186 NLRB 682
Local 767, Electrical & Machine Workers
682
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
Local 767, International Union of Electrical, Radio,
and Machine Workers, AFL-CIO-CLC and Gen-
eral Electric Company'
Bob
Rowe,
Individually
and
as
President
of
Local
767,
International
Union
of
Electrical,
Radio
and
Machine
Workers,
AFL-CIO-CLC and General Electric Company.
Cases 9-CB-1726-3 and 9-CB-1726-4
November 20, 1970
DECISION AND ORDER
BY MEMBERS FANNING,
BROWN, AND JENKINS
On June 23, 1970, Trial Examiner Sydney S. Asher
issued his Decision in the above-entitled proceeding,
finding that the Respondents had engaged in and
were engaging in certain unfair labor practices and
recommending that they cease and desist therefrom
and take certain affirmative action, as set forth in the
attached Trial Examiner's Decision. He also recom-
mended that the complaint be dismissed with respect
to allegations of unfair labor practices not found in
his
Decision.
Thereafter, the
Respondents filed
exceptions to the Trial Examiner's Decision, together
with a supporting brief.
Pursuant to the provisions of Section 3(b) of the
National Labor Relations Act, as amended, the
National Labor Relations Board has delegated its
powers in connection with these cases to a three-
member panel.
The Board has reviewed the rulings of the Trial
Examiner made at the hearing and finds that no
prejudicial error was committed. The rulings are
hereby affirmed. The Board has considered the Trial
Examiner's Decision, the exceptions and brief, and
the entire record in these cases, and hereby adopts the
findings, conclusions, and recommendations of the
Trial Examiner.2
ORDER
Pursuant to Section 10(c) of the National Labor
Relations Act, as amended, the National Labor
Relations Board adopts as its Order the Recommend-
ed Order of the Trial Examiner, and hereby orders
that Respondent, Local 767, International Union of
Electrical,
Radio
and
Machine
Workers,
AFL-CIO-CLC, Somerset, Kentucky, and Respon-
dent Bob Rowe, its president, and their officers,
agents, and representatives, shall take the action set
forth in the Trial Examiner's Recommended Order.
MEMBER BROWN, dissenting:
For the reasons stated in my dissent in Booster
Lodge No. 405, International Association of Machinists
and Aerospace
Workers;
AFL-CIO (The Boeing
Company), footnote 2, supra, I would find no violation
of Section 8(b)(1)(A) of the Act and would dismiss the
complaint in its entirety.
The name of the Charging Party appears as amended at the hearing.
2 The Trial Examiner deemed it unnecessary to determine whether, as
alleged in the complaint , Respondent Rowe, President of Respondent
Local 767, had orally threatened an employee with an "unreasonably
excessive" fine if the employee crossed a picket line. We agree. Not only do
the facts of this case make it unnecessary to reach this issue , but, as we
have recently stated, the Act does not authorize the Board to determine the
fairness of union discipline, such as the reasonableness of fines of its
members, International Association of Machinists and Aerospace Workers,
AFL-CIO Local Lodge No. 504, (Arrow Development Co.), 185 NLRB No.
22.
Members Fanning and Jenkins agree with the Trial Examiner that
Mildred Tarter and Hubert Tarter could, and did , effectively resign from
the Union before crossing the picket line and returning to work , and for
the reasons set forth in Booster Lodge No., 405, International Association of
Machinists and Aerospace Workers, AFL-CIO (The Boeing Company), 185
NLRB No. 23, agree with his conclusion that the threats thereafter to
subject them to fines and union discipline constituted violations of Section
8(b)(I)(A) of the Act.
TRIAL EXAMINER'S DECISION
SYDNEY S. ASHER, Trial Examiner: On December 9, 1969,
Philip L. Thomas, of Somerset, Kentucky, filed charges in
Case 9-CB-1726-3 against Local 767, International Union
of
Electrical,
Radio
and
Machine
Workers,
AFL-CIO-CLC, Somerset, Kentucky, herein called the
Respondent
Union. On the same date, Thomas filed
charges in Case 9-CB-1726-4 against Bob Rowe, Individu-
ally and as President of Local 767, International Union of
Electrical, Radio and Machine Workers, AFL-CIO-CLC,
Somerset, Kentucky. On February 26, 1970, the General
Counsel of the National Labor Relations Board issued a
complaint alleging that since on or about November 23,
1969,
the
Respondents have restrained and coerced
employees
of
General
Electric
Company,' Somerset,
Kentucky, herein called the Company, in the exercise of
rights guaranteed them in Section 7 of the National Labor
Relations Act, as amended (29 U.S.C., Sec. 151, et seq.),
herein called the Act. It is alleged that this conduct violated
Section 8(b)(1)(A) of the Act. The Respondents filed a joint
answer admitting the jurisdictional allegations of the
complaint, but denying that they had restrained or coerced
employees of the Company.
Upon due notice, a hearing was held before me on April
14 and 15, 1970, at Somerset, Kentucky. All parties were
represented and participated fully in the hearing. During
the hearing the Company moved to amend the caption of
the case. The motion was granted. The General Counsel
moved to amend the complaint. This motion was likewise
granted. At the end of the General Counsel' s case-in-chief,
the Respondents jointly moved to dismiss the complaint for
lack of a prima facie case. The motion was denied. After the
close of the hearing, the General Counsel and the Company
each filed a brief. The Respondents filed a joint brief. All
briefs have been duly considered.
Upon the entire record in this case, and from my
observation of the witnesses, I make the following:
'
The name of the charging Party appears as amended at the
hearing.
186 NLRB No. 105
LOCAL 767, ELECTRICAL & MACHINE WORKERS
683
FINDINGS OF FACT
A.
Preliminary Findings
The complaint alleges, the joint answer admits, and it is
now found, that the Company is, and at all material times
has been, an employer engaged in commerce as defined in
the Act, and its operations meet the Board's jurisdictional
standards; 2 that the Respondent Union is, and at all
material times has been, a labor organization as defined in
the Act; and that Respondent Rowe is, and at all material
times has been, an agent of the Respondent Union acting in
its behalf.
B.
The Respondent Union's Constitution
In 1966 the Respondent Union had in effect a
Constitution which provided, in pertinent part:
ARTICLE VIII
Meetings
s
*
s
Section 2. Special meetings may be called by the
President, the Executive Board, or on the petition of
25% or more members for the transaction of any special
business. Notice of special meetings shall be given by
the President at least 48 hours prior to the meeting, in a
manner which shall reasonably assure that all members
will receive the notice. The notice shall set forth
specifically the purpose or purposes of the meeting and
no other business shall be transacted.
Section 3. A quorum of 10 members must be present
at regular and special meetings for the transaction of
business.
s
s
s
:
s
ARTICLE XII
Duties and Privileges of Membership
s
s
s
s
s
Section 4. If any member of this Local is accused of
an offense against the Constitution and By-Laws, or
general
good and welfare of the Local or the
International Union he or she shall be given a fair trial.
The offense of which he or she is charged shall be
presented in writing to the Recording Secretary by the
member making the charge, who, at the time, must be a
member in good standing of IUE-AFL-CIO. The
accused shall receive adequate notice in writing of the
charges against him. He shall be given a reasonable
opportunity to hear all evidence against him, and shall
have the right to present and to cross-examine
witnesses. The parties in these proceedings may be
represented only by an IUE member in good standing.
If found guilty, the defendant shall have the right of
appeal to the District Council, which shall have the
power to select from its body a committee to investigate
the facts and hold hearings as deemed necessary. The
accused may take an appeal to the Executive Board of
the International Union and from there to the ensuing
International Convention. The decision of the Local
shall be final until otherwise decided by a higher body.
If the Local does not finally act on charges within 60
days after the charges have been filed with the Local,
the plaintiff shall have the right to appeal to the District
Council. Only the defendant shall have the right of
appeal after a trial is held.
k
#
i
#
ARTICLE XVI
Amendments
ARTICLE XI
Dues
Section 1 . Dues shall be $4.00 per month, from which
sum the International Union and District shall be paid
their per capita tax . Any member who fails to pay for
(one month but not more than three months) shall lose
his good standing in the Local and forfeit his rights and
privileges. (See Article XIII, Section A and Article XVI,
Section B, of the IUE-AFL-CIO Constitution.)
(b) Any member receiving wages for 10 days or
more in any given month shall pay full monthly
dues. Any member of the Local on strike shall be
entitled to strike stamps unless he has received
wages for 10 days in that month . (See Article XVI,
Section F and H of the IUE-AFL-CIO Constitu-
tion.)
2 General Electric Company is, and at all material times has been, a
New York corporation which manufactures and sells electrical products
throughout the United States
During the 12 months prior to February 26,
Section 1 . With the exception of Article XI, Section 4,
any part of the constitution can be amended by 2/3
majority vote of the members present at any meeting,
provided such amendments are submitted in writing
and read to the membership at two meetings prior to the
meeting at which the action is taken.
At a special meeting held on September 20, 1967, called
to order at 1:30 p .m., a proposed amendment to the
constitution was submitted, which added the following to
Article XV (Strikes):
Any member who crosses a bona fide picket line to
perform work for the Company will be subject to a fine
of no less than $10 per day and no more than $500 per
day for each day worked during the legal strike called
by Local 767 . The fine will be set by the trials
committee.
The meeting was adjourned at 1:41 p .m. A second meeting
was called to order at 1:42 p.m . and the same procedure
1970, the Company shipped products valued at more than $50,000 directly
from its plant in Somerset, Kentucky, to points outside the Commonwealth
of Kentucky
684
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
followed; this adjourned at 1:45 p.m. A third meeting was
called at 1:46 p.m., at which the proposed amendment was
adopted by more than the required "2/3 majority vote of
the members present." This meeting adjourned at 1:55 p.m.
At all three meetings a quorum attended.
The Respondents contend that the above-quoted amend-
ment to the constitution was properly adopted and that by
virtue thereof the Respondent Union was armed with
authority to fine its members should they cross a legally
established picket line. In the view I take of this case, it is
unnecessary to reach that issue. For the purposes of this
Decision it will be assumed, without deciding, that the
amendment in question was properly adopted and became
a part of the constitution.3
It is clear, and I find, that the constitution of the
Respondent Union contains no provision for the voluntary
resignation of members who continue in the Company's
employ.
'C.
The Setting
The Respondent Union is, and at all material times has
been, the bargaining representative of certain employees at
the Company's Somerset, Kentucky, plant. A collective-
bargaining contract between the Respondent and the
Company (which had contained provisions for the checkoff
of
union dues upon written authorization from the
employee) expired on October 26, 1969. From October 27,
1969, through February 5, 1970, some of the employees of
the Company were on strike authorized by the Respondent
Union. A picket line was established by the Respondent
Union at the Company's Somerset plant. Although the
plant
continued to operate, no collective-bargaining
EFFECTIVE as of now
NOVEMBER 19, 1969
Mildred M. Tarter
/s/ Mildred M. Tarter
The Respondent Union received the letter on November
21 .5
At about 5 or 6 p.m. on November 23 there was a
telephone conversation between Mildred Tarter, who was
at home, and Rowe, who was at the office of the
Respondent Union. Each testified that the other initiated
the call, but I deem it unnecessary to determine this fact.
According to
Mildred
Tarter's testimony on direct
examination:
Well, he told me that I couldn't get out of the Union
at this time because the Company and the Union didn't
have a contract and that my contract with the Union
was in effect and I couldn't get out as a union member
and if I went back to work I could be fined up to $500
and I would be fined after the strike was settled even if
he had to take it all the way to the Supreme Court and
he said that I would have to admit that things had been
quiet on the picket line and there hadn't been any
violence, but he couldn't promise what would happen
then.
On further examination by the General Counsel, she
elaborated:
MR. GRAVITT: What did he say about the $500?
THE WITNESS: He said that I could be fined up to
$500 a day and I would be fined even after the strike
was over even if he had to take it all the way to the
Supreme Court.
Q.
For doing what?
A.
For crossing the picket line as a Union member.
contract between the Respondent Union and the Company
*
s
was in effect during this period.
Mildred Tarter and Hubert Tarter (no relation) are, and
at all material times have been, rank-and-file employees of
the Company and members of the unit represented by the
Respondent Union. Each had signed a dues checkoff
authorization under the contract which expired on October
26.4 When the strike began, they were both members in
good standing of the Respondent Union and current in
their dues. They both went on strike on October 27 with the
other members of the Respondent Union. Each of them, on
at least one occasion, participated in the Respondent
Union's picketing of the Company's plant.
D.
The Resignations and Events Thereafter
1.
Mildred Tarter
On November 19, Mildred Tarter mailed the following
letter to the Respondent Union:
This is to inform you, I am officially withdrawing from
membership in the union (Local 767 I. U. E.) And
withdrawing any previous authorization to deduct dues
from my pay.
Q.
Did Mr. Rowe mention anything about Septem-
ber in this conversation?
THE WITNESS: Oh yes. The legal time that you could
withdraw from the Union was between the 21st and
30th of September in any given year.
Rowe's version of this conversation was somewhat
different. On direct examination he testified:
She informed me that she had made up her mind, had
made a decision to go back to work, cross the picket line
and she wanted to inform me that the Union, myself or
the Union, had better not make any efforts to detain her
at the picket line, or take any action against her, her or
her property, or her home, her car, and in the future if
she crossed the picket line, if I took action of this sort
she had a husband who would protect her and take care
of her and I informed her that I had no intention of
detaining her or doing anything to her in any way, form
or fashion, but I advised my members in the same
manner they would continue to do so, but if any action
was taken it would be taken in a legal manner according
to our Constitution and of course I asked her not to go
back and that was about the extent of the conversation.
3 The Respondents introduced evidence tending to show that the
4 All dates hereafter refer to the year 1969, unless otherwise noted.
constitution was further amended on May 18. 1968 . However, the minutes
5 At the same time Mildred Tarter sent a similar letter to the Company.
indicate, and Rowe testified , that these amendments were submitted to
However, I am not here concerned with the effectiveness of her attempt to
only one meeting, instead of the required three .
cancel her dues checkoff authorization.
LOCAL 767, ELECTRICAL & MACHINE WORkERS
She was telling me that she had made her decision to go
back and no one could change it. Of course I agreed
with her it was an individual decision for each person to
make.
On cross-examination Rowe flatly denied that there was
any discussion concerning a fine:
MR. GRAVITY: You did have some discussion about
fining, didn't you?
A.
To my knowledge there was no discussion about
fines at that time.
Q.
But you don't deny it?
A.
Yes, I deny it.
Q.
You absolutely deny mentioning levying a fine
to Mildred Tarter on November the 23rd?
A.
During that conversation, yes.
Q.
Do you deny that a fine was discussed between
the two of you on November 23rd?
A.
Yes.
He further testified that it is "possible" that during that
conversation he told Mildred Tarter that the only time she
could revoke her dues checkoff authorization was from
September 21 through September 30.
In resolving the conflict thus presented, several factors
must be considered. It is not without significance that
Mildred Tarter at first testified that Rowe had warned that
if she worked during the strike she "could be fined up to
$500" but later enlarged upon this by testifying that Rowe
had said that she could be fined "up to $500 a day"-a
much more drastic threat. Furthermore, according to
Rowe's undenied testimony on cross-examination, Rowe
and Mildred Tarter had had a face-to-face conversation at
the Union office about a week or two earlier, before Mildred
Tarter sent the letter or resignation, during which Rowe
mentioned "a $500 fine."6 It is quite possible that Mildred
Tarter, in testifying, confused the two conversations. In
view of these factors and of my observation of the
demeanor of Rowe and Mildred Tarter while on the witness
stand, I credit Rowe's version as the more accurate, and
find that the telephone conversation of November 23 took
place substantially as he described it.
On November 24, while the strike was still in progress,
Mildred Tarter returned to work for the Company, and she
is still so employed. She has not paid any further dues to the
Respondent Union, either directly or by authorized dues
checkoff. On November 26 Rowe sent her a letter which
read, in part, as follows:
I.U.E.
Local 767
Somerset, Kentucky
November 26, 1969
Mrs.
Mildred Tarter
302 Vaught
Somerset, Kentucky 42501
Dear Member:
6 On cross-examination, Mildred Tarter testified:
REPORTER
. after the strike started and prior to the 23rd of
November, 1969, did Mr. Rowe make any mention to you about fines,
in any of these conversations that you had with him? THE WITNESS: I
believe he did.
7 Pointing to the words "CC: All members of Local 767" the General
685
.
You are attempting to revoke your membership
and dues checkoff in I.U.E. Local No. 767, and have
already crossed a legally established picket line at the
G.E. plant and returned to work as a "SCAB."
s
If you truly harbor the idea that you can resign from
the union, revoke dues (sic), and return to work without
any legal recourse by the union, then let me make it
clear to you that the union must insist that you are not
free at this date to take such a step.
It is the position of the union that as of the date of the
strike you were a member in good standing in Local 767
I.U.E. That as of such date the time for revoking your
dues (sic) had passed and as of this date you are still a
member of Local 767 I.U.E. That as a member of Local
767 I.U.E., any crossing of a legally established picket
line makes you liable to a fine and other penalties as
provided in the local union constitution and by-laws.
Further, that even if you could at this date resign
your membership in Local 767, I.U.E. and revoke your
dues checkoff, you would still be a member in good
standing in Local 767 I.U.E. until you are delinquent in
the payment of such dues for a period of three (3)
months; that during such three (3) months period you
would be subject to any and all fines and penalties as
provided in the local union constitution and by-laws.
Let me make it unequivocally clear that at this time it
is the intention of the union to subject any of its
members guilty of crossing its duly established picket
line to the stiffest penalties legally permissable (sic).
Going to court if necessary to compel compliance with
the penalty assessed.
This information is made available to you solely for
the
purpose
of
letting
you
know that the
union-regardless of what you think or are told to the
contrary still considers you a member of Local 767
I.U.E., as such, subject to the provisions of its
constitution and by-laws.
s
*
*
t
s
Respectfully submitted,
/s/ Bob Rowe
Bob Rowe,
President
Local 767 I.U.E.
CC: All members of Local 767 7
On about December 5 Rowe wrote another letter to
Mildred Tarter which states, in pertinent part:
Dear Fellow Member:
Also, more effort should be made to stop the local
transit across the line. Get out and ask them not to cross
Counsel stated on the record "As I understand it there were a bunch of
these mimeographed copies mailed to all the employees ." While the record
on this point is not entirely clear. Rowe's testimony on cross-examination
might perhaps be interpreted as indicating that copies of this letter were
sent to other employees of the Company.
686
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
and many, if not most, will cooperate. They cannot be
expected not to cross if they are not asked. Every person
who enters the plant only makes it easier for the
"Scabs" who are inside. Remember that we are the ones
they are hurting. Also, remember well the smiles of our
"Scabs" as they cross. They are proud of what they are
doing to us. People of this type should never be
forgotten. They should be made to remember what they
have done. Never let them forget! Here are their names
again:
(Here follows a list of names)
Fraternally yours,
/s/ Bob Rowe
Bob Rowe,
President
Local 767 I.U.E.
On about December 12, after the filing of the charges
herein, Rowe wrote still another letter to Mildred Tarter
which states, in pertinent part:
To all I.U.E. Local 767 Members:
Unfair Labor Practices: Recently you received a letter
from the company concerning unfair labor practices
(sic) they filed against us. Our only comment, we do
have a constitution and by-laws for this local union
concerning fines for crossing picket lines and that
constitution will be followed. (Emphasis in original.)
s
s
s
s
s
Fraternally yours,
/s/ Bob Rowe
Bob Rowe,
President
I.U.E.
Local 767
This letter was addressed "To all I.U.E. Local 767
Members." While the matter is not entirely clear on the
record, there is some evidence tending to indicate that
copies of the letters of December 5 and 12 were sent to
other employees of the Company. Mildred Tarter has
received no further communication from Rowe or the
Respondent Union and, so far as the record shows, no steps
have been taken to assess a fine against her.
2.
Hubert Tarter
On November 20 Hubert Tarter mailed to the Respon-
dent Union a letter similar to the one Mildred Tarter had
sent the previous day, quoted above. The Respondent
Union received this letter, probably on or about November
21.On November 23 Hubert Tarter telephoned to the office
of the Respondent Union and talked to Rowe. According
to Rowe's uncontradicted testimony: 8
He said that he had made a final decision that he
decided, considering his financial position that he felt
that he had to return to work. He had made his decision
to return to work and he had promised in case he didn't
make the decision before he went in, that was the reason
he called. His decision was final. There was no point in
me saying anything to him and I agreed with him, that
we had talked about the situation before, and there was
no point in any further discussion and no further reason
for calling me on the phone.
On November 24, while the strike was still in progress,
Hubert Tarter returned to work for the Company, and he is
still so employed. He has not paid any further dues to the
Respondent Union, either directly or by authorized dues
checkoff. On November 26 Rowe sent Hubert Tarter a
letter identical to that which Rowe sent to Mildred Tarter
on the same day. While the record is not entirely clear,
Hubert Tarter probably received letters from Rowe on
December 5 and 12 similar to those received by Mildred
Tarter on those dates. So far as appears from the record,
Hubert Tarter has received no further communications
from Rowe or the Respondent Union. No steps have been
taken to levy a fine against him.
E.
Contentions of the Parties
The complaint, as amended at the hearing, alleges, and
the answer denies, that on or about November 23 Rowe
"orally threaten[ed ] an employee, who had previously
resigned her membership in Respondent [Union], that said
Respondent [Union] would fine said employee the
unreasonably excessive amount of $500 a day if the said
employee crossed the said picket line [presumably the one
at the Company's Somerset plant] established by Respon-
dent [Union]." It is also alleged that on or about November
26 Rowe "[sent] identical letters to two employees, who had
previously resigned their membership in Respondent
[Union], which contained threats that Respondent [Union]
would fine and otherwise penalize them for crossing a
picket line which Respondent [Union] had established at
[the Company's ] Somerset, Kentucky plant, and in advising
all of its members, in writing, of such action." It is further
alleged that this conduct "was engaged in by Respondents
in retaliation for the failure of said . . . employees to
engage in protected activities . . . and to discourage other
employees from doing the same."
At the hearing, and again in their joint briefs, the
Respondents put forth a double defense. As their primary
defense, they maintain that the efforts of the Tarters to
resign were ineffectual, and the Tarters remained members
of the Respondent Union. As such, the Respondents urge,
the Tarters were subject to being fined by the Respondent
Union, under the doctrine of the Supreme Court's decision
in Allis-Chalmers.9 Alternatively, they contend that if the
resignations were effective, and the Respondent Union had
no authority to impose sanctions on the Tarters, then
warnings of possible fines become mere empty threats
which the Respondent Union lacked the ability to carry
through, and could not therefore reasonably have had a
coercive effect. As the Respondents put the matter in their
joint
brief,
"Once a person has resigned from an
organization, he realizes that he is not subject to the rules
and regulations of the organization and cannot feel any
threat."
B Although Hubert Tarter testified, he did not mention this telephone
9 N.L.R.B. v. Allis-Chalmers Manufacturing Company et at., 388 U.S.
conversation.
175.
LOCAL 767, ELECTRICAL & MACHINE WORKERS
687
F.
Effectiveness of the Resignations
The Respondents argue that, short of relinquishing
employment with the Company, the only way a member in
good standing (as were the Tarters at the beginning of the
strike) can effectively give up membership in the Respon-
dent Union is by becoming delinquent in dues, thereby
causing an automatic expulsion.
Moreover, urge the
Respondents, as dues were not required to be paid during a
strike, "while on strike members could not effectively
resign." I do not agree. On this subject the Board has held:
As stated above, Steib resigned from the Union on
March 26. The union constitution sets out no proce-
dures for voluntary withdrawal of membership; it
makes no mention of resignations. It does contain a
provision (article VI, section 5, entitled "Non-Payment
of Dues, Fines and Assessments") which treats with
suspension and expulsion of members who fail to pay
dues
By virtue of this clause a member who was
delinquent for 60 days "shall be automatically suspend-
ed from the rights of membership, and, if the default
continues without good cause for an additional thirty
(30) days, . . . shall be automatically expelled from the
Union." The only other provision relating to termina-
tion of membership is article V, section 4, which
provides that employees who progress to supervisory
status must leave the Union in 30 days, that employees
may be expelled [cross-reference to article VI ], and that
members may transfer from one local to another of the
International by withdrawal card.
It is a fundamental principle that an employee
joining a voluntary labor union for an indefinite period
may resign therefrom at will. We see nothing in the
Union's constitution which can be said, even through
the loosest construction of words, to have bound Steib
to involuntary membership a single day . . . We find
therefore that, upon her unequivocal resignation, her
union membership ceased in March and that she was
not a union member on April 14, 1952.10
In enforcing this decision of the Board, the United States
Court of Appeals for the Second Circuit, in its majority
opinion, stated:
The Union's argument hinges on the assertion that
Mrs. Steib could not voluntanly resign. In support of
this argument our attention is directed to the proviso to
Section 8(b)(1)(A) of the Act which states the following:
" .. this paragraph shall not impair the right of a
labor organization to prescribe its own rules with
respect to the acquisition or retention of membership
therein."
We agree that the proviso protects the Union's right
to make its own rules with respect to membership, but
assuming, arguendo,
that a rule wholly prohibiting
voluntary resignations would be valid, we think that in
the absence of any rule on the subject of voluntary
resignation, the proviso is inapplicable. Concededly the
Union Constitution and bylaws are absolutely silent as
to whether a member can voluntarily resign. Hence we
think that the common law doctrine on withdrawal
from voluntary associations is apposite. Under that
doctrine, a member of a voluntary association is free to
resign
at
will,
subject of course to any
financial
obligations due and owing the association. (Emphasis in
original.) i i
And the Board more recently has reaffirmed this
doctrine. i 2
Applying this principle to the facts in the instant case, it is
found that the Respondent Union's constitution in effect at
times
here
material contained no provision for the
voluntary withdrawal of membership therein; that the
letters sent to the Respondent Union by Mildred and
Hubert Tarter on November 19 and 20 respectively
constituted unequivocal resignations of membership, and
that the Respondent Union, having received these letters,
was apprised of the resignations promptly and by
reasonable means. I conclude that the letters constituted
valid and effective resignations and that upon receipt
thereof by the Respondent Union the Tarters ceased to be
members. It follows, and I find, that the doctrine
enunciated by the United States Supreme Court in Allis
Chalmers, namely, that a union may, without violating
Section 8(b)(1)(A) of the Act, fine its members who cross its
legally established picket line, is not applicable here.
G.
Conclusions
We come then to the final and crucial issue in this case,
namely: Does a union violate Section 8(b)(I)(A) of the Act
by threatening to fine employees, former members who
have effectively resigned, should they cross the Union's
legally established picket line? The issue is not entirely new.
Trial Examiner James T. Barker, in a somewhat similar
situation, stated:
The Board has long recognized that a fine by nature is
coercive. [Footnote omitted.] "Section 8(b)(l) leaves a
union free to enforce a properly adopted rule which
reflects a legitimate union interest [and] impairs no
policy Congress has imbeded (sic) in the labor laws .
... " [Footnote omitted.] However, the Union acquires
no exoneration under Section 8(b)(1) or its proviso
when it seeks to subject nonmembers to its internal
disciplinary authority through assessment of a fine,
recognized to be by nature coercive. To find that the
Act invested the Union with such a power would be the
equivalent of holding that a union may enforce its
internal disciplinary rules against an employee not as a
member, as the decided cases clearly require be the
case, but as a mere unit employee. [Footnote omitted.]
Finding as I do that the proviso to Section 8(b)(1)(A)
does not immunize the Union in its assessment of fines
10 New Jersey Bell Telephone Company, 106 NLRB 1322, 1324
" Communications Workers of America, CIO v N L R B, 215 F 2d 835,
838 (C A 2)
12 Local
Union No 621, United Rubber, Cork, Linoleum and Plastic
Workers of America, AFL-CIO (Atlantic Research Corporation d/b/a R & G
Sloane Manufacturing Division of Atlantic Research Corporation), 167 NLRB
No 83, fn 1, and Aeronautical Industrial District Lodge 751, affiliated with
International Association of Machinists & Aerospace
Workers, AFL-CIO
(The Boeing Company), 173 NLRB No. 71
See also Marlin
Rockwell
Corporation,
114
NLRB
553.
562;
and
Mechanical
and Allied
Production Workers Union, Local 444, AFL-CIO, Its New England Joint
Board,
AFL-CIO and R W D S U, AFL-CIO ( Pneumatic
Scale
Corporation. Lid), 173 NLRB No 58. enfd 74 LRRM 2457 (C.A 1)
688
DECISIONS OF NATIONAL LABOR RELATIONS BOARD
against nonmembers, I am unable to agree with the
contention of the Respondent that fines levied against
nonmembers are noncoercive because they are a nullity
and unenforceable . . . . Few employees who look to a
union for representation would have the sophistication
or discernment to determine or comprehend which fines
of the union are enforceable against them and which are
not. To the average employee, a fine outstanding
against him connotes a detriment of significance. Thus,
I
reject the
Respondent's contention that
merely
because a fine against a nonmember may not be legally
enforceable in court, it can have no coercive effect
under the Act.13
Similarly, Trial Examiner Ramey Donovan, in a compara-
ble case, stated:
An individual who has been fined and who believes that
the action was without legal justification can have no
certainity (sic) of the outcome .... Some persons and
some employees will pay fines, although they consider
the fines unmerited or unlawful, rather than become
involved in litigation. The prospect of the measures that
an employee may be forced to resort to in order to
vindicate his position against an unlawful fine is in itself
coercive. The employee has no assurance and certainly
no certainty that collection and enforcement steps will
not be taken. In view of Allis-Chalmers, the possiblity
of resort to court to collect a union fine cannot be
discounted. How various contentions or defenses will
fare in a particular state court is a matter of conjecture.
Moreover, a fine itself, for violating union rules and
constitution, stigmatizes the employee as an individual
who has violated asserted obligations of membership
and as one who has not fulfilled his obligations. This is
coercive when the employee in fact was not a member
and hence violated no duty of membership by
exercising his right under Section 7 to work during a
strike.14
It is true that the unions in those cases had in fact levied
fines against the employees (former members) who had
effectively resigned before they crossed a lawful picket line,
whereas the Respondents here merely threatened to fine the
former members. However, the basic principles remain the
same.
I
am persuaded by Trial Examiner Barker's
reasoning in Local 6135 and Trial Examiner Donovan's
reasoning in Local 2108, and adopt them insofar as quoted
above.
In the letters of November 26, set forth in part above,
Rowe coupled
statements that the Tatters were still
members with a threat to fine them, and to enforce the fines
by court action if necessary. In so doing, he was acting
within the scope of his authority as agent of the Respondent
Union. For the foregoing reasons it is found that, by such
conduct, both Respondents restrained and coerced employ-
ees of the Company in the exercise of their Section 7 right to
13 Communications
Workers of America, Local 6135 (Southwestern Bell
Telephone Company), Cases 23-CB-898, 23-CB-898-2, and 23-CB-298-3
(TXD, 270-69), currently pending before the Board on exceptions. Trial
Examiner
Barker further stated :
"This rejection of
Respondent's
contention is required ... out of further recognition that the Union has an
affirmative statutory duty to fairly represent all unit employees . . . . When,
as here,
to effect discipline for nonconformance to its rules a union
undertakes to assess fines against unit employees who are no longer its
refrain from concerted activities, and thereby violated
Section 8(b)(I)(A) of the Act. In this posture of the case, I
deem it unnecessary to decide whether there was a threat to
levy an "unreasonably excessive" fine, as alleged in the
complaint. I further consider it unnecessary to determine
whether the telephone conversation between Rowe and
Mildred Tarter on November 23 constituted an additional
violation of Section 8(b)(1)(A) of the Act for, in any event,
such a finding would merely be cumulative and would not
affect the remedy hereafter recommended.
Upon the foregoing findings of fact and conclusions of
law, and upon the entire record in this case, I make the
following:
CONCLUSIONS OF LAW
1.
General Electric Company is , and at all material
times has been, an employer within the meaning of Section
2(2) of the Act, engaged in commerce within the meaning of
Section 2(6) and (7) of the Act.
2.
Local 767, International Union of Electrical, Radio
and Machine Workers, AFL-CIO-CLC, is, and at all
material times has been, a labor organization within the
meaning of Section 2(5) of the Act.
3.
Bob Rowe is, and at all material times has been, an
agent of the Respondent Union , acting in its behalf, within
the meaning of Section 2(13) of the Act.
4.
By threatening to fine , and to collect said fines by
lawsuit if necessary, Mildred Tarter and Hubert Tarter for
crossing the Respondent Union's picket lines to work for
General Electric Company, at a time when these individu-
als were no longer members of the Respondent Union,
thereby restraining and coercing employees of General
Electric Company in the exercise of rights guaranteed them
in Section 7 of the Act, the Respondents have engaged in,
and are engaging in, unfair labor practices within the
meaning of Section 8(b)(l)(A) of the Act.
5.
The above-described labor practices tend to lead to
labor disputes burdening and obstructing commerce and
the free flow of commerce, and constitute unfair labor
practices affecting commerce within the meaning of Section
2(6) and (7) of the Act.
The Remedy
It will be recommended that the Respondents cease and
desist from the illegal conduct found, or any similar
conduct which restrains or coerces employees of the
Company in the exercise of rights guaranteed them in
Section 7 of the Act. Affirmatively, it will be recommended
that the Respondents notify Mildred Tarter and Hubert
Tarter, in writing, that they rescind the letters to Mildred
Tarter and Hubert Tarter dated November 26, 1969, and
post appropriate notices.
members, it engages in invidious conduct inconsistent with the obligation
of
fair
representation
which
resides
with
all
collective-bargaining
representatives." I do not adopt this part of his reasoning.
14 Communications
Workers of America, Local 2108, AFL-CIO (The
Chesapeake and Potomac Telephone Company of Maryland, Inc.),
Case
5-CB-861 (TXD 221-69), currently pending before
the
Board on
exceptions.
LOCAL 767, ELECTRICAL & MACHINE WORKERS
689
RECOMMENDED ORDER
Upon the basis of the foregoing findings of fact and
conclusions of law, and upon the entire record in this case,
it is recommended that Local 767, International Union of
Electrical, Radio and Machine Workers, AFL-CIO-CLC,
Somerset , Kentucky, Bob Rowe, its president , and their
agents, officers, representatives, successors , and assigns,
shall
1.
Cease and desist from:
(a) Fining or threatening to fine former members of the
Respondent Union for crossing picket lines established by
the
Respondent Union to work for General Electric
Company, or attempting to collect such fines by lawsuits or
any other means.
(b) In any like or related manner, restraining or coercing
employees of General Electric Company in the exercise of
rights guaranteed them in Section 7 of the Act.
2.
Take the following affirmative action, which it is
found will effectuate the policies of the Act.
(a) Notify Mildred Tarter and Hubert Tarter, in writing,
that they revoke the letters sent to Mildred Tarter and
Hubert Tarter, dated November 26, 1969.
(b)
Post at the offices and meeting halls of the
Respondent Union in Somerset , Kentucky, copies of the
attached notice marked "Appendix." 15 Copies of the said
notice, on forms provided by the Regional Director for
Region 9, after being duly signed by their representatives,
shall be posted by the Respondents immediately upon
receipt thereof, and be maintained by them for 60
consecutive days thereafter, in conspicuous places , includ-
ing all places where notices to members of the Respondent
Union are customarily displayed . Reasonable steps shall be
taken by the Respondents to ensure that said notices are
not altered, defaced, or covered by any other material.
(c) Cause copies of this notice, to be furnished by the said
Regional
Director, to be signed by the
Respondents'
representatives and promptly returned to the said Regional
Director for posting by General Electric Company, if the
said Company should be willing
(d) Notify the said Regional Director, in writing, within
20 days from the receipt of this Decision , what steps have
been taken to comply herewith.is
IT IS FURTHER RECOMMENDED that the complaint herein
be dismissed, insofar as it alleges unfair labor pracitces not
found herein.
11 In the event no exceptions are filed as provided by Section 102 46 of
the Rules and Regulations of the National Labor Relations Board, the
findings, conclusions, recommendations , and Recommended Order herein
shall, as provided in Section 10248 of the Rules and Regulations, be
adopted by the Board and become its findings, conclusions , and order, and
all objections thereto shall be deemed waived for all purposes . In the event
that the Board's Order is enforced by a judgment of a United States Court
of Appeals, the words in the notice reading "POSTED BY ORDER OF
THE NATIONAL LABOR RELATIONS BOARD" shall be changed to
read "POSTED PURSUANT TO A JUDGMENT OF THE UNITED
STATES COURT OF APPEALS ENFORCING AN ORDER OF THE
NATIONAL LABOR RELATIONS BOARD"
iS In the event that this Recommended Order is adopted by the Board,
this
provision
shall
be
modified
to read "Notify the said Regional
Director, in writing, within 10 days from the date of this Order, what steps
the Respondents have taken to comply herewith "
APPENDIX
NOTICE To MEMBERS
POSTED BY ORDER OF THE
NATIONAL
LABOR RELATIONS BOARD
An Agency of the United States Government
WE WILL NOT
fine
or threaten to fine former
members of this Union for crossing picket lines
established by this Union to work for General Electnc
Company, nor will we try to collect such fines by
lawsuits or any other means.
WE WILL NOT in any like or related manner restrain
or coerce employees of General Electric Company in
the exercise of rights guaranteed them in Section 7 of
the National Labor Relations Act.
LOCAL 767,
INTERNATIONAL
UNION OF ELECTRICAL,
RADIO AND MACHINE
WORKERS , AFL-CIO-CLC
(Labor Organization)
Dated
By
(Representative)
(Title)
THIS IS AN OFFICIAL NOTICE AND MUST NOT
BE DEFACED BY ANYONE
This Notice must remain posted for 60 consecutive days
from the date of posting and must not be altered, defaced,
or covered by any other material.
Any questions concerning this Notice or compliance with
its provisions, may be directed to the Board's Office, Room
2407, Federal Office Building, 550 Main Street, Cincinnati,
Ohio 45202, Tel. 513-684-3686.