10, 11 and 12 above , was and is to force or require
Harding, Baxter and other orchestra leaders who are members of the
Musicians Union to cease doing business with the Officers ' Club and
in order to force or require the Officers' Club to cease doing business
with orchestra leaders who were not members of Respondents and
who employed musicians who were not members of Respondents.
It would seem that General Counsel's theory of his case underwent
radical revision between July 17 and 25, 1969.
As there was no objection to this so-called amendment , the case was
heard on the amended pleadings.
+ The allegation in the complaint listing the Club as a secondary
employer is conclusive for jurisdictional purposes . Jurisdiction over the
secondary employer is sufficient to assert jurisdiction over all parties
involved in the alleged labor dispute. H & K Lathing Co., 134 NLRB 517.
648
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
supply a band of five pieces for the stated remuneration of
$120.
On February 7, knowing that the Copenhaver engage-
ment had been canceled4 and learning through a radio
announcement that the Electro Tones were playing the
Club that evening, Peeler telephoned Holt. He asked Holt if
the Electro Tones did not want to join the Union. Holt
again answered that the Electro Tones were trying to decide
if union membership would be of any benefit to them.
Peeler inquired if the Electro Tones were playing the Club
that evening and, upon confirming that they were, said that
they could not play the Club that evening. Peeler than
asked how much they were being paid for the engagement.
This Holt refused to disclose but added that, if Padden
wanted to do so, it would be all right with him. Peeler
remarked that he would call Padden and "straighten him
out." Holt answered that Padden knew the Electro Tones
were nonunion and offered the opinion that Peeler would
not be able to "straighten out" Padden with a quotation
from Padden during their negotiations to the effect that the
Union "could not tell the Air Force how to run its
business." At this point Peeler stated that he was going to
allow the Electro Tones to play the Club that evening. This
apparently angered Holt somewhat because he rejoined
that the Union could not tell him, a nonunion band leader,
anything because he was not union and he had a contract
with the Club to play. As Holt expressed it, this latter part
of the conversation was the only "loud" part of the
conversation.
Thereafter Peeler telephoned Padden.
According to the testimony of Padden, Peeler stated in
that telephone conversation that he, Peeler, would not
allow the Electro Tones to play the Club that night because
they were nonunion.5 Then Peeler inquired as to the
remuneration which Padden answered by admittedly telling
Peeler that that "was none of your business." Then, still
according to the testimony of Padden, Peeler stated that the
Electro Tones were on the Union's unfair lists and that he,
Peeler, would have to take steps to remove union groups
from the Club. This made no difference to Padden who
ended the conversation by stating that the Electro Tones
were going to play.
According to the testimony of Peeler, he asked Padden if
Padden had a contract for February 7 and, upon receiving
an affirmative answer, inquired if it were a union contract.
After receiving a negative answer to the last question,
Peeler asked what the Club was paying the group and was
told that it was "none of your business." Peeler then
informed Padden that the group would have to be paid the
union scale to which he received the same answer that it
was "none of your business." This telephone conversation,
like all other contacts between the two men, could hardly
be classed as friendly. It did confirm Holt's previously
expressed opinion. During his testimony Peeler denied any
mention of the fact that the Electro Tones were nonunion.
As between the conflicting testimony I am inclined to credit
that given by Peeler.
The Electro Tones played the engagement of February 7
without further incident.
Between then and February 17 Peeler learned that the
Electro Tones were paid $120. This Peeler maintained was
below union scale particularly as the Electro Tones were
nonunion and a visiting band to whom transportation
would have to be paid.
On February 17, 1969, Peeler wrote E. V. Lewis, assistant
to the president of AFM, as follows:
The Executive Board of Local 688, A. F. of M. has
placed Major John Padden and the Officer's Club,
Sheppard Air Force Base, Texas on the Unfair List of
Local 688, A. F. of M. for paying less than the
prevailing wage scale on a specific date, February 7,
1969. Scale on this engagement for six (6) musicians
is $158.60 for a four (4) hour engagement. Major
Padden paid $120.00. There was no union musicians
involved.
Major Padden has used this group on numerous
occasions. He advised the Officials of Local 688 it is
none of their business what he pays the musicians. He
has been trying to get our union members to sign the
Air Force contract, which they have refused to do. We
need the help of the Federation to curb this situation.
We hereby request the Federation place the name of
Major John Padden and the Officer's Club, Sheppard
Air Force Base, Texas on the National Unfair List of
the American Federation of Musicians until such time
this problem can be solved.
On February 21, 1969, Leo Baxter and his orchestra
played an engagement at the Club for Padden. During a
conversation between Harding and Padden at that time,
Harding informed Padden that Peeler expected both
Padden and the Club to be placed on the union unfair list
for the month of March. Baxter expressed the hope that this
listing would have ended before Baxter's next engagement
at the Club.
As a result of this information, on March 6 Padden
telephoned the International Union Office in New York
and talked to E. V. Lewis who, in answering the question as
to why Padden and the Club were being listed as unfair,
told Padden that the unfair listing resulted from the facts
(a) that the Electro Tones had been paid under union scale;
(b) that Padden and the Club were "using an illegal
contract for union members," i.e., the Air Force contract
instead of the approved union contract; and (c) that the
Leo Baxter Orchestra was paid below union scale by the
Club.
In his oral testimony at the hearing Padden added to the
above a fourth reason which he testified Lewis gave, to wit,
that Padden and the Club had been employing nonunion
bands.
However Padden had given an affidavit to the attorney
for the General Counsel during his investigation of the case
to which was attached a memo entitled "Facts Surrounding
the Officers' Club Being Placed on the Unfair List with the
AFM by Mr. Peeler, President, Wichita Falls Local." This
i Copies of contracts, cancellations, etc.. of union bands are customarily
Electro Tones to play the engagement.
sent to the local unions involved.
8 In fact the Electro Tones went on the Union's unfair list in March
5 This contradicts the testimony of Holt who admitted that, at the end
1969.
of his conversation with Peeler, Peeler had stated that he would allow the
AMERICAN FEDERATION OF MUSICIANS
649
attached memo had been made by Padden at the suggestion
of a legal officer at the Sheppard Air Force Base
immediately following his conversation with Lewis. This
memo failed to mention the fourth reason given in Padden's
oral testimony. In his testimony Lewis denied having
referred to the employment of nonunion bands during his
conversation with Padden. Under these circumstances this
Trial Examiner must credit the Lewis denial, particularly as
the nonunion Electro Tones had admittedly been playing
the Club about once a month for many years without any
objection from the Union.
All the band leaders within the jurisdiction of Local 688
were sent notices of the unfair listing of Padden and the
Club by the Local. In the April issue of the International
Musician, Padden and the Club were listed as unfair by the
International.
The result of these listings and article 10 of the union
constitution which requires members to refuse to perform
services for orchestra leaders or establishments listed as
unfair on penalty of fine or expulsion was that many bands
and orchestras canceled contracted engagements with the
Club thereafter. There is no question but that this
constitutional
provision would "induce or encourage"
union members to refuse to perform services for an unfair
listed club.
On one occasion about March 29 Leo Baxter and his
orchestra were "setting up" to perform an engagement at
the Club when Peeler telephoned Baxter and informed him
that the Club and Padden had been placed on the Local's
unfair list. Although denied by Peeler, Baxter's testimony
was that, upon asking why the Club was on the unfair list,
Padden answered that it was because the Club had used a
nonunion band (Electro Tones) a few weeks prior thereto.
Although Peeler did not tell Baxter that Baxter could not
perform the engagement, there was talk during the
conversation about possible consequences of Baxter's
keeping the engagement such as a fine. However Baxter
and his orchestra played the engagement.7
Conclusions
There appeared to be in this case several rather serious
variances between the amended allegations, upon which
this case was tried, and the proof.
For instance the allegation in the amendment is to the
effect that Respondents at all times mentioned here were
"engaged in a labor dispute with orchestra leaders" who
contracted
engagements
at the Club "because these
orchestra leaders were not members of the" Union and
employed nonunion musicians.
Of course Peeler knew of and did ask if the Electro Tones
did not want to join the Union. But there is no law
prohibiting a union from seeking further memberships.
Yet Respondents permitted the nonunion Electro Tones
to play the February 7 date at the Club without objection
just as they had been permitted to play almost monthly
engagements there for the past few years. The proof
indicates that, when Respondents listed the Electro Tones
as unfair, it was because their engagement on February 7
was not paid for at the union scale and because the "illegal"
Air Force contract was used rather than the approved
union contract-and not because the Electro Tones were
nonunion.
There is no proof in this record that Respondents had any
dispute with the Electro Tones or any other orchestra
leader based upon union membership. There is proof that
Respondents did object when orchestra leaders, union or
nonunion, played at the Club for less than the union scale.
Further the amendment also alleges that "at no time" did
Respondents have "any labor dispute with the Officers'
Club. ..." In addition to the fact that this amended
allegation is dismetrically opposed to the allegation of the
original complaint to the effect that "since on or about
February 1, 1969," Respondents "have been engaged in a
labor dispute with the Officers' Club" because the Club had
entered into contractual relations with nonunion orchestra
leaders who employed nonunion musicians, the fact that
the Club was put on Respondents' unfair list seems to
indicate that Respondents at least considered that they had
some sort of dispute with the Club contrary to the amended
allegation. In fact, if it were necessary to a decision of this
case, I would be inclined to find that Respondents' primary
dispute was with Padden and the Club for paying bands,
union and nonunion, less than the established union scale.
However, despite the above variances, this Trial Examin-
er, being bound by the law as expounded by the Board even
as the Board has on occasions taken pains to remind the
Trial Examiners' staff, believes that the Board has recently
decided a case which is dispositive of the 8(b)(4) issue in
this case. That decision is that of American Guild of Variety
Artists, AFL-CIO (Harrah's Club, et al.), 176 NLRB No. 77.
In that case the Guild had sent wires to such prominent
independent contracting artists as Tennessee Ernie Ford,
Dinah Shore, etc., warning and threatening each of them
not to violate the picket line established by AFM by
appearing at any of the picketed clubs. In dismissing the
8(b)(4) charges against AGVA, the Board said:
... In terms of effect, then, there may well be no
distinction
between lawful primary picketing and
unlawful secondary picketing proscribed by Section
8(b)(4). One important test of the lawfulness of a
union's picketing activities in the course of its dispute
with an employer is the identification of such picketing
with the actual functioning of the primary employer's
business at the situs of the labor dispute. [Citation
omitted.] Thus, as the Supreme Court has recently
stated in affirming those Board Decisions which had
adopted this general principle, direct appeals to "all
those approaching the situs whose mission is selling,
delivering or otherwise contributing to the operations
which the strike is endeavoring to halt" to withhold
their services constitutes traditional primary activity
outside the scope of Section 8(b)(4). [Citations omitted.]
In applying these traditional principles to the present
case, it is not and cannot be contended that Respon-
r Subsequently on July 9, 1969, the executive board of the International
Baxter failed to supply copies of his engagement contracts as required by
Union fined Leo Baxter the sum of $50. There is in this record no proof as
the union constitution. The record there shows that for years Baxter had
to whether this fine was levied as result of charges against Baxter for
been prone to be lax in filing the required copies of his engagement
having performed the engagement of March 29 or because of charges that
contracts.
650
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
dent's actions called for anything but the refusal of the
entertainers to cross the picket lines of the striking
musicians at the clubs in question . The picket lines were
established in furtherance of a primary strike of the
employees of the picketed casinos, and the telegrams
advised the stars that AGVA supported the strike and
instructed them to honor the picket line. The conduct of
the Respondent in advising its members to honor the
AFM picket lines was not substantially different from
that of the AFM itself in conducting the picketing at the
situs of the disputes , namely at the clubs themselves.
Accordingly, we find that AGVA's conduct does not
fall into the category of illegal secondary activity by
virtue of the fact that it assisted another union in that
union's labor dispute. [Citation omitted.]
It is clear, moreover, that the work of the AGVA
stars here involved not only contributed "to the
operations which the strike . . . [was] endeavoring to
halt" but in fact was directly related to the normal
operations of these casinos. The record demonstrates
that the shows in which the stars were engaged to
perform are an important means of enticing the public
to the clubs in the hope and reasonable expectation that
once inside the club they can be induced to try their
luck in the casinos. Moreover, the actual performances
of the star-type entertainer are coordinated into the
overall show offered by the club by club managers as to
timing, pace, material, rehersals, etc., all with a view to
enhancing the financial success of the gambling
enterprise. The presence of such entertainers, then, is a
customary and necessary adjunct to the Nevada casino
operations. Accordingly, inasmuch as the work of the
star performers was in fact inextricably involved with
and necessary to the normal operations of the casinos,
and as Respondent's telegramed instructions to all of
the performers involved to honor the AFM picket line
appealed for and induced action only at the situs of the
dispute by persons "contributing to the operations
which the strike was endeavoring to halt," we find that
they constituted permissible primary activity. [Citations
omitted.] We shall, therefore, dismiss the complaint in
its entirety.
The law as thus expounded by the Board is equally
applicable to the situation in the instant case. Thus this case
must be dismissed.
CONCLUSIONS OF LAW
1.
The Officers' Open Mess, Sheppard Air Force Base,
Texas, is an employer engaged in commerce within the
meaning of Section 2(6) and (7) of the Act.
2.
Respondents American Federation of Musicians and
Wichita Falls Musicians' Association #688 AFM are each
labor organizations within the meaning of Section 2(5) of
the Act.
3.
Respondents have not engaged in any of the unfair
labor practices alleged in the complaint.
RECOMMENDED ORDER
Accordingly, in accordance with the case noted above, I
hereby order this case dismissed in toto.